Victor Guzun Liberal Reforms for Public Administration in Moldova 2015 Victor Guzun Liberal Reforms for Public Administration in Moldova. Sibiu 2015 Liberal Reforms for Public Administration in Moldova Author: Victor Guzun October – December 2015 © European Liberal Forum asbl Published by the European Liberal Forum with the support of the Friedrich Naumann Foundation for Freedom, Sofia. Funded by the European Parliament. The European Parliament is not responsible for the content of the publication. The views expressed in this publication are those of the authors alone. They do not necessarily reflect the views of the European Liberal Forum asbl. This publication may only be reproduced stored or transmitted in any form or by any means, with the prior permission in writing of the publisher. Enquiries concerning reproduction outside these terms should be sent to the European Liberal Forum asbl., email: [email protected] Imprint Publisher European Liberal Forum asbl. Rue des Deux Eglises 37/39, 1000 Brussels Belgium Layout and production s.c. Print ATU s.r.l. 22 Turnului str. 550197 Sibiu Romania TABLE OF CONTENTS 1. INTRODUCTION ........................................................................................................................... 5 2. WHY SHOULD WE HAVE LOCAL PUBLIC ADMINISTRATIONS OPERATING BY LIBERAL PRINCIPLES? ............................................................................................................... 8 FROM PUBLIC ADMINISTRATION TO PUBLIC MANAGEMENT ................................... 8 3. MOLDOVA LOCAL PUBLIC ADMINISTRATION, REALITIES AND PROBLEMS ............ 10 FIGHT AGAINST CORRUPTION .......................................................................................... 12 4. ESTONIA – AN EXAMPLE OF REFORM FOR THE LOCAL PUBLIC ADMINISTRATION IN THE REPUBLIC OF MOLDOVA. GENERAL CONTEXT .................................................. 14 SEPARATION OF POWERS IN ESTONIA ........................................................................... 15 THE TAX SYSTEM IN ESTONIA.......................................................................................... 16 E-ESTONIA. DIGITALIZED PUBLIC SERVICES ............................................................... 18 5. EXAMPLES OF SOLUTIONS FROM ESTONIA WHICH CAN BE IMPLEMENTED BY THE LOCAL PUBLIC ADMINISTRATION OF THE REPUBLIC OF MOLDOVA ........................ 19 5.1. DOCUMENT MANAGEMENT SYSTEM (DMS) .......................................................... 19 5.2. DELTA............................................................................................................................... 21 5.3. SIGMA ............................................................................................................................... 22 5.4. KOVTP – THE WEB PORTAL FOR MUNICIPALITIES .............................................. 23 5.5. KOVMEN – AUTOMATION MODULE FOR LOCAL SERVICES .............................. 24 5.6. VOLIS – The IT system of city councils ........................................................................... 26 5.7. VOLIS KE – PARTICIPATORY BUDGETING .............................................................. 27 5.8. VOLIS RR – REFERENDUM AND SURVEY ................................................................ 28 5.9. ANNA TEADA – NOTIFY ME!....................................................................................... 28 5.10. eKOOL – e-SCHOOL...................................................................................................... 30 5.11. NEIGHBORHOOD WATCH .......................................................................................... 33 Why NHW in the Republic of Moldova? ................................................................... 34 Perspectives for the development of the NHW model in the Republic of Moldova .. 34 5.12. PREPARATION FOR THE LEADER RURAL DEVELOPMENT PROGRAM. ......... 36 5.13. THE ESTABLISHMENT OF LAGS (LOCAL ACTION GROUPS)............................. 38 5.14. IMPLEMENTATION OF SINGLE POINT OF CONTACT FOR DOCUMENTS AND OF UNIQUE DATABASES ........................................................................................... 40 5.15. EACH LPA ENTITY SHALL HAVE A RESPONSIBLE FOR THE IMPLEMENTATION AND MANAGEMENT OF ASSISTANCE AND EXTERNAL PROJECTS (PREFERABLY AN ENGLISH SPEAKER). ............................................ 41 5.16. THE ROLE OF THE LOCAL LIBRARY MUST BE MORE COMPLEX. ................... 42 5.17. CONTACT DETAILS AND DUTIES OF ALL CITY HALL EMPLOYEES SHOULD BE PUBLIC AND EASILY ACCESSIBLE. .................................................................. 43 5.18. LOCAL NGOS ARE VERY IMPORTANT. .................................................................. 44 5.19. BUILDING A DISTINCTIVE IDENTITY FOR EACH LOCALITY ........................... 45 5.20. PERMANENT SHARE OF EXPERIENCES AND ESTABLISHMENT OF EXTERNAL RELATIONS WITH FOREIGN PARTNERS. ......................................... 46 5.21. LET’S DO IT! .................................................................................................................. 47 Annex 1. SEVERAL EUROPEAN FINANCING MECHANISMS FOR PROJECTS IN RURAL AREAS OF THE REPUBLIC OF MOLDOVA ........................................................................... 48 Annex 2. APPLYING FOR PROJECTS FUNDED BY THE ESTONIAN MINISTRY OF FOREIGN AFFAIRS THROUGH THE DEVELOPMENT COOPERATION MECHANISM (PRACTICAL GUIDE) ................................................................................................................. 53 6. CONCLUSIONS ............................................................................................................................ 57 Annex ................................................................................................................................................. 58 Note on the author .............................................................................................................................. 59 5 Participants and moderators of the workshop in Nisporeni, sporting and planning activities. 1. INTRODUCTION Two workshops have been organized by the European Liberal Forum, with the support of the “Friedrich Naumann” Foundation and in Chisinau and Nisporeni between the 5th and the 8th of October 2015, to which local liberal officials from the Chisinau municipality and the Nisporeni rayon were invited. The workshops have been coordinated by the Foundation and experts from Estonia and focused on identifying the main operational issues of the city halls and local councils represented by the participants, a closer look at the activities carried out by the local public administration entities in the Republic of Moldova and on finding solutions to the identified issues, based on examples from Romania (Sibiu City), Estonia (Elva municipality and Jogeva region), Germany, as well as the benchmarking analysis in the European context. The workshops had an interactive format, in which Mr. Daniel Kaddik, Program Manager for Southeastern Europe of the “Friedrich Naumann” Foundation, made a presentation of the objectives and the expected results, followed by the panel dedicated to an efficient public administration and local development based on the example of the Romanian city of Sibiu, moderated by the Project Coordinator of the Foundation in Romania, Mr. Raimar Wagner. The next interactive exercise moderated by Mr. Daniel Kaddik focused on the motivation of the workshop participants to take part to the politic activity and local elections, their role in the public administration, weaknesses and strengths of the local public administration to which they belong. The session went on with the presentations of the Estonian experts, who highlighted the experience of two Estonian LPA entities: Mr. Viktor Svjatosev, the current governor of the Estonian region of Jogeva and former mayor of Jogeva city presented the multiple legislative, technical and attitudinal reforms 6 implemented in the above mentioned regions, while Mr. Heiki Hansen, councilor of Elva City and former vice-mayor, focused his module on the best practices regarding the operation of a local public administration entity comparable in size with the entities represented by the participants. The sessions were interactive, offering answers to numerous questions. Next came a presentation of the best e-governance solutions in Estonia that need to be implemented in the Republic of Moldova, a presentation made by Mr. Victor Guzun, former Ambassador of the Republic of Moldova in Estonia. The World Cafe exercise was subsequently organized, where the participants and the moderators debated on the main issues that the LPA entities represented by the participants are up against and, at the end of the workshops, the participants and coordinators identified a number of propositions and activity projects for the upcoming 6 months, each of the participants assuming responsibility for their implementation. The main identified problems and solutions include: - solving the lack of transparency within city halls by placing information boards, creating and updating the city halls websites, providing specialized training for a number of employees, publication of all public related information on the city hall website etc.; - increasing the service range provided by the institutions under the authority of the city hall - launching initiatives that would employ as many local people as possible, involving the local NGOs and active citizen groups; - using digital signature and the available e-governance services; - encouraging the establishment of new NGOs, staff training so as to increase the fund accessing capacity; - establishing points of single contact and publication of specific forms on the available electronic platforms; - drawing up urban plans. - performance of sanitation and repair work. - organizing events that would contribute to the co-participation of the community members and increase the sense of community involvement in public life etc. The foundation will analyze the implementation degree of the assumed projects within 6 month and the coordinators shall provide the required assistance and advice. This book aims at highlighting the main problems identified during the workshops and to provide solutions thereto, based on the Estonian local public administrations experience, so as to ensure their implementation by as many city halls in the Republic of Moldova as possible. 7 This book contains some data from public studies carried out by the Congress of Local Authorities from Moldova, the e-Governance Center, Transparency International, public opinion surveys, websites of public institutions in Estonia, the Expert-Grup think tank, Estonian IT companies developing e-governance solutions, the Neighborhood Watch Moldova project, the LEADER European program, the Moldova Social Investment Fund, GIZ, cross-border cooperation programs, the Prime Minister of Moldova’s Economic Council, the Ministry of Foreign Affairs of Estonia. Photos belong to the authors. 8 2. WHY SHOULD WE HAVE LOCAL PUBLIC ADMINISTRATIONS OPERATING BY LIBERAL PRINCIPLES? FROM PUBLIC ADMINISTRATION TO PUBLIC MANAGEMENT The administration of local public administration entities, as any other mechanism, is constantly changing and requires new performance standards, decision making transparency, adjusting to new conditions and innovative solutions. Administration based on the centralized principle is becoming obsolete and the results of the local officials activities will depend to an increasingly larger extent on the training of the municipality administration teams, the interaction with as many local actors as possible from various fields, the quick adjustment to new conditions and the acceptance of new solutions, zero tolerance for corruption factors, the development of an “ownership” sense for city inhabitants and their active involvement in the administration process and the establishment of an active social dialogue. A local governance operating by liberal principles changes the attitude towards its citizens from city hall service “users” to active participants to the community life and is a proactive governance, does not disturb the common citizens, does not become a burden for them and lets the citizens decide. The liberal governance model will introduce the principle of subsidiarity in the administration of public activities, aiming to get closer to the citizen, believing that the most efficient solution to municipality problems will be provided to the closest level possible. The liberal local governance will make each community member responsible, so that each local actor is informed of his rights and obligations and participates to the resolution of the existing problems. Traditionally, the liberal principle means to be open to new approaches and, in the age of information and innovation, failure to accept modern management solutions will play a critical role in the management (in)efficiency. There must be a significant reorganization of the local administration principles, of the employees’ job descriptions, of the study programs that they will attend in order to deal with the new requirements, rescheduling the available resources. A local entity failing to adapt to the new requirements will be forced by circumstances to do so sooner or later and the delay in accepting reforms will only block the achievement of the desired results. The best moment to start these reforms is today. Liberal administration also means the privatization of many public services, contracting such services, innovative co-production solutions in order to provide quality services at the lowest prices. It will also encourage and promote a long-term sustainable economic development of their city and community members. The liberal principle states that the best democracy is the local democracy. Local planning, recreation, promotion of local values falls under the direct responsibility of 9 the local councils. Liberal governance is oriented towards serving people and the way it operates brings it closer to the people, is focused on a service that pleases the people and changes their perception on the authorities. A liberal governance is constantly fighting all forms of corruption, knowing that zero tolerance towards this scourge is one of the most important prerequisite for local administration efficiency, increases the attractiveness of city halls for potential investors and external and internal financial supporters. Any respectable institution will prefer working with such LPA entities and the positive results will soon emerge. The clerks of a modern city hall must be oriented towards its citizens and must adopt clear, transparent and quick solutions for all administrative problems. The European experience clearly proves that the most successful local public entities are also the most open minded. 10 3. MOLDOVA LOCAL PUBLIC ADMINISTRATION, REALITIES AND PROBLEMS The Constitution of the Republic of Moldova acknowledges the principle of local autonomy and stipulates that all local problems should be solved and treated by local authorities, operating independently according to the law. Two laws in the legislative framework of the Republic of Moldova state the local authorities responsibilities related to service provision: the Law on administrative decentralization and the Law on local public finance. The basic competences of the local public authorities include the organization of social services, social protection of elderly people, provision of dwellings and municipal services, water supply and sewage services, performance of public services, spatial planning, public transport and maintenance of local roads and streets. Typical for LPAs in the Republic of Moldova are high budgetary expenses in the education field and most of the other public services under the responsibility of the local public authorities are co-financed and traditionally insufficiently managed, a situation caused by the central authorities strict control of public expenses required for the provision of certain public services. This reduces the capacity of the local authorities to function as independent and autonomous bodies. The share of the local authorities’ revenues to the general public revenues is less than 30%. The revenue tax for natural persons accounts for 24% of the local authorities’ total revenues. Among all taxes, the real estate tax has a small share of 3%. Revenues achieved from local taxes account for only 3% of the local budget. In total, the share of local taxes, own revenues and the breakdown of revenues from general state taxes is very small in most of the local public administrations budgets, except for big city halls, such as Chisinau and Balti. City halls depend to a great extent on transfers from the state budget (58% with Chisinau and Balti and 70% without these two municipalities), which makes them financially weak in exercising their responsibilities. The expenses of local authorities accounted for approximately 24% of the general consolidated expenses of the authorities in the last few years. Most of the local authorities’ expenses are aimed towards the education sector. Local authrities in Moldova have a limited direct influence on local economic development. The only tools available to them for investment stimulation and the creation of a competitive environment are the setting of local taxes and fees (with a maximum threshold set by the Parliament), the provision of facilities, land or buildings, the promotion of strategies or the planning and spatial planning tools. Since the share of local revenues to the budget is small, the fiscal and financial decentralization is limited and transfers from central authorities are subject to conditions, meaning that they must be spent only for the provision of certain public services (education, social security etc.). 11 The Internet penetration level is high in the Republic of Moldova, which can be a prerequisite for the development of numerous e-governance solutions, including in the rural areas. Thus, according to the data provided by the e-Governance Center in the Republic of Moldova, 62% of domestic households are connected to the Internet via ADSL network, optical fiber, 3G connection or wi-fi. 76% of the respondents said that they were using the Internet on a daily basis, 90% of them accessing the Internet from their home. The percentage of those who use the Internet for chat or social networks is very high (88% and 82% respectively) or for entertainment and news websites (62% and 68%), but there are serious deficiencies concerning the performance of online banking operations, requesting information from public institutions or their delivery (less than 10% of all respondents, in some cases even under 2%). Studies show that the desire for European integration is greatly supported by local officials in the Republic of Moldova and the main expectations are the development of the local infrastructure, a greater financial support for the implementation of local reforms, better medical care and social security, a more performant education system. Furthermore, most of the local officials think that the current support is limited and inadequate for the needs of the city halls. During the workshops organized in Chisinau and Nisporeni, the participants were asked to specify the main operational issues of the city halls they were representing; the following problems were underlined: financial difficulties (the lack of necessary resources for the development of the infrastructure projects, insufficiency of the public services provided, dysfunctional water supply, sewage, waste management, street lighting systems etc.). Moreover, most of the highlighted problems did not require any financial resources or relatively small financial resources. For example, the participants to the Nisporeni workshop only mentioned 3 major problems (out of the 26 enunciated) requiring financial resources for their resolution (insufficient budgeted financial resources, water supply and street lighting) and 23 operational problems, such as the high level of corruption, lack of trust among the inhabitants assigned to the city halls in the activity of local officials, destabilizing actions of some local officials directed towards other representatives, crony-like support of some projects, the acute lack of communication between local officials and citizens etc. 12 FIGHT AGAINST CORRUPTION A major problem is the feeling that local public institutions are corrupt and things do not seem to change. According to Transparency International studies, the Republic of Moldova ranks 103 of the 174 states mentioned in the report for 2014, with a score of 35 points (0 means very corrupt and 100 – zero corruption). For comparison purposes, Estonia ranks 27 in the same report, with a corruption index of 69 points. Romania ranks 69 in the report, with a corruption index of 43 points. All national opinion barometers point at corruption among the 5 major problems of the Republic of Moldova. Over 65% of citizens are not satisfied with the results of the fight against this scourge and 47% of the respondents believe that fighting corruption could improve the social and economic status of the country. Citizens think that the main reasons leading to corruption are the ineffective control of the state powers and the political involvement in the legal system. In spite of some legislative efforts and initiatives, the results of the fight against corruption are insufficient. Corruption is a very serious setback in the efforts of modernizing the Republic of Moldova and, implicitly, the local public authorities. Fight against corruption is a process that requires a long-term commitment from the public institutions, local public administrations and civil society. As far as the local public administrations are concerned, all key actors and LPA partners must clearly state their commitment for a long term fight against corruption and support of the anticorruption initiatives. Everything must be done to raise the public awareness and drive small changes, which, in time, could completely turn the systems around, as well as the working methods of institutions and individuals. The best contribution to the fight against corruption will be a “leading by example” attitude, demonstrating the most professional standards in their daily activity. Fight against corruption includes: - educating citizens on the responsibility of authorities to refrain for corrupt actions. In this regard, the fair treatment of all individuals is crucial for the stability and economic growth of a country and supports the fight against crimes; 13 - informing citizens about the costs a corrupt system bears, particularly for key services such as medical and educational services. - engaging as many local young people as possible in trainings and giving examples of correct ethical behavior, in order to find out what corruption is and what its consequences are. - reporting all corruption cases and zero tolerance for corruption acts and corrupt officials. - refusing to participate in any illegal or non transparent activity. - development of an incorrupt business community promoting economic stability and zero tolerance towards acts of corruption etc. The experience of Estonia and of the European states clearly shows that the most effective LPA entities are those that promote zero tolerance towards corruption. Corruption drives investors away, cancels all efforts to promote the city, increases the population discontent, decreases the quality of all public services and increases tensions within the community. 14 4. ESTONIA – AN EXAMPLE OF REFORM FOR THE LOCAL PUBLIC ADMINISTRATION IN THE REPUBLIC OF MOLDOVA. GENERAL CONTEXT Tallinn city view Estonia may serve as a perfect example for the reform of many public entities in the Republic of Moldova, including the local public administration, for many reasons. As is the case with our country, Estonia was part of the Soviet Empire that imposed the same undemocratic rules, legislation, functioning of economic mechanisms, repression of the freedom of expression, inhibition of national sentiments, denationalization and centralization of the entire decision making mechanism. Both countries are small, with comparable territories. While both countries started from approximately the same performance indicators after the Republic of Moldova declared and Estonia redeclared its independence, today the Baltic state is the most successful of all former Soviet republics, a state completely integrated into all the European Union structures (including the Schengen area, Eurozone, OECD) and NATO. The nominal gross national product per capita is USD 17,425 (estimated for 2015), 10 times higher than that of the Republic of Moldova (1,725 estimated for 2015). Estonia is known as one of the most successful European economies, with minimum public debts, that successfully dealt with the global economic crisis. It is a digitalized state, where the e-governance solutions are widely used in all areas of public life, and for this reason, a great part of the described solutions are the digital ones. Estonia is a country that fights corruption in an effective manner, an example of freedom of expression and fundamental human freedoms. Estonia reached this high level of quality in a very short period of time and many individuals behind the implementation of the above mentioned reforms are still in office. Estonians have a very friendly and cooperative attitude towards the Republic 15 of Moldova and our country is a priority for external assistance. In the last chapter of this document, we will attach an application guide for the Moldovan-Estonian project financing. SEPARATION OF POWERS IN ESTONIA Estonia is a unitary parliamentary republic under the Constitution adopted in 1992, with a single-chamber Parliament of 101 members, directly elected for a 4-year term. The Parliament influences the state government by adopting the national budget and setting the taxes. The Parliament appoints a number of senior officials, including the President of Estonia (for a 5-year term). The laws are adopted exclusively by the Parliament. The government members are appointed by the Prime Minister and approved by the Parliament; it is responsible for conducting the domestic and foreign policy established by the Parliament. The Ministry of the Interior coordinates the activities of the governors’ institutions. The government is responsible for the justice, foreign affairs, national defense, public finance, industry and commerce policies, supervisory powers, ensuring the development and functionality of the infrastructure, education, labor market policy, healthcare and highways management. The state consists of 227 local authorities, of which 194 municipalities (Vald) and 33 urban municipalities or towns (Linn) or regions (Maakond). The municipalities can be very different in size, the largest being the city of Tallinn with over 436,000 inhabitants and the smallest, Ruhnu (island) with 103 inhabitants. Municipalities are the only form of local government in Estonia. Administratively, Estonia is divided into 15 regions, but there is no regional level of government. The Government appoints the governors of the regions who, together with their office, represent the regional agencies of the government administration. The Governor institution does Map of the regions and the largest cities in Estonia not coordinate, but only supervises the activities of the local government. However, the regions still have a number of responsibilities: environmental management, economic and spatial development, supervision of a number of acts of local governance and coordination of emergency or crisis situations. 16 Local self-government is a right guaranteed by the Constitution of Estonia, which states that "all local public aspects will be coordinated and solved by the local public administration that must operate independently under the law" (Article 154). The municipalities manage their own budgets and are responsible for the education (preschool, primary and secondary schools), the management of public areas, provision of social services for people of all ages, activities for the youth, sports and recreation, public services, household management and related services, the management of water supply and sewage, local planning, management of local roads, local transport, libraries and museums. THE TAX SYSTEM IN ESTONIA The Estonian tax system is considered to be a simple and liberal system. Direct taxes are automatically withheld from the salary by the employer. Direct taxes (2015) are the income taxes (20%, 21% in 2014), unemployment insurance (1.6%) and, if the employee opted for the optional pension system, a pension tax is charged (2%). The sum of EUR 154 of the monthly salary is not subject to income taxes for residents of Estonia, upon the employee request. There is no charge for transportation costs during the official visits, accommodation and daily allowance, if they observe the limits set by the law. The social tax is paid by the employees (33% of all payments for remunerated work and 0.8% for the unemployment insurance). 13% of the social taxes are directed towards the Social Security Fund and 20% to the pension system. Land taxes differ from one municipality to another and are paid by the owner according to the notification received from the Tax Department. The most important indirect taxes are the VAT (20% for most goods, 9% for some services and goods such as books, drugs etc.), taxes on gambling, alcohol and tobacco products. There are also customs duties, excise duties (fuel, alcohol, electricity, tobacco, packaging, newspapers, hotel services) and heavy vehicle tax. The local public administration may levy the following taxes: advertising taxes, taxes for closing of roads and access ways, for motorized vehicles, livestock tax, entertainment tax and parking fee. 11.6% of tax revenues are directed towards LPA (deductions are not taken into account). The Estonian state budget tax revenue in 2014 (chart source - Ministry of Finance of Estonia). Total tax revenue – 6,559.8 million EUR; total revenue -7,880.9 million EUR. 17 The expenses of the local budget of a rural area in Estonia (Kohila municipality, 2014, chart source – Statistical Office of Estonia) Education – 49%, free time, culture, religion – 13%, economic growth – 19%, general public services – 6%, social protection – 7%, other expenses – 5% 18 E-ESTONIA. DIGITALIZED PUBLIC SERVICES Estonia’s success in providing digitalized public services is due to the partnership between the central and the local visionary government, a proactive ICT sector and a highly technologized population, open to the implementation of new ideas and technologies. The Estonians may choose to use hundreds of electronic public services on government and local level, such as: tax returns can be filled in in 5 minutes, online, Estonia has the most developed system of ID cards in the world, in 2005, the electronic vote was introduced for parliamentary, European Parliament and local elections, 99% of all bank transactions are carried out online, 50% of all drivers in Tallinn pay for parking via their mobile phone, 95% of the tax returns are filled in online, all schools and institutions are equipped with computers, 97% of businessmen, 80% of households, free wi-fi is widespread. The Internet has a social right status in Estonia. The Estonian ID card can be used as a national travel document in the EU states and Schengen area, a social security and healthcare card, a document for accessing the online banking system, for digital signature of documents, electronic vote, access to the government databases, medical prescriptions, E- School etc. Locally, there are hundreds of online public services, such Estonian ID card and the reader as: online registration of individuals from the respective municipality, requests for information about land registration, buildings, properties etc., companies register, first grade registration, pre-school institutions, exam results, request for education allowance, refusal of waste disposal, permit for fountain construction, request for event organization, request for contestation of fines, request for funeral services, registration of a pet, weapons licence, compensations for incapacity of work, various compensations, official documents and forms of addressing institutions and city halls. 19 5. EXAMPLES OF SOLUTIONS FROM ESTONIA WHICH CAN BE IMPLEMENTED BY THE LOCAL PUBLIC ADMINISTRATION OF THE REPUBLIC OF MOLDOVA 5.1. DOCUMENT MANAGEMENT SYSTEM (DMS) AMPHORA KOV https://www.amphora.ee/ Amphora KOV is a document management leader in the Estonian municipalities. Currently, the system is used by about 110 municipalities (out of 213). The application package has been directly designed and developed for local public authorities and subordinated agencies. The institutions subordinated to the local public authorities may use this package even if the municipality uses a different document management software. Amphora KOV includes a separate module "Viewing of internal documents and proactive participation to the development of the local public administration capacities", financed by EU structural funds. This module increases the transparency of the decision making process and encourages the society to get involved in local development. Municipalities and subordinated institutions carry out several operations in the system: - Registration and processing of documents, regulation, order, decision drafts and conduct of meetings; - Registration and processing of the correspondence, supervision of execution deadlines; - Publication of documents according to the Law on Public Information; - See Civil – submitting a request for public information, to comment on the local authorities documents, an identity card and mobile phone with authentication; - Schedule; - Interface and integration with MS Outlook – allows for the accessing of e-mail messages and sending messages, schedule synchronization; - Digital signature of documents; - Searching for the whole text of scanned documents or the content of the uploaded files . 20 GUIDE PRICES NUMBER OF USERS up to 10 users 11-24 – each additional user 25-49 - each additional user 50-99 - each additional user 100-249 - each additional user 250 and more MONTHLY SUBSCRIPTION/USER fixed monthly subscription of € 63.91 € 2.88 € 2.56 € 2.24 € 1.92 € 1.60 Example: 10 users - € 63.91/month 15 users - 63.91 + 5*2.88 = € 78.31/month 25 users - 63.91 + 15*2.56 = € 102.31/month 100 users – 63.91 + 100*1.92 = € 255.91/month AMPHORA is also included in other packages: Start – with reduced functionalities, Standard – with standard functionalities or Premium – with enhanced functionalities. These packages are not configured for the needs of the municipalities and follow another pricing policy. 21 5.2. DELTA http://smit.ee/releases/delta/delta.html DELTA is an online document management solution implementing the entire document processing flow within an organization over its entire lifecycle. DELTA solution was originally developed for processing of documents of the Ministry of the Interior and the Ministry of Justice and meets the specific requirements of these ministries. Without substantial changes, this system has been adapted to the needs of 22 the local public administrations. Currently, Delta is being implemented for all regional governments and in 21 municipalities. DELTA provides the storage capacity, versioning, metadata, security, indexing and quick documents retrieval, thus ensuring: - document traceability and versioning of the organization documents; - centralized storage of all electronic key documents for the organization; - unitary backup for all the organization’s documents; - shaping, control and monitoring of documents flow within the organization; - Electronic archiving of documents; Electronic documents are divided into following categories: - documents drawn up in text editors (text processor such as Microsoft Word, Microsoft Excel, Open Office); - electronic copies of paper documents (scanned - e.g. invoices from suppliers, issued invoices, protocols, agreements); - source or binary files obtained by the organization staff in course of their activity (e.g. program files, graphic application files, executable files (exe). Any other file type falls into this category. 5.3. SIGMA SIGMA manages the digital assets of an organization (documents, procedures, drafts, plans, projects, source codes, how-to), images of paper documents (scanned documents), the organization’s internal workflows and registration management. The documents path in the SIGMA system may imply following the below steps: - approvals; - notifications; - assignments; - resolutions; - sequential organization; - parallel organization; - collaboration. 23 5.4. KOVTP – THE WEB PORTAL FOR MUNICIPALITIES KOVTP is a web platform for the configuration of a customized online page for public and private institutions, including a fixed monthly price, a distinctive concept and enables simple content management. The platform was developed to improve public access to information and electronic services provided by the municipalities. The information published on this platform is evenly positioned (predefined menu structure) and easily accessible. The advantages of KOVTP: - Distinctive concept - the entire information structure and navigation menus architecture are based on the principles of transparent governance and on a detailed analysis of the local authorities’ page access statistics. The information architecture was developed based on the needs and habits of target users (inhabitants of municipalities, tourists, businessmen etc.). - Interconnection with other applications (for example, http://www.visitestonia.com, http://www.peatus.ee, Facebook, Twitter, etc.). The web portal is integrated with all the national registers through the interoperability platform. - Simple management of content in Estonian and other languages. Special knowledge is not required for the integration of external services. 24 - Fixed monthly subscription: the local public administration pays a monthly fee of EUR 31.89, VAT included. The monthly subscription includes the web page hosting, page administration and users assistance. Currently, the KOVTP portal is used by over 165 municipalities. A recent study designated the Padise municipality website - http://www.padise.ee/ as the most transparent and efficient web page. This page has been developed based on the KOVTP platform. Note: It is important to know that it is not the technological solution that matters the most, but the information organization principle in order to facilitate search and identification of the information for all visitors. The Padise municipality web page can be taken as an example of an efficient information architecture. 5.5. KOVMEN – AUTOMATION MODULE FOR LOCAL SERVICES http://kov.riik.ee/menetluste-infosusteem/ KOVMEN is a KOVTP module/extension developed for the automation of processes and activities based on simple flows, interaction with other information systems and service applicants. KOVMEN enables citizens to avoid unjustified requirements of formal presentation of applications on paper, should the required data be available in the national or local databases, to which the local authorities already have access. The module includes the application reception functionality, examination, approval, notification of applicants. Citizens can follow the progress of the procedures and request feedback regarding their applications. As soon as the application is submitted via the official webpage (KOVTP), the municipality employees can: - notify and consult the applicant; - consult their colleagues, including those from other municipalities; - coordinate the application and the attached documents together with other coexecutors. KOVMEN has the following functionalities: 1. Involvement of all subordinated services in the application processing procedure. 2. Full automation of the application reception process by the municipalities through: a. b. c. d. full application processing; standardization of applications and transforming information into data; monitoring the status of the applications by all parties involved; interaction of co-executors throughout the procedure using KOVMEN 25 3. Establishing procedures for statistical data collection. This functionality is an important prerequisite for the subsequent optimization of processes and resources planning. 4. Display of document procedures for public viewing (process charts, application templates, regulations etc.). 5. Configuration of role-based processes and flows adjustment ensure an intuitive use by each local public authority. 26 Participation at local level 5.6. VOLIS – The IT system of city councils https://www.volis.ee/ The VOLIS IT system follows the best e-governance practices and facilitates the administration of local authorities in Estonia. The software is available for all municipalities in Estonia. Besides Estonia, VOLIS has also been implemented in Sweden and is currently in the pilot-stage in the Netherlands. http://kov.riik.ee/volikogu-infosusteem/ The activity of municipalities and city councils must be transparent and accessible on the Internet to the general public, and the population, in turn, must be allowed to involve in the decision making process at the local level. VOLIS: 1. allows the general public to view the decision drafts, distributed materials, to monitor the agenda of the sessions, to watch the meetings of the local council on the Internet, as well as to get involved during the meetings by submitting proposals, suggestions, etc.; 2. sets up an online working environment where the city councils representatives and regional government members can watch all previous meetings and plan future meetings; 3. ensures the efficient conduct of the council meetings and voting process; 4. allows the city councils representatives and regional government members to attend online meetings, to access internal messages and decision drafts, to interact with the citizens by means of a secured channel. 27 VOLIS can be configured based on the specific needs of the municipality, from the electronic documents flow automation (no hard copies) up to the organization of the online council meetings. VOLIS can still be used even if only a part of the council members is willing to use this computerized work method. VOLIS was developed within a project funded by the European Fund for Rural Development implemented in the period April 2009 - April 2010. 5.7. VOLIS KE – PARTICIPATORY BUDGETING http://kov.riik.ee/volis-kaasav-eelarve/ Volis KE is a separate module of the VOLIS IT system. This module allows the local public administrations to collect and distribute the votes regarding the related municipal budget proposals. The functionality is known as the “Participatory budgeting”. The participatory budgeting is a process in which citizens get to decide how to allocate a public budget (or part thereof). It may be the budget for a public service (social service, sanitation service or public lighting service), the budget for investments in a particular domain or area, the budget for capital repairs or maintenance of schools and hospitals. Basically, people say what the administration should do with an amount of money and where the money should/could come from. Leader in the use of this module is the Tartu city hall. Since 2012, Tartu has been planning its budget also by consulting its citizens through VOLIS KE. 28 5.8. VOLIS RR – REFERENDUM AND SURVEY http://kov.riik.ee/volis-referendum-rahvakusitlus/ VOLIS EE is another module that extends the functionality of the VOLIS system. This module adds new functionalities for consulting the citizens in the municipality through opinion surveys or direct consultation regarding the text of a decision of particular importance or a situation with local significance. Thus, the e-Referendum implemented through VOLIS RR allows the exercising of a direct democracy. 5.9. ANNA TEADA – NOTIFY ME! http://www.anna-teada.ee/ 29 This IT system allows all people to report all issues under the competence of the local public administrations. The person who reports a particular issue does not need to know the boundaries between municipalities or the contact details of the local public administration or local services. The location of the detected issue is automatically determined using the GPS coordinates and the people responsible for solving the issue are automatically contacted by the system without delay. The system also sends a notification to the central government, so that the central authorities may have a clear image of the regional and local issues. The notification may be initiated on the application central page, on the municipality's website or from the mobile app. The ANNA TEADA solution makes it easy to report issues, especially when people do not know exactly who to contact on a certain issue or if, after looking for the people responsible or contact details, they cannot remember the exact location where the issue was detected. 30 Education 5.10. eKOOL – e-SCHOOL https://www.ekool.eu/index_en.html eKOOL is an IT system for school management through which students, parents, school management and supervision bodies get together in a single online space. This system increases the students’ success, the awareness of parents on the progress their children are making and enables the authorities to have a better overview regarding the processes that take place in a school. Advantages of eKOOL: • For students – simple and easy access for studying coherent information and a tool for communicating with teachers and parents: a. Communicating with teachers – all school-related discussions in one place. b. Information resources and documentation in eKool - 24/7 access to learning materials and homework created or selected by the teacher. c. Grades and absences – quick access to grades and absences. d. mKOOL brings eKOOL to the mobile phone / smartphone - mKOOL provides access to the timetable, absences, homework and school notices. e. Timetable, lesson description, homework and more – everything a student needs to know, when to turn up and how to prepare, at any moment. 31 • For parents - eKOOL is an easy and safe way to monitor their children’s progress: f. Learning resources in the eKOOL e-store – recommended reading/bibliography and other digital books. g. Absences, notices on absences – information on absences reaches the parents in due time so they may take actions, if required. Parents may send explanations to the teacher concerning the child’s absence. h. Quick discussions with the teacher and other parents – a separate, unique and convenient communication space for the management of all school-related communications and contacts. i. Timetable, lesson description and homework – parents can consult the child’s timetable, learn about the lessons, class assignments or homework. Very useful if the child was ill! j. Weekly report – provides a synthesis of the week the child spent at school. The report is sent to the e-mail inbox of each parent every Friday. k. Warnings for skipping classes – it is a service dedicated to parents who wish to make sure their children did attend classes. The parent will receive a SMS on his/her mobile phone when the child skipped classes. l. Grades – parents can check all grades, observations related to the child, praises, approvals, recognitions, etc. m. mKOOL as a smartphone application - mKOOL allows parents to access grades, homework, school schedule, as well as notifications of the school council. Parents can view all information and send notifications via their mobile phone. • For teachers – simple solution to enter grades and to manage learning information, as well as to communicate with parents and students: n. Always accessible – lesson description and homework are viewed by the teacher, students and parents first time they access the system. o. Development reports – apart from the confidential storage of interview records, eKOOL allows for a part of the preparation and evaluation process to be carried out by means of online questionnaires. p. Grades and observations – instant notification of students and parents regarding the results or conduct at school. q. Reporting to school management – generation of reports regarding the student grades, ill students, students with unreasoned absences, the teacher’s workload etc. r. Lesson description and homework – always available and viewed by the teacher, students and parents first time they access the system. s. Storage and distribution of learning materials. The eKOLL database provides the teacher and designated user groups access to the uploaded learning resources, regardless of the time and place. t. Absences and delay management - eKOOL records the delays, absences and their reasons. 32 u. Quick communication with students and parents – a confidential, convenient and separate space for communicating with students and their parents. • For schools – an efficient tool for managing school activities and facilitating communication with teachers and parents: v. Management of the learning process. w. Management of the school year - creation, management and completion of the school year, students' progress to the next grade etc. x. Statistics and reports – statistics required for the evaluation and planning of the training activities, for example the average grade per student, class or lesson. y. Timetable – the schedule is available 24/7 to all authorized persons. z. Archiving and storage of history data. • For the supervision authorities/government – a tool for the management of the schools network. a. collection of mandatory reports and statistics; b. problem solving and prevention; c. instant data transfer to state central electronic registers; d. registration to schools and allocation of funds; 33 5.11. NEIGHBORHOOD WATCH Neighborhood Watch is a cost effective and efficient model, based on the sense of community solidarity and mutual assistance, designed to increase safety and to prevent crime at the community level. Estonia is an example of successful implementation and development of this concept for more than a decade (www.naabrivalve.ee). The model is also NHW logo in the Republic of Moldova proving its efficiency in Canada (Block Parent Program), UK (Neighborhood Watch), Germany, Austria (proNACHBAR), Norway and the Netherlands. NHW is a joint action that involves neighbors, police, local public administration and civic organizations concerned. It is designed to help people protect themselves, their families, neighbors and other owners, as well as their property. NHW is also aimed at reducing the feeling of fear, distrust and insecurity of residents and to prevent delinquency, violence of any kind, by monitoring and reporting suspicious situations to the police and close persons, thus protecting themselves and sharing the sense of care for family and other members of the community. In the case of the Estonian Neighborhood Watch Association, about 1,200 families representing 520 sectors mobilized voluntarily to promote, replicate and develop this practice. This has contributed to the increase of public trust in the police activity (around 80%). In a wider perspective, the NHW model is also called „Crime Watch” or “Crime watch in the neighborhood” and is applied by civic organizations that want to prevent crime in the community. Such an organization is not viable if its members/community members are not directly involved in preventing possible acts of delinquency and violence in their neighborhood. Therefore, the experience of Estonia, a former Soviet country that managed to accede to the European Union, is extremely valuable in order to replicate this practice in the Republic of Moldova, thus engaging citizens in voluntary actions to ensure community safety. 34 Why NHW in the Republic of Moldova? The citizens’ lack of confidence in the police (only 5% of the population has full confidence in the police, according to the Public Opinion Barometer in 2011), the increasing number of serious criminal offences, general dissatisfaction of citizens, indifference and isolation argue for the need to immediately implement the NHW concept in the Republic of Moldova too. Few citizens think of themselves as part of the society and participate to community actions and decision-making process. The lack of trust in the justice system and the police is more obvious in rural areas, where social-economic problems, corruption and local authorities incompetence are more severe. Currently, the Republic of Moldova is in an ample process of accession to and alignment with the European values. The modernization of the Ministry of the Interior is one of the actions meant to bring this vision to reality. The strategic objectives of national and local reference structures include actions designed to ensure a safe environment, modern management and high quality standards for every citizen. And the police mission is to provide services aligned with the European standards in order to restore trust and respect between the community and the police, thus making the police officer “the citizen’s friend”. Neighborhood Watch is focused precisely on this prerogative and can complement the authorities’ efforts by inexpensive means and sustainable mechanisms. The social, economic and political crisis that seriously affected the Republic of Moldavia in the last few years has greatly influenced the relationships between public institutions and civil society, but also between the community members themselves. Perspectives for the development of the NHW model in the Republic of Moldova NHW area in Răzeni village, Ialoveni Rayon 35 The initiative to replicate the NHW model in the Republic of Moldova was launched in April 2012, when, with the support of the Embassy of the Republic of Moldova to Estonia, a meeting was held between the representatives of the Public Association “Eco Răzeni” in the Republic of Moldova (www.ecorazeni.wordpress.com) and the representatives of the Estonian Neighborhood Watch Association (www.naabrivalve.ee). The “Societal Security and Safety: Engaging Rural Communities” project was launched following this meeting. The project is implemented by the “Eco Răzeni” Association from the village of Răzeni, Ialoveni Rayon, in partnership with the Estonian Neighborhood Watch Association and the Ministry of the Interior of the Republic of Moldova. The project aims at ensuring societal safety in the Republic of Moldova, which is affected by the limited number of community police officers, low interest and insufficient involvement of the civil society and local authorities in actions regarding the citizens’ safety. The implementation of the “Neighborhood Watch” program in Estonia had the following results: – 70% less crimes in the supervised areas; – improved communication between neighbors, local public administration authorities and the police; – enhanced sense of security for community members; – greater knowledge about how to ensure safety at home and in the community; – increased level of trust and a more positive image about police work among citizens. 36 5.12. PREPARATION FOR THE LEADER RURAL DEVELOPMENT PROGRAM. The European LEADER Program logo LEADER is an innovative approach within the EU rural development policy and a program aiming at improving the quality of life in rural areas, both for farmers’ families and, more broadly, the rural population. The LEADER initiative influenced national, regional and local administrations and policies in most EU states because of its capacity to tackle development problems through new forms of partnerships and related actions. The project was launched in 1991 and will be indispensable for the Republic of Moldova in the context of European integration. The faster the LEADER networks will be established in the regions, the more prepared they will be for further actions. The LEADER actions can activate and mobilize local resources, supporting predevelopment projects, studies of feasibility and local capacity building, which will improve the ability of these areas to access and use not only LEADER funds, but also other sources for financing their development (bigger EU rural development programs at national or regional level). LEADER also supports sectors and categories of beneficiaries that are usually not supported or given limited resources through other programs such as cultural activities, rehabilitation of architecture and heritage buildings, enhancement of the natural environment, rural tourism, improvement of relationships between producers and consumers etc. LEADER encourages the local social and economic factors to work together in order to produce and promote high quality goods and services in their local area. 37 The seven key aspects of LEADER approach Area-based local development strategies Development and implementation of “bottom-up” strategies Local public-private partnerships LAGs LEADER Approach Integrated and multi-sectoral Networking actions Cooperation Innovation The LEADER program is based on seven key approach features, as described in the above chart, and the fundamental concept behind the project approach is that, given the diversity of rural areas, the development strategies will be more effective and efficient if decided and implemented at local level by local actors using clear and transparent procedures and benefiting from the appropriate public administration support and the technical assistance required to transmit the best practices. Note: several LEADER networks in Estonia are interested in cooperating with similar initiatives in the Republic of Moldova if the stakeholders in this country show willingness and desire to cooperate 38 5.13. THE ESTABLISHMENT OF LAGS (LOCAL ACTION GROUPS). Windmill turned into a cultural center by local LAGs in the town of Kostivere, Estonia, with LEADER support. A prerequisite for accessing more funds, including LEADER funds, is the establishment of local partnerships, known as LAGs (Local Action Groups). In Estonia, in the period preceding the accession to the European Union, there has been the Kodukant movement (action movement in rural areas), which was subsequently converted into LEADER networks. The newly established LAGs will seek to identify and implement a rural development strategy, to take decisions on the allocation and management of financial resources. These groups can effectively support sustainable development as they: – Aggregate and combine available human and financial resources from the public sector, private sector, civic and voluntary sector; – Associate local actors around collective issues and multi-sectoral actions in order to achieve synergies, joint ownership and the critical mass needed to improve the area’s economic competitiveness; – Strengthen the dialogue and cooperation between different rural actors, who often have little collaboration experience, by reducing potential conflict and facilitating negotiated solutions through consultations and discussions. A LAG should associate public and private partners, be well-balanced and representative of the existing local stakeholders coming from different socio39 economic sectors in the town or area. At the decision-making level, the private partners and the associations should make up at least 50% of the local partnership. The experience of Estonia and other EU countries shows that the most active and sustainable initiative GAL groups are those that have the following representatives: – Professional organizations and unions representing farmers, small and medium enterprises, other professionals; Local institutions and administration Cultural and community service providers Environmental Associations External networks and research and unions – Local organizations of citizens and residents; – Local political representatives at all levels; LAG (Local Action Group) Professional organizations – Trade associations of the locality or area; Citizens and their local organizations – Environmental associations; – Cultural, community, sports and media service providers; – Women associations; – Young people. Local Action Groups must: – aggregate relevant stakeholders in the specific region or area around a project, idea or common initiative; – be autonomous in decision-making and have the ability to consider the local resources from an original point of view (often these resources exist, but they are not properly channeled or their existence is simply not known); – correlate various measures and opportunities and be open to innovative ideas. Innovation shall be understood in a broader sense, such as introducing a new product or service, process, a new organization or new market. In rural areas, innovation may involve the transfer and adaptation of innovations developed in other regions or countries (for example, the transfer of electronic solutions from Estonia, described above), the modernization of traditional knowledge or finding new solutions to persistent rural problems, which any other interventional policies could not settle in a sustainable and systemic way (for example, the implementation of the Neighborhood Watch program in rural areas); – be able to network and integrate different sectoral approaches. 40 5.14. IMPLEMENTATION OF SINGLE POINT OF CONTACT FOR DOCUMENTS AND OF UNIQUE DATABASES Without an unique database that would include information of interest to local residents, many human and financial resources and the time of the city hall employees and of those looking for information will be spent. The LPA experience in the Republic of Moldova shows that most of the documents that could be issued or processed in a digital format are issued manually, thus causing discomfort for citizens and significant effort for employees, an effort that can be directed towards achieving other goals. To this end, it is very important to implement the Single point of contact for documents. It is a city hall office (Secretariat) that will receive all applications from citizens and institutions in electronic format and, if received in paper format, they will be scanned and entered into the electronic database of the City Hall. With all the applications in electronic format, the documents flow of the institution will be fast, remotely-operable, transparent and very easy to operate, including in the long term. High ranking officials will be able to follow the processes and the implementation state of decisions more efficiently. Implementation of City Hall databases. Inevitably, all databases will be digitally stored in the future. Many documents are routine documents and their issuance does not involve a complex decision-making process. Digital databases are still in the development process within government institutions in the Republic of Moldova and very little developed at the LPA level. The databases must be unique in order to avoid double or misleading information, the entered data are the final data, in order to avoid a situation where the citizens are requested additional information and thus the problem perpetuates. The databases must be stored on special servers and not on the employees’ computers. The development process may seem complicated at first, but it is very effective after their completion. 41 5.15. EACH LPA ENTITY SHALL HAVE A RESPONSIBLE FOR THE IMPLEMENTATION AND MANAGEMENT OF ASSISTANCE AND EXTERNAL PROJECTS (PREFERABLY AN ENGLISH SPEAKER). The school in the municipality of Olustvere (total population of 660 inhabitants). Most of the school facilities were built thanks to the participation in multiple external projects. Currently, there are many ways to apply for financing various projects for local public administration entities in the Republic of Moldova, both domestic and external. The process is meticulous, requiring special training of employees, bureaucratized but very coherent, clearly defined, with strict rules and regulations. Estonian municipalities have also dealt with the lack of staff trained to write project applications, to manage and report such projects, but they obviously learned that a municipality that does not apply for assistance projects on a regular basis, sooner or later it will have to start doing it and, without their own project management specialists, the likelihood of success is very low. Therefore, most municipalities in Estonia trained a city hall employee or hired a person interested in the appropriate field. An initial investment in this employee can help achieve great results in the medium- and long-term, thus creating premises for an even greater involvement of a growing number of people in similar projects. Most projects of this type also set up rewards for their management, thus solving the problem of compensation for competent persons. A good specialist will draw the attention of foreign donors on the respective city hall, donors who want to establish a clear and coherent cooperation based on mutual trust. The implementation of the electronic solutions described above can decrease the workload of several specialists in the city hall and these saved resources can be redirected to attract projects. 42 5.16. THE ROLE OF THE LOCAL LIBRARY MUST BE MORE COMPLEX. Library in Estonia Libraries in the 21st century must align themselves with the realities of this century. Thus, they need to become active social centers providing much more services than book rental or lecture halls. The activity of most libraries in Estonia has been reformed and currently they fulfil a wide range of functions and services. All libraries are connected to the internet and have free wi-fi access points for all registered persons. Thus, the citizens will be able to access public services online, to learn about the activity of the city hall and to take part in the community life. It is also possible to provide library service to readers in their own homes, for people with reduced mobility or elderly people. In Estonia, several mobile libraries operate as library buses. Libraries are often used for organizing exhibitions, conferences and meetings. The most important new function, however, is the educational function. The librarians can thus provide specialized training for citizens in the following areas: - the use of the municipalities websites, Internet basics (search, access), the use of digital documents and digital signature, job search for unemployed persons, training in social media, how to use a tablet or a smartphone, how to create and use email addresses and how to access local and state e-governance solutions. - Libraries can also contribute to their self-financing by offering various paid services, such as training for groups of stakeholders, lease of premises or technology, organization of events. 43 5.17. CONTACT DETAILS AND DUTIES OF ALL CITY HALL EMPLOYEES SHOULD BE PUBLIC AND EASILY ACCESSIBLE. One of the problems that came up often during the workshops was the lack of communication or the fact that contact details of city hall officials are not accessible. In the citizens’ opinion, this may lead to a lack of clarity in the decision-making process, seeking faster solutions to solve problems and, as a consequence, to increased corruption risk, low labor productivity, citizens dissatisfaction, time wasted both by people seeking to solve problems and the city hall officials, etc. Thus, contact details and the responsibilities of all public officials must be made public on the official website of the local public administration entity in a single format (for example, email addresses: [email protected]). The functional duties of each employee must be clearly presented, including their working hours. This is how the contact page of the Sõmeru town hall (1700 inhabitants) looks like: 44 5.18. LOCAL NGOS ARE VERY IMPORTANT. Estonians have quickly learned that the formation of as many local NGOs as possible is only for the benefit of small communities. Local NGOs implement various social, educational and cultural projects, promote local culture, etc. By promoting these projects, more people are involved in activities, more financial resources are raised in the locality, local infrastructure develops better and more diversely, more people will visit the locality and chances of promotion and positive results will increase accordingly. A municipality which doesn’t support the formation of local NGOs has a lot to lose, given the conditions of very limited financial resources and skilled workforce. The Kodukant movement logo, Tartumaa region The most significant nongovernmental organization in the area is Kodukant (The Rural Movement in Estonia). It is in fact an association of local NGOs in Estonia, structured on three levels: local, regional and national. It was established in 1990 as a result of the serious problems faced by rural communities and people’s wish to take part to changes in their municipalities. Estonians were inspired by the similar movement in Sweden, called “All Swedes must live well”, which aimed to mobilize rural population to improve things and to share experiences. Today, Kodukant has over 5,000 members and it is a very important player in shaping policies that impact rural life, but it also provides many services such as promoting communication and cooperation, technical consultancy, organising trainings and thematic workshops, supporting local initiatives, lobbying for the interests of localities at national level, etc. The organization has offices in all regions and the board is in direct contact with state authorities in charge with cooperation with LPA. Each year, Kodukant organizes a national congress attended by representatives from all municipalities that debate matters of mutual interest, in terms of civil society in rural areas. 45 5.19. BUILDING A DISTINCTIVE IDENTITY FOR EACH LOCALITY Promoting the image of smaller localities has always been a concern of Estonian municipalities. Without an effective promotion, tourists wouldn’t visit the locality, investors wouldn’t know about the possibilities and advantages of placing investments and Estonian residents wouldn’t even know about that locality. The logo of Tartu – “Tartu, the city of beautiful thoughts Building an identity is also an important concern for LPA in the Republic of Moldova and there is no need to be based on distinct architectural elements, natural or historical monuments. For example, the city of Tartu, through the motto “The city of beautiful thoughts,” promotes the authorities’ openness for cooperation, support for any positive initiatives and a good perception concerning its inhabitants. Smaller localities promote cultural or historical traditions by organizing many festivals and cultural events specific to their region. Each Estonian municipality tries to develop special events, even with the risk that the initiatives are criticized at first. For example, the town of Rakvere organizes a punk festival with all inhabitants virtually participating. Initially criticized, the festival has become a massive tourist attraction, from Estonia and many other countries, and it is impossible to find available accommodation during the festival. The town of Rakvere also installed a less traditional Christmas tree in 2014. Later, it was listed as one of the ten most original Christmas trees in the world and thousands of people visited the city to see it. Don’t be afraid to experiment! Christmas tree in the town of Rakvere, 2014 46 5.20. PERMANENT SHARE OF EXPERIENCES AND ESTABLISHMENT OF EXTERNAL RELATIONS WITH FOREIGN PARTNERS. No state has managed to develop really well on its own. In the modern world, it’s hard to imagine local authorities not involved in cooperation projects with foreign partners. Such cooperation develops an ongoing exchange of experience and solutions for the most important matters, which are similar for all the localities of any state. We suggest that each municipality launches initiatives for cooperation with municipalities from Estonia and other countries, including for the reason that both entities would benefit from them. Moreover, the organizations that finance crossborder projects specify under their specific conditions of application that they must benefit from the participation of partners from several states. As you will see in the chapter on Estonian foreign assistance, cooperation in rural area is a priority. We suggest to you to start cooperation for simple things that will approach the localities you represent to the potential partners: exchange of cultural groups, school exchanges both with the participation of teachers and students, mutual visits of businessmen from the localities to promote goods and services and sightseeing. It’s more efficient to schedule smaller but successful actions rather than big actions that will never become reality. Artistic band from Criuleni at the Sea Festival in Estonia 47 5.21. LET’S DO IT! The logo of “Let’s do it, Moldova!” (“Cleaning the whole country in only one day!”) Unfortunately, in our localities there are many poorly maintained places where the garbage needs to be disposed. The authorities’ actions will not bring the expected result by themselves. It requires a mobilization of as many people as possible to develop a sense of ownership and the Estonian experience is very relevant in this regard. The global civic campaign Let’s Do It began in Estonia in 2008, when more than 50,000 Estonians, which means 4% of the population, came out of their homes to participate in the biggest environmental cleaning event. In 2011, this became a global movement which currently includes 112 countries worldwide and approximately 13 million people involved. The campaign also took place in Moldova under the name “Let’s do it, Moldova!” Estonia’s experience shows that participants in this campaign remain in contact after the event, knowing each other better and involving into solving other problems of the community. Proactive people must be together for their ideas to be promoted more and become reality. We mention that almost all the above solutions have been or are being successfully implemented in most municipalities in Estonia, including the regions represented by moderators, namely the town of Elva and Jogeva region. In order to develop similar solutions for the entities from the Republic of Moldova, close cooperation with foreign partners mentioned, who showed their availability, is necessary. Friedrich Naumann Foundation is open to developing these types of partnerships with Estonian colleagues within the European Liberal Forum (ELF). 48 Annex 1. SEVERAL EUROPEAN FINANCING MECHANISMS FOR PROJECTS IN RURAL AREAS OF THE REPUBLIC OF MOLDOVA 1. Moldova Social Investment Fund (MSIF). Objective: to contribute to the implementation of National Development Strategies in Moldova by empowering poor communities and their institutions in managing priority development needs. In addition to technical and financial assistance, MSIF represents for the communities also a mechanism dedicated to learning new principles of local governance. The community actors (LPA, NGOs, associations of beneficiaries, etc.) learn different ways of working with the community such as: involvement in the decision-making process, ways of identifying priority issues, strategic planning, monitoring of project implementation, maintenance and ensuring the sustainability of renewed objects, financial management, institutional development of local public administration and NGOs. MSIF works with the beneficiary communities on partnership principles. MSIF role is to support financially 70%-85% of the cost of subproject proposals and to facilitate and monitor community groups wishing to implement subprojects. The community is responsible for preparing subproject proposals, for collecting the investment representing at least 15% of the proposed subproject cost, for organizing competitions for contractor and local inspector selection, for supervising the implementation of subprojects in the community and signing of payment documents, ensuring the sustainability of the social infrastructure renovated objects. MSIF goal is to create better conditions for the poor population to overcome poverty. This involves social mobilization and participation of the poor population in initiating and implementing development initiatives. Thus MSIF is focused on active involvement and participation of communities in the identification and implementation of the subprojects urgently needed for the financial management capacity of community groups and encourages the partnership between various community actors in the sustainable development of the community. The Benefits of MSIF Project Long-term benefits: improvement of education, healthcare and economic indicators through improved social services; developed institutional capacity and long-term sustainability of community organizations; empowerment of communities and social capital development; improved accountability and transparency of local public administration. Short-term benefits: improved quality of social services within the community; improved planning and management of social services; gains in temporary and permanent job creation in the community; job opportunities for designers and contractors. (Source: fsim.md). 49 2. German International Cooperation Agency (GIZ) implements development projects on behalf of the Federal Ministry for Economic Cooperation and Development (BMZ), other federal ministries and other institutions and international organizations. GIZ supports complex reforms and change processes in developing countries and countries in transition. All GIZ activities are oriented to sustainable improvement of living conditions and perspectives of people. The cooperation between the Government of Germany and the Government of the Republic of Moldova began in 1994. Since then, there have been implemented a number of important development projects, which were aimed at facilitating the transition from a planned to a market economy. The main areas and programs of GIZ in Moldova are regional development by improving healthcare services, governance and democracy by developing associations’ networks of local public administration in Moldova and modernization of public services and regional development, as well as the fight against unemployment by improving the quality of agricultural products and the development of small producers. Municipalities can apply to one of these four priorities for regional development: water and sanitation, energy efficiency of public buildings, solid waste management, regional and local roads. (Source: GIZ Moldova). 3. Moldova – Ukraine Territorial Cooperation Program The activities of projects funded under the program may be implemented within the eligible program area: Ukraine: Chernovtsy, Odessa, Vinnytsia Oblast; Moldova: the whole country Specific objectives: Moldova – Ukraine Territorial Cooperation Program is focused on local development needs and covers the following three operational objectives and corresponding eligible measures: Operational objective 1. – Improving the living conditions of local communities in the border region through the implementation of joint projects for economic and social development; Operational objective 2. – Addressing common challenges; Operational objective 3. – Culture, Education and Sports. (Source: State Chancellery). 4. Moldova – Romania Operational Program 2014-2020. Eligible area: Romania, the counties of Botoşani, Iaşi, Vaslui, Galaţi; Republic of Moldova: the whole country. The program budget: 89.1 million euro (89.1 million total budget – of which 81 million funded by the EU under the European Neighborhood Policy – ENI and 8.1 million euro co-financing provided by the partner states) 50 Goals and priorities of the program Thematic Objective 2: Support development and innovation for education, research, technological o Priority 1.1 – Institutional cooperation in education in order to increase access to education and quality of education o Priority 1.2 – Promotion and support for research and innovation Thematic Objective 3: Promotion of local culture and protection of historical heritage o Priority 2.1 – Promotion and preservation of cultural and historical heritage Thematic Objective 7: Improving access in the regions, development of transport and transport networks and common systems (Source: Ministry of Regional Development and Public Administration of Romania). 5. Start-up Funds (Source: Economic Council of the Prime Minister of Moldova) Name of the program Type of funding Available through Financer Project Implementation Unit of the Competitiveness Enhancement Project of The World Bank (UIPAC) Agency for Interventions and Payments in Agriculture (AIPA) Agency for Interventions and Payments in Agriculture (AIPA) UNDP Moldova International Development Association (IDA) European Union, UNDP Moldova European Union COMPETITIVENESS ENHANCEMENT PROJECT CEP-2 (the grant component for co-financing) Grants/ Subsidies COMPETITIVE AGRICULTURE PROJECT (MAC-P); “Increasing soil productivity through sustainable land management” (MDT) COMPETITIVE AGRICULTURE PROJECT (MAC-P); “Facilitating access to markets” Grants/ Subsidies SUPPORT TO MOLDOVA’S NATIONAL CLIMATE CHANGE ADAPTATION PLANNING PROCESS SUPPORT TO CONFIDENCE BUILDING MEASURES PROGRAM Grants/ Subsidies Grants/ Subsidies UNDP Moldova COMMERCIALIZATION OF BIOMASS BOLIERS PROGRAM COMPETITIVE AGRICULTURE PROJECT (MAC-P); “Compensation for sales support” Grants/ Subsidies Energy Efficiency Agency Grants/ Subsidies Agency for Interventions and Payments in Agriculture (AIPA) Grants/ Subsidies 51 Budget million USD 3.0 million World Bank, Global Environment Fund (GEF) 3.0 million World Bank, The Swedish Government 7.0 million The Austrian Development Agency 0.2 million World Bank Budget million EUR 3.4 million 12.0 million Budget million MDL SUBSIDIZING FARMERS IN 2015 Grants/ Subsidies INNOVATIVE BUSINESS DEVELOPMENT FOR LOCAL SUSTAINABLE ECONOMIC GROWTH INCLUSIVE RURAL ECONOMIC AND CLIMATE RESILIENCE PROGRAMME (IFAD VI) – INFRASTRUCTURE INCLUSIVE RURAL ECONOMIC AND CLIMATE RESILIENCE PROGRAM (IFAD VI) – CONSERVATIVE AGRI-CULTURE AND VALUE CHAINS STATE PROGRAM FOR STIMULATING PARTICIPATION IN FAIRS AND EXHIBITIONS HORIZON-2020 PROGRAM OF EUROPEAN UNION COSME PROGRAM OF EUROPEAN UNION THE SMALL BUSINESS SUPPORT TEAM IN MOLDOVA Grants/ Subsidies PUBLIC-PRIVATE PARTNERSHIPS PROGRAM Grants/ Subsidies TECHNOLOGY TRANSFER PROJECT COMPETITION Grants/ Subsidies AGRICULTURE COMPETITIVENESS PROJECT IN MOLDOVA – HORTICULTURE Grants/ Subsidies AGRICULTURE COMPETITIVENESS PROJECT IN MOLDOVA – CONSERVATIVE PRACTICES Grants/ Subsidies NATIONAL PROGRAM FOR YOUTH ECONOMICAL REHABILITATION Grants/ Subsidies Agency for Interventions and Payments in Agriculture (AIPA) UNDP Moldova Grants/ Subsidies UCIP – IFAD Grants/ Subsidies UCIP – IFAD Grants/ Subsidies Organization for SME Development (ODIMM) Online submission Online submission European Bank for Reconstruction and Development, the Kishinev Office The Austrian Development Agency Office in Moldova Agency for Innovation and Technology Transfer Grants/ Subsidies Grants/ Subsidies Grants/ Subsidies Agency for Interventions and Payments in Agriculture (AIPA) Agency for Interventions and Payments in Agriculture (AIPA) MoldCredit SRL BC ”MoldovaAgroindbank“ SA 52 The Government of Moldova The Ministry of Foreign Affairs of Norway International Fund for Agricultural Development (IFAD) IFAD, Global Environment Fund (GEF) 610.0 million 1.6 million 3.8 million 4.6 million National Public Budget European Union European Union The Swedish Government, European Union 80.0 million 2.3 million The Austrian Development Agency Academy of Science of Moldova (from the National Public Budget) World Bank, The Swedish Government Global Environment Fund, World Bank Ministry of Finance of Moldova, European Union, IFAD 10.0 million 7.0 million 3.0 million 100,0 million RURAL FINANCIAL SERVICES PROGRAM AND AGRIBUSINESS DEVELOPMENT FOR YOUNG ENTREPRENEURS (PSFRDBA) Grants/ Subsidies Preferentia l loans BC “MoldovaAgroindbank” SA, BC “Victoriabank“ SA The International Fund for Agricultural Development MOLDOVAN SUSTAINABLE ENERGY FINANCING FACILITY – MOSEFF Grants/ Subsidies/ Preferentia l loans BC “Mobiasbanca” SA, Groupe Societe Generale MOLDOVAN RESIDENTIAL ENERGY EFFICIENCY FINANCING FACILITY – MOREEFF Grants/ Subsidies Preferentia l loans BC “Mobiasbanca” SA, Groupe Societe Generale BC “Moldoindconban k” SA European Bank for Reconstructi on and Development , European Union European Bank for Reconstructi on and Developmint, European Union, The Swedish Government 2.2 million 42.0 million 35.0 million 47.4 53 162.7 720.0 Annex 2. APPLYING FOR PROJECTS FUNDED BY THE ESTONIAN MINISTRY OF FOREIGN AFFAIRS THROUGH THE DEVELOPMENT COOPERATION MECHANISM (PRACTICAL GUIDE) Every year since 1998, Estonia has been financing projects through the Development Cooperation Program, which is an effective instrument of Estonian foreign policy in the cooperation with other states. The Ministry of Foreign Affairs of Estonia manages the funds of the Development Cooperation Program, each year selecting interesting and useful projects for bilateral cooperation. The four priorities of the program for the Republic of Moldova are: 1. Modernization of health sector The projects will aim to improve access of population to medical services, the health insurance system development, efficiency and sustainability of the health care system. 2. The development of democratic state structures through the Estonian experience exchanges The actions will focus on developing reforms of state institutions (in your case, the Municipalities), public services, legal norms and the rule of law; facilitating European aspirations of the Republic of Moldova through the transfer of Estonian experience in various fields; introducing mechanisms and opportunities of egovernance as an ongoing priority. 54 3. Enhancing the capacities of civil society The actions will focus on Estonian exchanges of experience and know-how through NGOs in your locality in such a way that they can create better conditions for human rights and social equality; creating platforms for self-accomplishment of youth, with the intended effect of lowering emigration of the working age population, especially young people. 4. Development of rural areas Projects will focus on regional development through bilateral cooperation projects, new e-governance services at local level, enhancing the capacity of LPA to manage development projects, enhancing competitiveness and export capacity for farmers in your area. Estimated budget for 2014-2015: EUR 1.6 million The mechanism of applying for micro-projects (request up to 15,000 euros): 1. The proposal and project description are sent to the Estonian Embassy in Moldova, based in Bucharest (a newly opened Embassy; the contacts will be available shortly but for now can be sent to Estonian Embassy in Kiev, responsible for Moldova until recently). 2. The Embassy of Estonia analyses the project proposal together with the Estonian Ministry of Foreign Affairs; if the project is accepted, the Embassy will send back a special form for application; if the special form is not sent, this means that the project has shown no interest; 3. The filled in form will be sent again to the Embassy and in turn, the Embassy will forward the project file to the Ministry of Foreign Affairs in Tallinn. 4. Development Cooperation Department of Estonian MFA finally approves the project and informs you about the financing methods. The mechanism of applying for annual projects: 1. The announcement of the annual projects shall be made public in January/ February. 2. A partnership with a similar institution in Estonia (2 municipalities, schools, NGOs, professional associations, etc.) is required for application. 3. The partners shall agree the project theme, terms of reference, the stages of project implementation, the responsibilities of partners etc. 55 4. The application shall be submitted by the Estonian partner and the partner in Moldova shall be the direct beneficiary of the project. 5. The implementation period can be up to 2 years. 6. The maximum project amount is not specified. The minimum amount of the projects shall be at least 10,000 Euro. 7. At least 5% of the project shall be own contribution. 8. The projects’ applications will be submitted by the Estonian party to the MFA in Estonia: Tallinn, Islandi Valjak 1, 15049 (in writing) or via e-mail: [email protected]. Examples of projects funded and completed in 2013 and 2014: 1. Estonian Research Council and the Academy of Sciences of Moldova aimed at increasing the capacities of researchers, entrepreneurs and managers of Moldova and their participation in Horizon Plus 2020. Budget: EUR 29,029 2. Implementing Information System to monitor the progress of Action Plan for the Implementation of the Association Agreement. Budget EUR 13,480 3. Practical education through construction of educational fields in schools of Moldova Budget: EUR 49,145 4. Development of civil society by increasing economic and cybernetic security. Budget EUR 47,169. 5. Improving accessibility to healthcare advisory services being provided by telephone (telemedicine). Budget: EUR 65,894. 6. Promoting environmental education by monitoring biodiversity with the participation of young people in the nature reserve “Plaiul Fagului”. Budget: EUR 34,405. 7. Feasibility study for introducing E-services for family doctors. Budget: EUR 42,637. 8. Preparing the IT reform in the agricultural sector of Moldova. Budget: EUR 37,184. 9. The development of entrepreneurship education in Moldova. Budget: EUR 36,230. 56 10. Cooperation in helping sexually abused children in Moldova. Budget: EUR 24,527. 11. Estonia – Moldova technology transfer. Budget: EUR 44,842. 12. Integrating the principles of good governance in the curriculum of the Moldovan Academy of Public Administration. Budget: EUR 44,120. 13. The development of good governance as a mechanism for economic development in the universities of Moldova. Budget: EUR 42,923. 14. Restarting debate in Moldova. Budget: EUR 35,907. 57 6. CONCLUSIONS The workshops have shown that some problems of Moldovan public administration units don’t necessarily require large investments to address them but rather a new approach to key stakeholders. There are very common situations when the problem is perpetuated simply because there is no openness to discuss it, because of the deliberate blocking of decisions or simply because of the unwillingness to notice some obvious things, and delayed adoption of decisions occurs because of the lack of mutual trust. The ability of the society to aggregate in solving the problems of the community is underestimated; often there are no institutions or persons who would launch such initiatives; sometimes it is applied the straitjacket principle “nothing is likely to change” or “we don’t have any influence on decision-making processes.” The reluctance of some local officials to the reforms is immediately transmitted to the community; therefore problems remain unsettled for very long periods of time. In other instances, pre-election promises don’t correspond to the actual actions of the local officials, thus creating unrealistic expectations that become a source of even higher deception among population towards the local governance and local officials. Our suggestion for the LPA representatives is to set ambitious but realistic objectives on short, medium and long term, to appropriately appreciate the internal and external capabilities, to use new opportunities at maximum level and to be consistent in subsequent actions. Many solutions are less costly but can achieve the objective of aggregating efforts in order to get much greater results. We also suggest launching joint projects between several LPA entities, and thus the creation of platforms for effective governance can be less expensive and the success of a group of entities can serve as a good example for others. Estonia’s experience shows clearly: not all the problems shall be solved quickly, some of them may be very difficult to overcome, but a climate favorable to the reform process is undoubtedly a first precondition for making major changes. 58 Annex Participants at the seminar in Chisinau, Republic of Moldova. Personal archive of the participants) Participants at the seminar in Nisporeni, Republic of Moldova. (Personal archive of the participants) 59 Note on the author: Victor Guzun is a Moldovan teacher and diplomat. Previously, Victor held the position of director of Foreign Relations and European Integration Department, Ministry of Transport and Road Infrastructure, Director of Centre for European Studies, lecturer of geopolitics at International Institute of Management, deputydirector and teacher at “Gheorghe Asachi” high-school in Chisinau and Ambassador of the Republic of Moldova to Estonia. 60 What is the European Liberal Forum? Founded in the fall of 2007, the European Liberal Forum, asbl (ELF) is the non-profit European political foundation of the liberal family. ELF brings together liberal think thanks, political foundations and institutes from around Europe to observe, analyse and contribute to the debate on European public policy issues and the process of European integration, through education, training, research and the promotion of active citizenship within the EU. The role of the European Liberal Forum is to: • Serve as a framework for think tanks, national political foundations, institutes, academics and leading liberal personalities to work together at European level. • Develop close working relationships with and among its member organisa tions, the national parliamentary groups, the ALDE Party in the European Parliament, Liberal International (LI), the world federation of liberal political parties, and the European liberal youth (LYMEC), the youth organisation of the ALDE Party. • Observe, analyse and contribute to the debate on European public policy issues and the process of European integration, through education, training, research and the promotion of active citizenship within the European Union, particularly with regard to young Europeans. • Strengthen the liberal, democrat and reform movement in the European Union and throughout Europe. • Seek a common position, as a transfer of experience gained from the contracting Members, on all important matters affecting the European Union. • Support liberal democracy throughout Europe and its neighbourhood. • Inform the public and involve it in the construction of a united European democracy. • Support and cosponsor European seminars, conferences and studies on such issues between the aforementioned stakeholders. Adress: Rue des Deux Eglises 39 1000 Brussels Belgium Phone: +32 (0)2 669 13 18 E-Mail: [email protected] http://www.liberalforum.eu/ 61 The Project Office for Southeast Europe, The Friedrich Naumann Foundation for Freedom The major tasks of the Friedrich Naumann Foundation for Freedom (FNF) are the promotion of democracy, human and civil rights, pluralism and market economy. To achieve our goals, we use the classic instruments of political education, political consultancy and political dialogue, such as conferences, workshops, publications and exchange programs. In our projects we cooperate with liberal-minded networks of political parties, citizens’ initiatives, human rights organizations, think tanks and scientific institutions. The Project Office for Southeast Europe in Sofia coordinates activities in four countries: Romania, Bulgaria, Macedonia and Moldova. The activities in Moldova were launched in the late nineties. 62 Victor Guzun Liberal Reforms for Public Administration in Moldova 2015
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