Published May 1, 1960 The Interpretation of Selective Ionic Permeability and Cellular Potentials in Terms of the Fixed Charge-Induction Hypothesis GILBERT NING LING From the Department of Basic Research, Eastern Pennsylvania Psychiatric Institute, Philadelphia x For a comprehensive review of the older literature as well as an impressive amount of more recent Russian work the reader is referred to Troschin's book, Das Problem der ZellperrneabilitNt (1958). I49 The Journal of General Physiology Downloaded from on June 18, 2017 Muscle and nerve possess two closely related properties that are of interest to the physiologist: a labile electric potential difference across the cell surface and the ability to accumulate selectively potassium from an environment poor in that cation but rich in sodium. It appears that most investigators primarily interested in the electric potential have adhered to the original concept laid down by Ostwald (1890), McDonald (1900), and Bernstein (1902) that the electric potential arises basically from a difference in permeabilities toward different ions. Such a differential ionic permeability, in turn, arises from the semipermeability of a unique cell membrane separating an intraeellular dilute solution of proteins and salts and the extracellular fluid, another dilute solution of similar composition. O n the other hand, investigators in the field of ionic accumulation have been far from unanimous in accepting this membrane theory as an explanation of asymmetric ionic distribution. A large school of them have come to believe that the K + ion selectively accumulated in muscle and nerve cells for instance, is due to potassium ion binding within the cell (Neuschloss, 1926; Troschin, 1958~; Shaw and Simon, 1955; Menozzi et al., 1959). All in all, one can probably say that the proponents of the membrane theory have thus far presented a more persuasive set of arguments. For it has undoubtedly dominated the thinking in this field. A major weakness in the bound potassium concept lies in the general implication that "binding" is an irreversible process. Thus bound potassium was expected never to diffuse out of the cells even after the ceils are ground to a pulp. This expectation is simply not experimentally supported (see following discussion on K + ion binding of actomyosin). But even if one proposes a hypothesis including a labile reversible process there are other obstacles to overcome. Physiologists in their attempt to understand living phenomena must draw upon well established physicochemical laws and models to explain the behavior of their less understood material. For the mechanism of electric po- Published May 1, 1960 15o PHYSIOLOGY OF CELL MEMBRANE tential differences occurring between two ionic phases physiologists have generally based their thinking on the theory established by Nernst (1889), Ostwald (1890), Donnan (1911), and Donnan and Guggenheim (1932). The prototype is that of Ostwald's copper ferrocyanide precipitation membrane which gives rise to a potential difference between the two solution phases the membrane separates. T h e theory is, as is well known, an established part of the material taught in a thermodynamics course. Perhaps for this reason alone, the very existence of a cellular potential tends to discourage any bound K + ion concept as a mechanism for selective accumulation. For the Nernst equation states that this membrane potential, Rr ' Rr, ~, = - ~ - In a x = -P- A[K], (1) Downloaded from on June 18, 2017 in which a~, f~:, [K]~ are the activity, activity coefficient, and the concentration of K ion in the intracellular phase, a~, f~, [K]o are those in the extracellular phase. Now the activity coefficient, an index of the non-ideality of K + ion, is a measure of K + ion binding. Since [K]~, fix, [K]o are determined or known, f~ can be computed from the measured value of ~k at absolute temperature T. Such a simple calculation shows that fl~ must be almost the same as f~:. Some sort of disproof of the bound potassium concept is thus obtained on the basis of the Nernst equation and the size of the measured potential. A second apparently convincing evidence against the bound K + ion concept appears even more direct. In cells the only components that are concentrated and ubiquitous enough to bind the K + ions are proteins. Yet all attempts to show a high degree of selective K + ion accumulation by such isolated cellular proteins as actomyosin have failed although K + and Na + ion binding on some proteins is well established (Szent-Gy6rgyi, 1947; Lewis and Saroff, 1957). This failure to find a selective ionic binding is also expected on the ground of the major hypothesis of ionic interaction of proteins--the LinderstrCm-Lang theory which is a direct application of the Debye-Hfickel limiting law of ionic solutions (1923). The major assumption in this theory is such that no specific ionic association is expected between such ions as K + and Na + and the proteins. In 1951 and 1952 the author published the original version of his fixed charge hypothesis in which it was suggested that the living cell may not be a sac containing an aqueous solution of salts and proteins. But that the densely packed cellular proteins are highly organized as shown by the x-ray diffraction pattern of muscle cells (Astbury, 1939). The high density of charges carried by the trlfunctional amino acids are thus fixed in space. The hypothesis assumed that association between oppositely charged ions becomes tremendously increased if one species of the ion is fixed in a macroscopic Published May 1, 1960 LInG Selective 1ohio Permeability and Cellular Potentials x5I Downloaded from on June 18, 2017 three-dimensional latticework. Selective ionic accumulation follows from a difference in the electrostatic energy between the fixed charges and the interacting ions. In this early treatment the simple assumption was made that the fixed anionic charges in living cells are predominantly carboxyl groups carried by aspartic and glutamic residues of the proteins and that they are unvarying. The electrostatic interaction energy then would be determined by the average dielectric constant and by the "distance of closest approach" between the fixed anion and the cation. Assuming then that the "distance of closest approach" was determined by the hydrated radii of the competing cations, a demonstration of selectivity in K + ion accumulation over Na + ion was possible (Ling, 1952). Though following events seemed to support the view that the cell was a fixed charge system, any illusions on the part of the author that this model for selectivity was generally applicable to all living and non-living fixed charge systems were short-lived. For it soon became clear that the model was incapable of explaining an increasing amount of evidence for the existence of alkali metal ion adsorption in sequences other than that of the hydrated diameters. In retrospect we know that the key to the successful resolution of the problem of cation specificity already existed. Implicit in Wiegner and Jenny's (1927) and in Jenny's (1932) suggestion that in clays and permutits dehydration of the cation produces various "irregular" orders, and more explicitly in Bungenberg de Jong's, (1949) consideration that a variation of the polarizability of the anion, creating what he called "transition sequences" (1949, p. 289). However, it is towards his present colleagues, Eisenman, Rudin, and Casby that the author owes a special debt of gratitude for these investigators predicted (Eisenman, Rudin, and Casby, 1957; Rudin and Eisenman, 1959) and brought to his attention the fact that variation of the "anionic field strength" leads to particular order of ionic selectivity, and that this pattern has wide distribution in nature. It was this revelation that led the author to construct a new microscopic model (1957). In this model all known physical forces, including Coulomb's and van der WaN's, and other energies were taken into account in a calculation of the adsorption energies of the various cations (see change b below). There are three major changes made in this revision: (a) Instead of presenting as an assumption the assertion that fixation increases the association of a charge's counterion, an explicit mechanism is now given in terms of statistical mechanics. The predicted increase of ionic association with fixation of one species of ion provides some possible answers to both of the fundamental difficulties confronting the adsorption concept discussed above; i.e., the lack of a theory for potential differences between two ionic phases and the failure to demonstrate selective ionic adsorption in isolated protein solutions. Published May 1, 1960 152 PHYSIOLOGY OF CELL MEMBRANE T h e Significance o[ Charge Fixation u p o n Counterion Distribution The association between A and B, like all reactions, is determined by the free energy change involved in this process A -b B ~ A . B Jr AG° = [A],.,.° [A]d,... [B]d,,,o. = exp (--aC°/Rr) (2) (a) However, the standard free energy change AGo involves both a standard heat eontent change A H ° and a standard entropy change T A S ° and the latter can be as important as the former in determining the equilibrium constant, K. Downloaded from on June 18, 2017 (b) Neither the fixed ions nor their countereations are regarded as unvarying. Instead, the fixed protein carboxyl groups are allowed to vary what may be loosely called their effective charge but is more rigorously defined as their c value (see below). The cations are not assumed to have any definite hydrated diameter, rather a statistieally varying n u m b e r of water molecules are interspersed between the fixed anions and the free cation and these are permitted to vary with both the c value of the anion and the nature of the eation investigated. (c) The c value of the anion will vary in response to changes on the protein molecule at some distance. It was proposed (for abstract, see Ling, 1957; 1958) that such a long range interaction is made possible by the high polarizability of the resonating polypeptide chain "backbone" and through the combined action of the induction and the direct electrostatic effects of the adsorbed counterions. The induction and direct electrostatic effects are collectively termed the direct F effect. An important variation of this direct F effect, called an indirect F effect, is visualized to enable protein molecules to propagate an electronic change to points beyond those reached by the direct induction and direct electrostatic effects. The revised fixed charge hypothesis is no longer limited to dealing with static problems but, by the induction effect, describes also changes in the fixed charge system (for abstract, see Ling, 1958). For this reason the revised theory now bears the name, the fixed charge-induction hypothesis. The thesis, no longer confined to selective ionic accumulation, permeability, and the electric potential, has been extended to cover many aspects of physiological events at the molecular level. It will be published shortly as a monograph entitled "A Theory of Physiological Activity at the Molecular Level-the Fixed Charge-lnduction Hypothesis." While the author must refer to this monograph for details of the complete hypothesis, to make our later discussion intelligible we shall proceed as succinctly as possible to discuss some salient features of the revision just mentioned. Published May 1, 1960 LInG Selective Ionic Permeability and Cellular Potentials I53 AG ° = A H o -- T A S o (4) T h e fact t h a t ice c a n s u b l i m a t e into v a p o r w i t h o u t m e l t i n g first a t a subzero t e m p e r a t u r e is chiefly d u e to the larger e n t r o p y gain o n e v a p o r a t i o n t h a n o n liquification. Statistical m e c h a n i c s w h i c h provides a n explicit i n t e r p r e t a tion of e n t r o p y , relates it to the p a r t i t i o n functions z of e a c h of the i n t e r a c t i n g species in e a c h o f the possible states so t h a t E q u a t i o n (3) c a n be w r i t t e n as X- .,oo P~ai.o. P~ai.oo exp ( - - , t d - I ° / R T ) (5) K - V~,,~ V.~,,~ exp ( - ~r-I°/R T ) V2i.o. v i...o (6) T h u s a n undissociated w a t e r m o l e c u l e in ice has little free volume. I n liquid w a t e r it has a larger free v o l u m e so ice m e l t s at a b o v e zero t e m p e r a t u r e s . T h e e v e n larger free v o l u m e , e q u a l to the v o l u m e of the total u n o c c u p i e d e m p t y space a r o u n d it, allows ice to s u b l i m a t e at below m e l t i n g t e m p e r a t u r e . I n a n ionic association process o c c u r r i n g in a solution at c o n s t a n t v o l u m e the H e l m h o l t z free e n e r g y AF° a n d the i n t e r n a l e n e r g y A E o m o r e a d e q u a t e l y describe the e q u i l i b r i u m a n d we have, instead of E q u a t i o n s (4) a n d ( 6 ) (7) AF ° = AE°--TAS ° K~- a Vg.°o V8 u.o. e x p ( - - v2,..o° v2,..oo AEO/RT) (8) 2 If one tosses a coin, the statistical probability of getting a " h e a d " as getting a "tail" is equal. H o w ever, ff one manufactures a coin that has one " h e a d " but, let us say five "tails" (like a dice), t h e probability of getting a "tail" would be five times as high ~ getting a " h e a d . " I n ionic association we again encounter a statistical p h e n o m e n o n . I t is only at absolute zero temperature t h a t t h e r e is only one energy level corresponding to the associated and another to the dissociated state; their energy difference is then equal to A E °. As temperature rises, the q u a n t u m - m e c h a n i c a l l y allowed energy levels, that the ions can occupy, increase but usually at different rates for the associated state and for the dissociated state. The total number of these levels corresponding to each state is called the partition function of that state, e.g., P,,,oo or Pdt,o0. Their importance in determining the statistical distribution of ions in the associated or dissociated state is entirdy similar to the number of "heads" and "tails" in determining the probability of getting a "tail" or a "head" in tossing a coin (Gurney, 1949; Fowler and Guggenheim, 1939). s This frec volume refers to that volume in the aqueous solution that is occupiable by an ion where the water is considered as a continuous dielectric. In this sense it differs from the conventional "free volume" of liquid state, denoting the volume not actually occupied by the molecules. Downloaded from on June 18, 2017 T h e p a r t i t i o n f u n c t i o n for e a c h state is a p r o d u c t o f several p a r t i t i o n functions r e p r e s e n t i n g the different d e g r e e s of f r e e d o m : translational, rotational, vib r a t i o n a l , a n d electronic. F o r simplicity, we shall focus o u r a t t e n t i o n o n o n l y the p a r t i t i o n f u n c t i o n w h i c h is most i m p o r t a n t for the present case. T h i s is the translational p a r t i t i o n f u n c t i o n w h i c h is directly r e l a t e d to the " f r e e v o l u m e ''3 of t h a t species in t h a t state. W e can t h e n simplify E q u a t i o n (5) to read Published May 1, 1960 P H Y S I O L O G Y OF C E L L M E M B R A N E I54 This tells us that if A E °, Va~noo, Vn,0,ooare all constant, the degree of dissociation is determined by the free volumes of the dissociated species. F r o m the electrolyte theory of Bjerrum (1926) it can be derived that the free volume for the dissociated state is equal to the reciprocal of ionic concentration C in an electrolyte solute in which i_ C V N~ (9) Downloaded from on June 18, 2017 in which V is the total volume of the solution and N ± refers to the total n u m ber of cations as well as anions. T h e free volume is thus equal to the average volume that a positive or negative ion occupies (see monograph to be published). In agreement we know that in an infinitely dilute solution the degree of association is nil as Vdi,,o~ --> 0o. As concentration increases the free volume falls. The decrease of free volume then leads to an increase of ionic association as is well testified by the fall of activity coefficients. T h u s whether ions such as K + or Na + remain dissociated as in infinitely dilute aqueous solutions or associate under different conditions depends on the free volume of the dissociated state of the counterion. By fixing the ionic groups onto a threedimensional lattice, it becomes possible for a constant high density of charges to be maintained, while in equilibrium with external solutions, the ionic concentrations of which m a y be a great deal lower. By Equation (8) such a high fixed charge density will favor a constant high degree of ionic association. This is, however, not the only mechanism by which charge fixation could increase the counterion association. Thus Equation (9) applies only to dilute solutions. As the total ionic concentration increases the simplification Vdi,,oo = -V/Nq- becomes less and less accurate for two reasons: Firstly in free solution all ions are constantly moving and there are no stable energy barriers limiting the passage of ions from one such "private territory" to another. I n consequence Vdi,,o, should include an additive value equivalent to that shared by more than one ion. We shall refer to this as the "extramicrocell free volume" V,zt, m. Secondly as ionic concentration increases the free volume for the associated state V,,,oo is no longer negligible. Thus we arrive at the conclusion that Vdi,,oo = ( V / N ± -- V,,,oo) "b V,~t,m. T h e term V / N ± will be referred to as the "microcell free volume." A careful evaluation of the amino acid compositions of cell proteins has led to the conclusion that all living ceils, irrespective of the type of tissue o r the species of organism, possess fixed anionic and cationic charges at an average density of one site every 20/~ in a three-dimensional system (Fig. I, see monograph). A cell endowed with such a large n u m b e r of charges is a macroscopic fixed charge system. As such it must maintain its macroscopic electroneutrality. I n other words, except for the relatively few counterions on the cell surface most counterions must stay within the cell. T h e dissociation of the majority of the counterions like K + in such a fixed charge system is not a Published May 1, 1960 Lmo Selective Ionic Permeability and Cellular Potentials I55 question of dissociation into the outside solution but to other positions still within the macroscopic fixed charge system which we shall refer to as interstitial positions. X-ray diffraction of muscle cells have shown that the proteins in these cells are not randomly distributed but occupy definite positions in space (Astbury, 1939). Thus the charges carried on the proteins in the ceUs are fixed in space at a high density like charges carried by say, Na + and CI- ions in a salt crystal. The quasipermanent energy barriers (see Fig. 6) thus greatly limit the excursions of a counterion from one microcell to another and thus reduce the extramicroceU free volume. I n this the free volume begins to approximate the microceU free volume minus the volume occupied by the associated ion pair. In consequence, the free volume for a counterion in the dissociated state within the fixed charge system is not m u c h greater than that in the associated state. ",_ ~ ~ . polyl~eptide'" "bockbone" fixedonion ' ~ l . ..-" / fixed ohon ", ~ "~ic rocells F ] o u ~ I. A hypothetical scheme of the cell surface and bulk phase consisting of microcells which surround each fixed charge group. The average distance is 20 ~k from the center of one microcell to the center of the next, It follows that at even a rclativclylow cncrgy of adsorption nearly complctc association of countcrion and the fixed charges occurs. Summarizing, wc conclude that the cffccts of chargc fixation upon ionic associationarc twofold although thcsc arc not sharply scparablc: to prcscrvc a low microccU-frcc volume by insuring a constant high ionic dcnsity; and to rcducc extramicroccll-frccvolume. The Definition oJ c Value and the Calculation of the Variation o[ Ionic Selectivity with c Value oI the Anionic Groups oJ the Fixed Charge System It is a well known fact that acetic acid is a weak acid and that trichloroacetic acid, the familiar protein denaturant, is a strong acid. In other words, while the carboxyl group of acetic acid has a strong affinity for its proton, that of trichloroacetic acid is relatively weak. Yet these two molecules differ Downloaded from on June 18, 2017 ] z Published May 1, 1960 I56 PHYSIOLOGY OF CELL MEMBRANE Downloaded from on June 18, 2017 only in the nature of the three substituent atoms located a distance away from their respective functional carboxylic groups. This means that induction and direct electrostatic effects of the more electronegative chlorine atoms (i.e., in the molecule the chlorine atom has a greater power to attract electrons to itself, Pauling, 1948, p. 58) d r a w electrons more effectively away from the carboxyl oxygen than do the hydrogen atoms so that the electrostatic interaction between the negatively charged carboxyl groups and the positively charged proton is diminished. A strong acid is thus m a d e from a weak one b y a substitution occurring at some distance from the reactant group (see Branch and Calvin, 1944). T h e c value is a measure of the magnitude of this effect. While a complete definition is reserved for the forthcoming book it is sufficient for present purposes to state that the ¢ value is an arbitrary parameter given in ~mgstrom units (see Fig. 1) and that a strong acid like trichloroacetic will have a lower c value (e.g., - 3 . 0 / ~ ) than a weak one such as acetic acid (e.g., --1.0 ~). I n the model used to calculate variation o f ionic selectivity w i t h C value we carve out a cylindrical cavity around the end of a protein carboxyl g r o u p and insert none, one, two, or three water molecules between the carboxyl oxygen and a specific cation in a linear array. These are called configurations 0, I, II, and I I I respectively (Fig. 2). T h e total energy of each of these configurations is then computed for the ions, H +, NH~+, Cs +, R b +, K +, Na +, and IA+. I n this calculation all known non-exchange energies are taken into account which include the Coulomb energy, Debye energy, Keesom energy, London energy, Born repulsion energy, etc. T h e results give us the statistical distribution of these configurations as a function of c value and the specific countercation. This permits the calculation of the adsorption energy of each species of cation as a function of ¢ value by the Born-charging method. The result is illustrated in Fig. 3 in which the polarizability of the anion is taken as 0.876 X 10"-24cm. 3. T h e curves in Fig. 3 show that as the c value varies, the ionic preference varies with it. However, the rank orders of preference shown in Fig. 3 are not unique; other orders are created when the anionic polarizability changes. At all values of polarizabilities considered it is generally true that a fixed carboxyl group preferring the K + ion m a y change its preference to that of selecting Na + ion in consequence of an interaction at a distant site through the operation of the direct and indirect F effects. A proper exposition of the F effect is too involved for inclusion in this paper. For the present it will suffice to state that the c value change at site II can be brought about by the F effect in consequence of an exchange of partners at a neighboring site I. The resultant shift in counterionic preference leads to an exchange at site II. This exchange in turn, affects the c value of a Published May 1, 1960 Lmo Selective Ionic Permeability and Cellular Potentials z57 third site I I I with a consequent exchange. Such a "falling domino" effect may propagate a c value perturbation a considerable distance from its origin. This long range effect on c value is called the indirect F effect, and the process, the indirect F process (for abstract, see Ling, 1958). In the monograph forthcoming the thesis will be presented that while the direct F effect may explain L e _1. d .I. g ,I Configuration 0 Configuration I "IT Fzoum~ 2. The linear model. The shaded circle on the left in each configuration represents the negatively charged oxygen atom of an oxyacid (e.g., earboxyl) and the shaded circle on the right represents its countercation. Empty circles represent water and the various letters denote distances used in the computations. such non-competitive type of protein interaction as observable in enzyme kinetics the indirect F process underlies the all-or-none type of protein changes seen in denaturation, in muscle contraction, etc. Having given a bird's-eye view of the basic revision as well as new concepts introduced into the original hypothesis, we shall devote the remainder of this paper to a brief discussion of two specific subjects, cellular potentials and selective ionic permeability. According to the membrane theory selective ionic permeability is the cause of cellular electrical potentials while the fixed charge induction hypothesis maintains that both phenomena arise as attributes of fixed charge systems. As such, selective permeability is related to Downloaded from on June 18, 2017 Configurotion Published May 1, 1960 158 PHYSIOLOGY OF CELL MEMBRANE the potential but is not its cause. By discussing these two topics it is hoped that we can at once give an illustration of the general nature of the fixed charge-induction hypothesis and relate the hypothesis to the topics of the present symposium. / # 4 ", = 0 . 8 7 6 x 10-=4 cm3 // I s " ~20i ) . . . . ,,- .÷ I 251 . . / r / / Iq~t ¢ r/ 15 ~7 .9 = O ,m~ ~ ., I .v...~ i ;~ I 0 • .. .-" 5.0 4.0 / // x 'I ,~.=.,_ ........ ~ i . t= / ~/~'/" /i IF.,, i! , 'i I I d. I ...t 3.0 2.0 L0 - c (J,) FiotraE 3. The computed dissociation energies of various cations when the fixed anionic groups has a polarizability a, of 0.876 X 10-~a cms. The meaning of c value is given in the text. C E L L U L A R RESTING AND ACTION P O T E N T I A L T h e Nernst equation, applied to muscle and nerve cell potentials, bears the simple form of Equation (1) (Bernstein, 1902; McDonald, 1900). In recent years considerable evidence has accumulated to support the prediction that the potential does vary with the absolute temperature (Ling and Woodbury, 1949; Hodgkin and Katz, 1949b) and logarithmically with the external K + ion concentration, [K]o (McDonald, 1900; Cowan, 1934; Curtis and Cole, 1942; Ling and Gerard, 1950; Huxley and Stfimpfli, 1951). The validity of the equation, however, depends on the assumption of an absolute Na + ion Downloaded from on June 18, 2017 i ! Published May 1, 1960 Ln~o Selective Ionic Permeability and Cellular Potentials I59 impermeability of the cell membrane, an assumption which has been proved to be wrong (Heppel and Schmidt, 1938; Steinbach, 1951). Accordingly, the Nernst equation, if it is to apply, should be more correctly written as: ~b = /~- f In [Na], + [K], [Na], + [K.lo (m) RT In Px[K]~ + PN,[Nal~ + PcI[CI]o P~K]. + P~[Na]o + Po,[Cl]~ (11) relating the potential to the relative permeability of Na +, K +, and CI- ions respectively represented as P~,, Px, and Pcl. Variations of these permeability constants in this equation are found to give values of the potential comparable to those measured at rest (resting potential) and during activity (action potential). A difficulty of the membrane potential theory is the failure to demonstrate a correlation between the macroscopicaUy measured intraceUular K + ion concentration and the potential demanded by both the original Nernst Equation (1) and the newer Equation (11). (a) The expected rise of potential was not observed following the microinjection of concentrated solutions of K + salts into muscle and into nerve fibers (Grundfest, Kao, and Altamirano, 1955; Falk and Gerard, 1954). (b) No resting potential could be measured in Funduluseggs although high concentration gradients of both potassium and sodium are found across their cell surfaces (K~ = 105-I 17 m~/liter, Ko -- 10 re_M/liter; Na~ --- 50 raM/liter; Nao = 452 mu/liter) (Kao, 1956). (c) No correlation was found between the resting potential of frog muscle and its K + content nor between the intracellular Na + ion content and the size of the measured "overshoot" of the action potential (Shaw and Simon, 1955; Shaw, Simon, and Johnstone, 1956). Collectively, the evidence shows that the measured potential does not depend upon the gross internal K + ion concentration. While the membrane Downloaded from on June 18, 2017 but since [Na]i + [K]~ is approximately equal to [Na], + [K], (for values, see Hodgkin, 1951) there should be no potential whatever. A substantial potential definitely exists. Discarding the older view of absolute impermeability to the Na + ion, the maintenance of a low intracellular Na+ ion concentration was delegated to the operation of a metabolic pump (Dean, 1941; Krogh, 1946; Hodgkin, 1951; Hodgkin and Keynes, 1955). The shortcomings of this hypothesis have been twice reviewed by the author and are not to be further discussed here (Ling, 1952; 1955a). In line with the membrane-pump theory, Hodgkin and Katz (1949a) applied Goldman's equation (1943) and wrote Published May 1, 1960 I60 PHYSIOLOGY OF CELL MEMBRANE [K]i.~, = [ K ] . . . ~ exp (A~/2RT) ( 12 ) Similarly, [Nal,nt, = [NaJ,,o0 ~ exp (A~,/2RT) ( 13 ) These dissociations will contribute nothing to the macroscopicelectric potential across the surface of the fixed charge system. However, there exists another equilibrium: that between the interstitial ions and those ions in the free external solution, This is described by [K]o = [Kli.,, ~SSOO ~ exp - - (--~b/RT) (14) exp ( - - # / R T ) ( 15 ) ,t intn [Na]o = rivaling, ~ I ints in which ~b is the surface potential (e.g., resting potential). Since in earlier consideration we have shown that Pi,t./P,,oo is not very large, at the appropriate c value almost all ions are adsorbed. Consequently if we represent the concentration of fixed anionic sites on the fixed charge surface as If-] then [K]..oo + [Na],,oo = [f-]. Based on these relationships one can derive an equation for the potential (z6) Downloaded from on June 18, 2017 theory is thus directly contradicted, the fixed charge-induction hypothesis permits a conciliation of these experimental findings with the evidence that up to now has been considered more or less unique supports for the m e m b r a n e potential theory, namely that the potential covaries with absolute temperature and with the external K + ion concentration [K]o. To demonstrate this we shall first derive an equation for the cellular potentials according to the present hypothesis. As pointed out previously, an ion within a fixed charge system can exist either as an adsorbed ion occupying a site with its partition functions, P,,o~ or as a dissociation ion, still within the macroscopic fixed charge system, but occupying an interstitial position with its partition functions, Pin,. F r o m the definition of interstitial position it is obvious that an adsorbed ion can migrate from one position to another only after having temporarily taken an interstitial position. The relation between the concentration of adsorbed K + ion [K].~,oo, and the concentration of interstitial K + ion, [K] ints, can be written as (see Frenkel, 1926;Jost, 1933). Published May 1, 1960 LINO SelectiveIonic Permeabilityand CellularPotentials x6t If we make the simplifying assumption p .oo = P ,8o0 = (17) :oo = P,**o (18) = Pd ..o0 Equation (16) may be written as RT In f EK]oexp \ 2--2~} F ,k = _R_~ln[/_-] _ R~_ in P,,.... Paissoe (19) + [Na~o exp \2-ffR-T--] 1 Recalling the linearity of c- AEo plot shown in Fig. 3, for a short range of c value variation, the approximation may be made (20) ~. (21) = As.c + B~. which when substituted into Equation (19) renders ¢ ' = ~ - ~ ln[f-] - ~T- In Pdi,,o~ P".... (- RT F i n ( [K]° exp \ + 2RT / (22) + [Na]o exp (-c + B~r~)) \ (A~2RT The new Equation (16) or (22) is thus a counterpart of the original Nernst equation. While the latter describes the potential difference between two similar ionic phases (both dilute solutions) the present equation deals with the potential difference at an interphase separating two similar o r different phases. Several interesting features of Equation (16) may be mentioned. (a) It shows that a fixed charge system ~ o u g h it strongly adsorbs its counterions may nevertheless give rise to a potential at the surface separating the fixed charge phase and another phase. (b) The potential is related to the concentration of the surface-fixed anionic charges, If-I, and not to the macroscopic bulk phase K + ion concentration, although under certain conditions they may be proportional or even the same. A single homogeneous intracellular ionic concentration is a corollary of the membrane theory not shared by the fixed charge-induction hypothesis according to which both the density and the c value of the fixed charges may vary from one microscopic area to another within the same cell. For this reason the lack of correlation between ~b and [K] i, which directly contradicts the membrane potential theory, is in accord with the fixed charge-induction hypothesis. Downloaded from on June 18, 2017 AE~ = A~c + B,, Published May 1, 1960 x62 PHYSIOLOGY OF CELL MEMBRANE (c) T h e equation has the same form of Equation (1 I) after excluding the C1- term. (d) T h e potential is determined by the critical parameter, the c value. As we shall presently illustrate, a small variation in this parameter alone can create a profound change of the potential such as that observed when a resting muscle or nerve becomes excited. Equation (22) can be written in the form RF ~ -= ln[J-] a~x + ~- R T in Pa..oo F Pdi,.oo -- ~F~ In ( [K]o -t- [Na]° exp ( A x - AN.)e2RT + (Bx -- B . . ) ) (23) At the resting c value, of - 2 . 7 .~, from Fig. 3, we find (A,r -- AN,)c q- (BK -- BN.) 2RT Equation (23) is reduced to ~/, = -- -- F in ~ + ~ + In [K]surtace (24) [K]o Pdi~o0 Since almost all the surface anions are now occupied by K + ions the equation simplifies to = - ~ m ~ ai,~oo + + In [K]o (25) If the surface-fixed charge density and c value and other characteristics are such that [K]surta. m a y approach the value of [K]; = const + [K], In [K]o (26) which is the original Nernst equation. This accounts for the occasionally observed correlation between ~ and the gross intracellular K + ion concentration in ceils (e.g., high potential and high [K]~ in living cells, low potential and [K]¢ in dead ceils, see also Desmedt, 1953). Since the ~f-] m a y have no direct correlation with [K]~ at all we also encounter the disparities mentioned earlier. N o w if the surface-fixed anionic charges have the same average density as those in the bulk phase of muscle ~f-] should be about 150 raM/ liter (see monograph). ( R T ) / ( F ) In (~-])/([K]o) at [K]o - 2.5 n ~ / l i t e r would be approximately 100 my. or 2.5 kcal./mole. F r o m Fig. 3 AE~:/2 at the c value of --2.7 ~ is about --6 kcal./mole. Since ~ actually measured Downloaded from on June 18, 2017 [K]o >> [Na]o exp Published May 1, 1960 L~o SelectiveIonicPermeabilityand CellularPotentials 163 is some 100 millivolts or 2.5 kcal./mole ( R T ) / F In (PA°°oo)/(Pdi,,°o) approximates --6.0 kcal./mole which gives (Pai,~o,)/(P~,°~) = 2.2 X 104, a not unreasonable figure. Since the potential is determined only by events at a microscopic surface we m a y expect any new equilibrium potentials to be reached instantaneously (see below). Thus if we bring about an abrupt c value shift of the surface sites by the indirect F process, the change of potential is represented by Equation (22). Let us say this c value shift leads to a new value of - 2 . 1 /~. Rewriting Equation (22) i n the form AE.N. ~k = RT In[f-'] + T Pu, oo F In Pdi.soe (27) , R T I n / [ N a ] ° + [K]o exp ( A s . - A~c + ( B N . - Br.)~ F [ " 2RT I [Na], >> [K]° exp (As,, -- Ar.)c + (Bs, 2R T - - BK) We arrive at the following equation ~=_RffZlnP~,~o A~, Pai..o~ + -W- + ~_Tln ~- ] [Na]o (28) Now [Na]o in frog Ringer solution is about 100 rr~/liter. If-] is 150 raM/liter. (RT)/(F) In ([f-])/([Na]o) is then 10 my. or 0.2 kcal./mole. We have already calculated (RT)/(F) In (P~,,,oo)/(Pdi,,oo) to be - 6 . 0 kcal./mole. At c -- --2.1 ~,/2 -- - 8 kcal./mole. F r o m Equation (28) one calculates ~ = - 90 my. A small shift of c value equal to six-tenths of an /:'kngstrom unit will thus create a reversed potential of some 100 inv. with the intracellular phase positive. I n neurophysiology this is known as the "overshoot" (Curtis and Cole, 1942; Hodgkin and Huxley 1952a; 1952b). Experimental Evidence in Support o[ the Present Model of Cellular Potentials Having shown how the fixed charge system can possess a surface potential and yet retain most of its accumulated countercations within the bulk phase in an adsorbed form, we next turn to two physical systems that have for some time been considered as typical models demonstrating m e m b r a n e potentials as given by the Nernst equation (for earlier abstracts see Ling, 1955b; 1959). In the glass p H electrode the glass m e m b r a n e has been supposed to be Downloaded from on June 18, 2017 and at this new c value Published May 1, 1960 164 PHYSIOLOGY OF CELL MEMBRANE selectively permeable to H + ion and impermeable to, say, K + ion. In apparent agreement the potential can be shown to follow the equation RT, a~ ~b --- --if- m---~ (29) ao Downloaded from on June 18, 2017 in which a~ refers to the H + ion activity inside the glass bulb, usually as that of a 0 . 1 N H C l , and ao~"is the activity of H + ion in the outside solution. While this is the conventional view, not all workers in this field agree on this concept. Thus Horovitz (1923) and H a u g a a r d (1941) have offered convincing evidence that the potential measured above is really an algebraic sum of two surface potentials. T o this category of contradictory evidence against the m e m b r a n e concept we can also add the not uncommon practice of filling the inside bulb not with a 0.1 N HC1 b u t with mercury or simply coating it with a layer of metal. In these eases a perfectly usable H + ion measuring glass electrode is obtained (Thompson, 1932; H u b b a r d and Rynder, 1948) while there is no m e m b r a n e equilibrium to speak of at all. A second model also long accepted as a model of the living cell m e m b r a n e is the collodion membrane. Michaelis and coworkers have demonstrated that such a m e m b r a n e is capable of giving a nearly ideal potential when it separates two aqueous solutions containing different K + ion concentrations. In other experiments Michaelis was actually able to demonstrate selective permeability through such membranes to such ions as K + and N a +. These experiments served as an important foundation on which the m e m b r a n e potential theory was built (Michaelis and Fujita, 1925; Michaelis and Perlzweig, 1926-27). In view of our knowledge of the glass electrode one wonders if the potential measured in the collodion m e m b r a n e m a y not be the same as in the glass electrode, simply representing the algebraic sum of two surface potentials. In that case selective ionic permeability would be a phenomenon related to the potential but not, as the m e m b r a n e theory suggests, the cause of it. T o put this to a test the author and Mr. L. Kushnir have chosen a C o m i n g 015 soft glass bulb which is known to be sensitive to H + but not to K + ion. Fig. 4 Shows this K + insensitivity. T h e solid line with solid circles represents the potential measured while the outside K+ ion concentration varied. T h e dashed line with empty circles shows a similar curve when the K + ion concentration inside the glass bulb was varied. N o w a thin layer of dried collodion measuring no more than 3# in thickness was applied onto the surface of the glass bulb and the potential again measured against a varying external K + ion concentration. This curve is shown as a dashed line with solid circles. Within the range of K + ion concentrations, 1 to 100 m~, a change of 54 milli- Published May 1, 1960 LINo Selective Ionic Permeability and Cellular Potentials t65 volts was measured for each ten-fold change of [K] 0; this is identical with that which we measured on a simple dried collodion membrane electrode. 4 N o w as mentioned earlier the glass electrode has no sensitivity toward K + ion at all. According to the membrane theory this must be interpreted as proof of the impermeability of the glass bulb toward the K + ion. Similarly, in terms of the membrane theory one must interpret the demonstrated K + ion sensitivity of dried or wet collodion as due to a high K + ion permeability. In the combination membrane used, the glass component is a great deal thicker *Jaan the collodion component. The over-all permeability must therefore be 150 / .,o s, f .I fl I00 f~ 50 I f / J / / ,¢ / 0 * / • ..- . . m -" --- outside soln, voried inside soln. voried glass electrode collodion electrode °,. -50 f 0 I I t t 2 ! I 3 I 4 -Log rK ÷] F1ouP.~ 4. Effect of varying K + ion concentration on the electrical potential. T h e solid line with solid circles and the dash line with empty circles represent measurement made on glass surfaces. T h e dash line with solid circles represents measurements made on collodion-coated (3/z) glass electrodes. very low toward K + ion. Yet this combination membrane demonstrated exactly as great a sensitivity toward K + ion as the simple collodion membrane itself. It is a long established fact that pure collodion does not give rise to potentials and that only after it has acquired fixed carboxyl groups either as a result of incidental or deliberate oxidation does it develop the electrode behavior (Sollner, Abrams, and Carr, 1941). The conclusion is reached that the potential is determined only by the nature and density of the fixed charges on the surface of a fixed charge system and bears only an indirect 4 In other experiments virtually the same results were obtained when,the collodion coat was not dried but used while still wet. Yet it is known that wet and dried collodion have totally different gross permeabilities toward ions (see Michaelis and Perlzweig, 1926-27). Downloaded from on June 18, 2017 E f Published May 1, 1960 z66 PHYSIOLOGY OF CELL MEMBRANE relation to the gross permeability of ions through the m e m b r a n e which separates the inside solution from the outside solution in such systems. While the above experiment shows that the potential of glass and of dried collodion does not depend upon the gross permeability of these membranes these conclusions are only directly applicable to these particular models. Next we shall present an experiment dealing not with models of living cells but with the living cells directly. T h e result of this experiment seems once again incompatible with the m e m b r a n e theory of cellular potential but strongly suggests the explanation offered by the present hypothesis. According to the fixed charge-induction hypothesis the resting potential of a frog muscle fiber, as in other cells, is a partial expression of an equilibrium I00 \ 3 0 uM K ° 60 40' 20: ¢, HOURS Fxotrt~ 5. The time course of change of the resting potential of a frog sartorius muscle in a Ringer solution containing 105 mM of sodium and 30 mu of potassium (pH, 7.4) at room temperature measured with a microelectrodc. state existing between the K + ions in the external solution and the K + i o n s adsorbed on the fixed anions of a superficial surface layer of the cell. Thus variation in the external K + ion concentration should lead to an almost instantaneous readjustment of the equilibrium at this surface. Paralleling this there would be an almost instantaneous change to a new stable and unvarying resting potential. T h e time course of change of the resting potential is thus expected to be independent of the change of gross intraceUular K + ion concentration while the m e m b r a n e theory demands that they run parallel courses. Fig. 5 shows the results of an experiment in which a frog sartorius muscle resting in a Ringer solution containing 2.5 m M K + is suddenly plunged into a Ringer solution containing 30 nlM K + and a normal amount of N a + (pH 7.4). Within the time required to make the firstmeasurement, the resting potential dropped to a new equilibrium value from which there was no significant deviation over 10 hours later. The effect of such an increase of external K + Downloaded from on June 18, 2017 80 ¸ Published May 1, 1960 Lmc Selective Ionic Permeability and Cellular Potentials x67 SELECTIVE IONIC PERMEABILITY In a fixed charge system the fixed charge and counterion pair occupy definite locations. At the average charge density found in practically all living tissues the electrostatic field owing to the fixed charges and their counterions are very high. Recalling that owing to the dielectric saturation phenomena the dielectric constant of water between a pair of closely placed cation and anion is considerably below the macroscopic value of 8 I, a simple calculation shows that the potential at the weakest point is of the order of magnitude of 200 inv. Continuous energy barriers thus exist that effectively bar the entry of external ions through the interstices of the fixed charge system (Fig. 6). The majority of ions thus must seek a different route in entering the ceils. According to the fixed charge induction hypothesis the most likely one is by associating with the fixed charge of opposite sign on the surface after successfully displacing another counterion originally occupying the site. For the entry of K 4' ions into muscle cells: K 4' KeF -+X + F--.K ~ ~ Ka.--F-'-.K Ku . - . F - . - . X ~ ~ KaF " + K (30) F - X + aKi4]+ (1 -- a)Ko%~ (31) Thus it takes two steps for an external K a to enter into the cell: a first suc- Downloaded from on June 18, 2017 ion concentration on the intracellular concentration of K + is available. It is well established that in such a high K + concentration, t h e [K]~ of frog sartorius muscle will steadily rise approaching an equilibrium in 6 to 10 hours (room temperature) with a half-time of equilibrium at about ½ to 2 hours (Fenn and Cobb, 1934; Conway, 1946; Harris, 1952). Equation (1) or (11) predicts a gradual and continual rise of the measured potential within this length of time until the new equilibrium [K]~ was reached. That the total potential change is achieved immediately and that once it is established does not further change demonstrates once more the inadequacy of the membrane theory. The same experiment also rules out the possibility of a sizeable potential at the diffusion front of the inward migrating excess K + ion (see also footnote 4). For if it existed, it would have died out at about 10 hours at which time the new equilibrium [K]~ would be reached. With this the diffusion potential should vanish after following a steady declining time course. None of this was observed. This leaves only the macroscopic surface of the living cell as the site at which the potential is generated as suggested in Equation (16). Experimentally this is in perfect accord with the instantaneous assumption of a new equilibrium value on changing [K], and the observation that the potential in model glass and collodion electrode likewise depends only on the nature of the fixed charges immediately contiguous to the external solution. Published May 1, 1960 150 ~10o E 50 _ 0 0.1 0,2 53 I/S ~mM-I) 0.4 0.5 F m U ~ 7. The effect of varying of the external Rb + ion concentration (0, 4, and 25 n~/liter) upon the initial rate of entry of K + ion into muscle (sartorius, semitendinosus, tibialis anticus and ileofibularis muscles of frog). K ~ was used as a tracer. The experiment was performed at 0°C. (pH 7.4). 168 Downloaded from on June 18, 2017 FIGURE 6, Diagrammatic illustration of the electric potential fields near the surface of a fixed charge system. Each line represents a more or less permanent isopotential line. The diagram demomtrates the continuous energy barriers toward the entry of cations and aniom through the "meshes." Published May 1, 1960 Lmo Selective Ionic Permeability and Cellular Potentials t69 20 O 15 ~o s 0 K ~ 2 4 6 8 ~Csl ~0~ ~K to Fmums 9. The effect of varying the external K + ion concentration on the rate of entry of CsTM (the value for KC1 concentrations are to be multiplied by 4 trm/liter) into sulfonate exchange resin sheets, Nalfilm-1. The Cs concentrations are in tertm of number of counts per cubic centimeter. The rates of entry are in terms of counts per minute per one arbitrary unit surface. (25°C. pH 7.0-7.1). cessful occupation of a surface-fixed charge and a second successful displacement by another cation X. 6 W h e n there is another cation, say Rb +, present with K ~2 in the bathing solution both will compete for the same limited number of fixed charges on s While we have discussed this series of events as if it were only on the surface of the fixed charge system actually it occurs throughout the whole bulk phase of the fixed charge system. What is dis' cussed here as permeability is thus strictly speaking a diffusion phenomenon. Downloaded from on June 18, 2017 F m u ~ 8. The effect of varying the external K + ion concentration (0, 20, 30 raM/liter) upon the initial rate of entry of Rb + ion into frog mnscle using RbSS as tracer. 0°C. pH 7.4. Published May 1, 1960 I70 PHYSIOLOGY OF CELL MEMBRANE the cell surface. Based on these assumptions one can derive from Langmuir's adsorption isotherm an equation analogous to that of Michaelis-Menten derived for the competitive inhibition in enzyme action I I I r[Rb]o] = ,,-;w + (3z) 1 in which the reciprocal of the rate of K 4~ entry, VK'' plotted against the reciprocal of the concentration of K 4~ [K ~] o in the presence of varying concentration of the interfering ion [Rb] o, should give a family of rectilinear curves. I f all of these should converge toward the same locus on the ordinate the analysis m 6 4 2 0 ............... 0 I I .... I I I 2 3 4 5 6 I/[ Cs*] Fmtra~ I0. The effect of varying the external K+ ion concentration (units of concentration same as in Fig. 9) on the rate of C~m entry into oxidized collodion membrano. The rates of entry are in terms of counts per unit surface. This unit surface is defined by the lucite rods of identical dimensions on which the collodion membranes were east (25°(:]. pH 7.0-7.1). indicates that there is a competitive adsorption at a specific site before entry can occur. T h e equilibrium constant of the fixed charge for K+ ion, Kx, and for R b + ion, Kab, can also be derived from these curves. Epstein in 1952 first brilliantly applied this analysis to the rate of entry of R b + Ca+, and K+ ions into barley roots (1952). Parts of the results of a study of the entry of R b +, Cs + and K + ion into frog muscles were reported by Ling Downloaded from on June 18, 2017 ..> Published May 1, 1960 Lmo SelectiveIonic Permeability and Cellular Potentials I71 (1953; 1954; 1955) and are reproduced in Figs. 7 and 8. s In 1958 Conway and Duggan made similar studies of ionic entry into yeast (Conway and Duggan, 1958). Both Epstein, and Conway and Duggan, however, regarded the competitive nature thus demonstrated as a verification of the concept of active transport, according to which, ions have to combine with a postulated 2.0 , / ° 50 KCI i.6 - 5 KCI I KCI 0 v ...> 0.8 0.4 0.0 I , o o.1 I I [ I 0.2 0.3 0.4 0.5 o I/[Cs*] Fmtrmz 11. The effect of variation of external K + ion concentration (units of KCI concentration etc. same as in Fig. 9) on the rate of CsTM entry into 0.03 gm. of scoured, defatted virgin sheep's wool (25°C. p H 7.0-7.1). carrier to enter into the cells. The shortcomings of this model have been discussed by the present author (1955a). Perhaps it might be mentioned that the carrier theory could be greatly strengthened if an experimental model can be found to demonstrate its operation. 6 Harris and Sjodin (1959) published in abstract the results of similar experiments which verify these results on frog muscle. These authors were apparently unaware of our earlier work. Downloaded from on June 18, 2017 1.2 Published May 1, 1960 172 PHYSIOLOGY OF CELL MEMBRANE The major work involved in the theoreticalcalculationsand in the reported studieson ionic entries into frog muscles wcrc aided by a grant from the Muscular Dystrophy Associationsof America, Inc. while the author was on the facultyof the Department of Psychiatry,University of Illinois,Chicago, during the years 1954 to 1957. The author is indebted to Mrs. M a r y Carol Williams and Mrs. Margaret Samucls for their invaluable help in the theoreticalcomputations; to Miss. Arlene Schmolinskc for her assistancein the experimental work on ion permeability of frog muscles; to Mr. Leo Kushnir, the coauthor of a few forthcoming papers from which some of the presented data have bccn taken. Finally the author takes pleasure expressing his thanks to his student and colleague, Dr. Samuel B. Horowitz, for his assistancein preparing the manuscript and for his valuable criticismand discussion;to Mrs. Betty Jane Brcuckcr for typing the manuscript. The author takes pleasureacknowledging the generous giftof sheep'swool from J. IArcbb and Son Co., Inc., Philadelphia, and Hcmphill and Co., Inc., Philadelphia. REFERENCES AsTauaY, W. T., Ann. Rev. Biochem., 1939, 8, 113. BERNSTEm,J., Arch. ges. Physiol., 1902, 92, 521. Bjp.aatn% N., If. Dan. Vid. Selsk., 1926, 7, No. 9. BRANCH, G. E. K., AnD CALvn~, M., The Theory of Organic Chemistry, New York, Prentice-Hall, Inc., 1944. BUNOENBERODE JONQ, H. G., in Colloid Science, (H. R. Kruyt, editor), Amsterdam, Elsevier Publishing Co., Inc., 1949, II, 287. CONWAV,E. J., Nature, 1946, 157, 715. Downloaded from on June 18, 2017 On the other hand, there are numerous fixed charge systems that we encounter daily. The present hypothesis demands that if a system has a sufficient number of fixed charges on its surface and in its bulk then the same competitive nature of ionic entry should be the rule. To put this postulation to the test we have chosen three well-established fixed charge systems (Ling and Kushnir, data to be published). (a) A sulfonate exchange resin of the polymerized polystyrene-divinylbenzene type bearing fixed sulfonate groups. (b) An oxidized dried collodion membrane long established to contain a large n u m b e r of fixed earboxyl groups (Sollner et aL, 1941). (c) Wool which is a pure protein. According to the fixed charge-induction hypothesis its glutamic acid and aspartic acid residues (at a concentration of about 800 mM/kg.) should provide a large number of fixed anionic charges. 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