Food security cluster coordinator cash transfers briefing package

FOOD SECURITY CLUSTER
COORDINATOR CASH
TRANSFERS
BRIEFING PACKAGE
Cash Cap Support
JANUARY 4TH 2017
FOOD SECURITY CLUSTER
2
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
Content
A.
Introduction
1.
Support service delivery
1.1.
What do I have to put in place?
1.2.
What do I need to know?
1.3.
Which resources do I have access to?
2.
Inform and support strategic decision-making of the HC/HCT for the humanitarian response
2.1.
What do I have to put in place?
2.2.
What do I need to know?
2.3.
Which resources do I have access to?
3.
Plan and implement cluster strategies
3.1.
What do I have to put in place?
3.2.
What do I need to know?
3.3.
Which resources do I have access to?
4.
To monitor and evaluate performance
4.1.
What do I have to put in place?
4.2.
What do I need to know?
4.3.
Which resources do I have access to?
5.
Contingency planning and emergency preparedness
5.1.
What do I have to put in place?
5.2.
What do I need to know?
5.3.
Which resources do I have access to?
6.
Advocacy
6.1.
What do I have to put in place?
6.2.
What do I need to know?
6.3.
Which resources do I have access to?
7.
Cross cutting issues
7.1.
What do I have to put in place?
7.2.
What do I need to know?
7.3.
Which resources do I have access to?
B.
Conclusions
C.
Annexes
1.
Key resources
1.1.
Support Service Delivery
1.2.
Inform and support strategic decision – making
1.3.
To plan and implement cluster strategies
1.4.
Preparedness and contingency planning
1.5.
Advocacy
1.6.
Crosscutting issues
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FOOD SECURITY CLUSTER
A. Introduction
The gFSC aims to contribute actively to provide guidance
and tools for national food security clusters to adequately
coordinate cash interventions among cluster/sector
partners and to ensure equally and consistently
consideration of cash alongside other forms of
humanitarian assistance in the food security sector.
Supporting Food Security Cluster Coordinators (FSCC) is
crucial to enable them to better coordinate food security
interventions and modalities of assistance with relevant
stakeholders in country and improve their ability to
engage and contribute to multi sectorial initiatives in cash
transfer programming. FSCC are key drivers to foster the
uptake of cash transfers in emergency responses when
delivering their core functions. This document takes into
account the inherently multipurpose nature of cash and
part of a multi actor agenda and intends to contribute
actively to identifying critical issues that require
multisectorial responses1.
The present document aims to be part of FSCC’s briefing
package. The briefing package consists of resources that
provide greater clarity and guidance to those assigned to
lead and manage the Food Security Clusters in countries
with humanitarian crises.
As a first attempt to
systematize the mainstreaming of cash transfer
programming within food security cluster functions, this
document was developed based on and in line with: (i)
Food Security Cluster Coordination Handbook, 2012 (ii)
IASC Reference Module for Cluster Country Coordinator at
country Level, revised July, 2014 (iii) Strategic Note, Cash
Transfers in Humanitarian Contexts. Prepared for the
Principals of the Inter-Agency Standing Committee by The
World Bank Group, June 2016 (iv) Mainstreaming AAP and
Core People- related issues in the HPC through cluster
system (v) Operational guidance and toolkit for
multipurpose cash grants, 20162.
In addition, defining coordination arrangements for cashbased programming is work in progress. Guidance in this
briefing package is non-prescriptive and likely to evolve, as
cash coordination is further being developed. This
document may be used – discussed and adapted within
the FSC (or other sectors) and inter cluster coordination
mechanisms to get agreement on specific functions and
responsibilities in the country context.
The briefing package has been structured as follows:
The document is divided in seven (7) sections. Each
section represents FSCC core functions3: (i) Support
service delivery (ii) Inform and support strategic decision
making (iii) planning and implement cluster strategies (iv)
Monitor and evaluate performances (v) build national
capacity in preparedness and contingency planning (vi) to
support robust advocacy (vii) Ensuring appropriate
attention to priority cross-cutting and cross-sectoral
issues. Within each core function, there are checklists
aiming to guide the FSCC to answer three questions to
deliver cluster Coordination core functions ensuring
equally and consistently consideration of cash alongside
other forms of humanitarian assistance4:
(i)
What do I have to put in place? Key tasks, roles and
responsibilities that FSC is expected to carry out
(ii) What do I need to know? Key competences required
for the coordination team to be able to carry out the
above-mentioned tasks5
(iii) Which resources do I have access to? Recommended
key resources to consider when carrying out the
above-mentioned tasks 6
To establish a systematic process mainstreaming CTP
within food security cluster functions, the following
framework can be identified throughout the whole
document. That means, listed tasks, competences and
resources deemed to:
(i)
(ii)
(iii)
3
Adapted from: (i) Food Security Cluster Coordination Handbook, 2012 (ii)
Reference Module for Cluster Country Coordinator at country Level, revised
July, 2014
4 Tasks, responsibilities, competences and key resources listed in this document
are only the ones relevant to CTP. Therefore, other tasks, responsibilities,
competences and key resources related to delivering quality humanitarian
assistance (regardless of the modality), are assumed but not represented here
(Adapted from CALP’s competences framework, Annex 2)
5 The key competences are built upon the CALP’s competence framework
(refer to Annex 2). The competences have been redefined to be able to carry
out the tasks and responsibilities defined and in close coordination with FSCCs.
When adapting task and responsibilities to each context, required competences
would also need to be changed accordingly. The list of competence required
can also orient Capacity Building Plans for FSCC. For FS partners, it is
recommended to refer to CALP’s competence framework and capacity building
initiatives.
6
1
Strategic Note, Cash Transfers in Humanitarian Contexts. Final draft prepared
for the Principals of the Inter-Agency Standing Committee. The World Bank
Group, June 2016, p.20
2 The referred documents are the ones in which the BP has based on. However,
all the key documents stated in Annex 1 has been used to develop the g BP.
4
be relevant to FS sector (food security lens)
enable FSCC to carry out their functions
within the IASC architecture (Cluster lens)
strengthen their ability to engage in joint
multisectorial responses and synergistic
interventions (multi sectorial lens)7
The key documents pre-selected are available in a USB format, but it is
recommended to follow Community of Practices, social networks and CALP´s
digital library for updated resources.
7 What the process aims is a people-centred approach wherein operational
efficiencies can be gained when many agencies/sectors use cash to meet needs
(inter-sector coordination of CBIs, including MPGs) and within-sector
coordination to ensure the provision of a holistic approach. MPG toolkit
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
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SUPPORT SERVICE
DELIVERY
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
1. Support service delivery8
1.1.
1.
2.
3.
4.
5.
6.
7.
8.
9.
What do I have to put in place?
(Cluster) Coordination team9
Ensure that the CC and partners have the competences required 10 to mainstream CTP
within the Food security sector, engage in multisectorial responses and exploit,
whenever, possible, linkage with social protections systems11.
Guided by the HCT, the FSCC should participate actively in inter cluster coordination
platforms, reviewing existing sectoral and multisectorial coordination mechanisms
strategies related to CTP with relevant stakeholders to identifying gaps and ensure
delivery effectiveness; adapting it over time to reflect the evolution of the crisis being
responded to the capacities of local actors and the engagement of development
partners..12
If possible, establish a clear, formal agreement with CWG on the sharing of FSC
responsibilities and accountability systems in multisectorial and sectorial cash responses
Identify any known and potential key FS stakeholders and encourage them to consider
cash alongside other forms of humanitarian assistance in their situation and response
analysis participating actively in FSC and CWG, if such exists. 13
When defining ToR for the FS cluster set up, ensure to include the mechanisms needed to
consider cash alongside other forms of humanitarian assistance in situation and response
analysis process and if possible, establish formal inter linkages with CWG, if such exists.
Represent the Cluster in CWG, contribute to jointly identifying critical issues that require
multisectorial responses, engaging actively in multipurpose cash grant discussions, and
plan the relevant synergistic interventions with the other clusters concerned
Facilitate interactions between humanitarian and development stakeholders (incl. social
assistance stakeholders) at strategic, technical, and operational level. Proactively invite
stakeholders from the private sector (i.e. banking and mobile services) to participate in
these discussions.
Working with CWG, if such exists, with UN agencies, donors and partners and local
authorities to develop consensus on shared cash terminology, technical standards and
guidelines building on what is already defined as well as adapted to context and local
language. Bringing stakeholders involve in Social protection and private sector can enrich
the discussion.
Work with partners and CWG to establishing roles and responsibilities that will best
facilitate the scaling up of cash by individual agencies as well as identify entry points for
common programming. Clear entry points should be defined, starting with a range of
processes around targeting, the identification of beneficiaries, appropriate cash
☐
☐
☐
☐
☐
☐
☐
☐
☐
8
Provide a platform that ensures service delivery is driven by the Humanitarian Response Plan and the agreed food security strategic priorities considering
equally and consistently cash alongside other forms of humanitarian assistance. (i) Set up coordination mechanisms to optimize the effectiveness of the
assistance delivery (ii) Developing mechanisms to eliminate duplication of service delivery (iii) Manage cluster information to facilitate an effective FSC
response ensuring that the best possible information is available whenever needed for planning, management and advocacy purposes, including identifying gaps that need to be filled in the humanitarian food security response (considering national food security capacities). (iv) Ensuring appropriate
attention to priority cross-cutting and cross-sectoral issues (Section 7)
9 At country level (FSCC, IM)
10 Refer to CC competence profile and adapted to country context “What I need to know section” Make sure it is captured it in the FSCC TORs. For FS
partners, use CALP’s competence framework.What do I need to know?
11 In general, humanitarian actors should demonstrate the rationale for not using existing national systems to provide assistance. The World Bank Group,
June 2016.p.13
12 “Lack of effective coordination is also intrinsic to the challenge of making cash a viable method of response” Refer to CALP’s ongoing project White paper
on cash coordination, September, 2016 as part of the Increasing the Uptake of Multi-Purpose Cash Grants in Emergency Responses for a More Efficient and
Effective Humanitarian Action, ERC project, 2016-2018 (CaLP, OCHA, Mercy Corps, DRC, Save the Children-lead agency-).
13 Defining coordination arrangements for cash- based programming is work in progress. As cash coordination is further developed, make sure food
security cluster establish formal and informal channels of communication with existent cash coordination mechanisms.
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FOOD SECURITY CLUSTER
modalities, payment platforms, and management and information systems (or social
registries)14
10. Update content on Food Security Cluster country operations webpage and Cash Atlas,
contributing to raises awareness of the role of cash in the food security situation and
response (whether sectorial, multi sectorial or through MPGs).
11. Be responsible for the information management system, ensuring to provide key
information for the food security sector for cash modalities and contributing to optimize
efforts across sectors tackling challenges of interoperability, common programming, and
strengthening linkage to government IM systems
1.2.
☐
☐
What do I need to know?
Relevant competences to equally and consistently consider cash when delivering Cluster Coordination
core functions – “Being able to”
1. Describe how cash transfer programming can support the different phases of ☐
humanitarian response, including preparedness and contingency, response and recovery
2. Describe how cash transfer programming supports the different dimensions and ☐
interventions in the FSL sector: food security 15, food assistance16, livelihoods17,
resilience18, livestock19, agriculture20, social protection21, seasonality22, nutrition
sensitive23, etc.)
3. Describe common obstacles and possible solutions to scale and timeliness of CTP
☐
4. Describe what cash transfers are, and the guiding principles for CTP
☐
5. Describe and understand core CTP modalities and definitions including MPGs
☐
6. List and define key types of CTP transfer mechanisms
☐
7. Identify the role of markets in FSL interventions
☐
8. List the main advantages and disadvantages of different CTP modalities for achieving ☐
food security outcomes
9. Explain how CTP links to key international humanitarian frameworks, standards and ☐
principles (such as SPHERE, LEGs, and Core Humanitarian Standards)
10. Describe how CTP can reinforce links between relief, recovery and development ☐
interventions
11. Describe linkages of humanitarian cash based response and social protection
☐


Understand what Social protection (key terms) is and how it is interrelated with FSL and
nutrition outcomes of the response
Understand the potential role for humanitarian actors in scaling up social protection
systems for humanitarian response
12. Identify examples of critical issues that require multisectorial responses
14
☐
The World Bank Group, June 2016.p.11
At food consumption, calorie intake, dietary diversity, food gap, etc.
16 Humanitarian food assistance is a holistic response to victims of a humanitarian crisis, which, besides the direct provision of food, also uses a wider range
of tools, such as the provision of services, inputs or commodities, the use of multi-purpose assistance such as cash or vouchers, and fostering skills or
knowledge (ECHO, 2015)
17 Cash transfers are being used in interventions whose primary objective is to enable the support and recovery of livelihoods (CALP, Cash and livelihoods)
18 The role of cash transfer in reducing the vulnerability of poor people in the long-term by building their capacity to absorb climate shocks and adapt to
risks (BRACED, 2016). The extent to which cash transfer programmes can support a resilient food system. Such a system is understood to encompass four
pillars: (i) increasing food availability, (ii) improving food access, (iii) improving nutritional adequacy of food intake an d (iv) enhancing crisis prevention and
management (ODI, 2013)
19 The use of cash transfers within the livestock sector (LEGS, 2015)
20 Exploring the linkages and strengthening coordination between social protection, agriculture and rural development (FAO,2014)
21 The role of food assistance in social protection (WFP, 2012) and the need social protection systems to be shock responsive (OPM, 2015)
15
22
23
Design features like timing and frequency of transfer are key on specific outcome indicators.
Maximizing the nutritional impact of Humanitarian Food Assistance (ECHO, 2015)
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COORDINATOR CASH TRANSFER BRIEFING PACKAGE
13. Understand why it is important to coordinate CTP
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
14. Describe the challenges and opportunities of CTP coordination

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


1.3.
☐
Define the key types of cash coordination structures/models
Explain the need for both technical and strategic coordination
Describe the roles and responsibilities of different stakeholders in CTP coordination
Describe ways to minimize duplication and gaps between CBIs, in kind and MPGs and
promote complementary approaches
Describe challenges and illustrate examples on how to overcome them on how cash
interventions are channeled through inter cluster coordination
15. Identify examples of common programming (around targeting, the identification of
beneficiaries, payment platforms, appropriate cash modalities and management and
information systems (or social registries)24 and different approaches to gain efficiency
and effectiveness in the humanitarian response
16. Describe ways of ensuring that information management systems provide key
information for the food security sector for cash assistance and how to contribute to
optimize efforts across sectors tackling challenges of interoperability, common
programming, and strengthening linkage to government IM systems25



☐
Describe key terms and dimensions of coordination
Describe key elements that need to be coordinated across sectors and multisectorial
☐
☐
Identify key concerns around data protection (beneficiary privacy)
Outline examples of FS and CTP information management systems
Identify challenges on information management systems across sectors and MPGs
Which resources do I have access to?
Key resources to equally and consistently consider cash when delivering Cluster Coordination core
functions – “what resources can I have access to”- Refer to annex C.1.1
 Networks and Community of practices (CoP) – refer to Annex C.1.1
☐
 Live in twitter – refer to Annex C.1.1
☐
 Events and Updates – refer to Annex C.1.1
☐
 Thematic: Coordination – refer to Annex C.1.1
☐
 Thematic: Social Protection – refer to Annex C.1.1
☐
 Thematic: Advocacy – refer to Annex C.1.1
☐
 Thematic: Information management – refer to Annex C.1.1
☐
 Thematic: Multipurpose Cash Grants – refer to Annex C.1.1
☐
24
25
(The World Bank Group, June 2016)
This competence can be reinforced, transferring the competences to the Information manager, though it is the FSCC who leads the process.
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INFORM AND
SUPPORT STRATEGIC
DECISION-MAKING
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
2. Inform and support strategic decision-making of the HC/HCT
for the humanitarian response26
2.1.
1.
2.
What do I have to put in place?
(Cluster) Coordination team
Foster, whenever possible, bringing together CLAs and FS partner’s technical expertise
and other resources available for multisectorial assessments with clear links between
needs assessments, response analysis (including cash feasibility), and the response plan
as required27.
Lead FSC Partners in joint, gender-sensitive situation analyses and response analyses,
including the identification of gaps in FS sector response, duplications, obstacles, intersectoral linkages, multisectorial perspective and in prioritizing FS needs and responses
ensuring that all type of assistance modalities are considered alongside the analysis (be it
in-kind, cash, vouchers, a combination of modalities or MPGs).
2.1. working with FSC Partners, CWG and other clusters to adapt to the local context the Multi-
☐
☐
☐
Cluster Initial Rapid Assessment (MIRA)28, ensuring market assessments are included, in order
to guide initial inter-sectoral prioritization, deciding if MPGs are an appropriate and feasible
humanitarian response option and initial planning of humanitarian FS interventions ensuring
that all assistance modalities are equally and consistently considered (be it in-kind, cash,
vouchers or a combination of modalities) 29
2.2. working with FSC Partners, CWG and other clusters to provide an understanding of the most
☐
pressing needs of affected populations, the most affected areas and most affected groups
bringing FS technical expertise and other resources to analyze available information on the
food security (FS) situation, risks, resources, responses and gaps, and the ongoing monitoring
of these key aspects30
26
Preparing needs assessments and analysis of gaps (across and within clusters, using information management tools as needed) to inform the setting of
priorities considering equally and consistently cash alongside other forms of humanitarian assistance.

Identifying and finding solutions for (emerging) gaps, obstacles, duplication considering equally and consistently cash alongside other forms of
humanitarian assistance.

Formulating priorities on the basis of analysis considering equally and consistently cash alongside other forms of humanitarian assistance.

Ensuring appropriate attention to priority cross-cutting and cross-sectoral issues (Section 7)
27
The needs assessment process is largely conducted with a sectoral lens, with analysis often reflecting narrow agency mandates instead of a consistent
and cohesive multisectorial view. Cash transfers have highlighted the need to broaden the scope and uptake of such cross-sector approaches, and point to
the information and process gaps to be addressed to inform appropriate responses. The IASC has recognized the challenge of sector-driven assessments
and created the IASC Needs Assessment Task Force, whose aim, among others, is to develop a set of tools and products harmonizing and promoting crosssector needs assessment initiatives. Specifically, the task force has developed two main tools: The IASC Needs Assessment Task Force (i) The MultiCluster/Sector Initial Rapid Assessment (MIRA) Manual to undertake a joint multisector assessment in the earliest days of a crisis or change, and guide
subsequent in-depth sectoral assessments (ii) The Humanitarian Dashboard to consolidate needs assessment and response information, and present a
shared analysis of a humanitarian situation. The World Bank Group, June 2016. p.7
28 Improving coordinated needs assessments in urban areas, without which the humanitarian community will not be able to ensure the quality and
accountability of urban response itself. ACAPS, 2015 Urban and rural populations use cash assistance differently. According to the evaluation of Christian
Aid and partners on their cash programmes, clear differences in the use of cash were found between rural and urban areas. People in urban locations had
greater shelter, fuel, water, debt and small business needs, whereas in rural areas 28% more people prioritized food (HPN 05/2012). ACAPS, Haiti, October
10th, 2016
29 The Vulnerability Assessment of Syrian Refugees conducted in 2013, 2014, and 2015 in a multi-agency joint approach The effort represents a best
practice in terms of joint approaches, not without challenges. (The World Bank Group, June 2016)
30 Agencies who want to achieve sector-specific outcomes may use different vulnerability frameworks. If an MPG has multi-sectoral goals, work together
from the beginning to find commonalities and reconcile differences, otherwise there is a risk of undertaking VA in such a way that it does not reflect the
concerns of different agencies and sectors
socio-economic perspective
.
Operational guidance and toolkit for multipurpose cash grants, Vulnerability Analysis from a crisis-specific
11
FOOD SECURITY CLUSTER
2.3. working with CWG in the quantification of needs of goods and services (recurrent, one off
and/or seasonal) – i.e. Minimum Expenditure Basket – bringing FS technical expertise and
other resources.31
2.4. Leading and working with FSC Partners and CWG to quantify needs of good and services to
achieve food security and livelihood outcomes (recurrent, one off and/or seasonal) -food
basket, livelihood components, daily rates, etc.- 32
2.5. working with FSC Partners, CWG and other clusters to provide an understanding of the
physical disruption (and capacity) of markets and infrastructure to supply essential goods and
services in the affected population bringing FS technical expertise and other resources for
assessing the capacity of markets to supply food, agricultural inputs or other commodities in a
timely, accessible and safe manner, for assessing when a CT injection would stimulate a new
or better functioning supply chain; or when a CT intervention would contribute to increase the
impact of long‐term measures to achieve food and nutrition security
2.6. Participate actively in multisectorial gap analysis, priority setting and the development of a
crisis response strategy identifying which needs can be covered with cash assistance (whether
food based or MPS) .
2.7. Working with FSC Partners in assessing whether there is a link between social and
humanitarian assistance in this context and during this crisis and to what extent National
Social Protection Programmes can be considered for cash emergency responses (Shock
Responsive Safety Nets) for multisectorial and/or food security and livelihoods purpose.33
2.8. working with FSC Partners to facilitate and coordinate complementarity CTP assessment and
situation monitoring activities including in depth CTP sector assessments as needed to inform
overall FS problem and cash response analyses;
2.9. Working with FSC partners to assess operational feasibility for different cash response
options.
2.10. Ensuring efficient use and pooling of available CTP assessment and monitoring resources
(human, financial & material) where possible among Partners;
2.11. compiling and keeping up-to-date data on Who is doing What Where and When (4W)
ensuring cash modalities are reported (be it cash, vouchers, a combination of modalities
including in kind34)
3.
4.
Join other cluster coordinators, CWG coordinator (if such exists) and the OCHA team
leader in preparing inter-sectoral and multisectorial recommendations for consideration
by the HCT, defining entry points for common programming in cash responses
Mobilize FSC Partners disaggregate by modalities (be it in-kind, cash, vouchers,
combination of modalities and MPGs35) when reporting. .
2.2.
☐
☐
☐
☐
☐
☐
☐
☐
☐
☐
☐
What do I need to know?
31 A
consensus around what constitutes the MEB can be a foundation for sector-specific interventions, which may use cash and in-kind goods and services
to achieve sector-specific objectives (MPG toolkit, p. 22). Refer to Webinar: New developments and challenges from a multisectorial/multipurpose
perspective: setting up the transfer value at https://goo.gl/UWYkSN.
32
Refer to Webinar: New developments and challenges from a multisectorial/multipurpose perspective: setting up the transfer value at
https://goo.gl/UWYkSN.
33
Refer for Interagency Social protection assessments. ISPA is a set of practical tools that help countries improve their social protection system by
analyzing its strengths and weaknesses and offering options for further action
34
35
How to report MPG within the IASC architecture is still under definition and still on ad hoc basis.
How to report MPG within the IASC architecture is still under definition and still on ad hoc basis.
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COORDINATOR CASH TRANSFER BRIEFING PACKAGE
Relevant competences to equally and consistently consider cash assistance when delivering Cluster
Coordination core functions – “Being able to”
Need Assessment and vulnerability analysis
1. Identify the main needs assessment issues relevant to CTP, and demonstrate an ☐
understanding of the key terms and concepts








2.
Identify key concepts of vulnerability analysis, who cannot meet their needs and why
from a sectorial and multi sectorial perspective. 36



3.

5.

☐
Outline recommended approach for multi-sector market analysis
Outline recommended approach for food security and livelihood market analysis
Describe key factors that can affect market performance and how these may influence
the choice of response option (e.g. environmental factors, infrastructure issues, market
integration, competition etc.)




☐
Describe how market analysis contributes to quality programming
Identify the steps needed for markets assessments process with the ability to prepare and plan for
an assessment and bring together required technical expertise
Outline different approaches to market analysis and different types of market systems
Describe key factors that can influence the performance of a market system


☐
Describe the process or frameworks37 to identify the prevalence and severity of food insecurity and
malnutrition in the area and how cash is related
Understands basic concepts of economic insecurity, socioeconomic vulnerability, its nature, scope,
depth, and causes
Describe how vulnerability analysis informs (i) The appropriateness of a cash transfer to meet multisectoral and sectoral needs (ii) Gaps Analysis and the transfer value (iii) Targeting criteria and
strategies (iv) Complementary programming
Market assessments
Explain why market analysis is a critical step in making recommendations for response
options


4.
Explain value of conducting needs assessment within inter-cluster processes (e.g. MIRA)
List the opportunities and risks related to meeting multiple sector objectives/needs with CTP
Describe the appropriateness of CTP to meet multi-sector needs
Describe the appropriateness of CTP to meet food security and livelihood needs.
Identify the steps needed for assessment process, with the ability to prepare and plan for an
assessment and bring together required technical expertise
Identify appropriate tools for conducting a needs assessment
Describe key characteristic of an urban and rural space and how this is related to CTP
Ability to interpret an assessment report to inform response option analysis
☐
Identify key stakeholders engaged in market assessment within a response
Identify key market related information to be collected
Identify appropriate tools for conducting a market assessment
Interpret baseline and emergency affected market assessment data to facilitate discussion for
analyzing response options
Describe how market conditions can influence the recommendations for response options
36
Agencies who want to achieve sector-specific outcomes may use different vulnerability frameworks. If an MPG has multi-sectoral goals, work together
from the beginning to find commonalities and reconcile differences, otherwise there is a risk of undertaking VA in such a way that it does not reflect the
.
concerns of different agencies and sectors Operational guidance and toolkit for multipurpose cash grants, Vulnerability Analysis from a crisis-specific
socio-economic perspective
37 The Food and Nutrition Security Conceptual Framework informs not only the selection of indicators for analysis and use in geographical targeting, but
also the design of field assessment instruments and the organization of standardized reporting formats. Identify the prevalence and severity of food
insecurity and malnutrition in the area. (i) Estimate how many people are affected. (ii) Determine where the affected people are located. (iii) Describe the
coping strategies utilized by the various population groups, and identify any that may have a negative impact on lives or livelihoods. (iv) Describe the foodinsecure and/or malnourished population in terms of their individual and socio-economic characteristics – gender, ethnicity, etc. - and livelihoods. (v)
Establish the reasons why people are food-insecure and/or malnourished by identifying factors that are associated with food insecurity and malnutrition.
(vi) Determine whether food insecurity and nutrition problems are chronic or transitory. (vii) Develop scenarios for the next three, six and twelve months,
and use these to forecast the evolution of the food security and nutrition situation if no intervention is made. Consider: the severity of current food
insecurity and malnutrition; factors associated with food insecurity and malnutrition; chronic and transitory issues; the likelihood of future shocks; the
resilience and vulnerability of individuals and households to future shocks. Evaluate the need or otherwise for external assistance. Consider: ongoing and
planned interventions by government or other agencies; - the role of food aid through in kind, voucher, cash or combination of modalities, and
complementary interventions to MPG and whether each modality is appropriate in this situation; the strengths, weaknesses, opportunities and threats
(SWOT) analysis of various response options. Make recommendations for interventions, including: What? How much? For whom? When? For how long?
Adapted from EFSA, 2009
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FOOD SECURITY CLUSTER


6.
Quantification of needs38
Understand how to quantify needs of goods and services (recurrent, one off and/or
seasonal) – to cover basic needs and specifically food and livelihood needs




7.



2.3.
☐
Describe key information required for analyzing appropriateness of CTP
Describe key information required for analyzing operational feasibility of CTP (be cash, voucher,
combination of modalities, MPG)
Describe key information required for analyzing cost efficiency and effectiveness of potential
response options
Risk analysis
Support design of institutional, programmatic and operational risk analysis framework

☐
Use data on food sources, income sources and expenditure patterns to quantify needs
Define what is the Minimum Expenditure basket and describe objectives for the calculation of the
MEB
Describe the steps to calculate the Minimum Expenditure basket
Describe tools to calculate the food basket and/or livelihoods (asset replacement, inputs, etc.)
Inform and support decision making
Identify the information and analysis(es) required to support the modality decision


8.
Identify market conditions that would support the choice of CTP as a response option
Ability to interpret a market assessment report (including a forecast) to inform response option
analysis
☐
List key risks relating to CTP, and suggested mitigations measures (i.e. security, money laundering,
funds diversion, data protection, etc.)
Describe the steps in a risk analysis process
Identify key protection risks related to CTP and apply protection lens to decision-making for
programme design and implementation
Which resources do I have access to?
Key resources to equally and consistently consider cash assistance when delivering Cluster Coordination core
functions – “what resources can I have access to”- Refer to annex C.1.2
Networks and Community of practices (CoP)
☐
Live in twitter
☐
Events and Updates
☐
General guidelines
☐
Thematic: Needs and vulnerability assessments
☐
Thematic: Quantification of needs
☐
Thematic: Markets assessments
☐
☐
Thematic: Risk Analysis
☐
Thematic: Livelihoods
☐
Thematic: Social Protection
☐
Thematic: Information management
☐
Thematic: Multipurpose Cash Grants
☐
38
Refer to Webinar: New developments and challenges from a multisectorial/multipurpose perspective: setting up the transfer value at
https://goo.gl/UWYkSN.
14
PLAN AND
IMPLEMENT
CLUSTER STRATEGIES
FOOD SECURITY CLUSTER
3. Plan and implement cluster strategies39
3.1.
1.
2.
3.
4.
What do I have to put in place?
(Cluster) Coordination team
Participate actively and lead FS Partners in multifaceted analysis to contribute highly to
decide on whether multisector needs can be met with one cash grant (MPG)-alone or in
combination with specific FS intervention 40
Participate actively in the decision and lead FS partners to define clear entry points for
common programming, starting with a range of processes around targeting, the
identification of beneficiaries, appropriate modality of assistance, payment platforms,
and management and information systems (or social registries). This applies whether a
cash intervention is within a single sector or across multiple sectors41
Ensure that all Cluster partners are aware of relevant national policy guidelines, technical
standards and internationally-recognized best practices regarding CTP in the food
security sector. Promote adherence to agreed standards and best practices by all FSC
Partners42
Ensure that the FSC strategic plan:
5.1. addresses critical gaps in FS response; on which food and livelihoods needs can be covered by
cash considering the specificities of urban and rural environment 43
5.2. promotes recovery and appropriate re-building of FS support systems from the earliest
possible moment and making the most of the potential positive impact of cash transfer for this
purpose 44
5.3. consider consistently of all types of assistance modalities (be it in-kind, cash, vouchers or a
combination of modalities, MPG)
5.4. is coordinated/agreed with relevant government entities, to the extent possible; and
5.5. incorporates risk reduction measures and appropriate exit, or transition, strategies.
39
☐
☐
☐
☐
☐
☐
☐
☐
☐
To plan and implement cluster strategies by:




Developing sectoral plans, objectives and indicators that directly support realization of the overall response’s strategic objectives
considering equally and consistently cash alongside other forms of humanitarian assistance
Applying and adhering to common standards and guidelines.
Clarifying funding requirements, helping to set priorities, and agreeing cluster contributions to the HC’s overall humanitarian
funding proposals.
Ensuring appropriate attention to priority cross-cutting and cross-sectoral issues (Section 7)
40
Establishing the three strategic priorities at the country level has enabled clusters to focus strategic response plans on delivering against key country
level cluster objectives. An inter-sector approach to identify the most pressing needs also served to foster cross-cluster cooperation and the development
of multi-sectoral integrated response strategies that maximize impact of effort and resources. In this sense, multi-sector responses will be systematically
triggered in support of priority interventions (Somalia, HPN, 2016)
41
Inter sector linkages: Food security: The basic assistance sector co-chairs the targeting sub-working group with the Food Security Sector, which is
contributing to the cash modalities used under both sectors. Collaboration and coordination efforts attempt to refine and align targeting exercises of both
sectors. Exchange of information on household profiles, referral of cases and harmonization of impact monitoring tools are key activities. Furthermore, the
sectors will work together to ensure optimal convergence and complementarity of assistance through continuous improvement of targeting models and
identification methodologies. Livelihoods: The economic profiling of displaced Syrian households is an important source of information for the livelihoods
sector. Exchange of information on who is already receiving assistance, identification of potential beneficiaries for livelihoods programs, and general key
facts and figures on households’ economics are common activities. Both sectors should engage further in strategic discussions on how to decrease reliance
of households on direct assistance. It is worth mentioning that the absence of self-reliance opportunities for vulnerable populations has rendered basic
assistance as the sole resort and safety net solution (Lebanon Basic Assistance Sector)
42 Developing
Standard Operating Plan to support framing FS cash interventions is a good practice for ensuring programme quality.
Organizations must recognize that while they might be used to working in sector-based clusters, urban environments require a coordinated, multi-sector
approach. Rapid humanitarian assessments in urban settings, ACAPS, April, 2015
44 Link with Early recovery cluster or working group to ensure equally and consistently consider cash alongside other forms of humanitarian assistance
43
16
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
5.6. include a response plan in line with good humanitarian programming, technical standards, and
internationally-recognized best practices
5.7. If possible, it is built upon and improving existing national systems as part of a humanitarian
response45
5.8. Involves decisions guided by an understanding of how to reach the best possible outcomes for
beneficiaries (evidence based).
5.
6.
5.
6.
☐
☐
☐
FSCC can positively advocate for agencies to consider cash as a modality, but allow room
for in-kind support when conditions are not conducive
Work with FSC Partners and the CLA Rep to prepare FS sector inputs to the Flash Appeal,
CAP, CERF applications and other inter-agency planning and funding documents in line
with HCT-agreed priorities, cross cutting concerns, and ensuring all types of assistance
modalities (be it in-kind, cash, vouchers or a combination of modalities or MPG) have
been equally and consistently considered - based on appropriateness, suitability with FS
strategic plan objectives , operational feasibility criteria, cost efficiency and effectiveness
Ensure appropriate links among humanitarian actions and longer-term sector plans in
any protracted crisis or sector recovery context.
Work with FSC partners on cluster Standard Operating Plan to ensure programme quality
(minimum standards) and harmonization during implementation in line with agreed FSC
strategic plan. Define point of entries for common programming across sectors. This plan
might include:
☐
6.1. Overview on humanitarian situation, assessments, feasibility analysis and response analysis
6.2. Key stakeholders and responsibilities of implementing agencies
6.3. Delineating the rationale behind the type of assistance: be it in-kind, cash, vouchers or a
combination of modalities, MPG; conditional, unconditional, etc. in line with the FS strategic
plan and considering geographical particularities
6.4. Prioritizing cross cutting concerns (i.e. gender and protection) Refer to Section Cross cutting
issues
6.5. How to ensure programme quality, adherence and application to technical standards
6.6. Defining and harmonizing, as much as possible, the value transfer. Take into consideration the
results of the Situation and Response Analysis (SRA) to determine net food security needs and,
of that need, what can be met by providing cash.46
6.7. Defining and harmonizing, as much as possible, a targeting strategy and eligibility criteria
6.8. Identifying delivery mechanisms, promoting as much as possible the optimization of assistance
delivery and common programming -refer to delivery assessments section-47
6.9. Setting up M&E (including reporting mechanism) and accountability, communication and
feedback mechanisms- refer to Monitor and Evaluation Section
6.10.
Define an exit strategy, linkage with longer term plan, if appropriate and for emergency
preparedness (refer to Section Preparedness)
☐
3.2.
☐
☐
☐
☐
☐
☐
☐
☐
☐
☐
☐
What do I need to know?
Relevant competences to equally and consistently consider cash assistance when delivering Cluster
Coordination core functions – “Being able to”
Standard Operating Plans
1. Lead the development of Cluster Cash Guidelines/Standard Operating plans
☐


Describe the purpose of an SOP for a Cluster
List key elements to be included in planning and SOPs for CTP at Cluster
CTP Appropriateness & Feasibility & Suitability Analysis
45
In general, humanitarian actors should demonstrate the rationale for not using existing national systems to provide assistance (The World Bank Group,
June 2016, p.27)
46 If MPG feasibility analysis is conducive, explain the rationale on how FS interventions are complementary and increase aid effectiveness.
47 New technologies have allowed cash grants to be delivered through Common Delivery Mechanisms for inter-agency programmes.
17
FOOD SECURITY CLUSTER
2.
Understand the multiple elements defining CTP appropriateness, feasibility and
suitability analysis and how to use findings from needs assessment, market assessment,
the risk analysis and the FSP assessment to decide on modalities for response






3.
☐
Describe the key steps for CTP appropriateness and feasibility analysis
Describe key factors that influence the suitability of modalities to meet programme objectives
Prepare and plan for CTP appropriateness and feasibility analysis with multiple stakeholders and at
different geographical levels and bring together required technical expertise
Identify appropriate tools for conducting an appropriateness and feasibility analysis and modality
selection
Identify the preconditions and key criteria to determine whether cash is feasible
Ability to interpret assessment information to inform decision-making on modality choice
Modality Selection
Describe the decision-making process for modality selection (be it kind, voucher, cash,
☐
combination of modalities and MPG)

Describe the benefits and disadvantages of each modality (from different perspective, especially
from beneficiary’s)

Describe key criteria for choosing transfer modality
4.
Identify response options to address the needs of the affected populations






5.
Delivery mechanisms
Describe various delivery mechanisms available in CTPs



6.
7.




8.
9.




18
☐
Use data on food sources, income sources and expenditure patterns to quantify needs
Explain why standardization of transfer values is important
Describe how/why the transfer value may change over time
Targeting
11. Describe key steps for a targeting process


☐
Document, justify, review and update the transfer value, in coordination with others
Represent and justify transfer value externally
10. Understand the relationship between transfer value and expected outcome



☐
Identify where discussions on cash transfers are being coordinated
Facilitate the discussion to establish the value of transfer using all appropriate criteria
Identify key considerations by which a transfer value is determined and justified


☐
☐
Identify key steps for carrying out a financial service provider assessments (infrastructure,
capacity, availability )
Identify key risks and mitigation measures associated to different delivery mechanism
Illustrate how beneficiary preferences and familiarity with FSPs are considered in assessment and
decision-making
Identify key issues to consider in relation to legal frameworks of the country of operation
Identify opportunities to engage with local finance structures
Transfer value
Describe the meaning of transfer value


☐
Interpret comparative information on delivery mechanisms and support decision-making for
mechanism choice
Explain the benefits and disadvantages of different delivery mechanisms
Describe new developments in the use of digital payments for CTP
Identify entry points for common programming related to delivery mechanisms
Identify key considerations in assessing FSPs

☐
Know how to apply tools for modality selection depending on context and type and phase of the
crisis and response
Facilitate the discussion for decision-making on modality choice with multiple stakeholders
Provide a rationale for decisions made by understanding the core elements to be considered
Compare and rank modality and delivery mechanism options based on operations implications
Document and justify the process and decisions made and communicate/present to key
stakeholders and beneficiaries
Identify how IM tools and services can support decision making on modality selection
Explain issues relating to targeting CTP towards individuals, households, groups and communities
Prepare and plan a targeting process with multiple stakeholders and at different geographical levels
and bring together required technical expertise
Identify appropriate targeting approaches and tools for setting targeting and eligibility criteria
Review different targeting mechanisms and facilitate a Strengths, Weaknesses, Opportunities and
Threats (SWOT) analysis of different options.
Describe how to set targeting criteria for a CTP programme across sectors and for MPGs
Explain how CTP programmes are contributing to the overall response objectives
☐
COORDINATOR CASH TRANSFER BRIEFING PACKAGE

Document, justify and communicate targeting strategy in coordination with others
Delivery mechanism
12. Facilitate discussion on common challenges to deliver cash based on information
gathered in individual or inter agency operational feasibilities assessments 48.





3.3.
☐
Explain the benefits and challenges for common delivery mechanisms
Explain how to ensure quality and technical standards during cash distribution
Facilitate discussion around risks associated to delivery mechanisms49
Illustrate examples of feedback mechanisms related to cash delivery50
Interpret agencies and inter agencies operational feasibility assessments
Which resources do I have access to?
Key resources to equally and consistently consider cash assistance when delivering Cluster Coordination
core functions – “what resources I can have access to”- Refer to annex C.1.3.
Networks and Community of practices (CoP)
☐
Live in twitter
☐
Events and Updates
☐
General guidelines and SOP
☐
Thematic: Feasibility and decision making
☐
Thematic: Cost effectiveness
☐
Thematic: Transfer Value
☐
Thematic: Targeting
☐
Thematic: Delivery Mechanisms
☐
Thematic: Livelihood
☐
Thematic: Social Protection
☐
Thematic: Evidence
☐
Thematic: Technical Standards
☐
Thematic: Multipurpose Cash Grants
☐
48
Refer to Delivery. Section Inform and support decision making
Refer to Protection risks. Cross cutting issues
50 Refer to Accountability. Section Cross cutting issues.
49
19
MONITOR AND
EVALUATION
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
4. To monitor and evaluate performance 51
4.1.
1.
2.
3.
4.
5.
6.
7.
What do I have to put in place?
(Cluster) Coordination team52
Ensure that M&E officer (if appointed) contributes actively into coordinated monitoring
of cash across sectors, in close collaboration with CWG, if such exists.
Write and monitor specific cash cluster monitoring plans linked to cluster objectives and
activities, providing to partners adequate tools 53 54
Promote evidence-based data to inform the decision-making of cluster members in
relation to cash performance
Facilitate allocation of adequate resources to collect and consolidate cluster monitoring
data
Lead mid-year CAP reviews (MYRs) and prepare end-of-year reports ensuring input from
partners and government entities concerned, reviewing if all types of assistance
modalities (be it in-kind, cash, vouchers or a combination of all three, MPG) have been
equally and consistently considered at all stages of response. 55
Provide accessible and timely information to affected populations on organizational
procedures, structures and processes that affect them to ensure that they can make
informed decisions and choices, and facilitate a dialogue between an organization and its
affected populations over information provision 56.
Monitor and evaluate the goals and objectives of programmes linked to modality
performances with the involvement of affected populations, feeding learning back into
the cluster on an ongoing basis and reporting on the results of the process to all
stakeholders
4.2.
☐
☐
☐
☐
☐
☐
☐
What do I need to know?
Relevant competences to equally and consistently consider cash assistance when delivering Cluster
Coordination core functions – “Being able to”
Monitoring CTP 57
1. Identify key aspects for CTP monitoring and evaluation
☐


Identify information needs for CTP monitoring
Interpret monitoring data (household, market, and price data) and use to support decision-making
51
(i) Monitoring and reporting on activities and needs. (ii) Measuring progress against the cluster strategy and agreed results.(iii) Recommending
corrective action where necessary.
52 Adapted from the Humanitarian Response Monitoring Framework, 2016 and FSCC Handbook, 2012
53 Refer to the indicators guidelines http://fscluster.org/programme-quality-working-group/document/fsc-core-indicator-handbook and coming CTP M&E
Guidelines, CALP.
54 Specific areas to monitor include changes in needs and vulnerabilities, assumptions that inform the MEB and MPG amounts, changes in market
conditions, and impacts (positive and negative) on individuals, households, communities and the local economy. MPG toolkit
55
The transfer modality chosen should be the most appropriate and effective alternative and that the rationale for the selection should be documented
and based on the needs and sectoral capacity assessment findings with all major assumptions clearly outlined. The following questions might support the
rationale: (i) What were the factors affecting the choice of transfer modality? (ii) What were the key criteria for choosing the transfer modality (e.g. market
aspects, government policies and local acceptance, risks, timeliness, predicted effectiveness, externalities, efficiency and costs, protection and gender,
preferences, agencies /service provider capacity, delivery mechanism, strategic coordination, etc.)? (iii) Which stakeholders were consulted (e.g.
government, cooperating partners, donors, traders...)? (iv) What sources of information were used to inform the decision with regard to the transfer
modality choice (e.g. needs assessments, market analysis, sectoral capacity assessments, previous evaluations, previous experience)? Was this information
sufficient? (v) If not all criteria necessarily point in the same direction. How would competing arguments were balanced against each other? What weight
or priority were given to different criteria? (vi) Is documentation of the decision-making adequate to support monitoring, future management decisions
and organizational learning? Cash and Voucher Manual, WFP, 2014
56
Ensure the participation of affected population to reflect their preferences in relation to assistance modalities
57
This competences can be supported by the appointed M&E officer
21
FOOD SECURITY CLUSTER




2.
Market Monitoring
Identify why market monitoring is important in CTPs


3.
5.
6.
7.
☐
Identify gaps on evidence of CTP for sector and/or multisector CTP interventions
Understand contribution of CTP intervention to overall programme and sector outcomes
Communicate CTP findings to an external and senior audience
Identify key elements to evaluate appropriateness of response analysis process,
(including modality selection, delivery mechanism, assessments etc.)
Accountability and learning
Describe accountability, communication and beneficiary feedback mechanisms related
to cash assistance
Identify which stakeholders to whom the cluster should be accountable, are only
relevant for cash modalities and identify if the case which stakeholders are different
Explain the role of learning processes to improve the performance of humanitarian
actors delivering cash assistance
4.3.
☐
Knowledge of market monitoring tools that are available
Explain the importance of collecting regular market and price monitoring information across the
project cycle
Evaluation
Facilitate an agenda for evidence generation to fill evidence gaps on the relative
performance of transfer modalities



4.
on adjustments/changes to modality
Ability to read and interpret a programme logframe/ theory of change for CTP
Identify key requirements, tools and technologies to monitor for CTP (against outcomes, outputs
and objectives)
Identify specific output indicators to monitor CTP activities
Illustrate examples of joint monitoring frameworks across sectors using cash
☐
☐
☐
☐
Which resources do I have access to?
Key resources to equally and consistently consider cash assistance when delivering Cluster Coordination
core functions – “what resources I can have access to”- Refer to annex C.1.4.
Networks and Community of practices (CoP)
☐
Live in twitter
☐
Events and Updates
☐
M&E
☐
Thematic: SOP
☐
Thematic: Evidence
☐
Thematic: Technical Standards
☐
22
CONTINGENCY
PLANNING AND
EMERGENCY
PREPAREDNESS
FOOD SECURITY CLUSTER
5. Contingency planning and emergency preparedness58
5.1.
1.
What do I have to put in place?
(Cluster) Coordination team
Ensure preparedness actions contribute actively into an effective multi sectorial response
☐
ensuring cash is considered equally and consistently alongside the humanitarian response
1.1. Reinforce the coordination structures that will be used during a response considering cash
☐
coordination platforms.
1.2. Engage in multifaceted analysis to examine and address anticipated risks to countries,
populations and operations, including how markets can be supported and enagage in the
response.
2.
3.
4.
5.
☐
Working with FSC partners coordinate cluster contingency planning and preparedness for
new events or set-backs ensuring that cash is a systematic component of a multimodality response which is agile and responsive to change in needs and market
feasibility59
☐
2.1. Working with all CC, review existent government and/or inter-agency emergency contingency plan and
assess to what extent cash is considered equally and consistently alongside the humanitarian response
☐
2.2. Assembling pre-crisis data and lessons from previous crises which can also inform modalities of assistance
Planning for conducting CTP feasibility assessments and managing information in the event of a crisis 60.
Ideally, an inter-sectoral process within other Clusters/sector groups.
2.3. Identify key elements in the humanitarian programme cycle that require preparation in advance ensuring
cash is considered equally and consistently alongside the ERP actions.
2.4. Foster market assessments before emergencies happen in contexts that are prone to recurring crises,
whether natural or man – made, slow or rapid onset. This early analysis helps practitioners and decision
makers to anticipate how certain selected ‘critical’ markets will behave or function if and when a shock
occurs.
2.5. Clarify the roles and responsibilities among FSC partners, including responsibilities vis-à-vis national
authorities when delivering cash from multiple sources and foster identifying ways for common
programming
2.6. . Advocate for increased preparedness investments to use cash as a response, if appropriate
☐
Exploit the linkage between the humanitarian response and social protection systems 61.
Explore opportunities to link emergency cash transfer projects with longer-term support
to social transfers as part of social protection strategies. Where social transfer systems
are already in place, it may be possible to use these as a way of getting emergency cash
to people, for example utilizing an existing delivery mechanism, providing additional
resources to people already receiving support (through pensions, child benefits or
targeted grants) or expanding the beneficiary list) 62.
Facilitate discussion around preparedness as the main driver of timely and appropriate
cash assistance.63
Facilitate pre-crisis activities among partners and in coordination with the CWG, if such
☐
☐
☐
☐
☐
☐
☐
58
(i) Improve overall effectiveness, efficiency and timeliness of the response and recovery (ii) Build National capacity in preparedness and contingency
planning (iii) Operationalize emergency response preparedness (ERP) in the Food Security Sector (CLA) (iv) Monitor its quality and comprehensiveness (v)
Ensuring appropriate attention to priority cross-cutting and cross-sectoral issues (Section 7)
59
CALP, Operational Preparedness in CTP. There is an established and well-developed protocol for in-kind preparedness, including early warning,
contingency planning and financing, and pre-positioning of essential items. However, preparedness for cash transfers is at a more incipient stage (The
World Bank Group, June 2016, p. 28)
60 Refer to “Being IM prepared” FSCC Handbook, gFSC, 2012
61 Refer to shock responsive social protection systems: When and how social protection systems can better scale up in response to shocks in low-income
countries and fragile and conflict-affected states (FCAS), thus reducing the need for separate humanitarian responses (OPM, 2015-2017)
62 CALP (2016), ECHO (2015), (The World Bank Group, June 2016)
63 Situation and Response Analysis Framework (SRAF), Enhanced Response Capacity (ERC) Project, 2015. In addition, in order to improve understanding of
the impact of disasters on livelihoods, the Food and Agriculture Organization of the United Nations (FAO) and the International Labour Organization (ILO)
have jointly developed the Livelihood Assessment Tool-kit (LAT). The LAT consists of three main technical elements: Livelihood Baseline Assessment (which
is undertaken pre-disaster); Immediate Livelihood Impact Appraisal (undertaken immediately after the disaster); and Detailed Livelihood Assessment
(undertaken up to 90 days after the disaster) FAO, ILO, 2009
24
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
exists. This might include64: (i) Anticipated needs of crisis-affected populations. (ii)
anticipating the evolving conditions of markets and people’s relationship with them (iii)
acceptability of cash based interventions (to beneficiaries, governments and donors). (iv)
Operational Feasibility of using cash transfers (including MPGs) to meet humanitarian
needs (v) ensuring an up-to-date cash-related mapping of service providers (vi) forging
pre-agreements with delivery institutions (vii) developing risk financing strategies in
advance to ensure funds are available to rapidly respond (viii), and gaining in-depth
understanding of regulatory environments, among others.
5.2.
What do I need to know?
Relevant competences to equally and consistently consider cash assistance when delivering Cluster
Coordination core functions – “Being able to”
1. Describe the 3 key elements of the Emergency Response Preparedness (ERP) approach
☐
2. Explain how to establish Minimum Preparedness Actions and Advanced Preparedness ☐
Actions integrating cash as a potential response when feasible and appropriate
3. Describe key challenges for increasing the effectiveness, efficiency and timeliness of a ☐
humanitarian response using CTP
4. Identify appropriate tools for mainstreaming CTP intro contingency and response plans
☐
5. Describe how to conduct a preparedness gap analysis and self-assessment for cash ☐
assistance
6. Include cash preparedness in scenario building exercises
☐
7. Identify strategies for providing resources for preparedness
☐
8. Describe at least 3 pre-crisis activities that you would facilitate to ensure that ☐
consideration been given to suitable contents for a basic emergency relief package,
including the possible use of cash transfers and vouchers (with due consideration of
cultural or gender equality implications or preferences)
9. Describe when and how social protection systems can better scale up in response to ☐
shocks in low-income countries and fragile and conflict-affected states
5.3.
Which resources do I have access to?
Key resources to equally and consistently consider cash assistance when delivering Cluster Coordination
core functions – “what resources I can have access to”- Refer to annex C.1.5.
Networks and Community of practices (CoP)
☐
Live in twitter
☐
Events and Updates
☐
General guidelines and SOP
☐
Thematic: Situation and Response Analysis
☐
Thematic: Capacity Assessments
☐
Thematic: Delivery
☐
Thematic: Social Protection
☐
Thematic: Multipurpose Cash Grants
☐
64
This list is nor exhaustive nor prescriptive and have to be adapted developing the contingency planning at country level
25
ADVOCACY
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
6. Advocacy65
6.1.
1.
What do I have to put in place?
(Cluster) Coordination team
Advocate for donors to fund priority activities of all Cluster partners ensuring effective
humanitarian response is informed by appropriate analysis, meets diverse and time
bound needs and recognizes people and communities affected by crises as agents of
their own recovery66
☐
2.
Advocate for 67i) the value of coordination and the role of clusters and multi sectorial
initiatives (target audience: national authorities and NGO partners) (ii) the importance of
food and nutritional security, including livelihoods and resilience support in the
humanitarian agenda (target audience: Humanitarian Country Teams and donors)
ensuring that cash is equally and consistently considered alongside other forms of
humanitarian assistance. (iii) increased preparedness investments to use cash as a
potential response68
☐
3.
Provide information regularly to donors, the news media and, where consensus points
are agreed with cluster partners, represent the Cluster in press conferences, interviews,
etc. ensuring messaging is coordinated across sectors regarding to cash
Work with FSC partners, making the case for Cash in coordination with other clusters and
CWG
☐
4.1. Plan and facilitate a workshop with key stakeholders to explore opportunities and constraints
associated with cash transfer programming in the FS sector, and thus promote the
consideration of cash transfers as part of a response option analysis process
4.2. Contribute to an internal operational environment in which the full range of assistance
modalities can be discussed on their merits and their contextual suitability.
4.3. Identify blockers and enablers, draft and disseminate key messages to influence change
☐
4.
4.4. Identify perceived barriers to the institutionalization of cash
4.1. Facilitate an agenda for evidence generation to fill evidence gaps on the relative performance
of transfer modalities
☐
☐
☐
☐
☐
65
(i) Identify advocacy concerns to contribute to HC and HCT messaging and action (ii) Undertaking advocacy activities on behalf of cluster participants and
the affected population
66
CALP advocacy strategy, 2016
This list is nor exhaustive nor prescriptive and should be adapted developing an advocacy plan at country level
68 Refer to contingency planning section
67
27
FOOD SECURITY CLUSTER
6.2.
What do I need to know?
Relevant competences to equally and consistently consider cash assistance when delivering Cluster
Coordination core functions – “Being able to”
1. Make the case for cash for FS response
☐






List the main arguments often presented against CTP, and present the associated evidence base for each
List the main arguments often presented in favor CTP and present the associated evidence base for each
List the main advantages and disadvantages of different CTP modalities
Understand basic advocacy concepts and tools
Prepare and plan for CTP advocacy plan with multiple stakeholders and at different geographical levels
and bring together required technical expertise
Identify appropriate tools for drafting an advocacy plan
2.
3.
4.
5.
6.
6.3.
Describe how evidence generation contributes to advocacy purposes and
response analysis
Identify blockers and enablers to the use of cash transfers, being able to plan
and facilitate a workshop with key stakeholders explore opportunities and
constraints associated with cash transfer programming, and thus promote the
consideration of cash transfers as part of a response option analysis process
List the main stakeholders in the cash community of practice at global and
country level
Presents evidence on the role of cash transfer achieving food security and
livelihood outcomes
Describe key steps to facilitate an agenda for evidence generation to fill
evidence gaps on the relative performance of transfer modalities in the food
security sector
☐
☐
☐
☐
☐
Which resources do I have access to?
Key resources to equally and consistently consider cash assistance when delivering Cluster Coordination
core functions – “what resources I can have access to”- Refer to annex C.1.6.
Networks and Community of practices (CoP)
☐
Live in twitter
☐
Events and Updates
☐
Thematic: Making the case
☐
Thematic: Evidence based decision making
☐
Thematic: Social Protection
☐
Thematic: Multipurpose Cash Grants
☐
28
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
CROSS CUTTING
ISSUES
29
FOOD SECURITY CLUSTER
7. Cross cutting issues69
7.1.
1.
2.





What do I have to put in place?
(Cluster) Coordination team
Encourage and enable cluster partners to integrate core people-related issues, including
gender, age, diversity and disability during need assessments and analysis, strategic
planning, response implementation, monitor and evaluation, during emergency
preparedness plans, advocacy and resource mobilization ensuring all modalities have
been considered70
Ensure gender analysis has been integrated during assessments to inform modalities of
response
Ensure that risks and protection risks are considered and monitored during the whole
program

Promote a protection approach based on community, involving them in the identification of protection risks,
their own capacities, prevention and mitigation measures, taking into consideration different in the intensity
and type of risks, that confront different populations and groups (women, people with disabilities, old
population, etc.)
Working with Protection cluster and FSC partners and CWG to develop a CBI protection risk analysis where
specific risks and considered, and mitigation measures are identified. Specific areas of risk can include: (i) Safety
and dignity. (ii) Humanitarian access to crisis-affected populations. (iii) Crisis-affected populations’ access to aid.
(iv) Data protection and beneficiary privacy (v) Individuals with specific needs or risks (vi) Social relations –
household and community dynamics. (vii) Fraud and diversion with protection implications. (viii) Market
impacts with protection implications
4.
69
☐
Ensure the participation of affected population to reflect their preferences in relation to assistance modalities
Include gender risk analysis in market assessments
The design of CT must take into consideration the needs, risks and capacities of women, men, girls and boys
Ensure that every women, men, girl and boy have access and can be benefited from CT during the emergency
and recovery response tackling the preexistent inequities and magnified by the crisis
Promote the equal participation of women in decision of the immediate use, saving and management of the
cash within the household
3.

☐
Make sure that FSC strategic plan consider the specificities of Persons of Concern (POC)—
including asylum seekers, refugees, stateless persons, internally displaced persons (IDPs)
and returnees—are forcibly displaced by persecution, conflict, natural disasters and
climate change.71
☐
☐
(i) Ensuring appropriate attention to priority cross-cutting and cross-sectoral issues (ii) Support, encourage and enable cluster partners to integrate core
people-related issues, including gender, age, diversity and disability,
70 For more detailed information refer to Mainstreaming AAP and Core People- related issues in the HPC through cluster system
71 For POC in increasingly restrictive operational settings and with over-stretched resources, CTP presents an opportunity to address their diverse,
protracted needs; to support livelihoods and resilience; and to increase the potential for social cohesion through engagement in local economies and
communities. Cash transfer programming and persons of concern, Briefing Note, (CALP, March 2016)
30
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
5.
Actively promote and facilitate increased engagement and participation of the nutrition
sector in HFA programming, (but not exclusively) in relation to cash-based programming
7.2.
☐
What do I need to know?
Relevant competences to equally and consistently consider cash assistance when delivering
Coordination core functions – “Being able to”
1. Illustrate examples of how gender analysis can inform modalities of response
2. Identify at least 3 CTP program design challenges that can be faced without incorporating
gender analysis
3. Illustrate examples on how would you would integrate core people-related issues,
including gender, age, diversity and disability during: (i) need assessments and analysis; (ii)
Cluster
☐
☐
☐
strategic planning; (iii) response implementation; (iv) monitor and evaluation; (v) emergency preparedness
plans; (vi) advocacy and resource mobilization
4.
Support design of institutional, programmatic and operational risk analysis framework

List key risks relating to CTP, and suggested mitigations measures (i.e. security, money laundering, funds
diversion, data protection, etc.)
Describe the steps in a risk analysis process
Identify key protection risks related to CTP and apply protection lens to decision-making for programme design
and implementation


5.
6.
Identify the specificities of Persons of Concern (POC)—including asylum seekers,
refugees, stateless persons, internally displaced persons (IDPs) and returnees—and how
can cash can address their needs
Illustrate examples on how you would facilitate increased engagement and participation
of the nutrition sector in HFA programming, (but not exclusively) in relation to cashbased programming
7.3.
☐
☐
☐
Which resources do I have access to?
Key resources to equally and consistently consider cash assistance when delivering Cluster Coordination
core functions – “what resources I can have access to”- Refer to annex C.1.7.
Networks and Community of practices (CoP)
☐
Live in twitter
☐
Events and Updates
☐
Thematic: AAP
☐
Thematic: Gender / Equality and Women’s empowerment /GBV
☐
Thematic: HIV
☐
31
FOOD SECURITY CLUSTER
Thematic: Nutrition
Thematic: Age
Thematic: Protection
☐
☐
☐
B. Conclusions
This document will be part of a briefing package (BP) prior to cluster coordinators deployment. It is designed
to be a living document, which can be used, adapted and integrated into formal channels of discussion led
by the Humanitarian Coordinator (HC) and the Humanitarian Country Team (HCT)72. This BP takes into
account the inherently multipurpose nature of cash and part of a multi actor agenda and intends to
contribute actively to identifying critical issues that require multisectorial responses. Defining coordination
arrangements for cash- based programming is work in progress. Throughout the document, FCC is
encouraged to deliver her/his core functions engaging into multisectorial initiatives (including multipurpose
cash grants) agreed in inter-cluster coordination platform chair by OCHA and promoting synergies between
sectors, closing potential gaps and eliminating duplication. Cluster coordinators must ensure equally and
consistently consideration of cash alongside other forms of humanitarian assistance in the food security
sector and exploit whenever possible, linkage with social protection systems. Food security cluster
coordinators are key drivers to foster the uptake for cash transfer in emergency responses when delivering
their core functions and this BP is developed to support them doing it so. The BP intends to contribute to
Clusters planning when defining their roles and responsibilities at country level and interlinkages with
existent cash coordination platforms (What should I put in place); when referred to competences required
(What I should know?) it can be used for capacity self-assessments and as a road map for the gFSC support
team for capacity building purposes, facilitating Cluster Coordinators to participate in available trainings led
by Cluster lead agencies, CaLP, etc (Which resources do I have access to?). The final purpose of this
document is to be more systematic in mainstreaming cash based programming into FSCC functions and at
the same time keeping it flexible to be adapted to any context to reflect the situation in the ground.
72
This document can feed the discussion in Cluster Coordination Performance Monitoring, Cluster activation, transition and de-activation processes.
32
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
C. Annexes
1. Key resources
1.1. Support Service Delivery
Networks and
Community of
practices (CoP)





Global Cash Working Group Geneva
Cash and Markets Working Group, gFSC
CaLP dgroups
Social protection CoP
WFP CBT community (for WFP staff)
Live in twitter

@cashlearning, @FSCluster, @hpg_odi,@ALNAP, @SP_Gateway, @OPMglobal,
Events and
Updates

http://www.cashlearning.org/news-and-events/latestnews
http://www.foodassistanceconvention.org/
http://go.wfp.org/web/cash-based-transfers (WFP staff)





Coordination


Cash coordination, CALP






Effective Cash Coordination Models for the
Future A white paper produced by the Cash
Learning Partnership (CaLP) and the Global
Public Policy Institute (GPPi), Concept Note,
October, 2016
Cash cap support to the gFSC will be presented
in the Annual gFSC meeting, November 29th,
2016
Increasing the Uptake of Multi-Purpose Cash
Grants in Emergency Responses for a More
Efficient and Effective Humanitarian Action
(SCI, OCHA, CALP, DRC, Mercy Corps)
Strategic Note, Cash Transfers in Humanitarian
Contexts. Final draft prepared for the Principals
of the Inter-Agency Standing Committee. The
World Bank Group, June 2016
Cash & Voucher technical working group
discussion primers (CALP)
Cash Working Groups: a preliminary mapping
Global Cash Working Group Geneva, 4
February 2016
Mapping of FS Country Clusters Cash Activities
& Working Groups, Global Food Security
Cluster, 2016
Coordination toolkit, CALP
Operational guidance and toolkit for
multipurpose cash grants. Coordination
Fast forward: a discussion paper on the future
of cash, CALP for WFP Annual Partnership
Consultation, 2016
FAST
33
FOOD SECURITY CLUSTER










Social
Protection










Advocacy
Information
management






Interagency coordination Syria Response
Cash Working Groups by country
Asia Regional CWG #coordination # cash # Asia # working
groups #support services delivery
Afghanistan CWG #coordination # cash # Afghanistan #
working groups #support services delivery
Bangladesh CWG #coordination # cash # Bangladesh #
working groups #support services delivery
Myanmar CWG #coordination # cash # Myanmar #
working groups #support services delivery
Pakistan CWG #coordination # cash # Pakistan # working
groups #support services delivery
Philippines CWG #coordination # cash # Philippines #
working groups #support services delivery
Nepal Earthquake Response (2015) #coordination # cash #
Nepal #tools and guidance #support services delivery
Turkey Technical CWG #coordination # cash # Turkey #
working groups #support services delivery

https://www.wfp.org/social-protection
http://socialprotection.org/
http://www.cashlearning.org/thematic-area/socialprotection
Hunger Safety Net Programme, Kenya
https://transfer.cpc.unc.edu/
http://www.fao.org/economic/ptop/home/en/
Social protection and resilient food systems
Videos and E -learnings
E learning course: E-learning Course: Introduction to Social
Safety Nets (FAO)
Interagency Social Protection Assessments On line trainings
RESPONSIVE SOCIAL PROTECTION FOR RESILIENCE
BUILDING: supporting livelihoods in protracted crises,
fragile and humanitarian contexts

Refer to Advocacy Section
Cash Atlas
Interagency coordination Syria Response
Videos and E -learnings
Cash Atlas Video
Data protection and CTP
E Learning: Operationalizing beneficiary data protection











Review of Cash Coordination in Ukraine, ERC,
UNHCR, 2015
Bangladesh CWG Strategy work-plan (20162018)
Building KAP in state actors Kenya CALP, 2015
Operational guidance and toolkit for
multipurpose cash grants Template of Standard
Operating Procedures for the design and
implementation of coordinated Multipurpose
Cash Grants
ToR
ToR South Sudan Cash Transfers and Markets
working group (CTMWG) #coordination # cash
# term of reference #South Sudan #support
services delivery
FSAC Cash/Voucher working group - Terms of
Reference - #coordination # cash # term of
reference #Afghanistan #support services
delivery
The Role of Food Assistance in Social
Protection, WFP. Update of WFP’s safety nets
policy (WFP, 2012)
Working with cash based safety nets in
humanitarian contexts, Guidance Note for
Humanitarian practitioners, CALP, February,
2016
WFP Safety Nets Guidelines 2014
Social protection and resilient food systems:
the role of cash transfers, ODI, 2013
From Protection to Production: The Role of
Cash Transfer Programmes in Fostering Broad Based Economic Development in sub Saharan
Africa
Challenges and the State of Play of
Interoperability in Cash Transfer Programming,
ERC project
Cash based programmes for shelter and NFI.
Implications upon shelter cluster information
management services , May, 2016
Mapping
Technical
Standards





34

Afghanistan, Food assistance and cash map_
Afghanistan , Cash map Ecuador, Afghanistan
cash agriculture , Afghanistan cash agricultures
product distribution , Non cash agriculture ,
Cash livestock , Cash for work , Cash assistance
planning Philippines , Cash Social protection
Philippines , Cash livelihood Ukraine , Partners
by modality Ukraine, Cash for work FAO More
maps from OCHA/CWG can be found in the
MAP folder.
Technical Standards and Cash Programming: How can they
align?


Videos and E -learnings
The Core Humanitarian Standards
Sphere Standards Video
Understanding and Applying Minimum Economic Recovery
Standards (MERS) E-learning
Sphere e learning

The sphere handbook
Livestock Emergency Guidelines and Standards
(LEGS)
Small Enterprise Education and Promotion
(SEEP) Network
Minimum Economic and Recovery Standards
(MERS)
The use of cash transfers in livestock
emergencies and their incorporation into
livestock emergency guidelines and standards
(LEGS)


COORDINATOR CASH TRANSFER BRIEFING PACKAGE
Multipurpose
Cash Grants




Multipurpose Cash Grants, CALP
MPG toolkit
Scaling up Cash-Based Assistance with ECHO
Videos and E -learnings
Multipurpose cash grants Video



Review of Cash Coordination in Ukraine, ERC,
UNHCR, 2015
Common principles, ECHO
Increasing the Uptake of Multi-Purpose Cash
Grants in Emergency Responses for a More
Efficient and Effective Humanitarian Action
(SCI, OCHA, CALP, DRC, Mercy Corps)
Note: You can find the documents expose in the third column in Digital Repository/Dropbox
35
1.2. Inform and support strategic decision – making
Networks and
Community of
practices (CoP)
CaLP dgroups
Market in Crisis dgroups
WFP CBT community (for WFP staff)
Social protection CoP
WFP CBT community (for WFP staff)
Live in twitter
@cashlearning, @WFPVAM, @MarketsinCrises, @ACAPSproject, @SP_Gateway, @FSCluster,
Events
Updates
and




http://www.cashlearning.org/news-and-events/latest-news
http://www.emma-toolkit.org/training
https://www.humanitarianresponse.info/en/topics/cashtransfer-programming
http://go.wfp.org/web/cash-based-transfers (WFP staff)



General
guidelines





Humanitarian Response
http://www.cashlearning.org/toolkits/toolkits
MPG toolkit
http://www.cashlearning.org/resources/tools
http://ispatools.org/









Needs
and
vulnerability
assessments
https://www.acaps.org/

Videos and E -learnings
https://www.acaps.org/resources/elearning
Understanding Older People and Their Needs in a Humanitarian Context
E learning
http://www.sraf-guidelines.org/hea-online-training














FSCC Webinar October 25th “Calculating the transfer value
to cover food needs from a sectorial, multisectorial and
multipurpose perspective”
New tools on development by “Increasing the Uptake of
Multi-Purpose Cash Grants in Emergency Responses for a
More Efficient and Effective Humanitarian Action”, ERC
project, 2016-2018 (CaLP, OCHA, Mercy Corps, DRC, Save
the Children-lead agency-).
New tools on development (WFP, Assessing Governmental
Social protection programmes Food Security and
Nutritional component, shock responsive capacity)
WFP Cash and Voucher Guidelines
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR)
Operational guidance and toolkit for multipurpose cash
grants
Cash Transfers in Remote Emergency Programming, NRC
CALP Urban toolkit
Food assistance Manual for field practitioners, ACF (2014)
Sphere for assessments
Working with cash and markets, OXFAM, 2013
Cash in Emergencies (IFRC)
Operational guidance and toolkit for multipurpose cash
grants, Needs, capacities, and risks assessment
Multi-Sector Initial Rapid Assessment Guidance (MIRA) Revision July 2015, ERC project
Needs assessment for refugee emergencies NARE(UNHCR)
48 Hour Assessment Tool
Livelihood Assessment Tool-kit (LAT). Vol.3 ILIA – Initial
Livelihood Impact Appraisal, FAO, ILO, 2009
Emergency Food Security Assessment guidance, WFP, 2009
Comprehensive Food Security and Vulnerability
Assessment (CFSVA) guidance
The Household Economy Approach. A guide for
programme planners and policy-makers (F.E.G, Save the
Children)
CARI, WFP
Operational guidance and toolkit for multipurpose cash
grants, Vulnerability Analysis from a crisis-specific socioeconomic perspective
Rapid humanitarian assessment in urban settings, ACAPS,
2015
WFP Cash and Voucher Guidelines: Need assessments,
p.22
Vulnerability profiling, LIFT fund
Country
WFP experiences of vulnerability assessment of Syrian
refugees in Lebanon
On profiling questionnaires: Cash-Based Programming for
Out-of-Camp Syrian Refugees in Southern Turkey: An
Analysis of DRC’s Profiling Questionnaire and Assessment
Methodology (DRC/Tufts)
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
Quantification
of needs


http://cash.nrc.no/remote-cash.html
MPG toolkit

Operational guidance and toolkit for multipurpose cash
grants. The Minimum Expenditure Basket
WFP Cash and Voucher Guidelines: Transfer Value
Calculation, p.43
HEA and Safety Nets. Awareness for decision makers. PPT
presentation
Determining the value of cash grants in remote access
areas, NRC
MEB calculator. The Remote Cash Project, NRC
Country
Appendix A: Survival or Minimum Expenditure Basket
(S)MEB Samples
Inter-agency - CASH - Survival Minimum Expenditure
Basket and Minimum Expenditure Basket Lebanon
Congo MEB
MEB Ukraine









Markets
assessments



https://www.acaps.org/
http://www.logcluster.org/cashandmarkets
http://www.cashlearning.org/toolkits/markets-2
Videos and E -learnings

The supply chain in cash and voucher programmes Video

Introduction to market assessments Video

Introduction to market assessments (IFRC) E learning

Market Assessments: Rapid Assessment for Markets (RAM) E
learning

Introduction to Market Analysis E -learning, International
Rescue Committee (IRC) and Cash Learning Partnership
(CALP)

A Practical Guide to Market Analysis E- learning,
International Rescue Committee (IRC) and Cash Learning
Partnership (CALP)












FAQ Markets analysis
Operational guidance and toolkit for multipurpose cash
grants Multi-Sector Market Assessment (MSMA)
Rapid Assessment for Markets -RAM- (IFRC)
Market analysis Guidance-MAG-(IFRC)
EMMA toolkit
Market Analysis Framework-MAF-(WFP)
Labor Market Analysis Guidance For Food Security
Analysis and Decision-Making, July 2013, WFP
Labor and Market Assessment Guidance and Tip Sheets
Minimum requirements for market analysis in
emergencies, CALP
Comparative Review of Market Assessments Methods,
Tools, Approaches and Findings, WFP, 2013
Markets in Emergencies, CALP
Logistics Cluster Unlocking Cash and Markets-based
Programmes 2014
Country




Risk Analysis
http://www.cashlearning.org/cash-and-protection/protection





Livelihoods
Social
Protection
Multi-Sector Market Environment Analysis, HAITI
October, 2016
A market analysis performance in Mozambique, VAM
WFP, 2016
Please review Markets in Crisis Dgroup library
Cash atlas (column Market Report)
WFP Cash and Voucher Guidelines: Delivery, p.38
Risks and Benefits Analysis: Guide to Protection in CBIs:
Protection Risk and Benefit Analysis Tool (ERC/CaLP)
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR), p.32
Background note on Risks and Humanitarian Cash
Transfer Programming (ODI)
Risk Matrix The Remote Cash Project, NRC
http://www.livelihoodscentre.org/
http://www.cashlearning.org/toolkits/livelihood
http://www.sraf-guidelines.org/
The Livelihoods Lens to integrated programming Video
Urban cash transfer programming (CALP, Livelihood Centre)


Please refer to Livelihood Toolbox for specific preselected tools on livelihoods
https://www.wfp.org/social-protection
http://socialprotection.org/
http://www.cashlearning.org/thematic-area/social-protection
Hunger Safety Net Programme, Kenya

Videos and E -learnings
E learning course: E-learning Course: Introduction to Social Safety Nets
(FAO)
Interagency Social Protection Assessments On line trainings

The Role of Food Assistance in Social Protection, WFP.
Update of WFP’s safety nets policy (WFP, 2012) Working
with cash based safety nets in humanitarian contexts,
Guidance Note for Humanitarian practitioners, CALP,
February, 2016
WFP Safety Nets Guidelines 2014

Livelihood Assessment Tool-kit (LAT). Vol.3 ILIA – Initial
Livelihood Impact Appraisal, FAO, ILO, 2009
FAO cash transfer, Policy, 2012
37
FOOD SECURITY CLUSTER
Information
management
Cash Atlas Markets reports
Interagency coordination Syria Response
Emergency Information management toolkit (UNHCR)
Videos and E -learnings
Cash Atlas Video






Multipurpose
Cash Grants
Multipurpose Cash Grants, CALP
MPG toolkit
Scaling up Cash-Based Assistance with ECHO
Videos and E -learnings
Multipurpose cash grants Video
MPG Case Study Lebanon Video

Minimum sectoral data: e. livelihoods

Increasing the Uptake of Multi-Purpose Cash Grants in
Emergency Responses for a More Efficient and Effective
Humanitarian Action (SCI, OCHA, CALP, DRC, Mercy
Corps)
Needs, capacities, and risks assessment
Vulnerability Analysis from a crisis-specific socioeconomic perspective
Multi-Sector Market Assessment (MSMA)
Multi-Sector Market Environment Analysis, HAITI
October, 2016




1.3. To plan and implement cluster strategies
Networks
and
Community
of practices
(CoP)
CaLP dgroups
Market in Crisis dgroups
Social protection CoP
WFP CBT community (for WFP staff)
Live in twitter
@cashlearning, @FSCluster, @hpg_odi, @hpn_hpg, @ALNAP, @SP_Gateway @MarketsinCrises, @OPMglobal, @ACAPSproject

Events and
Updates

Food or cash or vouchers? New report on U.S. food assistance
monitoring and evaluation suggests “All of the above”
http://www.gao.gov/products/GAO-16-819
http://www.cashlearning.org/news-and-events/news-andevents/catposts/17
http://go.wfp.org/web/cash-based-transfers (WFP staff)





Humanitarian Response
ECHO, Cash and Vouchers
http://www.cashlearning.org/toolkits/toolkits
MPG toolkit
The situation and response framework, ERC project


General
guidelines
Food for Peace anticipates the imminent release of its fiscal year
2017 Annual Program Statement (APS), which provides guidance for
its EFSP programming. The new guidance is expected to have
stronger requirements for response option choice justification (i.e.
cash, voucher, or in-kind assistance) and clearer monitoring
indicators for effectiveness and timeliness
New tools on development by “Increasing the Uptake of MultiPurpose Cash Grants in Emergency Responses for a More Efficient
and Effective Humanitarian Action”, ERC project, 2016-2018 (CaLP,
OCHA, Mercy Corps, DRC, Save the Children-lead agency-).
Doing Cash differently, Report of the High Level Panel on
Humanitarian Cash Transfers
The REFANI project aims to strengthen the evidence base on the
nutritional impact and cost-effectiveness of cash- and voucherbased food assistance programmes, as well as identify the
mechanisms through which this effectiveness is achieved.














Feasibility
38
http://www.cashlearning.org/resources/tools

WFP Cash and Voucher Guidelines
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR)
Operational guidance and toolkit for multipurpose cash
grants
Cash Transfers in Remote Emergency Programming, NRC
CALP Urban toolkit
Food assistance Manual for field practitioners, ACF (2014)
Standard Operating Plans
Standard Operating Plan, MPG
Minimum guidelines for agricultural and livelihood,
interventions in humanitarian settings, IASC Agriculture and
Livelihoods Cluster.
Working with cash and markets, OXFAM, 2013
Cash in Emergencies (IFRC)
Guidelines for Cash and Voucher Interventions - Pakistan
Guidance for Cash Transfer Programming within South
Sudan
ACF, Lebanon Cash for Work Programmes Standard
Operating Procedures,2014
Feasibility Operational guidance and toolkit for
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
and decision
making
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http://www.logcluster.org/cashandmarkets
http://cash.nrc.no/remote-cash.html
http://www.heawebsite.org/uses-hea-data
Strategic Response plan
Basic assistance Sector Indicators

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

Videos and E -learnings
The Supply Chain in Cash and Voucher Programmes
Multiplier Effects
Cash and Voucher, ECHO
Urban Cash transfer programming e learning
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Cost
effectiveness

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Transfer
Value

News & Events CALP
Cost effectiveness models
Cost-Effectiveness Analysis of Cash-Based Food Assistance Projects,
CRS
http://www.actionagainsthunger.org/refani/cost-effectivenessanalysis

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
http://cash.nrc.no/remote-cash.html

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
Targeting

http://www.cashlearning.org/resources/tools#Targeting%20and%2
0verification
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
Delivery
mechanisms

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

CALP_cash transfer and delivery mechanisms
http://elan.cashlearning.org/
Cash Based transfers, WFP
Videos and E -learnings



multipurpose cash grants, Operational feasibility
Is cash feasible checklist
Cash-based response feasibility assessment in Northern
Syria, may 2016
Cash transfer programming in the Pacific, A feasibility
scoping study, CALP
Feasibility study Greece, IOCC, 2015
REQUEST FOR PROPOSALS FOR - Cash Based Response
Feasibility Assessment in Northern Syria
Market Assessment and Household Economy Analysis,
Mozambique, 2016
FFP, Modality Decision tool
Operational guidance and toolkit for multipurpose cash
grants. Response and design plan
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR) p44
Decision tree. The Remote Cash Project, NRC
Working with cash and markets, Decision tree, ERC project
Urban toolkit. Topic 2
WFP Cash and Voucher Guidelines. p57 and page 72
Decision matrix IFRC
ECHO C&V thematic brief, 2013
Ukraine HRP
Basic Assistance Sector Plan Lebanon
Bangladesh CWG Strategy work-plan (2016-2018)
Cost-Effectiveness Analysis: Value for Money (VfM)
guidance
Cost efficiency calculation template, IFRC
Ex-Ante Cost Efficiency, Cost-Effectiveness and Externalities
Analysis, WFP Cash and Voucher Guidelines. P47
Factors Affecting the Cost-efficiency of Electronic Transfers
in Humanitarian Programmes
Refer to Quantification of needs
MPG transfer design
IFCR Cash in Emergencies. Transfer value.
Setting the transfer value, UNHCR CBI Guidelines
Operational guidance and toolkit for multipurpose cash
grants. MPG Design
WFP Cash and Voucher Guidelines: Transfer Value
Calculation, p.43
Determining the value of cash grants in remote access
areas, NRC
Revising Existing FAO Somalia Cash for Work Wage Rates
(ppt)
Minimum guidelines for agricultural and livelihood,
interventions in humanitarian settings, IASC Agriculture and
Livelihoods Cluster, p76.
How can lump-sum cash transfers be designed to improve
their productive potential?, ODI, 2016
Operational guidance and toolkit for multipurpose cash
grants. Targeting
WFP targeting in Emergencies
Tool for implementation, CALP
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR) p56
Country
Review of Targeting of Cash and Food Assistance for Syrian
Refugees in Lebanon, Jordan and Egypt
World Food Programme Beneficiary Targeting for Syrian
Refugees in the Community, October, 2015
Food Security Cluster targeting criteria and ration planning,
FSC, Ukraine
Refer to Delivery Mechanisms Assessments
Operational guidance and toolkit for multipurpose cash
grants, Operational feasibility
WFP Cash and Voucher Guidelines: Delivery, p.29
WFP (2015) Cash and Voucher Guidelines : Macro and Micro
Financial Sector Assessment, p.19
39
FOOD SECURITY CLUSTER

New CaLP Online Training Course: “E-Transfers and operationalizing
beneficiary data protection”
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Livelihood
http://www.cashlearning.org/toolkits/livelihood
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Social
Protection
Social protection and Resilience
https://www.wfp.org/social-protection
http://socialprotection.org/
http://www.cashlearning.org/thematic-area/social-protection
Hunger Safety Net Programme, Kenya



Refer to Advocacy Section
Technical Standards and Cash Programming: How can they align?

Evidence
Technical
Standards



Multipurpose
Cash Grants
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40
Videos and E -learnings
The Core Humanitarian Standards
Sphere Standards Video
Understanding and Applying Minimum Economic Recovery
Standards (MERS) E-learning
Sphere e learning
Multipurpose Cash Grants, CALP
MPG toolkit
Scaling up Cash-Based Assistance with ECHO
Videos and E -learnings
Multipurpose cash grants Video
MPG Case Study Lebanon Video
Guidelines on cash transfer and livelihood. West Africa,
CALP
Guidelines on cash transfer and livelihood. LAC, CALP
livestock-related interventions during emergencies, FAO,
2016 p.17
Minimum guidelines for agricultural and livelihood,
interventions in humanitarian settings, IASC Agriculture and
Livelihoods Cluster, p58.
The use of cash transfers in livestock emergencies and their
incorporation into livestock emergency guidelines and
standards (LEGS)
FAO cash transfer, Policy, 2012
Market Assessment and Household Economy Analysis,
Mozambique, 2016

Cash Transfers and Resilience, Strengthening linkages
between emergency cash transfers and national social
transfer programmes in the Sahel

The Role of Food Assistance in Social Protection, WFP.
Update of WFP’s safety nets policy (WFP, 2012) Working
with cash based safety nets in humanitarian contexts,
Guidance Note for Humanitarian practitioners, CALP,
February, 2016
WFP Safety Nets Guidelines 2014

Videos and E -learnings
E learning course: E-learning Course: Introduction to Social Safety
Nets (FAO)
Interagency Social Protection Assessments On line trainings
E- transfer guide. Mercy corps. Part 1.
ISPA Assessments Delivery
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR), p.38
Cash in Emergencies Toolkit (IFRC) Assess financial service
providers’ capacity checklist
E-transfers in Emergencies: Implementation Support
Guidelines (CaLP)
SCOPE WFP
Mobile money assessments, Mercy Corps
Operational guidance and toolkit for multipurpose cash
grants, Delivering the MPG
Operational guidance and toolkit for multipurpose cash
grants. Common delivery mechanism
Protecting Beneficiary Privacy : principles and operational
standards for the secure use of personal data in cash and etransfer programmes CaLP (2013) E-transfers in
emergencies : implementation support guidelines.
Country
TECHNICAL ASSESSMENT. Humanitarian use of Hawala in
Syria
Evaluation of the OneCard Pilot in Lebanon, ERC Project,
2016





The sphere handbook
Livestock Emergency Guidelines and Standards (LEGS)
Small Enterprise Education and Promotion (SEEP) Network
Minimum Economic and Recovery Standards (MERS)
The use of cash transfers in livestock emergencies and their
incorporation into livestock emergency guidelines and
standards (LEGS)

Operational guidance and toolkit for multipurpose cash
grants. Response and design plan
Common principles, ECHO
Increasing the Uptake of Multi-Purpose Cash Grants in
Emergency Responses for a More Efficient and Effective
Humanitarian Action (SCI, OCHA, CALP, DRC, Mercy Corps)


COORDINATOR CASH TRANSFER BRIEFING PACKAGE
1.4. Monitoring and evaluation
Networks and
Community of
practices (CoP)
CaLP dgroups
Market in Crisis dgroups
Social protection CoP
Live in twitter
@cashlearning, @FSCluster, @hpg_odi, @hpn_hpg, @SP_Gateway @MarketsinCrises, @OPMglobal, @ACAPSproject
Events and
Updates

http://www.cashlearning.org/news-andevents/news-and-events/catposts/13


M&E
Refer to M&E
Section in




Humanitarian Response
CALP, Operational Preparedness in CTP
MPG toolkit
IFRC toolkit, Module 1 Preparedness



The situation and response framework, ERC
project
http://www.heawebsite.org/uses-hea-data






New tools on development by “Increasing the Uptake of
Multi-Purpose Cash Grants in Emergency Responses for a
More Efficient and Effective Humanitarian Action”, ERC
project, 2016-2018 (CaLP, OCHA, Mercy Corps, DRC, Save
the Children-lead agency-).
New tools on development (WFP, Assessing Governmental
Social protection programmes Food Security and Nutritional
component, shock responsive capacity)
Emergency Response preparedness approach, IASC, 2015
Operational guidance and toolkit for multipurpose cash
grants, Preparedness
WFP Cash and Voucher Guidelines, p1973
Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR), p.82
The Situation and Response Analysis Framework
Pre-crisis Market Mapping and Analysis. Step-by-step
Guidance for Practitioners
The livelihood assessment toolkit (LAT), FAO Livelihood and
contingency planning
Monitoring
and
evaluation

OCAT tool



Vulnerability and Capacity Assessment (VCA), IFRC
CTP preparedness self-assessment template (IFRC)
WFP Cash and Voucher Guidelines, p1974
Networks and
Community of
practices (CoP)


http://www.cashlearning.org/elan/elan
http://www.cashlearning.org/newtechnologies/cash-preparedness-learning-series

Making Electronic Payments Work for Humanitarian

Response, International Rescue Committee
IFRC toolkit, Module 1 Preparedness
Live in twitter




http://www.opml.co.uk/projects/shockresponsive-social-protection-systems
http://socialprotection.org/
http://ispatools.org/
http://www.hsnp.or.ke/
1.5. Preparedness and contingency planning
Networks and
Community of
practices (CoP)
CaLP dgroups
Market in Crisis dgroups
Social protection CoP
Live in twitter
@cashlearning, @FSCluster, @hpg_odi, @hpn_hpg, @SP_Gateway @MarketsinCrises, @OPMglobal, @ACAPSproject
Events and
Updates

http://www.cashlearning.org/news-andevents/news-and-events/catposts/13
73
For WFP staff Emergency preparedness and Response Package
74
For WFP staff Emergency preparedness and Response Package

New tools on development by “Increasing the Uptake
of Multi-Purpose Cash Grants in Emergency
Responses for a More Efficient and Effective
Humanitarian Action”, ERC project, 2016-2018 (CaLP,
OCHA, Mercy Corps, DRC, Save the Children-lead
41
FOOD SECURITY CLUSTER
1.5. Preparedness and contingency planning
agency-).
New tools on development (WFP, Assessing
Governmental Social protection programmes Food
Security and Nutritional component, shock
responsive capacity)





General
Guidelines
Humanitarian Response
CALP, Operational Preparedness in CTP
MPG toolkit
IFRC toolkit, Module 1 Preparedness

Emergency Response preparedness approach, IASC,
2015
Operational guidance and toolkit for multipurpose
cash grants, Preparedness
WFP Cash and Voucher Guidelines, p1975
Guidelines for Cash-Based Interventions in
Displacement Settings (UNHCR), p.82
The Situation and Response Analysis Framework
Pre-crisis Market Mapping and Analysis. Step-by-step
Guidance for Practitioners
The livelihood assessment toolkit (LAT), FAO
Livelihood and contingency planning





Situation and
Response
Analysis
The situation and response framework, ERC project
http://www.heawebsite.org/uses-hea-data



Capacity
Assessments

OCAT tool



Vulnerability and Capacity Assessment (VCA), IFRC
CTP preparedness self-assessment template (IFRC)
WFP Cash and Voucher Guidelines, p1976
Delivery


http://www.cashlearning.org/elan/elan
http://www.cashlearning.org/newtechnologies/cash-preparedness-learning-series

Making Electronic Payments Work for Humanitarian

Response, International Rescue Committee
IFRC toolkit, Module 1 Preparedness

Social
Protection



http://www.opml.co.uk/projects/shock-responsivesocial-protection-systems
http://socialprotection.org/
http://ispatools.org/
http://www.hsnp.or.ke/
1.6. Advocacy
Networks and
Community of
practices (CoP)
Global Cash Working Group Geneva
Cash and Markets Working Group, gFSC
CaLP dgroups
Social protection CoP
WFP CBT community (for WFP staff)
Live in twitter
@cashlearning, @WFPVAM, @FSCluster, @hpg_odi, @SP_Gateway, @OPMglobal, @bebraced @TransferProjct
Events
Updates
and



Making
case
http://www.cashlearning.org/advocacy/what-calpadvocates-for
https://transfer.cpc.unc.edu/
http://go.wfp.org/web/cash-based-transfers (WFP staff)

the




http://www.cashlearning.org/advocacy/100-days-ofcash
http://www.globalhumanitarianassistance.org/report/g
ha2016/
ECHO, Cash and Vouchers
http://odihpn.org/magazine/what-cash-transfers-tell-
75
For WFP staff Emergency preparedness and Response Package
76
For WFP staff Emergency preparedness and Response Package
42
New tools on development by “Increasing the Uptake of MultiPurpose Cash Grants in Emergency Responses for a More
Efficient and Effective Humanitarian Action”, ERC project, 20162018 (CaLP, OCHA, Mercy Corps, DRC, Save the Children-lead
agency-).




Cash transfer programming, Engaging National
Society leadership. Guidance and materials to
support internal advocacy, IFRC, 2013
Making the case for cash, CALP
Coordination toolkit, CALP
WFP advocacy framework
Doing Cash differently, Report of the High Level
COORDINATOR CASH TRANSFER BRIEFING PACKAGE
us-about-the-international-humanitarian-community/







Evidence
based decision
making





http://www.actionagainsthunger.org/refani
2015 Global: Cash Transfer as a Social Protection
Intervention: Evidence from UNICEF Evaluations 20102014
http://www.cashlearning.org/research/research-2
What does evidence say?
Videos and E -learnings
Introduction: Cash transfers, resilience and agriculture
development: Video






Multipurpose
Cash Grants





Social
protection
Multipurpose Cash Grants, CALP
MPG toolkit
Scaling up Cash-Based Assistance with ECHO
Videos and E -learnings
Multipurpose cash grants Video
MPG Case Study Lebanon Video


Panel on Humanitarian Cash Transfers
Global Humanitarian Assistance Report, 2016
Financing of Cash Transfer Programming
Q & A: How to scale up Cash Programming in
South Central Somalia
Common principles, ECHO
Logistics Cluster Unlocking Cash and Marketsbased Programmes 2014
Advocacy and Influencing, Cash 2020, CALP
Advocacy toolkit, UNICEF, 2010
Strategic Note, Cash Transfers in Humanitarian
Contexts. Final draft prepared for the Principals of
the Inter-Agency Standing Committee. The World
Bank Group, June 2016 p.25
Research on Food Assistance for Nutritional
Impact (REFANI): Literature Review
Poor Households’ Productive Investments of Cash
Transfers Quasi-Experimental Evidence from Niger
Cash transfers: what does the evidence say? A
rigorous review of programme impact and of the
role of design and implementation features
p86,127,149,174
FAO cash transfer, Policy, 2012
Maximising the nutritional impact of
Humanitarian Food Assistance, ECHO, 2015
Common principles, ECHO
Increasing the Uptake of Multi-Purpose Cash
Grants in Emergency Responses for a More
Efficient and Effective Humanitarian Action (SCI,
OCHA, CALP, DRC, Mercy Corps)
Refer to Social Protection Section
1.7. Crosscutting issues
Networks and
Community of
practices
(CoP)
CaLP dgroups
Live in twitter
@cashlearning, @FSCluster, @hpg_odi, @hpn_hpg, @SP_Gateway, @OPMglobal, @ALNAP
Events and
Updates

 Ongoing IASC Review on Gender and CTP

http://www.cashlearning.org/news-andevents/news-and-events/catposts/19
https://interagencystandingcommittee.org/accoun
tability-affected-populations-including-protectionsexual-exploitation-and-abuse
http://www.cashlearning.org/news-andevents/news-and-events/post/410-cash-transferprogramming-and-persons-of-concern
Global protection cluster newsletter




FAO in Emergencies resources and papers on AAP
CHS library
OCHA/IASC AAP guidelines 2016
GNC/GFSC AAP guidelines
Mainstreaming AAP and Core People- related issues in the HPC
through cluster system77


AAP
Gender
77
 Gender Equality and CTP, IASC
Refer to key documents recommended for each stage of the Project cycle which will not be repeated here
43
FOOD SECURITY CLUSTER


https://www.womensrefugeecommission.org/
http://www.alnap.org/
E learnings
“Different Needs, Equal Opportunities” IASC e-learning
 Gender Analysis for MVAC Emergency Cash Transfer
Programme
 Closing the gap, Gender equality, Afghanistan
 Cash transfers: what does the evidence say?
 Cash transfer and gender dynamics, Concern and SCI
 CLARA, livelihood Gender Guidance
 Sex and Age matter (databases)
 IASC Gender Marker tip sheets for nutrition, food security - 1
(food
 assistance) and food security – 2 (agriculture and livelihoods)
 ECHO Gender-Age Marker Toolkit
 Cash transfer and HIV prevention
 Refer to ongoing literature review of CT and Health sector.
HIV
Mainstreamin
g Nutrition
 Maximizing the nutritional impact of Humanitarian Food
Assistance
 Food assistance Manual for field practitioners, ACF (2014)
 Building capacity in integrating food security and nutrition
programming
 http://nutritioncluster.net/topics/assessments/
 Key Recommendations for improving nutrition through
agriculture and food

Age
Helping Older People in Emergencies
 Sex and Age matter (databases)
 The Minimum Standards for Age and Disability Inclusion in
Humanitarian Action
 http://www.cashlearning.org/downloads/calp-persons-ofconcern-web-(1).pdf
 Food security and livelihoods interventions for older people
in emergencies, HELPAGE
Protection
44
http://www.cashlearning.org/cash-andprotection/protection
 Child safeguarding in CTP, Save the Children
 WFP Cash and Voucher Guidelines: Delivery, p.38
 Risks and Benefits Analysis: Guide to Protection in CBIs:
Protection Risk and Benefit Analysis Tool (ERC/CaLP)
 Guidelines for Cash-Based Interventions in Displacement
Settings (UNHCR), p.32
 Background note on Risks and Humanitarian Cash Transfer
Programming (ODI)
 Risk Matrix The Remote Cash Project, NRC
 Protection Risk analysis, MPG toolkit
 Protection mainstreaming toolkit GPC PM Task Force