Cellular Composition of the Nipple Aspirate Specimen of Breast Fluid I. The Benign Cells EILEEN B. KING, M.D., DIANA B A R R E T T , C T (ASCP), AND N I C H O L A S L. PETRAKIS, MARY-CLAIRE KING, PH.D., M.D. TheG. W. Hooper Foundation and the Department ofPathology, University of California, San Francisco, California 94143 ABSTRACT King, Eileen B., Barrett, Diana, King Mary-Claire, and Petrakis, Nicholas L.: Cellular composition of the nipple aspirate specimen of breast fluid. I. T h e benign cells. Am J Clin Pathol 64: 728-738, 1975. A nipple aspirator device was used to obtain breast secretions for cytologic examination, as well as for viral and biochemical analysis. Examination of the first 1,456 specimens from 796 women revealed ductal epithelium in 54%. Ductal epithelial cells were often absent in specimens from normal women; however, 78.5% of women with benign breast disease on tissue biopsy had specimens containing ductal epithelium. Apocrine metaplastic cells were a further indication of the presence of breast disease, and were rarely found in specimens from asymptomatic women. Foam cells were often abundant in specimens from normal breasts, but were found in decreased numbers in specimens from women with benign breast disease. Differences in the occurrence of ductal epithelial cells, apocrine metaplastic cells, and foam cells suggest an alteration in the rate of maturation of ductal epithelium in women with both benign and malignant breast disease. The finding of a relative abundance of cells in nipple aspirate specimens from women wiui breast disease and few or no cells in specimens from women with normal breasts is believed to be of great importance in the cytologic evaluation of nipple aspirate specimens. (Key words: Cytology; Breast secretion; Nipple aspirate; Benign breast cells.) IN T H E PAST, cytologic methods were not successfully applied to the early diagnosis of breast cancer, due to problems in obtaining representative cellular specimens Received March 20, 1975; accepted for publication March 20, 1975. Supported by Public Health Service grant CA 13556 and contract N01 CB 33882 from the National Cancer Institute, and by a gift from Mrs. Viola K. Schroeder. Reprints of this entire Research Symposium are available from the ASCP Meeting Services Department, 2100 West Harrison Street, Chicago, Illinois 60612, for $5.00 per copy. 728 from early and pre-clinical lesions. Material previously available for cytologic examination consisted of spontaneous nipple discharges, breast secretions obtained with a conventional breast pump, and needle aspirates from cystic and solid masses. Now, with a modified breast p u m p method of specimen collection that utilizes a simple nipple aspirator device, 9 workers can obtain fluid from a much larger number of women, and can often predict successful aspiration on the basis of race, age, menopausal status, and cerumen type. 8 Study- December 1975 729 NIPPLE ASPIRATE BENIGN CELLS ing breast fluid specimens is, of course, potentially valuable not only for diagnosing breast cancer but also for understanding the normal physiology and the pathophysiology of the human breast, especially as related to neoplasms. Our investigations included biochemical, viral, and cytologic analysis of breast fluid specimens obtained by the nipple aspiration technic. 7 In this paper, we describe the cellular composition and the range of normal cellular findings detected in nipple aspirate specimens. Materials and Methods Subjects for our study were women from a variety of racial and ethnic backgrounds. The majority of women were asymptomatic. A number of women had symptoms of benign breast disease, but only a few of them required breast biopsy. Specimens were obtained from the remaining breasts of women who had had a mastectomy for carcinoma of the breast. (These women are referred to as post-mastectomy patients.) This report includes a review of normal findings in 1,456 specimens from 796 women, and a more detailed analysis of 136 of these specimens from 82 women. Each breast fluid specimen obtained with the aspirator device consists of 5 - 1 0 0 A of fluid from the ducts, so it must be carefully conserved. A variety of cell concentration technics were considered for this purpose. T h e efficiency of cell recovery utilizing either membrane filters (Nuclepore, Gelman, and Millipore) or the Cytocentrifuge (Shandon) was evaluated with cell suspensions of known concentrations. Millipore filters consistently provided the best results in terms of both cell recovery (81 ± 3%) and preservation of cell morphology. 1 T h e Cytocentrifuge continues to be of great interest to us because of its speed and simplicity of operation, which give it a practical advantage over the filter method for mass screening. Although satisfactory cell detail has been achieved using the Cytocentrifuge, cell recovery remains poor (11 ± 1%). We used the Millipore filter method for all specimens and processed some of them using additional technics. Direct smearing onto a glass slide is the simplest preparatory method but has proven unsatisfactory due to scant cellularity of the specimens and difficulty in controlling both distribution of the cells and thickness of the smear. Examination of each specimen consisted of first screening every microscopic field for the presence of abnormal or malignant cells. Then a more thorough evaluation of cellular content was made in cases that were selected because they fell within the range of clinical categories in this study. Total cell determinations and differential counts were made in 136 specimens. Cell counts were based upon determinations using both the Coulter Counter and the hemocytometer. 1 Differential counts were based on established cytomorphologic criteria for ductal epithelial cells, apocrine metaplastic cells, and foam cells. 2-4_6 T o confirm the accuracy and usefulness of these morphologic features, the same three types of cells were obtained in suspension by scraping them directly from breast tissue and collecting them onto Millipore filters for comparison with cells from nipple aspirate specimens. Results Fluid Yield Petrakis and associates8 studied many of the same women that we studied, and obtained fluid from one or both breasts of 60.7% of women in whom collection was attempted. However, Petrakis and associates found that the fluid yield from Caucasians was much higher than this average (70.2%); in contrast, the fluid yield from Orientals was very low (24.1%). Total Cellularity Total cell counts were made in 37 specimens from 21 women. Tables 1 and 2 730 KING ET Table 1. Average Cellularity and Clinical Status Clinical Status Normal Benign breast symptoms Post-mastectomy Pregnant Average No. of Cells per Specimen x 103 16.2 24.9 6.3 221.5 ± 6.5 ± 13.1 ± 3.2 ± 149.7 Table 2. Average Cellularity and Age in Nonpregnant Women Age (by Decade) Average No. of Cells per Specimen x 103 Third Fourth Fifth Sixth* 13.0 ± 7.0 30.6 ± 12.2 1.8 ± .8 7.6 * Only one specimen. show the clinical status and ages of these patients related to average total numbers of cells in nipple aspirates. Specimens from women in any trimester of pregnancy were characteristically so highly cellular that pregnancy was frequently suspected on the basis of the cellular specimen. The statistical evaluation of this finding by analysis of variance revealed that the correlation was statistically significant (F test, Sum of Squares Simultaneous Test Procedure, p < .05). Total cellularity AL. A.J.C.P. —Vol. 64 in nonpregnant women did not vary significantly with age. Although average cellularity was greater in specimens from women with symptoms of benign breast disease than in normal women, the difference was not statistically significant. Fewer cells were found in specimens from post-mastectomy patients than in those from women with no clinical evidence of breast abnormality, but again the difference was not statistically significant. Distribution of Cell Types Epithelial cell types were classified as ductal and apocrine. Foam cells, although possibly of ductal epithelial origin, have histiocytic characteristics and were considered as a separate category. 3 T h e morphologic features used to identify ductal and apocrine cell types were studied in cells obtained directly from breast tissue and are illustrated in Figures 1-13. The following morphologic descriptions are based upon membrane filter preparations with Papanicolaou staining. Ductal epithelial cells are typically 10-15 /j, in diameter, but may be as large as 30 (i. Cytoplasm is cyanophilic; either it is homogeneous or it contains vacuoles, which are variable in size, single and discrete, or small and multiple. The nucleus is large for the size of the cell, occupying from half to two thirds of the diameter FlG. 1 (upper left). Cells of the normal nipple aspirate specimen include anucleate keratotic plaques from ductal opening and foam cells from deeper ductal lumen. x250. FlG. 2 (upper right). Cells from superficial part of the ductal system originate in the zone of transition from squamous to columnar epithelium. This sheet of cells is typical. At one end are cells of squamoid appearance and at the other end are typical ductal cells. x250. FlG. 3 (lower left). A longitudinal section through the nipple shows duct opening plugged with keratotic material, which must be removed before ductal secretions can be obtained with the nipple aspirator device. FlG. 4 (lower right). Longitudinal section of same duct atjunction of squamous and columnar epithelium. x250. December 1975 NIPPLE ASPIRATE BENIGN CELLS I • * / 731 732 KING ET of the cytoplasm. It is most often oval, but may be round or indented. T h e chromatin is fine, uniform, compact, and dark, and is arranged in a thin, uniform, chromatinic membrane at the nuclear border. There is usually a distinct nucleolus or chromocenter. Single ductal epithelial cells are often similar in size to histiocytes and lymphocytes. They are differentiated by paying attention to differences in chro- A.J.C.P.—Vol. AL. 64 matin pattern, shape of nucleus, and less well-defined cytoplasm: the nucleus of the histiocyte is characterized by a delicate chromatin mesh, absence of nucleoli or chromocenters, and much variability in shape from one cell to another; the lymphocyte nucleus is usually spherical, may vary in size, is usually about two thirds the diameter of the ductal cell nucleus, and has blocky, dense, hyper- W^fflP **f t FIG. 5 (left). Intralobular duct with uniform low columnar lining epithelium and myoepithelial cell layer. X250. FIG. 6 (upper right). Individual ductal epithelial cells scraped directly from tissue on Millipore filter. Small, uniformly granular, dark-staining nuclei with smooth borders and narrow cytoplasmic margins. x250. Fie. 7 (middle left). Single ductal epithelial cell (middle center), histiocytes (middle right), lymphocyte (lower right), file-like grouping of ductal cells. x250. December 1975 NIPPLE ASPIRATE BENIGN CELLS ^^^r ^!MF 0% JU ft J 1 733 % w FIG. 8 (/e/i)- Breast tissue section with duct lined by apocrine metaplastic epithelium showing papillary infolding. X250. FIG. 9 (upper right). Cells of apocrine metaplastic type obtained directly from breast tissue scraping. Cytoplasm is dense and contains fine granules and vacuoles. Nuclei are round with uniform granular chromatin, accentuated chromatinic membrane, and prominent nucleolus. x250. FIG. 10 (lower right). Cells of apocrine metaplastic type from nipple aspirate specimen show both cytoplasmic density and vacuolization. Nuclei vary in both size and staining reaction. x250. chromatic chromatin. Ductal cells are more easily recognized in groups than as single cells. Cell groups are usually tightly arranged, show knobby borders where individual cells are protruding beyond the main mass, and have overlapping and multilayering centrally. They are interpreted as surface epithelium splitting from underlying cells and rolling up in the ductal secretions to form discrete groupings. Cells may be arranged in a monolayer, sheet, or strand, especially when cell groups are small (Figs. 5-7).' In the ampullary portion of the nipple duct, epithelial cells undergo a transition from columnar to squamous-type cells. The epithelial cells in transition are very close to the opening of the duct and may easily become part of the cellular content of nipple aspirates. These transitional cells vary from squamous-like spherical and oval cells to flat, intermediate, or superficial forms, sometimes containing keratohyaline granules in their cytoplasm (Figs. 2 and 4). Apocrine metaplastic cells are usually two to three times the diameter of ductal epithelial cells, and have very dense, sometimes distinctly granular, basophilic or amphophilic cytoplasm and central or 734 KING ET AL. AJ.C.P.—Vol. 64 FIG. II (left). Ductal lining with foam cells located in the epithelial layer and appearing in juxtaposition to well-preserved ductal epithelial cells. x250. FIG. 12 (upper right). Foam cell scraped from breast tissue and collected on Millipore filter. Nucleus has smooth borders, uniform chromatin, and prominent nucleolus, similar to apocrine metaplastic cells. x250. FIG. 13 (lower right). Foam cells from nipple aspirate specimen. Note similarity of nuclei to those of ductal epithelial cells and apocrine metaplastic cells. x250. eccentric nuclei. T h e nuclear diameter is approximately one fifth to one third that of the cell cytoplasm; the nucleus is usually round, but may be oval or bean-shaped, It is distinguished by a prominent, uniform, chromatinic membrane at the nuclear border, fine granular chromatin, and a prominent nucleolus. Apocrine metaplastic cells appear singly or in clusters (Figs. 8-10). It is not always possible to classify all cells with these characteristics as apocrine, because ductal cells may be quite large in size and similar in cytoplasmic and nuclear structure and foam cells may sometimes have similar, very dense cytoplasm. December 1975 NIPPLE ASPIRATE BENIGN CELLS Foam cells tend to be larger than epithelial or apocrine cells, ranging from 15 to 50 jn or larger. Cytoplasm is abundant, finely vacuolated, and cyanophilic. The nucleus is usually small and round with distinct fine chromatin and parachromatin and a prominent nucleolus. The nuclear borders are smooth and accentuated by a distinct chromatinic membrane. Hyperchromasia and pyknoses are not uncommon. Foam cells comprise a large proportion of the benign cells found in nipple aspirates. T h e more numerous they are in a given specimen, the more likely that they will be found in clumps as well as singly (Figs. 11-13). Squamous epithelial cells and anucleate keratotic plaques originating from the ductal opening were noted but were not included in the differential counts. They were considered significant as evidence of clearing the ductal opening before obtaining an adequate specimen (Figs. 1 and 3). A more detailed analysis of the occurrences of different cell types was made in 136 specimens, 68 from 48 nonpregnant women and 68 from 34 pregnant women. Total cells counted and classified per specimen ranged from 100 to 500, with the exception of 12 specimens in which fewer than 100 cells were available and all cells were counted. Of particular interest is the number of ductal epithelial cells: 2% of the total 14,607 cells counted were single ductal epithelial cells. Although only single cells were in- 735 cluded in the differential count, the total number of groups of ductal cells was also tabulated for each specimen. Whereas single ductal cells were found in only 34 of the 136 specimens, groups of ductal cells were found in 82 specimens, and a total of 92 specimens (67.6%) contained single and/or grouped ductal epithelial cells. Forty-nine of 68 specimens (72.1%) from pregnant women contained ductal cells, compared with 43 of 68 (63.2%) from nonpregnant women (Table 3). (Among the remainder of the 796 women were 28 who had had breast tissue removed surgically either by biopsy alone or by biopsy and mastectomy: 22 [78.5%] had satisfactory specimens containing ductal epithelial cells, and only 6 [21.5%] had unsatisfactory specimens lacking ductal epithelial cells.) From 1 to 80 groups of cells were found in individual specimens. T h e total number of cells making up the individual tissue fragments tended to be much greater in pregnant and premenopausal women than in postmenopausal women. However, comparison (using the Kolmogorov-Smirnov test) of data from the three groups revealed the only significant difference to be the presence of more cells per group in pregnant than in postmenopausal women (.001 < p < .005). T h e number of single ductal cells was significantly higher in specimens from premenopausal women with benign breast disease symptoms than in specimens from the other women shown in Table 4 (F test, SS-STP, p < .05). Table 3. Occurrence of Ductal Cells Ductal Cells Clinical Status of Patients No. Specimens None Single Cells Pregnant Nonpregnant TOTAL 68 68 136 19 25 44 1 9 10 Groups of Cells Single Cells and Groups of Cells Single Cells and/or Groups of Cells 41 17 58 7 17 24 49 43 92 736 A.J.CP.—Vol. KING ET AL. 64 Table 4. Distribution of Cell Types Clinical Status Single Ductal Epithelial Cells Foam Cells Histiocytes Lymphocytes Neutrophils Necrotic Cells Postmenopausal, asymptomatic .5 ± .3 50.3 ± 12.6 10.3 ± 4.6 27.0 ± 6.5 7.3 ± 2.9 7.0 ± 2.7 Postmenopausal, symptomatic 1.3 ± .9 39.3 ± 8.4 11.3 ± 5.0 20.3 ± 6.2 13.3 ± 5.2 15.3 ± 2.6 Premenopausal, symptomatic 3.1 ± 1.7 48.8 ± 5.5 18.2 + 4.6 16.3 ±4.1 8.7 ± 1.5 7.1 ± 1.3 Premenopausal, symptomatic 10.5 ±7.5 21.0 ± 9.2 21.3 ± 3.1 33.5 ± 6.0 5.5 ± 1.7 8.5 ± 1.0 .5± 29.2 ± 2.2 19.1 ± 1.1 13.7 ± 1.6 30.6 ± 2.9 6.6 ± .6 Pregnant .2 Note: In this table, "symptomatic" means symptomatic for benign breast disease. No specimens from women with malignant breast disease are included in this tabulation. Similarly, when the number of ductal epithelial cell groups present was analyzed according to clinical status, a higher incidence was found in women with symptoms of benign breast disease than in either normal women or in those who had treated or untreated malignant breast disease (F test, SS-STP, p < .05) (Table 5). Apocrine metaplastic cells comprised an insignificant number of the total cells present, and were observed only occasionally, in the 136 specimens. However, in all 1,456 specimens, apocrine metaplastic cells were rarely present in specimens from normal nonpregnant women, were frequent in specimens from women who had either benign or malignant breast disease, and were very common in specimens from pregnant women. Foam cells were an important component of the 136 specimens in terms of percentage of total cells. They were most numerous in asymptomatic women, either pre- or postmenopausal (48.8 ± 5.5% and 50.3 ± 12.6%, respectively); in women with symptoms of breast disease and in pregnant women, single foam cells formed a smaller percentage of cells counted (Table 4). Histiocytes were more numerous in premenopausal than in postmenopausal women. Lymphocytes were more numer- ous in symptomatic premenopausal women than in asymptomatic premenopausal women (F test, SS-STP, p < .05). Neutrophils were significantly more numerous in pregnant women than in all others (F test, SS-STP, p < .05) (Table 4). T h e comparison of total and differential counts between right and left breasts (using the paired T test) for the 136 specimens revealed no significant difference. Discussion From the data collected, we determined the cellular composition of nipple aspirate specimens from women in various clinical states, hoping to establish a baseline for normal cytology that might define an adequate normal cell specimen. In planning this study, we recognized two major problems: (1) the need to determine the adequacy of specimen collection with the nipple aspirator device, and (2) the need to select an appropriate preparatory method to conserve and preserve diagnostic features in a specimen of small volume with unknown cellular content. A fluid specimen was obtained from one or both breasts of 60.7% of women in whom nipple aspiration was attempted. 8 T h e low fluid yield in the series being December 1975 737 NIPPLE ASPIRATE BENIGN CELLS reviewed is related to striking differences in fluid availability correlated with race. Among the Chinese in our series, 24.1% yielded nipple secretions with the aspirator, in sharp contrast to the 70.2% successful collection rate among Caucasians. Of critical importance to the success of this method in producing a fluid specimen is the care and time taken to prepare the nipple by loosening and removing plugs of keratotic debris that block the duct openings (Fig. 1). Allowing adequate time for the action of softening agents to take effect is absolutely essential. Afterward, plugs and debris must be removed mechanically. The problem of specimen preparation was considered with reference to the efficiency of different technics in recovering total cell content as well as in preserving details of cell morphology. O u r studies conducted with body cavity fluids have shown reproducible results: the highest percentage of recovery and the best preservation of cell morphology occur using the Millipore filter.1 T h e expected error in our determinations of total cellularity of the nipple specimens was based upon the determination made with Millipore filter recovery rates. We found a disappointingly small number of cells per specimen for the vast majority of women aged 40 years or more, who are in the age group most likely to have clinical breast cancer. However, it was encouraging that among women in the fourth decade of life, there was an average of 30.6 ± 12.2 cells per specimen. Women in this younger age group might be expected to harbor the precursors of clinical breast cancer; therefore, knowledge of the group is especially significant if a cytologic approach to diagnosis of early lesions is to be effective. Cell types are believed to be even more important than cell numbers in establishing specimen adequacy. If epithelial cells of ductal lining are identified, the specimen is considered satisfactory; foam cells Table 5. Occurrence of Ductal Epithelial Cell Groups Clinical Status Normal Benign breast disease symptoms Post-mastectomy Carcinoma Average No. of Ductal Epithelial Cell Groups per Specimen 4.2 10.8 1.3 3.5 ± 1.5 ± 3.2 ± .5 ± 1.3 alone are viewed as representative of ductal content but the specimen containing just foam cells may be of equivocal value even though large numbers of such cells are often present. By this interpretation, 54.1% of 1,456 consecutively collected specimens were satisfactory. However, only a few ductal cells were found in many cases, and we questioned the adequacy of those specimens. When specimens with fewer than ten ductal cells were excluded from the acceptable category, only about 15% of the specimens appeared satisfactory; however, 67.6% of the 136 specimens in which detailed differential cell counts were made contained ductal cells, either single or grouped (Table 3). This marked contrast appears in part related to pregnancy status: half of the specimens in the group of 136 were from pregnant women, whereas only a small fraction of the 1,456 specimens were from pregnant women. Furthermore, both single cells and groups of cells of ductal epithelial origin were better represented in specimens from symptomatic premenopausal women than in those from others; fewer foam cells in these same specimens may relate to an alteration in the normal turnover rate for ductal epithelium (accepting the foam cell as representative of a degenerate form of ductal epithelium). This concept of an altered turnover rate is also supported by knowledge of the anatomic changes in the breasts of pregnant women and by the observation of fewer foam cells in specimens from pregnant women. 738 KING ET Our observations thus far have led us to believe that the normal, nonpregnant woman who has no symptoms of breast disease can be expected to have a nipple aspirate specimen containing very few cells. Foam cells will comprise a significant percentage of the normal cells, while well-preserved ductal epithelial cells will often be absent or very few in number. If symptoms of benign breast disease are present, the sample can be expected to have an average of 25,000 cells, with ductal epithelial cells present in 78.5% of cases. Apocrine metaplastic cells, a further indicator of breast disease, will rarely be found in specimens from asymptomatic women. We believe that our finding of relatively cellular specimens associated with benign breast disease and comparatively scantly cellular specimens from normal breasts is very important in the routine evaluation of nipple aspirate specimens. AL. 2. 3. 4. 5. 6. 7. 8. References 1. Barrett D, King EB: Comparison of cellular recovery rates and morphological detail ob- 9. AJ.CP.—Vol. 64 tained using Millipore, Nuclepore, and Cytocentrifuge techniques. Presented at the Twenty-second Annual Scientific Meeting of the American Society of Cytology, 1974. Acta Cytol, 18:542-543, 1974 Holmquist DG, Papanicolaou GN: T h e exfoliative cytology of the mammary gland during pregnancy and lactation. Ann NY Acad Sci 63:1422-1435, 1956 Kern WH, Dermer GB, Tiemann RM: Comparative morphology of histiocytes from various organ systems. Quantitative cytologic and ultrastructural studies. Acta Cytol 14: 205-215, 1970 Kjellgren O: T h e cytologic diagnosis of cancer of the breast. Acta Cytol 8:216-223, 1964 Papanicolaou GN, Bader GM, Holmquist DG, et al: Cytologic evaluation of breast secretions. Ann NY Acad Sci 63:1409-1421, 1956 Papanicolaou GN, Holmquist DG, Bader GM, et al: Exfoliative cytology of the human mammary gland and its value in the diagnosis of cancer and other diseases of the breast. Cancer 11:377-409, 1958 Petrakis NL: Analysis of breast secretions obtained by a breast pump. Presented at the First Breast Cancer Task Force Working Conference, National Cancer Institute, Williamsburg, Virginia, February 5 - 7 , 1973 Petrakis NL, Mason L, Lee R, et al: Association of race, age, menopausal status, and cerumen type with breast fluid secretion in nonlactating women, as determined by nipple aspiration. J Natl Cancer Inst 54:829-834,1975 Sartorius O: Breast fluid cells help in early cancer detection. JAMA 224:823-827, 1973
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