What The Rejection Of Anwar Ibrahim’s Petition For Pardon Tells Us About Malaysia’s Royal Pardons System Daniel Pascoe Assistant Professor School of Law, City University Hong Kong Date: 14 October 2015 Time: 1:00 pm – 2:00 pm Venue: Room 723, 7/F, The Cheng Yu Tung Tower The moderator of this seminar was Simon Young, Professor and Associate Dean (Research), Faculty of Law. Dr. Pascoe introduced and analysed Anwar Ibrahim’s case in relation to the Malaysian Royal Pardons System, which was the subject of his doctoral thesis at Oxford University. This system of pardons is an interesting system to study as it operates in a divergent manner to other systems like in the United Kingdom, the Republic of Ireland, Iran, and etcetera. Hong Kong does not have a system of pardons as such therefore it is thought provoking to reflect on various different systems. Under Article 48 of the Basic Law, petitions can be made to the Chief Executive, and it is only the Chief Executive of the Legislative Council that can decide to pardon offences or commute a penalty. However, prior to Hong Kong’s handover to the People’s Republic of China, pardons were based on the royal prerogative. Anwar Ibrahim, the former deputy prime minister of Malaysia, recently had his petition for pardon rejected by the Yang di-Pertuan Agong (the Malaysian king) in March of 2015. Dr. Pascoe examined the Malaysian system of royal pardons in relation to Anwar Ibrahim’s case because this rejection has sparked much controversy both locally and internationally. Dr. Pascoe’s earlier research on the Malaysian system of pardons, which he obtained for his doctoral thesis, was based on observations and findings from archival and ‘elite’ based interviews in 2011 and 2012. This enabled him to form three hypotheses as to why the Yang di-Pertuan Agong rejected Anwar’s petition for pardon in March this year. “Elite-based” interviews were especially important because they provided a great deal of insight into what occurs in closed-door meetings and provided some information that official documents chose not to disclose. Dr. Pascoe hypothesised that Anwar Ibrahim’s petition rejection stems from the following three reasons; 1. The previous history of Malaysian Royal Pardon grants 2. Overt political influence on Pardons Board decision-making 3. The historical role of Malay Monarchy 1 © CCPL, HKU Written by Zahra Kamaruddin Background to Anwar Ibrahim’s Case Anwar Ibrahim served as Malaysia’s Finance Minister from 1991 to 1998 and also concurrently held the position of Malaysia’s Deputy Prime Minister from 1993 to 1998. A parliament member of the United Malay National Organisation (UMNO), 1 he was presumed to be Mahathir Mohamad’s eventual successor. However in 1998, following a political split from Mahathir Mohamad who was then the prime minister, Anwar Ibrahim was removed from his post. The reason for this political split was a “bitter power struggle over calls for reform and an end to cronyism”.2 Anwar Ibrahim was also charged and convicted of abuse of his ministerial office and of sodomy with his family’s driver. This was a criminal offence because section 337 of the penal code prohibits sodomy (heterosexual and homosexual). His charges and convictions were denounced internationally as they were said to be a result of political interference in the criminal justice system. Many presumed that the charges and convictions were an attempt to end Anwar Ibrahim’s political career. He was sentenced to fifteen years in prison. He was released after having served all six years of his corruption charges in 2004. This was the same year that the Malaysian federal court, the highest appeal court in Malaysia chose to overturn his sodomy conviction. While imprisoned, Anwar Ibrahim’s wife Dr. Wan Azizah Wan Ismail founded a new political party in 1999 called Parti Keadilan Rakyat (also known as the People’s Justice Party), which is now the leading opposition party in Malaysia. Anwar Ibrahim returned to parliament in 2008 to head the People’s Justice Party. In 2008, he was convicted of sodomy with an aide again. Many said that this too was a result of political inference in the judicial system. Anwar Ibrahim was then tried but acquitted in 2012 by the federal court in time to contest for the general elections in January 2013. He lost the closely run election. In March 2014, the court of appeal overturned Anwar Ibrahim’s acquittal; the latter sentenced him to five years in prison. Anwar Ibrahim’s final judicial appeal to the Malaysia Federal Court affirmed the court of appeal’s decision in Februarys 2015. However, he has filed a couple of judicial reviews since then. As a consequence of this conviction, he is banned from politics again and this time for a period of ten years. He will be imprisoned for five years but he will also not be able to participate in the political sphere five years after his release. 1 The UMNO is the largest political party in Malaysia and the party from which the prime minister has always been elected since the country’s independence. Najib Razak, Malaysia’s current prime minister also belongs to this party. 2 ABC News. Anwar Ibrahim: a timeline of political turmoil. 10th February 2015. http://www.abc.net.au/news/2015-02-10/anwar-ibrahim/6083644 (accessed November 2nd , 2015). 2 © CCPL, HKU Written by Zahra Kamaruddin Anwar Ibrahim has been incarcerated in a prison in Sungai Buloh Selangor, which sits on the outskirts of Kuala Lumpur. Additionally, reports have been made indicating that his health is deteriorating. His wife however, remains politically active and she just won the bi-election for her husband’s former seat in Penang. His supporters from the People’s Justice Party together with his family submitted a petition for a royal pardon. This petition was submitted in February 2015 but was rejected in March 2015. The result of Anwar’s petition was not suprising to those who follow Malaysian politics. Despite the international community’s skepticism of these convictions, the federal court’s Chief Justice, Zakaria, indicated that the court had “overwhelming evidence” to convict him with sodomy charges.3 The Human Rights Watch stated that the decision was politically driven and the decision caused much conflict between the Anwar Ibrahim’s supporters and the police.4 Furthermore, the verdict means that that Anwar Ibrahim will remain in prison until he is of seventy-two years of age. His ban from politics deprives him of his parliamentary seat and does not allow him to run for the 2018 election.5 Malaysian system of Royal Pardons In Malaysia, the royal petrogative to grant pardon can result in the following; A reduced death sentence to something less than death A reduced prison term The release of the petitioning individual altogether This reduction or commutation can occur in the following manner. First, an individual can submit a petition to the relevant state or pardons board. This board then advises the political leader on the issue but it is ultimately up to the leader to exercise their discretion. Second, all death sentences are automatically considered for pardon by the board. Third, each prisoner serving a long-term prison sentence is automatically considered for release every four years. The intrinsic composition of the pardons board is also important. The board comprises of Malaysia’s federal attorney general or the delegate attorney general, the relevant state chief ministers and up to 3 appointed ‘eminent’ members of the public (these laymen have no legal background and there to provide a more balanced view or interpretation). 3 AFP. Malaysia's Anwar Ibrahim sodomy conviction upheld as he faces five-year jail term. 10th February 2015. http://www.telegraph.co.uk/news/worldnews/asia/malaysia/11402153/Malaysias-AnwarIbrahim-sodomy-conviction-upheld-as-he-faces-five-year-jail-term.html (accessed November 2nd, 2015). 4 Ibid. 5 Ibid. 3 © CCPL, HKU Written by Zahra Kamaruddin Altogether there are sixteen different pardons boards (both state and federal pardon boards). These boards make recommendations to the Malay hereditary rulers of the nine states, the four appointed states governors (the states that do not have a ruler) and to the Yang di-Pertuan Agong. On a side note, the Yang di-Pertuan Agong’s independence should be considered. His independence over pardon decision-making in federal, military and security cases has and continues to be the subject of numerous academic and political work. The role of the Yang di-Pertuan Agong was a result of the 1957 constitution and he holds immense power within this constitution. The role rotates between the nine hereditary rulers of Malaysia. The board can make recommendations concerning federal, military and security spheres however the herediatry rules, state governors and the Yang di-Pertuan Agong are not obliged to the follow the board’s recommendation. However, they have been known to follow through on the board’s recommendation in the majority of cases. This usually occurs when prominent individuals reside over the meetings as chairman of the pardons board. Furthermore, the materials for each board have a certain degree of influence over the outcome of the decision. These materials include; The prisoner’s petition (this outlines why the pardon should be granted) Reports from the police, the narcotics board, psychologists (from the prison’s department) Recent reports from the Malaysian federal attorney general For in-depth cases, there is a judicial requirement where the evidence from the trials, the recommendations and the documents from the appeal judges are necessitated Dr. Pascoe’s Hypotheses and Explanation In his paper, Dr. Pascoe argued that due to a number of systemic features of the Malaysian royal pardon process, the Yang di-Pertuan Agong’s rejection of the petition was no surprise. Dr. Pascoe believes that although substantial literature already exists on the subject areas such as the powers and procedures of the Malaysian pardon bills as well as on the various states and federal rulers that exercise the power to pardon, there is a gap in the literature. He suggests that studies tend to look at the pardon system from a predominatly doctrinal or textual perspective. He deems that the existing literature does not but should study the Malaysian pardons system in the context of larger studies or topics such as the mandatory death penalty for drugs and firearms as well as the power of imunity given to Malay monarchy. His research attempts to expand the current literature by drawing three conclusions on the Malaysian royal pardons system. 4 © CCPL, HKU Written by Zahra Kamaruddin Methodology He conducted qualitative empirical research rather than solely basing his hypotheses on doctrinal analysis. Attempting to systematically garner empirical data, he gathered information on the whole population that benefited from pardons in Malaysia’s recent history. He further conducted ‘elite-based’ interviews with lawyers, judges, politicians and NGO staff in Kuala Lumpur in order to understand the way in which pardon decisions had been made. It would be difficult to monitor what occurs in the pardons board meetings and he assumed that it was not possible to observe board proceedings first hand nor see the proceeding records in Anwar’s case or in other cases. Hypotheses and Explanations Hypothesis 1: The previous history of Malaysian Royal Pardon grants Over the past four decades, none of the relevant decision makers have issued pardon on the grounds of factual innocence. However, that was the basis of Anwar Ibrahim and his family’s petition before the federal pardons board. They argued that he was wrongfully implicated. There is no evidence to suggest that cases argued on the basis of possible factual innocence have been successful since 1975. This historical context provides some indication of the outcome such cases, even though grants and board recommendations are not subject to the doctrine of judicial precedent. The reason why royal pardon is granted or rejected is not often made public but it is possible to speculate and narrow down on the range of factors that influence decisionmaking. These factors can be found from empirical research such as media reports, secondary literature, and interviews. Additionally scholars, commenters and journalists have generally seen non-legal factors as having the greatest influence over decisions made by the board and Malay monarchy. The types of non-legal factors include; A foreign prisoner’s country of origin (to maintain good relations with other states) Previous public service of the prisoner The political connections of the prisoner Retributive justifications (these have been decisive in some cases): Prisoner’s age, especially if they are underage A case in which complete or partial defense was argued but did not succeed in court Procedural irregularities Pressing criteria that has emerged during commutation Rehabilitation reports (this is of chief importance for the board because of the absence of a separate body. The pardons board also acts as a parole board because this does not exist in Malaysia.) 5 © CCPL, HKU Written by Zahra Kamaruddin Importance of Rehabilitation Reports for the Malaysian pardons board A number of prisoners in lower profile and unrecorded cases have been awarded absolute pardon or have had their sentence commuted. Their sentences were commuted under the condition that they demonstrated remorse, repented and apologised. As mentioned earlier, prisoners serving long-term sentences are automatically considered for pardon every four years. Each prisoner also has the right to petition the decision-maker for pardon every two years. This means that prisoners serving life or natural life sentences have a higher likelihood of satisfying the criteria for royal pardon. Due to the longer period of their sentences, they have more chances to petition for pardon. However, it must be noted that if an individual submits a petition himself, then he is essentially implicating himself. This is the main reason why Anwar Ibrahim did not submit the petition himself; instead his family submitted it on his behalf (under Article 42 of the Malaysian Federal Constitution). His family argued for pardon on the basis of wrongful conviction and factual innocence rather than on the basis of mitigating circumstances because they alleged that the evidence had been fabricated, therefore he should be exonerated. Dr. Pascoe stressed that Anwar Ibrahim’s case exhibits one of the key mitigating factors that could have been considered by the pardons board. Anwar Ibrahim, prior to his conviction had been a long-term serving politician. No one knows if this was discussed in the relevant party board meetings. In the past, pardons have been awarded to politicians. However in the previous cases, unlike in Anwar Ibrahim’s case, the current members of the ruling party rather than the former members were involved in the decision-making process. The only exception to this established trend is Lim Kit Siang’s case. Lim Kit Siang was awarded pardon in 1969 after which he was allowed to retain his position in parliament. He is still associated with the Democratic Action Party (DAP), another opposition party. Yang di-Pertuan Agong (Malaysian king) rejected Anwar’s petition for pardon and found that no requisite mitigating circumstance could be found. Dr. Pascoe stated the Malaysian pardons board has never considered the notion of factual innocence. Hypothesis 2: Overt political influence on Pardons Board decision-making The rejection of Anwar’s pardon was due to the overt political influence of the pardons board and the materials it considered. The pardons board is supposed to, by description, provide politically impartial advice. The federal government has no say in whether the pardon should be granted or rejected. However, the composition of political representation on the pardons board suggests that decisions are politically motivated. The federal attorney general, local chief ministers and the ‘politically sympathetic’ lay members are in a position to give recommendations that suit the elected governance. The final decision maker, who is either the Yang di-pertuan Agong (king), governor or sultan can choose whether or not to act upon these recommendations. However, Dr. Pascoe said that this can be deemed irrelevant as it does not influence nor overshadow the fact that the federal attorney general, local chief ministers and the lay members set the recommendations. Additionally, it is possible for these entities to make negatives 6 © CCPL, HKU Written by Zahra Kamaruddin recommendations, if they came to a consensus. This would increase the likelihood of certain petitions being rejected. In relation to Anwar Ibrahim’s case, it is suspected both within and outside Malaysia that the leadership intended to wrongfully convict him in order to incriminate him. This however, cannot be proved in the absence of first hand testimony. Furthermore, the role of the attorney general is important in Anwar Ibrahim’s case. The attorney general’s report is the first report that is considered in the meeting. This is significant because the attorney general authors his own report and presents it to the board. Other individuals may write reports but these authors are not present in the meeting. Unlike other parties that submit documents to the pardons board, this means that the attorney general can defend his position before the court because he is physically present in those meetings. Moreover, according to three interviews that Dr. Pascoe conducted, the federal attorney general’s recent oral submissions have had the greatest influence on the final decision. There are two key reasons why the attorney federal general’s written and oral submissions have likely been negative in this case. The positions of federal attorney general and Malaysia’s chief prosecutor are being concurrently held by the same individual. This affects the ‘impartial’ nature of the recommendations and advice. Even though the federal attorney general’s historical lack of independence from Malaysia’s elected government is evident, Dr. Pascoe questions whether or not these two roles are distinctly separate given the circumstances. Why would the federal attorney general recommend pardon when the state has already put significant amount of resources into the prosecution of the case? The appointment and dismissal of the attorney general is made through direct ministerial recommendation. This means that the nominated individual for the position of the attorney federal general will have the support of the elected government. In this case, Dr. Pascoe indicated that the impartiality attorney general is questionable. As mentioned, current members are usually involved in the decision-making but the current federal attorney general sat on the previous pardons board. It has been reported that Abdul Gani Patail, the attorney general has a “long standing animosity towards [Anwar Ibrahim]”. 6 Abdul Gani Patail was appointed to the position of attorney general in 2002 and has served until recently as he was suggested to step down from his post,7 under Clause (5) of Article 145 of the constitution. 8 He was also the state prosecutor during his Anwar Ibrahim’s original sodomy and corruption trials. 6 Ho Kit Yen. Anwar seeks judicial review of Pardons Board rejection. 24th June 2015. http://www.freemalaysiatoday.com/category/nation/2015/06/24/anwar-seeks-judicialreview-of-pardons-board-rejection/ (accessed November 2nd, 2015). 7 Yiswaree Palansamy. Gani says in the dark over sudden termination. 28th July 2015. http://www.themalaymailonline.com/malaysia/article/gani-says-in-the-dark-over-suddentermination (accessed November 2nd , 2015). 8 The Malaysian Insider . Gani’s removal was constitutional, says new A-G. 29th July 2015. http://www.themalaysianinsider.com/malaysia/article/ganis-removal-wasconstitutional-says-new-a-g (accessed November 2nd , 2015). 7 © CCPL, HKU Written by Zahra Kamaruddin Dr. Pascoe hypothesised that, once a decision had been made to convict Anwar Ibrahim for a second time then that was the decision of the attorney general. Additionally, the decision to reject pardon would have also been his. Due to the attorney general’s dominating role, all that he was required of him was to convince the other members on the board including the state chief ministers and the three lay members. The evidence from previous cases suggests that all the members tend to follow the advice of the federal attorney general. Hypothesis 3: The Historical Role of Malay Monarchy This hypothesis is concerned with both the style and nature of the decision-making on the pardons board in the federal jurisdiction of Malaysia. The drafting of the Malaysian constitutional power to grant pardons was significantly influenced by the royal prerogative of mercy as in the United Kingdom. It is also worth noting that the hereditary rulers or state sultans have been exercising their judicial power to pardon well before the British colonial era began. Talib Azlan Shah, a former chief justice and head of Perak (from 1994 until his death in 2014), suggested that the Malay sultans exercised clemency or pardon in order to depict themselves as absolute monarchs. 9 This was a manner to demonstrate power over their subjects. More recently, pardons have been issued on a sultan’s birthday and on the first day of Ramadan. It is unclear whether such festivity is the reason for granting pardon or if they reflect the timing of the grant. Additionally, Dr. Pascoe’s interview sources have suggested that a number of modern state rulers such as the rulers of Johor, Selangor and Perak have demonstrated their independent discretion over constitutional matters of the prerogative. An example of this occurred one week ago; with Malaysia’s ongoing leadership crisis, all nine state sultans issued a joint-statement that urged for an investigation of the scandal where they advocated for stern action against all those implicated. This indicates that the state sultans are not reluctant to intervene for political means. Interview and archival sources have further supported this point because the pardons board’s dynamics differ depending on whether the board is chaired by hereditary ruler because these rulers have had a history of pardoning. The dynamics change if the board is chaired by one of the appointed Yang di-Pertua Negeri (state governors) or the Yang di-Pertuan Agong. The four Yang di-Pertua Negeri (state governors) are appointed and therefore have a reduced degree of autonomy on matters of the royal prerogative. Nancy Shukri, a Malaysian politician and minister, relayed the conventional view that the final decision lies with the Yang di-Pertuan Agong rather than with the attorney general and the board. She said “the decision is exclusively his” and “will not see it as his function to take a different view from that advised. He’s the head of state, not a political leader”. The fact that Anwar Ibrahim’s petition for pardon was rejected a month after it was submitted illustrates that the Yang di-pertuan Agong interpreted his constitutional 9 A sultan during the Malacca period held undivided power, he could wage war, make decision on issues of life and death as well as administer law and order. 8 © CCPL, HKU Written by Zahra Kamaruddin role as to follow a presumably negative recommendation from the political executive on the board. If Anwar had been convicted by one of the nine sultans rather than a governor, the chances of being granted pardon would have been higher. This assumes that the sultans would have been more sympathetic towards Anwar Ibrahim’s case than the federal attorney general or the Yang di-pertuan Agong but this only an assumption. Most cases especially if a sultan resides on the pardons board, will wait around fifteen to twenty-five years to grant pardon. Most prisoners have served their prison terms before their petition is considered. This occurs despite the fact that the sultans receive reports on the progress and rehabilitation of prisoners every four years. Furthermore, no legal time has been delineated in which the Yang di-pertuan Agong, the yang di-pertua Negeris (state governors) or sultans need to call a board meeting. There is also no legal time in which they must make their final decision, as this has to do with their royal prerogative. Anwar Ibrahim’s petition was submitted in February 2015 only to be rejected in March 2015, suggesting that there is a great deal of political control involved in the pardoning process. The Yang di-pertuan Agong was either keen to pardon him, or was acting on a negative recommendation made by the political executive to reject the petition as soon as possible. The latter seems to be the case and he followed this recommendation in his constitutional role. In conclusion, these three hypotheses apply not only to Anwar Ibrahim’s case but to all sixteen federal and state pardons boards. However, empirical testing of any one of the three hypotheses would be extremely difficult. Unlike the proceedings of the Malaysian courts, the proceedings of pardons boards are not open to the public and therefore no first-hand observations can be made. The absence of any empirical data on the recommendations that the boards make, means that it is not possible to know if the outcome is a result of an agreement between the chair and the board, or if the chairman (the Yang di-pertuan Agong, Yang di-pertua Negeri or sultans) has taken the royal prerogative into their own hands. Dr. Pacoe’s three hypotheses on Anwar Ibrahim’s case were reached on the best possible evidence available to him. 9 © CCPL, HKU Written by Zahra Kamaruddin QUESTION & ANSWER SESSION Moderator: One question that I had was, you mentioned that there are some on-going judicial reviews, are they judicial reviews of the court’s decision or the judicial reviews….? Dr.Pascoe: I think Anwar has sixteen legal avenues that he is pursuing, but I think that it is both. He has launched a judicial review in relation to the rejection of his petition and on the basis that the former federal attonery general Patail has this alleged long standing animosity towards him, implying that he was not impartial at the time he gave his advice. That is the judicial review of the pardons board. He has also launched the judicial review of the federal court’s decision that rejected his appeal. He has launched those two, in addition to other illegal cases. Moderator: How transparent is the judicial review in stating the reasons? Dr Pascoe: The reasons for the pardons board? It is not, and this is the point. Previous Malaysian cases have established that because it is matter of the royal prerogative you do not need to issue reasons and the process is kept secret. Thus the royal pardon system is not subject to judicial review. Question: How powerful is the monarch or sultan? What other powers they do they have apart from their decision-making role? Another related question is that, given the political crisis is there a sign that they are bribing the state in order to achieve more power? There are three of them; they can form powerful political groups. Dr Pascoe: They have this institution in Malaysia called the Council of Rulers10 and all nine state sultans sit on this council. I guess that it can be perceived as a threat by the political executive. There have been a couple of previous constitutional crises in Malaysia, in which the sultans have exercised power that they believe; they have the discretion to exercise under the constitution. However, they exercise it against the advice of the elected government. This led to changes in the Malaysian constitution for example in 1992 and 1999.11 The constitution now stipulates that power should only be exercised, when the ruler is acting on given advice. This indicates that individuals feared of the sultans’ rival power, where the constitutional change constrains the Malay sultans. The other point is that the prerogative power of the rulers depends on the state they come from. The four appointed state governors do not have much independent power in the elected government. To see this, we only need to look at the statements made a week ago that assert that prime minister should step up, this can be seen as an encroachment on party politics. 10 The Council of Rulers was established by the Malaysian Constitution and elects the Yang di-pertuan Agong. 11 Articles 39-42 were amended 10 © CCPL, HKU Written by Zahra Kamaruddin Question: Have any reforms been proposed relating to the power of the federal attorney general? It seems as though from your presentation that the federal attorney general holds a great deal of power. Dr. Pascoe: There is a problem with that. Remember that the federal attorney general is also the prosecutor. Malaysia is not the only jurisdiction where you would get the prosecutor advising on pardon, Singapore does the same. Anytime you get a prosecutor advising on whether or not to issue the pardon then they are unlikely to say ‘yes’ because they will think that they put so much effort into convicting an individual, why should they let the prisoner off now (by either reducing the sentence or releasing the prisoner altogether). I guess one way to reform it would be to separate the institutions of prosecution with the advice role on the pardons board. The second problem is that the federal attorney general was meant to be the state’s legal advisor but is meant to be formerly independent from the political executive. I am not sure if legal reforms are necessary for that, historically there have been some allegations that the federal attorney general just helps with the bidding for the elected government. If you can separate the federal attorney general from the political executive, the more likely you are to get impartial advice (in the interest of justice not party politics). I am not sure how to do that but that is the key crux. Response: Is there any reason why this has not been done yet? Dr. Pascoe: Malaysia has a particularly strong executive and I guess they are still developing their democracy. Moderator: I just want to comment on that and reflect on how this occurs in Hong Kong. You petition to the Chief Executive of the Legislative Council for pardon. There is a functional separation with regards to the Secretary of Justice, where the Secretary of Justice acts as the legal advisor and handles the prosecution. Dr. Pascoe: Is that strongly independent to party politics? Moderator: Yes and no, the Secretary of Justice wears two hats like in the judicial common law manner. Functionally there is a separation when it comes to the prosecution’s decisions, this would mean allude to the lack of party politics. However, when the Chief Executive receives one of these petitions, he would ask the solicitorgeneral to advise him and the solicitor-general can sit on the same level as the director of prosecution. So there is a function of separation, just as when you said that the two positions were held concurrently in Malaysia. In fact in Hong Kong, it is the same for the Secretary of Justice, but functionally it is different because of the divergent divisions within the department. Does this happen in Malaysia? Dr. Pascoe: The federal attorney general does sometimes have a delegate on the pardons board, where the federal attorney general is supposed to give advice on the pardons case but it is the delegate’s responsibility to give advice to the solicitor-general. This is the role of the prosecutorial office. Certainly in Anwar’s case, the federal attorney was the same individual who had prosecuted him in court and was also the individual who gave advice and sat on pardons. But, in public state cases in Malaysia, it may be a delegate. 11 © CCPL, HKU Written by Zahra Kamaruddin Question: I was intrigued by the aspects of your first hypothesis, such as the fact that factual innocence has never been a cause for pardon and therefore there is no such thing as a wrongful conviction. The submission of pardon means that the individual concerned is implicitly admitting guilt. I wonder if the system has been set up this way to force the applicants to fail because there is no way to say that ‘I was wrongly convicted’. If you need to submit a petition yourself and you do not have a family to submit a petition on your half, you are saying ‘yes I am guilty’. It is like pleading the fifth, where you are implicating yourself. If you were to petition for pardon, how would you do this? Dr.Pascoe: Good question. This is something that Anwar wrestled with and eventually asked his family to apply for it. Initially, in his first set of sodomy trials in 1998 when he was convicted, he did not want to apply for pardon either. We were really just talking about his second set of charges but for his first set of charges, his political supporters applied for him on his behalf because they knew that he would be admitting guilt if Anwar had applied himself. The first solution is to get someone to apply on your behalf. Factual innocence can be seen as only one of the potential grounds to apply for pardon and as I have said it has not been successful in Malaysia. However, more pardons have been issued in Malaysia than in Singapore. Non-legal factors such as your previous political service, political connections or retributive justice could grant an individual pardon. I guess you could say that it is a miscarriage of justice. If you argued for self-defence, procedural irregularities, duress or intoxication but you have not been able to satisfy the requirements, then you can argue that there is some evidence of defence in your petition but in this case you will still be admitting to the act. You can also use the rehabilitation argument, where you can say that you are serving a natural life sentence but argue that you have changed. You have these other options. However, if your sole argument is that you did not commit the crime, then you are best off asking someone else to file a petition on your behalf. Question: Does Malaysia have a mechanism for ministerial reference? This where the ministry can refer the case back to the courts even after all appeal rights have been exhausted. It is used when you have exhausted all your pure rights but you have new evidence to prove that you are innocent. The ministry can then take the case back to the courts (Hong Kong). Dr. Pascoe: This is the judicial review in Malaysia. I do not think that Malaysia has this mechanism and there is a problem with this. It would need to start in the political office rather than in an independent office. The fact that it would need to start in the political office would not help someone like Anwar who is not popular (in the political sense). Response: I was just thinking that if you had the separate mechanism, issues about innocence and guilt would have a different track, as pardons are presupposed and formal. Perhaps something that is similar to criminal cases in the United Kingdom, where the secretary or ministry of justice can give you one last chance. Dr. Pascoe: That is one of the lessons from Anwar’s case; you need a separate body or mechanism to consider factual innocence because in Malaysia asking for pardon is perceived as begging the ruler for your life or freedom. This also suggests that you have repented for your crimes. So yes, there needs to be a separate mechanism. 12 © CCPL, HKU Written by Zahra Kamaruddin Question: How does this then impact criminal records, is there a possibility for criminal records to be expunged or sealed in cases where you are granted pardon? Dr. Pascoe: Yes. The pardon’s board has the discretion to do that. The pardons board can release you from prison and can also rehabilitate your record. Anwar is banned from politics for five years (five years in prison and then for the five years after he is released) and if, he were to receive pardon from the federal pardons board, I think that it would be up to the discretion of the ruler but I am not sure. The ruler can grant an absolute pardon or remove the punishment but keep the conviction. Response: But is there a possibility that it can be expunged totally? Dr.Pascoe: Yes, I think they have that discretion but I am not sure. Question: How are the three lay members on the pardons board selected? Are they the same individuals all the time? Do they rotate and do they have term limits? Dr.Pascoe: These members are appointed under the Malaysian constitution and by the federal attorney general. The original purpose behind this provision in the constitution was to keep a racial balance on the pardons board. So you were supposed to have one Malay member, one Chinese member and one Indian member. I am not sure if this happens in practice but this was the original purpose. I have not done a study looking into all the lay members and in fact their identities appear to be kept secret in order to avoid certain consequences that their services on the pardons board might have. What you do have however, are individuals who have retired from public life or people who are going to pass away. Their services on the pardons board will be included in their obituaries so you tend to see that the lay members were senior individuals at the time they were appointed so they could be former businessmen, etcetera. I suspect that the appointment process makes it more likely that the lay members feel more sympathetic towards the petitioners. Moderator: Thank you very much for the engaging and interesting seminar. I wish you all the best. 13 © CCPL, HKU Written by Zahra Kamaruddin
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