Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 COURT ACCESS Applying Full Faith and Credit to Pennsylvania PFA Orders JULY 2012 Full Faith and Credit Are Pennsylvania Protection from Abuse (PFA) orders enforceable in other states? Are protection orders from other counties and states enforceable here? Does the law require out-ofcounty and out-of state protection orders to be re-filed in Pennsylvania? How does Pennsylvania’s PFA Database (PFAD) accommodate such orders? We’ll define Full Faith and Credit and discuss how it applies to protection orders from other states and other Pennsylvania counties. On page 4, we review PFAD procedures for modifications and ICCs. Why is Full Faith and Credit Important? 2 Protection Orders Issued in Other States 2 PFA Orders Issued Within Pennsylvania 3 PFA Modifications , ICC and PFAD 4 Where to Find More Information 4 Ask PCADV When a minor violates a PFA Order, why isn’t the information in PFAD or available to the public? 5 PFA Relationships Consanguinity: Slusser v. DeBoer Affinity: Pennsylvania v. Walsh 7 What is “Full Faith and Credit?” Full Faith and Credit simply means that protection orders from anywhere in the U.S. (including tribal lands, territories and Puerto Rico) are enforceable anywhere else in the U.S. Full Faith and Credit is what the provision is called in the Federal Violence Against Women Act (VAWA), 18 U.S.C. § 2265 (2006). Both VAWA and the Pennsylvania PFA Act specifically direct any jurisdiction to accept “foreign” (meaning from another jurisdiction) protection orders or PFA orders. 23 Pa.C.S. § 6104(a). Therefore, Pennsylvania law enforcement and courts recognize and enforce protection orders from any other U.S. jurisdiction. Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 Why Is Full Faith and Credit Important? When an abuser violates a protection order, it’s important to know that the PFA order is enforceable – anywhere. A victim needs to know that a call to law enforcement will bring help to stop the offender from violating the order. Also, a victim should be able to have the protections enforced as entered by the issuing judge, even if the state where the violation occurred does not offer the same relief. Pennsylvania and other states have agreed on the importance of a common format for the front page of protection orders. A common format makes it easier to understand and enforce foreign orders, and strengthens the safety net for plaintiffs and their children. The Project Passport format is codified in the Pennsylvania Rules of Civil Procedure, Rule 1905. Protection Orders Issued In Other States Scenario: Patty and Dave Patty has a valid protection order from New Jersey that prohibits her husband, Dave, from contacting her. After Patty moved to Pennsylvania, Dave contacted her to say that he could come after her no matter where she lives. Will Patty’s New Jersey order be enforceable in Pennsylvania? Yes. Full Faith and Credit provides that a Pennsylvania court will recognize and enforce the New Jersey no-contact order. Must Patty file this foreign protection order in a Pennsylvania courthouse (Prothonotary’s office) to ensure that the order will be enforced? No. Because of Full Faith and Credit, Patty does not have to register the New Jersey order for it to be enforceable in Pennsylvania. 23 Pa.C.S. § 6104(d)(3). However, a plaintiff may choose to file a certified copy of a foreign protection order with the county Prothonotary anywhere the plaintiff believes that enforcement could be necessary. 23 Pa.C.S. § 6104(d). For instance, Patty is permitted to file in county A where she lives, or in county B, where she works and her children are in daycare. While many counties simply absorb the cost of filing the paperwork, others pursue the defendant to pay the civil fee. If it is the county’s policy to notify or charge fees to PFA defendants, the Prothonotary or court personnel should inform a plaintiff who wants to register a foreign order. When Patty files a certified copy of her New Jersey order in Pennsylvania, the county Prothonotary sends a copy to the Pennsylvania State Police. However, Full Faith and Credit ensures that Patty’s New Jersey protection order is valid and enforceable whether or not she files a copy in Pennsylvania. If a court assesses costs against defendants, it may cause safety concerns for plaintiffs who do not want their location known. An invoice from a county office notifies the defendant of the state and county where the plaintiff currently resides. Why doesn’t Patty have to pay a fee to register her foreign order? Some counties charge fees for any kind of civil filing, but the PFA Act prohibits them from charging any fees to a PFA plaintiff. 23 Pa.C.S. § 6104(d)(1). According to the National Center for Protection Orders and Full Faith and Credit, victims and their children are at increased risk of violence when they leave their abusers. continued on page 4 Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 2 Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 Full Faith and Credit – Protection Orders Issued in Other States (continued from page 2) Offenders who cross jurisdictional lines in pursuit of victims may pose greater risks of lethal assault. (See Protecting Domestic Violence Victims: A Law Enforcement Officer's Guide to Enforcing Protection Orders Nationwide.) Plaintiffs like Patty, who fear abusers may further hurt or harass them, may safeguard their new locations and decide not to file their foreign protection orders. Patty could meet with an advocate from the local domestic violence program for her county to discuss the advantages and disadvantages of registering her New Jersey order. The court or PFA office can provide information about the local program to anyone asking for a PFA or protection order. If Patty doesn’t file the order and Dave violates it, how will law enforcement know what is in the order? Patty can show her order to the law enforcement officer who responds to the incident, whether or not she has filed it locally. The PFA Act states that a police officer or sheriff shall arrest a defendant for violating a foreign protection order. 23 Pa.C.S. § 6113(a). After the defendant is arrested for violating the order, the court determines the validity of a foreign protection order, not the police officer. 23 Pa.C.S. § 6104(a). The PFA Act’s priority is protecting the victim from further harm. A foreign order is not filed in Pennsylvania’s PFA Database (PFAD), but can be found in federal databases. It is not practical to enter foreign orders in PFAD because protection order relief varies from state to state. For instance, New Jersey can issue protection orders “for life,” but there is no way to enter an unlimited period into PFAD. PFAD forms follow Pennsylvania law, and the maximum expiration date on the PFAD form is three years. Law enforcement or court officers can access the correct information for enforcement in the federal National Crime Information Center database, also referred to as NCIC. When a defendant violates an out-of-state protection order, the violation can be filed either in the state/county where the violation occurs or the issuing state/jurisdiction. The county where the violation occurs may create a new order and enter that order into PFAD. The court hearing the violation could instead keep the issuing state’s order on file and distribute a copy of the foreign order to the Pennsylvania State Police. PFA Orders Issued Within Pennsylvania Scenario: Pam and Dan The Philadelphia County Court granted Pam a PFA order against her husband Dan. Pam moved to Dauphin County. Does Pam need to file her PFA Order in Dauphin County to ensure that the order is enforced? No. The PFA Act provides that an order issued in any Pennsylvania county is enforceable anywhere in the state and does not need to be filed in another judicial district to be enforced. 23 Pa.C.S. § 6104(e). The PFA order allows contact between Pam and Dan but prohibits any abuse. After Pam moves to Dauphin County to be away from Dan, he continues to contact and harass her. Pam now wants to modify the order to prohibit any contact. Can Pam request a modification in Dauphin County? Yes. Pam can file a request for modification to the PFA order in Dauphin County where she is living. She could choose to return to Philadelphia County where the PFA order was originally issued, but is not required to do so. Pa.R.C.P. 1901.1. continued… Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 3 Court Access: A Domestic Violence Newsletter for Court Personnel Full Faith and Credit PFA Order – Pam and Dan (continued) In the case of Pam and Dan, it is the responsibility of the Philadelphia County Prothonotary to enter Pam’s original PFA order into PFAD. After the Dauphin County court modifies its provisions to prohibit Dan from any contact with Pam, the Dauphin County court would create a new order in PFAD that lists the new docket number. When making a new order, it is good practice for the Dauphin County court to reference the county (and state if not Pennsylvania) and the earlier docket number. It is also important to state that the new order supersedes the previous order so there is no confusion for other courts or law enforcement. The best practice is for the modifying court (e.g., Dauphin) to notify the issuing court (e.g., Philadelphia) about any changes made to an order (whether the issuing court is in another county or even another state). Dan continues to harass and stalk Pam. Pam contacts the police in Dauphin County to report this violation. The police file an Indirect Criminal Contempt (ICC) charge for violation of the PFA order. Should the violation be filed in Dauphin County? Yes. The Dauphin County court has jurisdiction over the ICC charge because that is where the violation occurred. 23 Pa.C.S. § 6114(a.1). Alternately, Pam could file an ICC in Philadelphia County because that is where the order originated. 23 Pa.C.S. § 6114(a.1). (This rule also applies to violations of out-ofstate orders; a complaint can be filed either where a violation occurs or in the issuing state.) When the defendant violates a PFA order outside of the issuing county, there are two ways to enter the violation in PFAD. The court may use the issuing court’s PFA order in PFAD and create an ICC form utilizing that order and docket number in PFAD. Alternately, the court may create a new PFA order with its own county’s docket number and complete the ICC form. If a new PFA order is created, it should reference the issuing order’s county and docket number. The court may then document the violation, findings and sentence on the PFAD form. EXCEPTION: When a minor defendant violates a PFA order, the violation may not be entered into PFAD. Please see “Ask PCADV” on page 5 to learn about procedures in the PFA process that protect minors’ rights. July 2012 MORE INFORMATION The National Center for Protection Orders and Full Faith and Credit has many publications for courts and law enforcement available online at http://www.fullfaithandcredi t.org/publications.aspx The National Council of Juvenile and Family Court Judges publishes Full Faith and Credit: A Passport to Safety, A Judge's Guide (VAWA 2005 Edition, 2011), available at no charge by calling (775) 784-6012, or online at http://ncjfcj.org/sites/default /files/a-passport-tosafety.pdf. The Pennsylvania Coalition Against Domestic Violence provides training and technical assistance about the PFA Act, domestic violence law and civil procedure. If you have any questions, please call the PCADV Legal Department at 1-888-23-LEGAL. PCADV and the Pennsylvania State Police provide technical assistance and support related to the Protection From Abuse Database. Please call 1-877-777-3375. Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 4 Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 Ask PCADV When a minor violates a Protection From Abuse (PFA) Order why isn’t the decision or disposition of the indirect criminal contempt (ICC) charge filed with the Prothonotary and available to the public? Generally courts make civil court filings, such as PFA petitions, orders and notices, open for public inspection at the courthouse. PFA orders are also filed in the Protection From Abuse Database (PFAD), the statewide registry of PFA orders. PFA orders involving minors are filed with both the Prothonotary and PFAD. PFA Orders & Minors – Procedures Protect Minors’ Rights The court takes into consideration that most minors lack the maturity to understand a civil legal case and proceedings. So that minors don’t unintentionally forfeit their rights under the law, special court procedures protect the rights of minors involved with PFA orders. For instance, an adult guardian must file a PFA petition for a minor plaintiff. 23 Pa.C.S. § 6106(a). For the same reason and to ensure understanding and compliance, a minor defendant must have a guardian present for the entry of a final PFA order. Varner v. Holley, 854 A.2d 520 (Pa. Super. 2004). The Juvenile Act shields a minor’s records when a minor violates a PFA order and is charged with indirect criminal contempt of a PFA. The contempt is considered an “alleged delinquent act” and treated in accordance with the Juvenile Act rather than according to PFA procedures for adults. 23 Pa.C.S. § 6114(a.2). Records Confidentiality Under the Juvenile Act The purpose of the Juvenile Act is to provide juvenile delinquents with supervision, care and rehabilitation, hold them accountable for their actions, and enable them to become responsible and productive community members. 42 Pa. C.S. § 6301(b)(2). For this reason, the Juvenile Act protects juvenile records. The Pennsylvania Juvenile Delinquency Benchbook explains that: Confidentiality has always been one of the core values of the juvenile court system. In order to safeguard a young person’s chances of a decent future, it is often necessary to deny or restrict access to records relating to his past and sometimes even to bury that past altogether. Accordingly, Pennsylvania law strictly limits access to court files and records in delinquency proceedings as well as to law enforcement records relating to juveniles and provides procedures for the expungement of juvenile records in appropriate cases. Pennsylvania Juvenile Court Judges Commission. Pennsylvania Juvenile Delinquency Benchbook, 152 (January 2008). continued… Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 5 Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 (continued) The Juvenile Act specifically prohibits public access to court and law enforcement documents and records regarding the minor defendant. See 42 Pa. C.S. §§ 6307, 6308. Therefore, any records from the delinquency (juvenile) proceeding about the ICC are filed with the Clerk of Courts instead of the Prothonotary and are not available to the public. Pa.R.J.C.P. 166. Entry of Minors’ Records Into PFAD In PFAD, PFA orders are treated differently from PFA violations. Orders filed on behalf of or against minors are entered into PFAD. However, Indirect Criminal Contempt (ICC) violations by a minor are not permitted to be entered into PFAD because there are several categories of PFAD users, such as advocates and certain court personnel, who are not permitted to see juvenile records. The Juvenile Act mandates who can have access to juvenile records, for instance, law enforcement and judges. Although the information about the violation is not available in PFAD, law enforcement and judges have access to these records in other databases. PFA Order Modifications and Extensions At Juvenile Proceedings If the court finds that the minor defendant violated the PFA order, the PFA order can be extended at the juvenile proceeding. 23 Pa.C.S. § 6114(b)(4). The court or juvenile probation officer must notify the Prothonotary to extend the PFA both in the official PFA file and in PFAD. However, neither the PFA file nor PFAD may include any information about the violation of the PFA order by the minor defendant. It is important for Prothonotaries to establish a process with their court administrators to ensure that the court notifies the Prothonotary of any changes made to a PFA order involving a minor. If that critical piece of information is missed, law enforcement will be working from an outdated order in PFAD. There is no difference between filing PFA modifications for minors or adults. Changes or modifications to any PFA order, whether involving a minor or not, require a petition to the court. 23 Pa.C.S. § 6108(d). The court schedules a date to hear the Petition for Modification. If the court makes any changes to the PFA order, the Prothonotary files the new order in the official PFA file and in PFAD. Summary Special care must be taken with juvenile records and record procedures because of the unique nature of juvenile proceedings. PFA and juvenile court procedures protect minors from unintentionally forfeiting civil rights by requiring adult representation for minor parties as well as confidentiality for minors’ records. Confidentiality has always been one of the core values of the juvenile court system. In order to safeguard a young person’s chances of a decent future, it is often necessary to deny or restrict access to records… Pennsylvania Juvenile Delinquency Benchbook Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 6 Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 PFA Relationships: What is “Consanguinity or Affinity?” Anyone has the right to file a Protection From Abuse (PFA) petition; a judge decides whether the plaintiff and defendant have a covered relationship under the PFA Act. Judges base their decisions on the language of the Act itself as well as decisions in prior Pennsylvania Superior and Supreme Court cases. In two recent cases, the Superior Court interpreted the meanings of “consanguinity” and “affinity” for PFA relationships. As court personnel, you are often asked whether a relationship between an abuser and a victim qualifies for a PFA order. To provide assistance to the plaintiff, you need to know what the PFA Act says about “Family or household members:” “Family or household members.” Spouses or persons who have been spouses, persons living as spouses or who lived as spouses, parents and children, other persons related by consanguinity or affinity, current or former sexual or intimate partners or persons who share biological parenthood. 23 Pa.C.S. § 6102. However, it is not appropriate for court personnel to decide whether any relationship is covered under the PFA Act and/or whether the plaintiff can file the petition. If a PFA litigant asks you whether their relationship is covered under the PFA Act, you can provide a copy of the PFA Act and point out the “Definitions” section quoted above. Relationship Through Consanguinity Consanguinity means the relationship of persons of the same blood or origin. (Black’s Law Dictionary, 8th Ed. 2004.) In the case of Slusser v. DeBoer, 985 A.2d 974 (Pa. Super. 2009), the Superior Court expanded the definition of consanguinity to cover a mother’s relationship with the paternal grandfather of her child. Charlene Slusser had a child with Douglas DeBoer’s son, but the couple never married. Slusser sought a PFA order to protect herself (the child was not included) after DeBoer threatened her with a gun. Slusser testified that DeBoer pulled a gun out of his glove compartment, showed it to her and threatened her if she tried to keep him from seeing his granddaughter. The court granted the PFA order, which prohibited DeBoer from having any contact with Slusser except under very limited conditions. DeBoer appealed the order, claiming that PFA Act did not cover their relationship. The Superior Court found that both the mother and the paternal grandfather had a direct relationship to the child and were linked to each other by that relationship; therefore, the parties were related by consanguinity. Relationship Through Affinity Affinity means the relationship that one spouse has to the blood relatives of the other spouse; a relationship by marriage. In the case of Commonwealth v. Walsh, 36 A.3d 613 (Pa. Super. 2012), the Superior Court interpreted the meaning of “affinity” as it relates to PFA relationships even though there were no marriage ties. Walsh was the paramour of S.S.’s mother. S.S. had lived with her mother, Walsh and their two children for 13 years. S.S. moved in with her older sister, Ashley, after alleging sexual abuse continued… Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 7 Court Access: A Domestic Violence Newsletter for Court Personnel July 2012 Case Law: Consanguinity or Affinity (continued) by Walsh. When S.S. went to visit her half-siblings at the residence, Walsh became violent with her. Because of this incident, Ashley filed a PFA petition on behalf of S.S. The court issued a temporary PFA order prohibiting Walsh from abusing, harassing, stalking or threatening S.S. and from having any contact with her, including through a third person. After that, Walsh approached S.S.’s friend and instructed her to tell S.S. that if he saw her “she’d be *ucked.” The police charged Walsh with Indirect Criminal Contempt (ICC) of the temporary PFA Order. The trial court found Walsh guilty of ICC and entered a final PFA order for three years. The trial court found that there had been a relationship because of numerous factors: • Walsh had been involved in S.S.’s life since she was five years old; • S.S. had resided with Walsh for approximately 13 years, during which time Walsh treated S.S. as a step-daughter; and • S.S.’s decision to leave the residence and move in with her sister was based entirely on sexual abuse allegations against Walsh. After he was found guilty, Walsh appealed, claiming that the trial court was wrong to determine that S.S. was a protected person under the PFA Act. Because the PFA Act does not define the term “affinity,” the Superior Court looked to Webster’s American Dictionary, which defines it as “related by marriage or by ties other than those of blood.” Despite the lack of marriage ties, the Superior Court found that S.S. had ties other than those of blood to Walsh because her two half-siblings were the natural children of Walsh and S.S.’s mother. Summary These two cases show that it must be a judge who evaluates whether the relationship requirement is met, because there is no “bright line” establishing who is related by consanguinity or affinity. It is clear that a judge must be the one to do a fact-specific analysis and apply the relevant case law. 888-235-3425 717-671-4767 www.pcadv.org 3605 Vartan Way Suite 101 Harrisburg, PA 17110 Pennsylvania Coalition Against Domestic Violence ◆ 1-888-235-3425 ◆ www.pcadv.org 8
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