Communication by the physician, attachment style of the patient and their association with trust in an oncological setting. E. P. G. (Emma) Ruigt, BA Student number 6079563 Masterthesis Clinical Psychology 10th October 2013 Supervisors M. A. (Marij) Hillen, Msc Dr. G. (Gerly) de Boo Dr. E. M. A. (Ellen) Smets University of Amsterdam Amsterdam Medical Centre Abstract Purpose – The aim of this study was to examine verbal communication by the physician (caring, honest or competent) and the effect on cancer patients’ trust. Moreover, it was examined whether attachment style of the patient (avoidant or anxious) significantly predicts trust. Finally, the influence of attachment style as a moderator on the relationship between communication by the physician and subsequent trust was researched. Methods – A total sample of 345 hospital patients and patients recruited from the Dutch Federation of Cancer Patient-organizations each watched two videos (690 observations) of an oncological consultation where the physician communicated either as in a standard consultation or conveyed enhanced caring, honest or competent communication, resulting in a 2x2x2 factorial design including 8 videos. Patients completed the Trust in Oncologist Scale and Experiences in Close Relationships Scale, measuring trust and attachment style, respectively. Data were analysed using stepwise multilevel modelling in SPSS. Results – Subjects reported more trust in the oncologist when he showed enhanced care (b=.37, p<.001), honesty (b=.30, p<.001) and/or competence (b=.18, p<.001) compared to the standard consultation. Anxious attachment style of the patient did not moderate this relationship. However, for patients with a more avoidant attachment style, the effect of enhanced care (b=-.13, p<.01) and of honesty (b=-.11, p<.05) on trust was weaker compared to those with a less avoidant attachment style. Discussion – Physicians, who add words of care to a standard consultation, are more open and honest with the patient and/or reassure the patient by asserting their competence, can positively influence their patients’ trust. There was a negative relationship between attachment avoidance and trust, which was completely explained by the interaction with communication style; this effect is thus that the effect of caring or honest communication is weaker for those with a more avoidant attachment style. These findings can guide interventions to improve trust through physician education and training. Limitations and implications of these findings are discussed, as well as possibilities for further research. For questions regarding this thesis, please contact the author, E.P.G. Ruigt. Telephone number: +31(0)6 37335020, e-mail: [email protected] or postal address: Europaplein 586, 3526WL, Utrecht. Acknowledgements First I would like to express the most gratitude to my supervisor drs. Marij Hillen at the AMC, in charge of the currently ongoing larger research about trust and communication together with dr. Ellen Smets, who has collaborated in and executed most of the experimental manipulations and data collection. Furthermore, she has provided elaborate feedback to the paper as it was written. Without her faith and support, it would not have been possible to finish this thesis. Further thanks go to my supervisor dr. Gerly de Boo at the UvA, who has also provided feedback, checked the research on its requirements for the master and provided comments on the paper where necessary. Specials thanks go to my mother and sister for their emotional support and to my friends, among whom especially to Bart Tuinman for his everlasting optimism and Inge Ploegmakers for her discipline and relativism. The times during which I have written this thesis have been trying and these attachment figures provided the safe haven from which it was possible to explore. 2 Index Page 1. Introduction 4 1.1 Trust and communication 4 1.2 Attachment theory 5 1.3 Research questions 6 1.4 Hypotheses 7 2. Methods 8 2.1 Sample 8 2.2 Experimental manipulation 8 2.3 Questionnaires 9 2.4 Procedure 10 2.5 Research design 10 2.6 Power analysis 10 2.7 Data analysis 11 2.8 Multilevel models 11 3. Results 13 3.1 Manipulation check 13 3.2 Main analyses 15 4. Conclusion and Discussion 18 5. References 23 3 1. Introduction Trust is essential in human relationships. It is impossible to keep every important thing safe without sometimes leaving it to the care of others (Gordon, Street, Sharf, Kelly & Souchek, 2006). In the medical setting, there is a great potential for trust (Baier, 1986; Hall, 2001). The patient-physician relationship is an asymmetrical one, because patients are ill and in a vulnerable position, in which they cannot help themselves but instead have to rely on the physician to have sufficient knowledge and expertise to help them (Salmon, 2009). The patient thus often needs to trust the physician (Pellegrino & Thomasma, 1993). Especially for patients dealing with cancer, a chronic and life-threatening disease, where treatment is often invasive and uncertainty is abundant, trust in the physician might be almost unconditional (Mechanic & Meyer, 2000; Salkeld, Solomon, Short, & Butow, 2004). In oncology, patients have to put their most valuable possession, their life, in hands of the doctor. Trust in the physician can be defined in multiple ways (see Hillen, de Haes & Smets, 2010 for a review). However, in the current research, trust in the physician will be defined as patients optimistically accepting the vulnerable situation they find themselves in, and believing the physician will care for their best interests (Hall, 2001). Trust in the physician has been associated with several measures of good medical care. More trust is associated with better treatment adherence (Safran et al., 1998; Trachtenberg, Dugan & Hall, 2005; O’Malley, Sheppard, Schwartz & Mandelblatt, 2004), more satisfaction with care received (Hall et al., 2002; Dugan, Trachtenberg & Hall, 2005), more disclosure of relevant information and greater continuity in care (Kao, Green, Davis, Koplan & Cleary, 1998). Trust has even been suggested to underlie placebo effects and as such to mediate clinical outcomes (Hall, Dugan, Zheng & Mishra, 2001). Given the apparent importance of trust for effective medical care it is important to conduct empirical research on how patients’ trust is established, especially in serious disease with often long and aggressive treatments such as in cancer. However, few empirical studies have investigated patient trust in an oncology setting and the factors that contribute to that trust (Pearson & Raeke, 2000). Moreover, most research on trust in the physician thus far is cross-sectional, instead of experimental. This limits the conclusions of these papers, as causal inferences about the antecedents and consequences of trust cannot be made. 1.1 Trust and communication Physician-patient trust has to develop quite quickly at the onset of the relationship because of the vulnerable situation where the patient is in. When a patient falls seriously ill, there is not always enough time for trust to develop through repeated interaction. Therefore, he or she has to make a judgement of trustworthiness of their physician relatively quickly. Previous research has found only weak associations between the length of a doctor-patient relationship or the total number of visits with trust (Kao, Green, Zaslavski, et al. 1998; Safran, Kosinski, Tarlov, et al. 1998). This seems to indicate that patients form their impressions relatively quickly and that trust does not depend greatly on how well patients know their doctors (Hall, Dugan, Zheng & Mishra, 2001). 4 It is important for the current research to realize that both actors in the dyad can influence patientphysician trust. Both characteristics of, and communication by the physician, as well as characteristics and preferences of the patient are of importance when trust is concerned (Salmon, 2009). Patient characteristics such as age, gender, ethnicity and educational attainment might influence how they tend to trust and perceive communication by the physician. On the other hand, physician characteristics such as age, gender and ethnicity might influence the relationship. However, these are not factors they can control. Physicians do have the possibility to establish trust through non-verbal and verbal communication. Firstly, physicians can show they care for the patient by showing concern and compassion (Hillen, Onderwater, van Zwieten, de Haes & Smets, 2011; Thom, 2001). Secondly, they can also show technical competence, which the patient might assess by reputation or interpersonal cues. A third quality often valued by patients is honesty, for example about possible negative outcomes of a procedure. Fourth, fidelity, which means that the doctor seems to be acting in the best interests of the patient, is a relevant aspect of communication (Mechanic & Meyer, 2000). These factors would be expected to increase trust, although there is not much correlational evidence to support this. Moreover, to date, no experimental research has been done to examine the relation between physician communication and patient trust. Turning to the other actor in the dyad; because the ‘message’ is not an objective entity and relationships are subjectively defined, the question is to what extent patients’ sense of relationship is indeed ‘built’ by clinicians’ good communication or rather arises from patients’ own needs and history (Salmon & Young, 2005). Especially in the oncology setting, in longer lasting contact where repeated interaction can take place, patients’ own needs and previous experiences may eventually play an important role. 1.2 Attachment theory Patients have developed certain trust mechanisms over their lifespan. Attachment theory is a logical starting point for understanding trust and dependence because it concerns people’s propensity to seek relationships with individuals who can help them feel safe when they are vulnerable (Bowlby, 1998). Although attachment theory cannot by any means provide a complete explanation of how patients experience health care, it is a possible ‘lens’ through which one can understand patients’ experience (Salmon & Young, 2005). In psychological theory, an ‘attachment style’ is defined as a consistent and enduring pattern of how an individual relates to people when in a dependent relationship. The concept originates from Bowlby’s attachment theory (Bowlby, 1969), which proposes that people form mental representations of themselves and others during childhood by interacting with attachment figures. It also proposes that these initial relationships keep influencing cognitions, affect, and behaviour in future close relationships. There is evidence that the attachment styles frequently observed in children are maintained throughout adulthood (Waters & Hamilton, 2000; Roisman, Collins, Sroufe & Egeland, 2005). Bowlby argued that adults also rely on attachment at times of vulnerability and noted that, in adulthood, the focus of attachment shifts from parents to romantic partners or close friends (Bowlby, 1988). Following Bowlby’s theorem, Ainsworth, Blehar, Waters and Wall (1978) made a typology of attachment styles that include a secure style, defined by comfort with closeness and interdependence, 5 and two types of insecure styles: avoidant, defined by insecurity about others’ intentions and preference for distance, and anxious-ambivalent, defined by a fear of being rejected and constant proximity- and reassurance-seeking behaviour. Since the initial typology, several models have been proposed that try to capture attachment (e.g. Collins & Read, 1990; Griffin & Bartholomew, 1994; Feeney, Noller & Hanrahan, 1994). For example, Hazan and Shaver (1987) followed the same typology as Ainsworth and colleagues, but found it difficult to capture people in one of these categories, as many people displayed a mixture of attachment styles. After a comparison of these models in factor analyses (Kurdek, 2002; Brennan, Clark & Shaver, 1998) there is now a relative consensus that adult attachment consists of two dimensions, namely attachment anxiety and attachment avoidance (Brennan et al., 1998). Being subjected to a serious illness like cancer is likely to activate the attachment system. Illness is a bodily threat and hospitalization involves novel environments, the need to trust strangers and separation from significant others (Hunter & Maunder, 2001). Assuming this crisis activates the attachment system, patients’ trust in their physician might be dependent on their attachment style. Moreover, patients’ attachment style might influence how they perceive their physician’s communication, and how this communication impacts on trust. 1.3 Research questions The question in this research is threefold. The main question will focus on the aspects of communication by the oncologist that may have an influence on cancer patients’ trust in the oncologist – 1) do patients have more trust in their physician if he communicates more a) care, b) competency or c) honesty, compared to standard conditions? Secondly, this research will look at trust as something that can be inherent to patients’ personality and previous experience, investigating first if patient characteristics such as age, gender and education influence the intensity of trust and then 2) if patients’ attachment style predicts higher or lower trust in the physician. Thirdly, it is researched 3) if attachment style is a possible moderator between communication by the oncologist and subsequent trust in the oncologist – is the effect of communication style (care, competency, honesty) on trust stronger or less strong, depending on the attachment style of the patient? The model tested in this research will thus look like the figure below. Attachment style of the patient; - Avoidance - Anxiety 3 Standard or enhanced communication by the physician; - Care - Honesty - Competence 1 2 Trust in the physician Figure 1. Hypothesized model, where the physicians’ communication is hypothesized to influence trust, attachment style of the patient predicts trust and attachment style of the patient moderates on the impact of the different communication approaches on trust. 6 1.4 Hypotheses With regard to the main research question it is hypothesized, based on the literature on trust (Hillen, Onderwater, van Zwieten, de Haes & Smets, 2011; Thom, 2001; Mechanic & Meyer, 2000) that enhanced care, honesty or competence, communicated by the physician, will yield higher patient trust than a standard consult. Factors that cannot be manipulated - age, gender, educational attainment and ethnicity of the patient have been found to have inconsistent, weak or no relationships to trust (Kao, Green, Davis, et al. 1998b; Thom, et al., 1999; Pescosolido, Tuch & Martin, 2001). Therefore the relationship between these background characteristics of the patient and trust in the physician will be explored. Regarding the second research question it is hypothesized that patients exhibiting a more avoidant attachment style will have less trust in the physician, because a difficulty to trust is inherent to the definition of avoidant attachment (Hazan & Shaver, 1987). Moreover, avoidantly attached individuals are less likely to seek security and proximity to close others, whereas people with anxious attachment styles are focused on security attainment (Mikulincer, 1998; Hazan & Shaver, 1987). It is therefore hypothesized that avoidant attachment (with high scores signifying more avoidance) and trust are negatively correlated to one another, whilst anxious attachment and trust would be positively correlated. With regard to the third research question it is hypothesized that for patients with higher attachment anxiety, the positive correlation between the communication of care and trust in a physician will be stronger. A patient who scores higher on attachment avoidance, however, might be more likely to seek control (Mikulincer, 1998) and rebuke attempts at empathy (Hunter & Maunder, 2001). Therefore it is hypothesized that higher scores on attachment avoidance are associated with a weaker positive relationship between the communication of care and trust. Besides that, enhanced honesty could give a more avoidantly attached individual a feeling of a more strictly professional relationship between them and the physician and thus providing safety to trust. Therefore the positive relationship between honesty and trust might be stronger for patients with high attachment avoidance. On grounds of the theoretical considerations above, the hypotheses are formulated as follows: Hypothesis 1: The connection between communication and trust: Enhanced communication of care, honesty and competence by the physician lead to more patient trust than a standard amount of care, honesty and competence. Hypothesis 2: Attachment style and trust: a) Having a more avoidant attachment style leads to less trust in the physician than having a less avoidant attachment style. b) Having a more anxious attachment style leads to more trust in the physician than having a less anxious attachment style. Hypothesis 3: Attachment style moderates between communication characteristics and subsequent trust. (a) Enhanced caring communication will have a stronger effect on for patients with high attachment anxiety. (b) Enhanced caring communication will have less effect on trust for patients with high attachment avoidance. 7 (c) Enhanced honest communication will have a stronger effect on trust for patients with high attachment avoidance. 2. Methods 2.1 Sample Patients were recruited via three channels. Firstly, announcements were placed in newsletters of all patient-associations of the Dutch Federation of Cancer Patient-organizations (NFK). Patients interested in participating were requested to apply. Secondly, patients of the departments of radiotherapy and oncological surgery of the AMC were contacted via direct mailing of a recruitment letter. Thirdly, cancer patients treated at the surgery and oncology department of the Deventer Hospital (a regional non-academic hospital) were invited to participate by a physician or nurse. Inclusion criteria were: a) informed consent; b) having been treated for, or currently in treatment for, a malignant disease; c) a life expectancy of more than six months; d) age over 18 years. Excluded were patients with a) insufficient mastery of Dutch and b) a serious cognitive disorder. 2.2 Experimental manipulation In a qualitative interview-study performed by Hillen et al. (2011), elements considered essential by cancer patients’ for trust in their oncologist were identified. The most crucial elements for trust were their perception of the oncologist’s caring, honesty, competence and fidelity behaviour. In the subsequently constructed ‘Trust in Oncologist Scale’ (TiOS), these dimensions were incorporated and validated (Hillen et al., 2012). Because of practical limitations, it was decided to use only three of the four dimensions of trust for the present study. The three dimensions considered most tangible and best possible to manipulate were a) caring, b) honesty, and c) competence. Next, data from the qualitative study was re-examined to investigate how patients ‘operationalized’ these dimensions, i.e., what communicative behaviours they judged as especially indicative of the oncologist’s competence, honesty or caring attitude. These three dimensions would be manipulated in the script. After transcribing audio-recorded consults of three different oncologists at three different hospitals, a script of an ‘average’ consultation was developed, containing as much of the real conversations as possible. The conversation in the video is between a male surgeon and a (middle-aged) patient, both played by professional actors. The patient in the conversation has been diagnosed two weeks earlier with colon cancer. After the diagnosis, tests have been performed to see if the cancer has spread. The patient was referred to the surgeon to discuss the treatment options. In their first conversation they have decided to operate the colon. The video shows the second conversation, where they discuss the specifics of this operation. Two versions were made; one with a female patient and one with a male patient, to maximize the ability of participants to identify with the patient. To create manipulations of enhanced care, honesty and expertise, small adaptations were made to the standard script. For each of these elements, the adaptation consisted of two or three small additions to the standard consultations. Caring behaviour is demonstrated by the surgeon reacting on a cue of the patient regarding a concern about the spreading of cancer, exploring the patients concern about the possibility of colostomy and indicating that he is always available for further questions. 8 Enhanced honesty is demonstrated by the surgeon introducing possible side effects with the wish to fully inform the patient of all possible outcomes and stressing his inability to rule out metastasis with complete certainty. Demonstration of competence was enhanced by the surgeon indicating to be upto-date on recent research literature and by stating that he is specialized and very experienced with this particular operation. These adaptations to the script were combined in a 2 x 2 x 2 factorial design. As a result, a set of eight different versions of the standard video recording was made with a male patient and eight versions with a female patient. The versions are identical (the same footage was used) except for the manipulations. Several experts commented on the scripts, resulting in small adaptations. Figure 2. Eight different versions of the video: underlined quality of communication indicates enhancement, as opposed to standard communication. 2.3 Questionnaires Adult attachment was measured with the ‘Experiences in Close Relationships scale, short form’ (ECRSF, Brennan et al., 1998; Wei, Russel, Mallinckrodt & Vogel, 2007), a twelve item self-report measure with a seven point Likert response scale ranging from 1 (disagree strongly) to 7 (agree strongly). Point 4 on the scale is anchored by neutral/mixed. Participants rate how well each statement describes their typical feelings in close relationships. Higher scores indicate higher attachment anxiety and avoidance, respectively. For this research, the term ‘partner’ was changed into ‘people close to me’, in order to measure a more general kind of attachment. Furthermore, the English version of the ECR-SF was translated into Dutch by means of forward-backward translation involving two forward, and two backward translators. Where possible, previously translated items of the Dutch ECR (Hinnen, Sanderman, & Sprangers, 2009) were used. The ECR-SF created and validated by Wei et al. (2007), has six items pertaining to Avoidance (e.g. ‘I want to get close to my partner, but I keep pulling back’) and six items measuring Anxiety (e.g. ‘I worry that romantic partners won’t care about me as much as I care about them’). Internal consistency was found to be acceptable with coefficient alphas of .78 (anxiety) and .84 (avoidance) in a college sample. Test-retest reliabilities over a three week interval of the six-item Anxiety and Avoidance subscales were relatively stable with r = .82 and r = .89, respectively. Next, discriminant validity was measured in additional studies by Wei et al. (2007). Attachment anxiety as measured by the ECR-SF was positively associated to excessive reassurance seeking and emotional reactivity. Attachment avoidance was positively associated with emotional cutoff (a deactivating emotional style) and negatively associated with fear of intimacy and comfort with self-disclosure. Finally, both anxiety and avoidance were positively correlated to depression, anxiety, interpersonal distress, loneliness and psychological distress, consistent with earlier research (e.g. Lopez & Brennan, 2000; Wei et al., 2004, 2005; Fuendeling, 1998). 9 Trust in the observed oncologist was measured with the ‘Trust in Oncologist Scale’ (TiOS, Hillen et al., 2012). This measure includes 18 items and is designed specifically for cancer patient populations. An example of an item is ‘Your doctor strongly cares about your health’, to be answered on a 5-point Likert scale (1 = strongly disagree to 5 = strongly agree). Four items were negatively phrased. An overall trust score (range 1 - 5) is obtained by averaging the responses, with higher scores indicating higher trust. The TiOS has good reliability (α = .92). It measures four subscales; Competence (α = .65), Honesty (α = .75), Fidelity (α = .87) and Caring (α = .73), that had inter-item correlations ranging between .2 and .6. Test-retest reliability for the total score was high, rs = .93. Construct validity is good, as overall trust was positively associated to satisfaction, willingness to recommend the oncologist to others, trust in healthcare, and number of consultations, as would be expected by findings in earlier research (e.g. Hall et al., 2001, 2002; Carpenter et al., 2009). The items were adapted for this study so they referred to the observed physician instead of their own physician. At the start, patients also filled in the TiOS in order to measure trust in their own physician, in order to check for possible differences between their own physician and the physician in the video. In order to be able to check the manipulation for effectiveness, items were added asking whether subjects thought the physician seemed caring, honest or competent. Another item was added asking whether subjects thought the consultation to be realistic, on a scale from 1 (“not realistic at all” to 10 “very realistic”). Also, to check whether observation order influenced trust because of familiarity with the doctor in question, an item was added asking whether subjects trusted the physician in the first or in the second video more. 2.4 Procedure After subjects had agreed to participate in the research, an appointment was made by telephone for them to come to one of eight hospitals that was located closest to them. They were given a short description of the research and what they were supposed to do. Participants were told specifically that this research was not about their own physician, but about the videos. Some were unavailable or chose not to participate. After agreeing, they were sent an information letter, which included the route to the hospital and the specific time and date of their appointment. Testing would take about one hour and fifteen minutes, including watching of two videos, two sets of questionnaires and a short break in-between. Also, they answered questionnaires concerning their socio-demographical information, information about their treatment and the ECR-SF before the video (T0) and the TiOS before and after the first video (T0, T1) and the TiOS after the second video (T2). The DVD’s were shown on a flat-screen television in a room resembling a normal doctor’s office. The versions that were shown were randomly selected out of the 8 possible versions (see Figure 2 above). Participants were asked to sign an informed consent form at the beginning of the first questionnaire and were informed that at any time they had the possibility to cease further participation. Finally, they were given a gift certificate at the end of the research and were asked if they wanted to be informed about the results of the research. The AMC ethical commission has approved this procedure and research. 10 2.5 Research design A randomized experimental study comprising a 2 (standard versus enhanced competence) x 2 (standard versus enhanced caring) x 2 (standard versus enhanced honesty) factorial design, using standardized video-recorded consultations. This design follows earlier studies that have investigated the influence of physician-patient communication on patient outcomes (Swenson et al., 2004; Fogarty, Curbow, Wingard, McDonnell & Somerfield, 1999; Dowsett et al., 2000). 2.6 Power analysis In this study 345 subjects were included who each watched two videos, resulting in a total number of 690 observations. In order to calculate the effect size that could be achieved with such numbers in a linear multiple regression analysis, the number of observations had to be corrected for the fact that the data was nested. The number of independent observations was calculated using the ‘design effect’ (Bell & McKenzie, 2012), where the total number of observations (N = 690) was divided by 1 + the correlation between TiOS scores and observations 1 and 2 (rs = .65), resulting in 418 independent measurements. Using the statistical program G*Power (Faul, Erdfelder, Buchner & Lang, 2009) it was calculated that with an alpha of α = .05 and a power of β = .8 and a total number of 12 predictors (three communication styles, three background variables - age, educational attainment and gender two variables pertaining to attachment, three interactions and one variable controlling for the order in which participants watched the videos), the minimal effect size that can be found in the complete 2 model is f = 0.04, which is small (Cohen, 1988). 2.7 Data analyses Socio-demographic descriptives of the research sample were summarized. Means and standard deviations for the TiOS and ECR-sf scores were summarized. A manipulation check was carried out, correlating the three experimental manipulations with patients’ perception of care, honesty and competence demonstrated by the physician. Hypotheses were tested using both observations of each patient to increase power. To account for the interdependence between the two observations a stepwise multilevel regression model with random intercepts was performed using SPSS 20.0 (IBM Corp., 2012). Missing data was accounted for using Expectation Maximization (Tabachnick & Fidell, 2000). Then, if necessary, responses to reversely phrased items were recoded to be able to calculate sum scores on the separate questionnaires. Independent and dependent variables were standardized. 2.8 Multilevel models Common multilevel models consist of a two-level structure that would entail, for example, clients (Level 1) with the same therapist (Level 2), or pupils (Level 1) nested within schools (Level 2). In this case however, two observations by a patient (the two videos; Level 1) are nested within persons (Level 2). The most basic two-level model can be specified as two interrelated equations: 11 Yij= b0j + εij (1) and b0j = b0 + uj (2) Equation 1 is the microequation and pertains to observations: The response, the amount of trust in the observed physician as a score i in person j, is a function of the mean level of trust in the observed physician in each of the j units plus a residual unaccounted for variation at Level 1 between observations. Equation 2 is the macroequation and pertains to individuals: The response, the mean trust score in unit j, is a function of the overall mean level of trust across all units plus a residual unaccounted for variation at Level 2 between individuals. The intercept (intrinsic variation between individuals) is assumed to be random, which adds an error term to the intercept b0 whereas the variance of the slopes is assumed to be fixed - the direction of change in trust by the experimental manipulation is assumed to be similar over individuals. The two equations can be combined into a multilevel model including random intercepts: Yij = b0j + (uj + εij) b0j = b0 + uj (3) This so-called null model contains no independent variables (yet) and trust in the observed physician depends only on the mean score of trust over both observations in all persons and a differential for each person and for each observation. These two differentials are summarized in two variances, var(u0j) and var(εij). Consequently, trust is summarized in three parameters: the overall mean, the variance between individuals and the within person, between-observations variance. The null model simply allows the variance to be separated into each level, but the model can be extended to include independent variables for both observations and persons. If these variables are important determinants of the trust in the observed physician, their inclusion in the model would lead to a reduction of the residual variance between individuals. The goodness-of-fit was assessed by the loglikelihood statistic, which is a measure of error or unexplained variation. A smaller log-likelihood statistic indicates a better fit of the model (Field, 2007; Elovainio, Kivimaki, Steen & KalliomakiLevanto, 2000). In the present study, six models were constructed, first adding background characteristics that have previously been found to influence trust: age, gender and education (e.g. Kao, Green, Davis, et al. 1998b; Thom, et al., 1999; Pescosolido, Tuch & Martin, 2001). Only ethnicity was excluded because of a lack of nationalities in the sample. After adding these background characteristics, independent variables were added step by step, a method recommended by Raudenbush and Bryk (2002) and Twisk (2006). There was no strict elimination of variables based on significance for their possible small contributions and seeing as the influence of those variables can change as other variables are included. Each resulting model thus includes all the variables of the previous steps. 12 Model 1. At first, besides the fixed intercept for trust in the observed physician, random intercepts on Level 2 (individuals) were added, which means individuals’ baseline scores are allowed to vary. Model 2. Second, to account for the possibility that observations might be influenced by the order in which the two videos were viewed, the observation order was included. Model 3. Then, background variables or characteristics of the individuals were added; gender, age in years and level of education (eight possible educational levels, from no education to a university degree). These variables were added to explore possible correlations of basic patient characteristics to trust and to increase internal validity. Model 4. In the fourth model we tested whether enhanced care, competence and honesty expressed by the oncologist would positively influence trust in the observed physician (hypothesis 1). Model 5. In the fifth model it was tested whether attachment anxiety and attachment avoidance of the patient influenced trust in the observed physician (hypothesis 2). Model 6. In the sixth and final model we tested whether attachment style indeed moderated trust as hypothesized (hypothesis 3). The three expected interactions were added, respectively attachment anxiety x enhanced care, attachment avoidance x enhanced honesty and attachment avoidance x enhanced care. 3. Results The socio-demographic makeup of the sample is shown in Table 1. The final sample contained 345 subjects, of whom 51.6% women and 48.4% male. The mean age was 61.3 years (SD = 10.6). There was little variation in ethnicity. About half of the patients were highly educated – 47.2% studied HBO or WO, and almost all except 3.1 % had some form of education after primary school. There was a great variety in the sample concerning primary cancer site. 3.1 Manipulation check Generally, people considered the consultations to be moderately realistic (M = 6.24, SD = 2.3, on a scale from 1 (“not realistic at all”) to 10 (“very realistic”)). A significant majority of the subjects, 65.3%, tended to trust the doctor in the second video more than the doctor in the first video. Enhanced caring was positively correlated to the observed physician seeming caring (r = .17 ; p < .001). Enhanced competence was positively correlated to seeming knowledgeable (r = .08 ; p < .05) and enhanced honesty was significantly positively correlated to the doctor seeming honest (r = .10 ; p < .05). This means the experimental manipulations were successful. Trust in the observed physician was relatively strong (M = 3.65, SD = .73, range = 1 - 5), as was trust in the own physician (M = 4.21, SD = .59, range = 1 - 5). Attachment avoidance had a mean score of 2.86 (SD = 1.10, range = 1 - 7), similar to the mean score on attachment anxiety (M = 2.72, SD = .95, range = 1 - 7). 13 Table 1. Sample descriptives (N = 345)* % n 29-49 15 53 50-59 60-69 70-79 80-89 22 42 17 3 76 146 60 9 Male 48 167 Female 52 178 None / primary school Secondary school / lower level vocational school 3 49 11 168 College / university 48 166 Single 11 39 Married / living together / in relationship Divorced 76 263 7 25 Widower 5 17 Yes 78 267 No 22 75 Colon Breast 23 23 80 79 Prostate 19 64 Gynaecological 7 26 Lymph Node Bone Marrow Head/neck Other 7 5 3 17 25 17 11 57 Currently in treatment Yes Only check-ups No 26 68 6 88 236 21 Ethnicity Dutch Other 98 1 339 5 Religion No religion Christian Other 51 43 6 177 148 19 Socio-demographic Age (years) Gender Highest education Marital status Children Primary cancer site *Note. Not all percentages add up to 100% due to missing data. 14 3.2 Main analysis The successive fits of the models to the data, with their relative improvement in explaining variation are shown in Table 2. Parameter estimates (b) including standard errors and confidence intervals for the variables entered in each model can be found in Table 3. Including baseline variation between individuals on Level 2, i.e., random intercepts, significantly improved on the null model (b = .66, SE b = .06, p < .001) and remained highly significant in all subsequent models. This indicates that subjects’ initial amount of trust differs significantly. Observation order significantly predicted higher trust in the observed physician F (1,344) = 11.6, p<.01, indicating that the patients reported more trust in the physician observed in the second video than the one in the first video. Of the socio-demographic variables entered in model 3, age was related to stronger trust (F (1,344) = 20.3, p < .001) whereas patients with higher education reported less trust (F (1,344) = 9.2, p < .01). Gender did not predict trust in the observed physician (F (1,344) = .30, p = .583). Enhanced caring communication significantly produced higher trust in the observed physician (F (1,443) = 48.3, p < .001). Also enhanced honest communication in comparison to standard communication resulted in significantly higher trust (F (1,438) = 34.7, p < .001). Finally, enhanced competent communication was also related to higher trust in the observed physician (F (1,427) = 12.4, p < .001). The first hypotheses were thus confirmed. Attachment anxiety was not related to trust (F (1,343) = 1.8, p = .183), but higher attachment avoidance was related to lower trust (F (1,343) = 7.3, p < .01). However, this effect disappeared when the interaction effect between caring communication and avoidant attachment style was added in the subsequent model 6 (F (1,600) = .0, p = .893). The second hypothesis was thus rejected. The interaction between enhanced care and attachment anxiety did not correlate to trust in the observed physician (F (1,600) = .28, p = .594). The interaction between enhanced caring communication and an avoidant attachment style did significantly correlate to trust F (1,449) = 5.3, p < .05. The positive effect of caring communication on trust was weaker for patients with more avoidant attachment styles (see Figure 3). This effect was significant at the p < .01 level, with a parameter estimate b = -.13 (SE b = .05). Finally, the interaction between attachment avoidance and enhanced honesty also significantly correlated to trust in the observed physician (b = -.11, SE b = .05, F (1,469)=4.1, p < .05). Also here, when honest communication by the physician was enhanced, those with a stronger avoidant attachment style had reported less trust in the physician. When the communication was standard, this effect was smaller (see Figure 4). The first part of the third hypothesis was thus rejected, while the other two parts were confirmed. Table 2. Change in goodness-of-fit of successive models 178.00 Akaike’s Information Criterion (AIC) 1779.46 <.01 1 11.45 1770.17 <.01 Model 3 3 35.77 1740.25 <.01 Model 4 3 90.53 1655.72 <.01 Model 5 2 8.88 1650.84 <.01 Model 6 2 11.43 1645.41 <.01 df change χ change Model 1 1 Model 2 2 p 15 Table 3. Stepwise Multilevel Regression Analysis Model 1 Intercept Random intercepts (level 2) b -.00 .66 SE b .05 .06 p ns <.001 95% CI -.10 - .09 .52 - .77 Model 2 Intercept Observation order Random intercepts (level 2) -.23 .15 .64 .08 .05 .06 <.01 <.001 <.001 -.40 - -.07 .07 - .24 .53 - .78 Model 3 Intercept Observation order Random intercepts Age Gender Education -.31 .15 .57 .21 .06 -.14 .18 .05 .06 .05 .10 .05 ns <.01 <.001 <.001 ns <.01 -.66 - .04 .06 - .24 .46 - .70 .11 - .31 -.15 - .26 -.24 - -.05 Model 4 Intercept Observation order Random intercepts Age Gender Education Enhanced care Enhanced honesty Enhanced competence -.77 .18 .60 .21 .06 -.14 .36 .30 .17 .18 .04 .06 .05 .10 .05 .05 .05 .05 <.001 <.001 <.001 <.001 ns <.001 <.001 <.001 <.001 -1.12 - -.42 .10 - .26 .50 - .73 .11 -.31 -.14 - .27 -.23 - .05 .27 - .46 .20 - .40 .08 - .27 Model 5 Intercept Observation order Random intercepts Age Education Gender Enhanced care Enhanced honesty Enhanced competence Attachment anxiety Attachment avoidance -.31 .18 .59 .22 -.17 .06 .36 .30 .17 -.04 -.11 .24 .04 .06 .05 .05 .10 .05 .05 .05 .05 .04 ns <.001 <.001 <.001 <.001 ns <.001 <.001 <.001 ns <.01 -.78 - .16 .10 - .26 .49 - .71 .12 - .32 -.26 - -.07 -.15 - .26 .27 - .46 .20 - .39 .08 - .27 -.14 - .06 -.20 - -.03 Intercept -.53 .22 <.01 -.97 - -.09 Observation order .18 .04 <.001 .10 - .26 Random intercepts .58 .06 .48 - .70 <.001 Age .22 .05 <.001 .12 - .32 ns Gender .07 .10 -.13 - -.07 Education -.16 .05 <.001 -.25 - .27 Enhanced care .37 .05 <.001 .27 - .46 Model 6 Enhanced honesty .30 .05 <.001 .20 - .40 Enhanced competence .18 .05 <.001 .08 - .27 ns Attachment anxiety -.09 .06 -.20 - .02 ns Attachment avoidance -.01 .06 -.13 - .11 ns Attachment anxiety x care .08 .05 -.02 - .18 Attachment avoidance x care -.13 .05 <.01 -.23 - -.03 Attachment avoidance x honesty -.11 .05 <.05 -.21 - -.00 Note. b = parameter estimate of standardized variable, SE = standard error, sig.= significance measured on the p < .05, p < .01 and p < .001 level, ns = not significant, CI = confidence interval 16 Figure 3 and 4. The interaction effect between trust in the observed physician and having an avoidant attachment style. The effect of enhanced care and enhanced honesty in communication, respectively, is different for those with a higher avoidant attachment style than those with a lower avoidant attachment style. When caring communication is enhanced (the green line), a stronger avoidant attachment style predicts lower trust in the observed physician. When caring communication is standard, this effect is smaller. When honest communication is enhanced, trust is also lower for those with a more avoidant attachment style than for those with a less avoidant attachment style. 17 4. Conclusion and discussion The main aim of this study was to examine verbal communication by the physician and the effect on patients’ trust in an oncological setting. It was expected that enhanced communication; in which the physician would express more care and/or be more open and honest and/or would show more technical competence than in a standard consultation, would lead to more patient trust. Also, it was explored whether characteristics of the patient, among which age, gender and education would be related to patient trust. The attachment style of the patient –avoidant or anxious- was expected to moderate on the relationship between verbal communication by the physician and trust. More avoidantly attached individuals were expected to have less trust in the physician than less avoidantly attached persons. More anxiously attached persons were expected to have more trust in the physician than less anxiously attached ones. Furthermore it was hypothesized that anxiously attached individuals would report stronger trust in physicians communicating enhanced care. Those with more avoidant attachment were hypothesized to have stronger trust in physicians communicating enhanced care. Finally, patients with a more avoidant attachment style were hypothesized to have stronger trust in the physician when he communicates more honestly. The results support the first hypothesis of our research. In line with previous research (Hillen, Onderwater, van Zwieten, de Haes & Smets, 2011; Thom, 2001; Mechanic & Meyer, 2000) we found that if the oncologist communicated more care, this had a positive effect on the trust of the patient. Furthermore, a physician who communicates more honestly, introducing possible side-effects and owning to his inability to rule out a certain side-effect with complete certainty, has been found to increase trust. This is in line with research claiming that most individuals desire from physicians all information concerning possible adverse effects of prescribed medication and do not favour physician discretion in these decisions (Ziegler, Mosier, Buenaver & Okuyemi, 2001). Also in line with previous research (Hillen, Onderwater, van Zwieten, de Haes & Smets, 2011; Thom, 2001) patients reported more trust in physicians that communicated more technical competence. Mechanic and Meyer (2000) found that this kind of competence was often assessed by reputation or interpersonal cues, however this research shows that the physician simply indicating to be up-to-date on recent research literature and stating that he is specialized and very experienced with a particular operation can already increase trust. Our finding that oncologist communication positively influences patient trust is quite relevant for the medical field, as trust is linked to several measures of good medical care such as better adherence to treatment (Safran et al., 1998; Trachtenberg, Dugan & Hall, 2005; O’Malley, Sheppard, Schwartz & Mandelblatt, 2004), more satisfaction with care received (Hall et al., 2002; Dugan, Trachtenberg & Hall, 2005), more disclosure of relevant information and greater continuity in care (Kao, Green, Davis, Koplan & Cleary, 1998). It underlines the importance of the communication by the physician. Relatively ‘simple’ improvements on a standard consultation could be sufficient for increasing trust. For example, a physician reacting on a cue of the patient regarding a concern, exploring a concern and indicating 18 that he/she is always available for further questions (the manipulation in the ‘enhanced care condition’ of this research) is already sufficient to increase trust. For the most part, patient characteristics have not always shown to be strong predictors of trust. Most demographic variables in previous studies were found to have inconsistent, weak, or no relationships to trust (Kao, Green, Davis, et al. 1998b; Thom, et al., 1999; Pescosolido, Tuch & Martin, 2001). This is except for age, which has been found positively related to trust in previous studies (Thom et al., 1999; Pescosolido, Tuch & Martin, 2001; O’Malley et al., 2004). We replicated this effect. The effect of age may arise from greater contact with physicians. Older patients have a greater likelihood to have more physical ailments and thus to have seen their physician more often. Repeated interaction (and possibly more positive experiences with health-care) are likely to increase trust (Pearson & Raeke, 2000). Furthermore, it could possibly be explained as a generational effect. Some socio-medical researchers have suggested that the “public’s view of doctoring” has shifted considerably (Pescolido, Tuch & Martin, 2001), moving from the “unquestioning acceptance of physician authority” to a more “consumerist” stance accompanied by a questioning and bargaining approach to medicine, physicians, and the medical encounter (Lavin et al., 1987). Younger individuals were already found to be more negative toward the authority of physicians in 1983 (Haug & Lavin, 1983). With the advancement of modern technologies such as the Internet, this is likely to have grown. The Health Information National Trends data (Hesse et al., 2005) show a large shift in the manner in which patients consume health and medical information, with more patients looking for information online before talking with their physicians. Younger patients are likely to adopt more critical attitudes towards physicians in light of the multitude of information that can also be found elsewhere. Besides age, we have also found that patients with lower educational levels reported greater trust in the observed physician. Although education has not always has been found to be a significant variable in predicting trust (Thom et al., 1999), the direction of this effect has been produced before (O’Malley et al., 2004). A possible explanation of this effect could be that more education may leave patients challenging physician authority more (Haug & Lavin, 1978). In support of this explanation Helmes, Bowen and Bengel (2002) found that women with lower education and less knowledge preferred leaving the decision of genetic testing for breast cancer risk up to their health care providers. Those with higher education and more knowledge preferred to make up their own minds. Gender did not significantly predict trust in any of the tested models. Also, it did not predict trust in the patients’ own physician. This is in line with earlier research (Thom et al., 1999; Mikulincer & Nachshon, 1991; Fiscella et al., 2004). The second hypothesis, which stated that attachment style would predict trust in the physician, was not supported. Anxious attachment did not significantly predict trust in any of the models. Higher attachment avoidance did significantly predict weaker trust, although this effect disappeared when the interaction effects between avoidant attachment style and enhanced honest communication and the interaction between avoidant attachment and enhanced caring communication were added. In 19 previous research attachment avoidance is a stronger predictor on several measures, such as distrust (Carnelley et al. 1994) and dishonesty (Cole, 2001), than attachment anxiety. This could possibly be explained by the working models that are implied in attachment theory. As suggested by Bartholomew and Horowitz (1991), attachment can be categorized by a different combination of a negative image of themselves and/or of other people. Those with more anxious attachment styles tend to have a more negative image of themselves. Those with avoidant strategies in attachment are characterized more by their more negative working model of other people. They could thus be inherently more inclined to a negative sense of trust in other people. In anxiously attached individuals, in the case they are threatened or their attachment system is activated, they strive to create intimate bonds and to merge with the other (when it concerns relationships). This could be why trust is higher in these individuals and does not differ significantly from those with less attachment anxiety. It could be that attachment style was not a strong predictor of trust because the study design does not involve a development of a relationship over time. Trust builds iteratively through experience and this explains greater trust in long-term rather than short-term medical relationships (Kao, Green, Zaslarslay, Koplan & Cleary, 1998b). Also, it is not their own treatment, but another patients’ consult respondents are seeing. There is no face-to-face contact and thus no opportunity for personal (nonverbal) interaction (asking questions, reflecting, eye-contact). Furthermore, the inherently impersonal nature of the videos means there is no need to trust as there is with their own physician: patients do not need to have the same intention and determination to trust this oncologist and may therefore respond differently than if they were the vulnerable patient in need themselves. If they were the vulnerable patient themselves, the attachment system could possibly also be activated more – as Bowlby (1982) has argued that attachment should be most strongly triggered under conditions of distress. In line with these arguments, we found that higher attachment avoidance strongly predicted patients’ trust in their own oncologist, with whom they have presumably had repeated interactions and possibly a more intimate relationship. Patients with anxious attachment styles also reported less trust in their own physician than those with less anxious attachment, although this effect was smaller in size. Unfortunately it is not possible to check for possible interaction effects concerning communication by patients’ own physicians. Future research might focus on attachment styles and communication in these real life relationships. Such research might give more information on the patient and physician characteristics that influence patient trust over a longer time-span and with repeated interactions. Even though attachment style on its own was not a predictor of trust in the final model, the interactions were significant. This could possibly be explained by the fact that although the attachment need was only moderately triggered under low-distress conditions and under the impossibility of interacting with the other, their evaluation of the encounter was still influenced by their attachment style. Mechanic and Meyer (2000) found that patients typically test their doctor’s responses against their expectations and feelings about what would be most appropriate, to decide if they trust their doctor. These expectations and evaluations about what would be most appropriate are likely to be influenced by attachment style. 20 The positive effect of enhanced care on trust was less strong for those with a more avoidant attachment style. This is according to expectations. This means that patients with more avoidant attachment patterns do not have a strong preference for physicians reacting on a cue of the patient regarding a concern, exploring a concern, and stating that they are always available for further questions. Refraining from or limiting these additions could fit the need of these patients. The interaction between attachment avoidance and honesty and attachment avoidance and caring communication completely explained the effect of attachment avoidance on trust. The positive effect of enhanced honesty was less strong for those with higher attachment avoidance. This was against expectations. It is possible that those with more avoidant attachment styles, have less trust in a physician that utters more honest communication, because honesty of the physician – in this case, introducing possible side effects with the wish to fully inform the patient of all possible outcomes and stressing his inability to rule out metastasis with complete certainty – makes for a less controllable situation. Their uncertainty about the situation and the threatening possible side-effects of a treatment could activate stress and thereby, their avoidant patterns. Especially because avoidantly attached individuals strive for more control in personal relationships (Mikulincer, 1998), they might be less inclined to trust someone who admits they are only human (thus creating uncertainty). Where a more securely attached individual could prefer open and honest, constructive communication, avoidant persons have been found to rely on distancing strategies in relationships (e.g. ignoring the problem, taking distance from partner), thus decreasing trust (Mikulincer, 1998). Further research is necessary to investigate which kinds of communication patients with an avoidant attachment style might prefer. It can be hypothesized that these patients cope better with less uncertainty. A physician might thus try to create a secure situation, while communicating in a not too intimate fashion, where the patient is respected in his or her independence and some feeling of control. It could be difficult to decide up front which patient has which attachment style. If possible, physicians could issue a short questionnaire or could ask one or two questions in that direction. Physicians could also be aware of behaviour typical for avoidant attachment, such as distant, aloof behaviour, the need for control and a strong focus on independence. It seems enhanced care, honesty and competence is a suitable implementation for every consultation, but that those who are more avoidantly attached, it might have less positive influence upon trust. It is thus recommended for physicians to stay alert to those who are insecurely attached. A limitation of this research is also one of the strengths of this research – the experimental design. While it enhances the internal validity and thus the conclusions of this research, it decreases the ecological validity. These results will still have to prove themselves valid in clinical practice. The manipulation of communication style, not often performed in such a manner (videos) was successful in that it measured what it intended to measure and lead to significant variance in reported trust. This creates possibilities for use of this type of measure in the future. Bensing and Verhaak (2004) published a review stressing the importance of research that can move the field of clinical communication from a ‘one size fits all’ model to one in which communication is tailored to the illness, the patient and the moment. The present study, including attachment style of the patient, is only one step in this direction. Future research can focus increasingly on communications 21 skills of the physician; not only at the level of ‘skills’, but also at levels of cognition, emotion, and value (Salmon & Young, 2005). Continued education of health care professionals and hospitals in communication with their patients can have many health related benefits and these are often mediated by patient trust. There are still many ways to improve the quality of communication in such a way that patient trust can grow. 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