Age and Ageing 1998; 27: 477-483 © 1998, Bntish Genatncs Society Occupation type as a predictor of cognitive decline and dementia in old age ANTHONY F, JORM, BRYAN RODGERS, A. Scon HENDERSON, AILSA E. KORTEN, PATRICIA A. JACOMB, HELEN CHRISTENSEN, ANDREW MACKINNON I NH and MRC Psychiatric Epidemiology Research Centre, The Australian National University, Canberra, ACT 0200, Australia I The Mental Health Research Institute of Victoria, Parkville, Victoria 3052, Australia Address correspondence to: A. Jorm, Fax: (+61) 6 249 0733. E-mail: Anthony.jorm@anu,edu,au Abstract Objective: to assess whether an individual's main occupation predicts cognitive decline or dementia. Methods: the data were taken from a longitudinal study of 518 men aged 70 or over. Main occupation was coded into one of John Holland's six occupational categories. The subjects completed four cognitive tests and were diagnosed for dementia on two occasions three and a half years apart. The cognitive tests were the Mini-Mental State Examination, Episodic Memory Test, Symbol-Letter Modalities Test and National Adult Reading Test. Informants also completed the Informant Questionnaire on Cognitive Decline in the Elderly. Dementia was diagnosed by the American Psychiatric Association Diagnostic and Statistical Manual of Mental Disorders, 3rd edition, revised (DSM-III-R) and ICD-lO criteria using the Canberra Interview for the Elderly. Results: cross-sectional analysis of the wave 1 data showed that the realistic occupations, which include trade, technical and some service occupations, had poorer cognitive performance and a higher prevalence of DSM-III-R dementia, These differences held even when age, education and native English were statistically controlled. The greatest occupational difference was on the National Adult Reading Test, which estimates pre-morbid ability. By contrast, there were no occupational differences in longitudinal change in cognitive test performance, informant reports of cognitive decline or incident cases of dementia over three and a half years. Conclusion: cross-sectional occupational differences on cognitive tests and in dementia prevalence are due to differences in pre-morbid ability rather than to differences in rate of cognitive decline. Keywords: cognitive tests, dementia, occupation Introduction Two recent cross-sectional studies have shown that cognitive impairment in old age, as measured by the Mini-Mental State Examination (MMSE) [1], varies across occupational groups. A French study classified principal life-time occupation into 23 categories and found that farm workers, farm managers, domestic service employees and bluecollar workers had more cognitive impairment than workers in intellectual occupations, even after controlling for age, sex, education, sensory impairment, alcohol use and psychotropic drug use [2]. An Italian study classified principal life-time occupation into six categories and found that farmers scored lower on the MMSE than white-collar workers [3]. This difference held when age, education and financial dissatisfaction were controlled. The authors considered several possible explanations for these differences, including occupational exposure to toxic chemicals, lower cognitive stimulation throughout life, poorer medical care and health behaviour and occupational differences in pre-morbid intelligence. There have also been studies comparing dementia in high- and low-status occupations. A lJS study found that people who had been in low-status jobs had a higher risk of dementia, even when education was controlled [4]. By contrast, a study from the UK found no difference in risk of dementia between high- and low-status occupations [5]. 477 A. F. Jorm et 0/. Studies of particular occupations have also been used to test hypotheses that regular practice of a cognitive skill retards age-related declines. For example, a study of spatial visualization ability found that architects show as large an age-related decrement in spatial visualization as unselected adults, despite the constant use of spatial visualization skills in their daily work [6]. Other studies of this type have also suggested that age-related declines are still observed when occupationally-relevant cognitive activities are assessed [7]. This literature on the effects of occupational practice can be seen as a subset of more general research on the effects of mental or physical activity on cognitive ageing. There is some evidence, from both psychological and physiological studies, that activity may have some preventive effects on age-related cognitive decline and dementia [8 -13]. However, in contrast to the studies of life-time occupation, most of this evidence comes from studies of activity during old age rather than over the adult life-span. While the existing evidence on the effects of lifetime occupation is suggestive, it is largely based on cross-sectional data on cognitive functioning. Longitudinal studies are needed to provide more convincing evidence on the issue. Reported here are the results from a three-and-a-half year longitudinal study of elderly men, in which occupation was coded according to the classification ofJohn Holland [14]. Holland's taxonomy provides a classification of occupations according to their psychological demands which is well-suited to a test of the hypothesis that lifetime occupational activity may affect the rate of cognitive ageing. The taxonomy places occupations into six categories: 'realistic' (includes skilled trades, technical, some service occupations), 'investigative' (includes scientific and some technical occupations), 'artistic' (includes artistic, musical and literary occupations), 'social' (includes educational and social welfare occupations), 'enterprising' (includes managerial and sales occupations) and 'conventional' (includes office and clerical occupations). Holland's taxonomy has been the subject of much research and is widely accepted in vocational guidance. Occupational groups tend to differ in their level of education as well as in the frequency of non-English speaking background. A low level of education has itself been suggested as a risk factor for dementia [15, 16]. To ensure that any occupational differences are not due to education or native English, these factors were statistically controlled. Methods or over from Canberra and Queanbeyan. Subjects were selected from the compulsory electoral roll and from a census of people in residential care. The wave 1 interviews of the subjects were undertaken in 19901991 and the wave 2 interviews in 1994. The average time between interviews was 3.6 years. At both waves, an interview was carried out with an informant (where available) as well as the subject. Only the data from male subjects were used here because many of the women had spent much of their lives in household duties. At wave 1, there were 531 male subjects (representing 76% of those approached), 480 living at home and 51 in residential care. Of these, 518 subjects had sufficient occupational data to code and could be classified into a single occupational category. Three hundred and eighty-one of these subjects had both subject and informant interviews, 106 had only subject interviews and 31 had only informant interviews. Wave 2 data were available for 329 of these subjects since 141 subjects had died and 48 refused or could not be contacted. Of the 329 subjects at wave 2, there were 272 who had both subject and informant interviews, 28 who had only subject interviews and 29 who had only informant interviews. Interview content Interviews were carried out by professional social survey interviewers. The interviews incorporated the Canberra Interview for the Elderly which provides diagnoses of dementia and depression by both American Psychiatric Association Diagnostic and Statistical Manual of Mental Disorders, 3rd edition, revised (DSMIII-R) and International Classification of Diseases, 10th edition (ICD-IO) criteria [17, 18], as well as the following cognitive tests: MMSE [1], the National Adult Reading Test (NARn [19]' the Symbol-Letter Modalities Test [20], the Episodic Memory Test: [21] and the Informant Questionnaire on Cognitive Decline in the Elderly (IQCODE) [22-23]. Coding of occupations At the wave 1 interview, subjects were asked what was their main job during their working life. Coding was carried out using a list of 920 occupations from the Australian Standard Classification of Occupations which have been assigned to the John Holland categories based on the judgements of an expert panel [24]. Coding was carried out by a single person, but independent coding of data from 30 subjects gave 97% agreement. Socio-demographic characteristics Sample The subjects were a sample of elderly people aged 70 478 Questions to the subjects on education were used to derive a measure of years of education. Subjects were Occupation type, cognitive decline and dementia also asked their native language (which was English for 88%). Statistical analysis Data analysis was both cross-sectional (wave 1) and longitudinal. In the cross-sectional analysis, the occupational groups were compared for mean scores on the cognitive tests using one-way analysis of variance and for differences in dementia prevalence using Fisher's exact test. To see whether any occupational group differences remained once socio-demographic factors were controlled, hierarchical multiple linear regression analysis was used, with the cognitive test scores at wave 1 as the dependent variables. Age was entered as a predictor on the first step, years of education and English language on the second step and occupation on the final step. Occupation was coded as a set of dummy variables with realistic occupations as the reference category. The realistic occupations were chosen as the reference category because they were the largest group and because one-way analyses of variance showed them to have poorer test scores. The R2 change for the regreSSion model was used as an index of the association of each set of predictor variables with the wave 1 test score, controlling for the effects of the predictor variables added earlier. Standardized (3 weights were used to assess the contribution of each occupational category to the overall effect of occupation. Similar hierarchical logistic regression analyses were carried out with dementia diagnosis as the dependent variable. In the longitudinal analysis, the aim was to assess cognitive decline in previously non-demented individuals. Therefore, subjects who were demented at wave 1 were excluded. In studying change, two alternative approaches are to analyse the difference between wave 1 and wave 2 scores (the difference score approach) or to treat wave 1 scores as a covariate in regression analysis where wave 2 score is the dependent variable (the conditional regression approach). Both of these approaches have strengths and weaknesses, and both were used on the present data. However, the difference score approach proved to be preferable because of the operation of Lord's paradox with the conditional regression approach in the present data [25]. (Lord's paradox occurs in conditional regression analysis where there are pre-test differences in group means and scores at post-test regress to their respective group means.) The dependent variables were change on the cognitive tests from wave 1 to wave 2 and incidence of new dementia cases at wave 2. Means were compared using one-way analysis of variance and incidence rates using Fisher's exact test. Results The number of subjects in each occupational category was: artistic 9, conventional 51, enterprising 120, investigative 60, realistic 216 and social 62. Thirteen subjects could not be assigned to an occupational category. Table 1 shows the socio-demographic characteristics of the occupational groups at wave 1. There was no difference in age, but there were differences in years of education and the percentage whose native language was English. Table 1 also shows the mean test scores and dementia prevalence in the occupational groups. There were differences on all the cognitive tests, but not on the IQCODE. There were also differences in DSM-III-R dementia. The lowest mean scores and the highest prevalence of dementia were found in the realistic occupations. However, the realistic group also had the lowest level of education and a lower percentage of native English speakers. To control for the effects of age, education and native English, a series of hierarchical multiple regressions were carried out, with the wave 1 test scores as the dependent variables. As shown in Table 2, there were still occupational differences when these other factors were controlled. The largest effect of occupation was found with the NART (9% increment to R2) and the smallest with the MMSE (2% increment to R 2 ). The (3 values associated with occupational groups showed that the realistic group performed worse than each of the others. The results of the regression analysis with the IQCODE as the dependent variable are not shown in Table 2, but there was again no effect of occupation when the other predictors were controlled. Hierarchical logistic regressions were also carried out with dementia diagnoses as the dependent variables. With DSM-III-R dementia as the dependent variable, occupation added Significantly to the model 2 (x for improvement = 12.2, dJ = 5, P= 0.03). However, none of the (3 values for individual occupations was Significant. With ICD-IO dementia as the dependent variable, occupation did not add significantly to the model (P=0.38). Based on the longitudinal data, Table 3 shows the mean change scores on the cognitive tests for each of the occupational groups. One-way analyses of variance showed no differences between the groups. Hierarchical regressions in which age, education and native English were controlled did not alter these findings. When incident cases of dementia were examined, the numbers were quite small (13 cases of DSM-III-R dementia and six of ICD-I0). Because of the small number of cases in each occupational group, the groups were collapsed into two: realistic occupations and other occupations. The incidence of DSM-III-R dementia was non-significantly higher in the realistic group (7.0% versus 3.9%, P= 0.26), as was the incidence of ICD-lO dementia (4.5% lJersus 1.1%, p=o.mn. 479 ~ co e 0.0 0.0 (9.0) (2.2) (16.3) (11.9) (0.1) Conventional 8.7 2.1 26.5 10.4 99.6 116.4 3.2 (4.7) (3.3) (15.5) (7.8) (0.3) 78.1 (6.4) 12.2 (2.6) 89.8 (n = 51) 6.8 1.8 27.6 11.0 97.8 114.1 3.2 (2.8) (3.4) (17.4) (9.0) (0.4) 76.4 (5.3) 11.9 (2.5) 92.9 Enterprising = 120) (n Investigative 0.0 0.0 28.0 11.5 101.5 116.3 3.2 (1.6) (3.1) (14.3) a.8) (0.4) 77.6 (5.9) 13.5 (2.8) 89.5 (n = 60) Realistic 13.2 4.5 25.6 9.4 85.9 105.7 3.2 (4.2) (3.5) (17.6) (9.4) (0.6) 77.1 (5.3) 10.2 (2.4) 78.1 (n = 216) Social 1.8 1.7 28.0 11.9 104.4 117.9 3.1 (2.6) (2.3) (16.3) (8.1) (0.3) 76.0 (5.0) 13.9 (2.8) 88.5 (n = 62) Significant difference between occupational groups, ap<0.05; b p < 0.01. MMSE, Mini-Mental State Examination; NART, National Adult Reading Test; IQCODE, Informant Questionnaire on Cognitive Decline in the Elderly; DSM-I1I-R, American Psychiatric Association Diagnostic and Statistical Manual of Mental Disorders, 3rd edition, revised; ICD-lO, International Classification of Diseases, 10th edition (World Health Organisation, 1993), Dementia prevalence (%) DSM-III·Ra ICD-lO 24.9 12.2 102.8 111.4 3.1 77.7 (5.2) 11.6 (3.0) 55.6 Socio-demographic Age [mean (SD)] Education, years [mean (SD)]b % native English speakersb Test score [mean (SD)] MMSEb Episodic memoryb Symbol-Ietterb NARTb IQCODE Artistic (n = 9) Characteristic Occupation group Table I. Differences between occupational groups at wave 1 :- Q ~ .... 3 o""S - 1> :n .110. 0) Change 0.02 P-value 0.06 0.00 0.00 P-value 0.07 0.15 0.16 0.19 0.11 0.10 0.05 -0.33 Value 0.13 0.00 0.00 0.00 0.02 0.05 0.29 0.00 P-value 0.20 0.16 0.11 Value Change 0.04 0.04 0.11 Change P-value 0.00 0.00 0.00 P-value 0n 0.20 0.11 0.20 0.19 0.20 0.23 0.12 Type of occupation Conventional Enterprising Investigative Social Artistic -0.36 Age Socio-demographic Education Native English Value Predictor variable (3 0.00 0.00 0.00 0.00 0.00 0.00 0.01 0.00 P-value 0.33 0.26 0.14 Value 0.07 0.12 0.14 0.00 0.00 0.00 0.25 0.24 0.20 0.25 0.09 0.35 0.27 -0.07 Value (3 0.00 0.00 0.00 0.00 0.02 0.05 0.29 0.06 P-value 0.38 0.29 0.01 Value R2 National Adult Reading Test 0.09 0.29 0.01 0.00 0.00 0.07 ~. ,.,.:::I 3 tD tD c. c. :::I ~ :::I tD n tD C. tD :C' :::I ;::t." OQ 0 "'tJ tD .n "< ,.,. "'tJ o·~:::I R2 0.22 0.10 0.11 Change R2 Symbol-letter modalities 0.25 0.02 0.01 0.04 0.67 0.21 0.11 Value (3 n c 0.05 0.12 0.13 0.10 -0.02 Type of occupation Conventional Enterprising Investigative Social Artistic 0.00 0.00 0.00 P-value R2 Episodic Memory Test Dependent variable 0.18 0.18 -0.32 Age Socio-demographic Education Native English Value Predictor variable (3 Mini-Mental State Examination Dependent variable Table 2. Hierarchical regressions predicting cognitive test scores at wave 1 A. F. Jorm et al. Table 3. Change on cognitive tests between waves for the various occupational groups Mean (and SD) change a , by occupational group Artistic = 9) Test (n MMSE Episodic memory Symbol-letter NART -0.3 -0.3 -0.5 -3.0 (2.6) (2.3) (S.5) (S.4) Conventional (n = 51) 0.6 (2.0) -0.2 (2.7) 1.601.7) 1.9 (5.2) Enterprising (n = 120) 0.30.S) -0.7 (2.3) 2.202.3) -0.9 (5.0) Investigative (n = 60) 0.60.4) -0.9 (2.5) 3.3 (9.6) -0.2 (4.6) Realistic (n = 216) 1.1 (2.3) -0.6 (2.5) 4.002.9) -0.2 (5.6) Social (n = 62) 0.2 (2.0) -0.1 (2.4) 3.000.3) -1.1 (3.1) aWave I score-wave 2 score. MMSE, Mini-Mental State Examination; NART, National Adult Reading Test. There are no significant differences between groups, P< 0.05. Discussion In cross-sectional analyses, the lowest test performance and highest prevalence of dementia were found in the realistic occupations which involve skill trades, technical and some service occupations. This finding is consistent with the earlier studies [2, 3]' because occupations like farm worker, farm manager, domestic service employee and blue-collar worker all belong to the realistic category in Holland's classification. While Holland's taxonomy is relatively crude compared with a coding of specific occupations, it has the advantage of focusing on the common psychological demands of broad groups of occupations. The realistic occupations involve greater use of manual skills and less use of literacy and other intellectual skills. When the pattern of cross-sectional deficits was examined, the largest occupational difference was found on the NART and the smallest on the MMSE. No occupational differences were found on the IQCODE, which measures cognitive change. This pattern of deficits suggests that the occupational differences are in pre-morbid ability rather than in cognitive decline. The longitudinal data are consistent with this interpretation, with no differences between occupational groups in rate of cognitive decline. When dementia was examined, there were crosssectional differences in the prevalence of DSM-III-R dementia, but not lCD-to dementia. We have previously reported data that DSM-I1I-R dementia is affected by education, whereas lCD-to dementia is not [26]. The difference may come about because the diagnostic criteria for DSM-III-R dementia require only cognitive impairment, while the lCD-tO criteria require cognitive decline [27, 2S]. No differences were found between the realistic and other occupational groups in incident cases of dementia at wave 2. However, the number of cases was small and the power of the statistical analysis consequently limited. In conclusion, occupational differences can be demonstrated in cross-sectional data, controlling for education, but these differences disappear with longitudinal measures of cognitive decline. It seems to be 482 pre-morbid intelligence that accounts for the differences between occupational groups. These results fit Mortimer's [29] hypothesis that psychosocial risk factors for dementia "act primarily to increase vulnerability, to reduce the margin of intellectual reserve to a level where a more modest level of brain pathology results in diagnosable dementia". Acknowledgements This study was supported by a grant from the Australian Rotary Health Research Fund. We wish to thank Ruth Scott, Colleen Doyle, Susan Lindsay, Suzanne Dee, Karen Maxwell for assistance with the study. Key points • • • • Elderly men who had worked in manual (,realistic') occupations (which include trade, technical and some service occupations) performed worse on cognitive tests and had a higher prevalence of DSMIII-R dementia. The poorer performance of the men in realistic occupations was not entirely due to a lower level of education. 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