northern trust hedge fund services
CAPABILITIES OVERVIEW
Delivering Operational Alpha® to Alternative Funds and Institutional Investors
You face an array of challenges: complex securities, volatile markets, investor demands and
regulatory scrutiny. You need an administrator that delivers more than a monthly NAV package.
Northern Trust Hedge Fund Services is focused on helping you overcome these challenges
through a suite of services built to support the complex demands of alternative investment.
Deploy our front-to-back administration solutions and achieve Operational Alpha through
an accurate, controlled, real-time operations environment that helps you focus on executing
your strategies and increasing your competitive edge.
Technology that Delivers
A suite of services
built to support the
complex demands
of alternative
investment.
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Industry-leading asset coverage and support for virtually any strategy, with the ability to
capture full details for any asset type
Single data set supporting all middle- and back-office processes for consistent and accurate
data across functions
Real-time transparency into trade, NAV and capital transactions
Powerful strategy and attribution tagging capabilities
Real-time personalised dashboards with drill-down capabilities in Hedge Fund Passport™
that transcend the traditional, batch-processed reporting model
A more interactive relationship between you and your administrator: Northern Trust’s staff
uses the same systems and screen views as you do, fostering transparency and collaboration
Services and data tagged and organised by strategy, desk, or counterparty at the trade lot
level, with the customised ability to isolate or aggregate data around your needs
Service Offerings Built Around Your Needs
Trade Operations
Trade Capture and Matching
■■ Fail Management
■■ Counterparty Reconciliations
and Break Resolution
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Asset Servicing
Security Management
■■ Corporate Actions
■■ Lifecycle Event Processing
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Valuation & Product Control
Independent Valuation
■■ Daily P&L
■■ Valuation Verification
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Cash & Collateral Services
Wire Execution
■■ OTC Collateral Management
■■ Capital Reporting
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Fund Administration
NAV Delivery and
Financial Statements
■■ Annual Financials
and Audit Support
■■ Tax Reporting
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Value-Added Services
Cash Accounts
■■ Custody and Safekeeping
■■ Brokerage Services
■■ Foreign Exchange
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Front-Office Solutions
Portfolio Construction and
Management
■■ Order and Execution
Management
■■ Risk Management
■■ Treasury Operations
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Investor Services
Investor Allocations
■■ Capital Activity Processing
■■ AML/KYC
■■ Investor Reporting
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People Who Know the Business
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KEY FACTS
500+ hedge fund specialists, as part of 3,000+
fund servicing professionals worldwide
Staff have backgrounds with hedge funds, other
administrators, audit firms and consultancies
Managers average 15+ years of industry experience
Service delivery built to support the execution needs
of demanding front-office professionals
Support for Any Strategy
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Multi-strategy
Credit
Arbitrage
Long-short
Structured products/distressed debt
High-frequency
Global macro
Relative value
Managed account platforms
Fund of funds
Private equity
Long only
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800+ funds across more than 150 client managers
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$180+ billion in assets under administration
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Average 2 million+ transactions processed per day
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Servicing locations in Chicago, New York, London, Dublin,
Luxembourg, Guernsey and Hong Kong
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Supporting funds in jurisdictions including Bermuda,
BVI, Canada, Cayman, Guernsey, Hong Kong, Ireland,
Luxembourg, and the United States
INDUSTRY-RECOGNIsED EXCELLENCE
Best Administrator – Reporting Services, HFMWeek European Hedge
Fund Services Awards, 2013
■■ Hedge Fund Administrator of the Year, Custody Risk Americas
Awards, 2012 and 2013
■■ Best Form PF Solution, HFMWeek U.S. Hedge Fund Services Awards, 2012
■■ Best Offshore Fund Administrator, Hedgeweek USA Awards, 2012
■■ Best Administrator for UCITS Funds, HFMWeek European Hedge Fund
Services Awards, 2012
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FOR MORE INFORMATION
To learn more, contact your relationship
manager or e-mail [email protected].
Northern Trust Corporation, Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A., incorporated with limited liability in the U.S. The Northern Trust Company, London Branch (reg. no.
BR001960), Northern Trust Global Investments Limited (reg. no. 03929218) and Northern Trust Global Services Limited (reg. no. 04795756) are authorised and regulated by the Financial Services
Authority. The material within and any linked material accessed via this communication is directed to eligible counterparties and professional clients only and should not be distributed to or relied upon
by retail investors. For Asia Pacific markets, it is directed to institutional investors, expert investors and professional investors only and should not be relied upon by retail investors. Northern Trust
(Guernsey) Limited, Northern Trust Fiduciary Services (Guernsey) Limited, and Northern Trust International Fund Administration Services (Guernsey) Limited are licensed by the Guernsey Financial Services
Commission. Northern Trust International Fund Administrators (Jersey) Limited and Northern Trust Fiduciary Services (Jersey) Limited are regulated by the Jersey Financial Services Commission. Northern Trust
International Fund Administration Services (Ireland) Limited, Northern Trust Securities Services (Ireland) Limited and Northern Trust Fiduciary Services (Ireland) Limited are regulated by the Central Bank of Ireland. Northern Trust Global Services Limited has a Luxembourg Branch, which is authorised and regulated by the Commission de Surveillance du Secteur Financier (CSSF). Northern Trust Luxembourg Management
Company S.A. is regulated by the Commission de Surveillance du Secteur Financier (CSSF). Northern Trust Global Investments Limited has a Netherlands branch, which is authorised by the Financial Services
Authority and subject to regulation in the Netherlands by the Autoriteit Financiële Markten. Northern Trust Global Services Limited has a Netherlands Branch, which is authorised and regulated in the Netherlands by
De Nederlandsche Bank. Northern Trust Global Investments Limited has a Sweden branch, which is authorised by the Financial Services Authority and subject to regulation in Sweden by the Finansinspektionen.
Northern Trust Global Services Ltd (UK) Sweden Filial is authorised by the Financial Services Authority and subject to regulation by the Finansinspektionen. Northern Trust Global Services Limited operates in
Abu Dhabi as a Representative Office. Our registered office is authorised and regulated by the Central Bank of the United Arab Emirates. The Northern Trust Company operates in Australia as a foreign authorised
deposit-taking institution (foreign ADI) and is regulated by the Australian Prudential Regulation Authority. The Northern Trust Company has a branch in China regulated by the China Banking Regulatory
Commission. The Northern Trust Company of Hong Kong Limited is regulated by the Hong Kong Securities and Futures Commission. Northern Trust Global Investments Japan, K.K. is regulated by the Japan
Financial Services Agency. The Northern Trust Company has a Singapore Branch, which is a foreign wholesale bank regulated by the Monetary Authority of Singapore. The Northern Trust Company operates
in Canada as The Northern Trust Company, Canada Branch, which is an authorised foreign bank branch under the Bank Act (Canada). Trustee related services in Canada are provided by the wholly owned
subsidiary The Northern Trust Company, Canada, an authorised trust company under the Trust & Loans Companies Act (Canada). Deposits with The Northern Trust Company and its affiliates and subsidiaries are
not insured by the Canada Deposit Insurance Corporation.
IRS CIRCULAR 230 NOTICE: To the extent that this message or any attachment concerns tax matters, it is not intended
to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. For more
information about this notice, see http://www.northerntrust.com/circular230.
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