CHINESE JOURNAL OF PHYSICS VOL. 24, NO. 3 AUTUMN 1986 Deuterium Recombination on Surfaces of Stainless Steel and Gold Jin-Gor Chang ( @ g %) Department of Applied Physics, Chung Cheng Institute of Technology, Ta-Shi, Taiwan 33500 (Received 14 March 1986) The recombination and reemission of deuterium implanted into a stainless steel surface has been studied at temperatures from 300 to 600 °K . The recombination coefficient is found to increase by more than two orders of magnitude as the natural surface oxide layer is removed. By constrast for gold the recombination coefficient is independent of surface treatment. It is pointed out that the so-called recombination coefficient must involve surface diffusion, true recombination and desorption. Moreover, this paper suggestes that the recombination step may not be the rate limiting process at all. I. INTRODUCTION Recombination of hydrogen on a surface to form molecules and its re-emission into free space is an important process in the recycling of fuel from the walls of a magnetically confined thermonuclear reactor. The rate of the combined recombination and re-emission process $r (molecules cm-* s-’ ) is generally taken’ to be proportional to the square of the volume concentration c (atoms cmV3 ) of H atoms at the surface and written in the form $I* = 2akr c2. Here kr is a constant of proportionality termed the recombination coefficient and the factor 2 allows for each emerging molecule containing two atoms. The roughness factor (J is included to represent the ratio of the true surface area to nominal aera; for an atomically flat surface u would be unity. Many experimental studies2y3 have the hydrogen introduced into the near surface region by ion-implantation, the hydrogen then diffusing back to the surface. Alternatively4 the hydrogen is introduced by permeation under the influence of a pressure gradient across a foil. In general the re-emission flux #r is measured by the rise of gas pressure monitored in the surrounding chamber. Near surface volume concentration c can be measured directly by a nuclear reaction technique2r4 or inferred 145 ._ 4L.z 146 DEUTERIUM RECOMBINATION ON SURFACES OF STAINLESS STEEL AND GOLD from some assumed mode13T4 of the process whereby hydrogen is introduced. There has been no attempt to measure surface roughness factor u so the monitoring of flux $, and surface concentration c leads to a measure of 2ukr. The majority of published results are measurements on a stainless steel surface. While of little fundamental significance steel is the constructional material of choice for thermonuclear reactor vessels and therefore of practical significance. Wilson’ points out that these published values of 2ak, range over four orders of magnitude from a value of 1O-29 cm4 se& to 4 X 10m2 ’ cm4 se& for room temperature targets. Direct measurements of 2ukr in thermonuclear plasma devices617 are at about 1o-27 cm4 se? for room temperature. it is generally acknowledged that this range of values relates to differing surface conditions. The lowest values2Y3 l4 are for steel in an “as-received” condition where oxide layers are certainly present. The highest values’ T9 y1 ’ are for surfaces that have been baked and sputter cleaned so that oxide layers are presumably absent. The intermediate values observed in plasma devices697 are probably appropriate to a surface that has been subject to some cleaning from plasma discharges. The actual value of 2uk, is quite important to the operation of plasma devices such as TFTR when titanium is used because models 1 ’ show that for the lowest values of 2ukr much of the available tritium inventory will become locked in the device walls after some sixty days of operation. The present work is a further study of this recombination process on steel with various surface pre-treatments designed to reduce oxide coverage. The aim was to confirm that removal of the oxide is intimately related to the observation of high recombination rates. For comparison we have also performed a limited series of measurements on gold for which oxide layers should be absent. II. EXPERIMENTAL APPROACH The experiments were performed on stainless steel and gold using 10 kev D; beams to introduce hydrogen into the surface by implantation. Deuterium was used to assist with discrimination of signals over backgrounds of residual H, . D; was assumed to dissociate at impact on the surface so that each 10 kev D; ion behaved like two 5 kev D+ ions. This assumption has been commonly made by others’2,1 3y1 4 and was confirmed to be valid in a previous experiment”. The general procedure was to measure the re-emission flux @r by the pressure rise at mass 4 (D, ) in the vacuum chamber surrounding the target. The surface concentration was determined indirectly from a model for the implantation process introduced previously by Thomas et al.* Direct measurements of the implanted D depth distribution performed previously by a nuclear reaction technique 2 show that the concentration c (atoms cme3) of deuterium is constant to some depth R approximately equal to projectile range. Thus R. c is equal to the area1 concentration of deuterium in the near surface region. The change of this area1 concentration with time is governed by the equation. --_-_ 147 JIN-GOR CHANG WC) = R dt dc = a$+L2uk,c2 dt +DZ . (2) Here ad is a rate of increase due to implantation with $ being the incident flux of deuterium (D’ cm-* s-l ) and CY the fraction retained (or unity minus the fraction kinematically reflected). The second term of equation (2) is simply the flux of re-emission defined by Eq. 1. The third term represents diffusion into the bulk with D being diffusion coefficient, and s being concentration gradient into the bulk. Direct measurement of concentration gradient for D’ implanted into stainless steel2 suggests that the diffusion term is in practice smaller than the other factors of Eq. 2 so that it may be neglected. Solving Eq. 2 for the case where concentration c is zero at time t equal to zero one arrives 2 at a flux #r of recombined and re-emitted atoms given by $r = 20krc2 = 2akrc; [ exp (t/r) - 1 exp (t/T) + 1 I’ (3) where and T = R/2 (ar$20kJw (5) Here cm is the maximum surface concentration obtained ast t + 00. For a situation where the concentration has been allowed to build up to its maximum value cm and then t = 0 the projectile beam is turned off so 4 = 0 the solution to Eq. (2) gives2 a re-emission flux declining with time t of the form #r = 2ukrc* = 2ukrc; [ 1 + t/27] -* (6) where 7 is again defined by Eq. 5. Re-emission C#I* gives rise to a pressure rise of the appropriate species in the vessel surrounding the target so that partial pressure p(t) of deuterium due to re-emission is related to re-emission rate @r(t) by p(t) = qt)% . (7) Where A is the area of the target bombarded and S is the speed at which the chamber is pumped. By monitoring re-emission (by means of ifrssure rise) as a fraction of time after the beam is turned on, or after it is turned off, and / iitting Eq. 3 or Eq. 6 (as appropriate) 2 to the data we can obtain r and hence 2ukr. This approach was used previously and shown to give the same value of 2akl as was obtained using Eq. 1 with a direct measure of c (by a nuclear reaction technique) and @Jo. , .._ -. , 148 . DEUTERIUM RECOMBINATION ON SURFACES OF STAINLESS STEEL AND GOLD A complete description of the deuterium concentration would require inclusion of a trapping term in Eq. 2. This has been omitted on the grounds that the equation is designed only to describe mobile deuterium. When a beam is first directed at a target there may be creation of traps by radiation damage so that the second term of Eq. 2 representing the increase of mobile deuterium by implantation may not be correct. If implantation is continued to a saturation condition where re-emission becomes invariant with time then presumably a saturation density of traps and of trapped deuterium concentration will have been arrived at. When the beam is turned off, and re-emission is described by Eq. 6 then one might presume trap occupancy would remain invariant with time. For this reason the data presented here is based on the decay of re-emission after bombardment as described by Eq. 6 and we ignore the question of permanently trapped deuterium. Tests show that a target that has been subject to some preliminary bombardment exhibits increases and decreases of re-emission consistent with, respectively, equations 3 and 6 with the same time constant in both cases. Moreover, previous work2 in a similar experiment shows that the value of 2ak1 derived via the time constant T is the same as a direct measure via equation 1. Thus we argue that the trapped or immobile deuterium can be properly neglected in the present experiment. In studying re-emission using pressure rise of mass 4 (D, ) components there are two further potential problems to bear in mind. Firstly the signal during ion bombardment will include a component representing kinematically reflected D that has recombined on the chamber walls after reflection, This can be identified as the initial signal on commencement of bombardment. In the present study we have used only the decay of signal after bombardment is commenced so that reflection is not present. A second factor is that some of the re-emitted deuterium shows up as mass 3 (HD) molecules. These may be due to recombination of implanted D with residual H on the target surface or due to isotopic exchange when D2 impacts on the chamber wall where H 2 time constants for both mass 3 (HD) and mass 4 (D, In reality the problem of implantation, diffusion, recombintion pee formulations provide an operational definition of th_,, recombination rate coefficient consistent with observations and comparable with other definitions of the same quantity. The principal purpose of the present work is to investigate how 2ukr defined in this manner varies with bombardment of the surface and with surface composition. JIN-CQR CHANG 149 III. EXPERIMENTAL PROCEDURE FOR STUDIES OF STAINLESS STEEL The experimental procedures are based on the previous work.’ 5 The ion beam is obtained from an r-f source, accelerated to 10 kev, mass selected to provide D;, collimated to an area of 0.16 cm* and directed onto a target. Typical projectile fluxes were in the range 1 to 5 X 10’ 4 D’ cm-* s-’ . The target was contained in a uhv (10-l O torr) chamber pumped at a speed of 6 liters/set. Pressure of deuterium in the chamber was monitored with a quadrupole residual gas analyzer. In general, we record only signals at mass 4 which we take to represent D, formed by recombination and re-emission on the surface. Target materials were industrial type 301 stainless steel shim stock of 0.005 cm thickness and high purity, polycrystalline gold of 0.0025 cm thickness. Preliminary target preparation consisted only of ultrasonic cleaning with solvents to remove organic materials and particulate contamination. Target temperatures could be valied from 300” K to 600°K with a resistive heater. Projectile beam flux to the target was measured as a current. Dtails of the equipment are essentially the same as the previous experiments on gold’ 5. The general experimental procedure was to establish the desired target temperature, direct the projectile beam onto the target and follow rise of the mass 4 re-emission signal until it became constant, then interrupt the projectile beam and observe the pressure signal as it decayed to background levels. The decay signal was shown to be consistent with the form of Eq. 6 and a value of r determined. We take the distance R, representing the assumed depth of the implant, to be equal to the projectile range which from the work of Andersen and Zeigler’ 6 is 360 A. The factor is 1 - RN where RN is the particle reflection coefficient which we take as 0.12 from the review of Tabata et al.’ 7 With these factors we use Eq. 5 to derive a value of 2okr. In general terms the raw data is quite similar to that shown previously2 so there is no need to reproduce it here. A general problem with this type of experiment is initial drifts of partial pressure signals due presumably to deuterium adsorption and D-H interchange on the chamber walls. To avoid these disturbances each experimental run was proceeded by one or more test runs on a secondary target sample; these tests were continued until the data was reproducible. The initial observations on a virgin steel target gave recombination coefficients generally similar to the data of Thomas, Young, Braun and co-workers 2 73 y4. As cumulative dose to the target increased the time constant for decay after cessation of bombardment decreased. This by Eq. 5 is interpreted as an increase of 2ak,. After a cumulative dose of about 5 X 1 O1 a D’ ions cm* the decay time r and the recombination rate 2okr stabilized at a value more than two orders of magnitude higher than the initial observations. It was anticipated that this dose had caused substantial erosion of the natural surface oxide layer. Assuming that erosion of stainless steel can be approximated by the rate for D’ erosion of Ni and taking that value from the tabulations of LMatsunami et al.,’ 8 the dose of 5 X 1 0 ’ 8 D+cm-* will have eroded approximately IOnm of the surface which is approximately 8 the thickness of the natural oxide layer on steel. We also tested the effect of bombarding a virgin surface with 5 kev Ar’ to a dose of 4 X 10 ’ 6 Ar’ cm-* which according to sputtering 150 DEUTERIUM RECOMBINATION ON SURFACES OF STAINLESS STEEL AND GOLD data’ * should erode the same thickness as 5 X 10’ a cme2 of D ’. The recombination coefficient 2akr from this spot was identical to that for a surface bombarded with 5 X 10’ 8 D’ cm-‘. In order to determine what change had occurred to the sample it was removed from the apparatus and placed in a separate system where the Auger spectrum of the surface could be recorded. Since the sample transfer was through air it is inevitable that some oxygen (and perhaps other contaminants) will absorb on the surface. Nevertheless the Auger signals showed substantially less oxygen on the bombarded regions than on the virgen surface (38% of atomic composition compared with 46%). We then performed a mild sputter cleaning of the surface with a 5 kev Ar’ beam with a dose that is calculated to remove approximately a monolayer of material and therefore would remove the contaminants picked up during air transfer. After this treatment the areas bombarded during the experiments showed no oxygen at all while the virgin surface still showed 45% of the atomic composition as being oxygen. After extended sputter erosion with 5 kev Ar’ the Auger spectra from the bombarded and unbombarded regions were identical with no significant oxygen present. We conclude from this series of tests that the high recombination coefficients associated with the extended D’ bombardment or with surfaces sputter cleaned with Ar’ are for surfaces where the oxide layer has been removed. Due to the close proximity of Cr and Fe Auger lines it was not possible to determine what changes had occurred to the Cr concentrations. However, since it is generally agreed that the oxide layer on stainless steel is a chromium oxide layer it is a reasonable assumption that the sputtering action of the projectiles had removed both the oxygen and the enhanced chromium density expected on the surface. For all subsequent studies on steel we prebombarded the sample with 5 kev D’ to a dose of 5 x 10’ 8 D’ cm-’ to erode the natural surface oxide layer. The beam was then turned off for 30 minutes or more to allow mobile deuterium to diffuse out of the surface as indicated by decay of the mass 4 signal to its background level. Subsequently the experimental bombardment was commenced, the rise, equilibrium and fall of the re-emission signal recorded and 2ukr derived in the manner described previously. The time delay between pre-bombardment and experiment did not effect the data; presumably the oxide formed by oxygen adsorption from the residual gas was insignificant. Cycling of target temperature to 600°K between pre-bombardment and the experimental measurement was employed to drive out deuterium trapped during pre-bombardment ; this also did not effect the measured 2ukr. Various beam fluxes were used to confirm the relationship of 2ukr to @J given in Eq. 5. Various different samples from the same source were used and gave identical results. The data for steel are given in Fig. 1 in comparison with data from various other authors. We show results for an oxide covered surface and results for two different samples where the oxide had been removed by preliminary bombardment. Accuracy limitations due to random errors was assessed by the reproducibility of the data. We regard random error as less than * 7%. Systematic errors are due to limitations of projectile beam density measurements and the spread of values in the tabulations’ 6 of range R and reflection i-L-....-,.. . . ,_,, JIN-GOR CHANG FIG. 1 151 Recombination coefficient 2ok, for stainless steel shown as a function of inverse temperature. Present data for sputter cleaned targets are shown as closed squares; for an as-received target data is shown as a cross. A line is drawn through the data points on the assumption that the Arrhenius equation (Eq. 8) is valid. All other data points represent measured values by other authors: (a) Braun et al.,4 ; (b) Thomas et al.,’ ; (c) Wilson and Baskes’ ; (d) Kerst’ ; (e) Myers and Wampler’ ’ ; (f) Young et a13. coefficient RN ’ 7. The estimated systematic error is + 25%. IV. EXPERIMENTAL PROCEDURES FOR THE STUDY OF GOLD As a comparison with steel we also performed a series of similar measurements on gold for which, of course, no oxide layer nor other chemically bonded contaminant is expected. The experimental procedures were essentially the same as that for steel. At room temperatures and slightly above we found that the initial signal on commencement of bombardment is invariant with dose and clearly not represented by Eq. 3 of our model. As an example we show the raw data at room temperature in Fig. 2. In this particular case we have added the re-emission determined by the mass 4 signal (D2) to the re-emission from the smaller mass 3 (HD) to get total re-emission signal. The behavior shown in Fig. 2 is similar to that for stainless steel at 77°K where implanted deuterium is trapped and the signal S, is due only kinematic reflection. After a dose of about 6 X 10’ 7 152 DEUTERIUM RECOMBINATION ON SURFACES OF STAINLESS STEEL AND GOLD D’ cme2 in Fig. 2 the traps are saturated and re-emission occurs. The signal S2 is appropriate to saturated re-emission. The re-emission signal at saturation was shown to be equal in magnitude to the saturated re-emission from steel; for the latter case re-emission is’ ’ 100%. Thus saturated re-emission from room temperature gold is also lOO%, the signal S, is proportional to incident beam flux, and the ratio S, IS2 is equal to reflection coefficient. Evaluating S, /S, from Fig. 2 we determine the reflection coefficient of 5 kev D’ on Au to be 0.23 which is consistent with measurements by other techniques.’ ’ FLUENCE FIG. 2 : 1017 D/c,,,*) The deuterium re-emission signal as a function of dose for D’ impact on Au at 300°K. The behavior of Fig. 2 is observed for temperatures up to 350°K with the transition from reflection to re-emission occurring at lower doses as temperature increases. For measurements at 410°K or above we observe re-emission to commence immediately the beam is incident on the target so that trapping no longer occurring. We note the work of Bugeat et al.,’ ’ on trapping of implanted D in single crystal gold which suggests that the implanted D is at an interstitial site adjacent and bonded to a vacancy. At a temperature above 350 °K the vacancy-interstitial D complex becomes mobile and diffuses. Our observations on the onset of re-emission are consistent with the work of Bugeat et al.’ ’ For temperatures where trapping is significant and the implanted D is not mobile it is clearly inappropriate to describe re-emission behavior by equations 3 or 6. At temperatures where the D is mobile, however, we can again use our formulation to determine 2okr. The primary objective was to determine whether the decay times in re-emission were dependent on the cumulative dose of D’ or on sputter cleaning with D’. No such effects were found and the measured value of 2akl, shown in Fig. 3, were reproducibile under all circumstances. L-. __ ~_ ia_“. JIN-GOR CHANG .. 153 . ; I 2 l"?'h.PERAT"RE FIG. 3 I 3 (OK) Recombination coefficient 2ukr for gold shown as a function of inverse temperature. A line is drawn through the data points on the assumption that the Arrhenius equation (Eq. 8) is valid. V. DISCUSSION Measurements of 2 okr for stainless steel are shown in Fig. 1 compared with a variety of data from other authors. There is a set of data by Braun et a1.,4 by Thomas et al.,* and by Young et a1.3 that are in essential agreement and span a wide temperature range. It is our contention that all of these represent values appropriate to an oxide covered surface. One data point taken from the present experiment, before significant target sputtering had occurred, is shown and is consistent with this data set. There are also individual data points by Wilson,’ Kerst,’ Myers,” and co-workers. For the work of Myers et al.” and Wilson et a1.8 the experimental procedures involved substantial preliminary bombardment of the sample surface so that oxide layers should have been substantially removed. These data are also much higher than that of Braun, Thomas and Young2P3 F4 tending to confirm our contention that removal of the oxide increases the value of 2 okr. The data of Wilson, Kerst and Myers do not, however, agree with our measurements being two to three orders of magnitude higher. It is noted that these previous determinations involved fitting of rather sophisticated modelling codes to re-emission during bombardment. Use of the codes requires assumption of other parameters, such as diffusion coefficient, that are taken from other sources and are appropriate to unbombarded materials. If, as seems likely, radiation -.’ DEUTERIUM RECOMBINATION ON SURFACES OF STAINLESS STEEL AND GOLD 154 damage occurs then these assumed values are likely to be wrong and the derived values of 2akr are also incorrect. It is not at all clear whether the difference between our work and that of Wilson,’ Kerst,9 MyerslO and co-workers is due to the nature of the models used to analyze data or whether it represents an actual difference in 2okr. There are also measurements by Howe and Langley6 and by Dylla et al.,’ of a value for 2uk, appropriate to the walls of a tokamak reactor; these data are in general agreement with the present work. These tokamak reactor device walls had received substantial cumulative bombardment by hydrogen isotopes and therefore might be expected to exhibit similar behavior to the samples used in the present experiment. Our data for the gold target shown in Fig. 3 would appear to be the first for this material and there are no other results with which comparison is possible. The data shown in Fig. 1 and 3 are plotted on the assumption that they should fit an Arrhenius equation of the form 2uk, = A e x p (8) Fitting this equation to our data we find that the activation energy E, is 0.25 ev for stainless steel and 0.29 ev for gold; pre-exponential factors A are respectively 4 X 1O-23 cm4 s-l and 1.1 X 10ez3 cm4 s-l. The recombination process studied here and in similar experiments is not a single mechanism, as its definition implies, but rather must involve three distinct steps. D atoms on the surface must first diffuse to arrive in close proximity with each other, then recombine, and finally desorb as a molecule. The measured coefficient kr is a rate for the combined three steps process; it does not refer to the recombination step alone. Indeed the rate limiting process may not be the recombination step at all. Doll and Freeman20 have recently considered recombination of C and 0 on Pt and argue that the surface diffusion step is the rate limiting process and the other two steps are instantaneous by comparison. It is instructive to compare the present measured rate coefficient with the corresponding coefficients in a gas phase reaction. One must first realized that equation 1 implies a two body reation D + D + D2 ; this is in fact energetically impossible since the binding energy of the molecule must be removed by the mediation of some third body. The recombination process must, in its simplest form, be a three body reaction like D + D + A + D2 + A. Formulating the rate for such a process in terms of deuterium concentration c and third body concentration N, one uses the standard expression: dc - = dt k3NAc2 (9) d c where k3 in the three body rate coefficient and dt is the volume rate of recombination. Now, our original expression in Eq. 1 is a surface rate. If we write surface concentration as v = cs where 6 is the effective depth over which recombination occurs then the rate of molecular re-emission from the surface is 20 dvldt where again the factor 2 is because each molecule removes two atoms. Thus we can formulate the re-emitted flux as follows: “.I .~. JIN-GOR CHANG dC = 206 - = 20 k3 N, cz dt 15.5 (10) Comparing Eq. 1 with Eq. 9 kr = 6 k3 N, . (11) There is regrettably no published data on a three body recombination process in the gas phase involving two D atoms and a constituent of steel. However, Hasted” states that three body rates k3 will be in the range lo-** to 1O-32 cm6 P’ . If we take the depth 6 over which recombination can occur to be 10v8 cm and assume the value of N, is the number density of steel of the order 1 023 atom cme3 then our calculated value of kr from Eq. 10 is of the order 10-l 3 to 10-l 7 cm4 s-’ . This is some ten or more orders of magnitude larger than the measurements presented in Fig. 1. Clearly there is no comparison at all between my rough estimate based on gas phase data with the measurements of surface recombination in this work or indeed by any other author. We would conclude that the quantity kr studied in our experiment is not a recombination rate at all and, following Doll and Freeman, speculate that our measurement may be representative of the surface diffusion that must occur before recombination takes place. VI. CONCLUSION The measured recombination coefficients on stainless steel are dependent on the condition of the surface. If the natural oxide layer is remvoed then 2ukr increases by two orders of magnitude to a value consistent with that obtained on the walls of an operating thermonuclear plasma device. Using these new values and Baskes” model for the TFTR tokamak device we would conclude that tritium retention in the TFTR walls will be acceptably small provided the surface oxide layer is removed by some preliminary discharge cleaning procedure. We have pointed out that the so-called recombination coefficient measured in this and in previous experiments is in fact a sum of a diffusion, a recombination and a desorption mechanism. Comparison with gas phase recombination data suggests strongly that of these three contributing mechanisms recombination is not rate limiting step at all. It is quite possible that this and other experiments which purport to measure recombination are in fact monitoring surface diffusion. ACKNOWLEDGEMENTS I would like to express my sincere appreciation to Dr. E. W. 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