Journal of Fish Biology (2004) 65, 1233–1252 doi:10.1111/j.1095-8649.2004.00499.x, available online at http://www.blackwell-synergy.com A non-invasive stress assay based upon measurement of free cortisol released into the water by rainbow trout T. E L L I S *†, J. D. J A M E S *, C. S T E W A R T ‡ AND A. P. S C O T T * *CEFAS Weymouth Laboratory, Barrack Road, The Nothe, Weymouth, Dorset, DT4 8UB, U.K. and ‡CEFAS Lowestoft Laboratory, Pakefield Road, Lowestoft, Suffolk, NR33 0HT, U.K. (Received 14 May 2003, Accepted 16 June 2004) A procedure previously used for sex steroids was adapted to extract free cortisol and cortisone from water samples taken from rainbow trout Oncorhynchus mykiss tanks. Both corticosteroids could be readily detected by radioimmunoassay (RIA), with cortisol being predominant. All stages of the sampling, extraction and RIA procedure were validated for cortisol. An intermittent problem with poor replication was traced to the use of diethyl ether during the extraction procedure, and was overcome by the use of ethyl acetate. Other modifications were also introduced to speed up the procedure. The concentration and time course of release of both corticosteroids were shown to be related to the degree of stress that the fish had been subjected to. It was confirmed that cortisol concentrations in water and estimated cortisol release rates increased in response to handling stress, and that both were correlated with plasma cortisol concentrations. The potential for using water cortisol concentration and release rates to assess the primary stress response of fishes as a non-invasive alternative to blood sampling is # 2004 Crown copyright discussed. Key words: cortisol; non-invasive assay; rainbow trout; stress. INTRODUCTION There is much interest in assessing the stress level of fishes. The welfare of farmed fishes is of increasing concern, and the ‘level of stress’ is an important welfare indicator, as stress has detrimental effects on growth, reproduction, immunological function and survival (Pickering, 1992; Ellis et al., 2002; C. Adams, V. Braithwaite, F. Huntingford, S. Kadri, T. Pottinger & J. Turnbull, pers. comm.). In response to acute and chronic stress, the fish interrenal synthesises corticosteroids, principally cortisol, the concentration of which in blood plasma is commonly used to indicate stress level (Jeney et al., 1992; Pickering, 1992; Mommsen et al., 1999). The required blood sampling procedure, however, is problematic. Firstly the very act of sampling is a potential stressor and hence elevates cortisol concentrations in handled fishes; a problem that can be partially overcome by bleeding the fishes rapidly and using anaesthetic (Pottinger et al., 1992). Obtaining true basal concentrations, however, can still be difficult because a plasma cortisol response has been detected †Author to whom correspondence should be addressed. Tel.: þ44 (0) 1305 206600; fax: þ44 (0) 1305 206601; email: [email protected] 1233 # 2004 Crown copyright 1234 T. ELLIS ET AL. within 30 s of applying an acute stress (Gerwick et al., 1999). Secondly the disturbance associated with removal of a fish can elevate cortisol concentrations in the remaining fishes (Pickering et al., 1982; Laidley & Leatherland, 1988). This means that none of these fishes are of any further use in an experiment (unless given several days to recover). This in turn means that any experiment involving the measurement of cortisol at several time points is inherently complex, requiring as it does a separate tank of fishes for each sampling point (Barton, 2000). Thirdly, blood sampling can be lethal, due to the dose of anaesthetic used to eliminate a cortisol stress response (Laidley & Leatherland, 1988), or the need to sacrifice animals to obtain a blood sample (Oliveira et al., 1999). To avoid the problems inherent in blood sampling, avian and mammalian researchers have developed methods to measure corticosteroid concentrations either less invasively (in hair and saliva samples) or non-invasively (in urine and faecal samples) (Parrot & Misson, 1989; Wasser et al., 2000; Koren et al., 2002). Previous research has shown that fishes excrete metabolized steroids via the urine and bile (Vermeirssen & Scott, 1996), and measurement of cortisol metabolites in faeces has been used as a measure of stress in fishes (Oliveira et al., 1999; Turner et al., 2003). Research that has been carried out on the excretion of sex steroids in fishes, however, suggests an alternative non-invasive way of monitoring cortisol status in fishes. In rainbow trout Oncorhynchus mykiss (Walbaum) and goldfish Carassius auratus (L.), it has been shown that certain free (i.e. unconjugated) steroids are released into the water via the gills (Vermeirssen & Scott, 1996; Sorensen et al., 2000). It has also been shown that: the release of these sex steroids is closely tied to specific physiological (in this case reproductive) events (van der Kraak et al., 1989; Stacey et al., 1989; Scott & Sorensen, 1994); the amounts of sex steroid released are substantially increased by injection of gonadotrophin or gonadotrophin-releasing hormone (Sorensen & Scott, 1994; Greenwood et al., 2001); and the pattern of release of the steroids matches the pattern of secretion in the plasma (Stacey et al., 1989; Greenwood et al., 2001). Also, in one of these studies (Sorensen & Scott, 1994), it was shown that goldfish released cortisol into the water and that spawning males and females released substantially more free (and sulphated) cortisol into the water than non-spawning females. On the basis of these findings, the present study set out to establish whether the major free corticosteroids in rainbow trout, cortisol and cortisone (Pottinger & Moran, 1993), are also released into the water and, if so, develop a robust procedure for their sampling, extraction and assay. The principle of this work has already been outlined (Scott et al., 2001). MATERIALS AND METHODS RADIOIMMUNOASSAYS Cortisol antibody (sheep anti-cortisol) was obtained from Diagnostics Scotland (Carluke, U.K.). Cortisone antibody was obtained from Chemicon Europe (The Science Centre, Eagle Close, Chandlers Ford, SO53 4NF, U.K.; product code: AB1299). Tritiated cortisol was purchased from Amersham Biosciences and tritiated cortisone was synthesized by chromic acid oxidation of cortisol as described by Truscott (1981). Standard cortisol and cortisone were obtained from Sigma Aldrich, U.K. Assay buffer # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 A NON-INVASIVE STRESS ASSAY FOR FISHES 1235 comprised 8 g l 1 NaCl, 58 g l 1 Na2HPO4, 2 g l 1 BSA, 13 g l 1 NaH2PO4H2O, 03 g l 1 EDTA and 01 g l 1 sodium azide. For radioimmunoassay (RIA) measurement of cortisol or cortisone, 100 ml of extract or dilution of extract was added to duplicate glass tubes. Nine cortisol or cortisone standards ranging from 2 to 500 pg 100 ml 1 were made up by serial dilution. To all tubes was then added 100 ml of assay buffer containing c. 5500 DPM of radioactive steroid and sufficient antibody to bind c. 40% of the radiolabelled corticosteroid in the absence of radioinert steroid. Tubes were left to equilibrate overnight (16 h, 4 C), and unbound steroid was then removed by addition of dextran-coated charcoal (Scott et al., 1982; on ice; 30 min incubation; 12 min centrifugation at 1000g). The supplier of the cortisol antibody provided cross-reactivity data indicating it to be highly specific (<06% cross-reactivity with 20 steroids including cortisone, 11deoxycortisol, deoxycorticosterone, corticosterone). The supplier of the cortisone antibody also supplied cross-reactivity data indicating a 5% cross-reaction with cortisol. The cortisol and cortisone antisera specificities were checked by thin layer chromatographic (TLC) separation of rainbow trout water extracts, with the mobile phase consisting of chloroform : ethanol 50 : 3 (v/v). The reproducibility (interassay coefficient of variation, CV) of the cortisol RIA was assessed from repeated assays of two ‘line standards’ derived from extracted rainbow trout water samples. The precision (intra-assay CV) of the cortisol RIA was examined for three samples differing in cortisol concentration. Parallelism of the cortisol RIA was examined by assay of extracted rainbow trout water samples serially diluted in a manner analogous to the dilution of the standards. W A T E R S A M P L I N G A N D P R O C E S SI N G Tank water samples were collected in plastic bottles via a siphon tube fitted with a tap, to avoid disturbing the fish. Gloves were worn at all times to prevent contamination. Corticosteroids were extracted from water samples as described by Greenwood et al. (2001). Briefly, tank water samples were peristaltically pumped at c. 25 ml min 1 through a pre-filter (045 mm pore-size: Pall Life Sciences, U.K.) and then through an activated solid phase extraction cartridge (Sep-pak1 Plus C18, Waters Ltd., U.K.). Although this pumping speed is higher than that recommended by the manufacturer and that used in other studies (Greenwood et al., 2001), the recovery was found to be satisfactory. Approximately 500 ml of water was typically processed with the actual volume determined gravimetrically. After pumping, the cartridges were washed with 5 ml de-ionized water (DI) and either stored on ice temporarily (<2 h), or frozen prior to elution. For the original elution procedure, as described by Sorensen & Scott (1994) and Greenwood et al. (2001), all corticosteroids (free and conjugated) were retrieved from the cartridge by elution with 4 ml methanol, evaporated at 45 C under nitrogen, re-dissolved in 200 ml DI and the free steroid fraction extracted from the DI with 4 ml diethyl ether. The diethyl ether was transferred to a fresh glass tube and allowed to evaporate in a water-bath (45 C) in a fume cupboard. The residue was then reconstituted in 1 ml RIA buffer and stored frozen until assayed. Although diethyl ether has been widely used in the assay of cortisol and other steroids (Sorensen & Scott, 1994; Oliveira et al., 1999; Greenwood et al., 2001), occasional anomalous results occurred with the above method that were subsequently attributed to the quality of the diethyl ether. The elution procedure was therefore revised whereby, after the cartridge was purged of excess DI, free corticosteroids were eluted directly with 4 ml ethyl acetate. The ethyl acetate was evaporated under a stream of nitrogen gas at 45 C, and the residue was dissolved in 1 ml RIA buffer and stored frozen until assayed. It was confirmed that the ethyl acetate did not elute conjugated corticosteroids (unpubl. data), and that the revised procedure had the additional benefit of removing the need for a phase separation step. To determine whether cortisol concentration was affected by the volume of water that was processed, 30 replicate water samples were taken from a stock tank of rainbow trout. Three different volumes (250, 500 and 1000 ml) of water were pumped, with 10 replicates # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1236 T. ELLIS ET AL. per volume. The cortisol was retrieved from the extraction cartridges using the original (methanol/ether) elution method and assayed. The recovery of cortisol from water was assessed by adding radioinert cortisol to water samples from a rainbow trout stock tank to give a predicted cortisol addition of 5 ng l1. Spiked (n ¼ 4) and unspiked (n ¼ 4) water samples (500 ml) were then pumped through extraction cartridges. The cortisol was retrieved from the cartridges using the original (methanol/ether) elution method, and the amount was quantified by RIA. The effect of freeze storage, of either the water sample or the extraction cartridge, was examined at the same time as comparing the original (methanol/ether) elution with the revised (ethyl acetate) elution procedure. The experiment was therefore a 3 2 design with three storage treatments (no storage, freeze storage of water sample and freeze storage of extraction cartridge) and two elution procedures. Replicate 500 ml water samples (36) were taken from a rainbow trout stock tank, providing six replicates per treatment. Frozen extraction cartridges and water samples were thawed for 1 and 18 h respectively at room temperature prior to elution or pumping. BLOOD SAMPLING AND PROCESSING Blood samples were collected in heparinized syringes by caudal venipuncture from fish given a lethal dose of the anaesthetic benzocaine (012 g l1) to prevent a cortisol stress response to handling (Olsen et al., 1995). The fish were completely anaesthetized in <1 min, and all blood samples were taken within 5 min of removal from the tank. Blood samples were centrifuged (10 400g for 3 min) to separate the blood cells, and the plasma decanted and stored frozen. Cortisol was extracted by adding 1 ml ethyl acetate to 100 ml plasma. The sample and solvent were vortex mixed, shaken for 5 min, and then centrifuged (10 400g for 2 min). The ethyl acetate layer was decanted and evaporated at 45 C under nitrogen, and the residue re-dissolved in 1 ml RIA buffer and stored frozen. The efficiency of extraction (per cent recovery) from plasma was assessed by adding radioinert cortisol to charcoal-stripped plasma to give predicted concentrations of 0, 1, 10, 50 and 100 ng ml1, and then extracting 100 ml aliquots (n ¼ 6) for RIA. F I S H E X P ER I M E N T S Rainbow trout were purchased as eggs from the Gwen Wyllin Trout Hatchery (Isle of Man) (all female) and ongrown at the CEFAS Weymouth laboratory. For experiments, the fish were held at 12 C in aerated flow-through circular tanks supplied with dechlorinated mains water (pH 79). Water flow rates were monitored with in-line flowmeters (KDG 2000, KDG Mobrey, Crawley, U.K.) that were calibrated gravimetrically. The fish were fed commercial pellets at a rate of 18% body mass per day. Fish were, however, not fed on the day of stressor application. To produce a standardized response, an acute handling stress (90 s aerial exposure) was applied. A crowding screen was used to concentrate all the fish within a tank into a net. This net was removed from the tank, and held in the air for 90 s before returning the fish to the tank. Similar netting and aerial exposure procedures have been widely used to ensure a reproducible stress response applied to all fish in a tank (Kebus et al., 1992). A S S ES S M E N T O F B A S A L A N D P O S T - S T R E S S W A T E R CORTICOSTEROID CONCENTRATION The aim of the experiment was to establish whether water concentrations of cortisol and cortisone changed in response to stress. Twelve tanks (mean S.E. volume 1460 24 l and mean S.E. flow rate 19 00 l min1) were each stocked with 25 rainbow trout. After a 2 month acclimation period, the mean S.E. individual mass, stocking density and biomass loading were 176 3 g, 30 1 kg m3 and 23 00 kg l1 min1. The experiment involved four replicates of three treatments: an unstressed control, a single acute stress at 0 h and an acute stress repeated at 0, 1 and 2 h. Such repeated application of an acute stressor has previously been shown to result in a stepwise increase in plasma # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 A NON-INVASIVE STRESS ASSAY FOR FISHES 1237 cortisol concentration in salmonids (Barton et al., 1986). Water samples were taken at 0 h (immediately prior to application of stress), 05 h, and at hourly intervals from 1 h until 8 h, and processed using the original (methanol/ether) elution procedure. The amount of hormone released (Ht in ng) by the fish within a given time interval (t) was calculated by adapting an equation derived for the analogous problem of estimating food consumption rate from stomach content data and gastric evacuation rate (Adams & Breck, 1990), Ht ¼ Vkt(Ct C0ekt)(1 ekt)1, where V is the water volume (i.e. tank volume minus fish biomass), C0 and Ct are the hormone concentrations at the beginning and end of the sampling period (over a time interval t) and k is the instantaneous rate of decrease due to dilution from the inflow water. Values for k were derived as R V1, where R is the water inflow rate. Landau (1992) provides a dilution equation predicting the fraction of water replaced (F) in a well-mixed tank over a time interval (t): 1 R ¼ ln(1 F)(V t1). This can be rearranged as: 1 F ¼ et(R V ). This equation demonstrates that the term R V1 represents the instantaneous rate of decrease due to dilution from the inflow water, i.e. k. The hormone release rate (ng g1 h1) was then calculated from Ht, the fish biomass and time interval. CORRELATION OF PLASMA CORTISOL CONCENTRATION A N D R E L E A S E R A TE This experiment sought to confirm that water cortisol concentration and calculated release rates were related to plasma cortisol concentration. Rainbow trout (67 per tank) were acclimated to 274 4 l tanks (28 002 l min1 inflow) for 1 month, after which time the mean individual mass, stocking density and biomass loading were 164 3 g, 419 09 kg m3 and 396 005 kg l1 min1. The experiment involved three replicates of three treatments: an unstressed control, a single handling stress at 0 h and a repeated handling stress at 0, 075 and 15 h. Water samples were taken at 0, 1 and 2 h and processed using the revised (ethyl acetate) elution procedure. At 2 h, 12 individuals per tank were sampled for blood. Cortisol release rate was estimated as described above for the hour preceding blood sampling, i.e. from the water cortisol concentrations at 1 and 2 h. V A L I D A T I O N O F T H E IN ST A N T A N E O U S R A T E O F D E C R E A SE O F C O R T I SO L C O N C E N T R A T I O N DU E T O DILUTION The aim of the experiment was to confirm whether the Landau (1992) equation reliably predicted the rate of decrease in cortisol concentrations in flowing tank water. After removal of the 12 fish for blood sampling from the nine tanks in the above experiment, all the remaining fish were removed and the inflow rates were changed to either 0, 25 or 5 l min1, one flow treatment at each stress level (control, single, repeated). The static treatment was used to assess the possible contribution of biodegradation and adsorption to the disappearance of cortisol from the tanks (Jürgens et al., 2002). Water samples were taken for measurement of cortisol concentration at intervals based upon the time for 50% loss as predicted by the dilution equation. Water samples were processed using the revised (ethyl acetate) elution procedure. The data were analysed by regressing ln water cortisol concentration against time. The observed gradients were compared to predicted values derived from the tank volume and inflow rate (i.e. R V1) for each tank using a Wilcoxon matched pairs test. ST A TI S T ICA L A NA LY S E S Values of corticosteroid concentrations in water and plasma are expressed as mean S.E. in the text and figures. All values of corticosteroid concentration in water and plasma, and estimates of release rate were ln transformed for analyses. Treatment effects were analysed by appropriate ANOVA models. # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1238 T. ELLIS ET AL. RESULTS RADIOIMMUNOASSAYS The TLC separations showed that >97% of the cross-reaction of the cortisol antiserum was in the elution position of cortisol, but only 78% of the cross-reaction for the cortisone antiserum was in the elution position of cortisone (Fig. 1). The interassay CV for cortisol was 11% (n ¼ 24) for both line standards (means 12 and 118 pg). The intra-assay CV for cortisol was 6, 7 and 10% for means of 14, 49 and 184 pg, (n ¼ 15, 24 and 18). The slopes for per cent binding of the serially diluted samples were indistinguishable from the standard curve (Fig. 2). (a) Cortisol (ng) 2 1 cortisol 0 1 3 5 7 9 3 5 7 9 11 cortisone 13 15 17 19 21 23 19 21 23 (b) Cortisone (ng) 0·2 0·1 cortisol 0 1 11 cortisone 13 15 17 Distance from origin (cm × 0·4) FIG. 1. Thin-layer chromatographic separation of material in water extracts from rainbow trout tanks that cross-reacted with either (a) the cortisol antiserum or (b) the cortisone antiserum. The elution positions of cortisol and cortisone standards are indicated. # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 A NON-INVASIVE STRESS ASSAY FOR FISHES 1239 (a) 40 30 20 Per cent binding 10 0 0 2 4 6 8 2 4 6 8 (b) 40 30 20 10 0 0 Number of 1 : 2 dilutions FIG. 2. Parallelism of the cortisol standard curve to serial (doubling) dilutions of four water samples in two separate assays (a) (&, standard 1; , sample 1; ~, sample 2) and (b) (&, standard 2; , sample 3; ~, sample 4). Values for the rainbow trout water samples are means of six replicates. W A T E R S A M P L I N G A N D P R O C E S SI N G There was no effect of sample volume (one-way ANOVA, F2,27, P > 05) on cortisol concentrations measured in stock tank water samples. The mean water cortisol concentrations were 200 012, 210 009 and 216 010 ng l1 for the 250, 500 and 1000 ml volumes. The cortisol concentration in unspiked stock tank water samples was estimated at 18 02 ng l1. The cortisol concentration in samples that had been spiked with 5 ng l1 was estimated at 62 02 ng l1. The combined recovery of the methodology (extraction, methanol/ether elution and RIA) was therefore estimated at 87%. There was no significant effect of freeze storage on cortisol concentration (two-way ANOVA, F2,30, P > 02), or interaction between storage and elution # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1240 T. ELLIS ET AL. method (F2,30, P ¼ 05), indicating that freeze storage of the water sample or the extraction cartridge did not cause a significant loss of cortisol. There was, however, a slight but significant effect of elution methodology on the measured cortisol concentration (Fig. 3; F1,30, P < 0001), with the revised (ethyl acetate) method giving higher values (35 v. 31 ng l1). The revised (ethyl acetate) method also gave less variable results (CV 6 v. 12%). PLASMA SAMPLING AND PROCESSING The amount of cortisol measured in the unspiked stripped plasma was below the limit of detection of the assay. The mean recovery efficiency of the extraction (and RIA) of the spiked plasma was 82%, with no difference between the spiking concentrations (one-way ANOVA, F3,19, P > 02). A S S ES S M E N T O F B A S A L A N D P O S T - S T R E S S W A T E R CORTICOSTEROID CONCENTRATION Elution and sample storage method Before application of stress, both cortisol and cortisone were measured in water samples at concentrations of 11 01 and 07 00 ng l1 respectively (Fig. 4). There was no difference between treatments in water concentrations of either corticosteroid prior to application of the stress (one-way ANOVA, F2,9, P > 05). After 30 min, concentrations of cortisol and cortisone were greatly elevated in the stressed tanks, over the unstressed controls (one-way ANOVA, F2,9, P < 0001; Fig. 4). Concentrations of corticosteroids in the single and repeat stress tanks had diverged by 2 h (Fig. 4). The water cortisol concentration in the single stress treatment peaked at 252 34 ng l1 at 2 h, whereas concentrations in the Original elution, no storage Original elution, water frozen a Original elution, cartridge frozen Revised elution, no storage Revised elution, water frozen b Revised elution, cartridge frozen 0 1 2 Water cortisol (ng 3 4 l–1) FIG. 3. Cortisol concentrations measured in rainbow trout tank water samples using different sample storage and cartridge elution methodologies (original methanol/ether and revised ethyl acetate). Values are means of six replicates S.E. and different lower case letters (a and b) indicate significant effect of elution methodology. # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1241 A NON-INVASIVE STRESS ASSAY FOR FISHES 140 (a) Water cortisol (ng l–1) 120 100 80 60 40 20 0 0 Water cortisone (ng l–1) 30 2 4 6 8 (b) 20 10 0 0 2 4 6 8 Time (h) FIG. 4. Mean þ S.E. (a) cortisol and (b) cortisone concentrations in water samples from rainbow trout tanks (n ¼ 4 per treatment) after exposure to a repeated handling stress (at 0, 1 and 2 h, -&-), a single handling stress (at 0 h, --) or no stress (control, -~-). repeat stress treatment peaked between 3 and 5 h, reaching 1072 159 ng l1. Differences between all three treatments in the water concentrations of both steroids remained for the duration of the sampling (Fig. 4). Concentrations of cortisol in the water were higher than cortisone at all sampling times (Fig. 4). The estimated cortisol and cortisone release rates for the unstressed control fish were relatively stable over the 8 h period of the experiment (Fig. 5). Release rates of both cortisol and cortisone for the stress treatments were greater than for the control over the first period (0 to 05 h) after application of the stress at 0 h (Fig. 5: one-way ANOVA, F2,9, P < 0001). The two stress treatments diverged during the third period (1 to 2 h), with higher release rates in the fish exposed to the repeat stress. In the single stress treatment, the release rate of # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1242 T. ELLIS ET AL. (a) Cortisol release rate (ng g–1 h–1) 8 6 4 2 0 0 4 6 8 (b) 1.0 Cortisone release rate (ng g–1 h–1) 2 0·8 0·6 0·4 0·2 0 0 2 4 6 8 Time (h) FIG. 5. Mean þ S.E. release rates calculated for the release of (a) cortisol and (b) cortisone into the water in rainbow trout tanks (n ¼ 4 per treatment) after exposure to a repeated handling stress (at 0, 1 and 2 h, -&-), a single handling stress (at 0 h, --) or no stress (control, -~-). Values are plotted at the midpoint of the time interval that release rates were measured over. Values for 025 and 075 h represent estimates over 30 min periods, i.e. 0 to 05 h and 05 to 1 h respectively. All other values represent estimates over 1 h periods. both corticosteroids peaked within the first hour, and were not significantly different from the control treatment after 3 h (Fig. 5). The release rates in the repeat stress treatment peaked between 2 and 5 h and remained higher for the duration (8 h) of the experiment (Fig. 5). Estimated release rates were consistently higher for cortisol than cortisone (Fig. 5). C O R R E L A T I O N O F P L A SM A C O R T I SO L C O N C E N T R A TI O N AND RELEASE RATE Prior to the application of the handling stress, the mean water cortisol concentration was 27 03 ng l1 and there was no difference between the different # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1243 A NON-INVASIVE STRESS ASSAY FOR FISHES treatments (one-way ANOVA, F2,6, P > 05). At 2 h, there was a significant treatment effect [one-way ANOVA, F2,6, P < 0001, Fig. 6(a)], with water cortisol concentrations ranging from 2 to 93 ng l1. There was a significant effect of Water cortisol (ng l–1) (a) a b b Control Single stress Repeat stress 80 40 0 Cortisol release rate (ng g–1 h–1) (b) 3 a b c Control Single stress Repeat stress 2 1 0 Plasma cortisol (ng ml–1) (c) a b c Control Single stress Repeat stress 120 80 40 0 FIG. 6. (a) Water cortisol concentrations at 2 h, (b) estimated cortisol release rate into the water for the time period 1 to 2 h and (c) plasma cortisol concentrations at 2 h in tanks of rainbow trout exposed to either no stress (control, n ¼ 3), a single handling stress at 0 h (n ¼ 3) or a repeated handling stress at 0, 075 and 15 h (n ¼ 3). Values in (a) and (b) represent single observations for each tank, and values in (c) represent the mean S.E. of 12 fish for each tank. Different lower case letters (a, b and c) indicate significant differences between treatments. # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1244 T. ELLIS ET AL. treatment on estimated cortisol release rate [one-way ANOVA, F2,6, P < 0001, Fig. 6(b)], which ranged from 003 to 250 ng g1 h1. The effects of stress treatment, sampling order, fish mass and tank (stress treatment) on plasma cortisol concentration was assessed using a four-way generalized linear model ANOVA. Plasma cortisol was unaffected by sampling order (F1,97, P > 05) or fish mass (F1,97, P > 02). There was however a highly significant effect of stress treatment (F2,97, P < 0001). Mean plasma cortisol concentrations ranged from 2 ng ml1 in unstressed tanks to 127 ng ml1 in repeat stress tanks [Fig. 6(c)]. There were highly significant positive correlations between mean plasma cortisol concentration at 2 h and both water cortisol concentration at 2 h (rs ¼ 085, n ¼ 9, P ¼ 0004) and cortisol release rates between 1 and 2 h (rs ¼ 093, n ¼ 9, P ¼ 0001). V A L I D A T I O N O F T H E IN S T A N T A N E O U S R A T E O F DECREASE OF CORTISOL CONCENTRATION DUE TO DILUTION Plots of ln water cortisol concentration against time conformed to straight line relationships for all three flow regimes, apart from when the concentrations approached the limit of sensitivity of 03 ng l1 [Fig. 7(a)–(c)]. These values were excluded from the analysis. All regression equations represented good fits to the data (r2 93%) and the gradients were significant in all cases (P < 0001), showing significant decreases in the cortisol concentration over time in all flow regimes, including the static tanks. The gradients of the three flow treatments differed (one-way ANOVA, F2,6, P > 0001), and the gradients of the 5 and 25 l min1 flow regimes were not significantly different from predicted values [(R V1) (Wilcoxon matched pairs test, P > 01; Fig. 7(d)]. DISCUSSION WATER CORTISOL MEASUREMENT AS A NON-INVASIVE ASSAY This study confirmed the release of free corticosteroids, both cortisol and cortisone, into the water by rainbow trout. Cortisone in fish plasma is thought to originate mainly from oxidation of cortisol. Plasma cortisone concentrations have been shown to be similar to, and sometimes exceed, those of cortisol (Weisbart & McGowan, 1984; Patiño et al., 1987; Pottinger & Moran, 1993). Although cortisone is an important component of the stress response, and may have a physiologically active role (Patiño et al., 1987), there appears little to be gained from measuring both steroids on a routine basis. Water cortisol concentrations appear to be consistently higher than those of cortisone both under basal and stressed conditions (Fig. 4). Cortisol is also the principal, and most commonly measured, corticosteroid in other fish studies (Mommsen et al., 1999). Also, antisera for cortisol RIA are more readily available than those for cortisone and appear to be more specific. In the present study, the reliability of every stage of the procedure for measuring cortisol in water from sample collection to RIA was established. # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 A NON-INVASIVE STRESS ASSAY FOR FISHES 1245 (a) 100 10 1 0·1 Water cortisol (ng l–1) 0 100 1000 2000 1000 2000 (b) 10 1 0·1 0 (c) 100 10 1 0·1 0 1000 2000 Instantaneous rate of decrease in cortisol concentration (min–1) Time (min) 0·02 (d) NS NS 5 2·5 0·01 0 Static Inflow rate (l min–1) FIG. 7. (a)–(c) Decrease in water cortisol concentrations in individual tanks after stressed or unstressed fish had been removed from the tanks, and the flow rates had then been adjusted to either (a) 5, (b) 25 or (c) 0 (static) l min1. Values (*), close to limit of detection, were not used in calculations of the rate of disappearance of cortisol. (d) Observed (&, gradients) v. predicted (&, R V1) rates of decrease of mean S.E. cortisol concentration for each flow regime. # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1246 T. ELLIS ET AL. Buchanan & Goldsmith (2004) have recently pointed out the importance of carrying out thorough validation during the development of non-invasive procedures. Despite evidence for some loss of cortisol in static water, cortisol was flushed out at a predictable rate in running water, thus enabling estimation of cortisol release rates. Water cortisol concentrations and release rates have been shown to be related to the degree of stress that the fishes are subjected to. The observed time course of water cortisol concentrations and release rates, with a rapid rise within 1 to 3 h of a handling stress and a subsequent decay (Figs 4 and 5), resemble previous studies of plasma cortisol response (Pickering et al., 1982; Patiño et al., 1987; Barton, 2000). Water cortisol concentrations and release rates were found to be correlated with plasma cortisol concentrations (Fig. 6). The procedure therefore provides a good basis for a non-invasive stress assay for fishes. Water cortisol concentrations (ng l1) can be used directly as a relative measure of stress status in experimental tank systems with matching fish biomass and flow regimes. Alternatively, estimated cortisol release rates (ng g1 h1) can be used as an absolute measure. Release rates will better reflect the plasma status after an acute stress, as there may be a slight delay in the cortisol concentration peak, due to the need for accumulation (Figs 4 and 5). Following their demonstration of accumulation of endogenous cortisol metabolites in the bile of rainbow trout, Pottinger et al. (1992) suggested that bile samples may provide a means to identify chronically stressed fishes when sampling stress is unavoidable. The time delay required for accumulation in the bile would circumvent the problem of the rapid rise in plasma cortisol concentrations associated with sampling. The disadvantages of measuring cortisol in the bile, however, are that the fishes have to be killed, the time delay is of little use for studies of short-term stress and the production and storage of bile is directly affected by feeding (Pottinger et al., 1992). The logical extension to measurement of cortisol metabolites in bile is the measurement of cortisol metabolites in faeces. As mentioned in the Introduction, two such studies have already been carried out on fishes by Oliveira et al. (1999) and Turner et al. (2003). Although this method looks to have much promise for field studies, it does have several drawbacks. The major one is that faeces need to be collected very soon after defecation to prevent their disintegration and to minimize the leaching of cortisol metabolites into the water. Another drawback is that the rate of defecation (and hence of cortisol concentrations) is affected by food quantity and feeding rate. Yet another drawback is that, without relatively sophisticated technology, it is difficult to collect faeces without at the same time disturbing the fishes. Although the amounts of free cortisol in the water that are released via the gills appear to be a smaller proportion of plasma-derived cortisol than the metabolites in the bile, the advantages of measuring free cortisol in the water are numerous. As cortisol in the water comes straight from the gills (unlike metabolites in the faeces that could have been stored in the gall bladder for several hours to days), water cortisol concentrations are likely to give a better picture of what is currently happening to the fishes. There will inevitably be a time lag between plasma and water cortisol concentrations. The present experiments, however, have demonstrated a seven-fold increase in water cortisol # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 A NON-INVASIVE STRESS ASSAY FOR FISHES 1247 concentration within 30 min of stressor application, indicating that this time lag is a matter of only minutes. A major advantage of the procedure outlined in the present paper is that, as water sampling does not disturb the fish, it will allow replacement of the stressful and harmful procedure of blood sampling. This has the additional benefit that repeat samples can be taken from the same population in time-course experiments, thereby reducing the numbers of tanks and animals that might otherwise be required. Another potential advantage is that stress experiments can be carried out on fishes that are too small to be bled. The stress response of small fishes is currently assessed by making whole body extracts (Pottinger et al., 2002). Following the publication of the concept for a non-invasive assay for stress in rainbow trout (Scott et al., 2001), Ruane & Komen (2003) applied the original extraction procedure of Scott & Sorensen (1994), but without the water/diethyl ether phase separation, to water from tanks containing carp Cyprinus carpio L. at different densities. They found a reasonable agreement between cortisol concentration and fish density. They did not find, however, such a good agreement between plasma and water cortisol levels as in the present study. This could be due to the failure to separate the free cortisol from the far more abundant conjugated steroids (many of them metabolites of cortisol) that may have entered the water via the bile and urine. It is possible that some of these conjugates could cross-react to a certain degree with the cortisol antiserum and increase apparent concentrations in the RIA. Measurement of cortisol in water samples assumes a homogeneous concentration of cortisol within the tank. The validity of this assumption in the present tank systems is demonstrated by the low variation in cortisol concentrations in replicate water samples (CV ¼ 6% for revised elution method) due to adequate mixing from aeration and fish movement. Heterogeneity, however, would need to be considered in less dynamic or linear flow systems. A potential drawback of the non-invasive methodology is that it effectively integrates the cortisol release of all members of a population. Large interindividual differences in plasma cortisol concentration are well documented in rainbow trout (Laidley & Leatherland, 1988), and individuals with a high plasma cortisol concentration may make a greater contribution to water cortisol concentration than predicted from their biomass. It is possible, however, to apply the methodology to assess the stress level of individuals (unpubl. data). Another potential drawback to the methodology is that the rate of cortisol release into the water is likely to depend not only upon the plasma cortisol concentration, but also on the rate of passage of cortisol through the gills. Passage through the gills will presumably be influenced by a variety of factors including gill surface area, permeability, branchial blood flow and ventilatory water flow. The ratio of gill surface area to body mass decreases with increasing size (Pauly, 1994), so smaller fishes would potentially release more cortisol for a similar plasma cortisol concentration. Since temperature and oxygen affect ventilation frequency, they would also probably affect the cortisol release rate. The epidermal structure of the gill can also be affected by water quality that may in turn affect permeability (Anderson & Mitchum, 1974). Stress is also known to directly increase gill blood flow, ventilation rate and the permeability of gill epithelia (Mazeaud & Mazeaud, 1981; Bonga, 1997). The release of # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 1248 T. ELLIS ET AL. cortisol via the gills is therefore complex and may not respond in direct relation to changes in plasma cortisol concentration. Although these factors affecting release may potentially reduce the applicability of this method as an absolute measure of stress status, they may make it more sensitive as a relative measure. At present, in order to work out cortisol release rates, accurate information is required on biomass, water flow rate and tank volume. If any of these factors is unknown (or not identical for all treatments), then the measurement of cortisol in water is of limited value. Mammalian researchers have had the same problem when measuring cortisol in urine as the flow rate of urine is highly unpredictable. They have resolved this problem by measuring the urinary concentration of creatinine (Wasser et al., 2000), a compound that is formed continuously in the body at a rate that is not affected by stress. By relating the concentration of cortisol to that of creatinine, it becomes unnecessary to know the flow rate of the urine. The next step in the development of the non-invasive procedure is to find a similar compound that is produced by fishes, is easy to measure and is released into the water in the same way as cortisol (i.e. via the gills rather than the urine). If such a compound can be identified, it will hopefully become unnecessary to know details of fish biomass, water flow rates, gill permeability, gill surface area, oxygenation or temperature in order to interpret cortisol concentrations in water. RELEASE OF FREE CORTICOSTEROIDS INTO THE WATER The release of cortisol into the water represents a loss of the steroid from the plasma. There are three main routes for the clearance of free and conjugated steroids, i.e. via the bile, the urine and the gills (Pottinger et al., 1992; Vermeirssen & Scott, 1996; Sorensen et al., 2000). The study by Vermeirssen & Scott (1996) showed that, when rainbow trout were injected with either a free, sulphated or glucuronidated steroid, the free steroid appeared in the water via the gills, the sulphated steroid appeared rapidly in the urine and the glucuronidated steroid accumulated in the bile. By ‘bisecting’ goldfish in specially constructed tanks, Sorensen et al. (2000) were also able to show that free steroids were released only from the anterior (gill) region of the fish and sulphated and glucuronidated steroids only from the posterior region. The current findings indicate that the release route of cortisol and cortisone in rainbow trout is also the gills. This conclusion is supported by the fact that cortisol concentrations in the water increase very soon after the application of stress and are unlikely to be of biliary origin as bile corticosteroid concentrations do not rise until after 1 h of stress application (Pottinger et al., 1992). Although they could be of urinary origin, a preliminary experiment was conducted following the same procedure as Vermeirssen & Scott (1996), in which three rainbow trout were fitted with a catheter that prevented urine from entering the water and were then injected with radioactive cortisol. Free cortisol (some of it converted to cortisone) appeared in the water (but not the urine) and HPLC analysis of the water showed little or no evidence for the presence of corticosteroid conjugates (unpubl. data). Only a very small amount of radioactivity (all of it conjugated) appeared in the urine, as suggested by Idler & Truscott (1972). Despite the evidence for the release of free cortisol and cortisone via the gills, the hepato-biliary route is still considered the major route for cortisol clearance # 2004 Crown copyright, Journal of Fish Biology 2004, 65, 1233–1252 A NON-INVASIVE STRESS ASSAY FOR FISHES 1249 in fishes (Mommsen et al., 1999). The present results are unfortunately insufficient to estimate just how important are the gills as a route of excretion for cortisol. To do this, information would be required on cortisol secretion and metabolic clearance rates of individuals. Nevertheless, Donaldson & Fagerlund (1968) have estimated the production rate of cortisol in sockeye salmon Oncorhynchus nerka (Walbaum) to be between 07 and 102 ng g1 h1, which is an order of magnitude higher than the present estimates of branchial release of cortisol in rainbow trout [003–67 ng g1 h1; Figs 5(a) and 6(b)]. Previous estimates of metabolic clearance rates of cortisol by rainbow trout range from 008 to 026 ml g1 h1 (Mommsen et al., 1999) which are again at least an order of magnitude greater than the present estimates of branchial clearance rate (001 to 007 ml g1 h1), derived from the combination of branchial release rate (ng g1 h1) and plasma cortisol concentration (ng ml1) (Fig. 6). With more directed experiments, the validated methodology could contribute to the assessment of the relative importance of the gills for excretion of cortisol. One question still to be answered is whether the clearance of cortisol via the gills represents passive ‘leakage’ or active ‘excretion’. Patiño et al. (1985) suggested that the gills may play an active role in cortisol excretion because plasma clearance rate of cortisol metabolites in coho salmon Oncorhynchus kisutch (Walbaum) was correlated to gill NaþKþATPase activity, implying an energy consuming process. Nevertheless, passive leakage is more likely because, for lipophilic compounds such as free steroids, the gills behave like a permeable membrane with two solutions (water and plasma) on each side; with the concentration gradient almost always favouring the passage of cortisol from the plasma to water. Acting as a brake on the rate of diffusion is the ability of most steroids to bind to plasma proteins. In fact, Vermeirssen & Scott (1996) have speculated that the differential release of various free sex steroids into the water by fishes may depend upon their affinity for, and the concentrations of, sexsteroid binding proteins in the plasma. Fishes do not appear to possess specific corticosteroid-binding proteins in the plasma (Mommsen et al., 1999). If they did so, cortisol and cortisone would probably be released in much smaller amounts. Cortisol release may, however, vary according to the amounts of non-specific steroid binding proteins in the plasma. 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