Patterns of One-Party Dominance in African Democracies: How One-Party Dominant Systems Endure and Decline1 Renske Doorenspleet and Lia Nijzink University of Warwick, UK and University of Cape Town, SA Paper prepared for IPSA- ECPR joint conference, University of Sao Paulo, Brazil, February 16-19, 2011. Panel: Elections and the Transformation from One-Party Rule Work in progress. Please do not cite. 1. Introduction Our edited volume addresses one of the key issues that confront emerging democracies in Sub-Saharan Africa: what are the current patterns of one-party dominance on the continent and how can we explain the endurance and decline of one-party dominant systems in African democracies? We are living in an era with an unprecedented number of democracies all around the world. Since 1989, democracy has spread not only to Eastern Europe, Asia, and Latin America, but also to large parts of Africa. Experts were worried that the adoption of multi-party democracy would lead to highly fragmented party systems in Africa because of deep ethnic divisions on the continent. However, this did not happen. In contrast, party systems with one major dominant party emerged and in many African democracies such systems have prevailed. Surprisingly, research on this phenomenon has been scarce. There are not many studies devoted to the concepts, measurements, and explanations of party systems with one dominant party, let alone studies about one-party dominance in the African context.2 Our edited volume aims to fill this gap. In our view, the question why some one-party dominant systems have endured over time while other have not is highly relevant to the broader political and public debate about democratization in Africa. One party dominant systems are assumed to be a problem for democracy on the continent (Giliomee & Simkins 1999; Schlemmer 2006). At the same time, they have emerged through the ballot box and can thus be seen as an expression of the will of the people. This apparent contradiction requires us to take a closer look at patterns of endurance and decline of one-party dominance and the mechanisms behind them in order to better understand the challenges one-party dominance present for the development and deepening of democracy and good governance on the continent. 1 This is the first draft of the introductory chapter of an edited volume to be published by Lynne Rienner Publishers. We would like to thank all participants of our September 2010 workshop at Warwick University for their valuable comments and suggestions. 2 Important examples of existing research on one-party dominance are Pempel 1990; Giliomee 1998; Rimanelli et al 1999; Giliomee & Simkins 1999; Bogaards & Boucek 2010. However, these works are not based on systematic comparative research and focus mainly on established democracies, and certainly not exclusively on Africa. For more conceptual discussions on one-party dominance, see Bogaards 2004. Patterns of One-Party Dominance in African Democracies This book discusses theories, concepts and measurements of one-party dominance and their application in the context of Africa’s young democracies. It brings together a number of leading experts from both European and African research institutions to discuss Africa’s one-party dominant systems, describe current patterns of dominance on the continent and explain how one-party dominant systems endure and decline. Six country chapters present new knowledge about party system developments in Mali, Namibia, Senegal, South Africa, Tanzania and Zambia, while the concluding chapter enriches the volume by using a comparative framework to draw conclusions based on the findings of the country chapters. Thus, this book presents new research on a theme that is increasingly relevant to the policy goal of developing and deepening democracy on the African continent. We would like this introductory chapter to serve as a foundation for our edited volume. First, we will discuss the issue of case selection and present the six countries we decided to include in this book. In order to do so, we will describe the general democratic developments on the African continent, not only looking at the concept of democracy, but also discussing a typology of regimes that currently exist. This discussion will show that we have selected 6 countries which display patterns of oneparty dominance and present high to middle scores on both political rights and civil liberties. The next section of this chapter will move to possible explanations of the endurance or decline of one-party dominant systems. Based on existing research, we will introduce our newly developed theoretical framework which identifies the following seven factors to explain the endurance or decline of one-party dominance in Africa: historical legacy, social cleavages, institutional architecture, political culture, government performance, state-party relationships, and international influences. We will describe these factors on the basis of current theoretical knowledge and previous research. We will give comparative quantitative empirical evidence for all six country cases related to some of the factors. This evidence suggests that some factors have little explanatory power in relation to the different patterns of one-party dominance in African democracies. The final section of this chapter will present the main aims of this study, the outline of the book and some very preliminary findings. 2. Democracy in Sub-Saharan Africa The main focus of this book is on African democracies and the development of their party systems. As a consequence, we must first determine which African countries can nowadays be considered as democratic, which is not an easy task. Democracy is a highly contested concept. This introductory chapter will not go into the ideological and normative debate around the meaning of democracy, but will use a descriptive definition of democracy, which has been predominantly used in political science. Robert Dahl (1971) presented a precise and useful classification of political regimes, which we will employ here. Dahl distinguished political regimes along two dimensions: the degree of political competition and the degree of political participation. First, regimes vary in the extent of permissible public opposition to government policies. The dimension of political competition (or contestation) distinguishes monopolistic regimes in which political power is concentrated in the hands of a small elite from pluralistic regimes in which power is dispersed among political parties and in which opposition is possible. Political regimes that ban political opposition and competition among political 2 Patterns of One-Party Dominance in African Democracies parties for the votes of the people are not ‘competitive’ and as a consequence not democratic. The second dimension is the extent of political participation allowed. This is defined as the level of popular involvement in public life or the proportion of the population that is entitled to participate. For example, regimes that restrict electoral franchise on the basis of gender, race or class are more exclusive than regimes that allow the right to vote to anybody without discrimination. The political systems that deny suffrage to part of its society are not ‘inclusive’, and hence cannot be considered as democratic (see Doorenspleet 2000). In this context, ‘minimal democracies’ are defined as regimes in which there are elections, which are relatively free and fair, and there is the possibility of competition and inclusive suffrage in the political system. ‘Liberal democracies’ are minimal democracies with a high level of political rights and civil liberties (Zakaria 1997; Diamond 1999; Moller 2007). The next question is which countries have democratized around the world, and specifically in Africa. The number of transitions to minimal democracy since 1990 has been striking. At the end of the 1980s, the wave swept through Eastern Europe, Latin America, parts of Asia and Africa. This recent democratization wave has not only been more global and affected more countries than earlier waves did; there have—at least so far—also been fewer regressions to non-democratic regimes than in the past. There were many transitions to minimal democracy and only a few transitions back to non-democratic regimes (cf. Doorenspleet 2000; Doorenspleet 2005). Democratization has become incredibly manifest in Africa. The wave of democratization to Africa in the early 1990s represented the most significant political change on the continent since the independence period three decades before. Throughout the continent, significant political liberalization resulted in the emergence of a free press, opposition parties, independent unions and a multitude of civil society organizations autonomous from the state. In many African countries, the first multiparty elections in over a generation were convened in the early 1990s. In a smaller set of countries, these elections were fully free and fair and resulted in the defeat and exit from power of the previous authoritarian head of state. By the end of the decade, only a small minority of states was not officially a multi-party democracy, even if the practice of democratic politics was often far from exemplary. Table 1 here To distinguish between different regime types, Freedom House collects data on both political rights and civil liberties across the world and classifies countries as either free, partly free or not free.3 In 2010, there are 17 African countries which, according to Freedom House, are not free: political rights in these countries are not guaranteed and civil liberties not safeguarded. Because we are interested in patterns of one-party dominance in African democracies we will disregard these countries in our case 3 The data are derived from reports and scales of the Freedom House, see www.freedomhouse.org; http://www.freedomhouse.org/template.cfm?page=548&year=2010; and http://www.freedomhouse.org/template.cfm?page=363&year=2010 3 Patterns of One-Party Dominance in African Democracies selection. The remainder of the countries on the continent can be divided into two groups: one group of 9 countries that can be classified as free, with high levels of political rights and civil liberties and another group of 22 countries that has been classified as partly free with generally lower levels of political rights and civil liberties. Because we do not want to equate the Freedom House classification of ‘free’ with ‘democracy’ and because we do not want to limit our analysis to the top performers in Africa, we have selected countries from each group for inclusion in our book: Namibia, South Africa and Mali from the list of countries classified as free in 2010 and Senegal, Zambia and Tanzania4 from the top half of the list of partly free countries. We have selected these six countries because they display a pattern of oneparty dominance that is either enduring or declining.5 According to political scientists (see e.g. Dahl 1971; Diamond 1999; Przeworksi et al 2000), the existence of political parties competing for power within a framework that guarantees equal chances for all is one of the fundamental characteristics of a democracy. As noted above, political regimes that ban political opposition and competition among political parties for the votes of the people are not ‘competitive’ and consequently not democratic. In many African democratic systems, though, competition among political parties is allowed and protected by law but limited in practice. There is no alternation of the party in power. The likelihood of the opposition gaining control over government seems very small. Such systems are central in this book. We have selected three country cases in which the pattern of oneparty dominance is enduring as well as three cases in which this pattern is in decline. Table 2 here The next chapter in this book by Erdmann & Basedau will present a detailed discussion of the conceptualisation of one-party dominance and the various definitions that have been used in the existing literature on this phenomenon. We will take the definition presented by Sartori (1976) as our starting point: one-party dominant systems are those party systems in which the same party wins 50 percent or more of the seats in parliament in three consecutive elections. Table 2 shows that Namibia, Tanzania and South Africa fall squarely in this category. Since their respective transitions to democracy, all three countries have held four or in the case of Namibia five multi-party elections in which the same political party gained more than 50% of the parliamentary seats. In Namibia, the seat share of SWAPO has consistently been around 75% with the transitional elections in 1989, when SWAPO gained 56.9% of the seats, being an exception. In Tanzania, CCM shows repeated seat shares above 75%, winning as much as 87.5% of parliamentary seats in 2000. In South Africa, the ANC has an equally consistent but slightly lower seat share of around two thirds of the seats in the National Assembly. Thus, these three cases can be described as cases of enduring one-party dominance and in this volume we will try 4 In another democracy index, the Polity Project (see http://www.systemicpeace.org/polity/polity4.htm) Tanzania gets a score of -1 on a democracy scale that runs from -10 to +10 and appears to be an outlier amongst our selection of country cases. We have nevertheless decided not to change the case selection as presented here. 5 As the chapter by Erdman & Basedau will show, Botswana, Lesotho and Mozambique also fall in the free and (top end of the) partly free categories and are also displaying one-party dominant patterns. These cases would be very interesting to include in future work on one-party dominance. 4 Patterns of One-Party Dominance in African Democracies to find out what the mechanisms behind this pattern of dominance are: which factors are most salient to describe and explain the endurance of one-party dominance in these cases? In contrast and in order to strengthen the explanatory power of our framework, we have included three other cases in our analysis in which initial patterns of dominance show signs of decline: Senegal, Zambia and Mali. Senegal is an interesting case in which the PS after consistently winning more than two thirds of the parliamentary seats for 20 years (from 1978 to 1998) has lost power to the SOPI coalition which in turn and at first observation seems to show a new pattern of dominance (see table 2). Zambia where the MMD has remained in power since 1991 shows a different pattern of declining dominance: since 2001 the dominant party has stayed in power but no longer holds a majority of the seats in parliament. Finally, in Mali, ADEMA lost its initial position of dominance in 2002 but has returned to power as the main party in the ADP coalition that won the 2007 elections. The country chapters in our book will describe these patterns of declining dominance in more detail and try to identify the factors that best explain the decline of one-party dominance in these cases. Figure 1 here We have found some indication of the importance of these patterns of dominance for democracy in the Freedom House data. Figure 1 shows the six countries included in this study and the average of their yearly political rights and civil liberties scores over time. It is clear that the Freedom House scores of the three cases in which dominance is in decline (Senegal, Zambia and Mali) show more fluctuations than the scores of the cases in which dominance endures. In Namibia, Tanzania and South Africa, enduring party dominance goes together with stable levels of political rights and civil liberties. Without going into the causal direction of this relationship or the possibility of intervening variables, this does suggest that patterns of dominance – their endurance or decline – do matter for the consolidation of democracy on the continent. 3. Theoretical framework and comparative quantitative empirical findings How to explain the endurance and decline of one-party dominant party systems in African democracies? As has already been pointed out above, literature on one-party dominant systems is scarce. Still, several possible explanations of the endurance or decline of one-party dominant systems can be derived from the pioneering work of existing studies. 3.1 Historical legacy First, the endurance of one-party dominant systems seems to be related to the historical background of the party systems in Africa’s modern democracies and the history of the current ruling parties. Many African countries currently enjoying democracy suffered a traumatic past characterized by colonization, civil war and/or severe repression during authoritarian and military regimes. Many of the current ruling parties evolved from nationalist movements that mobilized citizens to fight for independence or from so called second liberation movements (Salih 2007). Political parties such as the South West Africa People’s Organisation (SWAPO) in Namibia began as broad independence movements whose main 5 Patterns of One-Party Dominance in African Democracies objective was self-rule. Another example of a liberation movement turned dominant ruling party in a democratic system is the African National Congress (ANC) in South Africa. The Socialist Party in Senegal and the United National Independence Party (UNIP) in Zambia are parties that began as independence movements and governed for decades before being defeated in elections. Mali’s independence movement USRDA, on the other hand, gained power at independence in 1960 but quickly became a minor political actor after a military coup in 1968 in which Traore and his UDPM started a period of military rule that lasted until Toure’s counter coup in 1991. Ruling parties such as SWAPO (in Namibia) and the ANC (in South Africa) make use of their legacy of national struggle as a powerful political image and a justification for their dominant position. Even in countries where decolonization was relatively peaceful (as in mainland Tanzania), ruling parties seem to have benefitted from their role during the move towards independence. The political goodwill earned in the popular mobilization for independence or liberation seems to provide a basis for the development of a one-party dominant system. In fact, the cases of enduring one-party dominance in this volume all have a dominant party that is associated with the fight for independence/liberation. The principal nationalist or liberation movement usually had a broad membership, often cutting across class and/or ethnic lines, with majority rule as the common goal. In some countries, in our analysis Zambia, Tanzania and Senegal, the nationalist movement once in power prohibited or limited the existence of opposition parties thereby undermining multi-partyism and establishing single party rule. In most instances, the introduction of multi-party elections in the 90’s transformed these single party systems into one- party dominant systems. Interestingly, in both Senegal and Tanzania the party of the single party era continued in power as the dominant party under multi-partyism, SP and CCM respectively. In Zambia on the other hand, the dominant party under multi-partyism, the MMD, is a so called second generation post-independence political party with a history as a pro-democracy movement. The same is true for ADEMA in Mali. Another interesting observation is that the cases of declining one-party dominance have all had a history of single party rule. Tanzania is the exception in this pattern: it has a history of single party rule and displays a pattern of enduring one-party dominance. Thus, the predominant legacy in our declining cases differs from the predominant legacy in the enduring cases with Tanzania being the exception. Bratton and Van der Walle (1997) have argued that successful transitions to democracy depend critically on the way power was exercised by the rulers of previous regimes. Similarly, the ‘politico-institutional’ legacy of, in our analysis, socialist inspired single party rule or the apartheid regime seems to influence the development of one-party dominant systems. First generation political parties with roots in nationalist and liberation movements seem to be more stable in their position as dominant party under multiparty politics; while the dominant parties with a history as pro-democracy movements seem to be more vulnerable. The independence or liberation history as well as the legacy of the previous regime probably have an important influence on the ideology, character and strategy of the ruling party and on the development of the party system as a whole but we need to know more about this influence and how it works. How does historical legacy have an 6 Patterns of One-Party Dominance in African Democracies impact on the endurance or decline of one-party dominant systems? How has the country’s history influenced the development of the current party system? How and to what extent does the country’s history influence the ideology, identity, image, character and strategy of the dominant party? Has this historical legacy changed over time? Is the continuing/diminishing influence of the historical legacy an explanation for the endurance/decline of one-party dominance? The country-chapters in this volume will try to address these questions and find out more about the mechanisms behind the relationship between historical legacy and one-party dominance. 3.2 Social cleavages and fragmentation Another set of explanatory factors for dominant one-party systems in Africa might be social cleavages and ethnic, religious and linguistic fragmentation (see also Van de Walle 2003; Lipset and Rokkan 1967; Erdmann 2004; Posner 2005). As noted above, the nationalist movements were usually broad multi-ethnic and/or multi-class coalitions, including various ethnic and linguistic groups. They often included labour unions, student unions, women and religious organizations. The unifying objective of the movements was the overthrow of colonialism and apartheid. The current dominant ruling parties also have a broad multi-ethnic and/or multi class character. Their dominant position seems to be based on their ability to successfully transcend social cleavages – religious, ethnic and linguistic divisions in society – and attract voters from various social groups. Parties also make a deliberate attempt to reflect their commitment to the inclusion of various social groups in their choice of party leaders. Smaller political parties are often co-opted thus reinforcing the ruling party’s image as a broad ‘umbrella’ body. Table 3 here Table 3 shows a number of indices for ethnic, linguistic and religious fractionalisation. Despite small variations between our six country cases these indices suggest that our countries are all heterogeneous. This means that in all six cases a political party needs to successfully transcend various social cleavages in order to win elections and stay in power. This also means that we expect the parties in our enduring cases to be more successful in transcending cleavages, attracting broad support, co-opting various groups than the parties in our declining cases. We need to see whether the in-depth analysis of our country chapters confirms this expectation. Similarly, we expect a ruling party once it has established its dominant position to benefit from and in turn reinforce it by strengthening its links with society. The ruling dominant party often has a closer relationship with most social groups than the opposition or any new political parties. In countries with a pattern of declining dominance the dominant party has probably not succeeded in consolidating its position in this way. Again, we don’t know much about the mechanisms behind this relation between social cleavages and patterns of one-party dominance. Therefore, our country chapter will describe the qualitative evidence: What are the country’s main social cleavages and their effect on the current party system? How have the country’s social cleavages influenced the development of the current party system? To what extent is the dominant party a broad multi-ethnic and/or /multi-class coalition - in terms of voters, members and leaders? Has the dominant party employed (un/successful) strategies to co-opt other party and/or social groups? How? Have the 7 Patterns of One-Party Dominance in African Democracies composition of the broad coalition and the party’s cooptation strategies changed over time? Is this an explanation for the endurance/decline of one-party dominance? 3.3 Institutional architecture The electoral system and the institutional arrangements for executive-legislative relations make up the institutional architecture for a system’s political competition.6 At first glance, these two elements of institutional architecture seem to be of little influence. One-party dominant systems exist both in countries that run elections according to a first-past-the-post constituency system and in those that use party list based proportional representation. Similarly, one party dominance occurs in countries with presidential and those with parliamentary systems. What might be more interesting for the purposes of our project is to take a closer look at the combined effect of the different elements of institutional architecture, particularly on the position of the opposition parties and, where applicable, on the decline of one-party dominance. Opposition parties seem to suffer from fragmentation in one-party dominant systems. The Senegalese case shows that a united strong opposition party is crucial to defeat the incumbent party. In July 1998, after the dominance of the Socialist Party for almost forty years, a new opposition alliance was formed: the Alliance of Forces for Change (or ‘SOPI’) comprised not only the PDS, but also the African Party for Democracy and Socialism (PADS) and the Convention for Democrats and Patriots. In April 2001, this new and strong coalition of opposition parties won the parliamentary elections with an overwhelming majority. Table 4 Of the six countries included in our analysis South Africa and Namibia have a system of proportional representation with closed party lists, while Zambia elects its MPs in single member constituencies through a plurality of votes. Senegal has a mixed system in which just over half of its MPs are elected through proportional representation with closed party lists while the remainder is elected by a plurality of votes in single member districts. Tanzania follows the same system as Zambia but has an added element of proportionality through the 102 parliamentary seats which are reserved for women and allocated to the political parties according to the number of seats gained in the 232 constituencies. Finally, Mali elects its MPs in multi-member districts where they need to gain a majority or face a second round run-off. Looking at the variation in electoral systems amongst our six countries confirms the observation we have made above: the type of electoral system seems to have little influence on the pattern of dominance. The second element of institutional architecture, the institutional arrangements of executive-legislative relations, also varies amongst the six cases under study. South Africa is the only country with a parliamentary system in the sense that the President does not have a separate electoral mandate and the executive depends on the 6 See for studies on the impact of electoral systems on types of party systems Duverger 1951; Lindberg 2005; Pempel 1990: 336-339; Lijphart 1994; Bogaards 2000. See on the impact of parliamentary and presidential systems Lijphart’s work; Siaroff 2003, Elgie 2006. 8 Patterns of One-Party Dominance in African Democracies confidence of the legislature to stay in power. Of the other 5 countries with directly and separately elected Presidents, only Zambia is purely presidential. Tanzania, Namibia, Senegal and Mali all have a divided executive in the sense that the constitution creates the position of Prime Minister or Premier who in theory shares executive power with the President and is subject to the confidence of the legislature. In practice, most of these prime ministers have little executive power. Senegal seems to be the exception: it is the only country where the Premier chairs cabinet meetings; in the other three countries the President is the chair. Thus, Namibia, Tanzania and Mali can be classified as highly presidentialised semi-presidential systems (see Elgie 2006), whereas Senegal seems to be the only example of semi-presidentialism in which executive power is to some extent shared between the President and the Premier. These variations of the institutional arrangements of parliamentary versus presidential or semi-presidential systems although interesting seem to have little influence on the patterns of one-party dominance in our analysis. Regardless of the institutional arrangements of executive-legislative relations it is the power of the President in practice that seems to matter for one-party dominance. Powerful presidents (in combination with certain elements of political culture, see below) are an important feature of one-party dominance in Africa. Badly managed succession issues seem to play an important role in our cases of declining dominance. Again, we need to see whether the in-depth analysis of our country chapters confirms our observations. In addition, our country chapters will present evidence on a number of other aspects of the institutional architecture that seem relevant to enduring and declining patterns of one-party dominance: How has the country’s legal framework for political parties influenced the development of the current party system? Have there been changes in the legal framework? If so, are these changes or the lack there of an explanation for the endurance/decline of one-party dominance? How institutionalized is the dominant party? How institutionalized are the opposition parties? Is this an explanation for the endurance/decline of one-party dominance? What is the effect of incumbency and succession issues on the endurance/decline of one-party dominance? 3.4 Political culture Neo-patrimonialism and big man politics have characterized the political regimes on the African continent prior to the democratization wave of the 90’s (Bratton& Van de Walle 1997) and have a lingering influence on the political culture of many African countries. Despite the existence of written constitutions and formal institutions, political leaders dominate the political landscape, where the person often seems more important than the policy. Relationships of loyalty between so called patrons (political leaders) and clients (specific groups of followers) create dependency and a focus on personal wealth and status. This culture of personalized politics and patronage networks seems not only to limit the state’s capacity to enhance development but also to place loyalty and unity above tolerance towards opposition and dissenting views. These cultural patterns seem to manifest themselves in society at large and also in political parties, thus playing an important role in the emergence and endurance of one party dominant systems. Hyden (2010) argues for a definition of culture that focuses on as the way people define their own role and understand each other in the context of organized groups such as political parties. Understood in this way, political culture is a not separate from institutions like political parties. Rather institutions like 9 Patterns of One-Party Dominance in African Democracies dominant political parties are infused with cultural norms that are constantly being reinvented and redefined. In this way, the cultural patterns described above seem to reinforce the position of dominant parties through the lived experiences of their leaders, members and voters. Hence, political culture consists of widely held shared, fundamental beliefs that have political consequences. Although a democratic political culture is not easy to define, its obvious characteristic is that it sets ethical norms and standards of behaviour for governments, organisations and individuals. Table 5 here Above in section 3.1 we have identified historical legacy as a possible explanation for patterns of one-party dominance. We suggested that it influences the ideology, identity, image, character and strategy of the dominant party. We would also expect it to influence political culture, people’s beliefs about democracy. Perhaps people who have witnessed a transition from single party rule to multi-party elections have more negative opinions about the previous regime than people who have never lived under single party rule. Table 5 shows people’s opinions about single party rule in the six countries included in our analysis. Interestingly, the main distinction is not between countries with a history of single party rule and those with a different historical legacy. Instead, there is a clear difference between public opinion on single party rule in our enduring cases and opinions in our declining cases. In Senegal, Mali and Zambia the percentage of people who reject single party rule is higher (94%, 76% and 81% respectively) than in Namibia, South Africa and Tanzania (70%, 67% and 63% respectively). Similarly, the percentage of people who approve of a situation in which only one political party is allowed to stand for election and hold office is lower in our cases of declining one-party dominance: 5%, 16% and 17% compared to the 20%, 23% and 35% in our cases of enduring one-party dominance. Apparently, single party rule is more acceptable in countries with an enduring pattern of one-party dominance. But what are people’s opinions about one-party dominance itself? Table 6 here In response to the question whether one-party dominant systems can be regarded as democratic, public opinion in our six selected countries shows a similar pattern. In Senegal, Mali and Zambia the percentage of people who reject one-party dominance as undemocratic is higher (24%, 25% and 15% respectively) than in Namibia, South Africa and Tanzania (7%, 13% and 10% respectively). The percentage of people who regard a one-party dominant system as democratic is lowest in our cases of declining one-party dominance: 47% and 48% compared to the 56% and 66% in our cases of enduring one-party dominance. Apparently, one-party dominance is more acceptable in countries with an enduring pattern of one-party dominance. Thus, while political culture clearly relates to patterns of one-party dominance, it is not clear how this relationship works. Therefore, the country chapters will investigate this issue in depth and answer the following questions: To what extent is the political culture - both within the dominant party and in society as a whole - characterized by an emphasis on leaders rather than policies and an emphasis on unity above tolerance towards dissenting views? Are there any changes over time – in charismatic 10 Patterns of One-Party Dominance in African Democracies leadership (or other types of leadership), in attitudes towards dissent, in political culture more broadly? Is this an explanation for the endurance/decline of one-party dominance? 3.5 Actual and perceived performance It is clear that the dominance of the ruling party in democracies with one-party dominant systems has its origin at the ballot box. Voters continue to vote for the party in power. Therefore, the question how government performance relates to one-party dominance is a question about why voters vote. Voting for the dominant party could be a matter of emotional ties (I want to belong to the majority) or beliefs (I don’t believe in the value of competitive politics) or a lack of information (I don’t know any better because my information is incomplete or manipulated). However, Bratton et al (2005) show that in many African countries voters are rational actors who make informed choices based on self interest. In other words, voters do evaluate government performance and act accordingly. Nevertheless, these actions might not be reflected in the election results. In South Africa, dissatisfaction with government performance is more likely to lead to protest and social unrest than to a change in electoral results that could threaten the dominant ANC, at least not in national elections. Bad government performance might have more direct electoral consequences at regional or local level, under certain circumstances. On the national level, voters who are dissatisfied with government performance prefer to stay away or continue to vote for the ruling party because the opposition is failing to present itself as a viable alternative for the ANC (Piombo & Nijzink 2005). Another possible explanation for continued voter support for the dominant party might lie not so much in the government’s policy performance but in the current or future access to state resources it is providing (see next section below). In the rest of this section, we would like to present and discuss the quantitative material with regard to people’s perceptions of government performance, while the country-chapters will focus on actual government performance: how the dominant party in government has performed, and whether the government’s actual performance is an explanation for the endurance or decline of one-party dominance. Table 7 here Table 7 presents people’s perceptions of their government’s performance in six policy areas which they have identified as important: managing the economy; improving the living standards of the poor; creating jobs; keeping prices down; narrowing gaps between rich and poor; ensuring everyone has enough to eat. Using the combined scores in these six areas, the table shows that the mean and median of the perceived performance of the government is lower in our declining cases of one-party dominance (Mali, Senegal, and Zambia) than in our cases of enduring one-party dominance (Namibia, South Africa and Tanzania). In other words, people in our declining cases have a more negative opinion about their government’s performance than in our enduring cases. Negative public opinion about the government’s performance seems to be an important factor in the decline of one-party dominance. 11 Patterns of One-Party Dominance in African Democracies 3.6 State-party relationships Ruling parties have better access to state resources than the opposition and tend to use this to entrench their dominant position. Thus, at first glance access to state resources seems to be strongly related to the endurance of one-party dominance. A so-called ‘cycle of dominance’ seems to be taking place: long-term victory allows a dominant party better access to state resources, thus increasing the opportunity for further electoral successes. This advantage is also acute in relation to party funding, both from the state and from external sources. One-party dominant systems can easily become entrenched because of external support and party funding. The amount of funding is crucial for a party at election time. Funding determines the number of campaign staff, the number of vehicles to reach voters, the amount of advertising on radio and television etcetera. While some countries have provisions for public funding of parties, a few do not. To our knowledge, Namibia and South Africa provide state funding for political parties, while Tanzania, Zambia, Mali and Senegal do not provide public funds for parties.7 The type and scale of funding also varies. In some countries, funding is limited to election campaign activities, in others it extends to other activities between and beyond elections. Most public funding is connected to the number of seats in parliament, thus favouring the dominant parties. New parties are consequently ‘trapped’ and have little chance to play a role in politics: a party without parliamentary seats is excluded from funding, but the party requires resources in order to mobilize membership to gain representation. In general, incumbent parties have the advantage of access to both public and private funding sources. Incumbent parties also tend to receive more funding from outside the country. There are indications that donors tend to give more financial support to the incumbent dominant parties than to new parties. Comparatively speaking, the ANC in South Africa has been very successful in raising both domestic and external resources for election campaigns. According to an IDEA-report, the ANC received in 1994 funding from diverse sources in Sweden (US$20m), Russia (US$24m), Taiwan (R20m) and from Indonesia (R20m). In South Africa, private and foreign donations to parties are not subject to any regulation. Amongst the substantial foreign donations which the ANC received for the 1999 elections were US$10 million each from the United Arab Emirates and Saudi Arabia (Sachikonye, IDEA report). In addition, the relationships with the media differ between incumbent and opposition parties. The ruling parties have an advantage in getting more press coverage (both news and advertising) than opposition parties. Hence, it is clear that access to state resources assists dominant parties to stay in power. It is unclear, however, how stateparty relations impact on the decline of one-party dominance. The country-chapters will pay more attention to this issue and try to find out whether dominant parties in our declining cases failed to benefit from better access to state resources, including party funding and access to the media. How does this work? Can state-party relations explain the patterns of endurance and decline of one-party dominance? 7 Not sure about Zambia and Tanzania. 12 Patterns of One-Party Dominance in African Democracies 3.7 International influences International influences refer to a vast range of factors that might explain the endurance and decline of one-party dominance: for example, the actions of different types of international actors (foreign states, international governmental organizations, nongovernmental organizations, and other transnational actors), international structural conditions (such as power asymmetries, global economic conditions, and proximity to the West), the role of international norms, and the effects of diffusion and globalization. Simply stating that the international context matters is easy. Much more difficult is selecting from a long list of potential international factors which particular variables play a significant role in explaining one-party dominance, and then determining how they actually influence our patterns of endurance and decline. One way to approach the international dimension is to begin by establishing different types of international influences and determining which type(s) is most salient in a given case, region, or time frame. A typology provided by Whitehead (1996) has proven useful in helping scholars identify the types of international influences involved in specific cases. Whitehead groups international factors into three categories: A) contagion, B) control, and C) consent. This typology gives us a useful starting point by narrowing the scope of the international dimension when analyzing one-party dominance in a specific country case. Contagion is the most parsimonious interpretation of international effects because it ignores actors, intentions, and causal dynamics. At issue is simply whether there are "enough clusters and sequences to eliminate the possibility of random association." Control, the second approach, emphasizes power politics by exploring the calculation of outside, dominant powers in political processes such as democratization. Powerful external agents like the United States can intervene or impose, or they can use more indirect tactics, such as providing economic support in the event of political liberalization, or in promoting particular types of party systems. Consent is the most complex of the three. It links external agency with the intentions and actions of domestic groups and thus develops a more nuanced understanding of the process of democratization, and in our case the endurance and decline of one-party dominance. The consent perspective embraces a number of dynamics, including 1) international structures such as alliance systems, 2) ties between national democratic actors with transnational groups, and 3) international demonstration effects. The third type of consent, international demonstration effects or ‘diffusion’, is used in a variety of ways in the literature, sometimes referring to an outcome – that a number of countries have one-party dominant systems in a certain geographical area within a particular period of time – and sometimes to a process – that a one-party dominant system in a particular country is one of the factors contributing to the endurance of this type of party system in another country. We propose to define diffusion as a process of ‘uncoordinated interdependence’ (Elkins & Simmons 2005:38). This means that ‘the actions and choices of one country affect another, but not through any collaboration, imposition, or otherwise programmed effect on the part of any of the actors’ (Elkins & Simmons 2005:38). 13 Patterns of One-Party Dominance in African Democracies There is convincing evidence that international factors matter for the endurance or decline of one-party dominance, but the mechanisms are not so clear.8 The countrychapters in this book will describe how international influences affect patterns of oneparty dominance. How have international influences affected the endurance/decline of one-party dominance? Is there any voluntary international cooperation, or coercion by donor countries or international financial organizations that has affected the endurance/decline of one-party dominance? Are there any diffusion effects that explain the endurance/decline of one-party dominance, i.e. any international influences that are not the programmed effects on the part of another country or international actor. 4. Main aim of this book This book seeks to explain the endurance and decline of one-party dominance in Africa by using our newly developed theoretical framework which identifies the seven factors discussed above. Although the authors of the country chapters will have a certain degree of flexibility, especially if an explanatory factor seems less relevant in their specific country case, each country chapter will discuss the available evidence for each of the seven identified factors. Thus, after a further conceptual discussion of one-party dominance by Erdman & Basedau, the remainder of the book will focus on case studies of durable and declining one-party dominant party systems. Each case study expert will answer the following questions in his chapter: 1) What are the patterns of one-party dominance over time? Has the system been stable or has it been in decline? 2) What are the mechanisms behind the pattern of dominance? Which factors are most salient to describe and explain the pattern? In the final part of the book, we will make systematic and thorough comparisons between the cases in order to discover whether overall generalizations can be made about the patterns of one-party dominance in African democracies. It will become clear that there is an interesting variation of patterns over time. In the conclusion, we will also briefly address the issue of possible consequences of one-party dominant systems. We would like to emphasize, however, that the consequences are not the main topic of our current book project, which already offers sufficient interesting material for an edited volume. For now, the initial comparative analysis presented above, allows us to draw the following preliminary conclusions: 1) The predominant legacy in our declining cases differs from the predominant legacy in the enduring cases (with Tanzania being the exception). First generation political parties with roots in nationalist and liberation movements seem to be more stable in their position as dominant party under multi-party politics; while the dominant parties with a history as pro-democracy movements seem to be more vulnerable. 8 See Elkins & Simmons, ‘On Waves, Clusters, and Diffusion: A Conceptual Framework’, The Annals of the American Academy of Political and Social Science, Vol. 598, No. 1, (2005), pp. 33-51. 14 Patterns of One-Party Dominance in African Democracies 2) While our countries are all heterogeneous, we expect the parties in our enduring cases to be more successful in transcending cleavages, attracting broad support, co-opting various groups than the parties in our declining cases. 3) The institutional arrangements of the electoral system and executive-legislative relations seem to have little influence on the patterns of one-party dominance in our analysis. A number of other aspects of the institutional architecture such as the legal framework for political parties and incumbency and succession issues seem to be more relevant to enduring and declining patterns of one-party dominance. 4) There is a clear difference between public opinion about single party rule and the acceptability of one-party dominance in our enduring cases and opinions in our declining cases. The proportion of people rejecting single party rule is higher in our declining cases, while the proportion of people accepting one-party dominance as democratic is higher in countries with an enduring pattern of oneparty dominance. Thus, people’s beliefs seem to be related to the patterns of oneparty dominance. 5) People in our declining cases have a more negative opinion about their government’s performance than in our enduring cases. Negative public opinion about the government’s performance seems to be an important factor in the decline of one-party dominance. 6) It is clear that access to state resources assists dominant parties to stay in power. It is unclear, however, how state-party relations impact on the decline of one-party dominance. 7) There is convincing evidence that various international factors matter for the endurance or decline of one-party dominance, but we need to know more about how these factors affect patterns of one-party dominance. These preliminary conclusions will be further tested by systematically comparing the additional evidence and findings of the country chapters. In this way, we believe our edited volume will contribute to the existing knowledge on one-party dominance in a number of ways. The first contribution it provides a clear overview of different theoretical approaches, and a general framework with comparable factors. This enables us to compare cases, and to judge the specific merits of different explanatory factors. In our book, the major theoretical factors that have been developed serve as an important heuristic tool for inquiry. Each chapter contains a detailed description and review of the main factors, and determines which factors are most important in the specific country case. In this way, existing theoretical ideas can be tested and refined, and the book will contribute to the development of new theory in this field. The second contribution is an empirical one, in that the book presents a systematic empirical analysis of one-party dominance in African democracies. Each chapter describes the country case and the crucial factors, thus presenting new empirical findings. Although the book is case-oriented, it is important to mention that we also search for generalizations, while underlining some of the unique characteristics of specific cases. The theoretical framework and empirical results in this book identify the specific dynamics that arise from the particular context and time in which oneparty dominance occurred in Africa. 15 Patterns of One-Party Dominance in African Democracies The final contribution is methodological, as the country chapters in this book follow the methodology of what is known as ‘process tracing’ (cf. George and Bennett 2005). We are interested in patterns of one-party dominance in Africa and seek to know more about the mechanisms and processes behind the various trajectories of one party dominant systems on the continent. The general method of process tracing is to generate and analyze data on the causal mechanisms or processes that link the independent to the dependent variables. Tracing processes helps us to narrow the list of potential causes and offers the possibility of mapping one or more potential causal paths that are consistent with the outcome and the evidence in a single case. With more cases, we will be able to map the repertoire of causal paths that lead to a given outcome and the conditions under which they prevail (George and Bennett 2005). This method allows us to answer our research questions in a systematic and comparative way. We will be able to detect and describe patterns of one-party dominance in Africa, and find out which mechanisms play a role, to what extent and under which conditions. We hope the book will speak to different audiences, and will be attractive to students and scholars working in a variety of fields, such as comparative politics and government, African politics, political parties and party systems, or democracy and democratization. Given the elaborate overview of theoretical approaches, the book has a clear relevance for scholars and students working in the field of political parties and party systems. Furthermore, as the book combines different theoretical factors in order to understand the trajectories of one-party dominant systems, and develops an encompassing and coherent framework for comparative analysis, it is of considerable interest to scholars and students in comparative politics. The book addresses important questions in comparative politics, and constitutes the first analysis of the trajectories of one-party dominance in African democracies. It is unique in transcending the traditional case study bias in contemporary comparative analysis of this topic. In our book, a description of theoretical approaches and country specific information are interwoven to gain understanding of one-party dominance in Africa. Selection of relevant literature: - - - - Barkan, J.D. ed. (2009) Legislative Power in Emerging African Democracies, Boulder: Lynne Rienner Publishers. Bogaards, M. (2004) ‘Counting Parties and Identifying (Dominant) Party Systems in Africa’, European Journal of Political Research 43: 173-197. Bogaards M. and Boucek F. eds. (2010) Dominant Political Parties and Democracy, Routledge/ECPR Studies in European Political Science. Bratton, M. and Van der Walle, N. (1997) Democratic experiments in Africa: regime transitions in comparative perspective. Cambridge: Cambridge University Press. Doorenspleet, R. (2003) ‘Political Parties, Party Systems and Democracy in SubSaharan Africa’, in: Salih, M. (ed.) African Political Parties: Evolution, Institutionalisation and Governance, London: Pinto. Erdmann, G. and Basedau, M. (2008) ‘Party systems in Africa: Problems of Categorising and Explaining Party Systems’, Journal of Contemporary African Studies, Vol. 26, No. 3, pp. 241-258. George, A. and Bennett, A. (2005) Case Studies and Theory Development in the Social Sciences, Cambridge, MA: MIT Press. 16 Patterns of One-Party Dominance in African Democracies - - - Giliomee, H. (1998) ‘South Africa's Emerging Dominant-Party Regime’, Journal of Democracy, Vol. 9, No. 4, pp. 128-142. Giliomee, H. and Simkins (1999) The Awkward Embrace, London: Routledge. Gyimah-Boadi, E. (2004) Democratic Reform in Africa: The Quality of Progress, Boulder: Lynne Rienner Publishers. Lindberg, S.L. (2006) Democracy and Elections in Africa, Baltimore, MD: Johns Hopkins University Press. Pempel, T.J. (1990) Uncommon Democracies: The One-Party Dominant Regimes, Ithaca: Cornell University Press. Rakner, L. and Van de Walle, N. (2009) ‘Opposition Weakness in Africa’ Journal of Democracy, Vol. 20, No. 3, pp. 108-121. Rakner, L. and Svåsand, L. (2004) ‘From Dominant to Competitive Party System: The Zambian Experiences 1991-2001’, Party Politics, Vol. 10, No. 1, pp. 49-68. Rimanelli et al (1999) Comparative Democratization and Peaceful Change in Single-Party-Dominant Countries, St Martin’s Press. Salih, M. ed. (2003) African Political Parties: Evolution, Institutionalisation and Governance, London: Pinto. Salih, M. (2007) ‘African Liberation Movement Governments and Democracy’ Democratization, Vol. 14, No. 4, pp. 669–85. Sartori, G. (1976) Parties and Party Systems: A Framework for Analysis, Cambridge: Cambridge University Press Schlemmer, L. (2006) ‘Deformations of Political Culture by One-Party Dominance’ In: Challenges to Democracy by One-Party Dominance: A Comparative Assessment, Johannesburg: Konrad Adenauer Stiftung, pp. 117-122. Svåsand, L. and Randall, V. (2002) ‘Party Institutionalization and the New Democracies’, Party Politics, Vol. 8, No. 1, pp. 5-29. Svåsand, L. and Randall, V. (2002) ‘Political Parties and Democratic Consolidation in Africa’, Democratization, Vol. 9, No. 3, pp. 30-52. Villalon L.A. and Von Doepp, P. (2005) The Fate of Africa's Democratic Experiments: Elites and Institutions, Indiana University Press. Walle, N. van de (2003) ‘Presidentialism and Clientelism in Africa’s Emerging Party Systems’, Journal of Modern African Studies, Vol. 41, No. 2, pp. 297-321. Walle, N. van de, and Buttler, K.S. (1999) ‘Political Parties and Party Systems in Africa’s Illiberal Democracies’, Cambridge Review of International Affairs, Vol. 8, Nr. 1, pp.14-28. Widner, J.A. (1997) ‘Political Parties and Civil Societies in Sub-Saharan Africa’, In Ottaway, M. ed. Democracy in Africa. The Hard Road Ahead, Boulder: Lynne Rienner Publishers, pp. 65-82. 17 Patterns of One-Party Dominance in African Democracies Table 1: Freedom House Status 2010 (with political rights and civil liberties scores) Free Partly Free Not Free Cape Verde 1,1 Ghana - 1,2 Mauritius - 1,2 Benin - 2,2 Namibia - 2,2 S. Tome & P. - 2,2 South Africa - 2,2 Mali – 2,3 Botswana – 3,2 Lesotho - 3,3 Senegal - 3,3 Seychelles - 3,3 Sierra Leone - 3,3 Comoros - 3,4 Liberia - 3,4 Malawi - 3,4 Zambia - 3,4 Mozambique - 4,3 Tanzania - 4,3 Guinea-Bissau - 4,4 Kenya - 4,4 Burundi - 4,5 Burkina Faso - 5,3 Niger - 5,4 Nigeria - 5,4 Togo - 5,4 Uganda - 5,4 CAR - 5,5 Djibouti - 5,5 Ethiopia - 5,5 Gambia - 5,5 Madagascar - 6,4 Angola - 6,5 Congo, Br. - 6,5 Cote d'Ivoire - 6,5 Gabon - 6,5 Mauritania - 6,5 Rwanda - 6,5 Cameroon - 6,6 DRC – 6,6 Zimbabwe - 6,6 Swaziland - 7,5 Guinea - 7,6 Chad - 7,6 Equa. Guinea - 7,7 Eritrea - 7,7 Somalia -7,7 Sudan – 7,7 Source: Freedom in the World website, see www.freedomhouse.org 18 Patterns of One-Party Dominance in African Democracies Table 2: Results of Parliamentary and Presidential Elections in 6 selected countries since transition to democracy Country Year Winning Party Namibia 1989 1994 Tanzania South Africa Senegal Zambia Mali Vote share winner presidential elections Seat share winner parliamentary elections Seat share runner-up parliamentary elections SWAPO - 56.9 29.2 SWAPO 76.3 73.6 20.8 1999 SWAPO 76.8 76.4 9.7 2004 SWAPO 76.4 76.4 6.9 2009 SWAPO 76.4 75.0 11.1 1995 CCM 61.8 79.6 10.4 2000 CCM 71.7 87.5 7.5 2005 CCM 80.3 85.1 9.6 2010 CCM 62.8 75.2 12.8 1994 ANC - 63.0 20.5 1999 ANC - 66.5 9.5 2004 ANC - 69.8 12.5 2009 ANC - 66.0 16.8 1978 PS 82.0 83.0 17.0 1983 PS 83.5 92.5 6.7 1988 PS 73.2 85.8 14.2 1993 PS 58.4 70.0 22.5 1998 PS - 66.4 16.4 2000/1 SOPI 31.0* 74.2 9.2 2007 SOPI 55.9 87.3 2.0 1991 MMD 75.8 83.3 16.7 1996 MMD 72.6 87.3 3.3 2001 MMD 29.2 46.0 32.7 2006 MMD 43.0 48.0 29.3 2008 MMD 40.6 - - 1992 ADEMA 44.9* 65.5 7.8 1997 ADEMA 95.9 87.1 5.4 2002 Espoir 2002 28.7* 44.9 34.7 2007 ADP 71.2 76.9 20.2 * Vote share winner second round: Senegal 2000/1 presidential elections 58.5%; Mali 1992 presidential elections 69%; Mali 2002 presidential elections 64.4% Sources: African elections website, EISA Election Archive, Wikipedia for Tanzania 2010 19 Patterns of One-Party Dominance in African Democracies Figure 1: Freedom House scores (average of scores for political rights and civil liberties) in 6 selected countries since transition to democracy Table 3 Various indices for ethnic, linguistic and religious fragmentation in 6 selected countries ethnic fractionalization country Ethno- Ethnic Ethnic Ethno- linguistic fractionali- fractionali- (combined 2-cat ethnic linguistic fractiona- zation in zation in religious linguistic and fractionali- fractionali- lization Africa Africa fractionali- racial) zation zation (Fearon (Posner) 2003) column 6) al. 1989) 2002) (Alesina 2002) (Alesina 2002) (Roeder 2001, (Morrison et zation (alesina Mali .6906 Heterogeneous .78 .75 .84 .72 .1820 Namibia .6329 Heterogeneous .68 .72 .69 .83 .6626 South Africa .7517 Heterogeneous .88 .88 .88 . .8603 Senegal .6939 Heterogeneous .72 .73 .75 .71 .1497 Tanzania .7353 Heterogeneous .93 .95 .91 .87 .6334 Zambia .7808 Heterogeneous .82 .73 .82 .74 .7359 20 Patterns of One-Party Dominance in African Democracies Table 4 Electoral systems for parliamentary elections in 6 selected countries Country Type of system Namibia Proportional Closed list 72 1 72 South Africa Proportional with 2 tiers Closed list 400 200 200 9 1 4-46 200 Plurality/ proportional Single/ closed list 120 55 65 1 30 55 1-5 Tanzania Plurality (with proportional element) Single 232 232 (+ 102 seats for women) 1 Zambia Plurality Single 150 150 1 Mali Majority/ 2nd round run off Multiple 147 55 1-7 Senegal Type of ballot Seats Nr. of districts Magnitude Table 5 Public opinion on single party rule in 6 selected countries (in %) Enduring One Party Dominance Namibia Disapprove Neutral Approve South Africa 70 7 23 67 12 20 Declining One Party Domnance Tanzania Senegal 63 2 35 Mali 94 1 5 Zambia 76 8 16 Question: There are many ways to govern a country. Would you disapprove or approve of the following alternatives: Only one political party is allowed to stand for election and hold office? Source: Afrobarometer Round 4, 2008 21 81 2 17 Patterns of One-Party Dominance in African Democracies Table 6 Public opinion on one-party dominance in 6 selected countries (in %) Enduring One Party Dominance Namibia Not a democracy Democracy with major problems Democracy South Africa Declining One Party Dominance Tanzania Senegal Mali Zambia 7 13 10 24 25 15 37 31 24 29 28 37 56 56 66 47 47 48 Question: Beatrice lives in a country with regular elections. It has one large political party and many small ones. People are free to express their opinions and to vote as they please. But so far, elections have not led to a change of ruling party. In your opinion, how much of a democracy is Beatrice’s country? Source: Afrobarometer Round 4, 2008 Table 7 People’s perceptions on government performance in 6 selected countries Mean Median Stand dev Mali Senegal Zambia Namibia 9.4 9.0 3.2 7.5 7.0 2.9 7.6 6.0 3.1 10.9 11.0 3.6 South Africa 10.7 10.0 3.7 Tanzania 10.2 10.0 3.3 Question: ‘Now let’s speak about the present government of this country. How well or badly would you say the current government is handling the following matters, or haven’t you heard enough to say: Managing the economy?’ (Q57a), ‘Improving the living standards of the poor’ (Q57b), ‘Creating jobs?’ (Q57c), ‘Keeping prices down?’ (Q57d), ‘Narrowing gaps between rich and poor?’ (Q57e), ‘Ensuring everyone has enough to eat?’ (Q57j). Table 7 presents the combined scores for these six questions. Source: Afrobarometer Round 4, 2008 22
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