Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 Validation offiniteelement models of canine forelimbs before and after ulnar osteotomy using experimentally determined physiological loading Z.M. Oden", R.T. Hart", D.B. Buif & M.R. Forwood& "Department of Biomedical Engineering, Tulane University, New Orleans LA, USA ^Department of Anatomy, Indiana University, Indianapolis IN, USA As a portion of on-going research into the relationship between a bone's form and function, finite element models of five canine forelimbs were built. The models were created using computed tomography scans to determine both the bone geometry and the structural density of each element (Hart et al [1]). The density of each element was then used to assign orthotropic material properties to each of the elements (Oden et al [2]). A convergence test was performed on one of the models to ensure accuracy. Validity of die models is demonstrated with * benchtop* loading and boundary conditions as well as physiological boundary conditions before and after ulnar osteotomy. Future uses of these valid and accurate finite element models of the canine radius and ulna include prediction of functional adaptation of the radius following ulnar osteotomy. INTRODUCTION Bone, which provides structural and metabolic support for the body, alters its architecture in response to a changing mechanical environment. These changes are referred to as functional adaptation of bone. Through functional adaptation, bone adjusts itself to withstand the increased demands of a professional athlete or to minimize its size when not used as in immobilization or space flight (Jones et al [3], Uhthoff et al [4]). It has been experimentally shown that adult bone will react to elevated mechanical strain with bone formation in the marrow cavity and on the cortical-endosteal surfaces (Burr et al [5], Burr et al [6], Lanyon et al [7], Rubin et al [8], Woo et al [9]). Preliminary computational studies have demonstrated the capability to describe changes that occur in the functional adaptation of cortical bone (Cowin et al [10], Hart [11], Parrish [12]). In order to apply the computational techniques to bone, valid and accurate models representing the structure must be created. The theories also require knowledge equilibrium strain environment of the bone under normal conditions. Presented here is the development of finite element models of five canine forelimbs, verification of their accuracy and validity, as well as the determination of physiological loading parameters that will provide the appropriate equilibrium strain environment. The radius and ulna has been a useful experimental model for studying functional adaptation in bone (Burr et al [5], Burr et al [6], Lanyon et al [13]). A sample finite element model is shown in Figure 1 with relevant anatomy and coordinate systems identified. An ulnar osteotomy removes a porion of the ulna causing an overload of the radius. In response, due to the altered strain environment, the radius will alter its shape. Therefore, this is a convenient procedure to induce bone adaptation in vivo. Finite element models are used tofirstobtain initial strain data. Then, using a remodeling finite element program, the various theories which have been postulated can then be tested. Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 248 Computational Biomedicine METHODS BUILDING THE FINITE ELEMENT MODELS The computed tomography (CT) scan is a convenient tool to obtain the correct geometry of bone. The excised bone is stored in a frozen saline bath while a CT scan is made. The ice surrounding the bone serves the dual purpose of holding the bone rigidly in place while reducing the 'beam hardening* effects associated with abrupt changes in radiopacity. Between forty-seven and fifty-five slices, each several millimeters apart, along the long axis of the bone were used to build the radius/ulna models. The resultant image from a CT scan is an array of integers representing the Houndsfield units of the scanned tissues or objects. The Houndsfleld numbers (H) are calibrated so that water (or ice) has a CT number of 0 H and air is -1000 H. Soft tissues range from -100 H to 100 H and cortical bone can range from 500 H to more than 2000 H (Ruff ef al [14]). The use of CT can also be beneficial because the Houndsfield units yield information about the structural density of the specimen. A user interactive FORTRAN program, IMGRID was written for use on a Raster Technologies RT Model One/10 terminal running on a VAX computer system (Digital Equipment Corporation, Maynard, MA). IMGRID is used to extract the geometry of each slice. The inner and outer edges of the bones can be identified, as well as the border between cortical and cancellous bone if sufficient resolution exists in the image. Points along a boundary, called grid points, are selected to represent the edge. This process must be repeated for every CT slice in order to build a complete model of the bone. PATRAN, (PDA Engineering, Costa Mesa, CA) a finite element pre- and post-processing program, is used to generate the rest of the model. A file containing the grid points at each slice are read into PATRAN and 'fit* with cubic curves. These curves are connected to form a two dimensional surface of the bone called a 'patch/ Once patches have been created for every slice, they are joined in the third dimension by layering the slices on top of each other, creating volumes called 'hyperpatches.' The completed geometrical shape is the resulting set of hyperpatches. These hyperpatches can then be paved with a desired density of elements, with each element being assigned an appropriate material property. * Shape intrinsic* orthotropic material properties (Cowin [15]) were assigned using a quadratic relationship between density and modulus proposed by Rice et al for densities below 1.0g/cm3, and a power relationship proposed by Snyder etal for densities greater than 1.0g/cm3. E (GPa) = .06 + .9 p % for 0.0 < p al.O (Rice et al [16]) E (GPa) = 2.875 p * for 1.0 * p < 2.0 (Snyder et al [17]). The above relationships were chosen following a study of the effect of different density to modulus rules on finite element analysis results (Oden ef al [2]). Figure 1 contains a sample finite element model. DETERMINING ACCURACY OF THE FINITE ELEMENT MODEL In order to ensure that thefiniteelement models are able to solve the mathematical problem accurately, convergence tests are performed. The convergence test consists of progressively increasing the number of elements in the model, and, while applying the same loading and boundary conditions, comparing the finite element analysis results at specific points in the structure. Theoretically, the results for displacement will converge to the exact solution monotonically from below (Cook [18]). At greater and greater element densities, the change in the result from one refinement to the next will become smaller and smaller. A final mesh is selected as a balance of the best solution for the available computer resources. When the difference between the results from one mesh density to the next are less than 5%, the mesh can usually be considered sufficiently refined. A convergence test was performed on a statically loaded model of dog 1 before any other testing was performed. Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 Computational Biomedicine 249 i PROXIMAL END PHYSIOLOGICAL LOADING CANINE FORELIMB FINITE ELEMENT MODEL, DOC 1 RADIUS NODE H' DISTAL END ZERO DISPLACEMENT BOUNDARY CONDITIONS Figure 1: Finite element model of canine radius and ulna. Example physiological loading and boundary conditions are marked. DETERMINING VALIDITY OF THE FINITE ELEMENT MODELS Next, the validity of the models, or how well they represented the real-world structure of the canine radius and ulna, was determined for all of the models. The validity test consisted of using an MTS 810 (MTS Systems Corporation, Minneapolis, MN) machine to apply a point load to the bone at a reproducible location and direction and then experimentally measuring the strain at six locations around the circumference of the radius and ulna. The load is applied by 'potting* the bone with Cerro Bend (Cerro Metal Products, Bellafonte, Pa), a low melting temperature bismouth alloy, into a container that subsequently mounted onto an angled fixture on the MTS machine. The angled apparatus can hold the bone at either 20 or 30 degrees from horizontal. Six strain rosettes from Micromeasurements Group (Measurements Group, Inc. Raleigh, NC), model SA-06-015RC-120 were applied to each forelimb. In addition to the rosettes, two axial gauges, model CEA-06-24OUZ-120 (Measurements Group), were applied. In all cases, three rosettes were placed around the circumference of both the radius and the ulna. An attempt was made to place all six rosettes at the same distance from the distal end of the bones. Although this was difficult on the ulna, due to the small size of the bone, complete strain information for the whole circumference is only possible with three rosettes around the circumference. The axial gauges were applied at various locations on either bone. Identical loading and boundary conditions were assigned to the finite element models and the computed strain at the same points around the circumference of the radius and ulna were compared to the experimentally determined strains. For two of the forelimbs, the testing was performed on the intact forelimb bones. For the other two specimens, in order to ascertain the relative load sharing between the ulna and radius, an initial test was performed on the intact structure, followed by an * osteotomy' of the ulna. The identical loading test was then repeated. The rosettes on these bones then could measure the before and after effect of an osteotomy on the radius and quantify the load sharing Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 Computational Biomedicine 250 contributions of the two bones. Table 1 lists all of the validity tests conducted. PHYSIOLOGICAL LOADING DETERMINATION Prior to sacrifice, each of the canine subjects was outfitted with five strain rosettes on the bones of the forelimb under the guidance of Dr. D. B. Burr at Indiana University. Three rosettes were places around the circumference of the radius and two rosettes around the ulna. All five were at the same cross sectional level. The animals were then walked across a force plate where the magnitudes of the force in the global X, medio-lateral, Y, anterior-posterior, and Z, proximal-distal, directions were measured. The magnitudes and directions of the loads measured from the force plate can then be used as input to determine the approximate physiological loading for the finite element models of the forelimb. The chosen loading is assumed appropriate if the strains calculated in the finite element model are the same as the experimentally measured strains. It should be noted that this problem is not closed, there can be an infinite number of loading combinations with the same resultant loads and boundary conditions that will yield the same strains at the rosette locations. However, the main goal is to accurately reflect the strain atmosphere throughout the bone for functional adaptation, particularly at the level of the rosette application, and this can be achieved without the exact physiological loading. Points of application of the load are chosen to imitate anatomical structures such as the humerus, upper arm bone, which articulates on the surfaces of the radius and ulna, or muscle or tendon attachments. Using a trial-and-error approach, three different loading schemes were tested on all bones. In all three cases the nodes at the distal end of the radius and ulna were assigned zero displacement boundary conditions. First, the humerus was assumed to be at a 30 degree angle to the forelimb, and all the forces were assumed to be transmitted through the humerus. The second iteration used the same loading scheme, however, the modulus of elasticity assigned to the interosseous membrane elements was more realistic, 1.4 X l(r N/cm^, rather than the previously assigned bone material properties (Reuben et al [19]). The third attempt assumed that the angle between the radius/ulna and the humerus was 43 degrees during stance as shown by Charteris et al ([20]). The quality of the trial was determined by comparing the in vivo measured strains to the strains calculated for the same points in the finite element model. Table 1: Validity Tests Conducted TEST NUMBER MODEL LOAD 1 DOC1-NORMAL 111.2 N 2 DOG1-NORMAL 177. 9N 3 DOG2-NORMAL 224. 6N 4 DOC2-OSTEOTOMY 224. 6N 5 DOG3-NORMAL 55. 6N 6 DOG3-NORMAL 66. 7N 7 DOG4-NORMAL 133.4N 3 DOG4-OSTEOTOMY 133- 4N LOADING POINT LOCATION (prox. Up of bone) Anterior Edge of Radius Anterior Edge of Radius Pt. Load on A/L Radius Pt. Load on A/L Radius A/M Edge of Radius A/M Edge of Radius Anterior Edge of Radius Anterior Edge of Radius BOUNDARY CONDITIONS (zero dlsp.) Distal 29mm of radius Distal 29mm of radius Distal 18mm of radius Distal 13mm of radius Distal 15mm of radius Distal 15mm of radius Distal 18mm of radius Distal 18mm of radius Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 Computational Biomedicine 251 RESULTS Currently,fivefiniteelement models of the canine radius and ulna have been built However, only four were available for mechanical testing. Therefore, the validity testing could only be performed on the first four models. However, force plate data, without the corresponding strain data was available for thefifthcanine. The physiological loading was applied to this model as it was to the others. CONVERGENCE TEST The convergence test to determine accuracy of thefiniteelement models was applied to the first canine model. Six continually more refined meshes, using 20-noded quadrilateral brick elements, were used in the analysis until the convergence was achieved. Total displacement and axial displacement at ten different nodes were measured. Figure 2 shows a plot of the total displacement versus the degrees of freedom of the model at the point H, as shown in figure 1. The difference between the total displacement in the second most refined model which contains 42,783 degrees of freedom (d.o.f.) and thefinalmodel containing 55,671 d.o.f, was 4.09%. At all 10 nodes, for both axial displacement and total displacement the maximum percentage difference between thefinaltwo mesh refinements was 6.08%. The same mesh density was used for allfivesubsequent models. The final models contained an average of 3500 elements, corresponding to approximately 58,000 degrees of freedom. 7 X % 6- t Q o0 10000 20000 30000 40000 Degrees of Freedom 50000 60000 Figure 2: Convergence test of the finite element model for DOG point H. 1, at node VALIDITY TESTING For three of the four bones, all experimentally measured strains and computationally measured strains agreed with respect to the sign of the strain, (compressive or tensile). The magnitudes of the strain also matched very well in all but a few cases, with differences generally less than 12%, but with a few locations the differences approached as high as 30%. The difficulty in choosing appropriate nodes for comparison may have contributed to the differences since the strain gages average the strain over a small area and the nodal results are for only one point. The gradients of the strain are very high, as can be seen infigure2. As a consequence, a node chosen at a slightly different location may yield largely different results. However, these models conclusively showed the proper trends. Table 2 contains the results for validity testing of the finite element model of dog 1. Validity testing is currently being completed on the final models before they will be used in further study of functional adaptation. Interesting results were obtained from the validity studies which included in vitro 'osteotomy.' When a load was applied to the radius after osteotomy, the strain on radius was, on average, one- fourth to one-third greater that the strain caused by the identical load on the intact forelimb. This result was reflected in the finite element analysis. Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 252 Computational Biomedicine Table 2: Experimental versus finite element results for validity study on intact forelimb of dog 1. Location. Distance Experimental Finite Element Percent Differencefrom Distal End of Results. Axial e Results. Axial E (Exp e-FE e)/ Exp e Porellmb (pstr) (MC) A/L Radius. 106 mm 220 185 15.9% A/M Radius. 106 mm 1087 1319 -21.3% Post. Radius. 106 mm -1880 -1894 -.01% Ant. Ulna. 95 mm -158 -170 -7.5% P/L Ulna. 95 mm -422 -513 -21.5% P/M Ulna. 95 mm 89" 723 712.3%** Ant. Radius. 50 mm 2546 2850 -12% Ant Radius. 130 mm 1090 1171 -7.4% The strain rosette which measured this value broke shortly after this reading was obtained. The strain value measured is believed to be inacuraie. PHYSIOLOGICAL LOADING Strain data was available from Indiana University for four of the canine models. There were five rosettes placed on the radius or ulna in all animals. However, due to the complication of in vivo strain gaging and a necessary delay post-operatively before the force plate testing could begin, not all of the rosettes functioned perfectly. Results from the rosettes that did function properly were compared to the finite element results obtained at the same location. This comparison was done for all three loading physiological schemes on all four radius/ulna models. In all cases the third loading scheme, which distributed the resultant load onto the radius and the side of the ulna, where the humerus articulates resulted in the best strain comparison. This loading also accounted for the interosseous membrane in a more realistic manner. For example, in the dog 1 forelimb model, a 95.7N load was distributed over 122 nodes on the ulna, at an angle of 43 degrees from horizontal. Another 230N load was applied, spread over 33 nodes at the proximal end of the radius. Figure 1 shows the physiological loading described above. In order to computationally simulate an ulnar osteotomy, a portion of the ulna was removed. Figure 3 shows the axial strain of the forelimb before and after the simulated osteotomy. Table 3 contains the finite element and in vivo results for a similar loading scheme for dog 4. One noticable result shown in Table 3 is that the applied physiological loading does, with finite element analysis, yield a strain pattern similar to that measured in vivo. In most cases the calculated strains are within the range seen in the strain gaging of the forelimb. Table 3: Finite Element and in vivo results of physiological loading in dog 4. Location Value RA - Antero/Lateral Surface of Radius Maximum e Minimum e Axial e Circum. e Maximum e Minimum e Axial e Circum. e Maximum e Minimum e Axial G Circum. e RB - Antero/Mediai Surface of Radius RC - Posterior Surface of Radius In Vivo Strain Range (pstr) 180-260 (-450M560) 150-200 (-420X540) 400-480 (-360H-890) (-410)4700) 120-200 390-410 (-900M-1500) (-550H750) 250-300 Finite Element Results (pstr) 286.8 -611 202 -519 1147 -568.8 -545.4 112.3 484.8 -719.1 -581.0 346.6 Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 Computational Biomedicine 253 DISCUSSION AND CONCLUSION Accurate and valid modeling is essential before finite element analysis results can be believed (Huiskes et al [21]). The accuracy of the models was determined using an extensive convergence test This project establishes the validity of finite element models of canine forelimbs, both in vivo and in vitro. The unique opportunity to obtain force plate loads as well as corresponding strain data in vivo, has allowed for determination of equilibrium, or 'normal* loading of the canine forelimb. Additionally, mechanical testing, in vitro further validated the finite element models. Now that these models have been validated, they provide a tool in the further study of bone adaptation using both animal and computational models. The accurate and valid models will now be used to describe and predict the functional adaptation of the canine radius. DOG 1- INTACT ULNA PHYSIOLOGICAL LOADING AXIAL STRAIN DOG 1- OSTEOTOMY MODEL PHYSIOLOGICAL LOADING AXIAL STRAIN -.00500 I -.00357 I -.00214 -.000714 I .000714 .00214 I .00357 .00500J Figure 3: Axial strain results of the physiological loading on DOG before and after osteotomy. 1, Transactions on Biomedicine and Health vol 1, © 1993 WIT Press, www.witpress.com, ISSN 1743-3525 254 Computational Biomedicine ACKNOWUEDGEMENTS This work has been supported, in part, by a grant from the Pittsburgh Super-computing Center, MSM860007P; and the National Institutes of Health, AR40655. REFERENCES 1. Hart, R.T., ZM. Oden, and S.W. Parrish, Computational methods for bone mechanics studies. Int. Journal of Supercomputer Applications, 6(2): p. 164-174. 1992. 2. Oden, Z.M., R.T. Hart, and D.B. Burr. 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