1 SENTENTIAL COMPLEMENTATION MOHAWK by Edward Ikeda A thesis submitted ta the Faculty of Graduate Studies and Research, McGill Universjty In partial fulfillmenl of the requirements for the degree of Master of Arts (c) 1991 Edward Ikeda Departrnent of Linguistics McGi11 University Hontreal ,tif ,. August, 1991 1 Sentential Complementation in Mohawk This thesis examines the behaviour of sentential complements in Mohawk within the framework of Government and Binding Theory. Past proposaIs concerning the syntactic structure of sentential complements in Romance languages (and English) are explored in Moha.wk. rt is claimed that Mohawk only has full CP complements and no distinct types of embedded clauses (sùch as a subjunctive or infinitival). ThIS is due to a rnorphological requirement (specifled by the Minimal Ward Constraint) on Mohawk verbs which obllgatory agreement morphology. dictates the need for Tense/aspect co-occurrence restrictions are given to show what type of CP complements a verb can take. The evidence indicates that selection of complements lS due to semantic and not syntactic reasons. , ------------------------.................. • Co~éments Les de phrases en Mohawk Cette thèse examine les compl~ments phrastIques en Mohawk àans le cadre de la théorie de "Gouvernement et lIage". Dt"3 sllggestions antérieures concernant la strLlcturt" syntaxique des compléments de phrases dans que l ' angl ais) les langues romanes sont explorées en Mohawk. (aussi La thèse soullt"nt que le Mohawk ne possède que de3 compléments "CP", n'existe pas p"'oposition de types structuraux/syntaxique subordonnée infinitive). Ceci est (telles à dû une bIen que et qu'Il dIstincts subjonctive exigence ou morphologlqup, spécifiée par la contrainte minimale sur les mots, e~ercé(' sur les ve rbes mohawks qui requ iert obli ga to i remf'n t l' aeco rd. restrictIons proposition sur le temps principale et sont l'aspect analysées impos~es pour pur montrer L('s la qupls genres de compléments sont possibles en Mohawk. présentées compléments dans est la une syntaXIque, du verbe • ., thèse IndIquent fonction que la sémantique, sélection et non des i ACKNOwLEDGMENTS The research for this thesis represents part of ongoing Investigation by the Mohawk Language Project, aim i s ta prov Ide a properlies supported of by comprehens 1 ve this the Iroquoian Soc 1 al s tud:, of language. Sc lences and the The an whose l ingui st lC Project Humani t ies is Research Council of Canada (grant #410-90-0308 and granr #410-90-0523) and the Fonds Pour La Formation de chercheurs rt L'Alde à la Recherche (grant #91-ER-0578l. My list of "thank yous" begins wlth my M. Baker, whose knowledge of Mohawk thesi~" and supervisor, 1 inguLstic theory served ta re-charge my bat.teries \o,'henever they rat' low. advlce, Gomments completi on of course, 1 and criticism were thi s Any thesis. invaluable errors and a~ds in omis~,ions, His the of remain my own. wo~ld also like to thank fbmily and friends for thelr support durlng this rather stressful summer. 1 never would have done i t Wl thout the encouragement and shining examples of A. Juffs, M. Nakamura, J. Matthews, B. Shaer, M. Trahey and A. MItchell. Special thanks to A. Chamorro for putting up wlth my cranklness during thol>e early morning field work sessions. Finally, 1 would like ta ackno",ledge the help of our consultants from the native community of Kahnawake, Quebec: C. Jacobs, F. Jacobs, G. Jacobs and D. Jacobs. Without their co- operation, hospitality and patience, this work been possible. Nia:wen. ~ould not have TABLE OF CONTENTS Abstract Résumé Ack:-lOwledgments Chapter One 1.0 Introduction 1 1.1 Background 1 1.2 Aims and Scope 2 1.3 The System of Representation 3 1. 3.1 Symbols 1.3.2 The Transcription 4 1.4 Mohawk Morphology 5 1. 4.1 A Note on Word Order in Mohawk 8 1.5 A Review of the Literature 9 1. 5.1 Mithun (1984) 9 1. 5.2 Rochette (1988) 16 1.5.2.1 Verb Classes 16 1.5 'L2 S-selection of a Semantic Type for each Verb Class 17 ~nd Abbreviations 3 1.5.2.3 Syntactic Structures for each Semanlic 1.5.2.4 Verb Classes and Their Complements 1.6 Summary of the Following Notes T~pe 17 ]8 Chapt~rs 21 Chapter Two T J 2.0 Introduction 23 2.1 No VP Complements 24 1 2.1.1 The Structure of Effective Verb Complements 24 2.1. 2 Arguments to Support VP Complements 24 2.1. 3 Restructurlng in Romance Languages 24 2.1.3.1 Clitic Climbing 25 2.1.3.2 Long Object Preposing 27 2.1.3.3 Change of Auxiliary 29 2.1. 4 Th~ Lack of Infinitivals in Mohawk 31 2.1 . 5 VP Complement Arguments and Mohawk 32 2.1.5.1 Clitic Climbing 32 2.1.5.2 Long Object Preposing 34 2.1.5.3 Change of Auxiliary 37 2.2 No IP Complements 39 2.2.1 The Structure of Emotive Verb Complements 39 2.2.2 A Note on the 2.2.3 Arguments to Support IP Complements 40 2.2.3.1 Wh-Extractlon from Embedded Subject Position 40 2.2.3.2 Embedded Wh-Questions 42 2.2.3.3 Quantifler Extraction 42 2.2.3.4 Wide Scope Interpretation of an Embedded Quantifier 44 2.2.3.5 Obviation in Subjunctive Clauses 45 2.2.4 Mohawk and Subjunctive Clauses 48 2.2.5 IP Complement Arguments and Mohawk 49 2.2.5.1 Wh-Extraction from Embedded Subject Position 49 2.2.5.2 Embedded Wh-Questions 50 2.2.5.3 Quantifier Extraction 51 2.2.5.4 Wide Scope Interpretation of an Embedd~d Quantifier 53 Compl~mentizer que 39 • --- --------------------------------------------------------------------- 2.2.5.5 Obviation in Optative Clauses 55 2.2.6 Infinitives, Raising and Exceptional Case Marking 5t> 2.2.6.1 Raising 56 2.2.6.2 The Lack of Typical Raising Verbs 57 2.2.6.3 The Lack of Subject Raising 58 2.2.6.4 Exceptional Case Marking 60 2.2.6.5 1~p 2.2.ti.S The Lack of ECM 61 2.3 CP Complements 62 2. 3.1 The Structure of Propositional Verb Complements 62 2.3.2 A Note on the Particle tsi 62 2.3.3 Theoretical Issues 64 2.3.3.1 Control 64 2.3.3.2 The Lack of Subject Control 64 2.3.3.3 The Lack of Object Control 66 2.4 Summary 68 Lack of Most ECM Verbs 60 68 Notes Chapter Three 3.0 Mohawk and Full CP Complements 72 3.1 The Minimal Word Constraint (MWC) 72 3.1.1 The MWC and 3.2 Predictions of the MWC and Mohawk Verbs 76 3.2.1 The MWC and Obligat,ory AGR 76 3.2.2 The Position of AGR in Mohc.wk 76 3.2.3 Oovernment and Governors 77 ~ohawk Verb Roots 73 'If 1 78 3.2.4 The PRO Theorem 3.3 AGR in V and Its 3.3.1 VP Complements 78 3.3.2 Control and PRO 79 3.3.3 ECM and Raising 79 3.4 AGR in INFL and Its Consequences 80 3.4.1 VP Complements 80 3.4.2 ECH and Raising 80 3.4.3 Control and PRO 82 3.5 Summary 83 3.6 Predictions for Other Languages 83 3.7 A Brief Comparison with Lakhota 84 3.7.1 The HWC and Lakhota Verb Roots 85 3.7.2 Control in Lakhota 86 3.7.3 Raising, ECH and IP Complements in Lakhota 88 3.7.4 Restructuring anei VP Complements in Lakhota 90 3.8 Conclusion 91 78 Consequencel~ 92 Notes Chapter Four 4.0 Introduction 93 4.1 Tense/Aspect Co-occurrence Restrictions 93 4.2 A Note on Tense/Aspect ln GB 93 4.3 Tense and Aspect in Mohawk 94 4.4 Matching Tense 94 4.5 The Embedded Optative Complements 98 4.6 No Restrictions on <If ... Tens~/Aspect Combinations 100 1 4.7 OUler Verbs 101 4.8 Summary 104 Notes 104 Conclusion 105 References 107 : CHAPTER ONE 1 l.a IntroductIon Mohawk is one of SIX Northern Iroquolan languages still Like man~ other Amerindian languages, Mohawk has a spoken. great deal of inflectional morphology and Its word order is relatively unre~tricted. up t 111 now has focused Most llngulstlc literature on Mohawk on the phonology, morphology, and semanlics of the language wlth little belng wrltten about the syntax. The tOplC of thi~ InvestIgatIon Wlll deal wlth the properties of embedded clauses ln Moha\o.'k, in partlcular, those that functlon as sententlal complemente of verbs. ThIs first chapter begins wlth backgrcund information about the Mohawk data as weIl as a presentatIon of the goals and scope of the analysis. of the terms, The paper. This 1S followed by an explanat10n symbols and abbreviations used tbroughout the first chapter concludes with a review of sorne relevant Iiteralure and a summary of tÎ'le following chapters . .Li~Jl ÇJU5..Lo und The dala for this thesis cornes from two kinds of sources. The rlrsl lS pubUshed rnaterial, including "l word list (Michelson, 1973), two grarnrnars (Bonvillaln, 1973; Deering and Dellslp, 1976) and a collectlon of texts (Williams, 1976). The second source cornes from fleldwork done over a period of 8 rnonths frorn December 1990 to July 1991 with speakers in the natlve eornrnunity of Kahnawake, 1 Quebee. The first source provided various avenues of investigati.,n while the second allowed these avenues to be pursued. S~ope 1.2 Aims and The dearth of syntaetic aceounts of Amerindian languages is apparent for Mohawk. Before 1989, there was only one account of Mohawk syntax in a generative framework (by Postnl ( 1963» and morphology thi s of mostl y the focused language; on an explana t i on sentence structure, that of complex constructlons, was not examined. of the espf'C lall y More current work on Amerindian linguisties has shlfted t0 synt~~ and lt 15 hoped that this thesls will add to this growlng Ilteralure. In the following description and analysis, tne linguisiic properties of Mohawk sentential complements will be presenled uSIng the theoretical framework of Government and BIndlng (GD) Theory. The foeus will be on two areas: tl-te synLact 1 c structure of sentential complements and the tense/aspecL cooccurrence restrictIons between a matrix verb and a lowpr Vprl) in the same sentence. With regard ta the first Mohawk has dIstinct onl y types subjunctives). full of CP area, the main cllodm complements and embeddea clauses does (llke not IS Uwl ha ve infinitlvld!:-. flny or With regard ta the second area, the clalm Will be that teTise/aspecl co-occurrence restrictions bet,,'eE'rt t hl' matrix and embedded verb are not driven by syntacllc subcategorization but are delermined br thr semantlcs of the individual matrix verb involved. 2 1 While this work will certainly not be the definitive statement on Mohawk syntax, it is hoped that it will at least provide a good description of the nature of subordinate clauses, as weIl as give sorne principled explanations of their behaviour. 1.3 The System of Representation 1.3.1 Symbols and Abbrevlatlons For those unfamlliar with the symbols and abbreviations used in Iroquoian linguistics, the following list WIll aid in decoding the glosses:) l , 2 M, F, S, ~ " first person, second person ..., L, d, pl N masculine, feminine, zoic, neuter genders singular, dual, plural S, 0, p subject, object, possessive / indlcates the grammatical the participants, e.g. "flrst persan singular upon second person plural fact factual tense fllt future tense opt optative tense punc punctual aspect hab habituaI aspect stat stative aspect cont continuative RP remote past FP former past prog progressi ve 3 relationship of 1sS/2p10 means subject acting object" ------------------------.................. ben benefactive instr instrumental caus causative purp purposive contr contrastive cis cislocative dup duplicative trans translocatlve neg negative auxiliary iter iterative part partithe coin coincident refl, srfl reflexive, semi-reflexive epen epenthetic vowel 1.3.2 The Transcription The transcription Mi~helson (1973). system used is the same as that of This system is a modified verSIon of that adopted by the Mohawks of Kahnawake (as exempl if i ed in Dee r' 1 rtg and Delisle (1976) and Williams (1976)). di fferences between the two systems. There The fi rst symbol one used currently at Kahnawake whlle the second used here: glide) = eliminate (1976). on = u; en = v; y. The and i inherent ln 18 (when used as a system of Michelson ambiguitles are the (1973) was system of three 1 ~ UH' the form palatal chosen r.·llllam~ Also, stress and vowel length were not recorded. 4 to 1 1.4 Mohawk Morphology The following description of verb morphology is based on Lounsbury (1953). Even though his book concerned Oneida verb rnorphology, most of it is applicable to Mohawk since the two languages are very closely related. Differences are mainly of a phor'ological nature. Mohawk consists of three basic parts of speech: particles, and Nouns verbs. can appear pronominal prefix + root + suffixe suffix, also incorporate into the verbe which take no morphology. the following pref ix + root, root al one, pronominal combinations: in nouns, root + Noun roots can Particles are lexical items Sorne examples are: tanu "and"; ne "the"; lsi "that".2 Mohawk, llke many Amerindlan languages, has a great deal of inf 1 ec t lona] morpholog~' complpx lexical item. and thi s makes the verb the most Each morpheme has various allomorphs, bu t these will not be g i ven in the exampl es be 1 ow for reasons of brevity. Instead, g Î\'en. For Postal (1963). further Overall, slots: the only the basic information, verb pre-pronominal in Mohawk prefix allomorph(s) see Lounsbury has complex eight will (1953) be and morphological + pronominal prefix complex + (semi-) reflexive + noun position + verb position + case position + purposive position complexe 1 5 + inflectional suffi"~ The pre-pronominal prefixes consist of an "interplay of two separate subsystems, one comprising a variety of deictic and adverbial forros •. , and the other comprising categories of mood and/or tense" consists (Foster, 1985: of such categories as 404). The former cislocative, syst em translocative, iterative, etc., while the latter system conslsts of factual, future anà optative. 3 The pronominal prefixes express featurps of the subject and object of a sentence. These features are of the followlng person--first, second, categories: third; plus second), exclusive (first plus third); third person)-- neuter, masculine, and indefinite; indicated by the subject one agreement supplet i ve combi na t ion 0 dual, (firRt gender /fol' the feminine-zolC', number--singular, transitive verbs, inclusive femilllllp- plural. For and object agreement will morpheme, which lS a be partIy f subject and object proJlomi nal fo rOi!>. ~arked For intransitive verbs, the subject agreement wIll be by one morpheme, the object being null. 4 The reflexive position contains the two forms: sem i- reflexive (middle voice) morpheme -at- and the full reflexive morpheme -atat-. morphem~ There is no distinct reciprocal n Mohawk. In the noun position, three forms may occur: an incorporated noun root, an empty morpheme which certain verbs require when there is no incorporated noun root, stem with a nominalizing suffix. 6 or à verb 1 The verb position takes bare verb roots or complex verb stems (verb roots in combination with various affixes and/or noun roots). The casp position may conta in two instrumental morphemes (-(h)t- and -(h)k(w)-) and one benefactive morpheme (-'s(e)-/ni-Jo The ordering of these morphemes is not fixpd, though in most instances the instrumental morphemes will occur before the benefactlve. AIse found ln this position is the causative morpheme (-(h)t-/-st-) which is homonymous with one of the instrumental morphemes. The purposive ha-) . pos~ tion contains the purposive morpheme (- The n.eaning of this morpheme ls that of "going (to)" when used as an aux~liary in EngJish. The inflec t ionai su ff ixes basicall y cons is t of the aspect habituaI morphemes: punctual (- ( (n) e ) , - ). (-ha'-/-(h)s-), The stative can refer to present or past tense and indicates astate pJ ace . at The (-u-/-v-/-0-), The habi tuaI corresponds to the present tense or repeated actions. act~on) stative punctual asppct part icular points generally co-occur wi th a in (or the refers tillle factual, resul t of sorne to actions which take and this future morpheme will or optati ve prp- pronominal prpfix. Of thp three di fferent stative can be aspects, only the habi tuaI and further inflectcd with such morphemes as the continuative (-k-), the remote past (-hne'). the formpr past (-kwe'), or the progressive (-(ha}tye-). 7 Minimally, agreement a pref lx verb root (agreeing will occur wi th wi th the subject a pronominal or subject t in Mohawk is object) and sorne form of aspect suffix. S (1) ra-atawv-s. HsS-swim-hab "He swims." 1.4.1 A Note on Ward Order in Mohawk Due ta its rich morphology, relatively unrestricted. are indicated on the ward arder Because subject and object relatlons verb by the obligatory prononunal agreement prefixes, overt nouns represenling the subjPct and object can appear in any order in a sImple sentence. (2) a. Sak ra-nuhw~'-s ako-atya'tawl. Jim MsS-like-hab FsP-dress Jim likes her dress. b. ra-nuhwe'-s Sak ako·-atya'tawi. c. Sak ako-atya'tawi ra-nuhwe'-s. d. ra-nuhwe' -s ako-atya' tawi ne Sak NE e. ako-atya'tawi ra-nuhwe'-s ne Sak f. ako-atya'tawi Sak ra-nuhwe'-s. The sentences ln (2a-f) show the six logically po~sible in a simple sentence with a subject, object and verbe orders AlI six sentences are grammatical. Relevant references on this topic are Baker (1991), developing ideas of Jelinek (1984', and Mithun (1986). 8 1 1.5 A Review of the Literature Little has been Iroquoian languages. 1984 ) . written about complementation in The major source is from Mithun (1973, On1 y Mithun (1984) Hi 11 be rev iewed because i t deal s becallse it directly with Mohawk and further develops ideas presented in Mithun (1973). Rochette (1988) was also chosen for review because she presents perhaps the must detailed and recent sturly of complementation in GB. 1.5.1 Mithun (1984) Mithun (1984) discusses three languages ('~ohawk, Gunwinggu, and Kathlamet) which appear to have little evidence of subordinaU~ clauses. Mithun (1984) presents why it is difficult to tell if there is subordination in these languages and questions whether there is compJementation at aIl. (This review will only deal with Mohawk.) The key factor in making identification of subordination difficult is the presence of obligatory pronominal prefixes in Mohawk. These allow decJarative sentence. also be analyzed as independent clauses in any verb to appear by i tsel f a.:; a Putative instances of subordination mal the li stringing together chain (Mithun, 1984). of formally These chains would be equivalent to English complex constructions involving subordInation. 9 --------------------------.................. (3) a. onv t-a-ha-atasawv-' ~ow cis-fact-MsS-start-punc "He started it now." b. wR-ha-kurek-e'. fact-MsS-hit-punc "He hit it." c. onv t-a-ha-atasa~v-' wa-ha-kurek-e'. now cis-fact-MsS-start-punc fact-MsS-hit-punc "He stsrted now to hl t i t. " (lit.) He started now, he hit it. (3a) and (3b) present two normal declarative sentences. (3c) shows the se t,,'o dec 1 arai Ive sentences when they are adjacent to one another. Note that the translation for (3c) would be a complex sentence and not two separate sentences. it is not clear whether (3c) Tense/aspect may involves subordInatIon or not. " seem ta suggest sorne dependency between clauses" Oüthun, 1984:498). the optative Lense (which :;s often e\ents ls condition" (Mlthun, (4) contingent upon sorne semantlc For example, translaled inf1n1t1\<al complement clause) "suggests that of 1I0wev(' r , Into an the occurrence other Event or 1984:497), wa-ho-ri'wanu:tuhs-e' ne ru:kwe a-ho-ye:nswH's-e' fact-MsS/MsO-ask-punc NE man opt-MsS/MsO-help-punc t-a-ha-Yé : ya' k-e' . dup-opt-Ms~-cross-punc "He asked tl..e man to help him get across," Despite this link, Mithun (1984) LellE'VeS that tens(>/aspecl not a formal marker putatively embedded of verbs subordInation, can appear slone glven as thst 15 the 1ndel'endent clauses. 6 Another factor WhlCh may suggest a link between clauhcs 1 is that of 1ntonatlon (Mlthun, 10 1984). The use of pauses and changes in pitch can sometimes suggest that adjacent clauses are part of the combine overtly same However, sentence. independent clauses "speakers often into single intonation groups t.hat are translated into English compound sentences" (Mithun, 1984:502). (5) ohun'kene wa-ha-ye-' morning fact-MGS-wake up-punc y-a-ha-atk'totv-' tS1 lrans-fact-MsS-look out-punc TSI tekatsiseratu wa-ho-nehrako-' ..• window fact-MsO-be surprised-punc "He woke up in the morning and looked out of the wjndow and to his surprise (saw the wagon ... )" (5) shows three clauses which are translated into an English compound sentence. Intonation is thus not a reliable marker of syntactic subordination. A third factor involved in indicating a relationship between clauses is that of demonstrative and deictic particles (Mithun,1984). These are used as an "argument of one clause to refer to another whole clause" (Mi thun, 1984: 498) • One example of this is with the particle ki "this". (6) ukwehu:we runahe' kyo-atahsawv-0 ki:, NsS-start-slat this, Indians MplSnow just bit ago htvky-e's. leave-hab "Not too long ago people began to leave (the reserve)." 0: n v kwah kv' In (6), the particle ki refers to the entire clause following i t and thus Because indicates sequences translaled as a relationship between s1milar English to complex 11 these are sentences, two clauses. pronounced Mithun and (1984) 1 believes that particles can bec orne grarnmaticalized as subordinators, similaT to "that" in English. Mi thun (1984) also discusses factors which affect whether a language wlll have syntaetic subordination. She CItes three morphological factors and one non-morphological one. The first morphologieal faclor i5 that if a language has morphologized such concepts as cause, lntent, purposc, etc., then there is less likelihood of subordinatIon (Mlthun, 1984). Such concepts ( in Engl ish) However, subordination. are lndlcated in a 1 anguage such morphemes as causatIves, sueh as Mohawk benefactives, and to combine se\.eral ideas Into a wi th purpOSlves, Thus, sueh concepts are indicated on the verb. "speakers through this sIngle al]ow~ unit" (Mithun, 1984:506) and a\oId complementation. The second morphologlca] factor (such as Moha~k) function of means between eohesive 1984). Ideas (~1ithun, udl1eved Subordination "backgroundlng by whole" be can via languagt \o.'1th1n The then one alterrlHt provides clauses 1984:506). If a prefi~es, has obllgatory pronominal subord.lnatlon (Mlthun, i8 that IV{' contrusts a pref1>..es largpr' alla ... relalively free word order because case relations are stuted Thus, on the verb. sign) ficant less word order can be explolted information at imt>ortant Subordination the teg Ifl111ng informatlon nlay be<.ome at lebs juxtaposing ideas. 12 the by pluclng of a senU'neC:' end lmportant (M1thun, as 8 aTld 1984). m~ans of 1 The final factor that affects the likelihood of subordinating is that if a language has a written tradition, then subordination will increase (Mithun, 1984). ~'riting allows longer and more complex sentences than speech and must make use of subordination to cornpensate for the lack of su ch oral devices as Intonation and pauses in arder to indicate the relat i ve importance of Ideas" (Mi thun, 1984). Since Mohawk has a rich oral tradition, subordinatIon IS less likely. Despl te these cons iderat ions, Baker (1991» are arguments (by that Mohawk has true syntactic complementation The flrst argument concerns Condition C effects ln after aIl. Mohawk there (Baker, Cond i t ion 1991). C of the Blnding Theory states that an R-expression (proper noun) must be free (i.e. it canY'nt be coreferent with a c-commanding antecedent). means that verb, t hen a cannot If a clause (7) subcategorlzed complement of a ",. i th i n the clause be coreferent with a (c-commandlng) pronominal ln the matrlA clause. lo~er lS a This prope r noun (R-express Ion) However, coreference would be possIble if the clause were an adjunct. The following IS taken from a. wa-hi-hrorl-' tsi Sak ruwa-nuhwe'-s. fact-1sS/MsO-tell-punc that Sak FsS/MsO-like-hab "*1 toId hlm l that she llkes Saki'" (disjOInt only) b. wa-hi-'nha'-ne' ne tsi Sak ra-yo'tv-serfact-lsS/MsO-hlre-pullc because Sak MsS-work-nomiyo. be good "1 hlrE'd him 1 because Sak is a gaod ""orke r ... 1 (coreference ok) 13 (7a) shows that a proper noun Sak in a lower clause cannot be l coreferent with the pronomInal masculine singular argument in (7b) shows that coreference the higher clause. 15 possible. bet~een (7a) involves a complement clause and so coreference the arguments violates ConditIon C, maklng (7a) ungrammatical. (7b) involves an adJunct clause and so coreference 15 possIble sinee the pronominal does nol c-command the proper noun. This contrast indicates that Mohawk has complementatlon. A second argument concerns extractIon and the CondItion The CED on Extraction Domains (CED) (Huang (1982)). slatt~s thal "a phrase A ma)' be extracted out of a domaln B only If B is properly governed [where B i5 properly governed by C only if C IS a lexIcal category that governs Bl" (I3aker, 1991). This ConditIon explains why materud (A) caTI be extrac.tt'd oul of an obJect (B) but not out of a subJeC't or an adJunc l b UlCP obJects (and complement clauses) are c.-commanded (and heflce. governed) b:- a verb (C). Tht;s, complement allow extraction while adjuncts should not. clauses The should follo~lng IS taken from Baker (1991). (8) a. l'hka l-hs-ehl'e-' v-ye-at~ a' ta" i tsr-a-bnl nu-'" ~ ho 0 - 2 5 S - th 1 n h - p U Tl C fut - F s S - d r e s s - (' p~' n - tHI) - pl aH "Who do you thl nk WIll buy a dress r ," b. *Chka wa'-te-s-l1s\tho-' nt' tSl wa'-e-lhpywho fact-dup-2sS-cry-punc bpcause fact-FsS-dIPe'? punC' "v,'ho did you cry because (she) died?" (8a) sho\o,'s posslble. that (8b) wh-extraction out of shows that extractIon l4 the 18 lower clausl' u/lgrammutical. l~ 1 ~I(' -- --------------------- --- difference can be explained by claiming that (8a) involves a complement clause and govern the violtltes adjunct the (Sb) clause This CED. The an adjunct. in (Sb) contrast and verb does not hence supports extraction the claim of complementation in Mohawk. A third argument concerns bound pronouns and the Weak Crossover CondItion (WCC) (Baker, 1991). One version of this conditIon states that "quantlfied NPs and wh-traces can have anaphorlc relations only with pronouns \lhich they c-command" (Reinharl (1983: 122». If apronoun were inside a complement clause, then il could be bound by a c-commanding questioned subject/objecl. A bound readlng would not be pOSSIble if the pronoun were withln (9) (9a) fi clause adJoined to the matrix S. a. Uhka wa-she-hrorl-' tsi ye-yo'tv-hser-IYo. who fact-2sS/FsO-tell-punc that FsS-work-nom-good "v.'ho 1 dId you tell that she 1 is a good worker?" (bouud readIng possible) b. Uhka wa'-t-huwa-norukwanyu-' ne rukwe ne who fact-dup-FsS/MsO-kiss-punc NE man NE ru ....·u-nuhwe' -s. FsS/MsO-1Ike-hab "*\.\ho 1 klssed the man that she 1 likes?" (bound readIng ImpOSSIble) sho .... s that a bound readIng is possible embedded pronomInal and a (wh-word) object. a bound readlng is impossible. WCC. The clause lower pronomInal and thus lS thus cannot be c-commanded an (9b) shows that This contrast follows from the in (9a) c-commanded Howeve r, the pronomi nal ln between b'Y occurs the in a complement (wh-word) (9b) occurs in an adj une t by 15 the (wh-word) obJect. NP and subject. Any Tht" attempted bound reading in (9b) thus violates the WCC. difference between (9a) and (9b) provides further support for complementation in Mohawk. The above three arguments (taken from Baker (1991» g ive conv i ne ing syntact ic complementation. her observation ev idence Nevertheless, that embedded that Mohawk Mithun (1984) clauses in why this is does i~ havt" correct ln Mohawk morphologically different from matrix ones. thus are not The question of will be addressed ln this thesis. 50 1.5.2 Rochette (1988) 1.5.2.1 Verb Classes (1988) Rochette complements using particular, proposes data to the (following Long typology the type of the performance groups of this of an ('lass actlon" are that verbs describe a subject' s relationship--causal 1 (Rochette, modals languages lnto three complement Ef fec t ive (1974». sente~tial of Romance She di.\'ldes verbs French). accordlng from a are (in classes they select t ha 1 " verbs potentlal, elc. --to 1988: (pOUVOlI' 21). b~ toto ablp"), aspectuals (commencer "to begln"), and mo"ement verl,s (a31er lOto go"). Emoti ve relevance predlcates "e:-..press on the part of a this class permission; are verbs psychological of per subJect wi th respect to the denoted by the complement" (Rochette, of judgment of emotion, verbs; 16 1988: 251). and volition, sorne bUTlHl evt'nt Sub-t~l'es commund, facl 1 ve verbs. Examples from this class are: vouloir "to want": souhaiter "to wish"; permettre "to permit": préférer "to prefer"; ordonner "to order": and regretter "to be sorry". Propos i t i anal pred i eates "express judgments of truth value concerning a proposi tion that they introduce" (Rochette, 1988: The sub-groups 326). involved are verbs of stating (dire "to say"), verbs of believing (croire "ta believe") and verbs of knowing (savoir "to know"). Other examples are: penser "to think" and promettre "to promise". 1.5.2.2 S-selectlon 0f a Semantic Type for each Verb Class Each verb class s-selects a particular semantic type of complement in Rochette's (1988) system. Effective verbs s- select the semantic type "action" (A); Emotive verbs s-select "event" CE). and Propositional verbs s-select "proposition" (E); These hierarchy: semantic actIon types are arranged on < event < proposition. a selectional This hierarchy means that verbs that s-select "action" can only select this semantic type. "actIon", Verbs that s-select "event" can also s-select Verbs that s-select "proposition" can also s-select the other two types. 1.5.2.3 Synlactic Structures for Each semantlc type is E',~,~ Semantic Type associated with a particular syntactic structure which Rochette (1988) calls its Canonical Lexical Reallzation (CLR). The CLR for the semantic type "action" is a projection of V (or N); the CLR for "event" is '1 l 17 1 a projection of INFL (or N) i and the CLR for "proposition" is a projection of COMP. 1.5.2.4 Verb Classes and Their Complements The Effect ive verbs take inf i ni t i val complements onl y and s-select "action" which is realized as a projection of V (or N).' This is the case for restructuring Effective verbs. 8 (10) Jean commence à écrire son livre. "Jean begins to wrlte his book." Emotive verbs take tensed subjunctive complements and sselect "event" WhlCh ls realized as a projection of INFL (or N). Emotive verbs may also take lnfinltival complements. 9 (11) a. b. Jean veut que Marle parte demain. "Jean wants that Marle leave tomorro\-... " Jean veut partIr. "Jean wants to leave." Propositlonal verbs take tensed indicative and the project ion semantic of "proposition" type COMP. Propos l t lonal IS ve rbs complements realized can as al so a tahe infinitival complements. (12) a. b. Since Jean pense que Marie partira demain. "Jean thlnks that Marie will lea\'e tomorro"." Jean pense partir. "Jean thinks that he wIll leave." Propositional verbs can also tl,ü,e EC~ complements and smal1 clause complements (n('llher of which \ed> ha~ a COMP node), Rochette (1988) proposes that the semalltlc tHlf' "proposition" can a1so be real ized lexical category (N, A, V, Pl. 18 as a projection of an) 1 1.6 Summary of the Following Chapters It should be noted that there is a tension between Mithun (1984) and Rochette (1988). The former says that aIl clauses are the same in Mohawk while the latter predicts that there will be dIfferences in syntactic structure. This area will be explored in the following chapters. In Chapter Two, complements wIll areas: VP the syntactic structure of sentential be examined based complementation Picallo, 1985; Burzio, 1986; complementation (Rochette, on past (Strozer, 1981; Rochette, 1988; 1988; Chomsky, work in Rizzi, Li, three 1982; 1990); 1986); and IP CP Most of the discussion will centre around complementation. certain claims made by Rochette (1988). If it is true that aIl verbs of a given semantic class take the same syntaetic type of complement, then it should be possible that verbs from any 1 anguage arguments will used to do the same. support Jt the will be existence complements do not carry over into Mohawk. be cialmed that Mohawk only has full clause-type which must se en of that the VP In faet, and IP it will CP Gomplements and no be embedded (such as infinitives or subjunctives). In Chapter Three, a theoretical explanation of the data frorn Chapter Two will be given. full CP complements wIll The fact that Mohawk only has be expialned morphologieal properties of the language. in terms It will be of sho~'n that Mohawk verb roots alone do nol necessarily satisfy a pre'!f "• 19 word level Mohawk phcnological verbs must constraint take on word non-null length. agreement resulting in every verb having obligatory AGR. Thus, morphology, The effects of this result for complementation will be shown, especially as they relate to complements. the syntactic Chapter Three structure will of sentential pr~sent also a brier comparison of Mohawk and Lakhota in order to highlight differences between complementation. the two languages with the regard to It will be claimed that the se differences can be explained by the way in which each language meels the requirements related to the Mlnimal Word Constraint. Chapter Four occurrence foeuses res tr ic t ions on the area of tense/aspect in Mohawk. l t wi] 1 be shown cothat although Mohawk verbs take CP complements only, not every verb takes aIl types of these complements. Four paradigms wlll be presented and considered in the light of Rochette (1988). Il will be seen that the tense/aspect patterns gn'en do not match Any of the complements. in terms predictions based dlfferent syntacllc The patterns that are evident will be dlscussed of the claimed that the meanIngs of each matrIx verbe It w111 tH' indIvidual meanIngs of each vert... determinp the tense/aspect of the lower verbe co-occurrence on restrictIons are Thus, the tense/asppct semantlcally drlV€n and not based on syntactIc motlvatlons. The conclusion will glve a summary of the findings of the research as weIl as ImplIcations for GB theory. 20 NOTES 1 1. Some of these symbois and abbreviations were taken from Baker (1991). 2. The slatus of ne and tsi is not a1ways clear. ne can function as a determlner but it is not cJear whether it is definite or indeflnite. Further, ne can aJso appear as a complementizer and ln other contexts. This pdItieie 1s undergoing changes in that some speakers use it more than others. The particle tsi ean a1so be used ln a locative sense to indicate "direction towards". 3. The tense/mood system of Mohawk wi Il be diseussed in more detai1 in a 1ater chapter. The factual morpheme corresponds mostly to the past tense (though it can be used to express events in the present). The future morpheme refers to events in the future. The optative morpheme has an indefinite tense and has a "range of meaning equivalent to infinitive, subjunctive, and pollte request" (Lounsbury, 1953: 50). 4. Sorne verbs take an object agreement pronominal regardless of the transltivity of the verb: t-en-ha-atvhutsohs-e'. cis-fut-HsO-want-punc "H e w '. Il wa nt i t . " l t i·3 not entirely clear why certain verbs exhibit this property. See Baker (1989) and Mithun (1991) for discussion. 5. The exception to this is imperatives which do not require ft tensejaspect morpheme but do appear with an agreement preflx. (i) s-atawv. 2 sS- SW 1111 "Swim,1I 6. AIs 0, an en, b e d d e d 0 pt ft t ive c l au sec an ex i st a sam a tri xcI a II s e wilh the same meanlng, th1lS suggesting that tense/aspect is nol a formaI marker of subordination. 7. The head N i5 n~eded to account for aspectual verbs which take direct object NPs. These NPs fulfill the same semantic role as lnflnltlval complements. (i) Pierre a fIni le llvr~. "PIerre has flnished the book." The same also holds for Emotive verbs. 21 See below. 8. 1 This is the case for those Effective verbs which are restructuring verbs. The syntactic structure for complements of non-restructurlng verbs invol ves a projection of V but also involves an INFL node which ls necessary to theta-bind the Eposition of the embedded verb. This INFL node is a degenerate category (i. e. i t does not have any tense or agreement features). The l' does not project to an IP since INFL is not the head which ls selected (via the CLR). The structure does not project to VP (with INFL adjolned to lt) Slnce thlS would imply a base-generatlon of an adjoined head--which would be a violation of X' Theory. Thus, the structure for nonrestructurlng Effective verbs lS the following: 11 / INFL \ VP \ V' \ V 9. When an Emotive verb complement appears as an inflniti\'al , INFL does not project to IP since PRO would then bE:' goverllf'd in the (embedded) subject position. Thus, INFL only projects to l'. The resul ting structure i5 the same as that of nonrestructuring Effective verbs except that in thIS case, INFL is a head (and not a degenerate category). 22 CHAPTER TWO 2.0 INTRODUCTION The history of sentential complements of involved focusing on their syntactic structures. verbs has In addition to assuming that sentential complements are CPs, claims have been made for VP complements (Strozer, Bu rz io, Rochet te, 1986; (Chomsky, Rochette, 1986 ; Li, 1988; 1981 1990) Picallo, j and l P complements This chaptpr will 1988). 1985; focus mainly on the arguments given by Rochette (1988) to motivate structures of these types. Rochette's (1988) basic claim is that complements have different syntactic structures depending on the semantic class of the matI'ix The \-erb. three semantic classes each subcategorize for a particular semantic type which is realized Verbs in the Effective as a specifie projection of a head. class take VP complements; F.motlve verbs take IP complements; and Proposi tiona1 verbs take CP This complements. view di ffers from the tradi tlonal GB approach WhlCh states that aIl complements are CPs except Exceptiona l Case Marking those of Raising (ECM) verbs (which thi s thes i s i s verbs both take and IP complements) . The bas ic c laim of that s(;ntent ial complements in Mohawk are full CP complements and that there is no distinct embedded clause type (such as infinitivals or ., subJunct ives) . ln the following sections, Rochette's (1988) 23 1 arguments for VP and IP complements will light of Mohawk data. evidence used by It will Rochet te be (1988) be examined in lhe seen that does not the carry syntactic over into Mohawk. 2.1 NO VP COMPLEMENTS 2.1.1 The Structure of EffectIve Verb Cornplement§ Rochet te (1988) argues for VP complements of Effective verbs. U!31 In a language like French, always occur with inflnitival complements. ng the (' 1 ass these verus Rochette (1988) claims that these inf1nit1',;al complements have the syntact1c structure of a VP. Effect~ve verbs s-se]ect the semant1c type "action" which i8 realized as a prOjectIon of V. Com~emenJs 2.1.2 Arguments ta Support VP To support her c laim, Rochet te ci t es (1988) using restructuring verbs ln Romance languages. verbs form a large sub-group infinitival complements. argue that complements of Rochette of Effective (1988) ev i denc{> Restructuring verbs and take uSc"s this fact restructuring verus have to UlP syntactic structure of a VP. 2.1.3 Restructuring in Romance Languages Jn the area of sentent lai complementation. the phenümenon of restrueturing has received mueh attention (Strozer, 1981; Rizzi, 1982; ~urzio, 1986; R<,,'chette, 1988; among others). Rizzi (1982) was one of the first linguists ta notice tbat li generalization could be made regardIng certain predlcates {in 24 1 Ita11an) and their restl'ucturing rule syntactic He behaviour. "optionally which a simple an bi sentential creating a unique verbal complex consisting of the main and 1982: 2). into transform[ed] a underly ing embedded verb" (Rizzi, structure proposed sentence, In other words, the matrix verb and Its embedded infinitival complement formed a complex predicate, making a monosentential construction at S- structure. There are three pr imary pieces of ev idence to restructuring. (1986». Thf (The labelq for these first is Clitic Climbing, come support from where a Burzio pronominal clitic normally associated with (and thematically related to) the lower verb appears a ... l..ached second Object Preposing, is Long to the where higher in verb. lmpersonal constructions (in 1t&1 ian), the direct object of the verb moves The to the matrix subject position. The SI- lower third is Change of Auxiliary, where the auxiliary normally taken by the matrix verb does not appear and instead is replaced by the auxiliary associated with the 10wer verb. 2.1.3.1 Clitic Climbing Cl i tic Cl irnbing is a syntactic phenomenon which occurs in 1talian, Spanish, Catalan construction in French. and the faire-infinlti~al An example is shown in the Italian sentences of (1). 25 1 (1) a. Mario vuole leggerlo. Mario wants to read-it b. Mario 10 vuole leggere. Mario it wants to read "Mario wants to read it." In (la), the clitic 10 appears altached lo the embedded verb, ne~t the normal position for such clltics belng they In complement. (lb), the clitic has to the verb moved from its embedded position to a higher position adJacenl to t!H' matrn verb--the clitic has "climbed" into the higher clause. Since pronominal clitlcS usually attach to the (INFL of the) verb (or Its auxiliary) that it must be that the they are complements of l , "clitic and the empty category thflt binds [are] restricted to a local domain D which lS lt normally constituted by the minimal clause containing the verb 1ha1 th(' clitic complements" would thus be (Rochette, 1988: 77). The minimal clause the lower Apparent violations sentences like clause of this (lb) in sentences locality condition lih~ (la). OCCUI' with where the clitic and its empty category are not in the same local domain. To account for this violation, it has been proposed that sorne sort of restructuring occurs ln which the bl-senlential construction is transformed Inlo a mono-sentential one (RIZZl, 1982). In this way, there IS no locality violatIon sinee thp local domain becornes lower clause). the entire sentence Rochette's (1988) the lower clause is li (and not just thf> solution is to claim that VP complement and that the highpr verb 26 and the lower verb form a complex predicate. This has the effect of making the entire sentence a local domain and thus, Clitic Cllmbing is allowed. ( n • IP ... 1 \ / SPEC l ' \ / VP 1 / \ / clitic l VP V / \ t V In (2), l the c 1 itic moves ta the nearest INFL. complement does not have an INFL, Since the VP the cl i t ie moves to the matrix INFL. The clltic's trace must be bound within the same local domain in order to satlsfy Principle A of the Binding Theory. The minimal governing category is not the lower (VP) complement since it does not contain a subjeet. the malrix IP is the local domain. Thus, Therefore, the property 0 f Clitie Clirnbing can be explained by a VP eomplement. 2 2. 1 . 3.2 Long ObJect 1n 1 tal i an, Preposir~ objec t prepos ing can occur wi th s Impl e sentences involving the impersonal SI clitic (Rizzi, 1982). (3) a. b. si costruisce troppe case in questa città. SI bUllds too many houses in this town trappe case si costruiscono in questa città. tao many hou ses SI builds in this town "SI builds tao many houses in this town." In (3a), the direct abject troppe case "tao many houses" found in its normal place after the verbe abject has moved ta the n In (3b), the direct front of the sentence into 27 is subject 1 ~- -~-- -~-------------------------------------- ~to position (where it triggers verb agreement on costruire build"). Long ObJect Preposing is a process which occurs in Italian wlth impersonal SI-constructions and a certain class of verbs (modaIs, aspectuals, and motion verbs) (Rlzzl, 1982), In these types of const.ructions, the direct abject of embedded clause can move to the subJect position of the HlI m"lri~ clause. (4) a. Si voleva proprio leggere questi llbri. SI wanted really to read these books b. Questi libri SI volevano proprIO lE'ggel'(', These books SI wanted really t 0 r~ad "We really v.anted ta read these books. In (4a) is in 1 " the direct abject (quesli libri) of thf' lo"er c its normal ob j e eth a s m0 \' e d t POSItion. 1 Tl (-t the su b j e c t po s i t 0 Normally, b) the 1 1 0 li 0 onl~' prepüsing embedd(>d ù a C cou nt for the s e Binding Theol'Y must be bound preposing in IS an r es u 1 t SIS which Hl instance of Sl.c.tes that the Ir mInimal sImple sentences 1 one P r I ne: i pl e anaphors gO\ (e,g, A Slne!' WH~ 0 f to t h co t\P-traces) ernl ng catpgory. satn,fles re< t ln oC'curs NP-movenlPTlt b y us i n g 1 f the ta g h (' r (' 1 a u ~ (' . sentences and is ungrammatical in bi-clausal sentences. object preposing lall~(, Prlnciple ObJt'cl A wbile object preposing in bi-clausal sentences vlolates Princlplt:> A because the NP-trace is not bound wlthlTl it::; minimal category (that being the lower clause). 28 goVel'f1111~ 1 But in (4b), object preposing occurs in a seemingly biclausal constructIon and the sentence is grammatical. Note that the type of matrix verb that allows this is the same as the one that allows ClltlC The Climbing. same reasoning follows in that a mono-clausal construction must be motivated to account for the non-violation of Principle A in (4b). Again, Rochette's (1988) proposaI that the lower clause is a VP complement accounts for this. (4b) invol ves a complex predicate that makes the entire sentence the minimal governing category. (5 ) IP \ / NP l l' \ / VP I v / \ VP / V \ t l ln (5), Long Object Preposing has taken place and the moved NP and ils trace must be bound within the same local domain order to salisfy Principle A. in The mInimal governing category for the NP-trace is the matrix IP since the lower complement does not have an (intervening) subject (due to a lack of SPEC of IF). Th l S allows Long Object Prepos ing to take place without violating the Blnding Principles. 2.1.3.3 Cha.n..ge of Auxi liary Change of Auxiliary is another phenomenon which is found in Italian. What occurs here is that the perfective auxiliary 1 29 • narmally ehasen by the matrix verb is replaeed by another auxiliary. (6) a. b. Noi avremmo voluto andare. Nai saremma voluti andare. "We wauld have wanted to go." In (6a), the main auxiliary avere. verb But in (6b), di fferent aux i 1 iary, sarewno), the selection of valere oecurs wi th namel y auxiliary oth~r the i ts normal the exact same verh takes essere that the (which appears andare auxiliary normally is done by he re takes. the a as The embedded inf ini t i val and thi s occurs onl y w i th those ve rbs tha t aIl ow Clitic Cllmblng and Long Object Preposing. Burzio (1986) explalns the Change of Au:\. il HU'y manifestatIon using an analysis of auxiliary essere selecllon and past partleiple agreement in Italian. The choicC' of lhE' auxl1iary essere lS dependent upon a certaIn relation belwpen the subJect 1986). element's and Pas t either a clltic part ie iple relation with or dIrect agreement its direct 1 s object (Burzl(), dependen t obJect UpOrl (Blll'ZIO, lUI 198fi). When bath essere selection and past particlple agreC'mpnt ocr ur (as in (6b», the structural result is [ ... NP) \ NI\ ... ]. implies agreement that both involve essere a selection subject-object and past relation. Th)!-, particlp]e 1n 0 rd (' r' t 0 motivate this result, Burzio (1986) argues that restructurlng has taken place in which the embedded VP preposes and 8djoJn~ ta the matrix VP. 30 1 Rochette (1988) motivates the structural result of (6b) by arguing that restructuring verbs take VP complements and that andare has an empty category in object position. Thus, sentence (6b) will have the following structure: (7) Noi l saremmo voluti [vp andare el]' Rochette (1988) gives two reasons why and are has an object. The first reason is that andare is semantically an ergative verb, and according to Burzio (1986), the subjects of ergative verbs originate relates to in the object fact of position. J past The participle second reason agreement, which indicates that there is a subject-object relation in (6b) and henc~ that andare must take an object" By claiming a appearance camp] e},. (6b) is actually predicate. sati s f j es essere of VP complement, In the structural selection this a seemingly bi-clausal mono-clausal way, the subject-object past and the one abject of with andare relation needed participle a agreement, in two characleristics of the Change of Auxiliary. 2.1.4 The Lack of Infinit~vals A significant trait in Mohawk of Mohawk is that no sentence can appear with a bare verb root i.e. aIl verbs in Mohawk appear with sorne morphological markings (agreement and usually tense/aspect). This means that there are no infinitlvals in Moha~k, that verbs appear without agreement or tense. Applying Rochette's (1988) arguments for VP complements thus becomes somewhat of a challenge 31 since the complements of 1 Effective verbs in Romance languages are aIl infinitival. Hence, it 1s not always clear how to inflect the lower verb in Mohawk exarnples. Nonetheless, examples were sought that were as equivalent as possible to the restructuring data glven by Rochette (1988). This involved the possibility that the lower verb received its tense from the matrlx INFL. Since the lower complement is a VP, there would be no embedded INFL. However, it is possible that the lower verb mlght receive agreement and tense morphology via sorne sort of copying from the matrix INFL (or the higher verb). 2.1.5 VP Complement Arguments and Mohawk 2.1.5.1 Clitic Climbing (1988) Rochet te' s Climbing, in \o.'hlch the first argument dIrect object clause could attach ta the matrlx verb. concerned clltlc of the Slnce Romance and Mohawk agreement prefIxes are both pronomInal (Bake r, 1991}, equivalent. Clltic lo"-'er clitl~& ln nature a compur i son was made bE.>lween the two, of Clitic Cllmblng ln Mohawk would Thp Invol\e agreement wlth the abject of the lower vero appearlng on the.' higher verb. Effec t ive veros Ghen 1 that VP complements and tha t ont= Ef fec t 1 are ve verb 1 expecled for s commencer "t 0 start", an example in Mohawk was donE' using the \E'rt> alahsaw" "ta start", (8) a. onv l-n-yu-atahsahv-' wa'-t-huwa-noruhhwonyunow cis-fact-FsS-st',rt-punc fact-dup-FsS/MsO-kl S'-,pUllC • "She ha~ no,", started to klSS him." 32 1 b. *onv t-a-huwa-atahsawv-' wa'-t-hanow cis-fact-FsS/MsO-start-punc fact-dup-HsSnoruhkwanyu-' . kiss-punc c. *onv t-a-huwa-atahsawv-' wa'-t-huwanow cis-fact-FsS/MsO-start-punc fact-dup-FsS/MsOnoruhkwanyu- , • klss-punc d. *onv t-a-huwa-atahsawv-' wa'-t-honow cis-fact-FsS/MsO-start-punc fact-dup-MsOnoruhkwanyu- , • kiss-punc e. *onv t-a-huwa-atahsawv-' wa'-t-yenow cis-fact-FsS/MsO-start-punc fact-dup-FsSnoruhkwanyu- , • kiss-punc f. *onv t-a-huwa-atahsawv-' wa'-t-yakonow cis-fact-FsS/MsO-start-punc fact-dup-FsOnoruhkwanyu- , . kiss-punc (8a) shows a sentence in which Clitic Climbing has not taken place. The direct object in this sentence is marked on the agreement prefix huwa of the lower verb. In sentences (8b-f), the embedded di rect abject agreement appears on the higher verb as indi cated by the change of yu (FsS) ta huwa (FsS/MsO). Gi ven that every verb in Mohawk must bear sorne agreement morpheme, aIl plausible agreement prefixes were tried on the lower verb. In each instance, the result was ungrammatlcal. Further e\ idence cornes from another Effectl ve verb "be able" (kweni). (9) .1 a. wa-ye-kweni-' wa-huwa-ya't-ohare-'. fact-FsS-be able-punc fact-FsS/MsO-body-wash-punc "She was able to wash him." b. *wa-huwa-kweni-' wa-ha-ya't-ohare-'. fact-FsS/MsO-be able-punc fact-MsS-body-wash-punc 33 1 c. *wa-huwa-kweni-' wa-ho-ya't-ohare-'. faet-FsS/MsO-be able-pune faet-MsO-body-wash-punc d. *wa-huwa-kweni-' wa-huwa-ya't-oharefact-FsS/MsO-be able-pune fact-FsS/MsO-body-washpunc e. *wa-huwa-kweni-' wa-ye-ya't-ohare-'. fact-FsS/MsO-be able-punc fact-FsS-body-wash-punc In (9a), no Cl i t ic Climbing has occurred. In (9b-e), the embedded direct abject agreement (which is masculine singular) appears on the higher verb (as indicated by the change from ye (FsS) ta huwa (FsS/MsO», leaving various poss1ble agreements on the lower verb. In each sentence, the result is ungrammatical. This seems ta possIble ln Mohawk. indicate that (1988) Climbing 18 not And if this is true, then it appears that there is no VP complement involved. Rochette's Clitic claim for This is evidence agaillst VP complements with EffecL1.ve verbs. 2.1.5.2 Long Object Preposing The second argument that Rochette (1988) used is that of Long Object Preposing. In this type of restructurlng construction, the embedded direct object moves to the matrlx subject positlon Binding Theory. but does not vl01ate Prlnclple bi-clau~dl of the This type of NP-movement occurs wlth the Sl- impersonal con s truc t 10n in Ital ian (and i s true A constructions), 34 ungr amma t.l cul 1n ft 1 Ta test thl S out ln Mohawk, the semi ref le;... ive at was used as an equivalent for the Ital18n si since it too is in\olved in middll~/anti-c8usati\'e pall'S ( 1 Oa) l S a nurmal ya'k ("lo break") and (cf. dec laratl ve Lounsbury, sentence 1953). using the r\P yutkaritha ("toylt). the In verb (lOb), the t\P corrE'SpOndlng ta the direct obJect of (10a) is found ln the suuJee.t positIon of a normal declaratl\'e sentence. (Cf. (3a) und (3b) of Sl'ctlon 2.1.3.2.) ( 10) R. SaI-. \o.a'-l-ha-ya'k-e' yutkarltha. J llTl fa c t - d u p - ~I s S - b r e a k - pu net 0 Y ",] lm b. broke the toy." ~utkarltha tay "Th(' to:- c. \o.a'-te-\o.-at-~a'k-e'. fae. t-dup-\sS-srfl-break--puIIC brokp," SaI... v-ha-k"erll-' t-v-ha-ya'k-e' Jim fut -~bS-b~' étule-punc dllp-fut-~lsS-urf:'aJ.-ptlnc )lllkarllha. to~ "Jlm \\111 d. *~\ltJ. . arltha to~ ~ ,1 ' hr f'. Le able to br~nk the to~. \-\,-at-b,enl-' t-\-bafut-\'sS-srfl-be able-pune. dup-fut-\lsS- L- e ' . ('HL-pUII(' *~lItl...étrlt!ta \-\,-:'lt-J..,"f'ni-' t-\-h- fut-:-'sS-sr fI-oe aulp-l-llnc dl:P- fut-\s~- toy at-~d'h-(>'. '>l'fl-hlhih-punc f . *~ Il t J.., fi r l t !t ct tu~ ~cl'J..-(>' l'I t \ - \\ ,. a t - J..,,, e n 1- ' t -\ - LI- fut-'\sS-srfl-oe able-pulle: dlIlJ-fut-:-'sS• ah-pUlle In 35 (lOd-f), ways of inflecting the lower verb). The ungrammaticality of (lOd-f) indicates that the embedded direct object cannat be fronted wlth the semi-reflexive at in the higher verb. Further evidence cames from use of the Effective verb atahsawv ("ta start") with the verb ya'k and the NP ohnhusha ("egg"). (11a) and (llb) show the NP ohnhusha in direct abject position and subject position, respectively. (11) a. Sak wa'-t-ha-ya'k-e' ne ohnhusha. Jim fact-dup-MsS-break-punc NE egg "Jim broke the egg." b. ohnhusha wa'-te-w-at-ya'k-e'. egg fact-dup-NsS-srfl-break-punc "The egg broke." c. cnv Sak v-t-ha-atahsawv-' t-a-ha-ya'know Jim fut-cis-MsS-start-punc cis-opt-MsS-breake' ne ohnhusha. punc NE egg "Jim wIll now start to break the egg." d. *ohnhusha v-te-w-(at)-atahsawv-' 1-aegg fut-cis-t-.:sS-(srfl)-start-puTlc els-optha-ya' k-e ' • MsS-break-punc e. *ohnhusha v-te-w-(at)-atahsawv-' t-aegg fut-cis-NsS-(srfl)-starl-pune eis-optw-a t-ya' k-e' . NsS-srfl-break-punc f. *ohnhusha v-te-w-(at)-atahsawv-' t-aegg fUl-ClS-NsS-(srfl)-slarl-punc CIS-optka-ya' k-e' . NsS-break-punc In (Ile), and ya'k. the higher a bi-clausal sentence is givf'Tl wIth alahsawv In (.L1d-f), lhe dIrect object has been fronted verb contalns the semI-refle"'lve inflections have been left on the lower verb. 36 at. HTid Various Slnce (lld-f) 1 , are ungrammatical, i t appears that the direct object cannot be fronted with the semi-reflexive at in the higher verb. This seems to suggest Effective verb is not a VP. that the complement of the If it were, then the movement of sin~e the direct object should have been possible its trace would have been bound within its minimal category, that being the entire sentence. However, sinee (10d-f) and (1Id-f) show that this movement is not possible, then it seems that the lower complement is not a VP. 2.1.5.3 Change of Auxiliary Rochette's concerned the (1988) change third argument of auxiliary for VP complements from avere to essere Italian sentences involving restructuring verbs. in By positing a VP complement, the necessary conditions for this change were met. Mohawk Ho\o\'ever, a does not similar have type morphemes on each verb. independent of change auxiliary lnvolves the verbs. agreement Sorne Mohawk verbs only take objective agreement prefixes (Deering and Delisle, 1976; Baker, Mlthun, subject 1991) sentence. even This if there selectlon is is only like a auxillary Romance languages in that it depends on the t-;p 1989; in selection le~ical the in features of the verb and occurs primarily with intransitives. These types of verbs were used as complements to Effective verbs to Sf'e II " if tlley caused any change on the higher verb. 37 agre~:rl~nt prefix of the 1 (12) a. t-a-ha-atahsawv-' wa-ho-yo'tv-'. cis-fact-MsS-start-punc fact-MsO-work-punc "He started to work." b. *t-a-ho-atahsawv-' wa-ho-yo'tv-'. cls-fact-MsO-start-punc fact-MsO-work-punc In (12a) the lower verb yo'tv ("to work") takes an objective 1 agreement prefix. The higher verb normally takes a subjective prefi~. atahsawv ("to start") This prefix was changed to the objective equivalent and the result was ungrammatlcal (see (12b». on (and This suggests that the lower verb has no effect does not selec t) the Effect i v~ verb' s agreement morpheme. Further evidence ls given in (13a-bl using the Effecli\e verb kweni ("be able") and the verb ita'w ("to sleep"). again, i t agreement, can but be seen this that the does not lower affect verb Onc€' takes objectl ve the higher verb's agreement. ( 13) a. b. wa-ha-kweni-' wa-ho-ita'~-e'. fact-MsS-be able-punc foct-MsO-sleep-punc "He was able to sleep." *wa-ho-kweni-' wa-ho-lla'w-e'. fact-MsO-be able-punc fact-~sO-sleep-punc Given that thls type of change does not Rochet te' s weakened. (1988 1 argument for a VP OCCUl' compi ernen t ln MohEHo.J..., 1 s aga III It seems thal the complement of an EffectIve vprb in Mohawk is not a VP complemen~, with its own subJect. 1 38 but rather a ruIler ~lHuse 2.2 NO IP COMPLEMENTS The possibility of IP complements has been used in two separate areas in current theory. Wi thin the GB framework, an IP structure has regard to Exceptional Case been used wi th Marking and Raising (with infinitival complements). Rochette (1988) has extended the notion of IP complements to include subjunctive clauses. Both types will be considered in Mohawk. 2.2.1 The Structure of Emotive Verb Complements Rochette (1988) argues that the Emotive verb class takes IP This complements. "event" wh i ch INFL. is class reali zed s-selects the syntact icall y as semantic type a proj ection of Verbs of this type typically take a tensed subjunctive complement. 2.2.2 A Note on the Complementizer gue Cruclally, Rochette (1988) assumes that when the French complement 1 zer que occurs wi th subjunct ive does not occur in a COMP position. complements, By doing this, it Rochette (1988) allows a subjunctive complement to be an IP rather than a CP and can thus expl a i n certai n fac ts wi th regard to subjuncti ves. Que becomes a "Case-spelling element for an argument that cannot absorb Case directly" (Rochette, 1988:255) and ft role similar to that of the prepositions infinlthal complements" (Rochette, 1988:255). "pla~;s wlth Que occurs as the head of KP with a subjunctive as its IP complement. followlng tree dlagram lilustrates this: 39 the The IP (14 ) / \ l' SPEC l / \ / VP \ V KP / K que \ IP / \ SPEC l' 1 / \ VP Rochette (1988) proposes that que realizes the case 8ssigned by the matrix verb but does not aet 8S a eloser governor for This allows UIf_' the embedded subject position (SPEC of IP). matrix verb to govern the embedded subJect pOSition. 2.2.3 Arguments to The arguments Sup~t IP Complements that Rochette complements involve the followlng ext ract 10n from an uses (1988) ta support syntactic phenomena: embedded subjec t pas 1 t 1 on, ]P \o:h- embedded wh- questions, quantifIer extraction, \oode scope interpr'etatlon of an e mb e d d e d qua nt i fie l', and 0 b \' 1 a t 1 0 n I n S li b J u Tl C t 1 \' e c l li IH~ e ~ , 2.2.3.1 \\'h-Extraction from Embedded Sutuecl Positiorl One argument tbat Rochette (1988) uses ta support complemen ts i s tha t subjec t ex tract i on frolTl the compI a factive Emotive verb is emt'T1 t \erb pOSSIble. • 0 f not pOSSIble, extraction out of the complement of a Propositionnl (15) 1 il a. Qui crois-tu qui a[INDIC] épolls~ Marie? "\\'ho do you bel ieve has marrled Marle"" b. *Qui regrettes-tu qui ait(SUBJC~CJ épousé Hurle'> "Who do you regret that has mal-r1pd Mnrie?" 40 15 J In (15a), the Propositional verb croire "to believe" allows wh-extraction out of the embedded subject position (when that clause is indicative). In (15b), a similar extraction involving the factive Emotive verb regretter "to regret" is ungrammatical (when the lower clause is subjunctive). To explain this, Rochette (1988) claims that the complement to the factive verb is an IP and thus has no SPEC- C' which can be used as a landing site for movement. in (16) The tree shows the extraction of the embedded subject NP in (15b). IP ( 16 ) \ / NP 1 l' / \ VP I \ / VP v \ IP / Op / \ IP \ / t l ' l \ / VP 1 / V \ NP Slnce adjunctlon to maxImal projections that are arguments is disallowed (Chomsky, 1986), the extracted subject flrst adjoins to the matrlx VP and then moves further up the tree. ThIS leads to a vl01at10n of the Empty Category Prineiple (ECP) SInee proper government does not hold between the trace adJolned 1 to the matrix VP and 41 the initIal trace in the 1 embedded subject position. Rather, government ls blocked by the matrix verb. 2.2.3.2 Embedded Wh-Questions If an Emotive verb only takes an there should be no COMP. IP complement, If there is no COMP, then It is not possible for a wh-word to occur in the lower clause. connection, Rochette (1988) notes that that an Emotive verb could not In this "complements Emotive verbs) are never headed by Wh-words" (p. means then take 256). an [to ThIS embedded interrogative (in the subjunctlve mood) Slnce such a structure obligatorily involves a wh-word to appear in the SPEC of C' of the lower clause. 2.2.3.3 Quantifier Extraction Another argument that Rochette (1988) uses to support her claim of Movement. IP complements This process is that of is llmited Leftward to QuantIfIer certain types of campI ements and i n\"ol ves the quant if 1 er tous "a 11''. When tous is can OCCllI' associated with outside of the an abject NP, the quantifit>y, embedded subjunctive clause (a~ long as tbe object ~p appears as a clitlC).5 (17) a. Jean veut que Harle 11se[SCBJU~C] tous les lIvres. "Jean wants t-Jarle to rend aIl the books." b. Jean veut tous que Marle les Ilse[SCBJU~C]. " J e li n w a nt s ~18. rIe t 0 r e li d aIl of the m. " c. *Jean crOIt tous que Marle les llra[IN!JlC]. "Jean belleves that Marle ""Ill read them aIl." In (17a), the quantifier tous .' 15 ln Its normal position regard to the (embedded) abject NP. 42 WItt. In (17h), thf' qUllntlfH'r' 1 can be found in a different position, outside of the embedded subjunctive clause. Note that the matrix verb is vouloir "to want" which IS an Emotive verb. (17c) shows that quantifier movement cannot apply to a sentence in which the matrix verb is a Propositional verb (croire "to believe") and the lower clause is indicative. Rochette (1988) explains this by assuming a few things about the quantifier tous (following Haik (1985». First, she assumes that tous His base generated in the position in which it appears at S-structure" (Rochette, 1988:303). This position is the same as thal which adverbs would take within the VP. she assumes that "in order for tous to be Second, interpreted as variable al LF" a quantifier, it must form a chain with (Rochette, 1988:304) and that thlS chain is subJect ta Principle A of the Binding Theory. Third, assumes that "the varlable that the quantifier binds clltic chain and that tous becomes the head of the (tous, Cl, t) at LF" (Rochette, 1988:304). she is the ne~ chaln Lastly, she assumes that the clitic is under INFL at S-structure glven ralsing. a v- The structure for (17b) IS the follcwlng: (18) Jean veut tous l que [IP Marle [r' [rNFL les l lise][Vr t 1 ]]] Princlple A stales that an anaphor must be bound wlthin the minlmal governlng cate,sory containlng a leXIcal category governlng the anaphor. the clitJC chaIn al LF, subJect and Slnce tous is part of It must be that the local domaln not the embedded clause but the matrlX clause. 43 a One wa~ 15 ta motivate this result is by positing that the lower clause is an IP. If the complement to an Emotive verb iB an IP, then the minimal governing category becomes the matrix clause Slnee this clause contains a subject and a lexIcal category (the Princlp}e A matrix verb) which governs the embedded INFL. 15 thus satisfied. 2.2.3.4 Wide Scope Interpretation of an Embedded QuantIfIer A fourth argument that Rochette (1988) uses to support IP complements involves wide scope interpretation of an ernbedded quantifier. personne In this "nobody" in type of construction, the obJect pOSI tion the of quantifIer an embedded subjunctive clause is linked wlth a negative element ne ln thL matrix clause. (19) a. b. ?Je n'ai eXIg~ qu'ils arrêtent[SUBJUNC) personne. "1 neg have requlred that they arrest nobody." *Je n'ai cru qu'ils arrêteraient[INDIC) personne. "1 neg have belleved that they would tirrest nobody." (19a) shows that the quantIfier personne in an embedded obJect position can be linked outslde of its clause wlth the negatl'\'e element ne. 6 matrix verb ( 1 9 b) is s h () \, s a s l mIl a r s e n te n cee x cep t Proposltlonal and not Emotive t h t' (and the complement 18 indicatIve and not subJunctlve). The contrast between (19a) wlth (19b) IndIcates that Ua' quantifier personne can only be llnked outside of Its clause when it assumes appears that ln this a 8ubJunctive follows from clause. the structural between 8ubJunctive and IndIcative clauses. 44 Rochette (198H) differen("e~ The formel' are Ir 1 complements while Rochette (1988) the latter are CP complements. assumes that only IP Further, complements allow a negative quantifier to be in the scope of the matrix negation. Thus, (19a) involves an IP complement. ~.2.3.5 Obvlation in Subjunctive Clauses Apother argument that Rochette (1988) uses involves the phenomenon of complements. obviation Obviation between two pronouns. in is sentences ohllgatory with subjunctive disjoint reference This fact is evident in a sentence like ( 20 ) • ( 20) a. III voudrait qu'il. l/J finisse son article. "Hel would llke tnat he.l/ finish his article." J (disjoint only) b. III croyait qu' ill!J finirait son article plus rapidement. "He~ believed that he would finish his article l/J faster." In (20a), the two masculine pronouns reference (as indicated the coreferent, the sentence by must he indices). disjoint If becomes ungrammatical. in the y are Note that (208) involves an Emotive verb and a subjunctive complement. In (20b), a slmilar sentence is given using a Propositlonal malrix verb and an indicative complement. Obviation does not obtain ln thlS sentence. The Princlple use of B of pronouns the and Blnding coreference Theory which pronouns must be free "'lthin a local domaine are ln thE" same local domain, order to satIsfy is governed states that by aIl If two pl'onouns then they must be dIsjoint ln Principle B. 45 Since sentences like (200.) 1 involve obviation, it suggests that the local domain is the matrix clause and not the embedded clause. Rochette (1988) achieves th1S result via her claim that This is shown in (21) where both the lower clause 1S an IP. NP1 and NP2 are pronouns. ( 21 ) IP / \ NPl 1 l' l / \ VP / \ IP V \ / NP2 J I ' / \ 1 VP / V In this structure, the \ NP matri~ verb can govern the INFL of the subjunctlve complement and the embedded subject minimal governing category the higher clause verb. since This puts the reference (i f Its lexical governor 1S the matrix subJect are they Tbp for the embeddcd subject bcromu!-. subJect in the same local domain. in (NP2). (t\Pl) and the Thus, they must tH> pronouns) in order ta mflf rI:', embedd,~d dISJOInt sut J sf~ Principle B. Plcallo subJunctives (1985) sim1lar glves in different ln delails. another spIrit account to Picallo (19H5) of Rochette's ob\iatlon (1988) relIes on the III Ullt fPlttlll'f' [Tense] to motlvate tbe desired tJlnding domain for embt'drkd subjects ln Catalan subjunctlves. subJunctlve complements have f'lcallo (1985) notes th/d an "unrellllzed tensp" 46 ln thnt 1 their tense specification is dependent upon the tense of the matrix clause.' In Catalan, a subjunctive clause is [±past] depending on whether the matrix verb is [±past]. Slnce subjunctive clauses only express a temporal reference point with respect to the moment of speech, Picallo (1985) claims that this feature ([±past]) must be coindexed with a c-commanding In specification. INFL this node way, that Picallo has (1985) tense full suggests that well-formedness conditions on clausal structures are met and that theta-role mapping can then take place. Given these assumptions about subjunctive clauses, Picallo (1985) presents her analysis of the obviation found in sentences llke the followlng: (22) a. En Jordi l espera que [pro.J/ J vingui]. SUB "George t hopes that [( he). l,.,/, come]." . seB b. -Tu sents que [pro telefonls al Joan]. SUB "YoII regret tha t r (you) calI John]." SCB In both (22a) and (22b), t.he complement is subjunctlve and the matrix subject and the embedded subject must be disjoint or the sentence WIll be unf,rammatical. In arder ta capture the obvlation facts, PIcallo (1985) alters the definltlon of blndlng domaln ta include the notIon of tense. that it elements The subjunctive tense is assumed to be anaphoric in lS coiudexed with form a the matrlx Tense-cbuin (T-chain) 47 tense. The and binding co i nde\.eo 8Fplles 1 within the 1985).8 domain by defined maximal T-chains (Picallo, If the tenses are linked and there is no intervening accessible subject, than one IP. then the binding domain will be larger The binding domaln wIll only be one IP if a T- chain contains only one member (as in indIcative clauses). By including the feature [Tense domain, Plcallo (1985) motlvates sentences w i th obv iat ion in J a in the notIon of bl ndi ng the desired subjunct l"e result compl emt>nt. blnding domain for an embedded pronominal subject the next higher Follmdng clause Principle with B of a the full tense sny (pronomInal) subject ~ilhln The extend~ to specification. BlndIng Theory, pronominal subject \o,'ould have to be dIsJOInt for the embedded reference with Hl the same blndlng domHln. ThIS results in the ob\ Iation that occurs in Catalan senlenu"s wilh a subjunctive complement. 2.2.4 Mohahk and SubJunctlve Clauses M,)ha\\'k does not have subjuncti ve complements. no morphologicsl compl ete 1 y t 0 marker.:; the su 1.,j unc t on 1 the ve mood v('rb ~hich Romance. HI marker which cornes the closest is the optatne Thus, one researche r has s ta ted tba t t he opta t of mebuing equivalent to infInItIve, r(~quest" (Lounsbury, 1953:50). optative expresses what a Thf>re an' correspolld HO\o,'eve r , t he' "tell~f!" 1 VP has subJuTlcti\'e, prefl'.. 8 "rliflgt' and puIde Foster (1985) argues thut tht· speaker desirable. 48 thinks pOSSIble or 1 Like the subjunctive then, the optative does not seem to be a well-defined marker of tense but is rather a marker of Furthe r, mood. an opta t 1 ve clause usuall y appears embedded posltion and rarely as a matrix clause. surface in the matrix positlon, the modal "should". Again, in an When it does lts interpretatlon involves this is indicatlve more of mood than tensC'. Also, in sorne Romance languages, certain verbs only take subjunctIve (and infinitivall complements. are verbs of volition, command, permission psychologieal verbs and factive verbs. there are sorne wish"; verbs "ta rako (llke choose") atvhutso that In French, these as weIl as Simllarly, in Mohawk, "ta want" i only take askanek an "to optative complement. For these reasons, an embedded optative clause was used with Emolive verbs as the point of comparison with the subjunctive in Romance. 2.2.5 Ir Complement Arguments and Mohawk 2.2.5.1 Wh-Extraction from Embedded SubJect POSItion One s~nt&ctlc be handled b~ extractIon wa~ argument WRS process that Rochette (1988) claimed could posltlng an IP was that subject not possible from the embedded clause. This tested in Mohawk uSlng the Emotive verb askanek "ta w i sh" . 49 n complement .------- ----- ------ (23) a. ------------------------------ wa-u-askanek-e' ne Adriana a-ha-hnlnu-' fact-FsS-wish-punc NE Adriana opt-MsS-buy-punc kasere ne Edward. car NE Edward "Adriana wished Edward would buy a car." b. uhka ne AdrIana wa-u-askanek-e' a-ha-hnlnu-' who NE Adriana fact-FsS-wish-punc opt-MsS-buy-punc kasere. car "Who did Adriana wish would buy a car'?" In (23a), a normal bi-clausal sentence is glven uSlng askanek. In (23b), a wh-word h,as been extracted out of the embedded subject position and the sentence is grammallcal. ThiS Iesult would not be expected if the complement were only an Ir. Additional evidence i8 given ln (24) using the EmotIve verb atvhutso "ta wart". while (24b) subJect provides (24a) provides the normal senU:nC'e the wh-extraction Once po~ition. agalTi, the from the emhf'ddpù g ramma tic a I r f' '{Id t contrasts ~ilh ( 24) a. Uwari te-yako-alvhulso-nl-hakwe Jane a-hll~aMary dup-FsO-want-ben/stat-FP Janp opt-FsS/Ms()kurek-e' ne Watio. hit-punc ~E Matthew "Mary wanted Jane ta hit MatUlev.'." b. French. uhka ne Uwarl te-yako-at"hutso-nl-hak\.o.. e awho NE ~lary dup-FsO-\o'ant-ben/btat-FP oI,thuwa-kurek-e' ne ~atlO. FsS/MsO-hlt-punc NE Matthew "Who dld Mary \r.. anl lo bIt Hatthe",r,,, (23b) and (24b) thus provlde eVldeme that these vel'bs tah(' a full CP complement Instead of only an IP. 2.2.5.2 Embedded In addItIon "h-Q\lestion_~ to subJect extraction, another syntact process that does nol occur ".'lth subjunctive complement!:. 50 II (ln 1 Romance languages) is complement is an IP, indirect If interrogatives. the there would be no COMP available for a wh-word. Thus, the lack of embedded wh-questions is explained. This was tested for in Mohawk using the Emotive verb riwanuluhs "to ask,,9. (25) a. wa-hl-rlwanutuhs-e' ne Shawatis au-ta-hofact-lsS/MsO-ask-punc NE John opt-cis-MsOati-' ne athvno. throw-punc NE baIl "1 asked John to throw the baIl." b. wa-hi-riwanutuhs-e' ne Shawatis ohnahotv wahi fact-lsS/MsO-ask-punc NE John what WAHl au-ta-ho-atl-'. opt-cls-MsO-throw-punc "1 asked John what he should throw." (25a) gives a regular sentence involving the verb riwanutuhs. (25b) gives embedded "what" a slmllar qu~stion. indlcales lower clause than sentence The that presence there mer~ly except must of the be more Ir, (25b) acceptable, should the form wh-word of an ohnahotv structure in the an IP (assuming that wh-movement is to COMP in Mohawk too--see Section 2.3.2). an in be If there was only ungrammatica1. Since (25b) IS It must be that the lower clause is more than an 1 P .10 2.2.5.3 QuantIfier Extraction A third piece of evidence that Rochette (1988) that of quantifier extraction. be found outside Interpr~ted of is The quantifIer tous "aIl" can embedded clause yet stIll be with the embedded dIrect object (provided said NP appears as a clltic). 1 the uses Quaptlfler movement out of an embedded 51 1 clause wish", was tested the for us Ing Propositional the Emot i ve hrori verb verb "to "to askanek tell" and the quantifier akweku "aIl". (26) a. wa-k-askanek-e' a-k-hninu-' akweku ne fact-lsS-wish-punc opt-lsS-buy-punc aIl NE kasere. car "1 ~i shed to buy aIl the cars." b. *akweku wa-k-askanek-e' a-k-hninu-'. aIl fact-lsS-Wlsh-punc opt-lsS-buy-punc "1 wlshed to buy aIl of them." c. v-shako-hrori-' a-ye-k-e' akweku ne fut-MsSjFsO-tell-punc opt-FsS-eat-punc aIl NE kanataro. bread "He WIll tell her to eat aIl OH:' bread." d. *akweku v-shako-hrori-' a-ye-k-e'. aIl fut-MsSjFsO-tell-punc opt-FsS-eal-punc "He will tell her to eat aIl of i t. Il ( 2 6 a ) g ive s a s e n te n c e w i th the q li a n tIf i e r 1 nit s position next to the (embedded) NP Il modIfies. quantifier sentence is appears at the of the 0 ut 0 (> ( ' l E.' d In (26b), tht, sentence ThIS indicates ungrammatical. ex t ra ct ion i s no t po s s i b 1 e verbs. 11 front exp thaL f the co mpie fil (' Tl L~ anù thf' quant ifler 0 f EDI 0 t 1 \' e (26c) and (26d) sho\o. thaL quantlfier extraction do('!-. not occur with Propositional verbs elther. Rochette (1988) rnotivates an IP complement oy clalmiflg that the quantIfier and the ClltiC form an A-chaIn which mu!-.t obey Principle A. In order to do so, the local dom'lln mu",t the entlre sentence. Th 1 s i s a chi e v e d v i a an lP C0 m[J 1 e n\l' n t and government of the embedded INFL by the malr!).. veru. (26), it seems thal quantlfier e>.. trnction 52 15 l;p Gl\pn not alway~ found 1 with Emotive verbs. In (26b), the ungrammatieallty ls due to a violation of Prineiple A. The quantifier and the elitie it binds were not in the same local domain. the complement for this particular verb This indicates that must involve more structure than just an IP.12 2.2.5.4 Wide Sc ope Interpretation of an Embedded Quantifier Another piece of eVl.dence that Rochette (1988) uses is that of wide seope interpretatl.on of an embedded quantifier. In this construction, an embedded quantifier (personne) could be linked outside of its clause to a negative marker (ne). This phenomenon was uhkak "someone" and the tested uSl.ng the Mohawk quantifier negation partiele yah "no". One important faet about thl.S quantifier is that it changes form when it is interpreted with a negation partirle. (27) a. Uhkak wa-shako-kv-'. someone faet-MsS/FsO-see-punc "He sa\-. somebody. It b. Yah te-hshako-kv-0 uhka. not neg-MsSjFsO-see-stat someone "He saw nobody; He didn't see anybody." In (27a), (27b) the quantifier appears in its normal form. in\'ol\'ing the liegation partiele, the form But in of quantifIer changes in that it loses Its fl.nal consonant. the This indicatt>s that the quantIfier ,dll change when under the scope of negatlon. To test Rochette's (1988) argument, the quantifier uhkak was put inlo an embedded clause and the negation particle yah WHS put inlo a malrix clause with verbs l 53 from two different J classes, Emotive If the quantif1er was and Propositional. still under the scope of the negation particle, then it would be expected to change form with the Emotive verb but not with the Proposit1onal verb. ayah tha-te-ho-atvhutso-ni uhka not contr-dup-MsO-want-ben/stat someone optkhe-kurek-e' . IsS/FsO-h1t-punc "He does not want me to punch anyone." (28) a. b. In yah te-ho-ateryvtar-e' tS1 uhka wa-khenot neg-MsO-know-punc TS! someone fact-lsS/FsOkurek-e' • hit-punc "He does not know that 1 h1t anyonf:'." (28a) verb. the vt~rb matrix atvhutso "to want" Emotive The quantifier has changed form indicating thnl it is interpreted with the negation expected since Emotive verbs ateryvtar "to know" quantifier has changed In (28b), the Propos i t lonal a lS to be wide scope IntprprptatJon allo~' is This part1cle. of an embedded quantifIer in French. verb an is form also, v(> Indicating that matrlx rb. It Thp tao IS interpreted with the negation part1cle ln the matrix claus€>. The fae t tha t both types 0 f verbs a 11 o~ w i de sc ope interpretation of an embedded quantIfIer suggests that Ul('Y do not d'f'fer with respect to the structure of thelr complelllent~. This provldes evidenee against Rochette's (1988) Emotive and Propos1tlonal verbs dlffer wlth type of complements they select. 54 c.lulm that res}JPct to lh(' 1 2.2.5.5 Obviation in Optative Clauses Rochette's (1988) strongest argument for an IP complement cornes from clauses. obv lat Ion facts invol ving embedded subjuncti ve A pronoun subject in this type of complement must be obligatorlly dIsJoInt ln reference from the matrix subject. This phenomenon was tested in Mohawk using the Emotive verbs askanek "ta wish", (29) a. atvhutso "to want" and rako "to choose". wa-ha-askanek-e' a-ha-hsa-' ne fact-MsS-wish-punc opt-MsS-finish-punc NE kahyatuhsera. paper "Hel wished hel could finish the paper." b. te-ho-atvhutso-ni a-ha-kurek-e'. cis-MsO-want-ben/stat opt-MsS-hit-punc "He wants to hit it." c. wa-ha-rako-' a-ha-ya'tata-'. fact-MsS-choose-punc opt-MsS-bury-punc "He chose to bury it." It can be seen in (29) that obviation does not obtain i.e. the pronominal subJects coreferent. Hl w}llch the in the higher and lower verbs can be This is a dlfferent result from the fact in (20) two pronouns must Involve Emotive matrix verbs. be disjoint---and yet both If the complement here an IP, then lt would be difficult to explain the coreference in (29). However, if the complement were a CP, then the coreference in (29) follows Slnce the governing category of the pronominal lower subject would be the lower clause. This allows It to be bound by the matrlx subject and without violating Principle B. 55 1 2.2.6 Infinitives. Ralsing and Exceptional Case Marklng Mohawk does not have inflnitival clauses i.e. Mohawk does ~vhich not have any clause in verbs occur usually wi th sorne sort of morphology In this respect, tense/aspect). different from Engllsh AlI a bare verb root appears. and Romance (agreement Mohawk qUI le languages J3 • Two ar~ Ralsing theoretical phenomena which rely on IP complements and Exceptional Case Marking (ECM). lS and These will be explored ln Mohawk below. 2.2.6.1 Raising In English, certain verbs (e.g. seem, appear, be Iihel)) do not assign a theta-role ta the NP ln the subject posItion. posi_~lon NP's in this lower verb in order must receive their theta-role from to satlsfy the Theta-Crlteriofl states that aIl NP's must receive a theta-rolp). NP orlgl~ates UIC (WhlCh The sub.Jpct ln the subject positlon of the lower clause and It recehes then raises ta the matrix subject posltlon. Ils theta-role via its trace. Raising lS the theoretical explanatlon for the followlog faets: (30) a. b. c • John) seems t) to be happy. It seems t to be rainlng. Th~ fur) se~ms t l to fl y. (30a) illustrates a tYPlcal E.>xample of a Ralslng constI'l.lltioll in whi ch the ma tr 1 x NP subject positlon. theta-role to its "J uhn" !-)as ra 1 sed from the E.>mbpdded (30h) shows that "seE.>ms" cannot aS!-.lgn a subject position '.' 56 sinep a pleonast le (an 1 element which position. i8 semantically empty) can occur in this (30c) shows that Raisins can apply to idiom chunks to produce grammatical sentences. Since Raising involves an NP-trace, it must obey Princlple A of the Binding Theory which states that an anaphor must be bound within Its local domain. The matrix subject NP and its trace ln the lower clause must therefore be withln a local In domaln. order complement cannot be a CP. for this to be so, the lower Il must therefore be a complement with less structure--such as an IP. Raising verbs take IP complements. AIse invelved ln this structure is the principle of ECP. The moved NP governed. governor, clause. leaves behind a trace which must be pro~'erly Since the embedded INFL cannot serve as a proper the trace must be governed from outside the lower There are two possible governors: the matrlx verb or the (moved) NP in the matrix subJect position. For elther of these categorles ta govern the embedded trace, there can be no intervening Thus t thp CP (sinee €'mbedded this projection complement must be blacks government). smaller than a cr, leading to the claim that it is an IP. 2.2.6.2 The Lack of Typical Raising Verbs Moha\·.. h does not have any typical "epistemic" verbs llke "seem", "appear" or "be likely". Raising When these were tested for, the verb ehre "to think (be of the opinion that)" 'f 57 was used, sometimes with the particle toka "maybe" or the particle niyot "seem".H (31) a. a-hs-ehre-' toka ro-nuwakta-ni ne opt-2sS-think-punc maybe MsO-be siek-ben/stat NE Shawatis. John "John seems to be sick." (lit.) "You would thlnk maybe John 15 sick." b. tsi niyot n-a-hr-ehre-k-e' toka waTSI seem part-opt-MsS-think-cont-punc maybe factke-now-v' . lsS-lie-punc "He seems to think that l'm a liar." (1 i t.) "He thinks maybe l l j ed. " c. a-hs-ehre-' te-yu-ashvtho-s ne Om·larl. opt-2sS-think-punc dup-FsS-cry-hab NE Mary "Mary appears to be cry~ng." (lIt.) "You would ttllnk Mary is en Ing." d. ne Susan. t-v-ye-nunyahkw-e' l-k-ehre-' dup-fut- FsS-danee -pune 0-1 s5-- th.1 nk -pune NE 5u~aTl "Susan lS likely ta dance." (l~t.) "Susan will dance l thlnk." The onl y ve rbs tha t may be Ra 1 s i ng verbs are aspec tuaI \'(> d)'-) such as atahsawv "ta start" anù kweni "be able". "start" (in Englu"h) is ambiguous HI that it cali tle both il. Raising and a Control verb IPerlmutter, 1970). (32) Hel started tl/PRal to l n (3 2 ), i t ,~ash the dlShcs. i s no te] e a r wh eth e r the con s t rue t a Ralsing or a Control one. 1 0 Tl Hl \' 0 l \' e d i b Nonetheless, thlS verb was used to test for Raising ln Mohawk. 2.2.6.3 The Laek of Sub.ieçt Raislng Slnce Mohawk does not have infinltival clause5, on~ wny to see If Raising occurs is to focus on the subject agreement pronominals on each verb. If the prononllnals match Le. 58 if the lower verb is required to take the same subject pronominal prefix as the hlgher verb, then this could be interpreted as an instance of Ralsing. ( 33) a. Uwari t-a-yu-atahsawv-' ratetsvts aoptMery eis-faet-FsS-start-punc dnctor shako-ka' vyu-' . MsS/FsO-look elosely-punc "Mary started ta be examined by a doetor." b. ? onv t-u-atahsawv-0 wa-ho-ita'w-e'. now eis-NsS-start-stat fact-MsO-sleep-punc "No\-.' it has started (that) he slept." c. Sak v-ha-kwenl-' ne shakoyv'a v-yuJim fut-MsS-be able-punc NE daughter fut-FsSate-weyv-sth-e' tho McGill. srfl-learn-caus-punc at McGill "Jim will be able (to force) his daughter to study at McGill." d. Uwarl wa'-ye-kwenl-' ratetsvts a-shakoMary facl-FsS-be able-punc doctor opt-MsS/FsOka' vyu- , . look closely-punc "Mary was able ta be examlned by a doetor." In (33a) the prononllnals do not match I.e. the takes a dlfferent agreement marker from the hlgher lm.."er verb ~erb. The lower verb takes shako (masculIne slngular subject) whlle the higher verb takes yu (feminine slngular subject). In (33b), " and the the lowf'r \ eru takes ho (mascul ine singular obJect )"' Lakes pronomInalE. are also Ralslng had occurred, match tilt> ~ubJP(t dlfferent singular in subJect ) . sentences The (33c:-d). If the subject of the hl.gher verb ShOlild of the Im..'er verb (as in (32». two sllbJectb do not Ralslng does (neuter u need to match, not Dccur. Rather, 59 Since the It can be concluded that the subject of the matri~ 1 verb Just happens to be coreferent ~ith the subJect of the embedded verb in the majority of cases. 2.2.6.4 E~ceptional Ca~e MarkIng The Case FIlter states that aIl overt NP's must recelV~ NP's that are ln the subJect position (l.e. SPEC of IP) case. rece i ve case from [+ tense] 1 NFL. when INFL i8 However, [- tense], the subject NP must recelve case from some~her~ ('Ise, as in the followlrg sentences: (34) a. John belleves Mary to he beaullful. Matthew expects Tom lo WIn the race. Harry conslders \o,'1nona to be hon~st. b. c . In (34a-c), 10~'er the subordinate clause. (i.e. I:-.JFL is [- NP is SIn c e t he 1 0 tense]), ~uuJec:t ln the lhE' ~ (' pOSItIon r e l a u s (~ lo~'er t\p l SIn u{' cannat f of l ri 1 th(' t J\ fi 1 a::-,sl~ll('d case--and yet the sentences are grammatIcal. The solution ta assign case to thls puzzle that ~om(' hq~h('r IS the lower subJecl posltion. In orùPI this, the higher verb must govern the lo\.:er subJect One way to make th1s complement must be an possll>le IP. i8 to If I l '-'cre li CP, could not obtnin bet~'een the }llgher \'prb and t.h(>!l t do 0 pU">lt HHl. lhal aSSUfill' v('t'iI", the lO\o,('r' ~()\'t'I'rllTll'rd UI(' lo~pr' sllb.Jpf't position Slnce CPs block go\ernmpnt. complempnts. 2.2.6.5 The Lac:h of Most ECM Verbs Mohawk does not ha\€' most of tbp typlcal "consider" or "expect". 1t do es, h0 ~ (, \' e "believe", one of the commOT! EC),f \pl'bs. 60 r, ECM \,prh~ h Et \ ~ a ver b ] 1 kr· f () r l 2.2.6.6 The La~k of ECM Mohawk does not have any infinltival clauses. Despite thls, one way to see if Mohawk has ECM is ta see if the higher verb asslgns case ta the lower verb VIa the use of pronominal agr~ement. wi th ThIs assumes that X asslgns case to Y If X agrees Y. If equ i valent of the hlgher verb the lower verb' s takes subJect could be argued that some klnd of ECM (35) a. abject pronominal pronomInal, lS then it taking place. Uwarl t-yakaw-ehtakw-v tsi ra-ksaht-iyo ne Mar) cis-FsO-belleve-stat TSI MsS-boy-good NE Shawatls. Juhn "Mary belleves John to be nice." Uwan t -huw-ehtakw-v ts 1 ra- ksaht- i)'o ne Mary cls-FsS/MsO-believe-stat TSI MsS-boy-good SE Sha\o,'atis. John "Mar~ belleves hlm) that John is a good chlld. b. c. the Uhari t-hu\o,-ehtakw-v ~ar) cls-FsS/~sO-h~lleve-stat Sak tsi Jim TSI ra-ksaht-l~o ne Shakatls. MsS-boy-good :\F Johr! "Mé1r~ belleves Jlm that John 15 a good chlld. In ( 358) , the constructlon 18 translatIon gl\'en. ~ote of an Engllsh EC~t that the pronominal prefl:-. of the hlgher verb does not agree wlth the pronomInal prefIx of the lower verb. Ta forc~ agreement, the pronomInal of the higher ve rh was (' htUlgt'd sa t ha t the hl ghe r \'e rb' s pronom 1 nal obj cc t prefIX agr'eed k'ltb the lOk'er verL's 5ubJect pronomInal prefb.. - li S i t nll g lt t I f E(' ~1 we r f' t a k 1 n g pla ce. Tl\{' requIt i5. a grammatlC:al sentence (as in (35b)), the meaning IS not the same as (35a). 61 ft Crucially, but the higher 1 verb's object pronominal does not refer to the same NP as the lower verb's subject pronomlnal--whlCh It should If ECM were taklng place. Instead, theta-argurnenl the higher takes separl1t~> a \... hlCh 1S dlsJoint from the lower subJect by Princlple C of the Blndlng Theory. Thi S I S confirmed b;y (a dlrect object), verb where the add1tlonal ar'guflIf>lll l1ppears as (35e), The exampl es in (35) seem to s ho~ tha t a separa te NP. Mohtl~ h does not have any ECM. 2.3 CP COMrLEME~TS 2.3.1 The Structure of PrQ..P.9s1tLonal~rb C'-Q!!lRl~!!!~n!_~ Rochette class s-select CLH of thlS clalfils (1988) the semantlc type lS a that verbs of the Pl'(JpO~:il tHlnld t:.'pe "pro}Jositlon" éind Thu~, projectIon of C0"1P.16 lhat Jt lS thp on]y verbs of this clas& that take CP complements. KOh Moha~k certalnly ha& synlax of Mohah'h's CPs i8 nol cr complemenl~. identlcal ta Howc\ thal of t PI, hf' I-n~IJsh CPs. 2.3.2 A Nole on the Partiele t5i Tho u g h l he st al u S of t S i l S be argued "lhat". that tsj lS a TI 0 t en tIr e l y (Il' éi complementizer slmllar r, tü 1 t \0. J l 1 Fnl!,ll<.,h There are thO prOperllE'S of "that" \o.'tllch l'an lit, /'uund w i th t s 1. The f 1 r 8 I l s th é1 t the co Dl 11 l e fil C Tl t optional. 62 1 Z f> l " t h (! t" (lU J li p 1 (36) a. Sak I-hr-ehre-' tS1 r1-nuhwe'-s. Sak 0-MsS-thlnk-punc TSI lsSjMsO-like-hab "Sak thlnks that 1 llke hlm." b. Sak I-hr-ehre-' ri-nuhwe'-s. Sak 0-MsS-thlnk-punc lsS/MsO-llke-hab "Sak thlnks 1 llke hlm." In (36a), not. the particle ts1 lS present while in (36b), it is Since both sentences are grammat1cal and have the same meanlng, this indicates that ts1 lS opt1onal and behaves much like the complement1zer "that". The second propert y ward cannot ln general i s tha t a complement 1 zer and a wh- occur adJacent ta one another. This can be at tl'lbuled to a "doubly-filled COMP" f i l ter. ( 3 7) a. *JR(k ro-eh~are-O tB1 ohnahotv wa-ha-hn1nuJack MsO-remember-stat TSI what fact-MsS-buypune "Jack remembered (*that) what to Luy." b. *Jock ro-ehyare-O ohnahotv tsi wa-ha-hninuJack MsO-remember-stat what TSI fact-MsS-buyl'une "Jack remembered what 1n (37 a, b) the part le l e (*that) ts1 and to buy." the wh-word ohnaholv occur adjacent ta olle another and the sel1tences sre ungrammatlcal. This resf>mbles the same phenomenon ln Engl1sh ln Wh1Ch "that + wh-word" comlnnatlons are ungrammat1cal. SlrlCE.> the abo\€' propertles t~o compi t'men t l ze r can be found in Hohawk be .:i C'omplernpnt1zer slmllar to "that". 1 63 • 1 1t of the seems tha t English ts i mar 1 2.3.3 Theoretical Issues One theorctlcal issue related ta CP complements of Control. true that IS It will be argued below that Mohawk does not havp Contra l doe~ but allow co re fe rence su b j e c t / a b J e c tan d a 1 a \o.' e r s u b J e ct. betwpen a hl gh<' r Cor e fer en CP, ho w(' \' e f' , 1S never obligatory. 2.3.3.1 Control There are infinitival CP sorne verbs in complements. \"hlCh Engllsh When thi s generated argument ,",'hich gets a theta-role, PRO do{'!-. and is coinde~ed wlth an antecedent ~I'. 1.8 UH' occun" f i 11 e cl b Y the e mp t Y ca t ego f' ~ PRO - - su b j e c t pas i t Ion i s case, CUtl controllecl by (i.e. oblu~ator'11y la,", l ' r' b a '''; (' _ /1 rpc IlOt (,1\'t' ThiS ('at('~on bpunù to) HII antecedent ~p WhlCh occurs in the hlgher clausp (ln elthpl t h(' subJect or abject posltion).l? (38) a. b. He [ "f' trI e cl r R0: t 0 wa s h tl! S C ft r. ] to l eavp. 1 Sh~ asked hlm l [C~, PRO (38a) is an e~ample of SubJect Control in \\blCh th!' !:-.1.h.Jf·( t the mat r i xcI Il Use seo i 1 subordinate clause. e ~ t.' d ,",' l t h t li e s u b J e (L (38b) ",hich the obJect of subJect (PRO) Tl d 18 0 fUll' an e .... flffiple of Ob,J(,(·t Contr'o] lS the nHltrl'\ clausp l~ of the suborcllnalr clause. the coreferen('c (fi H()) of' c01nt!PhPd 1 Tl bot" wlth III th€' E'}.fHllp] ( .... , obllgfitory. 2. ~~. 3.2 Thp Ltlck of SulJ,Je( t Control_ Slnee Mohawk does not ha\e any Inflnltlvlil clnu!',e':>, 11 necessary ta look at the pronoffilnlil agl't'effiel,t morphpmE"·, occur on thp highpr and lower vprbs. 64 \.t11 l~ (II SubJect Cont,rol higher subJect verb, then pronomInal it would and the would be requ i red ta match. be lower expected subject that the pronominal If the two subject pronominals eould be dIsJoint, then this would Indicate a lack of Subject Control. (39) a. onv t-)o-atahsawe-0 uk~ehu:we ru-ahtvtl-e's. now cis-NsS-slart-stal Indlans MplS-Ieave-hab "It slarled now that Ind1ans travel." b. Sak v-ha-kwenl-' ne shakoyv'a v-yu-ateJi m ful-~lsS- be abl e-punc NE daughter fu l- FsS-srf 1wey,-slh-e' tho MeGill. learn-caus-pune at MeGlll "JIm will be able (to force) hlS daughter ta go learn al McGIll." c. Uwar i WB' -ye-k"en 1- , ra tetsvt s a- shakoMary faet-FsS-be able-pune doctor opl-MsS/FsOka'vyu-'. look closely-pune "Mary was ablt> ta be examined by a doctor." d. wa-kr-ale'nyvlv-' ne Shawatls a-ha-nohare-' ne faet-lsS-try-pune SE John opt-MsS-wash-punc SE kasere. car "1 tried (ta get) John ta wash the car," e. \o.'a-ha-athutat-e' ne Roger ne ChrIstIne a-yefael-MbS-agree-punc NE Roger NE ChristIne opt-FsShninu-' ne kanuhsa. buy-pune NE hOllse "Roger agreed (that) Christine could buy the house." ln (39a), the verb atahsawv "ta start" is used in the matrlx clause. ThIS \'erb can be Ilhe English. However, El SUbjE'cl Control verb in languages in Mohawh It appears that no Control takes place since the subJect pronominals on the higher and lower verb do nol match. 65 1 In (3gb, c), the verb kweni "be able" IS used. i5 a Subject Control verb in other languages. the subject pronomlnals do not match, HowE'ver, it does not there i5 any (requlrement of) SubJPct Control. b e sai d 0 f ~1 0 (3 9 d) wh i chi n v 0 h e s t h e Engl ish). SInce seem like The samE' ('an h a \0,' k \' e r b for' "t r y " • \'erb~ The sentences in (39a-e) contaln matrL\ known to be Subject Control vE'rbs This verh WhlC'h are ln other languages In these other languages, the matrn. the subordlnale suoJect (PRO) must oe cOlndexed. (llke subjpct and S1I1C'P Mohaw\-. allow5 these t,,'o subjects to be non-matctllng, lt appears thllt Mohawk lacks SubJ€ct Control. 2.3.3.3 The Lack of "'ith ObJect Ob.i~Cont Control, the subject (PRO) mus t be co 1 nde:\ed. roI matTl.\ For obJect ~lohawk, and the' thlS "ould 10\<0,('1' fi!PlIll that the hlgher obJect pronomlnal prefL\. would ha\'e to match If these the lower subject pronominal preflx. could be dlfferent, then this would indlcale li t\o,O PT't"'fl"PS lack of Ob,j('c! Control. (40) a. ~a-hi-riwanuntuhs-e' fact-lsS/MsO-ask-punc nhotuko-' onaslukwa. open-pune wlndo~ "1 as\....ed JIOl (for) ~·lndo~·. " b. Sak ne sha\....oyv'a a-yet\E daughter opt-FsS- JIlTl his daughtpT to oppn wa-hi-rlwanulltuhs-e' Sa\.... ne l'~arl a-ye-llholu\....ofact-lsS/MsO-ask-puTlc Jlm NE Mary opl-h"S-oppnonastukwa. punc wlndo" "1 asked Jlm (for) Mary to OpPII thf> wlndow." In (40a,b) the ObJect Control vero Mohawk verb belng riwanuntuhs). 66 In both "ask" wa~ s('ntencp~, uspd (Uw the> hlghpT' 1 abject prefix is masculine while the lower subject prefix is feminine. Thl s non-matchl ng subject Indlcates a of hlgher object and lower lack of Object Control. The sentences in (40a,b) contain matrix verbs which are ln languages 11ke English. Object Control verbs would be expected that lhese verbs would As such, it involve obligatory coindexing between the malrix obJect and the embedded subject. Though coreference between these two grammatical relations is possible, the examples in (40a,l,) show that this is not always true. It seems therefore that Mohawk lacks Object Control. Further examples Mohawk causatIves. of lack of obJect control Mohawk has hoth a causatIve verb uni "to mahe". come suffi~ from and a Though no e>..amples wi th the su ffl" were elieiled, there was an e>..ample wlth the verb. (41) a. wa' - khey-un i -v-' ne U\\'ari raletsvts afact-lsS/FsO-make-ben-punc tŒ Mary doctor optshako-ka' \ yu-' . MhS/FsO-Iook closely-punc Il l made "la ry be e:... aml ned by a doctor." b. \oo'f1-hl~-Unl-v-' ne Sak wa'-t-hnifac.t-lsS/MsO-make-ben-punc ~E Jlm fact-dup-MduSnunyak\\'-e' ne rao-skare'. dance-pune KE MsS-friend "I mB.df' Jlm dance ""lth his girlfriend." In (41a,b), ThIS verb CHII be the veru IS seen ma rphPlTle pronom i nnl uni "to an abject Control ln (41a) femlnine 1S is make" mascu Il ne that in the matrix clause. verb ln other languages. the slngular matn" while abject the SI ngul a1'- - someth i ng ObJect Control wpre occurrlng. f' 67 , IS It pronominal lower subject unexpected 1 f Though thlS sentence appears as a passive in the English translation, 1 is not a passive. translation only,\8 while the lower the Mohawk sentence The English paSSIve was used for ease of In (41b), subject the matrix object i5 slngular is dual--lndlcatlng Control lS not taking place. Thus, causat ives that abject ln Mohawk seem ta lack ObJect Control. 2.4 Summary This, chapter has dealt with several of lhe arguments put forth to motlvate different complement st ruC'tures. mostly on Rochette (1988), eVldence was presented VP and tests IP complements for Romance languages. found European a r g ume n t ln Rochette language, 5 (1988) \o,ere namely Mohawk. d id n ote arr y 0" er 1 appllf'd l t n toM 0 h a w k . \o.'as M()ha\~ fa\ our of Thp synluctic ta a seen Th 1 S k doe s not have Cont 1'01 non-Indotha t S U P JI art thesis that Moha\o,'k only hac;; full CP complements. i t was s bown tha t Hl t hf'!-'f' e d t Il (' ln addltion, • The ne'\t chapter WIll present a theoretlcal e',J11arIHtlon (with1n a GB framp\o.ork) for lhe facts uncovel'ed ln Hohawk. NOTES 1. A pronominal clitic attaches ta an auxlliary \-el'll or Et verb acting as an auxlllary. Otherwlse, 1t attache~ ta lhf' mllln verb. French: (1) ( 1 1 ) (i i i ) J'ai vu Jean. Je l'ai vu. *J'a1 le vu. "1 58\0,' John." "1 saw hlm/lt." "1 saw hlm/it." • 68 1 2. This explanatlon for Clitic Climbing is based on an endnote (p. 244; number 17) g 1 ven by Rochet te (1988). Roch€'t te' s (1988) actual explanat10n Involves the proper licensing of pro and head-to-head agreement. For further details see Rochette (198&). 3. The subject of andare lS not clear given that there is no embedded subject posItion because the complement is a VP. The relationship of noi and the empty category is derived VIa head-head agreement between the verbs and SPEC-head agreement between the matrlx subject (which origlnated ln the SPEC of VP) and the matrlx verb. 4. Rochette (1988) argues that the empty category in the object of andare lS pro. It cannot be an NP-trace since LCYlg ObJect Preposlng lS 1mposslhle because tbe 'Tlatr1'\. subject posltlOn 18 already f!lled. It cannot be PR) because the obJect pOSItIon lS governecl. It cannot be a variable because there is no pùtential A-bar binder. In order to be a pro, the empty c/:1tpgùry must not only be "colndexed wlth the matru.. sllbJect but also gO\ erned by a he-ad w~llch shares an Index '-'1 th the matrlx sub,Ject" (Rochette, 1988: 114). ThIS requlrement is fulflll€'d \ l l i "head-head agreement between the matrix and embedded verbs ... and ... SPEC-head agreement between the subJect and the matrn verb" (Rochette, 1988: 114-115). pO~:iltion 5. Il should be- noted that whlle the Itallan volere "ta ,,;ant" does ullo\<" l'estructurlng, the French equlvalellt vouloir "to want" does not (and nel ther does any other verb in French). 6. l n 0 rd e r for t h p e ni b e d d e d qua nt i fIe r t 0 b e ,,- 1 th i n the seo p e 0 f the matrl:\. negalion (as ln (19a)), Rochette (1988) claims that the lo\<,cr clause 15 an IP. At LF, the quantIfIer UI (19a) flrst adjoins ta the embedded VP, then adJOIns to the matrl:\. \'P LH:'fore adjOlnlllg to the matrlx IP. The structure is as follows: The initlal tracE:' is pl'operly governed by the 1ntermedlate trace adjOlned to the E:'mbedded VP. However, the latter trace i8 Itself not properly governed. Rochette (1988) assumes that only Initial traces need be properly governed at LF. Thus, (19a) 15 grammatIcal desplte an apparent ECP VIolatIon. 7. Plcallo (198S) adopts the tense feature system of Otero i19i4) in w}llch tensp IS represented as a sententlal operator at LF t h a t i sas SIg li e dan 1 n ter pre t El t 1 0 Tl b y a cam b 1 na t Ion 0 f ln n El r) ff'atuI'f's: (PAST] anri [PERFECT]. Picallo (1985) clalms that subJunC'll\e~ hH\f' a defectlve tense in that they lack the feature [PERFECT]. " ,;. 69 1 8. The formaI definitlon for a blnding domaln is as follows: A T-governor of alpha IS the and the governor of alpha. ma~imal T-chaln containlng alpha (Pleallo, ]985:64) Beta is a blnding domain for alpha Iff beta 18 the mlll1mal subchain of the T-governor of alpha contalning a sub,]ect acceSSIble to alpha, If there IS Oll('. If ther(> IS no accessible subJect the T-governor 15 thE' blndlng dOmaltl. (Plcallo, 1985:6~) 9. The verb demander il "to a5k" IS an EmotIve verb that RochE't te (1988) clalms can also aet as ail Efff:'ltlve verb. ThIS 15 onE:> of several "mixed" predlcates. 10. ThIS plece of e\'ldence IS somewhat weakened by the dl fft'rpnt uses of "ask" ln (25). In (25a), "ac;k" is a verb of command whereas in (25b), it 15 a v€'rb IntroducllIg an Indlrt>ct que S t Ion. Th l S wou l d e ~ pla Hl the pre sen ce 0 f t Il (' \00 h - \00 a rd 1 Il (25b). However, these lire thE:> best examplps to bp (' .... I)(>('t('d given the \'erb and syntactlc pruCE'SS undel' ('onsldet'üllofl. Il. One exceptIon to thlS fact occlIrs 'hllh the rnlnt 1\'(' VPI'b atvhutso "ta want". ThIS verb allo\oos qUllnllflf'I' ('"trac t 1011 out of its c.omplement. a-ra-h-e' te-ho-atvhutso-nl d up- ~lsO-\oo'a.n t - be ni s ta t o p t - ~I <; S - €' a t - pu n ( kanataro. bread "He wants to eat aIl the brean," ak\\C'hu rlf' all !\E (ii) ak\o.'eku te-ho-atvhutso-nl a-ra-k-f>'. a Il du p - ~1 os 0 - w a Tl t - belli s ta top t - Hs S - e Et t - pl ln c "He wants to eat aIl of It." ( i) s ho \o.' S the q li a n tIf] e r HI 1 t s no r mEl l po s i t 1 0 li W 1 t h HI t 1'1(' embedded clause. (11) shows the quantIfIer at thp fr'ont of the sentence. Thus, It appears that quantIfIer P"tl'hctioli l~ pOSSIble out of the complemE'llts to sorne Emot 1\'e \f'rbs. It not clear \\'h~ th1S 15 SO. 1 12. This assulIles that floated quantJflerS have thl' samp syntax If! Mo h a \\' kan d Fr e ne h . Se e Bah e r ( 1 9 9 1) for a r g u ni e Tl t !-, (u SIn g Il 0 ri interrogatl\e demoTlslratl\eS and numerals) agfj]Tl!-.t UII~ aS5umptl0n. 13. Romance languages do not have bare verh root~ either, but do have inflnitl\'a~ endlngs. Mohawk does not have any sUPpol'll1H~ morpholog) WhlCh 1S Inflnltlval. Th}!'; matter Wl \1 be lpft open for further research. 70 1 14. The status of the particle niyot morphologlcal breakdown might be: (i ) is unclear. A possible ni-yo-t part-NsO-seem "it seems " However, niyot is an invariable form which does not change wlth respect ta the subject proncminal of an embedded clause, hence indlcating that there is no Raising. 15. ita'w "ta sleep" is one of the verbs in Mohawk which always takes an obJect agreement pronomInal. wa-ho- i ta' w-e' . fact-MsO-sJeep-punc "He slept." See Baker (1989) and Mlthun (1991) for discussion. 16. Propos l t 1 Olla l \'C' rbs can al so take ECM ve rb complements and small clause complements, nelther of which has a COMP node. Rochette (1988) proposes that the semantic type "proposition" can also be realized as a projection of any lexical category (N, A, V, P). 17. There are thO types of PRO. One type lS found ln control st ructures and 15 obllgatorily bound ta an antecedent KP. The other t:ope 18 found in optional or nonobllgatory control strllctures. In thlS type, PRO is arbitrary bec:ause i t docs not hu\ (> an I:lntf'cf:'dent. Arbi t rary PRO can be found in suc li senteTlCf'S aL, thE' following: ( 1 ) ( il ) lS unhnown ["hat PRO to do). [PIW ta educate olleself] 15 important. It The PRO ln ( i ) is located \o,')thin an Infinitival indirect questIon ..·;hlle the PRO ln (11) lS found ln an infinItive 111 suLjecl pOSItion. In these structures, the PRO does not have an antpcpdent and thus is arbltrary. Sectlon 2.3.3.1 only dpals hith the PRO found in obllgatory cont roI st rur'turf'S \·.here PRO IS bound to an antecedent. 18. f lt should !Je noted that only subjects can be contralled in Engllsh becau!'>C' the pOSItIon in WhlCh they cccur (SPEC of IP) IH ungovernpù. 71 CHAPTER THREE 3.0 Mohawk and Full CP Complements The major claim of this thesis i8 that Mohawk has only full CP complements and has distinc~ively no embedded complements (i.e. clauses that must necessarIly appear as a complement and can never appear as a main clause). The last chapter showed that Mohawk did not seem to have VP or IP complements. (1988) Uses Mohawk. to In particular, arguments that Rochette support such complements did not hold for This lends support to the claim that Mohawk only has full CP complements. The aim of this chapter is to provide theoretical reasons to explain the given data. These reasons will be based mostly on GB Theory (see Chomsky (1981» the syntax of natural languages. the picture, theory. and its principles re3ardlng However, before GB enters there will be sorne use of current phonological Phonology will be used to explain one significant morphological property of Mohawk which in turn will explain the syntactic properties of full CP complements. ThIS WIll be compared and contrasted wi th evidence from Lakhota wi th regard to verb roots, their length and the consequences for complementation. 3.1 The Minimal Word Constraint (MWC) In current phonological theory, there i9 a constraint which puts limits on what can be a word in a given language. 72 1 This constraint lI1easured in ls related weight uni ts to the known length of as moras. the word as A 18 vowel inherently moraic unless it ls derived via a process such as lengthening. A consonant can be moraic depending upon i ts position in the syllable. Th~ Minimal Ward Constraint (MWC) says language has a mora-sensi t ive constraint minimum length of a word before it i8 that every that dictates allowed (McCarthy and Prince, 1986; Wilkinson, 1988). ta the surface Any word that ls less than this length will not surface until it meets the requirements of the MWC. The parser scans the word from one edge ta the other to see if the word is lo~g ward meets the requl.rements of the MWC, surface as i s. enough. If the then the ward cau If the word does not meet the MWC, then vowel is usually added via prothesis. a This vowel addition is not recurSlve and thus can only add one mora to any word. 3.1.1 The MWC and Mohawk Verb Roots The MWC for Mohawk is two moras (Piggot, p.c. based on Postal (1963); Bonvlliain (1973); Michelson, (1989)). Mohawk has long vowels but sinee these are derived, they do not count as two moras. Consonants in Mohawk are irrelevant ta length in do that they represent any not moras). carry any Thus, the weight (and MWC in thus Mohawk do not bas ically dictates that a ward must be at least two syllables long in order ta surface. , 1 f the word i s less than two syllables, then a mora will be added via prothesis. 73 Since in Mohawk the 1 parser scans from right to left, the prothetic vowel will be added at the left edge of the word. For Mohawk, this vowel i8 [i ] . (1 ) a. i-hra-k-s. 0-MsS-eat-hab "He eats it." b. i-hr-ehr-e-' . 0-MsS-think-epen-punc "He thinks." (la) and (lb) give two verbs which take the prothetic vowel li). As can be seen, the prothetic vowel is added ta the left edge of the ward. G i ven tha t follo~t's the MWC for Mohawk is two moras, then 1 t that at the pre-word level, the phonologieal urll t must be at least one mora long Since it can only recelve one more mora at the ward level. This has predIction Important consequences for certaln Mohawk verb roots. Mohawk has verb roots which are only one consonant For example, legitimate k "to eat", w "to arrive", Mohawk verb roots. Since lon~. r "to fill" are aIl these raots do not contain any vowels (and thus no moras), they must get at least two moras in order ta sat 1 s fy the obvious that these verb roots ward requirements. They do MWC for Mohawk. are not elose to the 1t 1 ~ minimal not have Any morale welgtlt and thus must get at least one mora before the word level in order to surface. prothesis. ,. At the word level, they can get one mora VIa At the pre-word level, however, what happens. 74 it is less elear 1 The claim here ia that at the pre-word level, in order to aatisfy the constraint that a unit must be at least one mora long, Mohawk verb morphology. roots are required to recei ve agreement Once this is achieved, then at the word level, the root + affix combination will receive one more mora (if necessary) VIa prothesis, thus satisfying example, take the verb roots k "to eat", "ta arrive". the MWC. For r "to fill", and w If agreement morphology were added onto these roots, then the resul ting combinat ions would be one mora long. (2) = = hra (MsS) + k (eat) one mora ye (FsS) + r (fill) on~ mora hra (MsS) + w (arrive) = one mora As the examples in (2) show, verb roots of less than one mora can be made one mora long through the addition of agreement morphology. Another possibility is that at the pre-word level, the Mohawk Whi le v~rb thi s root could receive another mora via epenthesis. cannot be denied, it is does not exclude the possibility that an agreement affix could be added since there are sorne affixes which are only one consonant long. Thus, the root + affix + epenthetic vowel combination would still only be one mora long. (3) hs (28S) + e (epen) + k (eat) = one mora k (15S) + e (epen) + r (fill) = one mora hs (2sS) + e (epen) + w (arrive) one mora = As can be seen in (3), the addition of Just the agreement morpheme would not be enough to make the combinat ion one mora J 75 1 long. However, through epenthesis, the root + affix combin.tion is one mora. Admittedly, not a11 verb roots in Mohawk are less than one mora in length. So why would these roots get agreement morphology lf they already meet the pre-word requlred length? The answer may be that once the triggered for some verb root s, verb roots. The process is an will not stop jus t because process then i t is requ i red for aIl l S ~lther/or a root of affIxlltlon phenomenon and thus i s al ready one mora (or more) in length. 3.2 Predictions of the MWC and Mohawk Verbs 3.2.1 The MWC and Obligatory AGR If it IS the case that at the pre-word phonological Imlt must be at least one mora; level, the and if thls achieved via affIxatIon of agreement morphology; 18 then, the in Mohawk must have agreement (or resul t is that aIl verbs AGR). The notion of obilgatory AGR in Mohawk has a number of consequences for the syntax. 3.2.2 The Position of AGR in Mohawk Before these consequences can be examined, the placement of AGR in the syntax must be determined. INFL or in another category within the syntax has a (llke V)? number of Does AGR occur in The posItIon of AGR consequenceb for sueh phenomena as VP complements, Control, ECM and Raising. The two possibilities that will be explored are AGR in V versus AGR in INFL. The contrasting 76 , effeets that each positlon 1 results in wlll be noted. It will be concluded that AGR is in INFL given the evidence thus far. Before the discussion of AGR and its position in Mohawk can take place, lt will be necessary to give background on the role of AGR within GB Theory. important concepts Theorem will like government, be prE'sented Slnce some brief Also, other governors and the PRO they are relevant to what follows. 3.2.3 Government and Governors Government is a structural configuration that must obtain betw~en two elements in order for case to be assignE'd. Following Chomsky (1981), one definition for government is as follows: (4 ) X governs Y if [X the maximal X-bar smallest maximal commands Y. (van is a governor and] Y is contained in projection of X, XliX, and XUX is the projec t ion contai ning Y, and X cRiemsd1jk and Williams, 1986:231) Further, government is defined in terms of what counts as a governor. The governor can be any category that is a head (Xo) and that 1S of the form [±N, ±V] Le. N, A, V, P. But this does not account for government of the subject position (SPEC of IP). Chomsky (1981) argues that the element AGR (a complex of features for person, gender and number) within INFL a110ws government to obtain between the INFL and the SPEC of IP. Without AGR (e.g. in infinitival constructions), the head INFL does not govern the SPEC of IP. 77 • 1 3.2.4 The PRO Theorem PRO is an empty category which occurs in position (SPEC of IP) of Infinitival clauses. PRO aust be bound to an antecedent NP. embedded subJect position, subject NP or a it is higher obJect NP. the Bubject Like anaphors, Slnce PRO occurs ln an bound to Thus either a hlgher PRO is also like pronominals in that it cannot be bound to an antecedent wlthln the same clause. Given that PRO, like ( ther empty categorIes, is sub,Ject to the principles of the Binding Theory, a contradiction seems to arise. A, If PRO is an anaphor, then according to Prlnclple it must (MGC) • be But Principle B, bound within if PRO is a ItS minImal governlng category pronomInal, then it must be free within its MGC. accordlng to Chomsky (1981) argues that PRO is a pronomInal anaphor and that it can obey both Principles A and B if It does not have a MGC. In order' ThIS is known as for this to occur, PRO must be ungoverned. the PRO Theorem. 3.3 AGR in V and Its Conseguences 3.3.1 VP Complements Suppose the needed AGR is base-generated in V in Moha\,k. This wauld lead ta certain effects for complementation. example, VP complements could be allowed. The matrlx V have an AGR that agrees with the subject NP. For woul~ The embedded V would also have AGR and this wuuld either be coindexed with the subject NP or the AGR of the matrlx VP (perhaps via sorne 78 1 sort of copying function). Thus, there would be a structure as in (5): s (5) \ VP / NP.l \ / VP \ NP 3.3.2 Control and PRO Another consequence of AGR being in V would be that empty category PRO would be allowed. PRO would be allowed since no government would obtain between INFL and SPEC of 1 (given that AGR is Thns, not in INFL). the complement would have the following structure: IP (6 ) / \ PRO l ' \ / VP 1 / V \ NP [AGR] With AGR in V, PRO could not be governed by AGR since PRO is not c-commanded by AGR. 3.3.3 ECM and Raising AGR in V would also have no effeet on the existence of ECM or Raising. With ECM, the matrix verb would govern and assign case to the embedded subject position (as it does in typical ECM constructions) sinee the embedded INFL would not have AGR and hence could not govern the embedded SPEC of IP. 79 1 With Raising, the matrix verb would properly govern the NP-trace in the embedded SPEC of IP since there would be no closer governor. constructions. This is the case ln typlcal Raising Thus, AGR in V does not alter these syntactic processes found in complementation structures. 3.4 AGR in INFL Its Consequences ~nd If AGR necessarily occurs in INFL in ~ohawk, then this means that AGR is outside of the VP and thBt it governs the subject position. AGR in INFL also has certaIn consequences for complementatlon, quite the opposite of AGR in V. 3.4.1 VP Complements The first consequence is there would one INFL node be VI' mat rix clause and its AGR would combine wlth the matrlx verb. There would be no INFL no de in the lower claus~ in no the complements. There would be that and hence no AGR to The only AGR in combine with the 10wer verb. the sentence would be in the highcr clause and it would be taken by the higher verb. then i t If the lowpr verb dld not combIne with an AGR, would potentially be less than one mora ln length (assuming that the lower verb root started out as less than one mora). This would violate the morpholo~lcal for Mohawk verbs, originally rooted in the MWC. requlrement The sentence would thus be ungrammatical. 3.4.2 ECM and Raising The second consequence indirectly concerns IP complements in that ECM and Raising are affected. BD In ECM constructions, the higher verb governs and assigns case to an NP in e.bedded subject position because the complement is an the IP. But if AGR were in the lower INFL, then it would be a closer governor than the matrix verb. This would prevent the verb from governing the subject due to the Hinimality Condition on Government (Chomsky, 1986). The Minimality Condition (Chomsky, 1986) holds for the following configuration: (7) ••• 0. • • • [" ••• ô ••• 13 ••• ] The Condition (Chomsky, 1986) is as follows: (8) a. does not govern 13 in [(7)] if [ô governs Il and] 'Y is a projection of ô excluding a. In a sentence with an IP complement, a would be the matrix verb (V), 'Y would be the IP, ô would be INFL and 13 would be the embedded subject posit10n (SPEC of IP). Thus the NP in the embedded subJect posi tion would not be governed by the A closer governor would matr ix verb. be the AGR in the embedded INFL and thiS element would govern and asslgn case to the NP in the embedded subject position. This would eliminate the possibi11ty of exceptional case marking by a higher verb. As for Ra1sing, the complement must be an IP to allow the NP-trace in the embedded subject position to be governed by the matrix verb and thus satisfy the ECP. properly AGR in the lower INFL, i5 not a proper governor (being neither a 9marker or antecedent) of the NP-trace in the embedded subject position, but it blocks anything else from being a proper governor due to the Hinimality Condition on Government. 81 The 1 matrix verb thus cannot be a proper governor of the emhedded NP-trace. 1 This means that no Raising could take place because the NP-trace would not he properly governed and hence would violate the ECP. These results for ECM ~ing and Rai do not necessarily eliminate the existence of IP complements but do negate man y of the special "benefi ts" of government of the embedded verbe IP complements related subject position by the to matrix Government would come from within the clause via AGR in INFL. w~ th regard to they are 1 P complements, i t I~ssumed This will be not tensed. Mohawk as weil, i s usuall y assumed that although there i8 to be true little direct for evidence. Also, though there is not much proof that Mohawk lacks tensed it will be assumed that the complement IP complements, IS a CP. 2 3.4.3 Control and PRO A third consequence of AGR in INFL impossibility of PRO and hence of Control. in the subject obligatorily object in However, position cOlndexed Control of with an structures. thE' PRO clause hlgher must be the and i5 subJect. or ungoverned. in a language in which AGR always occurred ln INFL, the subject position of a clause would always Thus, be PRO u8ually occurs embedded el ther would PRO would never be allowed to position of a subordinate clause. 82 appear b~ governed. in the subject 1 3.5 Summary Clearly, it i8 this second approach describes the Mohawk data from Chapter Two. that correctly The lack of VP and IP complements and the lack of such phenomena as Control, Raising and ECM can be traced back to a restriction on the length of the word in Mohawk. the verb root occurs This restriction can be met if with agreement morphology. The obligatory agreement morphology implies that AGR will always occur on every verb. the syntax (rather Given that AGR i8 generated in INFL in than in V), the predictions from this hypothesis explain the data in Chapter Two. 3.6 Predictions for Other Languages 1 f the above anal ysi sis viablE>, then certain predictions can be made aboul other languages. made was thal l f a language has For example, a Minimal Word one claim Constrainl (MWC) of twa moras, then at sorne previous level, the pre-word unit must be at least one mora long (sinee prothesis can only add one mora at the ward level). that this pre-word agreement afflx. uni t consisted ln Mohawk, of a verb it was argued root plus an ThIS made AGR obligatory and led to various effects regarding complementation. An interesting comparison would be to see if there was a language with the same MWC as Mohawk but with the pre-word unit consisting of a verb root only. verb roots length. would be required to be In this language, aIl at least one mora in Thus, there would be no need for agreement morphology 83 1 (or other morphemes) to combine with the verb root in order to be one mora long. surface as This would mean that bare verb roots could leg i timate words. ThE'se root s would not have agreement morphology and hence would not have AGR. In a bi-clausal sentence, then, the lower verb could be a bare verb root without AGR. If this were the case, then ~nd complementation would be more like English Romance. For example, the lack of AGR in an embedded INFL would leave the embedded subject position ungoverned and to appear in this positlon. to exist Thus, Control would be expected in this language. posi tion were ungoverned this would allow PRO Also, if the the embE'dded by embeddE'd subJect then INFL, possibility of government by the matrix verb eXlsts. the This would predict the existence of such phenomena as Ralsing and ECM. The ex i s tence of bare verbs would al so ra 1 se the possibility of VP complements and restructuring phenomena. 3.7 A Brief Comparison with LakhQta In order to test some of thE' Aboye predictions, a brier study was done dialects of of Lakhota and Dakota the Siouan language (two closely family). The related compar i son between Lakhota and Mohawk is a good one because: (1) the two languages (active) are distinctly agreement relatedj (ii) thE'Y systems~. (Iii) they are pronominal argument languagE- similar probabl y both (as in Baker (1991) and Jellnek 1 (1984). have '. 84 1 The data for Lakhota comes from Williamson (1984) while the data for Dakota comes from Boas and Deloria (1941). The study was also intended to compare Mohawk and Lakhota/Dakota complementation and relate any differences language met the requirements of the MWC. to how each It will be shown that because Lakhota/Dakota has verb roots of at least one mora, then AGR is not obligatory and therefore the existence of bare verb clauses allows complementation processes similar to those found in Romance languages. 3.7.1 The MWC and LakhoLa Verb Roots The MWC for Lakhota is not known at this present time. However, given that other Indian languages studied so far have shown to have a MWC of two moras (Piggot, p.c. based on Mohawk (Postal, 1962; Bonvillain, 1973; Michelson, 1989) and Ojibwa (Bloomfield, 1957; Piggot, 1980), it propose that Lakhota's MWC is the same. 3 seems reasonable to Given this, then the same claim about the pre-word level unit can be made i.e. its length must be at least one mora. Boas and Deloria (1941) provide a list and discussion of Dakota verb stems. From this, it can be se en that Dakota verb stems always involve at least one vowel. Sorne examples of the shortest verbs are the following: (9) 'i "LO arrive there" 'li "to come" la "to demand" Also, in their (1941) make no typ~logy of Dakota verb stems, Boas and Deloria ret~~ence to stems sma11er than 85 cv. Since a moraic unit will always involve a vowel (and/or a consonant in some languages), then it seems that verb stems in Dakota are at least one mora in length. wh~ch This is different from Mohawk in stems of less than one mora are found. If the MWC of Lakhota i8 two moras, and if the verb roots ~hen. are at least one mora in length, be able to surface in Lakhota. should not need lO roots of Mohawk. bare verb roots should Si gni ficant.l y. these roots have agreement morphology, unlike the verb Evidence to support this cames from the following example taken from Williamson (1984:124): (10)~. b. waksu wa+l+upike. do beadwork +2NOM+be sklilfui "You are skillful dOlng beadwork." wasicu iya ù+ma+spe. whiteman speak +10BJ+learn "1 learned to speak English." In (IDa), the verb waksu "do beadwork" occurs as a bare rool without any (agreement) morphology. In (lOb), the "to speak 't also occurs as a bare root. v~rb iya This indlcates that bare verb roots are possible in Lakhota. 3.7.2 Control in Lakhota If a language allows phenomenon of language. Control Thi s i s bare verb complements, would be the case expected for ta eXlst Lakhota as shown following sentences (taken from Wliliamson (1984» . . 86 then in in the that the (11) a. i!time/*ma+i!time wa+chame. sleep/*10BJ+sleep I-try, intend "1 tried to sleep." b. chànùp/*chànùmùpa ina+wa+khiye. smoke/*I-sm0ke _+lNOM+quit "1 quit smoking." (lla) and (lib) are examples of Subject Control in which the matrix subject is coreferent with the empty embedded subject. Though Lakhota has null third person agreement, the glosses indicate in (lia) and (lib) that there is no null third person pronoun in the lower clause (Williamson, 1984). Note that the embedded subject must occur without any subject agreement or the sentence is ungrammatical. This is in contrast to Mohawk in which the lower verb always takes agreement (and there is no obligatory subject control). Lakhota also has Object Control as shown in the following sentences (taken from Williamson (1984»: John wakàye~a ki taku wà ophe+kici+thù+wicha+!i. John children the something a _+BEN+buy+30BJ+ask "John asked the children to huy something for him." (12) a. b. wakàye~a ki i!time+wicha+khiye. children th~ sleep+30BJ+1NOM+cause "1 made the children sleep." (12a) and (12b) are examples of Object Control in which the matrix object is coreferent with the empty embedded subject. There ls no null third person agreement on the lower verb since "there is no reading where the complement subject is a third person singular argument non-coreferential matrix controller" (Williamson, 1984:126). 87 wi th the Again, this is in 1 ( contrast to Mohawk which has agreement on the lower varb (and no obligatory object control). 3.7.3 Raising. ECM and Ir Complements in Lakhota A language that allowed bare verb complements might also be expected to have Raising, ECM and (hence), IP complements. Lakhota does have impersonal verbs but does not seem to have CSubject) Raising. with infinitival Thus, the impersonal verbs "do not occur object complements, nor do they allow referential subjects" (Williamson t 1984:136). (13) a. Ed na Mary ohoy+kichi+ya pi kta s'e Ed and Mary send voice+RECIP+make PL FUT like lececa. seem "It seems like Ed and Hary will quarrel." b. (kta) ste *Ed na Mary ohoye+kichi+ye Ed and Mary senG voice+RECIP+make (FUT) like lececa pi. seem PL "Ed and Hary seem to be quarrelling. " c. wanu ku pi lteke. now come home PL be likely "It is likely that they are coming home now." b. *wanu ku iteka pi. now come home be likely PL "They are likely to be coming home now." (13a) shows the grammatically correct unraised version (13b) with the impersonal verb lececa "seem". of (13c) is the grammatical unraised version of (13d) with the verb iteka "be 1 ikel yU. and ( 13b) and (13d) both occur wi th referential subjects infinitival construction. complement.s, as they would in a Raising Since the sentences are ungrammatical, 1 88 l:his 1 suggests that Lakhota does not have Raising-to-subject of this type. There is, however, evidence to support the existence of a type of ECH in Lakhota. There are a number of verbs that take "small clause" complements which forbid all INFL elements (such as aspect, mood and subject inflection)4 1984 ) • Further, argump.nt of agreement the on wi th these complement the matrix verbs, verb verb" the "thematlc triggers Williamson (1984) argues that this indicatea that found with ECM constructions. subject object ive (Will iamson, embedded subject by the matrix verbe (Williamson, Case 1984: 139) . governm~nt of the This configuration la Examples from Williamaon (1984) are the following: ù~ni wicha+wa+lake. poor 30BJ+INOH+consider "1 feel sorry for them." lit. "1 consider them poor." (14) a. tuwa e ma+ya+ka~a pi sa? who be 10BJ+2NOH+make PL Q "Who do you make me out ta be?" b. In (14a), the embedded subject (which is the null third person plural pronoun (which triggers objective case on the matrix verbe wicha» is marked with The same can be said in (14b) for the first person singular pronoun (which triggers _a). In agreement. both sentences, the lower verb has no subject This provides support for the argument that the matrix verb ls governing the lower subject position and thus, that ECH is taking place. 89 1 ln GB Theory, both Raising and ECM are related to the existence of IP complements. Since Lakhota has the former phenomenon but not the latter, it is not clear whether L&khota has IP complements. However, the existence of ECM in Lakhota at least seems to indicate the possibility of IP (or at least small clause) complement8--given that a matrix verb can govern across an IP (but not a CP) to the lower subject position. 5 3.7.4 Restructuring and VP Complements in Lakhota Finally, Lakhota restructuring. has certain verbs which allow Evidence for restructuring comes frem clitic Williamson (1984) (agreement) climbing in certain instances. cites the following examples: (15) a. wà+wicha+yàk wa+i _+30BJ+see INOM+go "1 went to see them." b. wàyàk wicha+wa+i. see 30BJ+INOM+go "1 went to see them." c. awàyàk ma+ù ye. wateh over lOBJ+be IMP "Be watching over me." (15a) i8 a normal restructured deelarative equivalent of sentence. (15a). Note (l5b) that the i8 the object agreement. morpheme wicha occurs with the lower verb yak "to see" in (15a) but has "climbed" to the higher verb i "to go" in (15b). In (15e), the object agreement Marker _a would normally be found on the lower verb awayàk "watch is ! st taehed to the higher verb ù 90 "to be, stay". (which ov~r") These 1 examp!es of clitic climbing with aspectual auxiliaries indicate that restructuring i8 taking place in Lakhota. Given that Lakhota constructions, it complements. Recall has restructuring and bare verb seems plausible that Lakhota also has VP that Rochette (1988) argues for VP complements on the basis of restructuring in Romance languages (like Italian). As noted in Chapter Two, Mohawk does not exhibit any syntactic processes (like clitic climbing) that would support restructuring. 3.8 Conclusion The brief study of Lakhota highlighted some differences in complementation wi th that of Mohawk. The facts from Lakhota provided some evidence in support of VP complements (via restructuring), IP complements (via Control). complements (via ECM) and CP This supported the claim that aIl these aspects of complementation arose due to the differences in word-hood conditions between the two languages. Lakhota verb roots are longer (moraically) than Mohawk ones and hence, satisfy the morphology. pr~cesses MWC wi thout the addi tion of any (agreement) This allows bare verb clauses and complementation like those round in Romance languages. 91 Notes 1 1• Proper government holds under the following condition: properly governs (Chomsky, 1986:17) Q ~ iff a 9-governs or anteced~nt-governs ~. In a Raislng construction, the embedded subject NP-trace is antecedent governed by the subject of the matrix verbe 2. The particle tsi is related to the exi~te~ce of CP complements. Though tsi is optional, it does not Mean that the complement i s an IP • Rather, 1 ike t.he comillilementizer "that" in English, the lack of tsi would indicate a CP with a null COMP. 3. A MWC of one mora would not affect the following analysis since aIl Lakhota verb roots are at least one mOl\l'a long. Thus, the MWC wou Id always be satisfied. If the ~~WC were three or more moras, then this would exclude aIl bare verb roots--a possibility which is nullified by the existence of bare verb complements in Lakhota (in tohich the verb is clearly less than three moras in length). 4. There is no morphological tense system in Lakhota. interpretations are done contextually. 5. Williamson (1984) provides evidence for Raising but only for intransitive verbs which select small clause complements. (i) AlI tense iya kaphl o+ma+wàyàka he? speak be reluetant +10BJ+see Q "Do 1 look reluctant to speak?" In (i), the complement verb iya appears wi th no agreement morphology and does not allow clausal negation or aspect (Williamson, 1984). Further, the thematic subject of the lower verb shows objective case on the matrix verbe Based on examples like (i), Williamson (1984) argues that the "objective case-marked arguments of the intransitive matrix verbs are matrix subjects governed by matrix INFL" (p. 144). Williamson (1984) claims that "NP movement (Raising) applies to the complement subject, raising it into subject position of the matrix verb" (p. 146). Thus, Lakhota may have some Raising but only in an unusual construction. r 92 i 1 CHAPTER FOUR 1 4.0 Introduction Past research on sentential complementation has posited the existence of different types of complements. The claim for this thesis was that Mohawk verbs do not take different complements (i.e. VP, How~ver, complements. IP and CP) but only takE' full CP it is not the case that a given verb takes aIl types of CP complements. This ls evident in the area of tense and aspect. 4.1 TenselAspect Co-occurrence Restriclions The evidence thus far predicts that the lense/aspect cooccurrence restrictions between two verbs in thE' same senlE'nce are not syntactically drivent Ralher, these restrictions mUHl be based upon the semantics of the matrix ver'b. to follow The anulysjs is a tentative one and i8 not based upon a semantic theory. formaI Its purpose is to argue that the differences in tense/aspect are semantically-based and not syntactlc. 4.2 A Sote on Tense/Aspecl in GB In current GB theory, the semantic designated by the feature [tense]. This feature within the functional category of INFL. (or finile), then INFL will be notion of tense ls is located When a verL is lenspd [+tense]. When a verb j s tenseless (or infinitival), then INFL will be [-tensel. It is not clear. within GB syntR.ctic theory wherE' notions of mood and aspect are located but it will be 93 tht, us~umed ft 1 that they tao are features found within lNFL. 1 a feature for mood might be An example of [+subjunctive] while one for aspect might be [+stative]. 4.3 Tense and Aspect in Mohawk Mohawk has three tenses (future, and three aspects (stat~ve, factuaI and optative) habituaI and punctubl). Since the punctual aspect generally co-occurs wi th a tense suffix, there are five variables: the three tenses plus the stative and habi tuaI aspects. 2 4.4 Matching Tense The Mohawk verb atahsawv "ta start" is often seen wi th matching tense. (1) The a. onv v-t-ha-atahsawv-' v-ha-nohare-'. now fut-cis-MsS-start-punc fut-MsS-wash-punc "He will now start ta wash it." b. onv t-a-ha-atahsawv-' wa-ha-nohare-'. now cis-fact-MsS-start-punc fact-MsS-wash-punc "He has now started ta wash it." c. au-ta-ha-alahsawv-' wahi a-ha-nohare-'. cis-opl-MsS-starl-pune WAHl opl-MsS-wash-punc "He should start ta wash it." matching revival verbs Romance) . as AGR). r.-attern in (la-e) suggests of the VP complement hypothesls. wi lhin persan, tense these Further, ~ender clauses are these verbs uninflected are also a Reeall possible tha t the tense (in uninfleeted for for or number (which are part of the complex known Since aIl these features ure found within lNFL; and sinee none of these features appear on the verb; then, follows that VP complements do not have an lNFL node. 94 it ~ --------~~~-~---------------- However, obligatorily wi th with AGR Mohawk, and aIl usuall:r verbs with are inflected tense/aspect. Mohawk had VP complements, then the lower verb If (which would lack an 1 ~FL) would have to get these features in some ot her' way. With re~.rd to tense/aspect, one possibility i5 that the lower verb inherits (or copies) the features from the higher verb. This is what seems to be the case in (la-c). However, not aIl tense/asppct matching combinations are grammatical. (2) a. ? onv t-ho-alahsawe-D ro-nohare-D. now cis-MsO-start-stat MsO-wash-slal b. *t-ha-atahsawv-hs ra-nohare-s. cis-MsS-start-hab MsS-wesh-hab (2a) indicates that a matching stative aspect pattern is not t.ha t accept abl e ungrammatical. and a ma tchi ng This result ls habi tuaI une~pected aspect pal le rn j s given that the \(>l'b within the VP complement should match the lense/aspecl of the higher verb. Further, certain comhinations in and the lo\\'er verb differ wilh ~hich regard lo the }ligher verh lense/aspect possible. (3) a. onv t-a-ha-atahsawv-' a-ha-nohare-'. no~ cis-fact-MsS-start-punc opt-MsS-wash-punc "1\ow he has started to wash il." h. onv t-ho-alahs8wP-O a-ha-nohare-'. now cis-MsO-slart-slal opt-MsS-wash-punc "He has already slarted to \o.'ash i t." c. onv t-a-ha-atahsawv-' v-ha-nohare-'. now cis-fact-MsS-slart-punc fut-MsS-wash-punc "He now has slarled 10 "ash il." 95 are 1 (3a. b) show that when atahsawv is factual or stative, (3c) shows that when the higher lower verb can be optative. verb is factual, combinat ions are the ~an lower be unexpected given that allow matching tense/aspect. the AlI future. VP comp] ements three only This suggests that Mohawk does not have VP complements and that the tense/aspect of the lower verb is dependent upon semantic (and not syntactic) properties of the matrix verbe One possible explanation for the grammatical combinations rests upon the meaning of the word "start 1\ • Since one cannot logically start somE'thing that onE> has already been completed, then i t might be that the verb "start" (when in the future or present) could never take a complement in the past tense--but it ~ould take a complement in the future or unspecified tense. This accounts for why "start" takes complements in the future or optative tE'nses. In (lb), both the starting and the action are in lhe past so both verbs are factual. Anolher verb which should be in the same general class (of aspectuals) as "slart" is "finish" (hsa). This verb was also used w1lh the verb nohare in the lower complement. (4 ) , ,. a. t8i v-ha-nohare*v-ha-hsafut-MsS-finish-punc TS1 fut-MsS-wash-punc b. *wa-ha-hsatsi ",'a-ha-noharefact-MsS-flnish-punc TSI fact-MsS-wash-punc c. *a-ha-hsawahi t8i a-ha-nohareopt-MsS-finish-punc WAHl TSI opt-MsS-wash-punc , , . ,. , 96 1 d. *ro-sh-u tsï ro-nohare-O MsO-finish-stat TSI MsO-wash-stat e. tsi ra-nohare- s. *ra-sha-s MsS-finish-hab TSI MsS-wash-hab The results in (4a-e) show that whenever the matrix verb hsa and the lower tense/aspect, verb the nohare are sentence is inflected for the ungrammatical. same If VP complements allow matching tense/aspect, this is unexpected. Further, this patte~n is not the same as the one for "sta1't", a verb in the same class as "finish". The only co-occurrences that were grammatical are shown below. (5) a. v-ha-hsa-' tsi ra-nohare-s. fut-MsS-finish-punc TSI MsS-wash-hab "He will finish washing it." b. wa-ha-hsa-' tsi ra-nohare-s. fact-MsS-finish-punc TSI MsS-wash-hab "He finished washing it." c. a-ha-h8a-' wahi tsi ra-nohare-s. opt-MsS-finish-punc WAHl TSI MsS-wash-hab "He should finish washing it." (5a-c) future, show that ","hen the matrix verb hsa occurs j n factual or optative te.nse, the lower complement. be habituaI. t hl' ml1~t The independence of the higher and lower verbs cannot be explained via VP complements. The result in (5a-c) also differ c from that of atahsawv (a verb in the same class as hsa). 97 f L-______------------------------ , (6 ) , a. ra-nohare-s. *onv v-t-ha-atahsawvMsS-wash-hab now fut-cis-Ms~-start-punc b. ra-nohare-s. *onv t-a-ha-atahsawvMsS-wash-hab cis-fact-MsS-start-punc now c. wahi ra-nohare-s. *au-ta-ha-atahsawvopt-cis-MsS-start-punc WAHl MsS-wash-hab , , (6a-c) show complements that the verb when the higher optative--unlike hsn. atahsawv verb cannot is future, or Since both "start" a.nd "fjnish" are occurrence restrictions, it must be is suggests responsible that the habi tuaI factual aspectual Effective verbs yet have different verb take for the th~t results. restrictions are tense/asp~ct co- the meaning of each Once being again, driven this by the semantics of the matrix verb and not a syntactic property. One possible explanation for the results ia (4) and (5) has to do with the meaning of "finish", an action unless one is already in the Hence 1 t"'~ appearance of One cannot complete proc~ss the habi tuaI of that action. aspect in the lo\\'er verb, used to indicate an action ongoing at the time of the malrix verb. 4.5 The Embedded Optative Complements Next consider the Moha\\'k verb atvhutso t'to want". verb takes only complements in the optative tense. 3 (7) a. t-v-ho-atvhutso-sh-e' a-ha-kurek-e'. dup-fut-MsO-want-ben-punc opt-MsS-hit-punc "He will want to hit it." b. wa-t-ho-atvhutso-sh-e' a-ha-kurek-e'. fact-dup-MsO-want-ben-punc opt-MsS-hit-punc "He wanted to hit it." 98 This 1 c. t-a-ho-atvhutso-sh-e' wahi a-ha-kurek-e'. cis-opt-MsO-want-ben-punc WAHl opt-MsS-hit-punc "He should want to hit it." d. te-ho-atvhutso-ni a-ha-kurek-e'. dup-HsO-want-ben/stat opt-MsS-hit-punc "He wants to hit it." (7a-d) shows that atvhutso can take optative complements, regardless of the tense/aspect of the matrix verb. ( 8) The a. *t-v-ho-atvhutso-sh-e' \'-ha-kurek-e' . dup-fut-MsO-want-ben-punc fl't-M~S-hit-punc b. *wa-t-ho-atvhutso-sh-e' wa-ha- kUI'ek-e' . fact-dup-MsO-want-ben-punc fact-MsS-hit-punc c. *t-v-ho-atvhutso-sh-e' wa-ha-kurek' e' . dup-fut-MsO-want-ben-punc fact-MsS-hii-punc d. *t-v-ho-atvhutso-sh-e' ro-kure-0. dup-fut-MsO-want-ben-punc MsO-hit-stat e. *t-v-ho-atvhutso-sh-e' ra-kurek-s. dup-fut-MsO-want-ben-punc M!:lS-hit-hab results in (8a-e) show complements that are future, that atvhutso cannel Lake faetual, stative or habitual. This means that complements of atvhutso are restricted to thp optative tense. (7) and (8) suggest a revival of the IP complemE'nL hypothesis (parallel to the subjunctive in Romance claimed ily Rochette (1988)). Chapter Two However, sho\ooed Mohawk optative clause does not have the same Romance subjunct ive. Further, thal synta~ lhe as the the embedded opta t i ve cl ause (under atvhutso) can appear in matrix position and has the same meaning--unlike Romance subjunctives. The facts in (7) and (8) can be semantic reason and not a syntactic one. 99 explained using a The co-occurrence 1 restrictions can be based upon the meaning of the verb "want". Wh en one wants to perform an action, that action has not taken place and may not take place at aIl. When the optative occurs that of the optative tense. m~trix (9) This meaning matches in a clause, it is interpreted like the modal "should". a-ha-kurek-e'. opt-MsS-hit-punc "He should hit it." Note that (9) suggests that the action has not taken place and may not take place at all--the same meaning as that of "want". Both "want" and "should" indicate actions that would be true in an ideal world. This semantic similarity is a possible explanatlon for why the verb alvhutso only takes an optative complement as in (7). 4.6 No Reslriçlions on Tense/aspect Combinat ions Sorne verbs have restrictions--as expected. (10) a. no tense/aspect co-occurrence One such verb is hrori "to tell". v-shako-hrori-' ts1 v-ha-kurek-e'. fut-MsS/FsO-tell-punc TS! ful-MsS-hit-punc "He will tell her that he will hit it." b. v-shako-hrori-' a-ye-kurek-e'. fut-MsS/FsO-tell-punc opt-FsS-hit-punc "He will tell her to hit it." c. v-shako-hrori-' tsi wa-ha-kurek-e'. fut-MsS/FsO-tell-punc TS! fact-~sS-hit-punc "He will tell her that he has (already) hit it." 100 1 d. v-shako-hrori-' tsi ro-kure-0. fut-MsS/FsO-tell-punc TSI MsO-hit-stat "He will tell her that he has hit him. If e. v-shako-hrori-' tsi ra-kurek-s. fut-MsS/FsO-tell-punc TSI MsS-hit-hab "He will tell her that he hits it." (10a) shows that the lower verb can match the higher verb in tense. (lOb) shows that the lower verb can be optative. (1 Oc-e) shows that the lower verb cnn also be factual, stat ive or habituaI. Thus, ( lO) ind lcates that there are no tense/aspect restrictions on the complement of hrori. 4 The facts can be explained using a semantic reason and not a syntactic one. The meaning of the verb "tell" is responsible for the lack of restrictions on the lower verb. When one tells another person of an event, the occurrence of that event may have taken place before the moment of speech, during it, after it or not at aIl. This would be realized on the lower verb as whatever tense/aspect was appropriate for the intent of the speaker. Thus, there would be no restriction on the tense/aspect of the lower verb. 4.7 Other Verbs Other verbs that take sentential complements were also tested to see ",hat their tense/aspect co-occurrenc'c restrictions were and if these matched any previous pattern. One such verb was rharatstv "t () proml, St' " • This was tested for using the verb kurek "to hi t" in the Iower clause. Sentences with matching tense/aspect are as follows: 101 (11) a. v-shako-rharatstv-' tsi v-ha-kurek-e'. fut-MsS/FsO-promise-punc TSI fut-MsS-hit-punc b. *wa-shako-rharatstv-' tsi wa-ha-kurek-e'. fact-MsS/FsO-promise-punc TSI fact-MsS-hit-punc c. *a-shako-rharatstv-' wahi tsi a-ha-kurek-e'. opt-MsS/FsO-promise-punc WAHl TSl opt-MsS-hlt-punc d. *shako-rharatstv-ni tsi ro-kure-O. MsS/FsO-promise-ben/stat TSI MsO-hlt-stat e. *shako-rharatstv-ni-hs tsi ra-kurek-s. MsS/FsO-promise-ben-hab TSl MsS-hit-hab (lla-e) shows that rharatstv tense/aspect between does not allow matching the matrix verb and the embedded verb except when the future tense is involved. If rharatstv can take VP complements, then it would be expected that matching tense/aspect would be grammatical for aIl tense/aspects. fnct that rharatstv al~ows The future complements is significant as will soon be seen. When other combinations were tested, the results showed that rharatstv tense, the could stative not take aspect or complements the habitual in the aspect. factual Sorne examples wi th the matrix tense being future are given below in (12a-c). (12 ) a. , tsi wa-ha-kurek-e'. fut-MsS/FsO-promise-punc TSI fact-MsS-hit-punc *v-shako-rhar~tstv- , b. *v-shako-rharatstvtsi ro-kure-0. fut-MsS/FsO-promise-punc 'J'SI MsO-hit-stat c. *v-shako-rharatstvtsi ra-kurek-s. fut-MsS/FsO-promise-punc ':'S1 MsS-hit-hab , 102 1 The grammatical results showed that rharalslv could take complements in the future or optat ive tense only. Seme examples are given below. (13) a. wa-shako-rharatstv-' tsi v-ha-kurek-e'. fact-MsS/FsO-promise-punc TS1 fut-MsS-hit-punc "He promised her to hi t i t " b. a-shako-rharatstv-' wahi tsi v-ha-kurek-e', opt-MsS/FsO-promise-punc WAHl TSI fut-MsS-hit-punc "He should promise her ta hit it." c. shako-rharatstv-ni tsi v-ha-kureh-e'. MsSjFsO-promlse-ben/stat TSl fut-MsS-hit-punc "He promised her to hi t i t. " d. v-shako-rharatstv-' a-ha-kurek-e'. fut-MsS/FsO-promise-punc opt-MsS-hit-punc "He will promise her to hit it," e. wa-shako-rharatstv-' a-ha-kurek-e'. fact-MsS/FsO-promise-punc opt-PsS-hi t-punc "He promised her to hi t i t." ~'here ( 13a-c) are examples the future tense. (l3d, e) show thal rhllrat.stv can also tah(' an optative complement. rharatstv cannot complement (\'P, inadequa te. the comple:nent to rharblstv is in be Ir, The restrIctIons on the complement of att.ributed kind of CP) and thus a syntactic explanatlo i8 However, the choice 0 to a specific f compi ement does make sensp semantically, One possible semantic account \\'ould lie in the meaning of the verb "promise", When one promises to perform sorne action, then the performance is assurned to take place after the moment of speech i complement, hence, The the use of poss i bili ty the that the future action tense might in thC' not be performed would explain the use of the optative tense in the 103 lower clause since c this tense is assodated with irrealis events. 4.8 Summary In summary, rest.rictions in it seems Mohawk that cannot tense/aspect be co-occurrence explained via syntactic reasons related to the structure of the complement. the restrictions are verb. based on the semantics of Rather, the matrix Thus, the tense/aspect patterns would be expected to be di f ferent for each verb. This restrictions the semantic are based on suggests that co-occurrence s-selection of the matrix verb and that the syntactic c-selection has no impact. Notes 1• Pollock (1989) proposes an al ternat ive in which these features have their own functlonai category projections. This will not be explored here. 2. There are instances where the tenses co-occur with habi tuaI or stative aspects but these will be ignored. 3. The verb atvhutso "to want" aspect. 4. Examples in which the matrix verb was factual, optative, stat ive and habi tuaI also had the same resul ts i. e. there ,,"'ere no restrictions. These sentences were not given for reasons of space. the does not appear in the habi tuaI 104 CONCLUSION 1 Past work on Iroquoian syntax has been scant, especially in the area of complementation. major source that dealt with Mithun (1984) was the only subordination in Mohawk. Mithun's (1984) suggestion that Mohawk did not have embedded clauses was refuted based on syntactic evidence from Baker (1991) in the areas of coreference, extraction and the Condition on Extraction Domains, and bound pronouns and the Weak Crossover Condition. Mithun's (1984) observation that matrix and embedded clauses in Mohawk are morphologically Eimilar is true but this is due to a morphological requirement on aIl verbs, regardless of their position. Mohawk complements do not differ in syntactic structure. Chapter Two presented past proposaIs for VP and IP complements but evjdence was given indicating that these are not found in Mohawk. Thus, it was concluded that Mohawk only has full CP complements and no distinct embedded clause type. Chapter Three focused on theoretical explanations for the existence of on]y full CP complements. It was argued that Mohawk verbs must meet a morphological requirement specified by the Minimal Word Constraint. pres~nce This led to the obligatory agreement morphology on every verb. of A comparison with a related language, Lakhota, showed that the factor of word-hood was complementation responsible effect~ for explaining the between the two languages. 105 differe .• t Chapter Four looked at the topic of tense/aspect 1 occurrence restrictions. co- This was to illustrate that though Mohawk only had CP complements, a given verb could not take jus t any type of CP complement. It was argued that the meaning of the matrix verb determined the tense/aspect of the subordinate clause. Thus, the choice of complement is based on semantic and not syntactic selection. The differences in complementation between Romance and Mohawk form a cluster of related properties that May indicate the presence of a parameter. Control, Raising, Exceptional Case Harking (ECM), and VP and IP complements can be found in Romance languages ~actor (and Lakhota) but not in Mohawk. The key seems to be that Mohawk requires obligatory agreement morphology whl1e the other languages do note o~ Lastiy, the question How do Mohawk Control, children Raising, learn that ECM and structure of complements? morphology of the their no di ffel'ences language has in the no syntactic The answer seems to lie in the language, obligatoryagreement. al ways necessary, learnability must be addressed. specifically the presence of Once a child realizes that agreement is then the cluster of properties related to complementation follows from this. 106 REFERENCES: 1 Baker, M. (1989) "Non-standard Agreement in Mohawk", ta1 k given at the NSF "Non-standard Case and Argument Structure" Conference, Tucson, Ar1zona. Baker, M. (1990a) "Pronominal Configurationality: Mohawk", Universit , Montreal. Prefixes ms., and ~!cGi11 Baker, M. 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