Copyright Blackwell Munksgaard 2003 Allergy 2003: 58: 13–20 Printed in UK. All rights reserved ALLERGY ISSN 0105-4538 Original article Dustborne and airborne fungal propagules represent a different spectrum of fungi with differing relations to home characteristics Background: Exposure to fungi is often assessed by culturing floor dust or air samples. Our objective was to evaluate the relationships between dustborne and airborne fungi and to identify factors that modify these relationships. Methods: From November 1994 to September 1996 sequential duplicate 45-l air samples were collected in bedrooms of 496 homes in the Boston area, using a Burkard culture plate sampler. After air sampling, bedroom floors were sampled with a vacuum cleaner that was modified to collect dust in a cellulose extraction thimble. Dust was sieved, and the fine dust was dilution-plated onto DG-18 media. Results: Concentrations of total culturable fungi per gram of bedroom-floor dust were correlated weakly, but significantly, with those of indoor air (r ¼ 0.13, P < 0.05). Concentrations of some individual taxa in the dust and indoor air were also weakly associated. Adjusting for the concentrations of fungi in outdoor air, dustborne fungal concentrations were positively associated with those in indoor air for the taxa Cladosporium and Penicillium, but not for total fungi. The indoor air fungal levels were often predicted by different covariates to those predicting fungal levels in dust. The type of housing (house or apartment) and the presence of carpeting were often predictive factors for dust fungi. In contrast, outdoor fungal levels were often predictive of the indoor air fungal levels. Conclusions: Because our data do not indicate a strong overall relationship between culturable fungi in dust and indoor air, the results from these two methods (dust and air sampling) likely represent different types of potential fungal exposures to residents. It may be essential to collect both air and dust samples, as well as information on housing characteristics, as indicators for fungal exposure. A recent report by the US National Academy of Sciences stated that there was inadequate or insufficient evidence to determine whether or not an association exists between fungal exposure and the development of asthma (1). However, two recent reviews of the effects of home dampness and fungi have shown several positive associations between fungal exposure and increased risk of adverse respiratory symptoms in children (2, 3). In addition, exposure to unidentified outdoor fungal aerosols has been associated with decrements in peak flow in asthmatic children (4). Sensitization to Alternaria, primarily an outdoor fungus, has been associated with asthma exacerbations and asthma development in young people (5–7), but associations between exposure to Alternaria and these outcomes are as yet unknown. One reason that study outcomes have been relatively weakly associated with exposure is the possibly unrepresentative nature of exposure measures. Some studies reporting associations between health and fungal exposure used questionnaires or direct observation to indicate the presence of dampness or visible fungi; other studies G. L. Chew1, C. Rogers2, H. A. Burge2, M. L. Muilenberg2, D. R. Gold2,3 1 Department of Environmental Health Sciences, Mailman School of Public Health, Columbia University, New York; 2Department of Environmental Health, Harvard School of Public Health; 3The Channing Laboratory, Department of Medicine, Brigham and Women's Hospital and Harvard Medical School, Boston Key words: air sampling; dust sampling; fungi; home characteristics; mold. Dr Ginger L. Chew Mailman School of Public Health Columbia University 60 Haven Avenue B-1 New York NY 10032–4206 USA Accepted for publication 13 September 2002 used a variety of measures, including culture of air and dust samples (8). All of these methods have limitations that are yet to be clearly documented. In addition, different hypotheses being tested by measurement of fungal exposure require different approaches (9). In a study of daily symptoms, asthma medication use, and/or peak flow variability, one might wish to estimate the daily inhaled concentration of fungal spores (and possibly their associated antigens, mycotoxins, volatile organic compounds, etc.). However, to study chronic effects such as development of allergic sensitization, an estimate of timeaveraged and/or cumulative fungal exposure might be of more interest. Ideally, fungal exposure assessment would include information about the biologically relevant inhaled dose of fungal spores and associated agents during an individual’s lifetime. Since the latter is not yet possible several large epidemiological studies have used dust or air cultures as surrogates for exposure to fungi (10–16). Our objective was to evaluate the relationships between dustborne and airborne fungi in residential environments, to examine 13 Chew et al. factors that might alter these relationships, and to comment on the usefulness of collecting both types of data as estimates for childhood fungal exposure. Material and methods Home selection From November 1994 to September 1996 we analyzed dust samples from 397 homes and air samples from 496 homes. These homes were from part of a prospective cohort study of 505 newborn babies in 499 homes, which was designed to identify relationships between exposure to indoor allergens and the development of allergic sensitization and asthma (17). Homes were selected on the basis of 1) the presence of a newborn child with a familial predisposition for development of asthma (based on parental history of physiciandiagnosed asthma or allergy (18), 2) proximity to the city of Boston, and 3) the stated intention of the parents not to change residence during the first year of follow-up. Informed consent was obtained from participating mothers in accordance with the institutional review board of Brigham and Women’s Hospital. Home characteristics At the same time of air and dust sampling, a second field technician administered a home characteristics questionnaire to an adult occupant of each home. This included questions about the building structure, number of occupants, type of heating, home dampness, the presence of fungi, type of floor covering, presence of pets, and frequency of cleaning (Table 1). Air sampling Indoor and outdoor air samples were collected from each home using a Burkard culture plate sampler (Burkard Manufacturing, Herefordshire, England) operated at 45 l/min (calculated cutpoint (D50) ¼ 2 (lm), which collected particles onto Dichloran glycerol agar in 90-mm Petri dishes. D50 ¼ 50% of the airborne particles that have an aerodynamic equivalent diameter (AED) ¼ 2 lm will be impacted on the culture plate and 50% will not be collected. The collection efficiency of particles with an AED greater than 2 lm will be higher than 50% (given that the flow rate is constant). Sequential duplicate 1-min outdoor air samples were collected 3 m from the main entrance of each home. The field technician then collected sequential duplicate 1-min air samples in the bedroom 1– 1.5 m above the area of the floor demarcated for dust collection. The sampler sieve-plate was cleaned between sample collections with an isopropanol swab. After sampling, the four Petri plates were returned to the laboratory on the same day for incubation. Dust collection Variable Type of building* Apartment House Surface from which dust sample was collected Smooth Any carpet Dog present in home No Yes Cat present in home No Yes Mold/mildew anywhere in home during past year No Yes Mold/mildew in bathroom during past year No Yes Mold/mildew in living room during past year No Yes Water damage in building during past year No Yes Concrete floor in child's bedroom No Yes Humidifier used in child's bedroom during past day No Yes Air conditioner in child's room No Yes Dehumidifier used in summer months No Yes N (%) 118 (24%) 381 (76%) 135 (27%) 364 (73%) 420 (84%) 79 (16%) 396 (79%) 103 (21%) 304 (62%) 188 (38%) 350 (70%) 148 (30%) 480 (96%) 19 (4%) 324 (66%) 168 (34%) 418 (94%) 27 (6%) 416 (83%) 83 (17%) 457 (92%) 40 (8%) 411 (82%) 88 (18%) * Apartment buildings contained three or more units. Houses and duplexes were grouped into one category. Resident report of mold/mildew or water damage. Temperature and relative humidity measurements In each house, a psychrometer was placed on the bedroom floor and wet-bulb and dry-bulb temperatures were recorded after a 3-min equilibration period. Relative humidity (% RH) was calculated from these two temperatures using the American Society of Testing and Materials Method E337 (19). Fungal analysis 2 After air samples were collected, 2 m of the floor surrounding the newborn’s bed was vacuumed for 5 min, using a Eureka MightyMite canister vacuum cleaner (The Eureka Co, Bloomington, IN) modified to collect dust in a 19 · 90-mm cellulose extraction thimble (Whatman International, Maidstone, UK). In rooms with both a smooth floor and a rug, 2.5 min was spent sampling each. After sampling, the thimble was sealed in a plastic bag and returned to the laboratory the same day for sifting (425-lm mesh sieve) and weighing. 14 Table 1. Housing characteristics of study cohort Fine dust was suspended (approximately 25 mg/ml) and serially diluted (e.g. full strength, 1 : 10, 1 : 100) in a 0.02% Tween 20 solution. Duplicates of undiluted and diluted suspensions (100 ll each) were spread-plated on DG-18 culture media. After at least 10 days of incubation (room temperature and standard fluorescent lighting), fungal colonies on both air- and dust-sample plates were identified to genus (subgenus in the case of Aspergillus isolates) using standard mycological criteria (20, 21). The dilution of dust samples with a yield closest to 10–30 colonies was used for colony Dustborne and airborne fungi identification and counting. The number of colonies recovered on the air-sample plates was adjusted for multiple impactions through a sieve-plate hole using a positive-hole correction equation (22). The calculated concentrations of dustborne fungi were colony forming units(cfu)/g of dust, and those of airborne fungi were cfu/m3 of air. The number of fungal taxa recovered from dust samples was reported as number of taxa/total area sampled (i.e. 2 m2). For air samples, the number of taxa/total volume sampled (i.e. 90 l) was reported. Statistical analysis Air–dust comparisons of fungi. Inter- and intrahome variation of number of taxa recovered and concentration of total fungi was calculated for indoor and outdoor air samples as well as for dust samples. As a surrogate for reproducibility of replicate samples, reproducibility between duplicate culture plates was assessed by Spearman rank correlation. Colony counts from duplicate plates of dustborne fungi were averaged, as were the duplicate air sample counts. For categorical analyzes, concentrations of fungi were dichotomized using the 50th percentile of each taxon as the cutpoint. For fungal taxa with a 50th percentile equal to zero (i.e. rare fungal taxa) regression analyzes could not be performed. Stepwise logistic regression was used to identify seasonal factors and home characteristics that explained the variation in airborne and dustborne fungi. There were four season categories: winter (November–February), spring (March–May), summer (June–August), and fall (September–October). Home characteristics were treated as dichotomous categories. All data were analyzed using the sas statistical software package (SAS Institute, Cary, NC). Results Quantitative results are presented in Tables 2–5, and Fig. 1. All outcome variables were positively skewed. Table 2 reveals the wide variability observed about the mean concentrations of culturable fungi for indoor and outdoor air samples and dust samples. Variation in reproducibility was also observed between the duplicates of culture plates from the dust, and especially the air samples (Table 3). However, high correlations between duplicate plates of air samples were evident for the more common fungal taxa. Figure 1 shows the frequencies of the most commonly recovered taxa from air and dust samples. Yeasts were recovered with greater frequency from dust than from air. Nonsporulating fungi, Penicillium and Cladosporium were the most frequently recovered taxa from indoor and outdoor air samples, and they were frequently recovered from dust (Fig. 1). Fungi in indoor and outdoor air Fewer colonies were recovered from indoor air samples compared to outdoors (Wilcoxon signed rank test, P ¼ 0.0001). Levels of total culturable fungi in indoor and outdoor air were correlated (r ¼ 0.58, P ¼ 0.0001). The number of fungal taxa per plate was not significantly Table 2. Concentrations of fungi and numbers of taxa from different locations Number of taxa recovered Concentration Variable Mean (SD) Median Mean (SD) Median Air samples 300 Indoor air (n ¼ 496) 580 (1 278) cfu/m3 Outdoor air (n ¼ 392) 986 (1 815) cfu/m3 511 Dust samples (n ¼ 397) 200 473 (782 038) cfu/g 71 667 4.7 (1.9)* 4.6 (1.8)* 8.4 (2.2) 5 5 9 SD, standard deviation. * Number of taxa per 90-l air sample. Number of taxa per 2 m2 of floor area dust. Table 3. Spearman rank correlation coefficients (r) for duplicate sampling plates Air samples r Fungal taxa Indoor Outdoor Dust samples r Alternaria Aspergillus niger Aspergillus ochraceous Aspergillus versicolor Aureobasidium Botrytis Cladosporium Coelomyces Eurotium Nonsporulating fungi Penicillium Pithomyces Wallemia Yeasts Zygomycetes Total 0.29 0.38 0.08 0.41 0.26 0.40 0.85 0.22 0.41 0.70 0.62 0.11 0.50 0.38 )0.01 0.92 0.33 0.15 )0.01 0.11* 0.39 0.33 0.89 0.07 0.12* 0.79 0.57 0.11* )0.02 0.39 1.00 0.92 0.80 0.86 1.00 0.87 0.86 0.89 0.52 0.92 0.90 0.86 0.86 0.50* 0.95 0.83 0.93 0.96 * P < 0.05. P < 0.01. Table 4. Regression models for indoor airborne fungi (concentrations of fungi were dichotomized using the 50th percentile of each taxon as the cutpoint) Explanatory variable* Odds ratio (95% confidence interval) Total indoor airborne fungi Relative humidity (% RH) Total outdoor fungi Apartment 1.08 (1.05–1.11) 4.70 (2.57–8.57) 0.37 (0.19–0.71) Cladosporium Winter Spring Outdoor Cladosporium Dustborne Cladosporium 0.02 0.03 2.57 2.93 Penicillium Dustborne Penicillium Outdoor Penicillium 1.97 (1.22–3.16) 3.28 (2.01–5.34) Outcome variable (0.01–0.05) (0.01–0.08) (1.20–5.50) (1.44–5.96) * The reference category for season is fall, and for apartment is a house or building with two or fewer units. different for indoor and outdoor air samples (Table 2), and similar taxa were dominant in the two kinds of samples (Fig. 1). 15 Chew et al. Table 5. Regression models for dustborne fungi (concentrations of fungi were dichotomized using the 50th percentile of each taxon as the cutpoint) Outcome variable Explanatory variable* Odds ratio (95% CI) Total dustborne fungi (cfu/g) Outdoor total fungi Carpeted surface Dehumidifier use in summer 1.63 (1.01–2.63) 3.38 (1.76–6.50) 2.12 (1.12–4.00) Alternaria Carpeted surface Dog Winter Spring 4.05 2.03 0.59 0.39 Aspergillus versicolor Relative humidity Summer Apartment 0.98 (0.96–0.99) 0.56 (0.33–0.95) 0.38 (0.23–0.65) Aureobasidium Carpeted surface Winter Apartment 3.42 (1.94–6.02) 1.82 (1.16–2.85) 0.49 (0.29–0.82) Cladosporium Carpeted surface Dehumidifier use in summer Apartment 2.83 (1.50–5.34) 2.51 (1.28–4.94) 0.44 (0.25–0.78) Eurotium Carpeted surface Winter Apartment 3.30 (1.91-5.68) 1.73 (1.10–2.74) 0.42 (0.25–0.69) Penicillium Carpeted surface Winter Apartment 2.40 (1.28–4.53) 1.91 (1.11–3.31) 0.47 (0.27–0.83) Yeasts Carpeted surface 3.37 (1.92–5.89) (2.26–7.24) (1.10–3.75) (0.36–0.97) (0.23–0.67) * The reference category for season is fall, for dog is no report of dog in the home, for carpeted surface is a smooth surface, for apartment is a house or building with two or fewer units, and for dehumidifier use in summer is no dehumidifier used during summer. CI, confidence interval. Fungal relationships between air and dust Logistic regression analyzes revealed that some indoor-air fungi were significantly associated with outdoor-air fungi in addition to the fungi vacuumed from the floors (Table 4). For example, the odds of recovering a high level of Cladosporium (greater than the 50th percentile of Cladosporium) in indoor air were 2.57 times higher if the outdoor concentration was also high. In contrast, only total fungi in the dust (not individual taxa) were significantly associated with their outdoor air concentrations (Table 5). Sampling season Some of the strongest relationships observed in this study were between season and airborne concentrations of fungi (Table 4). For example, the concentration of Cladosporium in indoor air was lower in winter and spring compared to the referent season (fall). Conversely, an opposite trend was observed for many of the dustborne fungi (e.g. Aspergillus versicolor, Aureobasidium, 16 Eurotium (the teliomorph of Aspergillus glaucus group, and Penicillium) (Table 5), with the exception of Alternaria. Housing characteristics The type of housing was significantly associated with indoor air and dust concentrations of total fungi and several individual fungal taxa; apartments had lower levels of many fungal taxa. The effect of type of housing was significant for Cladosporium and Penicillium in dust samples, but was not evident for these taxa in indoor air. Percent relative humidity (% RH) inside the homes ranged from 14% to 77%. Regression analysis showed that indoor % RH is a significant independent predictor of total indoor air fungi (Table 4). In addition, the reported use of a dehumidifier in the summer was positively associated with dust concentrations of total fungi and Cladosporium (Table 5). Other measures of home dampness, such as report of water damage or mold/ mildew in the building during the past year, were not associated with concentrations of fungi in air or dust. Concentrations of fungi were higher in dust from carpeted floors compared to smooth floors (Table 5). However, no fungi in indoor air were associated with carpeted floors (Table 4). Overall, adjusting for type of floor covering did not significantly change the association between dustborne and airborne fungi. Another characteristic associated with fungi in the dust was the presence of a dog in the home. Positive associations were found between dog in the home and high levels of Alternaria in dust (Table 5). Discussion Air–dust relationships Dust sampling is often a surrogate measure for respiratory exposure to fungi. This practice assumes that fungi in dust are representative of past and continuing airborne exposure. It is likely that cumulative or average fungal exposure is more relevant to health outcomes than a single day’s exposure. Our data do not show the extent to which our measures are representative of long-term exposure. Overall, however, we saw very little association between culturable fungi in indoor air and dust. This leads to two hypotheses: firstly, dust populations are unique and may not generally be representative of airborne exposure; secondly, our short-term air samples were not representative of long-term air concentrations that might be associated with dust levels, and dust does represent (primarily) spores that have settled from air over longer periods of time. The first hypothesis is supported by the fact that some common dust fungi were rarely recovered from air and that several fungi were unique to dust. It may be that dust Dustborne and airborne fungi Figure 1. Predominant fungi cultured from house-dust samples collected from dust and indoor and outdoor air. Each bar represents the percentage of homes where at least one colony of a given fungal taxon was recovered. represents only a selection of the hardy kinds of spores entering from outdoor air along with those that can grow and produce new spores in dust. The second hypothesis is supported by the logic that exposure occurs over much longer periods than our very limited sampling times, and that populations of airborne spores are known to vary dramatically over time. Thus, it is true that on any on sampling occasion a short-term air sample is unlikely to represent exposure over time. This hypothesis is supported in our data by the strong relationships between outdoor and indoor air fungi, but not for outdoor air and dust, indicating that on a day-to-day basis outdoor air is more representative of indoor air than is dust, and a combination of outdoor air and dust sampling may be appropriate for assessing exposure. Furthermore, like the studies by Beaumont et al. (23) and Su et al. (24), we found that levels of airborne fungi were lowest in the winter and highest in the summer and fall. Our study was limited by the absence of information about the day of sampling, whether the bedroom window had been open or closed, and about the weather. These factors may have influenced air fungal levels, or taxa, and therefore the air– dust relationship. Extensive literature supports the hypothesis that airborne levels of fungi are influenced by weather (25–27). Home characteristics contributing to air–dust fungal differences Apartments may not have such high concentrations of fungi as houses, because the dirt tracked in through the main entrance (possibly a source of air- and dustborne fungi) might be diminished by the longer walk to an 17 Chew et al. apartment. Apartments in Boston are also warmer and drier during the winter than houses (28). This warm dry environment may lead to loss of viability of airborne and dustborne fungi. Carpeted floors contained higher dustborne fungal concentrations than smooth floors. Carpeting may provide a microenvironment that maintains the culturability of fungi, or may even encourage fungal growth under some circumstances. On the other hand, carpeting did not predict higher levels of airborne fungi. There are differences between studies in the relations between home characteristics and indoor-dust fungal concentrations. These differences might arise from the varied methods of sampling and analysis, but also from cultural differences in home furnishings and housing stock, and atmospheric conditions (29–31). As in another study in northeast USA, we found that concentrations of some fungal taxa were higher in homes with dogs (31). Positive associations between dogs and dustborne Alternaria may result from dogs tracking in these saprophytic fungi from outside. We compared the air–dust relationships of fungi only in bedrooms. Other locations may have produced different results. For example, dust collected outside the main entrance may have been more influenced by the outdoor fungal aerosol, which may have affected indoor airborne levels (14,29). Resident reports of mold or mildew and water damage were not significantly associated with higher levels of fungi in the air or in the dust. Several studies have found an association (11,12,30,32), but the subjectivity of reports of dampness may have affected our statistical analyzes. If we had sampled more homes with severe water damage or fungal contamination, statistically significant associations between home dampness and fungal measurements might have been observed. Air–dust differences in taxon frequencies Overall, many of the fungal taxa that we recovered (e.g. Penicillium, Cladosporium, Alternaria, Aspergillus) were similar to those found commonly in other studies of residential environments (11,12,23,31,33,34). The abundance of yeast in dust as compared to air may reflect their better survival in dust than in air, and their lack of dispersion. Comparing dust and air sampling cultural data is difficult because of the way the fungal units reach the 18 culture plates. Air samples are impacted directly onto an agar surface, and a clump of fungi could lead to only one colony forming unit. However, when dust is suspended in solution, clumps of fungi could be broken, and each unit could produce an individual colony. Fungi that tend to travel as clumps of spores (e.g. Cladosporium species) are more likely to be affected by this phenomenon than those that tend to occur as single spores (e.g. Alternaria species). The use of culture analysis to detect fungi in either dust or air samples means exclusion of some types of fungi. Spores may be unable to grow in culture because they are nonviable, or they are viable but injured, or because the nutrients or temperature conditions are not appropriate, or they are exposed to inhibitors (including those from other fungi). Thus, the level of fungal growth in the culture plate may be only loosely related to the level in the environment. Fungi need not be alive to elicit respiratory symptoms (35). While air-sampling methods are available that produce total spore counts (regardless of viability), comparable methods are not available for dust analysis. Immunoassays for specific fungal antigens (e.g. Asp f1, fungal extracellular polysaccharides (EPS)), or assays for total fungal biomass (e.g. ergosterol, possibly b1)3glucans) offer some options. However, there are few of these assays (36–40) and they have limitations as estimates of biologically relevant exposure to fungi (41). 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