Investigative Ophthalmology & Visual Science, Vol. 32, No. 13, December 1991 Copyright © Association for Research in Vision and Ophthalmology Upper Eyelid Movements Measured With a Search Coil During Blinks and Vertical Saccades Daniel Guirron,* Raymond Simard,t and Francois Coderef Upper eyelid movements were recorded in nine human subjects by mounting a miniature coil of wire directly on the eyelid and subjecting the search coil to a vertically directed alternating magnetic field. The metrics of blinks and lid movements accompanying saccades were described by "main sequence" relationships, linking maximum velocity to amplitude and duration to amplitude. In general, lid movements were faster than those reported previously in the literature, but there was considerable intersubject variability. On average, the main sequence relationships for blinks were independent of either starting lid position or whether the blinks were generated spontaneously, reflexively, or voluntarily. For the down phase of the average blink, both the maximum velocity and duration increased almost linearly with amplitude. The maximum velocity of the down phase was faster than that of the up phase. For lid movements accompanying vertical saccades, the maximum velocities in the up and down directions were similar and increased nonlinearly with amplitude, saturating at about 120 mm/sec (approximately 450° /sec). Duration increased approximately linearly with amplitude. The down phases of blinks were much faster than those of saccade-related lid movements. By comparison, the maximum velocities of the up phase of blinks and of saccade-related lid movements were almost equal. The large intersubject variability suggests caution when using normative data to interpret abnormal lid motion for clinical purposes. Invest Ophthalmol Vis Sci 32:3298-3305,1991 Neuro-ophthalmologists and eyelid surgeons analyze lid motility for assessing ptosis, third and seventh nerve palsy, myasthenia gravis, Graves's disease, and Parinaud's syndrome. Currently, mainly static measurements of the lidfissureand levator action (amplitude) are done routinely. No clinical tool is widely available that easily permits the measurement of the kinematics of eyelid movements. Many different techniques have been used to measure the time course of blinks. In some, eyelid motion was transformed into the motion of an external device by a mechanical attachment (lever arm) between the eyelid and the device. These methods include the following systems: lever arm to writing pen,1 lever arm to potentiometer,2 lever arm to moving light-emitting diode and photosensitive position detector,3 and lever arm to search coil in magneticfield.4In other studies, From the *Montreal Neurological Institute, Department of Neurology and Neurosurgery, and the f Department of Ophthalmology, McGill University, Montreal, Canada. Supported by the Medical Research Council of Canada. Submitted for publication: March 13, 1989; accepted June 27, 1991. Reprint requests: Dr. Daniel Guitton, Montreal Neurological Institute, 3801 University Street, Montreal, Quebec, Canada H3A 2B4. the eyelid was not attached to an external device. These methods include high-speed cinephotography,56 interruption of a light beam by an opaque extension of the eyelashes,7-8 reflection of a light beam from a reflector mounted on the eyelashes,9 and changes in overall reflected light measured by a photocell.10 These techniques are cumbersome and difficult to use, particularly in a clinical environment. We employed a much more convenient technique in our study and in parallel studies recently published.1112 Eyelid motion was measured with a search coil in a magnetic field technique.13 In this method, a small light-weight coil of wire is affixed directly to the upper eyelid. This highly precise method, requiring no mechanical links between the eyelid and an external device, is simple to install, calibrate, and use. Furthermore, the electronic circuitry is simpler than analogous eye movement measuring systems because only a single-channel magnetic field generator and demodulator is required. In nine subjects, we used this technique to measure and compare upper lid motion during spontaneous, reflexive, and voluntary blinks and during saccades in the vertical plane. Our study and a previous one12 define a data base of the kinematics of the different types of eyelid movements in at least 18 subjects. Ad- 3298 Downloaded From: http://iovs.arvojournals.org/pdfaccess.ashx?url=/data/journals/iovs/933158/ on 06/18/2017 No. 13 EYELID MOVEMENTS DURING BLINKS AND VERTICAL SACCADES / Guirron er ol ditional data on lid movements accompanying saccades were provided in another study.11 A summary of our results was presented earlier.14 Materials and Methods A small circular coil of wire (with a 5-mm diameter, 15 epoxy-bound turns, single-conductor, unshielded, six strands of 1-mil stainless-steel wire, Teflon coated [Cooner Wire Co., Chatsworth, CA]) was attached to a cardboard base plate. The total weight of the assembly was 0.1 g. The base plate was positioned close to the eyelid on the eyelashes of the upper lid by means of double-sided adhesive tape. The angle of the coil was adjusted for each subject so that, when the subject looked straight ahead and the eye was approximately in the primary position, the plane of the coil was tilted about 20° back with respect to the vertical plane. According to others,6 a spontaneous blink uses a driving force of about 20 g in the down-acting orbicularis oculi (00) muscle. Upper lid stiffness in primary gaze was estimated to be approximately 10 g/mm.3 By comparison, the weight of our device was negligible and should not have affected eyelid dynamics. Furthermore, the eyelash-lid substrate provided a stable platform, as evidenced by the lack of coil oscillations during lid accelerations and decelerations. The subject's head was positioned at the center of a cube-like field coil arrangement, which in our laboratory is used to monitor eye movements.15 Immobility of the head was ensured by asking each subject to grip a disposable wooden bite bar between their teeth. The search coil signal was filtered electronically (-24 dB, 100 Hz). Recordings were made in nine healthy subjects (seven women and two men; mean age, 36 yr; age range, 26-49 yr). Informed consent was obtained from each subject after the nature of the procedure had been explained fully. To calibrate and evaluate the linearity of the coil signal, lid positions were monitored photographically with a 35-mm camera in four subjects as they fixated targets 10° apart, ranging from primary gaze position to 40° downward gaze. A measuring scale, fixed laterally to the palpebral fissure, was included in each photograph to assure precise measurement of the lid position. With the 10X magnification obtained by projecting slides onto a screen, the lid position could be evaluated to ± 0.1 mm. Calibration curves were obtained by plotting the lid position, in millimeters, against the coil output voltage; the latter was proportional to sin 9 where 0 was the angle between the coil's plane and the vertical magnetic field. For lid motions beginning 2-3 mm above the horizontal 3299 plane (approximate lid position when the eye is in primary position) to approximately 7-8 mm below the horizontal (when the eye is looking 40° down), the coil's signal and the lid's linear displacements were proportional to each other within approximately 5% (because sin G = 0 for small 0). Given the excellent linearity of this method, the calibration curves for the remaining five subjects were obtained by measuring the total overall lid displacement (for a gaze change, 0-40° down) with the measuring scale, Movements of the eyelid above primary gaze were not measured because the superior orbital rim impeded search coil motion. Others presented eyelid motion in terms of angular displacements,1112 and all other studies gave linear displacements. Although our calibration procedure gave us results in linear motion, we present our data on eyelid motion as both linear and angular displacements to permit a comparison with data in the literature. To do this, the linear lid displacements we obtained in the calibration were converted to angular rotations. In the four subjects in whom lid displacements were measured accurately by photography, we found 10° of eye rotation equaled 2.6 mm (±0.1) of lid displacement. On the basis of earlier data,11 we assumed that angular lid displacements equaled 1.1 X angular eye displacements. This identity may not be true for a particular subject but may hold on average.11 Three types of blinks were studied: spontaneous blinks, reflexively driven blinks using a gentle puff of air applied to the periorbital region, and voluntary blinks generated in response to a request by the experimenters. Eyelid movements associated with vertir cally generated saccades also were studied. A total of 420 blinks and 175 saccade-related lid movements were recorded and sampled at 500 Hz by a computer. The amplitude, maximum velocity, and duration of blinks were obtained using software designed to analyze eye movements.15 Results Blink Characteristics Figure 1 shows the position and velocity traces for a large spontaneous blink. The short pause between the downward and upward lid movements facilitated the distinction between these two phases. This pause often was present in large blinks, such as the one in this example (approximately 13.5 mm) because the upper lid may rest against the lower lid; the width of the palpebral fissure averaged approximately 11 mm. As described in other studies,612 the down phase had a higher maximum velocity than the up phase. Downloaded From: http://iovs.arvojournals.org/pdfaccess.ashx?url=/data/journals/iovs/933158/ on 06/18/2017 3300 INVESTIGATIVE OPHTHALMOLOGY & VISUAL SCIENCE / December 1991 Spontaneous Blink Vol. 32 amplitude range, show that there were no significant differences in maximum velocity among spontaneous, reflexive, and voluntary blinks. The differences between spontaneous and voluntary blinks for amplitudes greater than 11.5/mm may not be significant because few spontaneous blinks were available at those amplitudes. Figures 3B and 3D show the duration versus amplitude characteristics of the down and up phases, respectively, of spontaneous blinks. For clarity, the points Voluntary Blinks Closing Phase 300 Fig. 1. Position and velocity traces for a typical large amplitude spontaneous blink. Vertical dashed lines mark the start and end for each of the down- and up-phases, respectively. A (mm/! 200 150 100 • elocii Furthermore, the acceleration and deceleration times in the down phase were similar. For the up phase, however, maximum velocity was reached earlier in the movement, and there was a correspondingly longer deceleration phase. A typical spontaneous blink of 10-mm amplitude presented, in the closing and opening phases, maximum velocities of approximately 350 mm/sec and 150 mm/sec, respectively, and durations of 85 msec and 200 msec, respectively. To appreciate the high speed of blinks, a linear velocity of 350 mm/sec at the cornea corresponds to an angular velocity of the eye of approximately 1700°/sec. Effect of starting lid position: Because we will be analyzing different lid disorders (eg, ptosis) in future studies, we determined (for a given amplitude of voluntary blink) the effect of starting position on maximum velocity. These results are shown in Figure 2 for a subject whose results were typical. The data for the closing (Fig. 2A) and opening (Fig. 2B) phases indicated that maximum velocity was dependent on blink amplitude but hot on starting lid position. This observation led us, in the analyses that follow, to group all blinks of a given amplitude together independent of each blink's starting lid position. Main sequence relations: Figures 3A and 3C show plots of maximum velocity versus amplitude for the down and up phases, respectively, of spontaneous, reflex, and voluntary blinks. Each point was obtained by averaging, across all subjects, the maximum velocities of all blinks in each category (amplitude range, approximately 1 mm). These results, for most of the 250 50 0 10 X 03 Opening Phase 100 B 50 0 10 Amplitude (mm) Fig. 2. Effect of starting lid position on maximum velocity versus amplitude relationship of voluntary blinks. (A, B) Closing and opening phases, respectively. Each point represents a single movement. Starting lid positions are specified for different downward eye positions relative to straight ahead. Filled circles, straight ahead (primary position); triangles, 10° down; filled squares, 20° down. Note that, for different fixation positions in the vertical plane, 10° of eye rotation corresponds to about 2.6 mm of lid displacement. Downloaded From: http://iovs.arvojournals.org/pdfaccess.ashx?url=/data/journals/iovs/933158/ on 06/18/2017 No. 13 3301 EYELID MOVEMENTS DURING BLINKS AND VERTICAL SACCADES / Guirron er ol Blink Up Phase Blink Down Phase 500 ^ 400 E, CO >, 300 300 "o •+—> o % 200 x 100 >, 200 o •<—» •§ 100 10 15 I 5 10 15 10 15 B 100 CO E, c: o CO 300 50 Q c o 200 CO 100 Q 5 10 15 5 Amplitude (mm) Amplitude (mm) Fig. 3. Metrics of human blinks: the "main sequence" relationships. (A, C) Maximum velocity versus amplitude. (B, D) Duration versus amplitude. Blink down-phases are shown in left column; blink up-phases on right. Each point is the mean of between six and 32 blinks except at amplitudes 1.5 mm, 12.5 mm, and 13.5 mm where less than five blinks were available in each case. Each point represents the mean amplitude of all blinks whose amplitudes lie between +0.4 mm and -0.5 mm of a scale mark on the abscissa: for example, the blinks whose mean amplitude is close to 5 mm lie between 4.5 and 5.4 mm. Vertical bars on each point show one standard deviation. Eyelids Movements with Ocular Saccade for reflex and voluntary blinks are not shown because the lines overlapped extensively. Lid Movements Accompanying Saccades in the Vertical Plane Position 90 mm/s 5.5 mm Velocity 50 ms Fig. 4. Downward and upward lid movements accompanying 30° downward and upward saccades, respectively. Vertical dashed lines indicate start of each phase. Figure 4 shows an example of a lid movement accompanying 30° downward and upward saccades that began and ended in central gaze position. These lid movements also were independent of starting lid position, and consequently, all movements of a given amplitude were grouped together, independent of their initial position. In general, the down phase was slightly faster than the up phase (Fig. 5 A). An extreme example of this difference is shown in Figure 4. Correspondingly, the up phase had a longer duration (Fig. Downloaded From: http://iovs.arvojournals.org/pdfaccess.ashx?url=/data/journals/iovs/933158/ on 06/18/2017 3302 INVESTIGATIVE OPHTHALMOLOGY & VISUAL SCIENCE / December 1991 Lid Motion with Saccades 180 160 Down 140 120 100 Vol. 32 ours analyzed a large number of blinks. The legend to Figure 6 gives details on each experimental situation. In addition to the available data on blink characteristics expressed in linear displacements, we included in Figure 6 these earlier results12 (line E2M, mean data; line E2R, reflex blink data) where blinks were measured in terms of angular rotations. To compare 80 60 Blink Up Phase 40 E 20 300-i 0 10 £» 250 •§ 200- 300 r E 150- 250 I 100- ** 50- -1000 Amplitude (mm) B E 200 +2SD -500 Down g 150 3 100 (deg) 5 . 10 15 (mm) Amplitude B 50 -$ $ Blink Down Phase /+2SD E E. Amplitude (mm) Fig. 5. Metrics of lid movements accompanying vertical saccades. (A) Maximum velocity versus amplitude. (B) Duration versus amplitude. Open circles: down-phase. Filled circles: up-phase. Each point is the mean of between seven and 32 lid movements. See Figure 4 for additional details. 500- I-2000 450- , E2R 400350- -1500 300250 1000 200- 5B). When the subject looked down and the fixation point was extinguished, signifying that the target at 0° was being lit, the subject frequently (not shown in Fig. 4) made a step-like sequence of two or more saccades to reach the target. This was caused by the finding that, in downgaze, the higher visual target was not visible; it was hidden by the upper lid. Consequently, fewer points were available to describe large upward movements of the lid during upward saccades. Discussion Comparisons Between Our Data and Those of Others Blinks: Figures 6A and 6B compare our results, for the up and down phases, respectively, of blinks, with other data published within about the last decade. The two light solid lines span ± two standard deviations around the mean of all our blinks presented in Figures 3A and 3C. Only two other studies312 and 150100- -500 50- 60 40 0 5 10 (deg) 15 (mm) Amplitude Fig. 6. Blinks: Comparison between our maximum velocity-amplitude relationships and those obtained by others. Heavy solid lines: mean through the points shown in Figure 3A; number of subjects = 9, number of blinks = 410. Thin solid lines show the range of two standard deviations about our mean line. Dotted line (E1): Evinger et al,3 number of subjects = 3, number of blinks about 150; spontaneous blinks have amplitudes less than about 6 mm, voluntary blinks, greater than 6 mm. Dashed lines: Evinger et al,12 line E2M, mean through the data for all blinks obtained from nine subjects, about 400 blinks; line E2R, mean through reflex blink data only. Open circle: Collewijn et al,4 one subject, mean of four voluntary blinks. Closed squares: Hung et al,6 each point is a single blink, three subjects. Closed circles: Doane,5 each point is a single spontaneous blink from three subjects. Large dashed square: Doane,6 boundary of four spontaneous blinks in a "typical subject." Downloaded From: http://iovs.arvojournals.org/pdfaccess.ashx?url=/data/journals/iovs/933158/ on 06/18/2017 No. 13 EYELID MOVEMENTS DURING BLINKS AND VERTICAL SACCADES / Guirron er ol angular and linear measurements, we assumed 10° of lid rotation equaled 2.4 mm of lid displacement. Figure 6 A shows that our measurements of the velocity of blink up phases agreed well with those of Hung et al6 and with the lower range (approximately < 45°) of Evinger et al.12 Our results differed from those of other studies.3-5 The difference between the two studies of Evinger et al,312 the variability in the results of Hung et al,6 and our large standard deviation emphasize the variability in blink up phase velocity. The variability in down phase velocity also is important. Figure 6B shows that the maximum velocity of down phases we measured tend to be higher than those reported by other experimenters. Are these differences a result of the measuring technique, related to natural variations between subjects, or caused by the nature of the experimental paradigm? With regard to the latter, it is known that important variations in velocity may be a result of cognitive effects. When spontaneous blinks were analyzed with a hidden highspeed camera, it was reported that most blinks were incomplete and did not completely close the eye.5 For a "typical subject," a blink of 8-9-mm amplitude had a maximum velocity of about 190 mm/sec. (We found approximately 300 mm/sec). When subjects were aware of the recording process and its purpose, they had larger and faster movements even if instructed to blink naturally. This behavioral observation could explain why we recorded faster movements and found large-amplitude blinks when gaze was in central position. Most of our "spontaneous" blinks with the eye in primary position had amplitudes greater than 6 mm. To obtain spontaneous blinks of smaller amplitude, we required the subjects to look downward, thereby lowering the initial lid position. Seven of our nine subjects were naive both as experimental subjects and as to the nature of the experiment. These subjects were somewhat apprehensive of the experimental situation, but this also would be typical of a clinical population. Thus, we believe that few of our blinks were genuinely spontaneous as found in the earlier study where the subjects were unaware of its experimental purpose.5 For clinical purposes, it is impractical to distinguish between voluntary and spontaneous blinks. Our data agree best with those of two previous studies612 (in the latter, the reflexively driven blinks or line E2R). In the former study, the subjects were aware of the experimental paradigm and were asked to blink naturally while their eyes were being filmed. This behavioral context is analogous to ours. In the latter study, the reflexive movements were triggered by stimulating the supraorbital branch of the trigeminal 3303 nerve. This produced the fastest movements (compare lines E2R and E2M). In another study (line El), 3 the three subjects were among the authors of the paper, and their movements less than approximately 6 mm were spontaneous blinks. Their voluntary blinks (amplitudes greater than 6 mm) showed a rapid increase in velocity with amplitude; for amplitudes near 10 mm, they were within our range. Lid movements with saccades: Figure 7 compares our results to those of others.3'11>12 The long dashes are revised values12 compared with those published earlier (dotted lines3) which were obtained for one subject considered to be slow. To compare these results (and others: short dashes11) with ours, we converted our results to angular rotations. Our results for upward and downward lid movements were in good agreement only with those in one study for large blink angles.12 By comparison, the maximum velocities of our upward lid movements were in excellent agreement with those of others,11 but our downward movement measurements were faster than theirs. These authors report that a lid movement had a similar maximum velocity as a saccade of the same amplitude: thus, their average 20° downward saccade had a maximum velocity of approximately 220°/sec. This is an extremely slow saccade and at the borderline of normality.16 As shown by the ± two standard deviation line, these results emphasize the inherent large variation in lid velocity that can be obtained for any given amplitude of lid displacement in a specific experimental condition. Lid Motion with Saccades 140- +2SD -600 '5 O 100- -400 p E 8 60 H -200 4020- (deg) 0 1 2 3 4 5 6 7 8 9 1 0 (mm) Amplitude Fig. 7. Lid movement accompanying saccades in the vertical plane: comparison between our results (open and filled circles linked by solid lines) and those obtained by Evinger et al,12 dashed lines; Evinger et al,3 dotted line; and Becker and Fuchs," dashspace-dash line. Arrows on right indicate direction of movement. Upper thin line labeled +2 SD gives two standard deviations above mean line for down-phases. Downloaded From: http://iovs.arvojournals.org/pdfaccess.ashx?url=/data/journals/iovs/933158/ on 06/18/2017 3304 Vol. 32 INVESTIGATIVE OPHTHALMOLOGY & VISUAL SCIENCE / December 1991 General Considerations: Electromyographic Activity The patterns of electromyographic (EMG) activity in the 0 0 and levator palpebrae (LP) muscles, responsible for actively lowering and raising the upper eyelid, respectively, were reviewed in detail.12'17 We summarize briefly current views on the EMG patterns during blinks and lid movements with saccades. In the resting state, looking straight ahead, the LP muscle generates an upward tonic force that counteracts a passive downward force generated in the OO and tissues. Downward lid motion: In the blinking process, EMG recordings show that the closing phase results from a cessation of activity in the LP combined with a pulse-step-like (burst-tonic) discharge (as in rapid ocular saccades) in the 0 0 . For lid movements accompanying down saccades, there is cessation of activity in the LP, and lid motion is thought to result only from passive forces in the OO and tissues, assisted by the rotating eye. Gravity is not necessary for downward lid displacement because the lid also closes when subjects are standing on their heads.18 These arguments can explain why the down phases accompanying saccades are slower than the down phases in blinks (Figs. 3A, 5A). There are strong arguments suggesting that only passive forces drive downward lid motion during saccades. 12 For example, the OO appears to be inactive in these movements. Furthermore, patients with seventh nerve palsy (paralyzed OO) cannot blink and yet have normal downward lid movements during downward saccades.19 Suppression of activity in the LP occurs in both conditions, and the disabled down phase during blinks with steady gaze may be caused by the restraining action of the fascia that link the superior rectus and the LP muscles. During down saccades, there is relaxation of both these muscles. Arguments against passive forces were reviewed by others.1' They state that by invoking "only. . .passive elastic forces, it is difficult to explain the existence of downward lid movements with saccade trajectories." In our results, downward lid motion during saccades was generally faster than upward motion (Fig. 7). However, the latter motion uses burst-tonic EMG activity in LP. Upward lid motion: Upward lid movements accompanying upward saccades are thought to be generated by a pulse-step discharge in the LP similar to that seen in the superior rectus muscle, and the OO is inactive. By comparison, the opening phase of a blink is believed to result from a cessation of activity in the OO and either a step or pulse-step upward force in the LP that returns the upper lid to its resting state.12 What type of EMG pattern in LP drove the up phase of Up Phase 200 ..• Blink E 150 With up-going saccade o 100 _o X CO 50 5 10 15 Amplitude (mm) Fig. 8. Comparison between the maximum velocities of the upphases of our spontaneous blinks (filled circles, from Fig. 3C) and lid movements accompanying saccades in the vertical plane (filled squares, from Fig. 5A). blinks in our subjects? Figure 8 compares the up phase of blinks with that of lid motion during saccades for our results (Figs. 3C, 5A). These movements have indistinguishable maximum velocities, suggesting that a pulse-step of activity in the LP drove the upward phase of blinks in our subjects. Saccade velocity saturates at greater amplitudes,15'20 and because the superior rectus and the LP muscles are believed to receive similar innervation patterns during vertical saccades, this could explain why upward lid maximum velocity during saccades also saturates. As suggested by Figure 8, the pulse associated with the up phase of a blink may not be subject to the same saturation. Key words: blinks, eyelid movements, search coil in magnetic field References 1. Vandermeer A and Amsel A: Work and test factors in eyelid conditioning. J Exp Psychol 43:261, 1952. 2. Kennard DW and Glaser GH: An analysis of eyelid movements. J Nerv Ment Dis 139:31, 1964. 3. Evinger C, Shaw MD, Peck CK, Manning KA, and Baker R: Blinking and associated eye movements in humans, guinea pigs, and rabbits. J Neurophysiol 52:323, 1984. 4. Collewijn H, Van der Steen J, and Steinman RM: Human eye movements associated with blinks and prolonged eyelid closure. J Neurophysiol 54:11, 1985. 5. 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Invest Ophthalmol Vis Sci 32:387, 1991. 13. Robinson DA: A method of measuring eye movement using a scleral search coil in a magneticfield.IEEE Trans Biomed Eng 10:137, 1963. 14. Codere F, Guitton D, Simard R, and Beraja R: Lid movements measured by magnetic field method. ARVO Abstracts. Invest Ophthalmol Vis Sci 29(Suppl):347, 1988. 15. Guitton D and Voile M: Gaze control in humans: Eye-head 16. 17. 18. 19. 20. 3305 coordination during orienting movements to targets within and beyond the oculomotor range. J Neurophysiol 58:427, 1987. Leigh RJ, Newman SA, and King MW: Vertical gaze disorders. In Functional Basis of Ocular Motility Disorders, Lennerstrand G, Zee DS, and Keller EL, editors. Oxford, Pergamon Press, 1982, pp. 257-266. Manning KA and Evinger C: Different forms of blinks and their two-stage control. Exp Brain Res 64:579, 1986. Sewall EC: Decompression of the foveal nerve. Arch Otolaryngol Head Neck Surg 18:746, 1933. 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