NATIONAL SECURITY AND THE RIGHT TO INFORMATION: THE CASE OF MALAWI A paper presented at Southern African Consultative Conference on National Security and Right to Information Principles, University of Witwatersrand Johannesburg RSA. 25 to 26 February 2013 Brigadier General Misheck Colyns Chirwa (rtd) Coordinator – Centre for Security Studies Mzuzu University Malawi [email protected] Cell: +265 992 277 000 1 Executive Summary The purpose of this paper is to analyse some vital aspects of security in Malawi by trying to strike the right balance between legitimate national security imperatives and the right to and access to information. This paper further addresses the issue of whether in Malawi the method of secrecy employed by the government and its security services are legitimate and sustainable in a democracy. The general practice reveals that Malawi has had no overarching security strategy. The country has been guided by broad mandates stipulated in the old constitution and much by directives or party manifesto provided by political leaders. Similarly during multiparty democracy both presidents from 1994 to 2012 have had in their ways forms of national security strategies derived from party manifesto. What is clear is that governments in power have had their own strength and weaknesses in playing a role in the application of security strategy during the period under review. In this context, generally Malawi has been a weak state where the ruling elites have used the machinery of government primarily to secure own interests and continuation of their rule rather than the protection of the state and the people. The concept of national security – the security of whole socio-political entity has been inapplicable. Malawi has never had an act or policy on the right to and access to information under pinning collective decisions which would impact on the national security of the state, the citizenry and their assets. The legislative mandates; the Police Act of 1968, Malawi Army Act of 1965 and the Official Secrets Act 1914, (Amended in 1966) security services all served to draw a veil of secrecy around them. Security forces suppressed the people through widespread use of torture, assassinations as a result of policy vacuum on the right to information. imprisonment and There is a need for Malawi to have a realistic assessment of threats to security and a case for secrecy. It is only when this is done that a balance between legitimate national security imperatives and the right to and access to information may emerge. 2 Introduction The question of how countries like Malawi seek to the right balance between legitimate national security Imperatives and the right to and access to information calls for more attention in order to be answered. The right and access to information in Malawi has been problematic since the country attained independence in 1964. Africa (2009) citing Born & Tuler (2002) concerning security services that are collectors and custodians of information “whether they have meaningful role to play in information – saturated societies; whether they are effective in anticipating threats to national security; and whether their methods are relevant and acceptable, measured against democratic norms and standards.” The issue which remains in totality is whether governance arrangement has laid a sufficient foundation for promoting transparency and accountability on the part of national security and the right to access information. The public’s rights to know are often viewed as pulling in the opposite direction. As is the desire for most governments to keep information secret on national security grounds in most cases they only safeguard their own interests. Africa (2009) citing O’Donnel and Schmitter (1991:6) argue: It is characteristic of the transition that …….. The rules of political games are not defined. Not only are they in constant flux but they are usually arduously contested: actors struggle not just to satisfy their immediate interests and or the interests of those whom they purport to represent. The issue of whether the method of secrecy employed by the government and its security services are legitimate and sustainable in a democracy or safeguards have been put in place to ensure that abuses of power are avoided require further investigations. National security is crucial for any other country in a democracy for it provides policy guidelines that relates to human rights, political conduct, preservation and protection of the community and the country. It is the National Security Strategy that Malawi must assess and address threats either by military or nonmilitary tools. The threats to Malawi like any other country within the Southern African Community have become complex and interrelated whilst the numbers of the vulnerable is growing fast. Recent trends in Malawi particularly since 1994 when the country attained multiparty democracy have unveiled a wide range of insecurity to the state and the citizenry ranging from political instability, border disputes, economic decline, and environmental security to organized crime, and health among others. For instance, according to Northern Life Magazine (2012) the partition of the lakes surface area between Malawi and Tanzania that is under dispute is one of these socialpolitical threats. Mijoni (2009) citing CIA (2006) asserts that Malawi is considered one of the least 3 developed countries of the world. Over population in Malawi is putting pressures on public services like health services and the stress on natural resources. It is reported that about 6.3 million Malawians live below the poverty line (Phiri et al 2005). The consideration for situation analysis of national security strategy should therefore address various security issues and necessitate coordination and cooperation among security actors and security management bodies. While protecting the state and its citizens from external aggression remains a major consideration, the most serious threats facing Malawi tend to be those that either derive from internal causes or are transnational and collective in nature. In summary security is contextual in that it can be evaluated only in terms of all threats a country, region or the world face and the situation in which measures are exercised to counter such threats. Gausi (2012) citing Garnett (1996:12) contends that the definition of security is being overemphasized. Similarly concepts of national security are hard to define. In this context national security deals with wide variety of risks about whose probabilities nations have less knowledge and contingencies whose nature can only be perceived. It is important that national security must not only emphasize in military prism through armaments but also through human development, territorial, food and environment Security (Buzan 1998) 1.2 Concept of national security According to Sarkesian & Cimbala (2003:13) citing Smoke (1987) national security can be defined as “the study of security problems faced by nations………. Whereby these problems are addressed through a governmental process through which the strategies, policies and programmes are decided upon and carried out.” In citing Fitzgerald (2007) national security is defined as: “An expression of the combination of fundamental values and goals that a country seeks to preserve, protect and promote in the conduct of its affairs and operations.” In this context, in agreement with Sarkesian et al (2003) there are two dimensions to the definition of national security, the physical and psychological. The physical is an objective measure based on the strength and capacity of nation’s security forces to challenge adversaries. While the psychological or social is subjective, reflecting the opinions and attitudes of the civil society willingness to support governments efforts to achieve human security. However, contextual nature of national security introduces more complications in an increasingly multi-centric world of nation- states. For instance the overview of United States of America’s national security strategy in 2006 by former president George Bush reads: 4 “To seek and support democratic movements and institutions in every nation and culture, with the ultimate goal of ending tyranny in our world. In the world today, the fundamental character of regimes matters as much as the distribution of power among them. The goal of our statecraft is to help a world of democratic, well governed states that can meet the needs of their citizens and conduct themselves responsibly in the international system. This is the best way to provide enduring security for America.” From this standpoint the USA can use various techniques of influencing national security, ranging from persuasion or offering of rewards to the threats or the actual use of force in its strategy. Buzan (1991) argues national security under conditions of ideology rivalry requires economic, and political security as well as military, in that sense the concept links military and foreign policy into a combined response to a set of threats across a broad spectrum of political, economic and military contingencies. The changing nature of threats to national security, particularly for democratic transitions states like Malawi, need nationally shared concept of national security strategy. This should look at threats that face the country. As noted by Wolfers (1962) “Security in objective sense measures the absence of threats to acquired values, and in subjective sense, it is the absence of fear that such values will be attacked. Such definition leaves questions such as whose and which values might be threatened by whom or what and by which means” Moller (2009) subdivides the meaning of security into different forms of security as illustrated in table below: Table 1: Forms of Security Label Referent object Value at risk Sources of threat Form of Threat National security The state (regime) Sovereignty, Other states (sub-state Military attack territorial integrity actors) Nations societal National unity, States migrants Genocide, ethnic groups identity cultures cleansing, discrimination Individuals, Survival, quality of The state globalisation Crime, under- humankind life Environmental Ecosystem, species, Sustainability security planet Societal security Human security development, terrorism Source Moller, B. (2009). 5 Humankind and Pollution, warming, natural disasters destruction of habitats Undeniably security should centre on people by finding non-violent solutions to disputes at the national, regional and internal levels. It will be necessary to carefully specify national interests and foreign policy posture to influence national security policy. 1.3 The Malawi experience with national security This part explores the historical background of national security in Malawi. It is presented for the purpose of understanding the context of national security, and in appreciation of the roles of the security institutions in the past. Malawi, then called British Protectorate and later Nyasaland, situated on Eastern and Southern Part of African continent, is surrounded by large countries ; Tanzania, Zambia and Mozambique. The country has witnessed considerable conflicts and instability throughout its history, at the hands of slave traders, colonial rulers and indigenous rulers on attaining independence in 1964 (Mandiza 2002). Land locked Malawi surrounded by large countries 6 In Malawi what is experienced is often not the preservation, protection and promotion of the values of the people and the nation, but rather self interests of the incumbent regimes (Moller 2009). On the physical context Malawi as a landlocked country is largely enveloped by Mozambique, yet only a third of the country is made of Lake Malawi (Nyasa). This has a bearing on national security strategy physically, because of the geographical position, size and topography. This influences a nation’s outlook and capacity as a nation’s power. Location in particular, is closely tied to the foreign policy of a country. Malawi could be a vulnerable nation because of its location unless is introduced technology to mitigate some of the factors. In many cases geographical obstacles to the acquisition of power for a country are costly or impossible to overcome.(Buzan 1991) Enveloped Malawi On the map indicated above, Malawi looks like a fish in the mouth of a big fish 7 The origins of national security dates back, from 1891 to 1921 when the army and police institutions were established. During that period the security agencies were used to protect the interests of the colonial masters. The police and the army helped discipline workers on European owned estates. They also enforced racial discrimination to perpetuate the inferior position of the Africans. During the post-independence and one party rule, 1964 to 1994, the roles and missions of the security institutions in Malawi had been a continuation of colonial system of national security. The security institutions (police, intelligence services) were the main effective tools of the state in carrying out policies of repression. The dawn of multiparty democracy in 1994 brought some changes in the security system from a state and elite focused view of security to one that places the citizenry of Malawi as first to be protected in any form of danger. Nevertheless eighteen years after the attainment of Malawi’s inclusive democratic government (1994 – 2012) not much seems to have changed in terms of a national security strategy of a country. It is the same old traditional approach to national security issues that is being pursued. Administratively from 1994 to 2012, the country has experienced a lot of internal causes to instability. Not withstanding what the current constitution contains on human rights clauses to be enjoyed by the citizens of Malawi, a recent review of these and other issues has been articulated by Kanyongolo (2006). The desired democratic tenets such as those of an independent judiciary, a free press or television broadcast suffer from absolute control by government. As long as individual political leaders are key to absolute control over the security sector, and as long as it is seen as a means of building and sustaining power, real protection of the people of Malawi may remain elusive. The national security of the state and the people will remain a closed system and compromised (Ball et al 2003 and The Constitution of the Republic of Malawi, 1994). According to Chirwa (2012) the general picture in the literature review reveals that Malawi has had no overarching security strategy. The country has been guided by broad mandates stipulated in the constitution and much by directives or party manifesto provided by political leaders from time to time. For instance during Dr. H.K. Banda’s era as life president of Malawi (1964 to 1993) the country and the people of Malawi had to abide by the four corner stones of the ruling Malawi Congress Party (MCP) manifesto: Unity, Loyalty, Obedience, and Discipline. Security forces and other security services were used, coercively, to serve the interests of the few in power rather than the legitimate security needs of the people of Malawi. Similarly, during multiparty both presidents; Dr. Bakili Muluzi and Dr. Bingu Wa Mutharika (1994 to 2004 and 2004 to 2012) respectively have had in their own ways forms of security strategy derived from party manifestos. What is clear is that the actual forms of government in the past up to the present have had their own strengths and weaknesses in playing a role in the application of national security strategy for Malawi. To this end Malawi has been a weak state, 8 where the ruling elites have used the machinery of government primarily to secure the continuation of their rule. The concept of national security – the security of a whole socio-political entity has been inapplicable. For instance during Dr. H.K. Banda’s authoritarian rule, suppression of opposition political parties through the widespread use of torture and imprisonment and assassinations, the violent suppression of political expression and forced firing of government officials was the order of the day. The government weakened the security services by creating divisions, established elite units such as Malawi Young Pioneers (MYP) known as “termites” and fueling rivalry between, the police and the army. The government restricted in various ways individuals’ freedom and initiatives by formulating highly organized security institutions as watch dogs against any dissent (Collins 2009). During the current democratic system of governance by comparison requires security strategy by consensus – building and persuasion in an open pluralistic society. Apparently this might not be the case for the security strategy of the country. The transition to multiparty democracy and the political leaders in Malawi have retained control of the state, through careful manipulation of internal opponents. This has involved monopolizing and controlling the media. For instance the case of Malawi Broadcasting Corporation, and Television Malawi as already alluded to. Co option of the opposition members to the ruling party, the case as away to suppress and weaken it and ganner the much needed support form them. This is common of the parties that have been in power in Malawi. Likewise during the reign of Dr. Bakili Muluzi and Dr. Bingu Wa Mutharika, on many occasions they favoured certain groups of people in the allocation of resources and oppressed the minorities for instance northerners in Malawi (Tumbuka) who were viewed as hostile. Appointment of members of own ethnic group to positions of power, such as Treasure General, Reserve Bank Governor, Director of Malawi Revenue, Inspector General of Police were characteristic of the second four year term of Bingu Wa Mutharika. According to Chirwa (2012) Malawi may have a sound democratic system that has little in common with actual national security strategies for a modern multiparty government system. However the opening of political space with the current leadership is an opportunity for a major strategic moment in the advancement towards the countries national security strategy. There is a window of opportunity to place national security policy to have an entry point and be locally owned by the people. The current President Joyce Banda in her speech during nation address on 18th May 2012 emphasized the need for Malawi to develop a national security policy. She defined security as the provision of basic human needs and freedom for the vulnerable groups. By and 9 large the citizenry in Malawi, their altitude toward, and expectation of what the government is to do and how best they can be involved is being reflected by the political leadership (Namathanga 2012). 1.4. The Malawi experience on access to information This part explores the tenuous and increasingly complex and critical relationship between national security and right to information in Malawi. According to Collins (2009) security is a fundamental goal of all states and to support that search for security governments collect and releas information. Information, whether from a product, process or people, involves collecting and analyzing from the domestic and international environment. The resulting information is used by decision makers of governments for the good of the state and its people. Governments, businesses and the people are all driven by the need for and availability of information, as well as by the need to keep information away from others (Collins 2009). It is pertinent to note that events on the right to information in this paper are discussed within the political situation from the time of authoritarian rule of Dr. H.K. Banda (1964 to 1993) a period of dictatorship characterized by excessive government secrecy and to the emergence of Democracy from 1994 to the present time. The situation provides some lenses on what was happening in the period under review in terms of policy changes by the various governments (Shawa 2012). Malawi has never had a policy on access to information underpinning collective decisions which would impact on the national security of the state, the citizenry and their assets since independence in1964. In the literature on the relationship between secrecy and transparency in the authoritarian rule, the history of access to public information held by the State and its organs in Malawi has been symptomatic of the country’s political and economic history. The one party system of government did not make provision for access to public information as a right. The government of Dr. Banda adopted and inherited the colonial policies and laws. The numerous policies and laws emphasized confidentiality and official secrecy (Kanyongolo 2012; Africa 2009). The 1994 Constitution marked a radical departure from this position by hastely providing that access to public information held by the State and any of its organs as a human right. During this period the security services and other organs of the State were untouchable from public scrutiny. The old Police Act of 1967, the Malawi Army Act 1965 and the official Secret of 1913, security services served to draw a veil of secrecy around them. As explained in the previous sections, the security forces suppressed the people through widespread use of torture imprisonment and assassination as result of policy vacuum on right to information and freedom 10 of expression. This was the case given the secrecy surrounding the security services and the potential for abuse of such secrecy and lack of transparency. Despite attaining multiparty system of government in 1994 and enacting the democratic constitution which was published in the government gazette on 16 may 1994, whereby the constitution has specific provision on access to information in its section 37 that reads: “Subject to any Act of Parliament, every person shall have the right to access to all information held by the state or any of its organs at any level of Government in so far as such information is required for the exercise of his rights.” No leader in Malawi has ever adhered to all or some of these clauses. Most contentions with Malawi leaders have been the issue of assets declaration, which seem to many as a thorn in the fresh. Sentala (2008) citing the Constitutions of the Republic of South Africa (1994) which put a specific time frame when the Act of Parliament would be passed, the Malawi Constitution does not provide for a time frame within which the enabling Act would be passed. The absence of such time frame has created laxity amongst government officials on the need to enact the Access to Information Act in Malawi. After its first draft in 2003 by the Media Institute of Southern Africa (MISA Malawi), the bill has not been tabled in Parliament. According to Sentala (2008) the Bill was supposed to be officially presented to the relevant ministry (in this case Ministry of Information and was done) which would in turn present to the Ministry of Justice and then to Cabinet before its final presentation for deliberation to Parliament. When the researcher contacted the Ministry of Information at the time of writing this paper, the Bill was still being revised by the Ministry. Consequently Malawi does not have any policy on access to information about the information it holds or generates. Surprisingly the Intelligence Services have no intelligence Act and operate under the Presidential decree. In this regard policy makers of the new political order in the multiparty democracy have not reflected the implications of transparency of the Intelligence Services in Malawi. They operate illegally and it is not clear what information created or held need to be protected by them. This displays a significant continuity of the 30 year authoritarian rule of Dr. H.K. Banda. The current situation is that there is serious concern that the National Intelligence Bureau needs a legal mandate. 1.5 Balancing between national security imperatives and the right to and access to information. National security is crucial for any country in a democracy. It is this broad framework in which security policy guidelines will be realized, relating to human rights, political conduct, and for the preservation and protection of the community and the country. In tandem with this view, Africa 11 (2009) adds that access to information is recognized as a basic human right in several International Covenants. Africa (2009) further cites D’Souza (1999) and contends that International law permits governments to legislate in favour of the protection of states secrets and several International Covenants which promote freedom of information by subjecting this right to certain qualifications. Access to public information is essential for democratization and development. In Malawi access to public information is supposed to guarantee by law. However in practice, access to information is reported to be difficult due to a range of obstacles as discussed above. In Malawi the most far reaching barriers that obstruct access to public information are old policies and laws. None of the policies, laws and statutes that impede access to information have been subjected to judicial challenge for consistency with the constitutional guaranteeing of the right to access public information of 1994 (Kanyongolo 2012 and Africa 2009). Likewise Kanyongolo (2012) further asserts that although the constitution of Malawi establishes the basis for citizens to demand access to public information, challenges remain with respect to users of the information. Mostly this includes low levels of formal education attainment many individuals to know and understand possible content of public information held by the State. In conclusion, it is important for the government of Malawi to enact the access to information bill into law and repeal and/or amend all laws that impede efficient and effective access to public information. The government should also adopt and implement the access to information policy. Before multiparty democracy in 1994, the Malawi state was secretive and was subjected to laws which contained severe penalties for disclosure of state secrets (See Annex 1). The constitutional right to access to information coexists uneasily with the laws and administrative instruments designed to protect and filter classified information. These laws are vestiges of the authoritarian era as indicated in annex 1, which empowers public officials to restrict access to information even though this new dispensation of multiparty democracy cannot progress under such archaic laws. This calls for new thinking and new ways of doing things if access to information is to be fully realized. 12 References Africa, S. (2009) Well-kept secrets, the right of access to information and the South African Intelligence Services, Midrand: Institute for Global Dialogue Africa, S. (2009) Governing Intelligence in the South, African Transition, and Possible Implications for Africa, Wits University Press RSA. Ball, N. and Fayemi J.K. (Ed) (2003) Security Sector Governance in Africa: Ahand Book. Institute for Security Studies Pretoria R.S.A Buzan, B. (1998) People, States and Fear: The National Security Problem in the Third World: Chapel Hill; University of North Carollina Chirwa, M. (2012) National Security Policy and Implications for the Security Sector in Malawi, Report of Course Proceedings: Capital Printing Press, Lilongwe Malawi Collens, A. (2009) Contemporary Security Studies. OUP Oxford University. UK. Fitz-Gerald, A. (2007) In the name of National Security: is Britain Well Served? Addressing the requirements for a UK National Security Strategy, Centre for Security Sector Management. Cranfield University. UK Gausi, P. (2012) National Security Policy: The Case of Malawi, Centre for Security Studies, Mzuzu University Government of Malawi (1999) The Constitution of the Republic of Malawi: Government Print, Zomba Government of Malawi (1968) The Police Act Chapter 13.01 Government Print, Zomba Government of Malawi (1965) The Malawi Army Act Chapter 12:01. Government Print, Zomba Government of Malawi (1966) The Official Secret Act Government Print. Zomba Kanyongolo, F.E. (2006). Malawi Justice Sector and the Rule of Law, Johannesburg: Open Society Institute. Kanyongolo, F.E. (2012). A draft Research Report: Obstacles to Access to Information in Malawi, Zomba Malawi. Mijoni, P. (2009) Disaster Prevention and Management. An International Journal Vol 18 No.5 Emerald Goup Publishing Limited. UK. Namathanga, P. (2012) Concept of Security and Security Sector. Report of Course Proceedings: Capital Printing Press, Lilongwe Malawi. Phiri, I.M.G. and Saka, A.R. (2006) The Impact of Changing environmental conditions on vulnerable communities of the Shire Valley, Southern Malawi Climate Change and Small holder farmers in Malawi: Understanding poor people expenses in climate change adaptation. Action Aid Sentala, K.S. (2008) Access to Information Legislation in Malawi: A paper presented at the African Network for Constitutional Lawyers Symposium. University of Cape Twoen (UCT). Shawa, B. (2012) a Deliberative Democracy Perspective to Governance in Malawi: The Challenge of Big Man Syndrome. Report of Course Proceedings: Capital Printing Press, Lilongwe Malawi. Sarkesian, W.C Williams, J.A and Cimbal, S.J. (2002) US National Security: Policy Makers, Processes and Politics. London: Lynne Preinner Publishers. 13 Annex 1 Summary of Statutory Barrier to Access to Information Statute Provision that acts as Barriers to access Banking Act (1989) Except when in the performance of his duties or the exercise of his functions, or when required to do so by any court or under any law, neither any inspector appointed under section 12 or 22 nor any person appointed as advisor under section31 (1) (d) nor any director, manager, officer or employee of the Reserve Bank, shall disclose any information relating to the business of any bank or financial institution which he has acquired in the performance of his duties or the exercise of his functions. The Reserve Bank may publish in whole or in part in such form and at such time as it may deem fit, any information or data furnished or collected under this Act: Provided that no information or data which might disclose the particulars of a bank or financial institution or a customer of such bank or financial institution, shall be published unless the consent of such bank, financial institution or customer, as the case, has been obtained. Capital Market Development (1990) Officials and personnel of a self-regulatory organization shall maintain secrecy regarding any information which they have obtained as a result of performance of their functions or otherwise, and shall not use the knowledge of such information for themselves personally or for others, whether in anyway related or totally unrelated to the capital market. Criminal Procedure Evidence Code (1967) If any person affected by any judgment or order passed in any proceedings under this Code desires to have a copy of the judgment or order or any deposition or other part of the record, he shall on applying for such copy be furnished therewith upon payment of such fee as may be prescribed by the Chief Justice from time to time. and Defence Force Act (2004) No person subject to military law under this Act who lacks authority, shall disclose any information which is or appears to be “information useful to the enemy either directly or indirectly. National Assembly (Powers and Privileges) Act (1957) No stranger shall be entitled, as of right, to enter or to remain within the precincts of the Assembly and the Speaker may at any time order him or her to withdraw from the precincts of the Assembly Official Secrets Act (1913) It is a criminal offence to disclose (i) any secret official code word, or pass word, or any sketch, plan, model, article, note, document, or information which relates to or is used in a 14 “prohibited place” or (ii) anything in such a place, or which has been made or obtained in contravention of this Act, or which has been entrusted in confidence to him by any person holding office under the Government or (v)which he has obtained or to which he has had access owing to his position as a person who holds or has held office under the Government. Preservation of Security Act (1960) Public The Minister is empowered to prohibit the publication and dissemination of any matter which appears to him to be prejudicial to public security, and to authorize the regulation and control of the production, publishing, sale, supply, distribution and possession of publications; Protected Places and Areas Act (1960) The Minister, in his discretion, may, require an occupier of any place declared by the Minister to be a “protected place or area” to take such steps as the Minister, in his discretion, may deem necessary in the public interest for the safeguarding of information relating to such place or area. , or for the security of any classified information or document which may be furnished to such occupier in his capacity as such, by any public officer. Reserve Bank of Malawi Act (1989) Except when in performance of his duties, no director, officer or employee of the Bank shall disclose any information relating to the affairs of the Bank or of any bank, financial institution, company or individual which he acquired in the performance of his duties or the exercise of his functions under this Act Treaties and Conventions Publication Act (1984) Treaties and other international agreements shall be officially published in English and only the English version shall be regarded to be the authoritative version of the treaty or agreement in question. 15 16
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