International Journal of Obesity (1998) 22, 236±242 ß 1998 Stockton Press All rights reserved 0307±0565/98 $12.00 Differences in resting energy expenditure in African-American vs Caucasian overweight females JM Jakicic and RR Wing University of Pittsburgh School of Medicine, Pittsburgh, USA OBJECTIVE: The purpose of this study was to examine differences in both resting energy expenditure (REE) and respiratory quotient (RQ) between overweight African-American and Caucasian women of comparable age and body mass index (BMI). DESIGN: Cross-sectional. SUBJECTS: REE was assessed in 41 women (22 African-American and 19 Caucasian) who were recruited to participate in this study. The African-American women were aged 36.4 5.7 y with a BMI of 32.6 5.4 kg/m2, and the Caucasian women were aged 35.4 5.7 y with a BMI of 31.3 3.4 kg/m2. MEASUREMENTS: Body composition was assessed using dual energy x-ray absorptiometry (DEXA). REE was assessed via the dilution technique following an overnight fast. RESULTS: REE was lower in African-Americans (7279 825 kJ/d) compared to Caucasians (7807 854 kJ/d) (P 0.051). Analysis of covariance showed that REE remained signi®cantly lower in African-American women after correcting for body weight and lean body mass. There was no effect of ethnicity on RQ. CONCLUSION: These results indicate that there is a signi®cant difference in REE between Caucasian and AfricanAmerican overweight women. This difference in REE may contribute to the higher rates of obesity found in the African-American population. This difference may also partially explain the smaller weight losses typically seen in African-American women when compared to Caucasian women enrolled in a weight loss program. Keywords: metabolic rate; body composition; obesity; African-American Introduction It is estimated that approximately one in three adults in the United States over the age of 20 y is at least 20% over their ideal body weight. However, the number of overweight African-American women is especially high, with approximately 48% of AfricanAmerican women classi®ed as overweight.1 It has been hypothesized that this may be due in part to cultural and socioeconomic differences,2±4 and to behavioral factors such as lower levels of physical activity compared to Caucasians.5±7 However, there is evidence which indicates that differences in metabolic factors may contribute to the higher rates of obesity in African-American women. Several recent studies have suggested that the rate of resting energy expenditure (REE), which accounts for approximately 65% of total energy expenditure, may be lower in African-American women compared to Caucasian women. The study by Foster et al8 reported a signi®cantly lower REE in obese AfricanAmerican women compared to obese Caucasian Correspondence: John M Jakicic, PhD, University of Pittsburgh School of Medicine, Western Psychiatric Institute and Clinic, 3811 O'Hara Street, Pittsburgh, PA 15213, USA. Received 21 May 1997; revised 15 OCtober 1997; accepted 3 November 1997 women, and similar results were shown in lean women.9 However, Nicklas et al10 showed no effect of ethnicity on REE in older adults. In these studies, the results remained unchanged after correcting for fat-free mass (FFM). It has been shown that bone density is higher in African-Americans when compared to Caucasians,11,12 and this may contribute to a greater amount of FFM in this population. However, studies examining differences in REE between AfricanAmericans and Caucasians that have adjusted for FFM have not considered the in¯uence of bone density on these results. Therefore, it may be advantageous to include a measurement of bone density in these studies. Another physiological factor that may contribute to the development of obesity is substrate oxidation rates. Zurlo et al13 showed a signi®cant relationship between 24 h respiratory quotient (RQ) measured in a respiratory chamber and weight gain in Pima Indians. In addition, data from the Baltimore Longitudinal Study indicate that non-obese men with a higher fasting RQ are at increased risk for weight gain when compared to individuals with a lower RQ.14 These results suggest that individuals with a low rate of fat oxidation (a high RQ) are more likely to gain weight than individuals with a higher rate of fat oxidation (a low RQ). However, the limited number Ethnicity and resting energy expenditure JM Jakicic and RR Wing of studies that have compared African-American and Caucasian women have had mixed results. Chitwood et al9 showed a signi®cantly higher RQ in lean African-American women compared to lean white women. In contrast, both Nicklas et al10 and Foster et al8 found no difference in resting RQ between obese African-American and Caucasian women. Thus, additional research in this area appears warranted. Therefore, the purpose of this study was to examine the following questions: 1) Are there signi®cant differences in REE between African-American women and Caucasian women after correcting for body weight, FFM and bone mineral content (BMC), and 2) are there signi®cant differences in resting RQ between overweight African-American and Caucasian women? Methods Subjects Fifty-®ve overweight women (27 Caucasian and 28 African-American) were recruited to participate in this study. Participants were recruited through local newspaper and radio advertisements. Subjects were asked to identify their ethnic/racial group and were to select from the following choices: 1) White, 2) African-American or Black, 3) Asian American or Asian, 4) Native American Indian, 5) Hispanic, 6) other ethnic/racial group. Only those individuals identifying themselves as `White' or `African-American or Black' were eligible to participate in this study. Subjects were aged 25±45 y and had a body mass index (BMI) of 25.0±40.0 kg/m2. In an attempt to recruit participants of similar age and BMI from each of the ethnic groups, eligible subjects were divided into three BMI categories and two age cate- gories according to the age and BMI reported during an initial telephone interview. Age categories were 25±35 y and 36±45 y, with BMI categories set at <30 kg/m2, 30±35 kg/m2 and >35 kg/m2. For younger women, the BMI distribution was eight (three Caucasian, ®ve African-American), nine (®ve Caucasian, four African-American), and three (one Caucasian, two African-American) in each of the BMI categories. For women aged 36±45 y the distribution in the BMI categories was 16 (nine Caucasian, seven AfricanAmerican), 13 (seven Caucasian, six African-American), and six (two Caucasian, four African-American), respectively. Based on self-reported medical history, subjects were not taking prescription medication, were free from metabolic disorders (for example hypothyroidism, diabetes) and were non-smokers. Seven Caucasians and eight African-Americans reported never consuming alcoholic beverages, with the remainder of the subjects reporting consuming alcoholic beverages 2 d/week. Descriptive characteristics of these subjects are presented in Table 1. Prior to participation in this study, all subjects provided written informed consent and competed a medical history questionnaire. All procedures were approved by the Institutional Review Board at the University of Pittsburgh. Weight and height Each subject wore a light-weight hospital gown and was weighed on a calibrated balance-beam scale (Detecto Inc, Webb City, MO). Height was measured using a calibrated stature board (Perspective Enterprises Inc, Kalamazoo, MI). Body composition and bone mineral content Body composition and bone mineral content (BMC) were measured using a Lunar (Madison, WI) DPXL Dual-Energy X-ray Absorptiometer (DEXA). The Table 1 Comparison of age, weight, and body composition between overweight African-American and Caucasian women (mean standard deviation) African-American (n 28)a Age (y) Weight (kg) BMI (kg/m2) BMD (g/cm2)a BMC (kg)a FFM (kg) (tissue BMC)a FFM (kg) (tissue only)a Fat mass (kg)a Percent body fat (FFM tissue BMC)a Percent body fat (FFM tissue only)a Dietary recallb Total intake (kJ/d) Carbohydrates (g/d) Fat (g/d) Protein (g/d) Physical activity (kJ/week) a Caucasian (n 27)b P-value 36.9 5.7 86.3 14.6 32.1 5.1 1.3 0.1 2.7 0.3 49.5 4.5 46.8 4.4 34.9 9.5 40.7 5.5 42.0 5.4 36.9 5.7 83.1 11.5 31.2 3.6 1.2 0.1 2.5 0.3 47.3 5.0 44.8 4.8 34.8 8.2 42.0 5.0 43.3 5.1 0.98 0.36 0.43 <0.001 0.01 0.09 0.12 0.98 0.39 0.40 8230 4826 250 161 75 56 74 39 970 944 6974 3056 202 106 68 35 61 19 1381 1238 0.26 0.20 0.61 0.13 0.27 Body composition values were not obtained on one African-American individual due to weight limitations of the dual energy x-ray absorptiometry (DEXA), thus the n for those variables equals 27. Dietary recall data not obtained on one Caucasian individual, thus n for those variables equals 26. BMI body mass index; BMD body mineral density; BMC body mineral content; FFM fat-free mass. b 237 Ethnicity and resting energy expenditure JM Jakicic and RR Wing 238 subject was placed in a supine position while their body was scanned in the total body scanning mode according to the scanning speeds recommended by the manufacturer. Results of this assessment provide estimates of fat mass, total FFM (FFMtotal tissue BMC), tissue FFM (FFMtissue total FFM ÿ BMC), BMC, and bone mineral density (BMD). Resting energy expenditure (REE) and respiratory quotient (RQ) Subjects were instructed to fast and abstain from vigorous activity for 12 h prior to the evaluation of REE. During this time subjects were instructed not to take any over-the-counter medications and were not to consume any ¯uids which contained caffeine (for example, coffee, tea, diet colas, etc.), however normal water consumption was permitted. These procedures are identical to the procedures used by Foster et al8 in their study of REE differences in Caucasian and African-American women. All REE assessments were completed between 07:00 and 09:00 h. REE was measured via the dilution technique15 using a SensorMedics 2900 metabolic measuring cart (Yorba Linda, CA) and a plastic canopy. The metabolic cart was calibrated prior to each test using known gas concentrations and volumes according to the procedures recommended by the manufacturer. Upon entering the laboratory the morning of the evaluation, subjects changed into a hospital gown and were weighed. Following a 5 min rest period in a seated position in an isolated room, resting blood pressure and heart rate were assessed. Subjects were then placed in a supine position for a rest period of 30 min prior to the assessment of REE. Following this 30 min rest period, subjects were placed under the canopy in a supine position for a 5 min acclimation period, which was followed by a 5 min steady state measurement period. The coef®cient of variation in REE was less than 5% for this minute-by-minute data. Similar methods were used by Foster et al.8 Unpublished results from our laboratory have shown no signi®cant difference in REE measured in the initial 5 min steady state period and the REE measured during a 20 min evaluation period with the mean difference being 117 343 kJ/d (28 82 kcal/d) and these values were signi®cantly correlated (r 0.92, P < 0.001). The coef®cient of variation for test-retest in our laboratory is 5.3%. The ratio of carbon dioxide produced to the volume of oxygen consumed, was used to compute the RQ that corresponded to each minute. Takala et al16 reported that the accuracy of the dilution method using a device similar to the SensorMedics 2900 Metabolic Cart is 4%. Therefore, because of this possible error, RQ's 0.68 were acceptable in this study. Dietary recall Intake of total calories and grams of carbohydrates, fats and proteins were estimated using the Block Food Frequency Questionnaire.17 Physical activity recall The Paffenbarger Physical Activity Questionnaire18,19 was used to assess physical activity. Statistical analysis Statistical analyses were performed using Statistical Packages for the Social Sciences (version 7.5 for Windows). Statistical signi®cance was de®ned as P < 0.05. Independent t-tests were used to assess differences in age, body weight, body composition, BMC, dietary intake, REE and RQ between Caucasian and African-American women. Differences in physical activity were assessed using a Mann-Whitney test. In addition, REE was analyzed using analysis of covariance (ANCOVA) controlling for body weight and FFM (FFMtotal and FFMtissue). Results Comparisons of the two ethnic groups showed no signi®cant differences in age, weight, BMI, fat mass, percent body fat, dietary intake or physical activity (see Table 1). Body composition, BMC and BMD data were available on 54 of the 55 subjects, with one subject not tested because she exceeded the maximum weight capacity of the DEXA (maximum weight capacity 120 kg). FFMtotal and FFMtissue were approximately 2 kg higher in the African-American women compared to the white women, but this difference was not statistically signi®cant. BMC was 0.21 kg higher in African-Americans compared to Caucasians (P < 0.01), and bone mineral density was 1.30 0.07 g/cm2 in the African-American women and 1.23 0.08 g/cm2 in the Caucasian women (P < 0.001). The focus of this study was to examine differences in both REE and RQ between African-American and Caucasian overweight women. Close examination of the REE and RQ data showed that 14 subjects did not meet either the REE (coef®cient of variation <5%) or RQ (0.68) criteria outlined earlier (see Methods). Therefore, data from 41 subjects were analyzed and characteristics of these subjects are presented in Table 2). Results showed that REE was 7489 825 kJ/d (1739 197 kcal/d) in African-American women compared to 7995 875 kJ/d (1865 204 kcal/d) in Caucasian women (P 0.051). REE remained signi®cantly lower in the AfricanAmerican women after correcting for body weight and body composition (Table 3). Using ANCOVA and including body weight as a covariate, results showed that REE was 707 kJ/d (169 kcal/d) lower in AfricanAmerican women (P < 0.001). The same pattern of results were shown when either FFMtotal or FFMtissue (Figure 1), rather than body weight, were included as covariates in the analysis (P < 0.001). Five women in this study (four Caucasian, one African-American) reported taking oral contracep- Ethnicity and resting energy expenditure JM Jakicic and RR Wing Table 2 Comparison of age, weight, and body composition between overweight African-American and Caucasian women (mean standard deviation) in 41 subjects achieving assessment criteria for REE and RQ African-American (n 22)a Age (y) Weight (kg) BMI (kg/m2) BMD (g/cm2)a BMC (kg)a FFM (kg) (tissue BMC)a FFM (kg) (tissue only)a Fat mass (kg)a Percent body fat (FFM tissue BMC)a Percent body fat (FFM tissue only)a Dietary recall Total intake (kJ/d) Carbohydrates (g/d) Fat (g/d) Protein (g/d) Physical activity (kJ/week) Caucasian (n 19) P-value 36.4 5.7 88.7 15.0 32.6 5.4 1.3 0.1 2.7 0.3 50.1 4.4 46.4 4.2 36.3 9.9 41.4 5.5 42.7 5.5 35.4 5.7 84.4 10.9 31.3 3.4 1.2 0.1 2.5 0.3 48.2 4.3 45.7 4.1 35.1 8.5 41.6 5.5 42.9 5.6 0.58 0.31 0.37 0.03 0.12 0.18 0.20 0.68 0.90 0.90 8669 4684 252 137 83 59 81 40 4412 4303 6852 2943 200 111 65 30 63 19 6672 5701 0.16 0.21 0.24 0.09 0.25 a Body composition values were not obtained on one individual due to weight limitations of the dual energy x-ray absorptiometry (DEXA), thus the n for those variables equals 21. Table 3 Analysis of covariance assessing resting energy expenditure (REE) between overweight African-American and Caucasian women controlling for weight and fat-free mass (FFM) (adjusted means standard deviation) Unadjusted REE kJ/d (kcal/d) REE adjusted for weight kJ/d (kcal/d) REE adjusted for FFMtotal kJ/d (kcal/d) REE adjusting for FFMtissue kJ/d (kcal/d) African-American (n 22)a Caucasian (n 19) 7279 825 (1739 197) 7192 825 (1718 197) 7133 825 (1704 197) 7346 825 (1705 197) 7807 854 (1865 204) 7903 854 (1888 204) 7912 854 (1890 204) 8108 854 (1889 204) P-value 0.051 <0.001 <0.001 <0.001 FFMtotal tissue fat-free mass plus bone mineral content; FFMtissue total fat-free mass minus bone mineral content. a indicates that n 21 when REE adjusted for FFMtotal and FFMtissue. tives. Therefore, the data were reanalyzed excluding these ®ve subjects. Results showed that REE for Caucasians was 7803 745 kJ/d (1864 178 kcal/d) and 7317 825 kJ/d (1748 197 kcal/d) for AfricanAmericans (P < 0.08). After adjusting for body weight, FFMtotal, or FFMtissue, REE was 674 kJ/d (161 kcal/d), 737 kJ/d (176 kcal/d), and 720 kJ/d (172 kcal/d) lower in African-American women, respectively (P < 0.005). Women were separated into three groups based on the number of days which had elapsed since their last menstrual cycle at the time that they were assessed. This was based on self-report and these groups were as follows: 1) no longer experiencing a normal menstrual cycle, 2) within 1±13 days of their last menstrual cycle, or 3) within 14±28 days of their last menstrual cycle. A similar grouping was used by Westrate.20 Results showed no difference in REE between the three groups when analyzed separately for Caucasians and African-Americans. REE for Caucasians in the three groups was 7912 578 kJ (1890 138 kcal), 7962 1231 kJ (1902 294 kcal), and 7531 578 kJ (1799 138 kcal), respectively (P > 0.10). For African-Americans in the three Figure 1 Relationship between resting energy expenditure (REE) and fat-free mass (FFM) (tissue only) for Caucasian (n 19) and African-American (n 21) women. 239 Ethnicity and resting energy expenditure JM Jakicic and RR Wing 240 groups, REE was 7397 938 kJ (1767 224 kcal), 7480 1059 kJ (1787 253 kcal), and 7091 628 kJ (1694 150 kcal), respectively (P > 0.10). RQ was not signi®cantly lower in African-American women (0.72 0.02) compared to Caucasian women (0.73 0.03), indicating no difference in substrate utilization rates under resting conditions. There were no differences in RQ between the two groups after reanalyzing the data using only those women not taking oral contraceptives. Further, there was no effect of menstrual cycle phase on resting RQ in either the Caucasian or African-American women (data not shown). Discussion Evidence suggests that metabolic differences may exist between African-Americans and Caucasians that may contribute to differences in the development of obesity in African-American women. The results of this study showed that there are differences in REE, with REE being signi®cantly lower in African-American women compared to Caucasian women, and this supports the ®ndings of other investigators.8,9 The magnitude of this difference in REE for the current study was approximately 506 kJ/d (120 kcal/d), which appears to be similar to the results shown by others. Chitwood et al 9 reported a difference in REE of 753 kJ/d (180 kcal/d) in lean women, whereas Foster et al 8 reported a difference of 393 kJ/d (94 kcal/d) in overweight adults. The results of this study showed that this difference in REE remained signi®cant even after correcting for both body weight and lean body mass (Table 3 and Figure 1). This further supports the ®ndings of both Chitwood et al 9 and Foster et al.8 However, both Chitwood et al 9 and Foster et al 8 estimated lean body mass using hydrostatic weighing, which did not allow them to correct for potential differences in BMC and BMD that exist between the two ethnic groups. The current study used DEXA and results showed that BMC was 0.2 kg higher in African-American women (P 0.12). Therefore, a strength of this study is the ability to examine the relationship between REE and FFMtissue after correcting for this potential difference in BMC. A second advantage to using DEXA is the ease of use compared to other methods such as hydrostatic weighing, and this may contribute to a reliable estimate of body composition. In fact, testretest using DEXA to assess body composition in our laboratory has shown a mean difference of 0.23 0.26% for percent body fat, 0.26 0.18 kg for fat mass, 0.12 0.10 kg for lean body mass, and 0.02 0.02 kg for BMC. Despite the advantages of using DEXA to assess body composition, this methodology is not without limitations. For example, both Kohrt21 and Roubenoff et al22 have suggested that there are factors which can affect the accuracy of DEXA when assessing soft tissue, one of which is hydration status. We did not conduct a clinical examination of these subjects, however none of the subjects in this study reported taking medications that would affect hydration or ¯uid balance (for example diuretics), nor did they indicate the presence of edema. Additional limitations include the cost and availability of this technology. A recent study conducted in our laboratory suggested that bioelectrical impedance analysis (BIA) may provide similar body composition data compared to DEXA in an obese sample of Caucasian and African-American women when the appropriate population prediction equation is used to estimate FFM.23 Therefore, it may be possible to use a lower cost, more readily available technology such as BIA to estimate FFM, and this can be used to provide an accurate adjustment of REE. The ®nding that REE remains signi®cantly lower in African-America women after correcting for the potential difference in BMC would suggest that the FFM of African-Americans is less metabolically active compared to Caucasians (Figure 1). The data presented in Table 3 shows that the difference in REE increased from approximately 500 kJ/d to 800 kJ/d when adjusted for either body weight, FFMtotal, or FFMtissue. This may provide a potential physiological mechanism to explain the difference in REE shown in this study, which could impact on weight regulation and contribute to the obese state in these individuals. However, because of the cross-sectional nature of these studies, the contribution that this lower REE has to the development of obesity in the AfricanAmerican women cannot be determined. To determine the effect of a lower REE on the development of obesity in African-American compared to Caucasian women, one would need to assume that caloric intake and physical activity were equal in these two ethnic groups. However, survey data has shown that patterns of energy intake24 and physical activity5±7 are different in African-American women compared to Caucasian women. Therefore, because energy expenditure and energy intake affect energy balance, the magnitude that each of these factors has on weight regulation may vary between individuals as well as population groups. There has been some evidence to suggest that African-American women are less successful than Caucasian women in weight loss programs.25±27 Data from this study suggest that a lower REE may contribute to the poorer weight loss in African-Americans which has been shown by other investigators. However, despite being statistically signi®cant, the magnitude of the difference in REE is rather small, suggesting that other factors may also contribute to poorer weight regulation in African-American women. For example, Wing and Anglin28 showed that African-Americans reported smaller decreases in calorie intake during the initial six months of treatment and had poorer attendance during months 6±12 Ethnicity and resting energy expenditure JM Jakicic and RR Wing than Caucasians, and this could have contributed to poorer weight loss and faster weight regain in this ethnic group. In addition, there may be other behavioral (for example, physical activity) and cultural factors (for example, social support) that could affect weight regulation in minority populations. Future studies should examine the interaction between physiological, behavioral and cultural factors that may explain the differences in both weight loss and weight gain in these two ethnic groups. The results published by Zurlo et al13 and Seidell et 14 al suggest that a low rate of fat oxidation, re¯ected by a high RQ, could contribute to weight gain. Thus, because of the high prevalence of obesity in adult African-American women compared to adult Caucasian women, it could be hypothesized that AfricanAmerican women would have a higher RQ than Caucasian women under resting conditions. The results published by Chitwood et al9 would support this hypothesis. However, the results of other studies8,10 showed no difference in RQ between with the two ethnic groups. The results of the current study also showed no signi®cant difference in resting RQ between the two groups. To explain these differences in results, one possible explanation may be differences in measurement procedures. However, a variety of other factors may contribute to the difference in ®ndings regarding RQ. For example, studies showing no difference in RQ between the ethnic groups examined subjects that were older (mean age > 35 y) and heavier (mean BMI > 30 kg/m2) compared to those subjects in the Chitwood et al9 study, and this may have in¯uenced the results. Whether the difference in RQ which exists in younger, normal weight women9 contributes to the development of obesity should be examined further. Despite the results of this study being similar to result shown by others,8±10 the current study is not without limitations. The subjects in this study reported to the laboratory the morning of the assessment of REE, and this did not allow for maximum control over factors that could potentially affect REE such as food intake, physical activity and sleep. Berke et al29 showed that the REE is affected by the pretest environment and the REE is elevated when measured under outpatient conditions compared to inpatient conditions. A second limitation may be the lack of control related to the phase of the menstrual cycle during which REE was assessed. The results of this study showed that REE did not differ between women categorized according to self-reported days since the ®rst day of their current menstrual cycle, and Westrate20 showed similar results. However, previous studies have shown that REE may differ from 5±10% between the luteal and follicular phases of the menstrual cycle.30,31 Therefore, future studies should consider factors related to pretest environment and menstrual cycle when examining REE. In summary, this study showed that REE is signi®cantly lower in overweight African-American women compared to Caucasians, and this difference remains signi®cant after correcting for both body weight and lean body mass. These results suggest that differences in REE may contribute to differences in weight regulation and could potentially contribute to an increase in the prevalence rates of obesity in African-Americans. Furthermore, the results from this study indicate that African-American and Caucasian women had similar patterns of substrate oxidation when expressed by the resting RQ. Future research should focus on the interaction of REE and RQ with other physiological, behavioral, and cultural factors to assess their in¯uence on the development and treatment of obesity in minority populations. Acknowledgments This study was supported by the National Institutes of Health with awards to Dr Wing (DK29757) and Dr Jakicic (HL561227), and the Obesity/Nutrition Research Center at the University of Pittsburgh (DK46204). The authors would like to thank Carena Winters, MS, Kim Petrovich, RN and Gwendolyn Chancellor for assisting with the collection of data for this project. References 1 Kuczmarski RJ, Flegal KM, Campbell SM, Johnson CL. Increasing prevalence of overweight among US adults: the National Health and Nutrition Examination Surveys, 1960 to 1991. JAMA 1994; 272: 205±211. 2 Kumanyika SK. Obesity in minority populations: an epidemiological assessment. Obes Res 1994; 2: 166±182. 3 Kumanyika SK. Special issues regarding obesity in minority populations. Ann Intern Med 1993; 119(7 : 2): 650±654. 4 Striegel-Moore RH, Wil¯ey DE, Caldwell MB, Needham ML, Brownell KD. 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