Journal of Molecular Structure: THEOCHEM 761 (2006) 89–95 www.elsevier.com/locate/theochem Intermolecular ligand exchange in alkyltin trihalides: Semiempirical and density functional theory calculations Bellie Sundaram Krishnamoorthy a, Ravichandran Lalitha a, Krishnaswamy Panchanatheswaran a,*, Pratim Kumar Chattaraj b a b Department of Chemistry, Bharathidasan University, Tiruchirappalli 620 024, India Department of Chemistry, Indian Institute of Technology, Kharagpur 721 302, India Received 26 August 2005; received in revised form 30 November 2005; accepted 1 December 2005 Available online 23 February 2006 Abstract The mechanism of intermolecular exchange of methyl and ethyl groups for chlorine in CH3SnCl3 and C2H5SnCl3, respectively, has been probed through semiempirical (PM3) and density functional theory (B3PW91 and B3LYP) calculations. The reaction is explained by a mechanism involving the formation of the transition state comprising bridging alkyl and chloro groups. The PM3 calculated activation energies are 37.5 and 36.4 kcal molK1 while the B3LYP/LANL2DZ calculated activation energies are 50.4 and 41.3 kcal molK1 for the methyl and ethyl analogues, respectively. The rate constants calculated at the DFT level are in close agreement with the corresponding experimental values. q 2006 Elsevier B.V. All rights reserved. Keywords: Ligand scrambling; Organotin; PM3; DFT 1. Introduction Since, the discovery of diethyltin iodide [1] several useful [2,3] organotin compounds have been synthesized. However, the mechanistic aspects of only few reactions involving organotin compounds such as insertion [4], cycloaddition [4] and hydrostannylation [5], have been analyzed through semiempirical methods. To explain the stereospecificity in reactions of allylstannanes with aldehydes [6] and the transmetallation of 2-trimethylstannylbuta-1,3-diene with SnCl4 [7] calculations have been performed at the B3LYP/6-31G** level whereas MP2/6-31CG* calculations have been carried out for the reactions of allyltin complexes, with water and carbonyl compounds in the gas phase. It was shown that the latter would be less reactive toward hydrolysis than allylation [8]. Intermolecular ligand exchange (disproportionation) is a common process in organotin chemistry although examples for such reactions are known for the compounds of other elements like Mo [9], Si [10], Al [11], Zr [11] and Au [12]. The fourth Sn–C bond in tintetraalkyls is lower in energy [13] and may contribute for the * Corresponding author. Tel.: C91 431 2407053; fax: C91 431 2407045. E-mail address: [email protected] ( K. Panchanatheswaran). 0166-1280/$ - see front matter q 2006 Elsevier B.V. All rights reserved. doi:10.1016/j.theochem.2005.12.011 dissociation. Thus, the tetraalkyltin compounds readily participate in ligand redistribution reactions as observed in the Kocheshkov reaction [14] with R4Sn (RZalkyl or aryl) and SnCl4 with or without solvent [15]. In the presence of catalytic amount of phosphine complexes of palladium and platinum, dialkyltin chlorides also undergo ligand exchange with SnCl4 [16]. The ligand exchange reaction, with trialkyltin halides is catalyzed by nucleophiles. The exchange reaction in MeSnCl3, to form SnCl4 and Me2SnCl2 [17] as well as halide-allyl exchange have been observed between two molecules of Bu2(CH2aCH– CH2)SnCl [18]; Bu2SnCl2 and Bu2Sn(CH2aCH–CH2)2 yield Bu2(CH2aCH–CH2)SnCl upon reaction as neat reactants or in the presence of water or organic solvents. Ligand exchange process also decides the course of certain organotin reactions. For example, reaction of tribenzyltin chloride with 1,10-phenanthroline yielded the complex, (C6H5CH2)2SnCl2.(o-phenanthroline) [19] as one of the products. The reaction of (C6H5CH2)2SnCl2 and o-phenanthroline yielded the complex of C6H5CH2SnCl3.(ophenanthroline) [20]. The results can be accounted for by a ligand redistribution of (C6H5CH2)3SnCl and (C6H5CH2)2SnCl2 to form other tin halides. Ligand redistribution occurs more readily between R3SnMe and Me2SnCl2 with small alkyl groups [21]. The reaction depends upon the nature of tin substrates and halogens and also the temperature. At high temperature multistep exchange occurs. Again exchange is more favourable for organotin chlorides than for organotin bromides. 90 B.S. Krishnamoorthy et al. / Journal of Molecular Structure: THEOCHEM 761 (2006) 89–95 Scheme 1. As part of our investigation into the mechanistic aspects of reactions involving some organotin compounds by semiempirical and DFT methods, we have probed the mechanism of disproportionation of CH3SnCl3 and C2H5SnCl3. 2. Computational details The semiempirical molecular orbital calculations are carried out using standard PM3 [22] method available in MOPAC 6.0 program package [23]. Structures of molecules are drawn on the PCMODEL package of Serena software [24] and then optimized, which are used as inputs for MOPAC. Transition states are located by the reaction coordinate method [25], refined by gradiant norm minimization and the stationary points are characterized by calculating force constants [26]. Intrinsic reaction coordinate calculations using internal coordinates are performed to verify that computed transition states are saddle points between reactants and products. The PM3 optimized geometries are given as inputs for DFT calculations. The DFT calculations are performed using the GAUSSIAN 03 program [27]. Both B3LYP [28,29] and B3PW91 [30] functionals are used for this purpose. In order to check the usefulness of PM3 results, which is often important for large molecules for which more sophisticated methods take large cpu time we compare the PM3 results with two standard DFT level results in the present work. The standard LANL2DZ [31] basis set is used throughout the study since it is known to provide reliable results. It was successfully employed for assessing relative stability of SnaSb and SnbSb systems [32], geometry optimization of ReSnCl2 structures [33] and orbital interactions in the hypothetical MbSn bonds (MaCr, Mo, W) [34]. All the structures obtained in the present computations are confirmed to be real minima or transition states via frequency analysis. Solvent effects are studied by performing self consistent reaction field (SCRF) single point energy calculations using the static isodensity surface polarized continuum model (IPCM) [35] for all the B3PW91/LANL2DZ and B3LYP/LANL2DZ optimized structures. Since, conceptual DFT has been quite successful in providing theoretical foundations of popular qualitative chemical concepts [36], we have calculated global hardness, an index of reactivity [hZ(IKA)/2], chemical potential, which gives the escaping tendency of electron cloud [mZK(ICA)/2], global softness [37] [SZ1/2h] and electrophilicity [38] [uZm2/2h] values for all the molecules to study the reaction course, where I and A are ionization potential and the electron affinity of the molecular system. From Koopmans’ theorem they are related to HOMO and LUMO energies as IZKEHOMO and AZKELUMO. A finite difference approximation together with Koopmans’ approximation provide [39], mZ(EHOMOCELUMO)/2; hZ(ELUMOKEHOMO)/2. 3. Results and discussion The reaction mechanism proposed for the intermolecular ligand exchange in alkyltin trihalides is given in Scheme 1 Trichloromethyltin undergoes ligand exchange reaction [17] (at 50 8C, 98 h) to give SnCl4 and Me2SnCl2 in presence of solvents. Similarly, the exchange of methyl group in the R3SnMe and Me2SnCl2 is also assisted by solvents [21]. However, ligand exchange can occur even in the absence of solvent [15]. In the present theoretical computations at DFT and semiempirical level (PM3), reaction is modeled through the formation of the chloro and methyl bridged transition states. The activation energies for this reaction are 50.4 and 37.5 kcal molK1 at DFT and PM3 levels, respectively. The PM3 computed thermodynamic properties are given in Table 1. The PM3 bonding parameters for the MeSnCl3, SnCl4 and Me2SnCl2 are given in Fig. 1. The transition state geometry and selected metrical parameters are presented in Fig. 2. The normal mode associated with the imaginary frequency at Table 1 Thermodynamic properties at 298 K, and dipole moment values of MeSnCl3, TS1, SnCl4, Me2SnCl2, C2H5SnCl3, TS2 and (C2H5)2SnCl2 obtained from PM3 calculations Molecules Heat of formation (kcal molK1) Enthalpy (kcal molK1) Entropy (kcal K molK1) Free energy (kcal molK1) Ionization potential (eV) Dipole moment (debye) MeSnCl3 TS1 SnCl4 Me2SnCl2 C2H5SnCl3 TS2 (C2H5)2SnCl2 K83.62 K129.72 K101.21 K63.47 K87.62 K138.87 K70.98 6.26 12.44 5.79 6.75 7.18 14.42 8.46 0.10 0.16 0.09 0.10 0.11 0.17 0.12 K22.88 K33.93 K21.69 K23.74 K25.96 K36.30 K27.06 11.38 10.88 11.72 10.98 11.07 10.35 10.59 3.76 3.13 0.00 4.53 4.23 3.81 4.89 B.S. Krishnamoorthy et al. / Journal of Molecular Structure: THEOCHEM 761 (2006) 89–95 91 Fig. 1. B3LYP/LANL2DZ optimized geometries of MeSnCl3, SnCl4, Me2SnCl2, C2H5SnCl3 and (C2H5)2SnCl2 along with bonding parameters. B3PW91[B3LYP](PM3) (Å, 8). 591.7 cmK1 describes mainly the C6–Sn2 bond stretching of the TS1. Intermolecular ligand exchange reaction of EtSnCl3 can also proceed by the same mechanism through the chloro and ethyl bridged transition state (TS2). DFT and PM3 calculated activation energies for this reaction are 41.3 and 36.4 kcal molK1, respectively. The PM3 calculated thermodynamic parameters are included in Table 1. The normal mode associated with the imaginary frequency at 375.7 cmK1 describes mainly the Sn4–Cl3 stretching of TS2. In the transition states, tin acts as an electrophilic centre and chlorine and alkyl groups as nucleophiles. This is revealed by the charge distribution among the atoms in the TS1 and TS2. Further, the charge on tin in both the transition states are significantly higher than the charges on tin in CH3SnCl3 and C2H5SnCl3. Therefore, the feasibility of the reaction of nucleophiles with tin is enhanced. This, coupled with the fact that tin can assume six coordinated geometry readily indicates nucleophiles will have a significant role in stabilizing the transition states. The enhancement of the rate of the reaction in presence of nucleophiles as observed is thus indicated. The heats of formation values indicate that the transition states are less stable than the reactants or the products taken together (Table 1). The enthalpy change of the reaction and free energy change of the reaction are very low indicating that there is no new bond formation and only redistribution of bonds (Table 2) takes place. Kinetic parameters (rate constants) of both the reactions reveal that the reaction involving methyl group undergoes ligand exchange faster than involving ethyl group. The dipole moments of TS1 and TS2 indicate that they are considerably polar. The ligand exchange reactions of n-propyl, iso-propyl and n-butyltin trihalides were also probed through PM3 calculations. The PM3 calculated activation energies for the reactions involving n-propyl and n-butyltin trihalides (37.0 and 38.4 kcal molK1) are close to the activation energy values of methyl and ethyl species. However, the activation energy of the ligand exchange 92 B.S. Krishnamoorthy et al. / Journal of Molecular Structure: THEOCHEM 761 (2006) 89–95 Fig. 2. B3LYP/LANL2DZ optimized geometries for TS1 and TS2 with selected bond parameters. reaction involving iso-propyl group is considerably higher (44.5 kcal molK1) than those of the methyl, ethyl, n-propyl and n-butyl groups. Location of similar bridged transition state is not successful in case of ligand exchange reaction involving terbutyltin trichloride. We conclude that ligand exchange in the case of latter would not occur readily. with SnCl4 [7], and also in the stereospecific reactions of 1-alkoxy and 1-alkyl-alk-2-enylstannanes with aldehydes [6]. 5. DFT calculations The same mechanism has been probed through DFT calculations using B3PW91 and B3LYP functionals with LANL2DZ basis set, to get the better insight into the reaction mechanism. The B3LYP/LANL2DZ optimized structures of MeSnCl3, SnCl4, Me2SnCl2, EtSnCl3 and Et2SnCl2 are given in Fig. 1. The bond parameters of all the species obtained from the DFT and PM3 calculations are quite similar. B3LYP/LANL2DZ optimized transition state geometries along with selected metrical parameters are given in Fig. 2. The DFT optimized transition state geometries are quite similar to the TS geometries obtained from PM3 calculations. The charges of the tin atoms are computed to be 1.066 and 1.082 in TS1 and 1.079 and 1.064 in TS2. The energetics of the molecules calculated at the B3PW91/LANL2DZ, B3LYP/LANL2DZ, B3LYP//MP2/LANL2DZ, and with solvent effects of water and toluene at B3LYP/LANL2DZ levels are given in Table 3. The total electronic energies of TS1 and TS2 at B3LYP/LANL2DZ level are K176.36664 and K254.93407 hartrees while the single point 4. Structure of the transition state The geometry around both the tin atoms is distorted trigonal bipyramidal. In both TS1 and TS2 the two alkyl groups occupy equatorial positions and the chlorine atoms Cl1, Cl3 and Cl3, Cl12 are disposed axially around Sn2 and Sn4, respectively. In TS2 the two ethyl groups occupy the equatorial positions. Bond order analyses of TS1 and TS2 indicate the three center bonding nature of the SnCSn bridge, the contribution of tin being 19.6 and 19.1% in TS1 and 22.3 and 21.4% in TS2. Similar type of transition state structures with the trigonalbipyramidal geometry around both the tin atoms, are also obtained for the ligand exchange reactions involving n-propyl, iso-propyl and n-butyltin trichlorides at PM3 level of calculation. Such a transition state with five coordinated tin has been already identified in all the six steps of the transmetallation reaction of 2-trimethylstannylbuta-1-3-diene Table 2 PM3 Computed thermodynamic parameters at 298 K, for the reactions studied (kcal molK1) 2MeSnCl3/Me2SnCl2CSnCl4 2EtSnCl3/Et2SnCl2CSnCl4 DH DS DG Ea DH# DS# DG# 0.017 K0.11 K0.00 K0.01 0.34 3.17 37.5 36.4 K0.08 0.05 K0.04 K0.05 11.84 15.61 B.S. Krishnamoorthy et al. / Journal of Molecular Structure: THEOCHEM 761 (2006) 89–95 93 Table 3 Calculated energies (without zero-point energy correction) and activation energies obtained from B3PW91/LANL2DZ, B3LYP/LANL2DZ, MP2/LANL2DZ// B3LYP/LANL2DZ levels and with solvent effect of H2O and toluene at B3PW91/LANL2DZ and B3LYP/LANL2DZ levels obtained from SCRF calculations (IPCM method) Molecules B3PW91/ LANL2DZ energy (Hartrees) B3PW91/ LANL2DZ energy with solvent effect of H2O (IPCM method) (hartrees) 3Z78.39 B3PW91/ LANL2DZ energy with solvent effect of toluene (IPCM method) (hartrees) 3Z2.37 B3LYP/ LANL2DZ energy (Hartrees) B3LYP/ LANL2DZ energy with solvent effect of H2O(IPCM method) (hartrees) 3Z78.39 B3LYP/ LANL2DZ energy with solvent effect of toluene(IPCM method) (hartrees) 3Z2.37 MP2/ LANL2DZ// B3LYP/ LANL2DZ energy (hartrees) MeSnCl3 TS1 Me2SnCl2 SnCl4 Eab (kcal/mol) EtSnCl3 TS2 Et2SnCl2 Eac (kcal/mol) K88.28661 K176.49822 K113.15125 K63.40855 47.1 K127.55075 K255.04081 K191.67507 38.1 K84.16412 K168.28513 K111.78500 K57.94194 27.1 K123.45671 K246.89332 K188.95683 12.6 K84.16412 K168.27320 K110.94757 K57.94194 34.5 K123.45671 K246.87737 K188.95683 22.6 K88.22345 K176.36664 K113.12329 K63.31049 50.4 K127.49992 K254.93407 K191.67190 41.3 K84.09863 K168.14798 ta K57.84012 30.9 K123.40329 K246.78069 K188.95223 16.3 K84.098633 K168.136638 K110.915787 K57.840122 38.0 K123.403293 K246.765039 K188.952229 26.1 K87.335135 K174.585061 K112.261571 K62.395623 53.5 K126.442515 K252.815504 K190.473239 43.6 a b c t, not converged. Ea, energy of activation calculated for the reaction 2MeSnCl3/Me2SnCl2CSnCl4. Ea, energy of activation calculated for the reaction 2EtSnCl3/Et2SnCl2CSnCl4. calculations at MP2 level with the same basis set give K174.58506 and K252.81550 hartrees for the TS1 and TS2, respectively. Free energy of the reaction, free energy of activation and rate constants calculated at B3LYP/LANL2DZ level are given in Table 4. There is not much difference in the free energy of activation for the reactions involving methyl and ethyl species (26.9, 27.2 kcal/mol), calculated at B3LYP/LANL2DZ level. The rate constant values for the reactions involving methyl and ethyl species (1.1!10K7 and 6.7!10K8 l molK1 sK1) are in close agreement with the experimental value (2!10K7 l molK1 sK1 for the methyl tintrichloride) [14]. 6. Solvent effects Self consistent reaction field (SCRF) single point calculations (IPCM method) on the B3LYP/LANL2DZ optimized structures show that the solvents have considerable effect on the reaction. The energy of activation for the reactions involving methyl and ethyl species in water are 30.9 and 16.3 kcal/mol (Table 3). These are quite lower than the values of the gas phase energy of activations, i.e. 50.4 and 41.3 kcal molK1, respectively, and imply that the reaction is faster in solvent like water. On comparing the energy of Table 4 Free energy of the reactions, free energy of activation and the rate constants at 298 K, for the reactions calculated at B3LYP/LANL2DZ level Reactions Free energy of the reaction DG (kcal molK1) Free energy of activation DG# (kcal molK1) Rate constant (l molK1 sK1) 2MeSnCl3/Me2SnCl2CSnCl4 2EtSnCl3/Et2SnCl2CSnCl4 K0.4 1.1 26.9 27.2 1.1!10K7 6.7!10K8 Table 5 DFT calculated global hardness, chemical potential, electrophilicity, global softness and dipole moment values of the molecules at B3LYP/LANL2DZ level Compounds Hardness (h) (IKA)/2 (eV) Chemical potential (m)Z[K(ICA)/2] Electro-philicity uZm2/2h Softness SZ1/2h (eV)K1 Dipole moment (debye) MeSnCl3 TS1 Me2SnCl2 SnCl4 EtSnCl3 TS2 Et2SnCl2 0.106 0.075 0.123 0.091 0.104 0.073 0.118 K0.227 K0.250 K0.182 K0.269 K0.221 K0.246 K0.171 0.242 0.417 0.134 0.397 0.233 0.416 0.124 4.701 6.651 4.077 5.501 4.791 6.859 4.239 4.420 5.347 4.764 0.001 4.938 4.784 5.377 94 B.S. Krishnamoorthy et al. / Journal of Molecular Structure: THEOCHEM 761 (2006) 89–95 Table 6 Global hardness, chemical potential, electrophilicity, global softness and Dipole moments of the molecules obtained from B3PW91/LANL2DZ level Molecules Hardness (h)Z(IKA)/2 (eV) Chemical potential (m)Z[K(ICA)/2] Electro-philicity uZm2/2h Softness SZ1/2h (eV)K1 Dipole moment (debye) MeSnCl3 TS1 SnCl4 Me2SnCl2 EtSnCl3 TS2 Et2SnCl2 0.107 0.076 0.092 0.123 0.105 0.075 0.118 K0.23 K0.253 K0.272 K0.184 K0.223 K0.25 K0.173 0.246 0.42 0.404 0.137 0.237 0.417 0.126 4.66 6.563 5.453 4.062 4.772 6.688 4.232 4.499 6.993 0.001 5.039 5.136 5.557 5.523 activation in the solvents, water and toluene (Table 3), the reaction is shown to be more feasible in the more polar solvent. The activation energies obtained from the SCRF calculations at B3PW91/LANL2DZ level also reflect the same trend. Tables 5 and 6 give the global hardness, chemical potential, electrophilicity, global softness and the dipole moment values obtained from B3LYP/LANL2DZ and B3PW91/LANL2DZ levels for the molecules involved in the reactions taken in this study. The transition states TS1 and TS2 are softer than the reactants, MeSnCl3 and EtSnCl3, respectively. These transition states are higher in energy with respect to the reactants and products and possess lower hardness. This is in accordance with the maximum hardness principle (MHP), which states that the minimum energy structure has the maximum hardness [40,41]. The global hardness values of individual reactants and products reveal that the hardest species lie in the product side. The average hardness of the products is greater than the average hardness of the reactants, which indicate that the ligand exchange is energetically favourable in the forward direction. The dipole moments of the transition states indicate that they are considerably polar. The calculated electrophilicity of the transition states are higher than that of the reactants indicating their possible stabilization by nucleophiles. 7. Conclusion The major outcome of the present computational study for the experimentally studied disproportionation reaction of MeSnCl3 may be summarized as follows: For qualitative analysis of disproportionation reactions of alkyltin compounds the PM3 results are adequate in most cases. There is not much difference in the geometrical parameters obtained from PM3 and DFT calculations. In the transition states, tin centers are electrophilic, and nucleophiles will stabilize the same. Reactions proceed via chloro and alkyl bridged transition states. There is no new bond formation and the bonds only get redistributed. The TS structure around the tin center is distorted trigonal bipyramidal in all cases. 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