LIMNOLOGY March 1976 AND Volume 21 Number OCEANOGRAPHY of phytoplankton Limitation Edward Woods 2 species in the ocean off western Africa1 M. Hulbuti Hole Oceanographic Institution, Woods Hole, Massachusetts 02543 Abstract The growth rate of phytoplankton off the west coast of Africa appeared not to be nutrient limited for two reasons. First, most of the species characteristic of nonupwelling regions did not show increased abundance in upwelling or productive regions where nuSecond, in an upwelling region, where diatoms trient or other species were abundant. dominated, nutrients exceeded the half-saturation values characteristic of diatoms. A deductive model of the nutrient cycle, covering a complete range of nutrient concentrations, is used to interpret the field data. Since most species in the nonupwelling region were not limited, i.e. were not prevented from being abundant, by the small excess of nitrogen there, the compound statement ‘cells in the nonupwelling region were prevented from being abundant and cells in the upwelling region were not prevented from of cells and excess being abundant’ is false. Instead, the statement that ‘co-occurrence nitrogen, with small and large amounts in the respective regions, was harmonious’ is true. Nutrient cycling in the near-surface water of the ocean is eligible as an instance of symmetry. What is meant by symmetry is shown by the following sentences. ‘If nutrient gained by phytoplankton cells limited the number of cells produced-then-lost to grazing and sinking ( N ), then the cells thus lost, after excretion and decomposition to assimilable nutrient, limited the amount of nutrient gained ( G ) ‘. Where ‘if’ and ‘then’ clauses are connected by the symbol 3 and key letters in parentheses represent the two clauses, the quoted sentence can be written symbolically: N 1 G. (1) But, statement 1 in reverse could conceivably be just as true, for ‘if cells lost limited ’ Contribution No, 3535 from the Woods Hole This study was supOceanographic Institution. ported by Atomic Energy Commission contracts AT (30-l)-3862 (NYO-3862-17) and AT (ll-l)3564 ( COO-3564-S > and National Science Foundation grant GA-29300. LIMNOLOGY AND OCEANOGRAPHY nutrient gained ( G), then nutrient gained limited cells produced-then-lost (N)‘, or G 1 N. (2) cycling ap- Both ways of reporting nutrient pear equally appropriate. The difficulty with a symmetrical model of cycling is that it makes the concept of limitation an empty locution. For when it is said that ‘if nutrient gained limited. , ., then. . .‘, the claim is that limitation due to nutrient is necessary to the succeeding limitation-but not the reverse. For the concept of limitation to be meaningful, the first mentioned limitation must be necessary to the sequence that follows, and that sequence must be contingent on the first limitation, following the format for causation presented by Ducasse ( 1969, p. 56). This claim is the criterion for asymmetry (Bunge 1959, p. 39,244; Copi 1973, p. 130). Rather than leaving it merely the reverse of 1, a source for the sequences of limitation can be inserted in statement 2. Thus 193 MARCH 1976, V. 21( 2) Hulburt CAPE VERDE ISL MONROVIA ‘_, -,-T=, Fig. 1. The coast of western Africa, Verde Islands, and the Canary Islands. the Cape a third sentence can bc formulated as follows. ‘If cells produced-then-lost limited nutrient gained ( G), then if total nutrient available was at a very low, growth-ratelimiting concentration ( C ) , then the nutrient gained limited cells produced-then-lost (N)‘: G> GIN). (3) Epplcy et al. (1973) present a well documented case for presence of nutrient limitation in the eastern North Pacific Ocean and statements 1 and 3 appear to bc appropriate for the conditions observed there. But later it will be shown that this model can be transformed to one of symmetry, C 1 [(N 1 G) - (G 1 N)],, where the center dot means ‘and’, Thus a rate-limiting nutrient concentration entails a symmetrical nutrient cycle, in which gain and loss equal each other but in which the limitation of gain by loss is annulled by the limitation of loss by gain. Suppose that nutrients were not at a very low, growth-rate-limiting concentration. This possibility will be considered in describing the plankton and nutrient distributions along the western coast of Africa (Fig, 1). It will be shown that the species resident in nonupwelling regions were not limitcd in their growth rate by nutrient concentration and that those in an upwelling region were not limited to any marked degrcc by nutrient. In the tropical waters off western Africa light could not bc limiting, at least near the surface. There is then the possibility that the amount of zooplankton limited the amount of phytoplankton. In the nonupwellmg region, where’ phytoplankton concentration was low, grazers may have prevented large concentrations of phytoplankton from occurring. But this would seem to violate the criterion of asymmetry. For the claim that grazers limit phytoplankton-i.e. prevent large amounts from occurring- is refuted by the claim that the small amount of phytoplankton limits the amount of zooplankton-i.e. prevents large amounts of zooplankton from occurring. By possessing an inherently low rate of growth, resident cells in the nonupwelling region may limit the production of cells that are subsequently lost. Such a limitation will be found to be the outcome of an ecological context-a context in which the occurrencc of cells does not prevent the occurrence of nutrient, i.e. in which the co-occurrence of these entities is harmonious. Though this will be shown to bc the case for nonupwelling regions, limitation will he found not to apply to both nonupwelling and upwelling regions. Thus only the statement that the co-occurrence of cntities is harmonious applies to both regions. But to clear the way for the acceptance of this simple conclusion, a subtle mixture of facts and logical structure is necessary. I am indebted to J. T. Lehman for his able review of this article. The complex deduction 1 is due to him. I am grateful to R. W. Doyle, I. R. Copi, and P. B. Ort- Phytoplankton linkiation GYMNODINIUM PUNCTATUM GEPHYROCAPSA OCEAN ICA CELLS PER Fig. 2. The surface distribution ber-13 November 1970. of abundant ner for reading the manuscript, to J. H. Ryther and N. Corwin for nutrient and oxygen data, and K. 0. Emery for collecting some of the samples. E. W. Conybear drafted the figures. Methods Surface samples for phytoplankton cnumcration were taken by Van Dorn sampler and widcsprcad species off northwest Africa, 3 Octo- or by bucket and examined alive or after preservation with formaldehyde. Most samples were counted in the living condition; this was preferable since small naked flagellates were more easily seen when alive. Lugol’s preservative, which preserves flagellates fairly well, could not be used, because it destroys coccolithophorid species; therefore plankton had to be concen- 196 Ilulburt . NlTlSCHlA L-. DELICATISSIMA r) . . ., 0. \ . ib I EPTOCYLINDRUS I,_ DfiNlCUS “1 . GEPHYROCAPSA,, 8 ’ ” i RHIZOSOLENIA CaPE VERDE IS GYMNODINIUM ‘,/ ” ,) ‘IO . 1 - . (@ 10 - 100 100 - 1000 IO IJMBELLOSPHAEFi’A IRREGULARIS II Fig. 3. The surface distribution of abundant and widespread species off central Africa, 22 February-1 May 1973. trated by centrifugation rather than by settling. Six 17-cm3 tubes were filled with sample, centrifuged, and, after the supernatant was sucked off, filled with more sample and again centrifuged. After rcmoval of the supernatant again, the remaining fluid from all tubes (about 1 cm3 each) was transferred to a single tube; this was filled with sample, centrifuged, and the residual fluid transferred to a slide under a rectangular cover slip for counting. Some cells may have been lost during transfer from the six tubes to one tube and from thcrc to the’ slide, but this would be a systematic error and could not vitiate the rcgional comparisons to be presented. More small naked flagellates were important, counted using this method and at a number of stations they were the dominant species. Finally, one species, Gymnodinium punctatum (a naked flagellate), was only occasional at stations on a cruise where samples were’ preserved but occurred everywhere on the same cruise where they were counte’d alive The distribution of this species was thercforc shown only for that half of the cruise where live samples were counted (see Fie;. 3). Where species were less abundant than 1 cell cm-3, 33-50 cm3 of sample was starched, giving a concentration for 1 cell count&d of 0.03-0.02 cells cmd3. Where species were as abundant as 100 ceI1.scrnw3 or more, as little as 3.3 cm3 of sample was starched. The 25 species shown in Figs. 2-4 were the most abundant or most widcspre’ad of the more than 100 species counted. All species over 10 cells cm-3 in at least one sample were included in Figs. 24. Figure 2 shows all species that occurred at more than 45% OFthe stations; Fig, 3 includes all species that occurred at more than 60% of the stations. The nomenclature of the 25 species shown in Figs. 24 was that oE Cupp ( 1943) for diatoms, and that of Gaarder and Hasle ( 1971) and Borsctti and Cati ( 1972) for coccolithophores (except for Coccolithus huxleyi, this being the synonym in Gaarder and Hasle and Emiliania huxleyi the synonym in Borsetti and C,ati) . GymnrocZinium punctatum is described in Pouchet ( 1887) and Martin ( 1929), and Katodinium rotundatum in Campbell ( 1973). The appearance of this last species in ocean water differcd somewhat from its appearance in estuarine water. In the ocean it always has a delicate pelliclc, in estuaries it usually does not; in the ocean it is wide with short hypoconc, in estuaries it is usually more elongate and thus has a longer hypoCOllC. Nitrate and nitrite were determined by the methods of Wood et al. (1967) and Strickland and Parsons ( 1965). Since nitrite values were usually less than 0.1 PI;atom liter-l they were added to the nitrate Phytoplankton iimitation THALASSIOSIRA DECI PI ENS I -a ASTERIONELLA CHAETOCEROS DEClPl(NS ci I. \ L;EP;X&;LINDRUS THALASSIONEMA NITZCHIOIDES NITZSCHIA RH I ZOSOLEN IA STOLTERFOTHI I DELICATISSIMA *. o. 0. 0 NITZCHIA CHAETOCEROS THALASSIOSIRA SUBTILIS X \ X 0 Fig, 4. < 1.0 The surface l 1 - 10 distribution IO - 100 0 100 - 1000 CELLS PER CM3 l of abundant spccics off southwest Africa, @ 4000 23 April-11 May 1968. 198 Hulburt 1. Rules of inference. Table 1. Modus Pollens (M.P.) If Pa(1 P / .*. q 2. Modus Tollens Syllogism P"q q q; (I: thereEore not p (D.S.) P or 4; not p: therefore "PI.'* 9 4. Simplification Logical p 5. Conjunction p and q: therefore p (Conj.) P p 6. Addition l (1 P; q: therefore p and q p: therefore p or q (Add.) 13 / .** p v q 7. De Morgan's Theorems Q(P * q) 3 (q (De M.) v Qq) 'L(P v q> = (%P qq) 8. Commutation (Corn.) l (P 4) = ((1 * p) l (p " 4) = ((1 " P> 9. Tautology (Taut.) P f (P v P> 10. Double Negation (D.N.) p:wJp 11. Tr'ansposition (Trans.) (PSI) G(",4 3QP) 12. Material Implication (PA) 13. Material : (Impl.) (%P v 4) Equivalence procedure q (Simp.) p ' q / .*. 4 / .-• p, then not sp 3. Disjunctive q; (M.T.) If Pdl *q / .-. p, then p: therefore mind when considering the absolute values shown in Fig. 5. But for the purposes of this investigation it was considered best to include the ammonia data in order to indicate merely that an appreciable amount was present. All that is required for the arguments presented is that some ammonia should be present; the absolute concentration is never a relevant issue. (Equiv.) (P 3, (1) 3 r(Pd'(q3pl] values. Ammonia, silicate, and oxygen wcrc determined by the methods of Solorzano (1969), Grasshoff (1964), and Thompson and Robinson ( 1939). In conversation with J. J. McCarthy and E. J. Carpenter K have been impressed by the possibility of overestimate of the concentrations of arnmonia off northwest Africa. Greater concentrations can be obtained when samples have been frozen and stored and then analyzed (as done here) than when samples are analyzed directly after collecting, This should be borne in The data obtained by these methods are prcsentcd. Next the data are organized and knitted together by the methods of symbolic logic. Sentences arc formulated as in the introduction and the clauses of these sentences are connected by four key words, ‘if’, ‘then’, ‘or’, ‘and’. The ‘if-then’ structure was illustrated in the introduction. The connectives ‘or’, represented by V, ‘and reprcscnted by ., also join clauses into complete sentence structure. The clauses of sentences may be rearranged and recombined according to 19 rules of inference given by Copi ( 1973). The rules used in this study arc given in Table 1, where p and Q represent clauses, where / .‘. means ‘thcrcfore’, where - means ‘not’ or ‘it is not the case that. , .‘, and where’ = means ‘is equivalent to. . .‘. Rules 7, 11, and 12 are the important principles of De Morgan’s theorems, transposition, and material implication respectively. These are explained fully in the section on evidence for absence of nutrient limitation. In later sections a number of deductions are presented. Each has a formal structure, consisting of hypotheses, the first of which are separated and which constitute the framework of each logical model. The statements following these hypotheses are logical expressions that can bc derived from the hypotheses by the rules of deductive reasoning just described. Tentative hypotheses erected in the course of the reasoning are displaced to the right of the initial hypotheses and are separated from them by vertical lines (see deduction II ) . Steps of a proof that are not hypotheses are steps of reasoning, each derived from the step or steps indicated at its right and Phytoplankton one of the rules of inference. The vertical lines provide a convenient means of keeping track of these temporary hypotheses, for delimiting any reasoning contingent on them, and for showing the points in the deductive argument at which they cease to operate. For example, a hypothesis may be connected by 1 to any logical conclusion contingent on it (Le. to any statement along the same vertical line as the hypothesis), and the combined statemeint is moved to the left of that vertical line, a process known as conditional proof (Cl?.), and shown in statement 8 of deduction 1. Indirect proof, shown in steps lo-18 of deduction 1, is another means of using tentative hypotheses to reach a conclusion. At the start of an indirect proof, one assumes the opposite of what one wishes to prove. When in the course of reasoning a contradiction emerges (for example, N a “N), the hypothesis dcnied is connected by 3 to the conclusion, the hypothesis undenied. By means of a. series of conditional proofs and indirect arguments, a final conclusion can bc reached which is subject only to the original hypotheses of the logical model (deduction 1, line 40). This method of deductive reasoning thus helps one to discover the implications of a whole series of hypotheses, particularly when those implications are not apparent by less formal means. The use of ‘if’ is varied, ‘If resident cells limited cells produced-then-lost’, as in dcduction 2, is a way of indicating what is necessary before the cells produced-then10st could limit the amount of nutrient regenerated. ‘If cells were predominantly round in form’, as in deduction 4, is a way of stating an option between two actually occurring sets of objects, round cells and not-round cells. ‘If cells occurred, then excess ammonia occurred’, as in deductions 6 and 7, is an emphatic way of saying that two kinds of things occurred together in a sample of water from a given location, that if you got one, you would predictably get the other. But there is an important innuendo to ‘if’ in ‘if cells occurred’; the intent of ‘if’ is to rule out the conceivable but not actual option ‘cells did not occur’. 199 limitation NORTHWEST AFRICA SOUTHWEST AFRICA NO, t Q zoo- I’ 0 ;,2i . -.I,. * * . * / ,,;--30 * ,, -.!, ,.!-! ,,,I .,;,5-!L ! .-!--I-: ,A, : 3’ .::,< ---::\\t,: . I -I5 ,,’ “Q.P-. ‘\\ 10, ‘, .\ :‘:. Y.. . ,-:’ . . \ --- ____ ,.’ ‘+Jj’ ,$$. \ . ‘,y x / ‘\ . “.z---; ____ .----*----.,&;4 \. ,,-: ,’ .,1&J (2,) . I . . *,.. /’ 3b I’ * 1 -. 100 ---.\,,, , ,.,,4 Si 0, Fig. 5. The distribution of nutrients and oxygen off northwest Africa and southwest Africa. Values for nutrients are in ,ug-atoms liter” and for oxygen in ml liter-‘. Evidence for absence of nutrient limitation Off northwest Africa most observations were made in water beyond the effect of upwelling. But in the southern part of the survey area were four stations adjoining the seaward margin of an area of upwelling (Cincco-Charcot 11, NO Jean Churcot 1971). In a section north of this arca (Fig. 5)) nitrate was negligible in the near-surface layer ( between 40 and 60 m deep) and incrcascd with depth; ammonia occurred in appreciable amounts, about 1 pug-atom N liter-I, in the near-surface layer as well as deeper. Surface distributions of species, 200 Hulburt shown in Fig,. 2, were of three kinds, One was typified by the coccolithophore Urnhellosphaera tends, occurring repeatedly throughout the survey area but always at low concentrations. A second was typified by C. huxleyi and Gephyrocapsa oceanica, widespread and more abundant off the upwelling area than elsewhcrc. The third kind was typified by the diatom Nitzschia seriatn, very abundant just off the upwelling area but absent or occasional evcrywhcre else. Consider a pair of species selected from the U. ten&s group, a group composed of five coccolithophorid and two dinoflagellate species . Umbellosphaera ten& and K. rotundatum had overlapping distributions in much-but not all-of the area surveyed. They did not have the potentiality to grow under beneficial nutrient conditions because they did not occur in abundance ‘as did N. seriata. Thus ‘nutrient concentration did not limit the growth rate of one species of the pair when singZy occurring (-S) and it did not limit them when co-occurring (-CO)‘. Briefly put this statement is -s * -co. (4 Any pair of species selected from this group would be eligible to fulfill statement 4. At the four southern stations adjoining the upwelling region it is unlikely that any of the species from the U. ten&s group could have been abundant. This is supported by short .term (3-5 days) cnrichn-rent experiments of natural populations ( Hulburt and Corwin 19,69), which consistently showed that these species would not respond to added nutrient, whereas C. lauxleyi and a variety of diatoms did respond and grew rapidly. Although C. huxleyi was widespread throughout the area surveyed and capable of responding to added nutrient, it is impossible to infer that it was not nutrient limited where its abundance was high but was nutrient limited where its abundance was low. Consider the following statements. ‘If C. huxleyi was abundant, as at the southern margin of the area ( B ), then nutrient did not limit C. f~~xkyi (-CU)‘: B 1 -CH. (5) By the principles of transposition (Trans.) and double negation (D.N.) (see Table 1) 6 is obtained: CH 1 “B; (6) ‘if nutrient did limit C. huxleyi ( CH), then C. huxleyi was not abundant, as in the major part of the area (“B)‘. In 5 we infer that nutrient did not limit C. huxleyi. But in 6 the inference of nutrient limitation is impossible; instead, nutrient limitation is assumed in order that we may infer that C. huxleyi was not abundant. Suppose that the arguments of 5 and 6 were reversed as follows: if nutrient did not limit C. huxleyi, then C. huxleyi was abundant; if C. huxkyi was not abundant, then nutrient did limit it. Here, in the second if-then sequence the inference of nutrient limitation is achieved -but only by assuming absence of nutrient limitation in the first if-then sequence. What we would wish is to infer absence and presence of nutrient limitation in both 5 and 6 ( or in their reversed forms). But this is impossible when the logical procedures are adhered to. Indirect evidence of absence of nitrogen limitation in tropical water is afforded by the observation of Morris et al. ( 1971) that dark uptake of CO2 was not increased by ammonia added when natural populations were first brought into the laboratory -uptake was only so increased after a day or two when some member or members of the natural population grew. Presumably, such a member could not belong to the U. ten&s type of species, and if such a membcr were C. huxleyi, what has been just said of C. huxleyi would apply. ( Further discussion is found in the resume.) Returning to the evidence of species distributions to support the position of absencc of nutrient limitation, thcrc are presented in Fig. 3 three widespread species, K. rotundaturn, Discosphaera tubifer, and Umbellosphaera irregularis. Two of these were also in the U. tenuis group of Fig. 2. These three spccics occurred repeatedly over the vast area surveyed, but tended to bc less frequent in the northern part near the Cape Verde Islands. This failure of Phytoplankton occurrence was due in part to the smaller volume of sample c’xamined because a number of species were so very abundant. The abundant species occurred not only close to the coast but also far away from the coast among the Cape Verde Islands and southward. The’y were diatoms, except for a single flagellate (a 3-6-p sphere). Coccolithus huxleyi and G. oceanica were, as in Fig. 2, widcsprcad; these two were more abundant in the northern region, along with the diatoms and the flagellate. Distinctivc of this region was a mixture of the three kinds of species ( corroborating Hentschel’s 1936 observations); the three widespread species did not respond to the bcncficial northern conditions and were thus, I suggest, not nutrient limited. A region of upwelling was observed off southwest Africa. Figure 5 shows how high nitrate and silicate concentrations reached the surface in the southern, near-shore twothirds of the arca surveyed. Though there was some nutrient stratification in the southern part, stratification was marked only in the northern, nonupwelling part of the arca. Oxygen, however, was intensely stratified cvcrywhcre along the length of the survey area. Figure 4 shows the surface distributions of many abundant diatom species; a prcdominance and diversity of diatoms was also found by Hart and Currie (1960). Only two nondiatoms occurred, C. huxleyi and G. oceanica. At one location there was a great abundance and excessive dominance of Cliaetoceros socic&s. At three locations close together the abundance of cells was split between Chaetoceros &cipiens and Chaetoceros didymus. For these and the other species in the southern, near-shore two-thirds of the area there was no marked shortage of nitrate or silicate. These nutricnts should not have limited growth rates markedly, since the half -maximum uptake rates for a number of diatoms ‘arc 0.5-5.5 and 0.8-3.4 lug-atoms N and Si liter-l (Eppley et al. 1969; Paasche 1973) and the amounts in the surface water were 5-20 and 2-20 pg-atoms N and Si liter-l. Therefore ‘either nutrient concentration did not limitation 201 markedly limit the growth of the singly occurring C. sociaZis ( -S ) or it did not markcdly limit the growth of the co-occurring C. cZecipiens and C. diclymus (-CO)‘, whcrc ‘markedly’ means at or below the concentration range of the half-maximum uptake rate : -s v -co. (7) Here, there are two quite independent cases, because no common species linked them together. Either one case by itself or the other by itself, and certainly both togcther, would be enough to deny the position that nutrient concentration markedly limited the growth of all three species, -(S - CO), (8) a statement derived from 7 b,y De Morgan’s thcorcm. In addition, Fig. 4 shows in the southern, near-short portion many instances of spccics pairs, with a single occurrence of one species of the pair at one station and co-occurrence of both at another stationso the statcmcnt -S . -CO applies. In the following section a complex logical model of nutrient cycling will bc prcsentcd. But it will bc found that the model, so satisfactory for the facts of the nonupwelling region, will be unsatisfactory for those of the upwelling region. Then, in succeeding sections, the pursuit of #alogical model applicable to both regions will bc carried, I bclievc, to a successful concluI sion. Limitation in an asymnwtric nutrient cycle The model of the nutrient cycle prcsentcd in the introduction--N 3 G; G 2 ( C 1 N)-can now be extended. Limitation of production either b’y nutrient concentration or b,y resident producer cells is considered possible. The second possibility would bc operative in cast nutrient concentration was not low enough to limit growth rate. These possibilities are expressed as the first three hypotheses in deduction 1. The deduction arrives ,at an expression of the nutrient cycle, by rearranging the following four clauses : N = ‘nutrient gained limited the number Hulburt 202 of cells produced-then-lost to grazing and sinking’; T = ‘number of resident cells limited the number of cells produced-then-lost to grazing and sinking’; G = ‘cells lost limited nutrient gained’; C = ‘nutrient concentration was 10,~ enough to limit growth rate’. Step 40 is a brief presentation of {C’[(N’G) - (G’WII - (4 1 [(T 2 G) - (G 2 T)]}, which reads ‘if nutrient concentration was low enough to limit growth rate ( C), then if nutrient gained limited cells producedthen-lost (N) then cells lost limited nutrient gainecl ( G), and if cells lost limited nutrient gained (G) then nutrient gained limited cells produced-then-lost (N) and likewise if nutrient concentration was not low enough to limit growth rate (WC), then if resident cells limited. . .‘. Step 40 is thus a full statement covering limitation at all naturally occurring nutrient concentrations. Step 40 can be applied to the observations off northwest Africa (deduction 2). Step 5 of this deduction is a brief form of (T EJG) . (G 1 T). This is an asymmetric model of nutrient cycling: ‘if resident cells limited cells producedthen-lost to grazing and sinking, then cells lost limited nutrient gained; and if lost cells limited nutrient gainecl, then. . .‘. There is a break in the statement after the second ‘then’, for the claim is not the strong claim asscrtcd by the expression ‘first sequence of limitation being necessary to the second’, as cxemplificd by the first if-and-then sequence before the semicolon, The claim put forward is a weak, contextual claim. If lost cells did in. fact limit nutrient gained -that is, if production limited regeneration -then, in such a context other sequences of limitation did in fact occur, as, for example, the limitation of the production of these lost cells b.y the number of resident, producer cells. In this way the nutrient cycle is properly reported for observations off northwest (Fig. 2) and probably off central Africa ( Fig. 3)) where the hypothe- Deduction 1 1. :NvT)~G HYP. 2. :a(C=‘N) HYP. 3. zB(N-!3 1I fIYP* 4. 5. G HYP. 6. C=rN HYP. F N 7. :SN 8. 2, 5, 6, 4, M.P. M.P. 5-7, 9. C.P. IIYP. 11. IIYP. 1, Trans. 12. 11, 10, M.P. 13. 12, De W. 14. 13, Simp. 15. 9, 1.4, Conj. 10. 16. 9, Add. 17. 16, 18. 10-1.7, 19. 18, 20. 19, D. N. 14 22,. NZC 23. (NAG) 24 . (N-G) 9, l Taut. 21, C.P. 8, Conj. 22, (GUN) C.P. Impl. 20, 21. D.S. 23, Equiv. C.P. 25. 4-24, 26. HYP. 27, FIYP. 28, 3, 29. 28, 30. 27-29, 31. HYP. 32. 33. EIYP. Reasoning 34. 32-33, Tat (Es) 36 37, 39 40 M.P. M.P. 26, C.P. as in 11-17 C.P. Reasoning 35, 38 27, 31-35, - (GZbT) (T-C) %a( 7'ZG) [ Cs( NZG) l [cCa( ‘IEG) ] Conj. 36, 30, 37, Equiv. 26-38, ] as in 1.9-21 C.P. 25, C.P. 39, Conj. sis -C is applicable. There is conformity to the criterion of asymmetry. Limitation of production by producer cells may be established on a partially observational basis by two considerations. Phytoplankton ---I-.--.--Deduction [~43(Tx) ___._--_---Deduction ] 3 1. IIYP - 2. IIYP * 3. IIYP IIYIYPm 3, Simp. 4* 5. 4, 2, M.P. 6. 5, D.N. 7. 6, Imp'L. [ ~$93) 2. W 3. LWD(TGG) ] - [C=J(NGG) ] I-IYP 1, Corn. 4. Wza(TX) T:G lr _~_ 2 1. 5. I- --.. -.-- - 203 limitation FYP. - The first is that off northwest Africa loss of cells to grazing and sinking may be inferred from the occurrence of ammonia. Rapid excretion of ammonia by grazing copepods is attested by many studies (e.g. Beers 1964; Butler et al. 1969; Corner et al. 1965; Harris 1959; Martin 1968; Redfield and Keys 1938). But ammonia occurred not only in the homogeneous, near-surface layer, 40-60 m deep, but well below to 200 m. Cells counted at four stations in the nonupwelling region totaled 287 and 270 per 200 cm3 at depths 0 and 40 m, were less at 100 m, 111 per 200 cn-?, and were ncgligiblc at 400 m, 11 per 200 cm3. So cells were lost, by sinking, from the homogencous layer, and their consumption by copepods at 100 m and below would account for ammonia there, This ammonia would prevent net loss of ammonia from the homogeneous layer by vertical mixing, and the much greater concentration of nitrate below the layer would add to the upper layer by vertical mixing and so offset losses of particulate nitrogen due to sinking, in the manner envisaged by Dugdale (1967) and Eppley et al. ( 1973). A second consideration is useful in placing limitation of production by producer cells on a partially observational basis. Off northwest and central Africa, ccl1 numbers appeared to be fairly uniform from place to place and this uniformity suggests that cell numbers should likewise have been fairly uniform from time to time. The first consideration is incorporated into a third deduction as ‘L’ and the second as hypothesis 3 ( deduction 3). The clauses of the hypotheses are: 2, De M. 8. 7, 4, M.P. 9. 8, 4, Conj. 10. 1, 9, M.P. 11, 3, 10, M.P. I 2, II, 13. 12, Simp. 14 I 4-13, corn. C.P. __________ -.- .__.._--_----. _-.-- . __------_ -- . -- A = ‘prior, rcsidcnt cells had absorbed nutrient bcforc the survey’; L = ‘prior, resident cells had produced cells lost to grazing and sinking’; 0 = ‘prior, resident cells had produced the presently observed, resident cells’; R = ‘number of observed, resident cells limited the number of cells subsequently produced and remaining’; T = ‘number of observed, resident cells limited the number of cells subscqucntly produced-the?+lost to grazing and sinking.’ (This is virtually the same definition of T as for deduction 1. ) The concluding conditional, L 1 T, reads ‘if prior, resident cells had produced cells lost to grazing and sinking ( L ) , then the number of obscrvcd, resident cells limited the number of cells subsequently produced-then-lost to grazing and sinking (T)‘. Why is ‘if’ used in ‘if prior, resident cells. . .’? The reason is that ammonia may have been added to the water by rain (Menzel and Spaeth 1962) to the north and east of the survey area (for it hardly ever rains in the Canary Islands region) v , and that that water may then have drifted into the survey area. This is conceivable, but it could never be wholly true, because of the cverpresent grazers. Biologists seem to favor the biological origin of -ammonia, and thus 204 IIulburt -- - __-___ __._ Deduction I. T+bG) 2. G=@T) 4 -_Deduction .C) ‘L’.%C HYP HYP. 5 IIYP. IlYP - 3. HYP - 4. r J. IIYP * 1, 4, M.P. 6. 5, 3, M.P. [~\,(%TvG)vQ(%GvT) 7. 4-6, [&sT.~G)v(~vLG~~T)I~~F 6, De M. 8. [(T-~G)v(G-~T)I~~F 7, D.N. 9. BYP2, 8, M.P. (T.%G)v(C.%T) 2, Add. 10. 9, 3, M.P. 'LF 8, Il. 8-10, 12. 7, 11, 13. 12, 14. Fx(TIG) 3-l.3, Fzf b[ l (WI’) (CS) 1, ] 2 c.P. C.P. 11. Equiv. 3, Trans. *Ii? "[(%TvG)*(+GvT)]~F 4, Impl. l=P 5, De M. 9, M.P. 2-10, c. P. Conj. Equiv. C.P. the USC of ‘if’ would be to stress the biological origin as evidence of grazing and loss of cells, Resident cells were predominantly coccolithophorids, which is to say they were predominantly round in form (the two dinoflagellate species, K. rotund&urn and G. punctatum, are globular, thus nearly round). So to rcfcr to rcsidcnt cells off northwest and central Africa is to include reference to round cells. The incorporation of ceil form into the nutrient cycle is accomplished in deduction 4 where the only new claus6 is F = ‘cells wcrc predominantly form’. (‘ix) (‘bG). round in Thus, ‘if cells were predominantly round in form’, then the asymmetric nutrient cycle with limitation by resident cells prevailed. And the contrapositive of this is: if the nutrient cycle did not prevail, then cells were predominantly nonround in form, “(T 3 G) One way in which the 1 -F (Trans.). breakdown of sequences of limitation in nutrient cycling could happen is by lost cells not limiting nutrient gained, -G, with resident ceIIs still limiting cells lost, T, to give T - -G. A second way in which the breakdown could happen is the converse, G e -T. The logical conscqucnces of the first way that breakdown could occur arc cxamincd in deduction 5. In the conclusion -P is ‘cells were not predominantly round’, referring, of course, to diatom cells, which are cylindrical, square, rectangular, discoid, almost any shape but round. These cells were dominant adjoining the upwelling area off northwest Africa (Fig. 2) and in the upwelling arca off southwest Africa (Fig. 4)) where the only round cells were those of C. hudeyi and G. oceanica. But in the northern part of the area of Fig. 3, thcrc ~~2sa mixture of round and not-round cells, since in addition to the coccolithophorcs just mentioned the undetcrmincd flagellate and G. punctatum are approximately round. Still, as compared to the southern part of Fig. 3, the proportion of not-round cells was clearly much greater. The alteration of G in the nutrient cycle to -G, ‘cells lost to grazing and sinking did not limit nutrient gained’, indicates the addition of new nitrogen from below the upper homogeneous layer of water. Dugdale ( 1967) called ammonia regenerated nitrogen, meaning that ammonia is produced in situ from plankton. He called nitrate new nitrogen, meaning that it is an additional amount from below the homogeneous surface layer. IIc measured ammonia and nitrate uptake and found in near-surface water at Bermuda a predominance of ammonia uptake, the ratio of nitrate to nitrite plus plus ammonia uptake being 8.3% bctwecn Scptcmber and January. Gocring and Dugdale (1964) found ammonia uptake 10 Phytoplankton times greater than nitrate uptake in NovtimFinally, Menzel and her at Bermuda. Spacth (1962) found an cxccss of ammonia, amounting to as much as or more than 1 ,ug-atom N liter- 1, throughout the year at Bermuda. One might suspect an enrichment with new nitrogen, nitrate, in the arca adjoining upwelling off northwest Africa ( Fig. 2) and in the much larger carea of abundant cells in the northern part of the area shown in Fig, 3, where diatoms and a flagellate often dominated. It is rtiasonable to wonder whether the asymmetric sequcnccs of limitation embodied in T = G were partially broken down here by intrusion of nutrient from below. But in the upwelling arca off southwest Africa (Fig. 4) it is plain that large amounts of new, nitrate nitrogen occurred. This was probably the dominant form of assimilable nitrogen; in a similar area off Peru, Remsen ( 1971) found that nitrate was 69% of nitrate + nitrite + ammonia -t- urea. Thti breakdown of the sequences of limitation in which cc11 conccntration was the source of limitation would seem assured. Further evidence for the breakdown is found in the probable transport of nutrient from below upw‘ard, along nearly vertical density surfaces-as elegantly illustrated by Hobson ( 1971). After assimilation to organic matter, the nutrients transported upward are thought to sink or to bc carried down by grazing copepods and their predators everywhere within the upwelling region. Such sinking, with attcndant decomposition, and downward transport, with attendant respiration, would account for the excessive depletion of oxygen at 100-200 m in Fig. 5. This low oxygen water is then supposedly carried by the general circulation throughout the: South Atlantic gyre, and is now considered the 0rigi.n of the oxygen minimum layer throughout the South Atlantic Ocean (Bubnov 1966; Menzel and Ryther 1968, 1970). Coverage of such a vast area indicates an active transport through the upwelling region, suggesting in turn a relatively minor role of in situ cycling of nutrient thcrc. The breakdown of the sequences of limi- limitabion 205 tation and the consequent minor role of nutricnt cycling symbolized by -G leads to an equivocal position. This stems from a cons&ration of the great differences in species cell number from place to place in the upwelling region, which suggests similar large diffcrcnces from time to time, so that limitation of subsequent resident species concentra tions by prior resident concenrtations should be minor. Now, resident cells might limit subsequent abundances in the upwelling region just as they did in the nonupwelling region, thereby limiting cells producedthen-lost, a conceivable though unlikely possibility. But if resident cells did limit cells produced-then-lost, T, and this loss of cells did not limit nutrient gained, “G, then cells were not predominantly round in form, -F. -G and -F represent what was actually the cast. The statement (2’ * “G) 2 -F in deduction 5 mixes, thcreforc, mere conccivability in T with actuality in -G and -F. Such a mixing-an equivocation-invalidates ( T . *G) 2 -F as a viable statemcnt for describing what happened. The equivocal element is the word ‘cells’, which is used in two voices (senses). In T ‘cells’ is used to rcfcr to ~11s that limit progeny by growing slowly; in -G ‘cells’ is used to refer to cells whose great spatial differences suggest a capability of growing fast. Scquenccs of limitation in nutrient cycling, it may bc remembered, can break down when tither T . -G or G . -T apply, ,And so a deduction similar to deduction 5, but in which the altcrnativc hypothesis G* -T is used in the second step, would lead to the conclusion (G * -T) 1 -F by the same reasoning as that used in deduction 5. Figure 4 shows a large, dominating abundance of the rectangular diatom Hemiaulus hauckii at one station in the northern part of the arca beyond any effect of upwelling, though it occurred at very low abundance at several other stations, Thus at this northern sta.tion prior resident cells did not limit abundance of thcsc observed rectangular ~11s: both -T and -F were true. Possibly where I-1. hauckii was so abundant, it was not grazed. Thus one cannot know whether cells were lost to 206 Hulburt grazing and sinking when the abundance of H. hauckii exhibited no uniformity; one cannot know whether cells lost limited the nutrient gained when uniformity of abundance did not prevail, G is suspected of being false. Its falsity stems from its reference to cells (round ones) that were uniform from place to place, whereas in -T the cells referred to were not uniform spatially. Thus (G - “T) 2 -I? is not a viable statement for describing what happened. The fault lies in using a conceptual framework for both regions wherein T and G refer to different sorts of cells-where there is equivocation in the use of the word ‘cells’. Beyond this the fault lies in using the converse of the conceptual framework of the nonupwelling region for the upwelling region and for the aberrant station where N. hauckii was abundant. The fault lies in switching from F 1 (T = G) to “(T = G) 1 -F in the hope that the statement dcscribing what happened in the nonupwelling regions needs only to be negated to obtain a statement describing what happened in the upwelling region and the aberrant HemiauZus station. Is there a conceptual framework applicable to both regions-that is, is there a statement applicable to both in which no word is used equivocally? In the following sections such a statement will be found. I will show that for such a statement to be applicable to both regions the statement must be of a type that cannot be negated. Nonprevention and limitation Consider, as an example, a pair of species from the U. tenuis group of species in Fig. 2. One species of the pair did not prevent the occurrence of the other where they co-occurred. Consider also the species in the upwelling region off southwest Africa (Fig. 4)- one spccics did not prevent the occurrence of another where they co-occurred. Take, as well, species of both kinds intermixed, as among the Cape Verde Islands and southward (Fig. 3) : a species of one kind was not prevented from occurring by a species of the other kind. So, in general it may bc explicitly said ‘if it was not the cast that and species Y did the occurrence of the occurrence of -(X species X occurred (X) not co-occur (WY), then species X did not prevent species Y (wP)‘: s-Y> 1-P. (9) By successive application of De Morgan’s theorem, the rules for double negation and for material implication, this statement can be transformed to (X 1 Y) 3 -P. (10) Thus, ‘if species X occurred, then Y cooccurred, and if this was the case ‘then X did not prevent Y from occurring’, But the first ‘if and then’ clause makes a weak contextual claim-if X should occur, then why should not Y co-occur. For, when measured there was excess ammonia or nitrate, in all samples, for X and Y to share at all times, a suitable context for co-occurrence. The last statement covers contextual relationships other than that of co-occurring species. Cells did not prevent the occurrence of excess nutrient they would need. Grazers and other decomposers did not prevent the occurrence of the cells they would supposedly require. These relationships are contextual, for they conform to the colloquial locution ‘if X why not Y-if cells should occur, then why should not ammonia or nitrate co-occur in excess? Consider ammonia in the nonupwelling region off northwest Africa. ‘If resident cells occurred (D), then excess ammonia co-occurred (iW>‘, and if this was the cast ‘then cells did not prevent excess ammonia from occurring (-P)‘. Next, ‘if resident cells had not limited the cells producedthen-lost to grazing and sinking (T)‘-that is, if resident cells had not limited production by possessing an inherently low growth ratc- ‘then they would have prevented the occurrence of excess ammonia (P)‘. Assuming the contextual relation, D 2 M, a brief deduction shows that limitation by resident cells is the consequence (deduction 6). Statement -T 1 P of step 2 of deduction 6 seems to be reasonable. Yet is it? It is to be doubted on two grounds. Experimcnts b,y Parsons and LeBrasseur ( 1970) Phytoplankton Deduction 207 limitation Deduction 6 7 1. (D-;M)~w IIYP. 1. (D~M)zII ITYP. 2. %TZJP IIYP. 2. H=T HYP - 3. D34 HYP- 3. D3X HYP. 4. QP 1, 3, M.P. 4. H 1, 5. T 2, 4, M.P. 5. WT 2, 4, M.T. 6. T 5, D.N. I= 6. I (DIM)XT 3-6, ____-.- 7. b (DIM)~T C.P. 3-5, 3, M.P. CA?. ----~ and McAllister (1970) show that grazing does not occur below a threshold conccntration of phytoplankton and Parsons and LcBrasseur (1970) give a range of threshold concentrations of 40-190 lug C liter-l, which approximates but is slightly more than the range of 30-134 pg C liter-l of particulate carbon in the near-surface (O-60 m) layer of the’ section off northwest Africa. So the clause ‘if resident cells had not limited cells produced-then-lost to grazing and sinking’ would be wrong, if resident cells were too sparse to stimulate’ any grazing at all. In addition, there is always the doubt whether the cells we counted were the ones grazedperhaps smaller ones, as indicated in some of the experiments of Sheldon et al. ( 1973)) or perhaps larger ones, Ceratium for example, were the primary food of the grazers. Still, these doubts are merely doubts. The second ground for doubting -T 1 P is that it is discordant with the previous statcmcnt, (D 1 M) 1 -P. First, it is a matter of mere conceivability that ‘nonupwelling cells had no,t limited production’, -T, that, in effect, cells of H. hauckii: or other rapidly growing spe’cies would be abundant throughout the nonupwelling region as they wcrc at the southern part of the area of Fig. 2. For this would bc a very unlikely occurrence, when species of the U. tcnuis group, C. huxleyi, and G. oceanica arc so likely to occur repeatedly at low concentrations throughout the nonupwelling area. Second, it is a matte’r of mere conceivability that cells of any species whatsoever ‘would have prevented the occurrence of a11 excess of assimilable nitrogen’, P. This would be’ equally true for any other nutrient. If cells absorbed all excess, then, certainly, they would not exist for long. It is doubtful, too, that complete absorption of excess could ever happen. So, to say that resident cells would have’ prevented the occurrence of cxccss ammonia is ,to conceive something happening which it is very doubtful could happen. Thus the issue hcrc is equivocal-using a standard of actuality in ( D 1 M ) 1 “P, then a standard of mere conceivability in -T 1 P. What is needed is a statement replacing -T 2 P, which would permit only a standard of actuality and would exclude conceiving the nearly impossible. Consider this statcmcnt, ‘if it was not thd case that resident cells occurred (0) and excess ammonia did not occur (-M ), then the cooccurrence of cells and excess ammonia was harmonious (H )‘, “CD . -M) 2 II. (11) This statement cannot be denied; for if the co-occurrence of cells and excess ammonia was not harmonious, then cells occurred and excess ammonia did not. This absurdity is shown by applying the rules for transposition and double negation to statement 11 to obtain -H 2 (D - -M). 1W) Deduction 6 is then transformed by replacing -P with II ( deduction 7). Thus, assuming the contextual relation ‘if cells occurrcd, then excess ammonia occurrcd’and the intent of saying ‘if’ in ‘if cells occurred’ is plainly to rule out what is conceivable, that they might not have occurred, and to stress the actuality that they did occur- assuming this contextual relation, a 208 Hulburt harmonious relation, the consequence was that ‘resident cells limited production of ~~11slost to grazing and sinking’. Deduction 1. (D=JI)S IIYP. 2. Co-occurrence Consider the nonupwelling and upwelling regions, Co:nsider o,nly the cells that actually dominated in these regions, not the cells that conceivab,ly could dominate but actually did not dominate there. Consider then the round, predominantly coccolithophorid dominants of the nonupwelling region and the predominantly not-round, predominantly dia tomaccous dominants of the upwelling region. a) ‘If excess nitrogen limited nonupwelling cells to small numbersi.e. prevented them from being abundant (-W)-then nonupwelling cells were not abundant (“B)‘. b ) ‘If upwelling cells were abundant (B), then excess nitrogen did not limit upwelling cells to small numbers-i.e. did not prcvcnt them from being abundant (W)‘. a) and b ) arc shown in statements 13 nncl 14. -W 1 -B. (13) BI-W. (14) Thcsc statements can be joined by the rule of conjunction: 6-W 1 “B) . (B 2 -W). (15) Statement 13 is falsified by cells belonging to species of the U. tenuk group. They were not prevented from being abundant, because they did not respond to the large amount of nitrogen of the upwelling region. Thus statement 15, the conjunction of two statements, one of which is false, is itself false. What is needed is a statement that holds true for both nonupwelling and upwelling regions, such c’s ‘if resident cells occurred (D), then excess nitrogen occurred (I)’ and if this was the cast ‘then the co-occurrence of resident cells and excess nitrogen was harmonious ( II)‘: (D’I) III. (16) 8 HYP. 2, De M. 3, 5. 6. D.N. 4, Impl. 1, 5, M.P. Saying ‘if it was the cast that ( D 2 I) ’ rules out the conceivability that resident cells occurred and excess nitrogen did not occur for in actuality ‘it was not the cast that resident cells occurred and excess nitrogen did not occur’, as shown in step 2 of deduction 8. ‘The co-occurrence oE resident cells and excess nitrogen being harmonious’ (E-I) was common to both nonupwelling and upwelling regions, to both small and large amounts of cells and excess nitrogen (ammonia, nitrate), and to subsequent production of both small and barge amounts of cells from observed resident cells and observed nitrogen. It is necessary to state explicitly ‘co-occurrence of cells and cxccss nitrogen was harmonious’. In this way the false predicate ‘were limited’ is avoided in ‘cells, occurring with small excess of nitrogen, were limited’. The false predicate ‘was prcvented’ is similarly avoided in ‘abundance of cells, occurring with a small excess of nitrogen, was prevent&V. These f alsc predicates are, holwever, explanatory or informative. Without them one could point to the occurrences of cells and nutrient resource, but not say anything about them. l3ut these predicates arc false and should be replaced in the logical model by the prcdicatc ‘was harmonious’, which is true. An inclusive predicate ‘Were harmonious’ is an inclusive predicate, shown by means of the following three cases. 1. Cells did not prevent excess nitrogen, i.e. they were harmonious to cxccss nitrogen. 2. Cells lost were necessary and sufficient for the occurrence of excess Phytoplankton nitrogen, because prior, resident cells produced the cells which were grazed and which la.ter appeared as excreted nitrogen: thus cells lost were harmonious to the occurrence of excess nitrogen. 3. Resident cells were beneficial to, were harmonious to, subsequent occurrence of excess nitrogen, The first case applies to upwelling and nonupwclling regions; the second and third cases apply only to the nonupwelling region. But with ‘cells’ and ‘excess nitrogcn’ exchanged-which can easily be tried (replacing ‘were’ by ‘was’)-these three cases apply to both regions. No predicate with a greater generalizing capability or greater ecological applicability is likely to be found than the predicate ‘were harmonious’ in ‘cells and excess nitrogen were harmonious’. Resume’ But to say that a consumer and a consumable resource, such as cells and excess nitrogen, were harmonious to each other is to ob,scure a peculiar and distinctive feature of the plankton off the African coast. By noting that resident cells in a nonupwelling area did not respond to the added nitrogen of an upwelling area, one can see that there was more than enough nitrogen, and prcsumably other nutrients, for these nonupwelling cells. There was, it would seem, an accumulation of nitrogen in the nonupwelling region. It would stem natural to imagine that the apparent accumulation of nitrogen in the nonupwclling region was added to by decomposition of cells produced by the resident cells there. It is easy to imagine that resident cells, in order to produce these cells, withdrew an amount of nitrogen equal to that added. What is distinctive here is that the resident cells are not a constituent in the symmetry of the cycle of gain and loss. They stand outside the cycle because the added nutrient, instead of coming from them, comes from the cells produced and then later lost to decomposition. But they limit the rate of this cycle by the rate at which they arc maximally capable of producing those cells that arc lost to de- limitation 209 composition. One gets two things in resident cells, the cell-producing agency that limits the cycle and the nutrient-withdrawing agency that balances the cycle. When one observes these resident cells, one sees round cells. I have stuck to “round’ because .one actually sees something round or sees roundness directly (depending on which philosopher is read). It seems to me that since I have made such a fetish of sticking to what is actual, I had better stick to what was actually seen: I doubt that one ever sees a coccolithophore or a diatom. Roundness is a mark of their physiological status of not responding to added nutrient. The shift from round, unresponsive cells to predominantly not-round, responsive cells paralleled a shift from a small amount of available nitrogen in the nonupwelling region to a large amount of available nitrogen in the upwelling regions. In addition, the change from a small concentration to a large concentration of cells paralleled the change of increased availability of nitrogen. In neither case does one have a simple experiment showing dependence on nitrogen, because the physiological status of the experimental material, so to speak, changes. So ond camrot say that, when the balanced nutrient cycle bsreaks down in the upwelling region, limitation of the cycle by resident cells also breaks down, because one is talking about a radically different physiological kind of resident cell-an opportunis tic kind that achieves marked abundance in a very sporadic manner, Likcwise, it is impossible to point to the change in abundance of cells from nonupwelling to upwelling regions with the intent of showing dependence on the change from supposedly limiting to nonhmiting nutrient conditions, because again the physiological type of the cells is so different in these rcgions. There are two exceptions to the classification of cells into round, unresponsive ones and predominantly not-round, rcsponsive ones : the species C. hux2eyi and G. oceanica. These two were not abundant in the nonupwelling region but were moderately abundant at three locations in the up- 210 Hulburt welling region. 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