1 Individuals with Medial Knee Osteoarthritis show Neuromuscular

Articles in PresS. J Appl Physiol (September 26, 2013). doi:10.1152/japplphysiol.00244.2013
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Individuals with Medial Knee Osteoarthritis show Neuromuscular Adaptation when
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Perturbed during Walking in spite of Functional and Structural Impairments
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Deepak Kumar1,2; Charles (Buz) Swanik1,2; Darcy S. Reisman1,3; Katherine S Rudolph1,3
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Delaware, Newark, DE
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Corresponding Author and Request for Reprints:
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Katherine Rudolph, PT, PhD
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Associate Dean for Research,
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Westbrook College of Health Professions
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University of New England
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716 Stevens Avenue, Portland, ME 04103
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Ph: 207-221-4113, Email: [email protected]
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Author Contributions:
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Conception and Design: Kumar, Swanik, Reisman, Rudolph
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Acquisition of data: Kumar
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Analysis and Interpretation of Data: Kumar, Swanik, Reisman, Rudolph
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Drafting and final approval of the article: Kumar, Swanik, Reisman, Rudolph
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Running Head: Neuromuscular adaptation in medial knee osteoarthritis
Interdisciplinary Program in Biomechanics and Movement Sciences, University of
Kinesiology and Applied Physiology, University of Delaware, Newark, DE
Department of Physical Therapy, University of Delaware, Newark, DE
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Copyright © 2013 by the American Physiological Society.
Neuromuscular adaptation in knee osteoarthritis
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ABSTRACT
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Neuromuscular control relies on sensory feedback that influences responses to changing
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external demands, and the normal response is for movement and muscle activation patterns to
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adapt to repeated perturbations. People with knee osteoarthritis (OA) are known to have pain,
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quadriceps weakness and neuromotor deficits which could affect adaption to external
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perturbations. The aim of this study was to analyze neuromotor adaptation during walking in
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people with knee OA (n=38) and controls (n=23). Disability, quadriceps strength, joint space
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width, malalignment and proprioception were assessed. Kinematic and EMG data were
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collected during undisturbed walking and during perturbations which caused lateral
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translation of the foot at initial contact. Knee excursions and EMG magnitudes were
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analyzed. Subjects with OA walked with less knee motion and higher muscle activation; and
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had greater pain, limitations in function, quadriceps weakness, and malalignment but no
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difference was observed in proprioception. Both groups showed increased EMG and
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decreased knee motion in response to the 1st perturbation followed by progressive decreased
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EMG activity and increased knee motion during mid-stance over the first 5 perturbations, but
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no group differences were observed. Over 30 trials, EMG levels returned to those of normal
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walking.
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individuals when exposed to challenging perturbations during functional weight-bearing
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activities, in spite of structural, functional and neuromotor impairments.
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underlying the adaptive response in people with knee OA need further study.
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Keywords: Proactive response, motor control, EMG, reactive response, afferent feedback
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The results illustrate that people with knee OA respond similarly to healthy
Mechanisms
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Neuromuscular adaptation in knee osteoarthritis
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INTRODUCTION
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Knee osteoarthritis (OA) affects 16% of adults over 45 years of age (38) with majority of
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people with knee OA having significant disability (23). The medial compartment of the knee
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is most commonly affected by OA (12). Clinically, people with knee OA report significant
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pain, stiffness and functional knee instability (FKI), all of which negatively impact activities
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of daily living (ADL) and quality of life (QOL) (13, 21, 68). The OA disease process
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involves morphological and compositional degeneration of all major knee tissues including
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articular cartilage, meniscus, ligaments, subchondral/trabecular bone and muscles (10, 46, 49,
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53, 60). It has also been suggested that people with knee OA have deficits in afferent and
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efferent neural pathways demonstrated by decreases in proprioception, vibratory perception,
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muscle force control and muscle strength (5, 6, 30, 34, 58, 71). Hence interventions that focus
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on increasing muscle strength and those that aim at improving proprioception are included in
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the management of individuals with knee OA (7, 20, 48, 78, 82, 83).
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Presence of pain, damage to joint structures, and afferent and efferent neural deficits,
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could impair the ability of the neuromuscular system to sense and execute appropriate
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commands in response to external challenges to joint stability (31, 43). Interventions that rely
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on improving proprioception or improving neuromuscular control aim to do so by using error
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signals generated from external cues and clinician controlled external perturbations to induce
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corrective reactions (3, 7, 19, 79). However, it is unknown if people with knee OA, who have
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functional and structural impairments, are able to respond to external perturbations in a
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manner similar to people without knee symptoms or radiographic evidence of OA.
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Ability to modify movement and muscle activation patterns is commonly assessed as
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a response to a series of external perturbations (24, 29, 52, 59, 62). Typical responses to
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perturbations include feed-back (aka reactive) responses and feed-forward (aka proactive)
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Neuromuscular adaptation in knee osteoarthritis
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responses (37, 44, 52, 55, 57). Reactive responses occur during or shortly after a disturbance
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in order to restore balance, whereas proactive responses are those that occur prior to the onset
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of the disturbance and are thought to minimize the destabilization brought on by a
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disturbance (52, 55, 57). Proactive responses represent the ability of the nervous system to
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use sensory input to predict the effect of a disturbance and adjust the response accordingly
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(76). Nielsen et al (54) suggested that error signals (difference in anticipated and actual
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movement) generated from external perturbations during gait, when repeated, may constitute
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a substrate for motor learning. Hence, an analysis of short-term adaptation of muscle
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activations and movement patterns can provide insight into the ability of the nervous system,
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in people with knee OA, to integrate sensory input and produce appropriate reactive and
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proactive responses.
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The aim of this study was to compare short term adaptation in muscle activation and
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joint movement in response to repeated lateral perturbations during walking, between people
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with and without radiographic and symptomatic knee OA. The operational definition of
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adaptation in the context of this study was an increase in knee motion and /or a decrease in
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the activation of muscles around the knee joint, over repeated exposure of the perturbation.
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We hypothesized that people with radiographic and symptomatic knee OA would (1) show a
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diminished response in movement and muscle activation patterns, as compared to controls,
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when exposed to the first novel perturbation, and (2) show less adaptation in movement and
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muscle activation patterns over repeated perturbations, as compared to controls.
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EXPERIMENTAL PROCEDURES
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Subjects: Thirty eight individuals with diagnosed medial knee OA and 23 individuals without
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knee OA (Table 1) were referred from local physicians and recruited from the community
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through advertisements.
Standing, semi-flexed, posterior-anterior and sunrise view
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radiographs were taken of the more symptomatic knee in the OA subjects and in one knee of
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the control subject (side chosen at random). Participants in the OA group had Kellgren and
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Lawrence (K-L) grades of II or greater (39) in the medial tibiofemoral compartment and KL
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grade in the medial compartment was greater than that of the lateral compartment. If the
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participant had bilateral knee OA that fit the criteria, the more symptomatic knee was
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identified by the individual and used in the analysis. Participants were excluded if they had a
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history of other orthopedic injuries in the lower extremities (e.g., knee ligament injuries) or
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spine, used an assistive device, had a history of neurologic injury, had a history of rheumatoid
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arthritis, were pregnant, or had undergone a joint replacement or skeletal realignment
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procedure in either lower extremity. All participants gave informed consent that was
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approved by the Institutional Review Board of the University of Delaware.
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Assessment of Disability:
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Self-reported disability: The Knee injury and Osteoarthritis Outcome Score (KOOS), which
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is a self-report measure of function that comprises 5 dimensions of knee function: Pain,
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Symptoms, Activities of Daily Living (ADL), Sport and Recreation Function (Sport), and
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Knee-Related Quality of Life (QOL) (47, 64) was used to assess function. Each dimension is
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scored from 0 to 4, and then scores are transformed to a percentage score of 0 to 100, with 0
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representing extreme knee problems and 100 representing no knee problems (64). The
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KOOS has been shown to be a valid, reliable, and responsive measure of overall knee joint
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function in people with OA (47). For this paper, KOOS subscales of symptoms, pain and
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ADL were used.
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Physical performance: A timed stair-climbing test was used where participants were timed
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with a stopwatch as they ascended and descended a set of 12 stairs (18 cm high). The
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participants were instructed to perform the task as quickly as they felt safe and comfortable.
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They were encouraged not to use the handrail, but were not prohibited from doing so for
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safety. A longer time to complete the stair climbing test represents worse functional
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limitations. Excellent test-retest reliability (Pearson r=.93) was reported for a similar stair-
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climbing task in people with knee OA (63).
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Assessment of functional impairments:
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Functional Knee Instability: FKI was assessed using the Knee Outcome Survey–Activities of
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Daily Living Scale (36) (KOS-ADLS). One question from the KOS-ADLS relating to
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functional stability of the knee has been shown to be a reliable measure of self-reported knee
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instability in patients with knee OA (21). In this question, participants rated the severity of
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knee instability on a 6-point scale in response to the question, “To what degree does giving
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way, buckling, or shifting of your knee affect your level of daily activity?”. A score of < 4
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indicates presence of FKI, a score of 4 indicated FKI that does not impact daily activities and
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a score > 4 indicated absence of FKI.
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Quadriceps strength : Quadriceps femoris muscle strength was measured as the magnitude
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of the force output (in Newton) during a maximal voluntary isometric contraction (MVIC) at
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90° knee flexion on an isokinetic dynamometer (Kin Com Isokinetic International, Harrison,
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TN 37341, USA). Each participant practiced producing maximal quadriceps femoris muscle
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contractions against the dynamometer arm while verbal encouragement and visual feedback
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were provided to maximize volitional efforts. For the test, participants were asked to produce
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an MVIC of their quadriceps femoris muscle and the highest trial with the greatest strength
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(highest force in Newton) was used in the analysis. All strength data were normalized to the
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subject’s BMI.
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Proprioception: Threshold to detect passive motion (TTDPM) was measured on a custom
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build device (Figure 1) with the subjects seated (75). The lower leg was secured in a
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pneumatic sleeve to minimize cutaneous cues and headphones and blindfold were used to
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eliminate auditory and visual cues, respectively. TTDPM was tested at 15° and 45° from end
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of the subject’s available knee extension range. The subjects were given 3 practice trials. In
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each recorded trial, the examiner tapped the subject on the shoulder to notify him/her that the
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device would start moving in the next 10 seconds. At a random interval within the 10 sec, the
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device passively flexed or extended the lower leg of the subject at a velocity of 0.5°/sec and
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acceleration of 100°/sec2. When the subject perceived the knee movement they pressed a
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hand held switch which disengaged the motor and the degree of rotation was recorded.
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Average of three trials was taken. Previous studies using the proprioception testing device
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have shown test-retest reproducibility of 0.92 (75).
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Assessment of Structural Impairments:
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Medial Joint Space Width: Medial joint space width was measured on a posterior-anterior
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weight bearing semi-flexed radiograph as the narrowest distance between the femur and tibia
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(42).
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Alignment: Alignment was assessed using a standing, anterior- posterior radiograph in which
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the hip, knee, and ankle joints were visible. Alignment was determined by the angle (varus
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<180°, valgus >180°) of the mechanical axes of the femur and tibia (32).
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The coefficient of variation for the radiographic measures for the same rater was < 3%.
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Assessment of Response to Perturbations:
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Motion Analysis: Subjects walked at their self-selected speed over-ground along a 13-m
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walkway. Kinematic data were collected at 120Hz using a passive 8-camera system (VICON
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MX, Oxford Metrics, Oxford, UK). Joint centers of the lower limb were defined using 9.5
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mm retro-reflective markers placed bilaterally over the iliac crests, greater trochanters, lateral
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femoral condyles, lateral malleolus, and 5th metatarsal heads. Rigid thermoplastic shells
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affixed with four markers were attached to an elastic underwrap (SuperWrapTM, Fabrifoam,
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Inc., Exton, PA 19341, USA) surrounding the thigh and shank. Both shank and thigh shells
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were wrapped with CobanTM self-adherent wraps (3M, St. Paul, MN, USA ) to minimize
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movement (51). A marker triad placed on the sacrum and two additional markers on the heel
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counter of the subject’s shoe along with the marker on the 5th metatarsal head were used to
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track pelvis and foot movement respectively. Inter- and intra-rater reliability was established
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for marker placement in a 6 young healthy subjects. The inter class-coefficients for sagittal
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and frontal plane variables were > 0.90.
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Surface Electromyography: Muscle activity was recorded simultaneously at 1080 Hz using a
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16-channel system (MA300, Motion Lab Systems, Baton Rouge, LA, USA). Pre-amplified
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surface electrodes (20 mm inter-electrode distance, 12 mm disk diameter) were placed over
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the mid-muscle belly of the semitendinosis (MH), biceps femoris (LH), vastus medialis
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(MQ), vastus lateralis (LQ), and medial (MG) and lateral (LG) heads of the gastrocnemeii
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(14). EMG signals during a maximum volitional isometric contraction (MVIC) and at rest
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were recorded for each muscle for use during post-processing.
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Disturbed Walking Paradigm: A custom-built, moveable platform (NSK Ltd, Tokyo, Japan)
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imbedded in the walkway, was used to deliver the perturbations that consisted of a lateral
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translation of 5.8 cm at a speed of 40 cm/s in response to a signal from a switch mat mounted
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on the platform surface generated at initial contact (delay ≤ 10 msec, Figure 2).
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perturbation paradigm has been used in earlier studies from our group (44, 67). The paradigm
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is designed to challenge frontal plane stability in people with medial knee OA who are known
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to have abnormal frontal plane mechanics (2, 74). Data were collected during 10 trials in
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which the subject was aware that no movement would occur (“normal”). For safety, subjects
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were allowed to observe the perturbation and if requested, they were allowed to perform 1
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practice trial. No subject requested a practice trial. After 10 normal trials were collected
The
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subjects were asked to continue walking at the same speed and during one of these trials the
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platform would move causing a perturbation (P). The trial number in which the platform first
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moved (P1) was randomized (between 1 -5 trials). After the first perturbation trial (P1) was
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presented subjects were informed that the platform would move during all subsequent trials
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and 5 consecutive perturbation trials were collected. After initial inspection of the data, it
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appeared that adaptation continued beyond the 5th perturbed trial in some individuals.
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Therefore, in order to assess if knee motion and muscle activity adapted to the extent that
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they were no different from level walking values, we collected data from a total of 30
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consecutive perturbations trials in a subset of subjects (Controls, n = 17 and OA, n = 14).
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Data Management: Marker trajectories were low-pass filtered (Butterworth 4th order, phase
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lag) with a cutoff frequency of 6 Hz using Visual 3D (C-Motion, Germantown, MD 20874,
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USA). Three-dimensional joint kinematics were calculated using rigid body analysis and
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Euler angles and referenced to the coordinate system from a standing posture. Sagittal plane
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knee angle variables included – angle at initial contact, and excursions over two intervals:
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loading response (from initial contact through peak knee flexion) and midstance (from peak
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knee flexion angle through peak knee extension) (Figure 3).
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EMG data were high pass filtered using a recursive 4th order Butterworth filter with a
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cut-off of 20 Hz, full wave rectified and linear envelope created using a low pass 4th order
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recursive Butterworth filter with a cut-off of 20 Hz (Visual 3D, C-Motion, Germantown, MD
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20874, USA). The level of resting EMG was subtracted from the linear envelope data from
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the active trials. The linear enveloped EMG data were then normalized to peak activity
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collected from a maximum voluntary isometric contraction (MVIC) performed for each
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muscle group so EMG data are reported as a percentage of the maximum (%Max). Linear
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envelope data were averaged over the following intervals: pre-activation (100 ms prior to
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initial contact), loading response and midstance (Figure 3).
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Statistical Analyses:
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Disability, functional impairments and structural impairments: Independent samples t-tests
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were used compare subject demographics, KOOS scores, stair climbing test, quadriceps
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strength, TTDPM, medial joint space width and alignment between the control and knee OA
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groups. Prevalence of FKI was compared across the groups using a chi-square test.
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Proactive and reactive responses to first 5 perturbations: A two-way mixed ANOVA was
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used to compare the kinematic (knee angle at initial contact, flexion excursion, extension
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excursion) and EMG (MQ, LQ, MH, LH, MG, LG) responses during Pre-activation, loading
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response and midstance phases. The anlyses were performed using a between-group factor
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[Group (2)] and a with-in group repeated factor [Trial (6)]. The 2 groups were controls and
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OA. The 6 trials were level walk (x of 10 trials), and each of the first 5 perturbation trials (P1,
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P2… P5). Paired t-tests were used for post-hoc comparisons of one trial to the next adjacent
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trial in each of the groups.
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In the subset of individuals who completed 30 perturbation trials, exploratory analyses
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were done using a Group (2) by Trial (2) mixed ANOVA to compare the knee movement and
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muscle activity during level walking with the amount of adaptation during the perturbations,
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for the midstance phase only. The 2 groups were controls and OA. The 2 trial conditions
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were level walk (x of 10 trials), and the “bin” of 5 trials with lowest muscle activation or
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greater knee excursion (Figure 4). The 30 trials were divided into bins of 5 trials and mean
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extension excursion and activity of all muscles were calculated for each bin (Figure 4). The
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greatest extension excursion and the lowest EMG activity in the bins were defined as the
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level of adaptation. The midstance phase was chosen because the time from initial contact to
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peak knee extension is within the duration of a long latency reflex when adaptation is
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expected to occur.
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RESULTS
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Disability, functional impairments and structural impairments: The differences between
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control and OA subjects for age, BMI and gender distribution (Table 1) were not significant
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(P > 0.05). The OA group had significantly higher reports of pain, knee related symptoms
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and difficulties with ADL (P < 0.001) (Table 2). The OA group walked slower, took longer
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to complete the stair climbing test, had lower quadriceps strength and greater prevalence of
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symptomatic FKI (P <0.001 – 0.037). The differences in proprioception were not significant
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between OA and controls (P > 0.05). Subjects with knee OA had lesser medial joint space
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width and greater frontal plane varus (P < 0.001) compared to the control subjects.
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Proactive and reactive responses to perturbation:
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Pre-activation : The data for knee angle at initial contact and muscle activity for all
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musclesare shown in Table 3. During the pre-activation phase, prior to the foot contacting
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the platform, a main effect for trial type was observed. In P1, both groups demonstrated a
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similar pattern of greater knee flexion at initial contact and higher levels of muscle activity
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across all muscles (P ≤ 0.002). From P1 to P2, both groups increased their knee flexion at
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initial contact and showed an increase in muscle activity for LG (P ≤ 0.008). The activity for
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all other muscles did not show any further change after P1. Across all trials, the OA subjects
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maintained their knee in greater flexion at initial contact compared to the control group (P =
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0.043).
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Loading Response: The data for knee flexion excursion, and muscle activity for all muscles
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are shown in Table 4. During the loading response phase, as the limb accepts weight, a main
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effect for trial type was observed. In P1, both groups demonstrated a similar pattern of lesser
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knee flexion excursion during loading response and higher levels of muscle activity across all
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muscles (P ≤ 0.006). From P1 to P2, both groups showed a further decrease in their knee
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flexion excursion and increase in the activity in MH and LH muscles (P ≤ 0.029). There were
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no changes in the flexion excursion or muscle activity after P2. Across all trials, the OA group
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had less flexion excursion and higher LH activation during loading response (P ≤ 0.005).
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Midstance: The data for knee extension excursion, and muscle activity for all muscles are
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shown in Figure 5. During the midstance phase as the stance knee extends, a main effect for
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trial type was observed for all variables (P < 0.001). In P1, subjects in both groups showed a
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reduction in the extension excursion and an increase in activity of all muscles. Thereafter, the
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extension excursion increased from P1 to P2 (P < 0.001) and activity of MQ, LQ, MH and LH
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showed a decrease from P1 to P2 and from P2 to P3 (P ≤ 0.023). Activity of MQ further
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decreased from P3 to P5 (P ≤ 0.034) and activity of MH also decreased from P4 to P5 (P =
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0.011). Activity of MG decreased from P2 to P3 (P = 0.023) and did not change thereafter.
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Activity of LG did not change from P1 to P2 but showed a decrease from P3 to P5 (P ≤ 0.048).
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Across all trials, subjects with knee OA had smaller extension excursion and greater
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activation in MQ, LQ and LH muscles (P ≤ 0.003).
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Neuromuscular adaptation : The data for knee extension excursion, and muscle activity for
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MQ, MH and MG for level walking and the greatest knee excursion or lowest level of EMG
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are shown in Figure 6. Both groups showed an increase in knee extension excursion and
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decreased magnitude of muscle activation over the 30 consecutive perturbation trials. No
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statistical differences were observed between the extension excursion during level walking
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and the greatest extension excursion during the 30 trials, or the activation of MQ, LQ, MH
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and LH during level walking and the lowest EMG magnitude during the 30 perturbation trials
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indicating that muscle responses and knee excursions had adapted to baseline levels. The
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magnitude of MG and LG activity in the 30 trials stayed greater than that of level walking in
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both groups (P ≤ 0.023).
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DISCUSSION
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The aim of this study was to compare short term adaptation in muscle activation and joint
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movement in response to repeated lateral perturbations during walking, between individuals
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with medial knee OA who present with significant functional and structural impairments and
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healthy asymptomatic controls. The hypotheses was that, compared to the control subjects,
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people with medial knee OA would exhibit a reduced ability to adapt their movement and
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muscle activation patterns due to structural, functional, and neuromotor impairments related
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to the OA disease process. However, our hypotheses were not supported by the data with
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both groups demonstrating similar proactive and reactive responses to perturbations that
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challenged knee stability. The OA group had significant structural and functional
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impairments compared to the control group. Furthermore, the OA group also demonstrated
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patterns of higher muscle activation and less knee motion which have been shown in multiple
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earlier studies (33, 44, 66, 67) indicating that the OA cohort in this study had neuromuscular
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impairments, even though we did not observe a difference in joint proprioception. The
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findings from this study show that people with knee OA use strategies that lead to similar
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neuromotor responses as that seen in healthy control subjects, when exposed to challenging
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perturbations. However, mechanisms underlying the adaptive response in people with knee
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OA need further study. In our paradigm, input was available from multiple lower extremity
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afferents including muscle spindles, skin and other lower extremity joints in people with
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significant knee OA related impairments. Furthermore, the techniques used in our study may
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have limited sensitivity to detecting proprioceptive deficits (61). This redundant input may
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allow the generation of appropriate response to external challenges to stability while walking.
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Hence, the often reported deficits in knee proprioception in people with knee OA, measured
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under carefully controlled conditions, may not be critical towards maintaining joint stability
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during daily activities. However other magnitudes and directions of perturbations than those
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used in our study, may yield different results. Future studies should also take into
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consideration the limited sensitivity of commonly used tests of proprioception, and the role of
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muscle spindles in movement and position sense.
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Disability, functional and structural impairments, and walking patterns:
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Subjects in our OA group had significantly greater pain and self-reported and physical
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limitations compared to the control group as demonstrated by lower KOOS scores, greater
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time taken to complete the stair climbing test and slower walking speed. The OA group also
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had greater quadriceps weakness, varus malalignment and FKI. Pain at the knee has been
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shown to be associated with quadriceps inhibition (4, 70) but none of our subjects reported
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pain during maximal quadriceps strength assessment. Hence the quadriceps strength deficits
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in the OA group may be more related to other mechanisms like loss of cross-sectional area
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(35), and change in muscle fiber type (18). The smaller medial joint space and greater frontal
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plane varus suggest that there was significant damage to the knee tissues in the OA group. It
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has been shown that varus malalignment is a reliable marker of OA incidence and
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progression with greater malalignment associated with greater medial cartilage loss, meniscal
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damage and extrusion and greater bone marrow edema like lesions (25, 72, 73).
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We also observed less knee motion and higher muscle activation in people with knee
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OA compared to controls during walking. These findings have also been reported earlier in
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multiple studies (33, 44, 66, 67) and indicate that the cohort of knee OA subjects did have
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neuromotor impairments. Similar responses to perturbation in both groups, in spite of the
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profound differences in structure, function and walking patterns, could be due to (a) the
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redundancy in afferent input from lower extremities, (b) the perturbation being of insufficient
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magnitude to challenge knee stability, or (c) other compensatory strategies. Since the
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perturbation was applied at the foot, it is quite likely that afferent information from multiple
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structures including the sole of the foot, ankle and foot muscles and ankle and foot joint
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receptors would be available to the nervous system. None of our subjects had pain in other
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joints of the lower extremity and hence we could assume a normal afferent input from these
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structures. It is possible that the information from these structures was sufficient for the
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nervous system to generate adequate responses to these perturbations even in people with
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significant knee OA. Hence, the deficits in knee proprioception that have been reported in
345
earlier studies may not impair the ability of people with knee OA to respond to external
346
challenges to stability under functional weight-bearing conditions. It is less likely that the
347
perturbation was of insufficient magnitude to challenge knee stability. Using the same
348
perturbation paradigm, we have earlier observed greater medial muscle co-contraction in
349
people with knee OA compared to controls, and in people with knee OA who have FKI
350
compared to those who do not, during standing and walking (44, 67).Hence, further work is
351
needed to understand the strategies underlying the adaptive response in people with knee OA,
352
perhaps with different directions and magnitudes of perturbations.
353
Even though we observed differences in movement and muscle activation patterns
354
we did not see a difference in proprioception as assessed using the TTDPM technique
355
between the OA and control groups. It has been suggested recently that the proprioception
356
tests which are commonly used, including TTDPM, may not be sensitive to detect threshold
357
of movement onset since they only assess that a movement occurred (61). Muscle spindles
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Neuromuscular adaptation in knee osteoarthritis
15
have been shown to be the primary afferent organ for movement and position sense detection,
359
and muscle spindle discharge can vary depending on the length and history of muscle activity
360
prior to propriception testing (61). It has been recommended that in tests of proprioception
361
under relaxed conditions, like used in our study, the participants should be asked to
362
isometrically contract the agonist muscles at the joint angle the test is being performed at, to
363
counter any thixotropic effects that may be present in the muscle or the spindles (61). The
364
subjects in our study did not perform the isometric contraction and hence the findings may be
365
affected by muscle thixotropy. Furthermore, these tests of proprioception also rely on
366
memory, mood, motivation and reaction time of the participants (71, 77). Hence, other tests
367
including vibratory perception have been recommended which partly overcome some of these
368
limitations (71, 77). In fact, a recent review recommended that a new protocol for
369
measurement of knee proprioception in people with knee OA is needed (40). Earlier studies
370
which found differences in TTDPM between subjects with knee OA report large effect sizes
371
between 0.47 and 2.7 (50, 58). Using these effect sizes, and an alpha level of 0.05 and a
372
power of 80%, we had a sufficient sample size to detect differences. However, for one of the
373
comparisons the P value was 0.092 suggesting that issues related to sample size may be
374
present. Lastly, importance of proprioceptive deficits in knee OA has received some scrutiny
375
with large scale longitudinal studies reporting weak or no associations between
376
proprioceptive deficits and onset of symptomatic or radiographic knee OA or development of
377
adverse OA outcomes (17, 69). The findings from our work also suggest that during
378
functional weight-bearing activities, the redundancy in afferent feedback may be sufficient to
379
allow adequate neuromotor responses.
380
Response to 1st Perturbation
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Neuromuscular adaptation in knee osteoarthritis
16
381
The timing of the first perturbation trial was unknown to all the subjects and subjects
382
in both OA and control group exhibited similar responses. Subjects in both groups responded
383
to the first novel perturbation with a decrease in knee motion during loading response and
384
midstance phases accompanied with an increase in muscle activity of all muscles studied.
385
This first response (aka a “startle-like” response) is comparable to the responses elicited by a
386
sudden high amplitude auditory stimulus (55, 56) and is characterized by co-contraction of
387
muscles. The elevated EMG activity in conjunction with truncated knee motion illustrates a
388
knee stiffening or “freezing” strategy (55) that may be an attempt to maintain knee stability.
Increased knee flexion and higher muscle activity observed during the pre-activation
390
phase was unexpected since subjects were unaware of when the first perturbation would take
391
place (8, 26). This unexpected finding could have occurred because, for safety reasons, we
392
allowed the subjects to observe the platform translate and although they did not know when
393
the first perturbation would occur they may have been sufficiently unsure of the experience
394
that their muscles were more active in anticipation of P1. Such a response has been reported
395
previously (22, 45) and could lead to better stability under uncertain and challenging
396
conditions.
397
Response to repeated perturbations:
398
All subjects in the study showed an increase in knee motion and a reduction in muscle
399
activity of quadriceps and hamstring muscles during the midstance phase on repeated
400
exposure to the perturbations. Prior experience of a perturbation leads to the generation of
401
proactive responses that works in conjunction with reactive response to maintain postural
402
stability (52, 57).
403
perturbations (57). Reactive response consists of short and long-latency responses and it has
404
also been shown that the long-latency reflexes show the greatest habituation by a decrease in
Adaptation is characterized by decrease in the reactive response to
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Neuromuscular adaptation in knee osteoarthritis
17
magnitude (24, 56, 65). For our subjects, the midstance phase likely corresponded with the
406
interval of time when the long-latency reflex (> 90 msec) occurs and hence adaptation was
407
primarily observed in this phase. Although changes in reactive responses that occur in the
408
time frame of a long-latency reflex may be too slow to affect dynamic stability directly,
409
adaptation in the long-latency reflexes represents the influence of proactive responses that
410
occur when the motor system predicts future motion based on past experiences (80). Classen
411
et al. (1999) proposed that short term adaptation is the first step in skill acquisition (9) which
412
would bode well for people with OA who may need to learn to stabilize their knees after
413
joint structures become damaged.
414
It was interesting to see that the short-term adaptation was only seen during midstance
415
phase, a point in the gait cycle when the 2nd peak of external knee adduction moment (KAM)
416
occurs. However, higher articular loads at the knee during loading response at 1st peak of
417
KAM (11, 27, 41) that occurs during the loading response phase of gait is the hallmark of
418
walking patterns in people with knee OA. No adaptation was observed during the loading
419
response, we did not observe an adaptive response with all subjects which is most likely due
420
to the loading response being a phase in which only short and medium latecny reflexes are
421
generated, which usually do not show adaptation (24, 56).
422
The attenuation of the EMG during midstance was most pronounced in the quadriceps
423
and hamstring muscles, whereas the gastrocnemius muscles showed less attenuation and the
424
magnitude was higher even after 30 trials. This finding is consistent with those of
425
Nieuwenhuijzen et al. (2007) who found that sensorimotor adaptation is less in muscles with
426
special significance to the perturbation (55). In the current study, the perturbation was applied
427
at the foot-floor interface so a sudden displacement of the foot is likely to elicit activation of
428
muscles around the ankle joint to provide a more stable ankle and adaptation could have
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405
Neuromuscular adaptation in knee osteoarthritis
18
429
decreased postural stability (28).
The application of the perturbation at the foot floor
430
interface may be considered a limitation to this study since the perturbation may not have
431
resulted in destabilization of the knee, however, the adaptation that was seen in the muscles
432
that cross the knee and not the ankle, suggest that the paradigm was appropriate for
433
determining if neuromuscular adaptation was different in OA subjects compared to controls.
Studies investigating response to postural perturbations in individuals with knee OA
435
are scarce. Earlier work from our group has found that using the same perturbation paradigm
436
as this study, people with medial knee OA generate higher medial muscle co-contraction
437
during standing compared to controls; and people with medial knee OA who have FKI
438
generate higher medial muscle co-contraction during walking, compared to those without FKI
439
(44, 67). However, adaptive response to repeated perturbations was not investigated in these
440
studies. Results from the current work build upon this earlier work and demonstrate that in
441
spite of these differences in movement patterns, people with knee OA show similar decrease
442
in response as controls, if the perturbations are repeated. Using a knee buckling paradigm in
443
unilateral stance, Irwin et al (37) found no difference in the onset latencies of vastus lateralis
444
or biceps femoris between people with knee OA and old or young adults. They recommended
445
future studies to focus on muscle amplitudes instead of latencies as has been done in the
446
current study. Finally, Fallah-Yakhdani et al (16, 81) assessed dynamic stability and
447
variability during treadmill walking in subjects before and after total knee arthroplasty
448
(TKA). They reported less variability in the affected extremity of OA subjects which was
449
associated with reduce fall risk Furthermore, the OA subjects had greater co-contraction and
450
the affected extremity was more stable than the unaffected extremity. Our findings of less
451
motion and greater muscle activation across all trials likely support the phenomenon of less
452
variability However, the changes in variability across repeated perturbations needs further
453
study.
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Neuromuscular adaptation in knee osteoarthritis
454
19
Conclusions and Clinical Implications
455
The results from this study show that individuals with knee OA demonstrate similar
456
responses to perturbations during walking as those without knee OA. Exercise programs
457
focusing on joint stability and proprioception are becoming more popular in the rehabilitation
458
of people with knee injuries (1, 15, 19).
459
“neuromuscular training” are purported to address knee control or alter walking patterns to
460
lower knee contact loads and they often involve activities that challenge knee stability in a
461
safe and controlled manner (3, 7, 79). The role of diminished knee proprioception, if present
462
in people with knee OA, towards maintaining knee stability during weight-bearing activities
463
is questionable due to redundancy of afferent input. However, if these perturbation training
464
based programs are successful at altering movement patterns that can reduce articular loading
465
during walking, they may have utility towards slowing structural progression of knee OA (7).
466
Results from this study show that people with medial knee OA demonstrate changes in
467
muscle activation and movement patterns when exposed to perturbations, but future studies
468
would need to be done to investigate if specific changes can be targeted and retained over a
469
long period of time.
So called “proprioceptive training” or
The results from this study need to be interpreted in light of certain limitations. The
471
techniques used to assess proprioception may have had limited sensitivity as discussed
472
earlier. However, these techniques have been used in earlier studies in subjects with knee OA
473
allowing us to compare our findings to published literature. The perturbation paradigm used
474
allowed subjects to continue walking after experiencing the perturbation to the end of the
475
walkway and then back to the starting position. This period could have induced some
476
“washout” of the adaptive response resulting from the perturbation. However, had subjects
477
been able to experience the perturbation in consecutive strides we speculate that the
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470
Neuromuscular adaptation in knee osteoarthritis
20
478
magnitude and rate of habituation may actually have been higher than observed here. Also, it
479
is likely that the perturbation used, though appropriate to analyze reactive and proactive
480
responses, was not of sufficient magnitude to elicit differential responses between groups.
481
Finally, we did not adjust for multiple comparisons in the between-group analyses and hence
482
P values close to 0.05 should be interpreted with caution.
In conclusion, the results from this study provide indirect evidence that the manner in
484
which the nervous systems processes sensory information in people with knee OA is similar
485
to that in healthy control subjects. To our knowledge, this is the first study to demonstrate
486
similar responses to repeated perturbations in people with symptomatic and radiographic
487
knee OA and controls. The subjects with knee OA had significantly worse structure and
488
function, and differences in walking patterns, compared to the control subjects but still
489
showed similar adaptive response. Hence, compensatory strategies may be sufficient to allow
490
people with knee OA to maintain stability when challenged during walking. However, the
491
mechanisms underlying these responses will need further study.
492
ACKNOWLEDGEMENTS
493
Funding was provided by International Society of Biomechanics Doctoral
494
Dissertation Grant, American College of Rheumatology-Research and Education Foundation
495
Health Professional Graduate Student Preceptorship, University of Delaware Graduate
496
Fellowship and NIH 1P20RR016458-01 and 1P20RR016458-06. Currently. Dr. Deepak
497
Kumar is affiliated with the Muscoloskeletal Quantitative Imaging Research Group, Dept. of
498
Radiology, University of California, San Francisco, CA, USA. Currently Dr. Katherine
499
Rudolph is affiliated with the Dept. of Physical Therapy, University of New England,
500
Portland, ME, USA.
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Neuromuscular adaptation in knee osteoarthritis
1
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Neuromuscular adaptation in knee osteoarthritis
FIGURE CAPTIONS
Figure 1 Device to measure proprioception
Figure 2 Displacement and acceleration of the perturbation platform
Figure 3 Intervals of the stance phase used in the analysis. Knee flexion angle (top) and
quadriceps EMG activity (bottom). IC-Initial Contact; PKF-Peak Knee Flexion; PKE-Peak
Knee Extension
Figure 4 Binning of average medial hamstring EMG data during the Midstance Interval.
from one subject to assess adaptation. Individual trials are shown in top graph, and the
average of every 5 trials is shown in bottom graph. Unperturbed Trials 1-10 are shown in
black and perturbed trials 1-30 are shown in Gray. The trial that is circled is that in which the
maximum adaptation had occurred.
Figure 5 Knee Flexion (top) and muscle activation (bottom 3 graphs) during the Midstance.
Average of 10 unperturbed trial (LEVEL) and 1st 5 perturbation trials (P1- P5). Asterisks
indicate statistically significant difference (P < 0.05).
Figure 6 Knee Flexion and muscle activation during the Midstance during level walking and
after maximum adaptation had occurred. Asterisks indicate statistically significant difference
(P < 0.05).
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754
755
756
757
758
759
760
761
762
763
764
765
766
767
768
769
770
771
772
773
774
775
776
1
Neuromuscular adaptation in knee osteoarthritis
777
Table 1. Age, Gender, BMI, KL grade in controls and OA subjects. Values are Mean
778
(SD). P values are from independent samples t-tests for age and BMI, and from chi-
779
square tests for Gender and KL distribution.
1
780
Control
Osteoarthritis
P
Age
62. 0 (10.5)
66.6 (8.4)
0.066
BMI
27.4 (5.3)
29.7 (4.8)
0.080
12:11
16:21
χ2=0.455, P = 0.500
Male: Female
KL 3
NA
KL 4
781
NA = Not Applicable
782
BMI = Body Mass index
783
KL = Kellgren –Lawrence grade
12 (33%)
10 (27%)
χ2=1.03, P=0.60
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15 (40%)
KL 2
Neuromuscular adaptation in knee osteoarthritis
784
785
Table 2. Function, proprioception, structure and strength variables in controls and OA
subjects.
Control
Osteoarthritis
P
Symptoms
98.9 (2.5)
62.4 (14.6)
< 0.001
Pain
99.5 (1.8)
64.4 (14.9)
< 0.001
ADL
99.7 (1.3)
70.3 (17.0)
< 0.001
<4
1 (4.3)
15 (40%)
=4
0 (0)
7 (18%)
=5
22 (95.7)
16 (42%)
1.1 (1.1)
1.1 (0.8)
0.915
0.8 (0.4)
0.9 (0.5)
0.355
0.9 (0.5)
1.2 (0.7)
0.107
1.4 (0.9)
1.8 (1.0)
0.092
Medial Joint Space Width (mm)
4.3 (0.7)
0.9 (1.5)
< 0.001
Alignment (Degrees)
178.5 (2.5)
174.4 (3.8)
< 0.001
Stair Climbing Test (sec)
10.0 (1.5)
13.7 (5.1)
0.001
Walking speed (m/sec)
1.6 (0.2)
1.3 (0.2)
< 0.001
Quadriceps Strength (N/BMI)
25. 4(10.1)
20.9 (7.2)
0.037
KOOS
KOS-I*
< 0.001
flexion)
At 15° Flexion (into
TTDPM
extension)
(Degrees)
At 45° Flexion (into
flexion)
At 45° Flexion (into
extension)
All values are Mean (Standard Deviation) except for KOS-I.
*Number of participants (%)
KOOS = Knee injury and osteoarthritis Outcome Score
ADL = Activities of Daily Living
KOS-I = Knee Outcome Survey- Instability item score
TTDPM = Threshold to Detect Passive Motion
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At 15° Flexion (into
786
787
788
789
790
791
1
Neuromuscular adaptation in knee osteoarthritis
792
Table 3. Knee Angle at Initial Contact and muscle activation for all muscles during the preactivation phase. Average of 10 unperturbed trial
793
(LEVEL) and 1st 5 perturbation trials (P1- P5). Grey shading indicates statistically significant difference between adjacent trials (P < 0.05).
794
Variable
Knee Flexion at Initial
Contact (Degrees)
Control
OA
Level
6.1 (4.3)
9.9 (6.8)
P1
7.7 (6.2)
11.6 (7.1)
P2
8.7 (5.9)
12.6 (6.9)
P3
8.4 (6.3)
11.6 (7.3)
P4
8.0 (6.0)
11.9 (7.1)
P5
7.7 (6.0)
11.6 (7.4)
Medial Quadriceps
(%Max)
Control
12.8 (8.2)
14.6 (11.6)
16.4 (10.7)
14.6 (9.5)
11.4 (8.1)
12.6 (8.0)
OA
14.6 (8.7)
18.3 (10.1)
18.5 (11.1)
17.8 (9.3)
18.5 (11.3)
17.8 (10.5)
Lateral Quadriceps
(%Max)
Control
15.0 (6.4)
17.6 (3.5)
18.6 (8.8)
17.8 (10.6)
16.3 (10.4)
14.9 (9.7)
OA
16.1 (8.3)
20.2 (10.8)
20.3 (11.7)
21.9 (13.0)
21.8 (12.0)
20.0 (10.6)
Medial Hamstrings
(%Max)
Control
16.3 (9.5)
21.4 (14.4)
23.2 (14.1)
25.1 (14.6)
23.9 (14.9)
21.8 (12.2)
OA
18.1 (12.2)
25.7 (22.5)
25.1 (15.1)
27.1 (19.7)
14.1 (14.7)
25.0 (14.7)
Lateral Hamstrings
(%Max)
Control
16.6 (6.7)
19.4 (10.8)
23.7 (14.6)
23.9 (13.1)
23.0 (12.0)
20.7 (10.5)
OA
Control
OA
21.5 (8.7)
2.4 (2.2)
4.8 (5.9)
28.2 (14.9)
4.2 (6.1)
9.2 (11.5)
27.5 (11.1)
6.0 (7.4)
10.1 (10.4)
28.1 (104)
7.3 (6.7)
9.9 (9.8)
26.8 (11.)
6.6 (6.3)
10.0 (9.9)
26.6 (10.4)
6.4 (6.8)
9.2 (9.8)
Control
6.8 (12.3)
9.6 (18.5)
13.0 (17.6)
14.8 (19.0)
12.2 (15.0)
12.5 (14.5)
OA
6.4 (8.0)
11.3 (13.3)
13.7 (12.8)
13.3 (15.3)
13.0 (12.8)
11.3 (11.5)
Medial Gastrocnemius
(%Max)
Lateral Gastrocnemius
(%Max)
795
796
797
798
799
800
801
1
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Neuromuscular adaptation in knee osteoarthritis
2
st
802
Table 4. Flexion Excursion and muscle activation for all muscles during the Loading Response. Average of 10 unperturbed trial (LEVEL) and 1
803
5 perturbation trials (P1- P5). Grey shading indicates statistically significant difference between adjacent trials (P < 0.05).
804
Variable
Flexion Excursion
(Degrees)
Medial Quadriceps
(%Max)
Control
OA
Control
OA
Level
15.0 (2.7)
10.0 (3.8)
26.7 (15.8)
30.4 (16.2)
P1
12.3 (4.1)
7.8 (3.8)
27.9 (19.6)
37.7 (21.4)
P2
11.2 (3.9)
6.9 (3.5)
28.8 (17.1)
39.3 (21.3)
P3
11.4 (4.4)
7.9 (3.9)
30.4 (21.3)
39.9 (26.6)
P4
12.2 (3.9)
8.0 (4.0)
28.4 (17.6)
37.5 (22.2)
P5
11.8 (3.6)
8.3 (3.4)
28.0 (19.6)
35.7 (21.9)
Lateral Quadriceps
(%Max)
Control
26.7 (11.3)
32.7 (26.2)
28.3 (14.5)
30.9 (18.2)
30.8 (18.6)
29.0 (17.5)
OA
32.7 (14.0)
38.9 (19.4)
40.0 (23.3)
40.4 (25.4)
41.2 (22.3)
40.7 (22.6)
Medial Hamstrings
(%Max)
Control
6.8 (5.7)
12.2 (10.0)
17.9 (15.2)
20.9 (17.5)
19.4 (15.0)
18.2 (14.7)
OA
11.0 (11.4)
18.8 (24.7)
22.0 (19.5)
23.7 (30.1)
23.6 (28.1)
22.0 (20.5)
Lateral Hamstrings
(%Max)
Control
10.2 (7.9)
13.6 (12.0)
16.7 (12.6)
18.2 (12.4)
18.7 (12.2)
18.9 (14.2)
OA
Control
OA
20.0 (12.1)
4.4 (3.7)
9.4 (13.0)
23.9 (15.2)
6.1 (5.7)
10.7 (17.4)
28.6 (14.9)
6.5 (5.9)
11.9 (15.7)
28.0 (13.9)
7.5 (6.4)
10.9 (13.7)
28.7 (12.6)
6.3 (5.4)
11.0 (12.7)
27.5 (15.4)
4.7 (4.1)
9.5 (13.5)
Control
8.2 (7.2)
10.4 (9.8)
11.1 (11.0)
11.8 (12.2)
11.8 (12.4)
10.6 (11.2)
OA
11.4 (10.2)
12.5 (12.1)
14.8 (12.4)
14.8 (15.2)
14.4 (14.2)
12.4 (9.7)
Medial Gastrocnemius
(%Max)
Lateral Gastrocnemius
(%Max)
805
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