Articles in PresS. J Appl Physiol (September 26, 2013). doi:10.1152/japplphysiol.00244.2013 1 1 Individuals with Medial Knee Osteoarthritis show Neuromuscular Adaptation when 2 Perturbed during Walking in spite of Functional and Structural Impairments 3 Deepak Kumar1,2; Charles (Buz) Swanik1,2; Darcy S. Reisman1,3; Katherine S Rudolph1,3 4 1 5 Delaware, Newark, DE 6 2 7 3 8 Corresponding Author and Request for Reprints: 9 Katherine Rudolph, PT, PhD 10 Associate Dean for Research, 11 Westbrook College of Health Professions 12 University of New England 13 716 Stevens Avenue, Portland, ME 04103 14 Ph: 207-221-4113, Email: [email protected] 15 Author Contributions: 16 Conception and Design: Kumar, Swanik, Reisman, Rudolph 17 Acquisition of data: Kumar 18 Analysis and Interpretation of Data: Kumar, Swanik, Reisman, Rudolph 19 Drafting and final approval of the article: Kumar, Swanik, Reisman, Rudolph 20 Running Head: Neuromuscular adaptation in medial knee osteoarthritis Interdisciplinary Program in Biomechanics and Movement Sciences, University of Kinesiology and Applied Physiology, University of Delaware, Newark, DE Department of Physical Therapy, University of Delaware, Newark, DE Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 Copyright © 2013 by the American Physiological Society. Neuromuscular adaptation in knee osteoarthritis 1 ABSTRACT 22 Neuromuscular control relies on sensory feedback that influences responses to changing 23 external demands, and the normal response is for movement and muscle activation patterns to 24 adapt to repeated perturbations. People with knee osteoarthritis (OA) are known to have pain, 25 quadriceps weakness and neuromotor deficits which could affect adaption to external 26 perturbations. The aim of this study was to analyze neuromotor adaptation during walking in 27 people with knee OA (n=38) and controls (n=23). Disability, quadriceps strength, joint space 28 width, malalignment and proprioception were assessed. Kinematic and EMG data were 29 collected during undisturbed walking and during perturbations which caused lateral 30 translation of the foot at initial contact. Knee excursions and EMG magnitudes were 31 analyzed. Subjects with OA walked with less knee motion and higher muscle activation; and 32 had greater pain, limitations in function, quadriceps weakness, and malalignment but no 33 difference was observed in proprioception. Both groups showed increased EMG and 34 decreased knee motion in response to the 1st perturbation followed by progressive decreased 35 EMG activity and increased knee motion during mid-stance over the first 5 perturbations, but 36 no group differences were observed. Over 30 trials, EMG levels returned to those of normal 37 walking. 38 individuals when exposed to challenging perturbations during functional weight-bearing 39 activities, in spite of structural, functional and neuromotor impairments. 40 underlying the adaptive response in people with knee OA need further study. 41 Keywords: Proactive response, motor control, EMG, reactive response, afferent feedback 42 43 44 45 The results illustrate that people with knee OA respond similarly to healthy Mechanisms Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 21 Neuromuscular adaptation in knee osteoarthritis 2 INTRODUCTION 47 Knee osteoarthritis (OA) affects 16% of adults over 45 years of age (38) with majority of 48 people with knee OA having significant disability (23). The medial compartment of the knee 49 is most commonly affected by OA (12). Clinically, people with knee OA report significant 50 pain, stiffness and functional knee instability (FKI), all of which negatively impact activities 51 of daily living (ADL) and quality of life (QOL) (13, 21, 68). The OA disease process 52 involves morphological and compositional degeneration of all major knee tissues including 53 articular cartilage, meniscus, ligaments, subchondral/trabecular bone and muscles (10, 46, 49, 54 53, 60). It has also been suggested that people with knee OA have deficits in afferent and 55 efferent neural pathways demonstrated by decreases in proprioception, vibratory perception, 56 muscle force control and muscle strength (5, 6, 30, 34, 58, 71). Hence interventions that focus 57 on increasing muscle strength and those that aim at improving proprioception are included in 58 the management of individuals with knee OA (7, 20, 48, 78, 82, 83). 59 Presence of pain, damage to joint structures, and afferent and efferent neural deficits, 60 could impair the ability of the neuromuscular system to sense and execute appropriate 61 commands in response to external challenges to joint stability (31, 43). Interventions that rely 62 on improving proprioception or improving neuromuscular control aim to do so by using error 63 signals generated from external cues and clinician controlled external perturbations to induce 64 corrective reactions (3, 7, 19, 79). However, it is unknown if people with knee OA, who have 65 functional and structural impairments, are able to respond to external perturbations in a 66 manner similar to people without knee symptoms or radiographic evidence of OA. 67 Ability to modify movement and muscle activation patterns is commonly assessed as 68 a response to a series of external perturbations (24, 29, 52, 59, 62). Typical responses to 69 perturbations include feed-back (aka reactive) responses and feed-forward (aka proactive) Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 46 Neuromuscular adaptation in knee osteoarthritis 3 responses (37, 44, 52, 55, 57). Reactive responses occur during or shortly after a disturbance 71 in order to restore balance, whereas proactive responses are those that occur prior to the onset 72 of the disturbance and are thought to minimize the destabilization brought on by a 73 disturbance (52, 55, 57). Proactive responses represent the ability of the nervous system to 74 use sensory input to predict the effect of a disturbance and adjust the response accordingly 75 (76). Nielsen et al (54) suggested that error signals (difference in anticipated and actual 76 movement) generated from external perturbations during gait, when repeated, may constitute 77 a substrate for motor learning. Hence, an analysis of short-term adaptation of muscle 78 activations and movement patterns can provide insight into the ability of the nervous system, 79 in people with knee OA, to integrate sensory input and produce appropriate reactive and 80 proactive responses. 81 The aim of this study was to compare short term adaptation in muscle activation and 82 joint movement in response to repeated lateral perturbations during walking, between people 83 with and without radiographic and symptomatic knee OA. The operational definition of 84 adaptation in the context of this study was an increase in knee motion and /or a decrease in 85 the activation of muscles around the knee joint, over repeated exposure of the perturbation. 86 We hypothesized that people with radiographic and symptomatic knee OA would (1) show a 87 diminished response in movement and muscle activation patterns, as compared to controls, 88 when exposed to the first novel perturbation, and (2) show less adaptation in movement and 89 muscle activation patterns over repeated perturbations, as compared to controls. 90 EXPERIMENTAL PROCEDURES 91 Subjects: Thirty eight individuals with diagnosed medial knee OA and 23 individuals without 92 knee OA (Table 1) were referred from local physicians and recruited from the community 93 through advertisements. Standing, semi-flexed, posterior-anterior and sunrise view Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 70 Neuromuscular adaptation in knee osteoarthritis 4 radiographs were taken of the more symptomatic knee in the OA subjects and in one knee of 95 the control subject (side chosen at random). Participants in the OA group had Kellgren and 96 Lawrence (K-L) grades of II or greater (39) in the medial tibiofemoral compartment and KL 97 grade in the medial compartment was greater than that of the lateral compartment. If the 98 participant had bilateral knee OA that fit the criteria, the more symptomatic knee was 99 identified by the individual and used in the analysis. Participants were excluded if they had a 100 history of other orthopedic injuries in the lower extremities (e.g., knee ligament injuries) or 101 spine, used an assistive device, had a history of neurologic injury, had a history of rheumatoid 102 arthritis, were pregnant, or had undergone a joint replacement or skeletal realignment 103 procedure in either lower extremity. All participants gave informed consent that was 104 approved by the Institutional Review Board of the University of Delaware. 105 Assessment of Disability: 106 Self-reported disability: The Knee injury and Osteoarthritis Outcome Score (KOOS), which 107 is a self-report measure of function that comprises 5 dimensions of knee function: Pain, 108 Symptoms, Activities of Daily Living (ADL), Sport and Recreation Function (Sport), and 109 Knee-Related Quality of Life (QOL) (47, 64) was used to assess function. Each dimension is 110 scored from 0 to 4, and then scores are transformed to a percentage score of 0 to 100, with 0 111 representing extreme knee problems and 100 representing no knee problems (64). The 112 KOOS has been shown to be a valid, reliable, and responsive measure of overall knee joint 113 function in people with OA (47). For this paper, KOOS subscales of symptoms, pain and 114 ADL were used. 115 Physical performance: A timed stair-climbing test was used where participants were timed 116 with a stopwatch as they ascended and descended a set of 12 stairs (18 cm high). The 117 participants were instructed to perform the task as quickly as they felt safe and comfortable. 118 They were encouraged not to use the handrail, but were not prohibited from doing so for Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 94 Neuromuscular adaptation in knee osteoarthritis 5 safety. A longer time to complete the stair climbing test represents worse functional 120 limitations. Excellent test-retest reliability (Pearson r=.93) was reported for a similar stair- 121 climbing task in people with knee OA (63). 122 Assessment of functional impairments: 123 Functional Knee Instability: FKI was assessed using the Knee Outcome Survey–Activities of 124 Daily Living Scale (36) (KOS-ADLS). One question from the KOS-ADLS relating to 125 functional stability of the knee has been shown to be a reliable measure of self-reported knee 126 instability in patients with knee OA (21). In this question, participants rated the severity of 127 knee instability on a 6-point scale in response to the question, “To what degree does giving 128 way, buckling, or shifting of your knee affect your level of daily activity?”. A score of < 4 129 indicates presence of FKI, a score of 4 indicated FKI that does not impact daily activities and 130 a score > 4 indicated absence of FKI. 131 Quadriceps strength : Quadriceps femoris muscle strength was measured as the magnitude 132 of the force output (in Newton) during a maximal voluntary isometric contraction (MVIC) at 133 90° knee flexion on an isokinetic dynamometer (Kin Com Isokinetic International, Harrison, 134 TN 37341, USA). Each participant practiced producing maximal quadriceps femoris muscle 135 contractions against the dynamometer arm while verbal encouragement and visual feedback 136 were provided to maximize volitional efforts. For the test, participants were asked to produce 137 an MVIC of their quadriceps femoris muscle and the highest trial with the greatest strength 138 (highest force in Newton) was used in the analysis. All strength data were normalized to the 139 subject’s BMI. 140 Proprioception: Threshold to detect passive motion (TTDPM) was measured on a custom 141 build device (Figure 1) with the subjects seated (75). The lower leg was secured in a 142 pneumatic sleeve to minimize cutaneous cues and headphones and blindfold were used to 143 eliminate auditory and visual cues, respectively. TTDPM was tested at 15° and 45° from end Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 119 Neuromuscular adaptation in knee osteoarthritis 6 144 of the subject’s available knee extension range. The subjects were given 3 practice trials. In 145 each recorded trial, the examiner tapped the subject on the shoulder to notify him/her that the 146 device would start moving in the next 10 seconds. At a random interval within the 10 sec, the 147 device passively flexed or extended the lower leg of the subject at a velocity of 0.5°/sec and 148 acceleration of 100°/sec2. When the subject perceived the knee movement they pressed a 149 hand held switch which disengaged the motor and the degree of rotation was recorded. 150 Average of three trials was taken. Previous studies using the proprioception testing device 151 have shown test-retest reproducibility of 0.92 (75). 153 Assessment of Structural Impairments: 154 Medial Joint Space Width: Medial joint space width was measured on a posterior-anterior 155 weight bearing semi-flexed radiograph as the narrowest distance between the femur and tibia 156 (42). 157 Alignment: Alignment was assessed using a standing, anterior- posterior radiograph in which 158 the hip, knee, and ankle joints were visible. Alignment was determined by the angle (varus 159 <180°, valgus >180°) of the mechanical axes of the femur and tibia (32). 160 The coefficient of variation for the radiographic measures for the same rater was < 3%. 161 162 Assessment of Response to Perturbations: 163 Motion Analysis: Subjects walked at their self-selected speed over-ground along a 13-m 164 walkway. Kinematic data were collected at 120Hz using a passive 8-camera system (VICON 165 MX, Oxford Metrics, Oxford, UK). Joint centers of the lower limb were defined using 9.5 166 mm retro-reflective markers placed bilaterally over the iliac crests, greater trochanters, lateral 167 femoral condyles, lateral malleolus, and 5th metatarsal heads. Rigid thermoplastic shells 168 affixed with four markers were attached to an elastic underwrap (SuperWrapTM, Fabrifoam, Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 152 Neuromuscular adaptation in knee osteoarthritis 7 Inc., Exton, PA 19341, USA) surrounding the thigh and shank. Both shank and thigh shells 170 were wrapped with CobanTM self-adherent wraps (3M, St. Paul, MN, USA ) to minimize 171 movement (51). A marker triad placed on the sacrum and two additional markers on the heel 172 counter of the subject’s shoe along with the marker on the 5th metatarsal head were used to 173 track pelvis and foot movement respectively. Inter- and intra-rater reliability was established 174 for marker placement in a 6 young healthy subjects. The inter class-coefficients for sagittal 175 and frontal plane variables were > 0.90. 176 Surface Electromyography: Muscle activity was recorded simultaneously at 1080 Hz using a 177 16-channel system (MA300, Motion Lab Systems, Baton Rouge, LA, USA). Pre-amplified 178 surface electrodes (20 mm inter-electrode distance, 12 mm disk diameter) were placed over 179 the mid-muscle belly of the semitendinosis (MH), biceps femoris (LH), vastus medialis 180 (MQ), vastus lateralis (LQ), and medial (MG) and lateral (LG) heads of the gastrocnemeii 181 (14). EMG signals during a maximum volitional isometric contraction (MVIC) and at rest 182 were recorded for each muscle for use during post-processing. 183 Disturbed Walking Paradigm: A custom-built, moveable platform (NSK Ltd, Tokyo, Japan) 184 imbedded in the walkway, was used to deliver the perturbations that consisted of a lateral 185 translation of 5.8 cm at a speed of 40 cm/s in response to a signal from a switch mat mounted 186 on the platform surface generated at initial contact (delay ≤ 10 msec, Figure 2). 187 perturbation paradigm has been used in earlier studies from our group (44, 67). The paradigm 188 is designed to challenge frontal plane stability in people with medial knee OA who are known 189 to have abnormal frontal plane mechanics (2, 74). Data were collected during 10 trials in 190 which the subject was aware that no movement would occur (“normal”). For safety, subjects 191 were allowed to observe the perturbation and if requested, they were allowed to perform 1 192 practice trial. No subject requested a practice trial. After 10 normal trials were collected The Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 169 Neuromuscular adaptation in knee osteoarthritis 8 subjects were asked to continue walking at the same speed and during one of these trials the 194 platform would move causing a perturbation (P). The trial number in which the platform first 195 moved (P1) was randomized (between 1 -5 trials). After the first perturbation trial (P1) was 196 presented subjects were informed that the platform would move during all subsequent trials 197 and 5 consecutive perturbation trials were collected. After initial inspection of the data, it 198 appeared that adaptation continued beyond the 5th perturbed trial in some individuals. 199 Therefore, in order to assess if knee motion and muscle activity adapted to the extent that 200 they were no different from level walking values, we collected data from a total of 30 201 consecutive perturbations trials in a subset of subjects (Controls, n = 17 and OA, n = 14). 202 Data Management: Marker trajectories were low-pass filtered (Butterworth 4th order, phase 203 lag) with a cutoff frequency of 6 Hz using Visual 3D (C-Motion, Germantown, MD 20874, 204 USA). Three-dimensional joint kinematics were calculated using rigid body analysis and 205 Euler angles and referenced to the coordinate system from a standing posture. Sagittal plane 206 knee angle variables included – angle at initial contact, and excursions over two intervals: 207 loading response (from initial contact through peak knee flexion) and midstance (from peak 208 knee flexion angle through peak knee extension) (Figure 3). 209 EMG data were high pass filtered using a recursive 4th order Butterworth filter with a 210 cut-off of 20 Hz, full wave rectified and linear envelope created using a low pass 4th order 211 recursive Butterworth filter with a cut-off of 20 Hz (Visual 3D, C-Motion, Germantown, MD 212 20874, USA). The level of resting EMG was subtracted from the linear envelope data from 213 the active trials. The linear enveloped EMG data were then normalized to peak activity 214 collected from a maximum voluntary isometric contraction (MVIC) performed for each 215 muscle group so EMG data are reported as a percentage of the maximum (%Max). Linear Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 193 Neuromuscular adaptation in knee osteoarthritis 9 envelope data were averaged over the following intervals: pre-activation (100 ms prior to 217 initial contact), loading response and midstance (Figure 3). 218 Statistical Analyses: 219 Disability, functional impairments and structural impairments: Independent samples t-tests 220 were used compare subject demographics, KOOS scores, stair climbing test, quadriceps 221 strength, TTDPM, medial joint space width and alignment between the control and knee OA 222 groups. Prevalence of FKI was compared across the groups using a chi-square test. 223 Proactive and reactive responses to first 5 perturbations: A two-way mixed ANOVA was 224 used to compare the kinematic (knee angle at initial contact, flexion excursion, extension 225 excursion) and EMG (MQ, LQ, MH, LH, MG, LG) responses during Pre-activation, loading 226 response and midstance phases. The anlyses were performed using a between-group factor 227 [Group (2)] and a with-in group repeated factor [Trial (6)]. The 2 groups were controls and 228 OA. The 6 trials were level walk (x of 10 trials), and each of the first 5 perturbation trials (P1, 229 P2… P5). Paired t-tests were used for post-hoc comparisons of one trial to the next adjacent 230 trial in each of the groups. 231 In the subset of individuals who completed 30 perturbation trials, exploratory analyses 232 were done using a Group (2) by Trial (2) mixed ANOVA to compare the knee movement and 233 muscle activity during level walking with the amount of adaptation during the perturbations, 234 for the midstance phase only. The 2 groups were controls and OA. The 2 trial conditions 235 were level walk (x of 10 trials), and the “bin” of 5 trials with lowest muscle activation or 236 greater knee excursion (Figure 4). The 30 trials were divided into bins of 5 trials and mean 237 extension excursion and activity of all muscles were calculated for each bin (Figure 4). The 238 greatest extension excursion and the lowest EMG activity in the bins were defined as the Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 216 Neuromuscular adaptation in knee osteoarthritis 10 level of adaptation. The midstance phase was chosen because the time from initial contact to 240 peak knee extension is within the duration of a long latency reflex when adaptation is 241 expected to occur. 242 RESULTS 243 Disability, functional impairments and structural impairments: The differences between 244 control and OA subjects for age, BMI and gender distribution (Table 1) were not significant 245 (P > 0.05). The OA group had significantly higher reports of pain, knee related symptoms 246 and difficulties with ADL (P < 0.001) (Table 2). The OA group walked slower, took longer 247 to complete the stair climbing test, had lower quadriceps strength and greater prevalence of 248 symptomatic FKI (P <0.001 – 0.037). The differences in proprioception were not significant 249 between OA and controls (P > 0.05). Subjects with knee OA had lesser medial joint space 250 width and greater frontal plane varus (P < 0.001) compared to the control subjects. 251 Proactive and reactive responses to perturbation: 252 Pre-activation : The data for knee angle at initial contact and muscle activity for all 253 musclesare shown in Table 3. During the pre-activation phase, prior to the foot contacting 254 the platform, a main effect for trial type was observed. In P1, both groups demonstrated a 255 similar pattern of greater knee flexion at initial contact and higher levels of muscle activity 256 across all muscles (P ≤ 0.002). From P1 to P2, both groups increased their knee flexion at 257 initial contact and showed an increase in muscle activity for LG (P ≤ 0.008). The activity for 258 all other muscles did not show any further change after P1. Across all trials, the OA subjects 259 maintained their knee in greater flexion at initial contact compared to the control group (P = 260 0.043). Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 239 Neuromuscular adaptation in knee osteoarthritis 11 Loading Response: The data for knee flexion excursion, and muscle activity for all muscles 262 are shown in Table 4. During the loading response phase, as the limb accepts weight, a main 263 effect for trial type was observed. In P1, both groups demonstrated a similar pattern of lesser 264 knee flexion excursion during loading response and higher levels of muscle activity across all 265 muscles (P ≤ 0.006). From P1 to P2, both groups showed a further decrease in their knee 266 flexion excursion and increase in the activity in MH and LH muscles (P ≤ 0.029). There were 267 no changes in the flexion excursion or muscle activity after P2. Across all trials, the OA group 268 had less flexion excursion and higher LH activation during loading response (P ≤ 0.005). 269 Midstance: The data for knee extension excursion, and muscle activity for all muscles are 270 shown in Figure 5. During the midstance phase as the stance knee extends, a main effect for 271 trial type was observed for all variables (P < 0.001). In P1, subjects in both groups showed a 272 reduction in the extension excursion and an increase in activity of all muscles. Thereafter, the 273 extension excursion increased from P1 to P2 (P < 0.001) and activity of MQ, LQ, MH and LH 274 showed a decrease from P1 to P2 and from P2 to P3 (P ≤ 0.023). Activity of MQ further 275 decreased from P3 to P5 (P ≤ 0.034) and activity of MH also decreased from P4 to P5 (P = 276 0.011). Activity of MG decreased from P2 to P3 (P = 0.023) and did not change thereafter. 277 Activity of LG did not change from P1 to P2 but showed a decrease from P3 to P5 (P ≤ 0.048). 278 Across all trials, subjects with knee OA had smaller extension excursion and greater 279 activation in MQ, LQ and LH muscles (P ≤ 0.003). 280 Neuromuscular adaptation : The data for knee extension excursion, and muscle activity for 281 MQ, MH and MG for level walking and the greatest knee excursion or lowest level of EMG 282 are shown in Figure 6. Both groups showed an increase in knee extension excursion and 283 decreased magnitude of muscle activation over the 30 consecutive perturbation trials. No 284 statistical differences were observed between the extension excursion during level walking Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 261 Neuromuscular adaptation in knee osteoarthritis 12 and the greatest extension excursion during the 30 trials, or the activation of MQ, LQ, MH 286 and LH during level walking and the lowest EMG magnitude during the 30 perturbation trials 287 indicating that muscle responses and knee excursions had adapted to baseline levels. The 288 magnitude of MG and LG activity in the 30 trials stayed greater than that of level walking in 289 both groups (P ≤ 0.023). 290 DISCUSSION 291 The aim of this study was to compare short term adaptation in muscle activation and joint 292 movement in response to repeated lateral perturbations during walking, between individuals 293 with medial knee OA who present with significant functional and structural impairments and 294 healthy asymptomatic controls. The hypotheses was that, compared to the control subjects, 295 people with medial knee OA would exhibit a reduced ability to adapt their movement and 296 muscle activation patterns due to structural, functional, and neuromotor impairments related 297 to the OA disease process. However, our hypotheses were not supported by the data with 298 both groups demonstrating similar proactive and reactive responses to perturbations that 299 challenged knee stability. The OA group had significant structural and functional 300 impairments compared to the control group. Furthermore, the OA group also demonstrated 301 patterns of higher muscle activation and less knee motion which have been shown in multiple 302 earlier studies (33, 44, 66, 67) indicating that the OA cohort in this study had neuromuscular 303 impairments, even though we did not observe a difference in joint proprioception. The 304 findings from this study show that people with knee OA use strategies that lead to similar 305 neuromotor responses as that seen in healthy control subjects, when exposed to challenging 306 perturbations. However, mechanisms underlying the adaptive response in people with knee 307 OA need further study. In our paradigm, input was available from multiple lower extremity 308 afferents including muscle spindles, skin and other lower extremity joints in people with Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 285 Neuromuscular adaptation in knee osteoarthritis 13 significant knee OA related impairments. Furthermore, the techniques used in our study may 310 have limited sensitivity to detecting proprioceptive deficits (61). This redundant input may 311 allow the generation of appropriate response to external challenges to stability while walking. 312 Hence, the often reported deficits in knee proprioception in people with knee OA, measured 313 under carefully controlled conditions, may not be critical towards maintaining joint stability 314 during daily activities. However other magnitudes and directions of perturbations than those 315 used in our study, may yield different results. Future studies should also take into 316 consideration the limited sensitivity of commonly used tests of proprioception, and the role of 317 muscle spindles in movement and position sense. 318 Disability, functional and structural impairments, and walking patterns: 319 Subjects in our OA group had significantly greater pain and self-reported and physical 320 limitations compared to the control group as demonstrated by lower KOOS scores, greater 321 time taken to complete the stair climbing test and slower walking speed. The OA group also 322 had greater quadriceps weakness, varus malalignment and FKI. Pain at the knee has been 323 shown to be associated with quadriceps inhibition (4, 70) but none of our subjects reported 324 pain during maximal quadriceps strength assessment. Hence the quadriceps strength deficits 325 in the OA group may be more related to other mechanisms like loss of cross-sectional area 326 (35), and change in muscle fiber type (18). The smaller medial joint space and greater frontal 327 plane varus suggest that there was significant damage to the knee tissues in the OA group. It 328 has been shown that varus malalignment is a reliable marker of OA incidence and 329 progression with greater malalignment associated with greater medial cartilage loss, meniscal 330 damage and extrusion and greater bone marrow edema like lesions (25, 72, 73). 331 We also observed less knee motion and higher muscle activation in people with knee 332 OA compared to controls during walking. These findings have also been reported earlier in Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 309 Neuromuscular adaptation in knee osteoarthritis 14 multiple studies (33, 44, 66, 67) and indicate that the cohort of knee OA subjects did have 334 neuromotor impairments. Similar responses to perturbation in both groups, in spite of the 335 profound differences in structure, function and walking patterns, could be due to (a) the 336 redundancy in afferent input from lower extremities, (b) the perturbation being of insufficient 337 magnitude to challenge knee stability, or (c) other compensatory strategies. Since the 338 perturbation was applied at the foot, it is quite likely that afferent information from multiple 339 structures including the sole of the foot, ankle and foot muscles and ankle and foot joint 340 receptors would be available to the nervous system. None of our subjects had pain in other 341 joints of the lower extremity and hence we could assume a normal afferent input from these 342 structures. It is possible that the information from these structures was sufficient for the 343 nervous system to generate adequate responses to these perturbations even in people with 344 significant knee OA. Hence, the deficits in knee proprioception that have been reported in 345 earlier studies may not impair the ability of people with knee OA to respond to external 346 challenges to stability under functional weight-bearing conditions. It is less likely that the 347 perturbation was of insufficient magnitude to challenge knee stability. Using the same 348 perturbation paradigm, we have earlier observed greater medial muscle co-contraction in 349 people with knee OA compared to controls, and in people with knee OA who have FKI 350 compared to those who do not, during standing and walking (44, 67).Hence, further work is 351 needed to understand the strategies underlying the adaptive response in people with knee OA, 352 perhaps with different directions and magnitudes of perturbations. 353 Even though we observed differences in movement and muscle activation patterns 354 we did not see a difference in proprioception as assessed using the TTDPM technique 355 between the OA and control groups. It has been suggested recently that the proprioception 356 tests which are commonly used, including TTDPM, may not be sensitive to detect threshold 357 of movement onset since they only assess that a movement occurred (61). Muscle spindles Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 333 Neuromuscular adaptation in knee osteoarthritis 15 have been shown to be the primary afferent organ for movement and position sense detection, 359 and muscle spindle discharge can vary depending on the length and history of muscle activity 360 prior to propriception testing (61). It has been recommended that in tests of proprioception 361 under relaxed conditions, like used in our study, the participants should be asked to 362 isometrically contract the agonist muscles at the joint angle the test is being performed at, to 363 counter any thixotropic effects that may be present in the muscle or the spindles (61). The 364 subjects in our study did not perform the isometric contraction and hence the findings may be 365 affected by muscle thixotropy. Furthermore, these tests of proprioception also rely on 366 memory, mood, motivation and reaction time of the participants (71, 77). Hence, other tests 367 including vibratory perception have been recommended which partly overcome some of these 368 limitations (71, 77). In fact, a recent review recommended that a new protocol for 369 measurement of knee proprioception in people with knee OA is needed (40). Earlier studies 370 which found differences in TTDPM between subjects with knee OA report large effect sizes 371 between 0.47 and 2.7 (50, 58). Using these effect sizes, and an alpha level of 0.05 and a 372 power of 80%, we had a sufficient sample size to detect differences. However, for one of the 373 comparisons the P value was 0.092 suggesting that issues related to sample size may be 374 present. Lastly, importance of proprioceptive deficits in knee OA has received some scrutiny 375 with large scale longitudinal studies reporting weak or no associations between 376 proprioceptive deficits and onset of symptomatic or radiographic knee OA or development of 377 adverse OA outcomes (17, 69). The findings from our work also suggest that during 378 functional weight-bearing activities, the redundancy in afferent feedback may be sufficient to 379 allow adequate neuromotor responses. 380 Response to 1st Perturbation Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 358 Neuromuscular adaptation in knee osteoarthritis 16 381 The timing of the first perturbation trial was unknown to all the subjects and subjects 382 in both OA and control group exhibited similar responses. Subjects in both groups responded 383 to the first novel perturbation with a decrease in knee motion during loading response and 384 midstance phases accompanied with an increase in muscle activity of all muscles studied. 385 This first response (aka a “startle-like” response) is comparable to the responses elicited by a 386 sudden high amplitude auditory stimulus (55, 56) and is characterized by co-contraction of 387 muscles. The elevated EMG activity in conjunction with truncated knee motion illustrates a 388 knee stiffening or “freezing” strategy (55) that may be an attempt to maintain knee stability. Increased knee flexion and higher muscle activity observed during the pre-activation 390 phase was unexpected since subjects were unaware of when the first perturbation would take 391 place (8, 26). This unexpected finding could have occurred because, for safety reasons, we 392 allowed the subjects to observe the platform translate and although they did not know when 393 the first perturbation would occur they may have been sufficiently unsure of the experience 394 that their muscles were more active in anticipation of P1. Such a response has been reported 395 previously (22, 45) and could lead to better stability under uncertain and challenging 396 conditions. 397 Response to repeated perturbations: 398 All subjects in the study showed an increase in knee motion and a reduction in muscle 399 activity of quadriceps and hamstring muscles during the midstance phase on repeated 400 exposure to the perturbations. Prior experience of a perturbation leads to the generation of 401 proactive responses that works in conjunction with reactive response to maintain postural 402 stability (52, 57). 403 perturbations (57). Reactive response consists of short and long-latency responses and it has 404 also been shown that the long-latency reflexes show the greatest habituation by a decrease in Adaptation is characterized by decrease in the reactive response to Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 389 Neuromuscular adaptation in knee osteoarthritis 17 magnitude (24, 56, 65). For our subjects, the midstance phase likely corresponded with the 406 interval of time when the long-latency reflex (> 90 msec) occurs and hence adaptation was 407 primarily observed in this phase. Although changes in reactive responses that occur in the 408 time frame of a long-latency reflex may be too slow to affect dynamic stability directly, 409 adaptation in the long-latency reflexes represents the influence of proactive responses that 410 occur when the motor system predicts future motion based on past experiences (80). Classen 411 et al. (1999) proposed that short term adaptation is the first step in skill acquisition (9) which 412 would bode well for people with OA who may need to learn to stabilize their knees after 413 joint structures become damaged. 414 It was interesting to see that the short-term adaptation was only seen during midstance 415 phase, a point in the gait cycle when the 2nd peak of external knee adduction moment (KAM) 416 occurs. However, higher articular loads at the knee during loading response at 1st peak of 417 KAM (11, 27, 41) that occurs during the loading response phase of gait is the hallmark of 418 walking patterns in people with knee OA. No adaptation was observed during the loading 419 response, we did not observe an adaptive response with all subjects which is most likely due 420 to the loading response being a phase in which only short and medium latecny reflexes are 421 generated, which usually do not show adaptation (24, 56). 422 The attenuation of the EMG during midstance was most pronounced in the quadriceps 423 and hamstring muscles, whereas the gastrocnemius muscles showed less attenuation and the 424 magnitude was higher even after 30 trials. This finding is consistent with those of 425 Nieuwenhuijzen et al. (2007) who found that sensorimotor adaptation is less in muscles with 426 special significance to the perturbation (55). In the current study, the perturbation was applied 427 at the foot-floor interface so a sudden displacement of the foot is likely to elicit activation of 428 muscles around the ankle joint to provide a more stable ankle and adaptation could have Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 405 Neuromuscular adaptation in knee osteoarthritis 18 429 decreased postural stability (28). The application of the perturbation at the foot floor 430 interface may be considered a limitation to this study since the perturbation may not have 431 resulted in destabilization of the knee, however, the adaptation that was seen in the muscles 432 that cross the knee and not the ankle, suggest that the paradigm was appropriate for 433 determining if neuromuscular adaptation was different in OA subjects compared to controls. Studies investigating response to postural perturbations in individuals with knee OA 435 are scarce. Earlier work from our group has found that using the same perturbation paradigm 436 as this study, people with medial knee OA generate higher medial muscle co-contraction 437 during standing compared to controls; and people with medial knee OA who have FKI 438 generate higher medial muscle co-contraction during walking, compared to those without FKI 439 (44, 67). However, adaptive response to repeated perturbations was not investigated in these 440 studies. Results from the current work build upon this earlier work and demonstrate that in 441 spite of these differences in movement patterns, people with knee OA show similar decrease 442 in response as controls, if the perturbations are repeated. Using a knee buckling paradigm in 443 unilateral stance, Irwin et al (37) found no difference in the onset latencies of vastus lateralis 444 or biceps femoris between people with knee OA and old or young adults. They recommended 445 future studies to focus on muscle amplitudes instead of latencies as has been done in the 446 current study. Finally, Fallah-Yakhdani et al (16, 81) assessed dynamic stability and 447 variability during treadmill walking in subjects before and after total knee arthroplasty 448 (TKA). They reported less variability in the affected extremity of OA subjects which was 449 associated with reduce fall risk Furthermore, the OA subjects had greater co-contraction and 450 the affected extremity was more stable than the unaffected extremity. Our findings of less 451 motion and greater muscle activation across all trials likely support the phenomenon of less 452 variability However, the changes in variability across repeated perturbations needs further 453 study. Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 434 Neuromuscular adaptation in knee osteoarthritis 454 19 Conclusions and Clinical Implications 455 The results from this study show that individuals with knee OA demonstrate similar 456 responses to perturbations during walking as those without knee OA. Exercise programs 457 focusing on joint stability and proprioception are becoming more popular in the rehabilitation 458 of people with knee injuries (1, 15, 19). 459 “neuromuscular training” are purported to address knee control or alter walking patterns to 460 lower knee contact loads and they often involve activities that challenge knee stability in a 461 safe and controlled manner (3, 7, 79). The role of diminished knee proprioception, if present 462 in people with knee OA, towards maintaining knee stability during weight-bearing activities 463 is questionable due to redundancy of afferent input. However, if these perturbation training 464 based programs are successful at altering movement patterns that can reduce articular loading 465 during walking, they may have utility towards slowing structural progression of knee OA (7). 466 Results from this study show that people with medial knee OA demonstrate changes in 467 muscle activation and movement patterns when exposed to perturbations, but future studies 468 would need to be done to investigate if specific changes can be targeted and retained over a 469 long period of time. So called “proprioceptive training” or The results from this study need to be interpreted in light of certain limitations. The 471 techniques used to assess proprioception may have had limited sensitivity as discussed 472 earlier. However, these techniques have been used in earlier studies in subjects with knee OA 473 allowing us to compare our findings to published literature. The perturbation paradigm used 474 allowed subjects to continue walking after experiencing the perturbation to the end of the 475 walkway and then back to the starting position. This period could have induced some 476 “washout” of the adaptive response resulting from the perturbation. However, had subjects 477 been able to experience the perturbation in consecutive strides we speculate that the Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 470 Neuromuscular adaptation in knee osteoarthritis 20 478 magnitude and rate of habituation may actually have been higher than observed here. Also, it 479 is likely that the perturbation used, though appropriate to analyze reactive and proactive 480 responses, was not of sufficient magnitude to elicit differential responses between groups. 481 Finally, we did not adjust for multiple comparisons in the between-group analyses and hence 482 P values close to 0.05 should be interpreted with caution. In conclusion, the results from this study provide indirect evidence that the manner in 484 which the nervous systems processes sensory information in people with knee OA is similar 485 to that in healthy control subjects. To our knowledge, this is the first study to demonstrate 486 similar responses to repeated perturbations in people with symptomatic and radiographic 487 knee OA and controls. The subjects with knee OA had significantly worse structure and 488 function, and differences in walking patterns, compared to the control subjects but still 489 showed similar adaptive response. Hence, compensatory strategies may be sufficient to allow 490 people with knee OA to maintain stability when challenged during walking. However, the 491 mechanisms underlying these responses will need further study. 492 ACKNOWLEDGEMENTS 493 Funding was provided by International Society of Biomechanics Doctoral 494 Dissertation Grant, American College of Rheumatology-Research and Education Foundation 495 Health Professional Graduate Student Preceptorship, University of Delaware Graduate 496 Fellowship and NIH 1P20RR016458-01 and 1P20RR016458-06. Currently. Dr. Deepak 497 Kumar is affiliated with the Muscoloskeletal Quantitative Imaging Research Group, Dept. of 498 Radiology, University of California, San Francisco, CA, USA. Currently Dr. Katherine 499 Rudolph is affiliated with the Dept. of Physical Therapy, University of New England, 500 Portland, ME, USA. 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Osteoarthritis Cartilage 18: 476-499, 2010. 753 Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 Neuromuscular adaptation in knee osteoarthritis FIGURE CAPTIONS Figure 1 Device to measure proprioception Figure 2 Displacement and acceleration of the perturbation platform Figure 3 Intervals of the stance phase used in the analysis. Knee flexion angle (top) and quadriceps EMG activity (bottom). IC-Initial Contact; PKF-Peak Knee Flexion; PKE-Peak Knee Extension Figure 4 Binning of average medial hamstring EMG data during the Midstance Interval. from one subject to assess adaptation. Individual trials are shown in top graph, and the average of every 5 trials is shown in bottom graph. Unperturbed Trials 1-10 are shown in black and perturbed trials 1-30 are shown in Gray. The trial that is circled is that in which the maximum adaptation had occurred. Figure 5 Knee Flexion (top) and muscle activation (bottom 3 graphs) during the Midstance. Average of 10 unperturbed trial (LEVEL) and 1st 5 perturbation trials (P1- P5). Asterisks indicate statistically significant difference (P < 0.05). Figure 6 Knee Flexion and muscle activation during the Midstance during level walking and after maximum adaptation had occurred. Asterisks indicate statistically significant difference (P < 0.05). Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 754 755 756 757 758 759 760 761 762 763 764 765 766 767 768 769 770 771 772 773 774 775 776 1 Neuromuscular adaptation in knee osteoarthritis 777 Table 1. Age, Gender, BMI, KL grade in controls and OA subjects. Values are Mean 778 (SD). P values are from independent samples t-tests for age and BMI, and from chi- 779 square tests for Gender and KL distribution. 1 780 Control Osteoarthritis P Age 62. 0 (10.5) 66.6 (8.4) 0.066 BMI 27.4 (5.3) 29.7 (4.8) 0.080 12:11 16:21 χ2=0.455, P = 0.500 Male: Female KL 3 NA KL 4 781 NA = Not Applicable 782 BMI = Body Mass index 783 KL = Kellgren –Lawrence grade 12 (33%) 10 (27%) χ2=1.03, P=0.60 Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 15 (40%) KL 2 Neuromuscular adaptation in knee osteoarthritis 784 785 Table 2. Function, proprioception, structure and strength variables in controls and OA subjects. Control Osteoarthritis P Symptoms 98.9 (2.5) 62.4 (14.6) < 0.001 Pain 99.5 (1.8) 64.4 (14.9) < 0.001 ADL 99.7 (1.3) 70.3 (17.0) < 0.001 <4 1 (4.3) 15 (40%) =4 0 (0) 7 (18%) =5 22 (95.7) 16 (42%) 1.1 (1.1) 1.1 (0.8) 0.915 0.8 (0.4) 0.9 (0.5) 0.355 0.9 (0.5) 1.2 (0.7) 0.107 1.4 (0.9) 1.8 (1.0) 0.092 Medial Joint Space Width (mm) 4.3 (0.7) 0.9 (1.5) < 0.001 Alignment (Degrees) 178.5 (2.5) 174.4 (3.8) < 0.001 Stair Climbing Test (sec) 10.0 (1.5) 13.7 (5.1) 0.001 Walking speed (m/sec) 1.6 (0.2) 1.3 (0.2) < 0.001 Quadriceps Strength (N/BMI) 25. 4(10.1) 20.9 (7.2) 0.037 KOOS KOS-I* < 0.001 flexion) At 15° Flexion (into TTDPM extension) (Degrees) At 45° Flexion (into flexion) At 45° Flexion (into extension) All values are Mean (Standard Deviation) except for KOS-I. *Number of participants (%) KOOS = Knee injury and osteoarthritis Outcome Score ADL = Activities of Daily Living KOS-I = Knee Outcome Survey- Instability item score TTDPM = Threshold to Detect Passive Motion Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 At 15° Flexion (into 786 787 788 789 790 791 1 Neuromuscular adaptation in knee osteoarthritis 792 Table 3. Knee Angle at Initial Contact and muscle activation for all muscles during the preactivation phase. Average of 10 unperturbed trial 793 (LEVEL) and 1st 5 perturbation trials (P1- P5). Grey shading indicates statistically significant difference between adjacent trials (P < 0.05). 794 Variable Knee Flexion at Initial Contact (Degrees) Control OA Level 6.1 (4.3) 9.9 (6.8) P1 7.7 (6.2) 11.6 (7.1) P2 8.7 (5.9) 12.6 (6.9) P3 8.4 (6.3) 11.6 (7.3) P4 8.0 (6.0) 11.9 (7.1) P5 7.7 (6.0) 11.6 (7.4) Medial Quadriceps (%Max) Control 12.8 (8.2) 14.6 (11.6) 16.4 (10.7) 14.6 (9.5) 11.4 (8.1) 12.6 (8.0) OA 14.6 (8.7) 18.3 (10.1) 18.5 (11.1) 17.8 (9.3) 18.5 (11.3) 17.8 (10.5) Lateral Quadriceps (%Max) Control 15.0 (6.4) 17.6 (3.5) 18.6 (8.8) 17.8 (10.6) 16.3 (10.4) 14.9 (9.7) OA 16.1 (8.3) 20.2 (10.8) 20.3 (11.7) 21.9 (13.0) 21.8 (12.0) 20.0 (10.6) Medial Hamstrings (%Max) Control 16.3 (9.5) 21.4 (14.4) 23.2 (14.1) 25.1 (14.6) 23.9 (14.9) 21.8 (12.2) OA 18.1 (12.2) 25.7 (22.5) 25.1 (15.1) 27.1 (19.7) 14.1 (14.7) 25.0 (14.7) Lateral Hamstrings (%Max) Control 16.6 (6.7) 19.4 (10.8) 23.7 (14.6) 23.9 (13.1) 23.0 (12.0) 20.7 (10.5) OA Control OA 21.5 (8.7) 2.4 (2.2) 4.8 (5.9) 28.2 (14.9) 4.2 (6.1) 9.2 (11.5) 27.5 (11.1) 6.0 (7.4) 10.1 (10.4) 28.1 (104) 7.3 (6.7) 9.9 (9.8) 26.8 (11.) 6.6 (6.3) 10.0 (9.9) 26.6 (10.4) 6.4 (6.8) 9.2 (9.8) Control 6.8 (12.3) 9.6 (18.5) 13.0 (17.6) 14.8 (19.0) 12.2 (15.0) 12.5 (14.5) OA 6.4 (8.0) 11.3 (13.3) 13.7 (12.8) 13.3 (15.3) 13.0 (12.8) 11.3 (11.5) Medial Gastrocnemius (%Max) Lateral Gastrocnemius (%Max) 795 796 797 798 799 800 801 1 Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 Neuromuscular adaptation in knee osteoarthritis 2 st 802 Table 4. Flexion Excursion and muscle activation for all muscles during the Loading Response. Average of 10 unperturbed trial (LEVEL) and 1 803 5 perturbation trials (P1- P5). Grey shading indicates statistically significant difference between adjacent trials (P < 0.05). 804 Variable Flexion Excursion (Degrees) Medial Quadriceps (%Max) Control OA Control OA Level 15.0 (2.7) 10.0 (3.8) 26.7 (15.8) 30.4 (16.2) P1 12.3 (4.1) 7.8 (3.8) 27.9 (19.6) 37.7 (21.4) P2 11.2 (3.9) 6.9 (3.5) 28.8 (17.1) 39.3 (21.3) P3 11.4 (4.4) 7.9 (3.9) 30.4 (21.3) 39.9 (26.6) P4 12.2 (3.9) 8.0 (4.0) 28.4 (17.6) 37.5 (22.2) P5 11.8 (3.6) 8.3 (3.4) 28.0 (19.6) 35.7 (21.9) Lateral Quadriceps (%Max) Control 26.7 (11.3) 32.7 (26.2) 28.3 (14.5) 30.9 (18.2) 30.8 (18.6) 29.0 (17.5) OA 32.7 (14.0) 38.9 (19.4) 40.0 (23.3) 40.4 (25.4) 41.2 (22.3) 40.7 (22.6) Medial Hamstrings (%Max) Control 6.8 (5.7) 12.2 (10.0) 17.9 (15.2) 20.9 (17.5) 19.4 (15.0) 18.2 (14.7) OA 11.0 (11.4) 18.8 (24.7) 22.0 (19.5) 23.7 (30.1) 23.6 (28.1) 22.0 (20.5) Lateral Hamstrings (%Max) Control 10.2 (7.9) 13.6 (12.0) 16.7 (12.6) 18.2 (12.4) 18.7 (12.2) 18.9 (14.2) OA Control OA 20.0 (12.1) 4.4 (3.7) 9.4 (13.0) 23.9 (15.2) 6.1 (5.7) 10.7 (17.4) 28.6 (14.9) 6.5 (5.9) 11.9 (15.7) 28.0 (13.9) 7.5 (6.4) 10.9 (13.7) 28.7 (12.6) 6.3 (5.4) 11.0 (12.7) 27.5 (15.4) 4.7 (4.1) 9.5 (13.5) Control 8.2 (7.2) 10.4 (9.8) 11.1 (11.0) 11.8 (12.2) 11.8 (12.4) 10.6 (11.2) OA 11.4 (10.2) 12.5 (12.1) 14.8 (12.4) 14.8 (15.2) 14.4 (14.2) 12.4 (9.7) Medial Gastrocnemius (%Max) Lateral Gastrocnemius (%Max) 805 Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 ed from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 une 18, 2017 Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017 Downloaded from http://jap.physiology.org/ by 10.220.33.1 on June 18, 2017
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