JOIN. ENGAGE. LEAD.
Boca Raton Resort & Club Boca Raton, FL
October 10–13, 2016
33RD ANNUAL RMA CONFERENCE
ON SECURITIES LENDING
The ORIGINAL industry wide conference sponsored and developed by securities lending and
borrowing professionals for securities lending and borrowing professionals.
Enterprise Risk • Credit Risk • Market Risk • Operat ional Risk • Regulator y Compliance • Securit ies Lending
We are honored to invite you to RMA’s 33rd Annual Conference on Securities Lending, the industry’s premier securities
lending conference. The conference will take place from October 10-13, 2016 at Boca Raton Resort & Club in Boca
Raton, Florida. Join industry leaders like yourself from agent lenders, borrowers, beneficial owners, and hedge funds
and engage in forward-looking discussions on regulatory and market influences affecting our business. Additionally, the
conference gives you an unmatched opportunity to meet and network with your significant counterparties.
The conference steering committee has developed an extensive business program providing practical solutions to current
industry challenges you are facing designed to be immediately put into action. The steering committee as well as the
moderators and panelists are industry experts representing a wide range of experience. Take advantage of Tuesday’s
preconference sessions discussing the consequences of new regulatory, legal and capital reforms (including the DoddFrank Act, Basel III, and the FSB Shadow Banking Reform) as well as liquidity, financing, and balance sheet issues
affecting securities lending. Other scheduled sessions will debate issues relating to industry documentation, including
the ISDA Stay Protocol, data and transparency as well as operations and technology issues facing your institution.
To highlight this year’s conference, we are privileged to welcome two keynote speakers beginning with Anthony
Scaramucci, Founder and Co-Managing Partner of SkyBridge Capital on Wednesday, October 12. Thursday we will
welcome Glenn Booraem, Principal and Fund Controller at Vanguard.
Additional conference sessions will give you insight into money market reform, cash vs. noncash collateral, liquidity in
the fixed income market, prime brokers’ trade strategy, and changes in the value chain. The conference will conclude
with industry leaders debating the future of securities finance. We encourage you to attend these sessions and actively
participate in the discussions to promote dialogue, share ideas, and debate the challenges facing our industry.
Please take a moment to review the business program and information provided.
To make the most of your conference experience, join your peers as the conference opens with the Welcome to Boca
Networking Reception on Monday, October 10th and stay following the business program for the closing reception on
Thursday evening.
There are no forms to complete, just visit www.rmahq.org/asl2016 to register for the conference and make your
hotel reservations.
We look forward to seeing you in Boca Raton!
Sincerely,
Michael Kelleher
Patrick Morrissey
Michael Kelleher
Conference Co-chair
J.P. Morgan
New York, NY
Patrick Morrissey
Conference Co-chair
Vanguard
Malvern, PA
CONFERENCE
COMMITTEE:
Fran Garritt, RMA
Glenn Horner, State Street
Christopher Kunkle, BMO
Global Asset Management
Judith Polzer, J.P. Morgan
Thomas Poppey, Brown Brothers
Harriman
Jason Strofs, BlackRock
Mark Whipple, Goldman Sachs
Agency Lending
Enterprise Risk • Credit Risk • Market Risk • Operat ional Risk • Regulator y Compliance • Securit ies Lending
CONFERENCE SPEAKERS
KEYNOTE SPEAKERS:
Anthony Scaramucci
Founder & Managing Partner, SkyBridge Capital
Anthony Scaramucci is founder and managing partner of SkyBridge Capital. He hosts the television show
Wall Street Week, and authored The Little Book of Hedge Funds: What You Need to Know about Hedge
Funds but the Managers Won’t Tell You and Goodbye Gordon Gekko: How to Find Your Fortune without
Losing Your Soul. Prior to founding SkyBridge, Scaramucci co-founded investment partnership Oscar Capital
Management. He has served as a managing director in Lehman Brothers’ Investment Management Division
and as a vice president in Private Wealth Management at Goldman Sachs & Co. He is vice chair of the Kennedy
Center Corporate Fund Board, a board member of the Brain Tumor Foundation, a board member of Business
Executives for National Security, and a trustee of the United States Olympic and Paralympic Foundation.
Scaramucci holds a B.A. in Economics from Tufts University and a J.D. from Harvard Law School.
Glenn Booraem
Principal and Fund Treasurer, Vanguard Group
Glenn Booraem, principal of the Vanguard Group, Inc. and the treasurer of each of the Vanguard Funds, has
worked for Vanguard since 1989. He currently oversees the firm’s corporate governance program covering
approximately US$2 trillion in equity market value. He also is responsible for global fund accounting
operations, security valuation, and fund compliance monitoring for the Vanguard funds. For the past 5 years
(2011–2015), he has been listed on the NACD’s Directorship 100 list of the “most influential people in
corporate governance.” Booream earned a B.B.A. from Temple University and is a graduate of the Advanced
Management Program at Harvard Business School.
SPEAKERS:
•
Tamela Merriweather, SVP, Senior Managing Legal Counsel,
Northern Trust
•
Gene Meshechek, Global Head of Fixed Income, BlackRock
•
Kristin Anne Missil, Senior Vice President, Northern Trust
•
Frederick Nadd-Aubert, Managing Director, Credit Suisse
•
John Nicholson, Managing Director, Citi
•
Patrick O’Callaghan, Vice President, Goldman Sachs Asset Management
Brendan P. Cusick, Managing Director, UBS
•
Brian O’Hagen, Managing Director, Barclays Capital
•
Sean F. Dillon, Managing Director, State Street Global Advisors
•
Tejash M. Patel, Managing Director, Morgan Stanley
•
Bogdan Fleschiu, Executive Director, Investor Services, J.P. Morgan •
•
Robert Fort, Jr. Managing Director, BNY Mellon
•
Matthew Puscar, Executive Director, J.P. Morgan
•
Duncan Foster, Executive Director, Morgan Stanley
•
Robert Reardon, Jr., Executive Director, Morgan Stanley
•
Fran Garritt, Director, Securities Lending, RMA
•
Anthony Schiavo, Managing Director, Morgan Stanley
•
Keith Haberlin, Senior Vice President, Brown Brothers Harriman
•
John D. Schwartz, Executive Director, J.P. Morgan
•
Patrick Hennessey, Director, BlackRock
•
•
Glenn Horner, Chairman, Committee on Securities Lending, RMA
Lisa Stephenson, Executive Director/Assistant General Counsel,
J.P. Morgan
•
Patricia Hostin, Director, BlackRock
•
Gregory Szabo, Director, Credit Suisse
•
Christopher Kunkle, Managing Director, BMO Global Asset Management
•
Martin Tell, Senior Managing Director, State Street
•
Sue Ljekperic, Director, UBS Investment Bank
•
John Tobin, Asset Manager, J.P. Morgan
•
Gregory J. Lyons, Partner, Debevoise & Plimpton LLP
•
Jane M. Wagner, Senior Counsel, Vanguard Group Inc.
•
James Malgieri, Collateral Management and Segregation, BNY Mellon
•
Mark Wendland, Head of Global Fixed Income Finance, Citadel LLC
•
Michael P. McAuley, Managing Director, BNY Mellon
•
Chen Xu, Associate, Debevoise & Plimpton LLP
•
Robert S. Zekraus, Director, Scotiabank
•
Emmanuel Aidoo, Director, Credit Suisse
•
Andrea Aguiar, Executive Director, Morgan Stanley
•
John W. Arnesen, Global Head Agency Lending, BNP Paribas
•
Viktoria Baklanova, Senior Financial Analyst, US Treasury
•
Alexander P. Blanchard, Head of US Repo, Goldman Sachs & Co
•
Alina Casner, Senior Managing Councel & Managing Director,
BNY Mellon
•
Thomas Poppey, Senior Vice President, Brown Brothers Harriman & Co
Thank you to our Conference Speakers who are Industry experts and represent a wide range of experience and expertise in many areas of our industry.
For the current agenda and more conference information visit the conference website at www.rmahq.org/ASL2016.
JOIN. ENGAGE. LEAD.
THANK YOU TO OUR SPONSORS
THANK YOU TO OUR SPONSORS
DATALEND
OUR INNOVATION. YOUR ADVANTAGE.
BUSINESS PROGRAM
MONDAY, OCTOBER 10
8:00–10:00 p.m. Welcome Reception
Join us for food, drinks, Monday Night Football and MLB play-offs.
Co-sponsored by:
• Broadridge Financial Solutions
• Pirum
• Wells Fargo Advisors, LLC
3:00–3:30 p.m. Securities Lending Operations and
Technology Focus
The following sessions will provide insight on current and future regulatory
and market challenges on operations and technology.
Blockchain and Its Future Impact to You
12:00–12:30 p.m. Light Lunch and refreshments
Distributed ledgers offers a new approach to data management and sharing,
which is proposed as a solution to many of the inefficiencies afflicting the
industry, especially around clearance and settlement. The opportunity is a
new architecture, where all capital market participants work from common
datasets, in near real-time, and where supporting operations are either
streamlined or made redundant.
Sponsored by:
• ABN AMRO Clearing
Moderator:
• Emmanuel Aidoo, Director, Credit Suisse
12:30–2:00 p.m. Securities Lending and Borrowing Legal
and Regulatory Round Table
3:30–4:00 p.m. Transparency and Disclosure: What Is
the Impact of Data?
Overview of legal, tax and regulatory challenges facing the industry.
Learn about data requirements and updates from FSB, SEC, EU, and OFR,
including specific updates on the OFR pilot and SFTR. Everyone should
be aware that SFTR is not only a EU concern; it will impact everyone’s
business and requirements, including in the U.S. proposed changes to ALD
will be discussed as well. Learn how the various data initiatives will affect the
industry’s LEI program and its timeline.
TUESDAY, OCTOBER 11
Capital and Liquidity Regulatory Issues
Get updates on various capital and liquidity issues—single counterparty
credit limits (SCCL), net stable funding ratio (NSFR), liquidity coverage ratio
(LCR), supplemental leverage ratio (SLR), and risk-weighted assets (RWA)—
affecting lending clients, broker dealers and agent lenders. Learn about
possible divergence in the US and Europe, and standardized vs. advanced
approaches to risk and exposure issues.
Moderator:
• Greg Lyons, Partner, Debevoise & Plimpton LLP
Industry Documentation and the ISDA Stay Protocol
Learn about resolution planning, including the ISDA Stay Protocol, and
an update on various jurisdictions. Gain insight into requests from broker
dealers (primarily foreign) to move from transfer of title to pledge and learn
about the impact to the business and documentation. Discover what impact
Brexit will have on documentation.
Moderator:
• Chen Xu, Associate, Debevoise & Plimpton LLC
2:00–2:30 p.m. Coffee Break
Sponsored by:
• ABN AMRO Clearing
2:30–3:00 p.m. RMA and SIFMA Update
Get updates on the association’s activities, including OBFR, single
counterparty credit limits, ISDA Stay Protocol, and various industry
comment letters to regulators.
Participants:
• Fran Garritt, Director, Securities Lending, RMA
• Glenn Horner, Chairman, Committee on Securities Lending, RMA
Moderator:
• Kristin Missil, Senior Vice President, Northern Trust
4:00–5:00 p.m. Future Market and Regulatory Impacts
on Securities Lending Operations
Hear how agents and B/Ds determine their various system needs: automated
trading, next generation software, and T+2 infrastructure. In the U.S., as the
use of noncash collateral increases, what is the capacity impact of bilateral
trades and will there be a drive to tri-party as noncash collateral increases?
What is the role of vendors on post trade activity and what systems needs of
the industry are not currently being addressed?
Moderator:
• Matthew Puscar, Executive Director, J.P. Morgan
6:00–8:00 p.m. Gala Cocktail Reception
Sponsored by:
• BNY Mellon
• Credit Suisse
• E*Trade
• Eurex Clearing
• ICBC Financial Services
• J.P. Morgan
• Mizuho Securities USA, Inc
• Morgan Stanley
• South Street Securities
• State Street
Liquidity and capital rules, along with money market reform,
are leading to structural changes in the mix of collateral
and the reinvestment process for cash collateral.
BUSINESS PROGRAM
WEDNESDAY, OCTOBER 12
THURSDAY, OCTOBER 13
7:30–8:45 a.m. Buffet Breakfast
7:30–8:45 a.m. Buffet Breakfast
Sponsored by:
• Scotiabank
Co-sponsored by:
• Dexia Credit Local
• National Bank of Canada Financial Inc.
8:45–9:00 a.m. Welcome
Michael Kelleher Co-chair, J.P. Morgan
Patrick Morrissey, Co-chair, Vanguard
8:45–9:45 a.m. Prime Broker Participants and Trade
Strategy
9:00–9:45 a.m. Money Market Reform and the Impact
on Cash
Given the complexity of prime broker balance sheets: where they are
domiciled, how they are organized, and the message of their hedge fund
clients, what are their various trading strategies? Learn how these brokers
have incorporated the following approaches: total return swaps, single stock
futures, physical securities lending, and the pros and cons of each instrument.
Which is most desirable given the current market and regulatory pressure?
Where does each one fall short and what dictates the financing outcome?
This October, money market reform–including floating rate NAV, gates, and
fees–will be implemented. How will this impact the yield curve and liquidity,
and will the industry trend towards separately managed accounts? What will
agent lender’s resulting product mix be for their clients? How will this affect
the amount of liquidity in cash reinvestment pools, and what will be the
capital at risk for borrowers?
Moderator:
• Sean Dillon, Managing Director, State Street Global Advisors
9:45–10:30 a.m. Cash vs. Noncash Collateral Discussion
Regulation is giving way to new methods of collateralizing trades. So where
is this market headed? Learn about the rise of other noncash collateral, such
as ETFs, and what a portfolio of collateral will look like in the future. How
will it work operationally and what are areas of inefficiency and current
industry needs that should be addressed? What are some of the impacts on
capital and risk as the market settles, what about capital gains moving from
fixed income to floating, and how does this move affect other asset classes?
Moderator:
• Frederick Nadd-Aubert, Managing Director, Credit Suisse
10:30–11:00 a.m. Coffee Break with the Exhibitors
Co-sponsored by:
• BNP Paribas
• Brown Brothers Harriman & Co
• Deutsche Bank Securities Inc.
• Natixis
• OCC
• Pleeco
• Transcend Street Solutions Inc.
11:00–12:00 p.m. Keynote Anthony Scaramucci, Founder
and Co-Managing Partner, SkyBridge Capital
12:00–1:00 p.m. Fixed Income Markets and Global Liquidity
Fed interest rate policy, regulations, money market reform, and geopolitical
risks have affected the structure of repo, treasuries, and the overall fixed
income market? What impact have these factors had on the supply and
demand for liquidity? What does this mean for central banks and their
ability to transmit monetary policy? How will this affect global liquidity?
Moderator:
• Alexander Blanchard, Head of US Repo, Goldman Sachs & Co Moderator:
• Tejash Patel, Managing Director, Morgan Stanley
9:45–10:45 a.m. Glenn Booraem, Principal & Fund
Treasurer, Vanguard
10:45–11:15 a.m. Coffee Break with the Exhibitors
Co-sponsored by:
• BNP Paribas
• Brown Brothers Harriman & Co
• Deutsche Bank Securities Inc.
• Natixis
• OCC
• Pleeco
• Transcend Street Solutions Inc.
11:15–12:00 p.m. Changes to the Traditional Value Chain
As markets change, how are business models changing? Learn how the
industry is responding to recent trends, including peer-to-peer lending and
situations where prime brokers act like agents and where agents act like
prime brokers. Do different methods results in the same value proposition
for your client? If so, how does it impact borrowers from a capital
standpoint? What does this mean for agents with respect to regulatory
oversight, their relationships with beneficial owners, and indemnification?
Moderator:
• John Arnesen, Global Head Agency Lending, BNP Paribas 12:00–1:00 p.m. Current and Future State of Securities
Finance
Hear industry leaders summarize topics discussed during the conference
and their concerns about future developments affecting your institution
every day. Discussion will include the regulatory impact on the industry,
hedge fund demand, and how participants justify their fees. How are
capital and balance sheets causing institutions to change their strategies?
Panelists will also discuss market turbulence, such as Brexit, the erosion of
the European securities lending markets, and emerging markets.
Business Program Adjourns for the Day
Moderator:
• Keith Haberlin, Senior Vice President, Brown Brothers Harriman
1:30–4:30 p.m. Tennis Tournament
1:00–1:15 p.m. Closing Remarks and Acknowledgments
Sponsored by:
• IHS Markit
Business program adjourns for the day.
5:30–7:30 p.m. RBC Reception
Sponsored by:
• BMO Global Asset Management
Sponsored by:
• RBC
1:30 p.m. Golf Tournament
6:30–9:30 p.m. Reception
CONFERENCE INFORMATION
Registrations are accepted throughout the
conference. However, for your name to
appear in the program binder, you must
register on or before Friday,
September 2, 2016.
To register for the conference, visit RMA’s
website at www.rmahq.org/asl2016 and scroll
down to the Conference Registration button.
Conference Registration Fees:
After August 5, 2016: $1,900
Guest* of registered conference attendee: $275
*Please note: a guest is a spouse, significant
other, or friend of a registered conference
attendee and is not in the industry or in an
industry-related position.
Name Badges
Attendees and guest MUST wear name badges
to all conference sessions and events to gain
admittance. Replacement badges will not
be issued. No exceptions will be made. We
appreciate your cooperation.
Receptions
All receptions are open to registered attendees
and spouse/guests. Participants are responsible
for making their own arrangements for all
other meals.
Speaker Presentations
Boca Discounts For Private Meetings
Presentations will be available to download
from two onsite Internet Kiosks, compliments
of Northern Trust, to USB Flash Drives,
compliments of ING Financial Markets
LLC. RMA will not provide print copies.
RMA has negotiated discounts with The Boca
Raton Resort and Club for your private events
and/or meetings that you conduct over the
conference dates. The negotiated rates are:
• 10% discount on published banquet food
and beverage pricing.
• 10% discount on Boca by Design
(excludes labor and floor plans). Boca by
Design provides DMC services, floral
arrangements, and theme events.
• 10% discount on PSAV (excludes labor
and rigging) on AV equipment rental
Sponsorship Opportunities
If your organization is interested in sponsoring
or exhibiting, please contact Kimberly Gordon
at [email protected] for details.
System Technology Exhibits
We are pleased to offer opportunities for
exhibits during the conference. Exhibit space
is on a first-come, first-served basis. There is no
exhibition fee, however, exhibiting companies
must register a minimum of two representatives
to manage the exhibit booth during conference
hours and must complete an exhibitor
agreement. If interested in exhibiting, email
Kimberly Gordon at [email protected].
Exhibition days and times:
• Wednesday, October 12, 7:45 a.m. – 1:00 p.m.
• Thursday, October 13, 7:45 a.m. – 1:00 p.m.
Conference Exhibitors
Transportation
• 4sight Financial Software
• Broadridge Financial Solutions
• EquiLend
• FIS
• Helix Financial Systems
• IHS Markit
• ION
• Pleeco
• Stonewain Systems Inc.
• Trading Apps
• Transcend Street Solutions, Inc.
West Palm Beach Airport: approx. 28 miles.
Fort Lauderdale/Hollywood International
Airport: approx. 24 miles.
Please be sure to visit with our conference
exhibitors during breakfast, coffee breaks, and
throughout the conference.
Attire
Dress for the conference is business casual. We
suggest bringing a light sweater or blazer to the
business program so that you are prepared for
variances in room temperatures.
Weather
The average temperature during the day in
October is about 85° and in the evening
around 70°.
Email Jessica Galloway, convention
services manager at Jessica.Galloway@
waldorfastoria.com for more information
and to take advantage of the discounts
listed. Be sure to mention that you are with
the RMA Annual Conference on Securities
Lending to receive these discounts.
A Private Event is an invitation-only
outing, dinner party, or reception hosted by
an organization or group other than RMA.
Private events are not considered part of
the conference program agenda and, as
such, should not be held during or interfere
with the conference program or sponsored
events. Please refrain from holding events
on Monday evening before 10:00 p.m. If
your organization is planning an event for
Tuesday, Wednesday, or Thursday evening,
please plan to start the event for 7:30 p.m.
or later. We ask that you please support
the sponsors of all the conference events by
recognizing their financial commitment to
the particular event (food/beverage cost)
and the conference. RMA appreciates your
cooperation in refraining from scheduling
other events, such as golf outings or special
tours, during the conference business
program. If you need assistance in planning
an event at the Boca Raton Resort & Club,
please contact Jessica Galloway, convention
services manager at Jessica.Galloway@
waldorfastoria.com.
The various regulations that are being implemented have begun to have a
profound impact on the securities lending market. While such regulations
represent a threat to long standing industry practices, those entities that
remain flexible and innovative will find new opportunities to prosper.
Enterprise Risk • Credit Risk • Market Risk • Operat ional Risk • Regulator y Compliance • Securit ies Lending
CONFERENCE INFORMATION
SPECIAL THANKS
TO OUR PRODUCT SPONSORS
Bottled water: – EquiLend
Delegate booklet – BM&F Bovespa
Delegate lanyards – FIS
Notepads – Trading Apps
Delegate bags – Stonewain Systems Inc.
Flash drives – ING Financial Markets
Internet kiosks – Northern Trust
Hotel key cards – Eurex Clearing
DATES TO REMEMBER
SEPTEMBER 2, 2016
• Reservation cut-off date: Reservations received after this date will be accepted
based on hotel availability. Please be sure to book your reservation as early as
possible! All changes/modifications and/or cancellations of hotel reservations
must be emailed to [email protected].
• Registration vs. housing deadline: Any individual with a reservation at the
conference rate must be a registered conference attendee with RMA not later
than 5:00 p.m. (EST). RMA reserves the right to request that you cancel your
hotel reservation or be charged the hotel rack rate.
SEPTEMBER 16, 2016
• Full refund deadline: Written cancellations must be received by this date in
order to receive a full registration refund. Cancellations received after
September 16 but before October 3 are subject to a service fee equal to 50%
of the registration fee.
Find us on Twitter and LinkedIn!
@RMASECLENDING
#RMASL33
OCTOBER 3, 2016
• This is the deadline for cancellations: Registration
fees (including those for spouse/guest) will not be
refunded after this date. Substitutions from within
the same organization can be made at any time.
Note: Please read and keep your reservation and
registration confirmations. These documents will
have all of the important information you will
need for the conference.
JOIN. ENGAGE. LEAD.
SPONSORED NETWORKING/SPORTING EVENTS
Mixed Round Robin Tennis Tournament
Sponsored by: IHS Markit
Court fees, tennis balls, racquet rental, pro fees, snacks, and beverages provided by Markit.
Where: Boca Raton Resort & Club Tennis Courts
When: Wednesday, October 12
Start time: 1:30 p.m.
Golf Tournament
Sponsored by: BMO Global Asset Management
Green fees, cart rental, golf balls, tournament fees, and round trip transportation provided
by sponsor. A boxed lunch and soft drink will also be provided for all players. Players are
responsible for shoe and golf rentals.
Where: Boca Raton Resort & Club Golf Course
When: Thursday, October 13
Start time: 1:30 p.m.
To register for a networking sporting event, check the appreciate box when completing your
registration. Space is limited, be sure to register early and secure a spot. Please be mindful of
the cost incurred by our sponsors when registering for these events. If you must cancel, email
Kimberly Gordon at [email protected] as soon as possible as there are individuals on a
wait list who will gladly take your place with appropriate advance notice.
The conference is a venue to BRING THE
INDUSTRY TOGETHER, talk about employing
strategies, and correcting issues.
Enterprise Risk • Credit Risk • Market Risk • Operat ional Risk • Regulator y Compliance • Securit ies Lending
HOTEL ACCOMMODATIONS
BOCA RATON RESORT AND CLUB
Reservations will be accepted until
Friday, September 2!
501 East Camino Real Boca Raton, FL
Tel: 561-447-3175
Reservation Coordinator: Matt Crossman
at [email protected]
Nestled in a Mediterranean inspired historic
village and just a few steps from the stunning
South Florida coastline, Boca Raton Resort
and Club, a Waldorf Astoria Resort, is your
luxurious home away from home. Many of
its charming and sophisticated guest rooms
come with a view of the Atlantic Ocean,
Intercoastal Waterway, or the marina, and
all guest rooms offer the latest amenities
for your comfort. The hotel also provides
concierge services to cater to your every need.
Hotel Rates and Room Types
Boca Raton Resort and Club
501 East Camino Real Boca Raton, FL
Tel: 561-447-3175
Reservation Coordinator: Matt Crossman at
[email protected]
Room Types:
• Cloister Traditional: $199.00 single/double + applicable taxes
• Bungalow Rooms: $204.00 single/double + applicable taxes
• Newly Renovated Luxury Cloister Estate: $229.00 single/double +
applicable taxes
• Tower Room: $299.00 single/double + applicable taxes
• Tower Jr Suite: $429.00 single/double + applicable taxes
Boca Beach Club:
Room Types/Rates:
• Beach Club Standard: $269.00 single/double + applicable taxes
• Beach Club Ocean Vista: $379.00 single/double + applicable taxes
• Bungalow One Bedroom Suite: $529.00 single/double + applicable taxes
• Yacht Club Waterway: $429.00 single/double + applicable taxes
• Yacht Club Commodore Lounge, privileges included: $569.00 single/
double + applicable taxes
$20 DAILY RESORT FEE IS WAIVED COMPLIMENTS OF
RMA FOR ALL REGISTERED CONFERENCE ATTENDEES.
Upon check in at the Boca Resort you’ll receive a beautiful
Conference Hotel Key Card sponsored by Eurex Clearing.
Hotel Reservations are available online until September 2, 2016.
To reserve a room, click the Information Tab on the website, www.
rmahq.org/asl2016. Click on the Book a Room button to make a
reservation. A credit card is required at time of booking. This is a
secure transaction using security and encryption coding software to
protect the data provided and your privacy. Upon completion of your
housing reservation you will receive a confirmation via email.
Hotel Cancellation Policy
• A one-night deposit is required at the time of booking.
• Your deposit is refundable if you cancel your reservation fourteen
(14) days or more prior to arrival.
• Cancellations made less than fourteen (14) days but more than
seven (7) days will be charged the one night’s deposit.
• Cancellations made less than seven (7) days and no shows will be
charged the full stay.
Please note: during the booking process and in the reservation
confirmation you will see the standard resort cancellation policy
listed. For RMA, the following policy will apply. RMA has included
the resort fee in the room rate. All changes/modifications and
cancellations must be emailed to Matt Crossman at
[email protected]
Rules and regulations are in various stages between proposed,
finalized, and implemented. The compound effect of these various
rules is an increased burden on operations and technology.
JOIN. ENGAGE. LEAD.
DATES AND LOCATIONS OF FUTURE
CONFERENCES AND FORUMS
JOIN. ENGAGE. LEAD.
RMA CONFERENCE ON
SECURITIES LENDING
34th Annual
October 9–12, 2017
The Ritz-Carlton, Naples
Naples, FL
35th Annual
PASLA/RMA
CONFERENCE ON ASIAN
SECURITIES LENDING
14th Annual
7–9 March 2017
Conrad Seoul
South Korea
October 8–11, 2018
The Ritz-Carlton Key Biscayne,
Miami
Key Biscayne, FL
RMA STAFF
Fran Garritt
Director
[email protected]
Kimberly Gordon
Coordinator
[email protected]
Paul Guinan
Manager
[email protected]
Rosemarie Casler
Registrar
[email protected]
Please note: The dates and locations
are provided for your information only.
Hotel reservations will not be accepted
at any hotel before RMA’s release date.
Visit these websites for registration
details as they become available!
www.rmahq.org
www.paslaonline.com
THANKS TO OUR MEDIA PARTNERS:
Enterprise Risk • Credit Risk • Market Risk • Operat ional Risk • Regulator y Compliance • Securit ies Lending