___ Prediction of the Severity of Aortic Stenosis by Doppler Aortic Valve Area Determination: Prospective Doppler-Catheterization Correlation in 100 Patients JAE K. OH, MD. FACC. FACC, GUY A. JAMIL S. REEDER. TAJIK. CHAHLES P. TALIEHCIO. MD, FACC. KENT MD. FACC, R. BAILEY. DAVID R. HOLMES. PHD, JAMES B. SEWARD, JR., MD, MD, FACC, MD, FACC Rorkewrr. Miarrmm Noninvasive evaluation of aortic stenosis lacked quantilalive hemrdynamic informalion before the application of Doppler echocardiography. In 15¶080. Hatlc et al. (II repwted that the pressure @-adient across a stenotic aortic valve could be estimated from oeak Doorder sonic Row velocitv with use of the modified Bemoiii equafion. Subsequent validation studies 12-6) demonstrated an excellent towel.+ don between pressure gradients by Doppler and by cardiac catbelerization. Peak Doppler Row velocity or prewre gradient alone. houever. is not always sufficient to determine the severity Gf aortic stenosis. because Row vrlocily and pressure gradient vary with car&w output lor a siren sonic valve area. Recently. several studier 17-10)examining small numbers of patients have shown that sonic wdvc area cuuid be ~eiirbly &naled from two-dimensioeel sad Doppkr echwudiography with we of the continuity equalion. We performed a prospective otudy 10 compare Dopplerderived aoilic valve area with cnlheterilation-derived sonic valve area in a large group of patimts with amtic stenosis. We also sought to deiermise oihtr Doppler variables that might be useful in predicting the rsverity of antic slmo~is. S~wdyp&kale. ia+dimensional and Doppler u.hocardioemnh) was performed in I20 palientr undergoing clinically b&ted ~cardrx catheterizauun for aortic slcnosis from July 1981 to September 1986. Twelve patients had aasociatcdwsreaonic regqiiladon and were excluded from funher analysisbecauseof Ihe limitation of cardiac catheteri&on in determining aoctic valve area in this wp. Eight addibonal palienls were excluded becausefour had unsalisfacrory echocaFdiographicexaminatiansandfour did MH have cardiac ou,put meaauement during catheterization. The remaining II pndents were 55 men and 45 wwt!zB with a mean age of 71 years @an& 53 to 95). The presmling symptoms were chest pain in 38, dyspnea or congestive hean failure lor both) in 65 and syncopc or presyncope in IS; 9 padenls were asymptomatic. Eishly-eight patients had sinw rhythm, had aerial fibrillation and paced rhylhm. Filly-three patients had left ventricular hypcrlrophy on clectmcardiognm: 13 patients had tell bundle branch block. Sixty palienis had aortic regurgitation detected by Doppler ultrasound (trivial 10 mild in 50. moderate in IO). Two-dimercrinal and Doppler echncardiogrsphy. A Hewlett-Packard 77020A cardiac ukrasound imaging unit WBS used for two-dimensional and Doppler rtudics urilieiy a 2.5 MHz phased-array duplex transducer. A nonimaging transd&was used fir c&inunus wnve Doppler examination. Echwardographic sludy !a performed within I2 h of cardiac cathelerizalion ii all pnlicms by oue of Ihc exaitiners (J.K.O. or C.P.T.,. DoPpkr study preceded cathelerizaLion in YO oalicnls and was oerformed aller catheterization with the &servers ueawrc of rhe cathelerizaliun data in th: remaining 20 palicnts (admill:d ln the hospibd an the day at cslhererization instend of the night before). T/w /c$ wnrric,drrr n,,rJlo~r ,r,,c, diumdrr was measured lrom a systolic freeze-frrsmc @amsamal long-axis view) with built-in calipers placed where the unleriorand porlerioraonic cusps met the ventricular seplum and the anterior mitral leaflet. respectively. The mensuremcnts were repealed three times lor each valienl and an nverw value was nbbdned. The area of the leit ventricular oulfl& &act was calculated as (diameter + 21’ Y w, assuming a circular shape. The left venlricular outflow tract vrloci~y war deterndn~d fmm the apical view by positioning lhe Duppler sample volume 0.5 lo 1.0 cm pmximal to Be aortic anulus. The sample volume WE carefully moved up and down in the letI venwicubr oulknv tru area to recwd a siable and sunsiwn audio 2nd speclnl signal. avoiding the accclemfed velocity that occ.urb just proximal Lo the stenotic aortic valve. Peak aoriic valve Row &cily was obtained by a nonimaging. coutinuous wave Doppler probe syslemaically placed in various msilions: apical. right and IeB paraslcmai, subcoslal and su&emal windows. Speclral velucily prnfiles were recorded ofi strip charts at xxeds of JO and IO0 mmIs (Fie. I). II I hada the modified Bcmoulli’s eq&ion (pr:s&gradienl s-4 x velocity’). Mean anriic pressure gradient and lime-velocity integral of the sonic valve and Lhe left venlricular ourflow trzt were ohmined by integrating the respective systolic Dappler vchxily spectra nn the Microsonic dighiring tablet connecrcd Lo an IBM PC-XT computer. In pzlients with sinus or paced rhythm. a single representative Doppler veloch) spectrum from thr outllow tact and the nortic valve was digitized, but in patiems with atriai fibrillation. velwiiies from IO consecutive bears were analyzed 10 obtain an average vJue. Eclopic and posteclapic heats were excluded from analysis. plgwt 1. Strip chsn recording of kn vsmriwhr ou,now ,rkw ,L”OT, velocity ,@a,and peak awtk vslw (AV, llow vdaity Omttom~al n speed oi JO mmk. Each crdibratian n!nrk a! the top represents0.2 ml, and kn venlricular wlkw lre,ct veIncity is 0.9 IrJs. Each eslibmion mark at Ihs bmom represents 1.0 nds and peak aordc 6ow vehxify is 4.5 m/s. The peak v&city cormspands to a maximal inslanbmenusgraditnl of 81 mm Hg I= 4 x 4.J’). The diaslolic Da~ler ~peclrum above the baseline indicates amtic rcgugilalion. From the let? vcntrieulnr outRow tract and aonk valve velaeilien, B velmily ratio ol 0.2 (= 0.9 + 4.5) can be calculaled. Aorfic wh wtw IAVA) was calculated from twodimensional and Doppler dala with the conlinuity equation as Lllows: where AV = aortic valve. AVA = aartic valve area. LVOT = left venlricular outflow tract and TVI = lime-velocity integral. Because Row across the left vemricular ouGknv lract and the a&c valve share the same ejection period. aonic valve area was also calculated from a simplified continuity equation lhal uad peak velocity ratio instead of lime-velocity integral (9): where V = peak Ruw velocity. C&be ulbeteriudcm. Jmracardiac prersurea were recorded with fluid-filled ca,he,err (7F ur SFI connected 1” strain-gauge pressure lransducers (Guuld P23MI. The ryclolic presswe gradient across the aorGc valve WBE meawed by either pullback technique imm Ihe kn vmiclc 10 a~ ascending aorta (32 palientsl or dual ca,he,er technique wi,h oimulmneous pressure mearurements in ,he ascending aorta and lef, venlricle wilh the lransseptal lechnique !6R palienla). The pretsure Brad& was calculaled by rupenmposing pressure recordings when they were ohlained by pullback. When mearure,wn, was by dual ca,he,ers. s,muItaneoully recorded pres*ure Iracings were annlyzed. Cardiac o~,pu, wa6 determined by irdcqanine pen dyedilution ,?chnique (dye was in&ad ims ,he len vemricle and sampled from tho femoral arkryl. Values from lhree determinalians were averaged unless there WI il chne agreemenl between ,he Bfrl two measuremcms. Coroaary ungioproph~. periurmed in all In0 p&n,% showed sig&ican, s,encnir fluminal narruuing a7ffL) in 59 patients (single vessel diseax in 24. IWO vessel disease in 14. lhiee vessel disease in IS and lef, main cxonary awry disease in 3). DU%d,km af swerl,~. The xevcrbv of sonic s,enour was defined by ca,he,e&ion-derived a& valve mea ai follows: mild, >I .O cm’: moderate. >,I75 ,u cm’: severe. SO.75 cm’. On the basis of this defminoon. sonic s1enos,s was mild in 17 palients. moderate m 20 d,,d were in 63. SMWk,d aaafysk. Doppler and cnthekrimtion dm were analyzed by independent obwvers. The rc~ul!~ were I.O ?xprerrrd ar mea” + SD The cwrel&m between ulbekrizdicm and Do~ler aoItic VBIYZ gmdient and arex wa> rakula,ed by Gmpk linex rcgressmn. In addition. the he51 line going through Ihe origin ;.a~ ublsincd. and ,be regrcscmn equation aar exprerxd by use of ca,hc,crirz,ion dma a$ mdependen, vanabler. For each value of Darrdcr-dewed aorlic pesk vcloci,ie% mean gradients and &k velocity r&x sens,,,v~,y and specificity for were aor,ic uewi\ were calculated ,O determine Doppler variables useful in prediciing the severity oiaonic ~,eousis. RWIHS Mean asd range of rwo-dimensional and Doppler cchocardiogmphic d&a and cardiac calhetcrizalion dala are show in .Table I. Peak wtie San rebxig. Tnis variable rmgcd from 2. I IO 6.4 ml\ lmcan 4.0) (carre$ponding ,o maxhnal ins&nlaneous gradirn,s uf 17 10 Ifd mm Hg [mean 671). Figure 2 rhows peak aorltc Row velonly plolted against cathstenzaliondrrived aunic valve area in the IW patknlr. Apeal veloaty of ~4.5 m/s wr highly specifk for severe nortic sten&s (2S uf 311.93Sil hu, with low senailivity 128 ~163.44%. A higher velocily curafflruch 8s 5.0 mlsJfur,herdecreaaed wxmvily wifhau, wbr,&al improvement in specificity for %:vere aurtic L:enosi\ IFig. 3). A, lower peak sonic veloci,ie$ there was a .wide mnge of overlapin ,he severby ofaortic s,erms,s lcnlhc,er,raliun-derived sonic valve area range 0.30 10 1.81 cm’!. H.+lf of ,he 70 patiemr wi,h a peak aolic Row velocity ra 5 is were fuund ,o have severe arlic sknasi<. F,g,,re +Cerrclation between Doppler-derived and catl.ctcrizationFigure 2. Peak Doppler wtic flow velocity campared with aortic wtve area (AVA) by catbetcrizaGon lcathl in Ml patiems with Mat aertk v&c grsdknt. The Doppler-derived mean eortic valve nradient in this stud” rewed from 8 to to8 mm Hg (mean 4lj. At catheterize& the&m gradient ranged from 8 to 90 mm Hg (mean 43). There was a good correlation tr = 0.R y = O.R9x + 2.3; standard error of estimation [SEE] IO) between the Doppler- and catheterization.derived mean gradients (Fig. 4). A Doppler-derived mean gradient ~50 mm Hg was highly specific (30 of 32. 94%) for severe aorticstenosis hut less sensitive (3Oof63,48%)(Fig. 51. At a h&r mean grsdienl culoif. sensitivity decreased even further without significant improvement in specificity (Fig. 3). At a Doppler-derived mean gradient of GO mm Hg, the scvcrity of sonic stenosis could not be reliably predicted from the mean gradient alone. These findings were to those of catheterization-derived mean gradients. When the catheterization-derived mean gradient was plotted against the catheterization-derived aortic valve area, a similar result war obtained (Fig. 6) (spccifieity 97% and sewitivity 4%). Time-vehxiiy Integral ~tla md peak vrlmity ratio. The continuity equation states tht+t the left vearicular outrlw tract and eortic valve flow time-velocity integral ratio is inversely proportional to the ratio between left ventricular outflow tract and wtic valve area. With the same systolic similar BIgwe 3. Plot of stndtivity against I - w&Acity for severe am-tic wmsis of Dopplerderived antic peak flow velocities OetW. mean &ients @ntert and vetccity ratios (rtght). Representative Dop P,C, derived values are shown with ,he,r data pint indicatedby a,, -*I. (Cathbderivrd meangradientsoerors the slenoticaortir. valve in 100 patients. Mean slandard ermr ol srtimation @EEt (evimation of catheteriza!ien mean gradient from DcPpkr mean gradicst) wi19 10 mm HE. ejection time shared by left ventricular auttlaw tract and aortic valve Row and their relatively similar shape of curves. the ratio between left ventricular oatflow tract and aortic valve peak velwity correlated well with their timevelwity intcwal ratio Cr = 0.94). The Desk veloeitv ratio was a025 I (92%) of 63 patientr with’ severe aor& stenosis bet was also ~0.25 in 12 (32%) of 31 who had an aortic valve area >O.lS cm2 (Fig. 7). As the ratio decreased, it became more specific hut lesrc sennitive for severe aortic stenosis. Wke!! & t&o ygs C,, , 15 had lr”PrP .“._, __ to*%, ,““.“, nfdn _. .” IwfiF”,. I_.._“,” ._” _._._ aonic stenosis. At the ratio of >0.25. specitlcity decreased markedly without much change in sensitivity for severe aortic stenosis @ii. 3). Aetik valve em. Dopplerderived nortic valve area correlated well with catketerilation-derived a&c valve e.rea when either the time-velocily integral ratio (r = 0.83. y = 0.76~ + 0.16; SEE 0.19) (Fig. 8) or the peak velocity pdtio (r = 0.80. y - 0.67x + 0.22: SEE 0.20, was used. Diierences between Doppler and catheterization meawrements were greater when sonic valve area war > I .O em*: catketwiz~ velocity in rents. Dc.pplardert”ed nlem sonic“al”egmJtcnl mmmwared with aortic valve area (AVA) by rathetorizeion tcathl in IM patients. Numbers of patients in sash quadrant are ~bown in paremhexs. “r I MCC ,““c ““I Pm% II. ‘+I 0 1217.11 0 ID PPL‘X< m = do & rp& m P >m 9.7 9n don-derived amtic vAve area was higher lhitn Dopplerderived wrtic valve ared in all padenr~ cxcepr ow. In IO patients with a moderate degree of aurtlc rcgurgilzlion. the correlation was less satisfactory (r = 0.71). Calheterizatkmderived aorlic valve area was \m;dkr than Dop pier-derived aorlic valve area in II of these 10 patients. Rife* with hw cardiac OuQut. Thiny-eight paWna had a cardiac output c4.0 literslmin. and 29 of lhcm had w-we aordc stenosis. Peak Doppler aurtic Row vcloe~~y 84.5 m/s and Doppler-derived mean gradient FO mm Hg were able to delect only IO (34%) of these 29 patients. In contrast, peak flow velocity and mean gradient > 3.0 nu’sand 20 mm Hg, respectively. were quite sensitive 191%) and speciiic (WA) for sevcrc aortic stenosis in this subset uf patients. The peak velocity ruio of G.25 WBE highly wnsilive (92%) for severe aoriic stenosis in patients with low cardiac outpat, as in the enure sludy population. Fifteen patients With severe sonic stenorir bad a left ventrisular ejection fraction <40% on tw+dimensmnal echocardiography or MI ventriculography, or bath. Of the Figwe ‘1. Plot of peak velocily (V) ratio between Ikli venlricular o”,ncnvtraEl ,L”wr, .&aonic “alYe &xY,againsl aotiic YBlW area (AVA) bycathelerizalionIca,h) in IMpalienl~. Numberrofpatlenlr in each qundrant are shown m parentheses. a, *I ;LL& OS 01 rn/ ‘HE SLVLRITY or wi AORTIC ET *L. YrENOS1S ,221 Figure 8. Correlr!ion between catheleridationGW- dewed BOOK YlllYC .,rc., ‘W”lC VdlYC,,rea Wlh “V “fk,, “Enlriculvr ““tn”H iKEI and ~c,,;c wlw lime vrkwly intwal wl:o in IW palienlr. Mean iundxd cnur or c*,,ma*on SEC) WBT0.19 cm’. ,\“:,I rndlhpp,w cchwardlupanphyEcho, !k”“d Fi~mt6. Cdlbcterilation ICW- denvcd medn aomc uIve grxlenl UP, cmnpwd Wllh sonic “.I”L ,Awz,,*“A, hg c;,thelrr,r;llL”n I” IOD patients Numberi of par&r in each quadrant are chnan an parentheses. 0 TION 0, II 15. 173’/i) had a peak Duppkrnonic ilow velocity of <4.j ml5 and d Doppler-denred mwn gradient of 60 mm Hg. Discussion Orer the la\, 3 deader. cardiac cathctcnration llias been the dnagnortic procedure of choice for dewmining the wwzrw of nortic stenosis. Recent rludies (i-IO). howcwr. have demonstrated Ihat Doppler echocardiography can reliably determine aortic prcswre gradiem and zonic villve area. Our study arseand the predictive value of variou? Doppler d&a in determining the wwity of aonic stenosb and correlated Doppler-derived and calheleriraiian-derived wartic wlve areas in IIXI di;l: pzli:n!c. Fwdktive vrlw of pew sortie lkw vrlwily nmJ derived mean gmdknt I” do(trmiaing tho severity of antic rtenosia. The pressure gradient IS only a partial drterm~nanl of the reverby ufaonic s,eno~s. For a constant aonzc z,lvc area. the aortic valve gradient may vary considerably. depending an cardiac wlput. Therefore, it il not rurpririns that aortic Row velocily or preosure gradient alone did not establish Ihe wverily of sonic sLamsis in many pl~ents. There ~8% a wide range in the ~cvcrity of aorlic stenosis (sonic valve area ranging from 0 30 to I.Sl cm’) at peak Row vckxnies of ~4.5 mis or mean gradients of ~50 mm Hg. In fdct. the lowest pest velocily (2. found in a patient with a left venlricular ejeclion fracrion of 24% and seveic 40rbc stenosis. wilh a Doppler-derived aonic valve arca of 06u cm’ Ikit vennicular outflow tract diarncrer and peak velocity of 1.8 cm and 0.5 mis. rerpeclivcly~. Aonic valve area ra\ 0.58 cm2 at catheterization (mean gradient 8 mm Hg. cardiac uutput I.8 literslmin). Thus. calculation of valve wea is an CSSenlial Part Of evaluating the degree ofaonic stenosis. Our data emphasize that valve area calculation is critical in patient5 with peak aorlic Row v&city of <4.5 m/r or a Doppler-deriv~d mean gradient of <SO mm Hg. I m/s) was Dapplcr-derived vcmosca,heterizationdcrivd sarllr valve arca. The condnuhy equation for aortic valve area CalculC lion was dcrivcd from a hydraulic orifice formula that describes Row axoss a fired orifice as a product of orifice area and flow velocity. In previous studies (7-10) based on small numbers of patients. the Doppler-derived nortic valve arcir had a good correla!ion with catheterizationderived ooflic valve ares. Our prospeclive study of IW patmnts has canfirmed the ear&r preliminary obrrrvationr in this rcgwd. Aortic v&c arca ohlaincd by peak velocity ratio was inlerchangcabk with that obtained by the lime-vclocily inlceml ratio method. This is one of the advanta~csof usiop. thcicfl ventricular oultlow trac, rather than oihcr orifice; (right venlticular oulflow or milral or tricuspid inflow) in the cardiac chnmbcrs to cstimmc Ihe amount Row across the aortic valve. Other advanlagcs (7.10) are as follows: I) Flow acrossthe left ventricular outflow tract is alwavs the sameBS that acrosr the aonic valve; therrfore. flow m&surement is no1affected bv sonic valve raur&ttion. 21Left vcn~ricular outAow tracLdiametcr at the~l&l of the aorlic anulus is rclmively constant compared .uilh that a[ other sites. I.& venlricular outllor tract sod a&k valve flow wlocily nlio. Although left venwiculsr outflow tract arca and Row velwity vary widely among individual patients, they wve as au internal reference for a given patient in the assessment of aonic ucnosis. Changes in hemodynemic status a&xl the velocities itcross the left venlricular outflow tract and rhe aortic valve proportionately. so that their velocily ratio remains essentially unchanged. In fact, the ratio alone op. pears 10be a very sensitive index in [he detection of scvcrc aortic stenosis. The ratio was rO.ZJ in 58 (92%) of 63 patiems with scwc aortic recnosisand was not a&led by the status u; vmJirc outouI. This rmio was called the “dimenrioolr ,PDoppler in&x” by Otto el al. (7). However. their cutoB ratio was higher (0.3) because they defined severe aomc ?lcnosis as a&c valve area of 41.0 cm’. The rmio sts:~ld bc helpful in following the pmgression of sonic stenosis or evalo& the therapeutic eficacy of aortic balloon valvuloplasty or dccalcilcation procedure because the left venrricular outflow watt arca should remain conant for a given patient. Whsl if the scvcri$ of wrlic akmxls is dlwrdaol In Doppler and catbcl&tion cvahmtioo? Usually. patient3 whh sonic SLenosisare categorized into severity groups on the basis of clinical and laboratory evaluations. When patients were ~eparmcd into mild, moderate and severe aortic stenosistroops on the basis of Doppler- and celhetcrizalionderived aanic valve areas, 27 pslienls had discordant sevcrity wth Ihc Iwo methods (Fig. 9). This is in parl relaled lo our arbilrary definition of the severity of sonic stenosis. Allhouph aortic valve area of ~0.75 cm2 WBSd&cd as s?Verc aortic stenosisin chir study, other instilutions (7) may osc 8 dilTcrent cutoff for severe sonic stenosis. By the crileria of Olto et al. (71. only eight of our patients had of discordant severity of sonic stenosis. Becausea laboratory value is a guideline for patient management rather than an absolute indication for thempeutic or palliative intervention, the discordance should not impose a mi\ior clinical decision vroblem. escwiallv when the hemodvnamic data are inter&cd in c&m&n with other cl&l data. When amtic valve area of0.73 cm2 was used to separate patients iota two one with scverc and the othci with mild to moderate aortic stenosis. 20 patients bad discordant sevcrily in the and catheterizalion evaluation (Pi& 9). Their mean aortic gmdieol and aortic valve was by Doppler lechnique and catheterization and Ihc milnagemcnt decisions are listed in Table 2. The average absolute ditkrcnce in mean gradient and aortic valve area by the two melhodsin~hesctOpalientswas8mm Hg(rangcOto 19)aod 0.2) cm2 (raogc 0.06 to 0.473,respeclively. It was similar to the mean SEE in [he entire study population (10 mm I& and 0.20 cm’. respeclively). Of pdtieots categorized as having severe aortic stcoosis by Doppler technique but not severe by catheterization. 4 underwent oortic valve rcdacementormcchanicaldcbridemat within a month, In &mpmison, nonriurgir~l managemeat was selected for lhrcc of nine patients categorized as having scvcre aonic stenosis by c~thelcrizati& and not severe by Doppler technique. Themfore, our data suggest that. like catheteriza&-m. Doppler echocardiography can guide clinicians to therapeutic decisiora for patients with aortic stenosis. Limltallw. Estimation of aortic valve area by Doppler echocardiography has wersl well recognized limitalions (7-10). such as difficolty in measuring the IeR ventricular outflow lracl diameter due to hcovy calciiicalion of tic sonic value and inabilily to obtain a reliable DBIROW tract velocity becauseof subsonic obstroclion from basal septal hypcrtrophy. However. we were able to obtain a sslisfactory Doppler rludy in 91% of patients. The accwdte Doppler ossessmcnt of the severity of aorric stenosis rcquirez the examiner to obtain the best possible Doppler signals available fmm the left ventricular outflow tract and the aortic valve. Adequate training in Doppler technique and perseverance (the prow groups, Dappler II dure usually taker 30 miz %i a skil’ed examiner) in obtaining the best Doppler signal5 from mukiple positions are re- when;he s&erily of aortic slewsis is IO be assessed. If IL: quality of Ihe echocardicgraphic Doppler study is salisfactwy (which it should be in 97% of palientrl and resuI1~ cuncu: with other clinical findings. cardiac catheterizalion will usually yteid lillle addirional infarmarion regarding padent mansgemenr decision?. However. preoperative cardiac calheterizatian is indicated for evaluadon of coronary die ease or lor re~olul~on or conflicting clinical and Doppler data.
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