THE DIETRICH W. BOTSTIBER SERIES WHAT CAUSED THE BREAK-UP OF THE HAPSBURG MONARCHY? WITH GERALD STROURZ AND ISTVAN DEAK Moderator: Martin Rauchbauer FRIDAY OCT 10, 2008 ACFNY MB: I’d like to welcome you to tonight’s session/debate on a very important question: What caused the break up of the Hapsburg’s Monarchy? The Austrian Cultural Forum is an institution, a platform for contemporary art and culture of contemporary Austria but sometimes in order to understand the contemporary we need to look at the past, our past and this is why ninety years ago in October 1918, the world was witnessing the last weeks of World War I but also the last weeks of the Austro-Hungarian Empire which disintegrated into succession states. If we look at today’s states that formed and that used to form the AustroHungarian Empire: there is Austria, the Czech Republic, Slovakia, Hungary, Bosnia and Herzegovina, Croatia, Slovenia, parts of Poland, the Ukraine, Italy, and Serbia. Many of these countries are now part of the European Union and we want to look also today if and what kind of lessons we could draw from the disintegration of Austro-Hungary for our project in Europe and the European Union. The Austro-Hungarian was a multi-ethnical, multi-lingual, multi-religious state with a complicated constitutional and institutional set up. We want to talk about the Monarchy tonight, look at the weaknesses but also if there were any, at the strengths of this entity and try to answer the question why the Hapsburg Monarchy broke up and also whether its fate was inevitable. We have here two great historians: one from Austria, Professor and one from the United States, who has Hungarian roots—Professor Istvan Deak. I’d like to start by introducing Gerald Stourzh who is a distinguished Austrian historian, a Professor emeritus at the University of Vienna, and is one of the few prominent scholars equally at home with US history and the history of Central Europe. Stourzh was born in Vienna in 1929, and from 1951-1958 worked, with internissions, at the University of Chicago and met there many prominent people, among them Hans Morgenthau and Austrian economist Friedrich von Heide. He was professor of Modern and North American history at the Free University of Berlin from 1964-1969 and then returned to Austria to become a professor of Modern history at the University of Vienna. He is the author of several books in English and German, including Alexander Hamilton and the Idea of Republican Government and Benjamin Franklin and American Foreign Policy. His publications on the Austrian state treaty of 1955 formed an equal body of work on that subject. Stourzh has won acclaim for his work on the history of human, civil, and minority rights in Austria. Professor Gerald Stourzh is here in the United 1 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org Transcript of the Event István Deák is Seth Low Professor Emeritus of History at Columbia University and an expert on nineteenth and twentieth century Europe. He was born in 1926 in Hungary but left for France in 1948 following the Communist take-over of his country. He immigrated to the United States in 1956 and earned his doctorate in modern European history from Columbia University in 1964. István Deák’s publications include Weimar Germany’s Left-Wing Intellectuals; The Lawful Revolution: Louis Kossuth and the Hungarians, 1848-1849 and, importantly for tonight’s discussion, Beyond Nationalism: A Social and Political History of the Habsburg Officer Corps, 1848-1918. His most recent books are Essays on Hitler’s Europe and a book in Italian on the Nuremberg trials. István Deák has published numerous articles in American, British, Hungarian, Austrian, and other books and journals on such subjects as Hungarian historiography, the cultural and political scene in Weimar Germany, the revolutions of 1848, World War I in Central Europe, the rise of Fascism, collaboration and resistance in Europe during World War II, and post-World War II judicial retribution. He is a frequent contributor to the New York Review of Books and the New Republic. His current research project is on collaboration, resistance, and retribution in World War II Europe. I would like you to give a warm welcome to Professor István Deák. (Applause) I’d like to start tonight’s discussion with a quotation from a piece of literature; from a novel that has become a key novel for the 20th century by Robert Musil Der Mann ohne Eigenschaften (A Man without Qualities). Many of you would know the famous opening chapter in which he makes fun of the Austro-Hungarian monarchy called Kakania in regard of the initial letters that stand for the famous Imperial and Royal (K. und K.) institutions and in this opening chapter Musil says: On paper it was called the Austro-Hungarian Monarchy, but in conversation it was called Austria, a name solemnly abjured officially while stubbornly retained emotionally, just to show that feelings are quite as important as constitutional law and that regulations are one thing but real life is something else entirely. Liberal in its constitution, it was administered clerically. The government was clerical; but everyday life was liberal. All citizens were equal before the law, but not everyone was a citizen. There was a Parliament, which asserted its freedom so forcefully that it was usually kept shut; there was also an Emergency Powers Act that enabled the government to get along without Parliament, but then, when everyone had happily 2 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org States on a book tour to promote his recently published work From Vienna to Chicago and Back: Essays on Intellectual History and Political Thought in Europe and America which is always available here tonight for purchase. (The University of Chicago has supplied us with application forms that upon mailing you can receive a discount of 40%) I’d like to give a very warm welcome to Professor Gerald Stourzh. (Applause) The country was full of such goings-on, among them the sort of nationalist movements that rightly attracted so much attention in Europe and are so thoroughly misunderstood today. They were so violent that they jammed the machinery of government and brought it to a dead stop several times a year, but in the intervals and during the deadlocks people got along perfectly well and acted as if nothing had happened. It was only that everyone’s natural resentment of everyone else’s efforts to get ahead, a resentment we all feel nowadays, had crystallized earlier in Kakania, where it can be said to have assumed the form of a sublimated ceremonial rite, which could have had a great future had its development not been cut prematurely short by a catastrophe. Musil implies clearly World War I with the word catastrophe as the primary reason for the break-up of the Monarchy. Nationalism here is seen as a resentment everybody feels for everybody else and is described as relatively harmless. Do you agree with that Professor Stourzh? GS: For a start, although I am a great admirer of Musil, I’d like to begin with a couple of disagreements. I hope, of course, István will have something to say to this question as well. I really must say that Musil wrote these lines very much from a Viennese perspective, from a Viennese view, or I might perhaps say a little broader, from a “cisleithanian” point of view. Many of you know that after 1867 Austro-Hungary was a dual Monarchy and the tiny river Leitha was the border line river between the lands of the (Hungarian) crown of St. Steven on the one hand and the other lands under the rule of the Emperor of Austria – often referred to, because of the border river Leitha, as “Cisleithania”, or, increasingly also as the “Austrian” half of the dual monarchy or simply “Austria”. Officially, they were known after 1867 as “lands represented in the ‘Reichsrat’” or Imperial Council – the name of the Parliament in Vienna, though the name “Austria” for the non-Hungarian lands increasingly got used in official documents as well.. I do think that this border symbolized by the river Leitha was not so unimportant psychologically, and if Musil says “it was officially called Austro-Hungary but everybody called it Austria,” I am not sure whether this was so in Budapest. There were certainly quite a few people who were “Habsburg patriots”, notably in the joint Austro-Hungarian army and in the bureaucracy in Vienna for whom the Habsburg Empire was identical to “Austria”. But Austria in the decades after 1867 became increasingly the name for the non-Hungarian half of the Monarchy, even in statistics, even in legal texts. I would like to add that when Robert Musil speaks of a parliament which was so often closed while the Emperor and his Government were able to rule with with the help of an emergency article of the constitution, this was true 3 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org settled for absolutism, the Crown decreed that it was time to go back to parliamentary rule. ID: Yes, certainly, the Musil quote brings us into the heart of the question: was there such a thing as a Habsburg Monarchy after 1867, or were there instead two separate entities? Truly, Musil’s statements do not apply to Hungary and therefore one can well argue that two sovereign states functioned under the rule of Emperor-King Francis Joseph, yet is also true that there existed a kind of a common government consisting of the common foreign minister and the common foreign service as well as the common minister of war, and the common finance minister who served the two other ministries. Quite especially, the so-called Common or Joint Army connected the two parts of the Habsburg Monarchy. But perhaps we shouldn’t talk of a Habsburg Monarchy after 1867 but rather of the realm of Francis Joseph -his seemingly endless reign formed a part of people’s life; existence without him had become nearly inconceivable. It is certainly true that, unlike the Reichsrat in Vienna, the parliament in Hungary was not paralyzed (except for a short period from 1904 to 1906); nor had an emergency powers’ act become necessary because the parliament ruled supreme. But that parliament represented only a small segment, the Hungarian-speaking social elite within the population. By 1910, Hungarian-speakers were making up a little more than fifty percent of the population; this, after suddenly embracing the Jewish population and declaring that all Jews were Hungarians. But even from among the Hungarian-speakers we must deduct those who had no right to vote and thus had no say in politics, which was the absolute majority of Hungarian-speakers. The problem of nationalities was also quite different in Hungary from that in the Austrian half of the Monarchy: in the Austrian Empire ethnic groups fought it out among themselves while in the Kingdom of Hungary, the Magyar nation, or rather its social and political elite predominated. There were a handful of Romanian, Slovak and Serbian representatives in the Hungarian parliament, but they had no political clout, much unlike the Polish representatives in the Vienna parliament, for instance.. MR: You are saying that in the Austrian half the nationalities were always fighting with each other unlike the Hungarian half, but Musil’s analysis and Musil certainly was not a historian, was that this struggle between the nationalities was in the end not so serious, at least not so serious as to threaten the survival of the Monarchy. Would you agree with that? GS: We have here a map of the ethnic groups or the nationalities as they were usually called – taken from the Austrian Aacdemy of Sciences’ multivolume work “The History of the Habsburg Monarchy 1848-1918” (vol. III) - . Actually it is a map of the languages spoken in 4 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org only for the non-Hungarian half of the Monarchy. This was not true for the Hungarian Parliament in Budapest at all. No emergency article existed in and for Hungary. So, though it is lovely of course to read Musil and be enchanted by his style, he needs to be corrected. 5 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org the monarchy, because the census was a linguistic one in both parts of the Monarchy, though the question was put slightly differently: in Hungary, it was the “mother tongue”, in Austria-Cisleithania it was the “language of communication”. So, these are the results, in many colors, of the last census taken in 1910 prior to the outbreak of World War I, and as you can see now, the non-Hungarian or the Cisleithanian part of the Hasbburg Monarchy covered the Alpine lands,a part of the Adriatic coast, the Bohemian lands - Bohemia, Moravia, and tiny Silesia -, it went North-East to Galicia, partly Polish speaking, partly Ukrainian speaking, and it ended very far in the East, East of Hungary, in the small crownland of Bukovina with the capital town of Cernowitz (today Cernivtsy in the Ukraine). It was a very interesting place to live because in Czernowitz quite a number of nationalities, including a large Jewish population, lived in a balance, on the whole rather peacefully, together. Then of course, you see the vast part of the lands of the crown of St. Steven, Hungary proper including Transylvania, then, with a special status, the Kingdom of Croatia, and hardly to be seen here, the “corpus separatum” of the city of Fiume, today Rijeka, - and then there is Bosnia-Herzegovina, a triangle in the south which was occupied in 1878 and then annexed by the dual Monarchy in 1908; it was administered jointly by the two halves of the Monarchy by way of the joint Austro-Hungarian Ministry of finance. The Habsburg Empire, as this map shows, certainly was a multi-ethnic state. It shows both majority and minority populations in fairly small administrative districts, whereas traditional maps often only show the color of the majority population within a given unity, so it may be considered a “minority-friendly” map. I give you some of the percentages for the empire taken together: There were (in 1910) 23,9% Germans, 20 % Magyars, 12.6 % Czechs, 3.8 % Slovaks; the Poles had a fairly large percentage - 10%, the Ukrainians, which at the time were called Ruthenians, made up 7,9%, the Rumanians 6,4%, the Slovenes, a small independent country today, had about 2,6% and the Italians about 2%. So, this multi-ethnic and multi-linguistic empire was a rather brittle structure. It was brittle in various ways and on various occasions, though it did not so badly economically around the turn of the century and the years prior to Woröd War I. It was brittle because conflicting claims of various ethnic or linguistic groups were growing stronger. It is possible to distinguish certain groups of nationalities in different ways: an important distinction can be made between nationalities who had co-nationals outside the Empire, and those who had not. This is an important consideration. The Italians who lived in the Adriatic area and the southern part of Tirol, notably in that part called Trentino around the city of Trento, or most of them, were eager to join the Kingdom of Italy and it was among the Italians of the monarchy, particularly in the city of Trieste that the well known term terra irredenta, which literally means “unredeemed land”,was born. So, the irredenta, speaking of the populace, the people who really wished to join another state, the Kingdom of Italy, was considerable and that was a problem soon after the outbreak of World War I. The Poles, up in the north had co-nationals in a larger polish speaking land ruled by the Russian empire, and a smaller part ruled by Prussia. But then there were also some nationalities who lived only ID: I have several comments to make in connection with Gerald’s statements, although I basically agree with everything he has said. First of all, let me comment on the ethnic map that he has put on the wall; it is an excellent map in many ways; still, it is quite inadequate because it does not show population density, the concentration of some ethnic groups in urban areas and the dispersion of other ethnic groups in the countryside. In Transylvania, for instance, there existed mountainous regions where hardly any people were living, and yet the maps show those regions as populated by Romanians. Meanwhile, cities inhabited mainly by Hungarians and Germans do not indicate the comparative density of the population. This is the kind of shortcoming, incidentally, that the Hungarian territorial revisionists tried to point out after World War I by introducing another color, white, for those areas in which very few people lived, whether Romanians or not Romanians. Actually, ethnic transformation in the pre-World War I years occurred less in the rural area than in the cities; Prague, whose inhabitants in 1850 spoke overwhelmingly German, by 1900 had a great majority of Czech speakers. Budapest, whose inhabitants in 1850 spoke mostly German, had become a Hungarian-speaking capital by 1900. In Transylvania, Hermannstadt/Nagyszeben/Sibiu was originally a German city; by the late nineteenth century, it had become largely Hungarian, and today its inhabitants speak Romanian. Because the cities often experienced not one but several ethnic transformations, we must always ask ourselves what period in history we are dealing with. What counts is, however, that ultimately the countryside conquered the city: the Romanian-speaking countryside took over the historically German-Saxon Hermannstadt, just as the Hungarian-speaking countryside took over Budapest. By 1900, in the Hungarian capital, even such shopkeepers who used German or Yiddish at home, had been driven by economic interest and the wishes of the authorities to put out their signs in Hungarian. Gerald has also stated that the different nationalities struggled with each other; this is of course true, but I would like to add that it was less the nationalities as a whole than their leaders who were doing the struggling. Sometimes there were so few of these self-appointed leaders that when, in the spring of 1848, the leaders of the Czech national movement assembled in Prague, one of them exclaimed: “If this ceiling collapsed, it would be the end of Czech national movement.” True, the national idea gradually spread to larger and larger groups, but we should still remember that as late as 1900, the majority of the Habsburg Monarchy’s 6 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org within the confinements of the Habsburg Empire like the Czechs, or the Slovaks, or the Slovenes, or the Magyars certainly. With the Romanians we have again the situation that a larger part of their con-nationals lived in the Kingdom of Romania. Maybe István, since we are speaking of Romanians and Magyars, might like to add some reflections on it. Or how about the urban proletariat whose major care was not for nationality but for work and bread? Moreover, many people had several nationalities; indeed, one must wonder how it was possible for a city like Kaschau/Kassa/Košice in today’s Slovakia to be German-speaking in 1850 when it was under Austrian control; Hungarian-speaking in 1900 when it was a part of sovereign Hungary; Czech-speaking in 1920 after it had been incorporated into newlyfounded Czechoslovakia; again Hungarian-speaking in 1940, after Hungary had re-annexed the territory, and Czech-, or rather Slovak-speaking after the Allies had returned the city to reconstituted Czecho-Slovakia? To be sure, there had been emigration, immigration, flights, deportation, the Holocaust, and other horrors during those years; still, it is impossible to account for all these transformations without conceding that many people in such areas which had exchanged rulers, also changed their nationality according to the wishes of the authorities, or as it seemed to be in their own best interest. We must also consider that the pre-World War I Magyar elite never accepted the notion of Hungary being a multinational state. They claimed that the inhabitants of Hungary were Magyars or Hungarians, many among whom spoke a language other than Hungarian. (Note that the Hungarian language does not distinguish between Magyars and Hungarians.) Hence the uproar in Hungary in 1903, and the threatening with a revolution when in an order to his troops, issued at Chlopy, the emperor-king talked about the different nationalities or Volksstämme of the Monarchy who struggled viribus unitis, with united forces, for a great common goal. In Hungarian eyes, Hungarians were not a nationality or a tribe but Hungary was a sovereign nation. Therefore, the armed forces of the Monarchy could not possibly be an assembly of nationalities; in Hungarian eyes, the army connected two sovereign states, the Hungarian and the Austrian. As Professor Stourzh has so well explained, the Austrian half of the Monarchy attempted to accommodate the different nationalities; Hungary tried to make all the nationalities its own. MR: What then was the stake Hungarians had in the Monarchy? Why did they after 1867 stay? ID: One thing the Hungarians would not admit was that their survival as a medium-size power depended on their membership in the Dual Monarchy. They were, of course, aware that one half of their country’s inhabitants were not Hungarians, and that such of Hungary’s neighbors as Serbia and Romania, tolerated the vast presence of their co-nationals in Hungarian territory only because the Habsburg Monarchy had a big army, the Common Army, which would defend Hungary against all its domestic and foreign enemies. But all this the 7 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org inhabitants were peasants for whom nationality and nation had remained very vague concepts. In some regions of Austrian Galicia, for instance, peasants had absolutely no idea of their nationality; when asked, they usually declared that they were “from here.” Hungary well might have become the first country to secede from the Monarchy, in case the Monarchy no longer served its interests. After all, Hungary had a strong and well-trained administrative machinery, a powerful land owning class, a new and aggressive bourgeoisie, and a relatively large number of educated people. Moreover, it was beginning to have its own army. In 1912, the Hungarian National Guard, called honvédség, was granted its artillery and technical units, in addition to its already existing infantry and cavalry regiments, thus becoming a force capable of fighting its own wars. . GS: One should perhaps say that one of the peculiarities of the Habsburg Empire was that there was a joint, common Austro-Hungarian army, about which István has written an important book as we said before, and both halves had in a way their separate armies: the Honwéd that was just mentioned, and the less spectacular or less known Austrian “Landwehr”. But there were even separate ministries for the honvédség and the Landwehr in the two halves, so the military set-up was as many other things, as one could also read in Musil’s book, was a very complicated set-up. I would like to raise one point. I would like to argue that the interest of Hungary, or to be more precise, the interests of the Hungarian ruling elite for staying in the larger Habsburger empire in spite of all kinds of conflicts that erupted every 10 years at least, when parts of the Austro-Hungarian compromise had to be renegotiated, had very much to do with foreign affairs. There was the age old fear of Russia, and the Hungarians most particularly had suffered greatly at the time of the revolution of 1848-1849, when the Austrian Emperor called in Russian troops to intervene, to help the imperial forces to put down the Hungarian revolution. These were really dreadful memories, but the danger of an expanding Russia with interests in east central and south-eastern Europe remained all along, I think one may presume, and that was also the idea of Western statesmen, that the Austro-Hungarian Empire had a function to fulfill as a major block in Eastern Europe, blocking further advances of the Russian Empire. MB: Let’s talk about WWI what role the army played there? Robert Musil called the AustroHungarian army “the second weakest army in Europe,” I think, he must have meant Italy as the weakest, as Italy was the one country Austria-Hungary managed to somehow prevail over it even in WWI. There is a very moving other piece of literature, a drama by a HungarianAustrian writer Franz Theodor Csokor: November 3rd 1918 (1936). It was performed in the 8 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org Hungarians could not publicly say because it would have amounted to the admission that Hungarian greatness derived from Vienna -- and through Vienna, from the German empire which was Austria-Hungary’s only ally. What the Hungarians were publicly saying instead was that their country remained in the Dual Monarchy because of its traditional association with the Habsburg dynasty and with Austria. The trouble was that as time went by, an ever larger segment of the Hungarian elite wanted to reform the 1867 agreement, or even to abandon it, trusting growing Hungarian wealth and military power. GS: I admit that I have been impressed for years by the symbolism of this scene of the play November 3rd 1918, which I have seen on various occasions; it has been performed in Vienna on several occasions. Of course this point raises a question that goes beyond our theme about the break-up of the Monarchy. The loyalty of Jews in Austria and Hungary to the Habsburgs was considerable, because they had been responsible for granting final legal equality for Jewish persons as of 1867, giving them full citizens’ right, equal rights with every other citizen. There are many sources with which I am familiar, where the ruling monarch Francis Joseph was thanked and praised in most impressive words for what he had done, and one has to add, what the parliaments of both countries at that time had done for the cause of Jewish emancipation. It was the era of liberalism, a liberal era prior to the subsequent growth of anti-Semitic forces, which arose in both halves of the monarchy, though I am bound to say that anti-Semitism became a stronger force in the Austrian parts than in the Hungarian ones. There were many Jewish persons serving in the joint army. Maybe István would like to say more about it, I’m sure he knows more about the army. ID: Should we talk about the Jews or about the army? GS: Well, now about the Jews and then we ought to go on about the army. ID: Certainly. Following the introduction of universal military service in 1868 in AustriaHungary, a young man could count on spending three or sometimes four years in the military, an experience which greatly influenced the rest of his life. He had had to postpone whatever profession he was engaged in; on the other hand, military service was widely perceived as a test of manhood. I would not say that the thing was universally popular; many young men avoided it by escaping abroad, to America for example; universal military service was a great source of immigration to the United States whether from Austria, Russia, or Italy. Still, it was generally taken for granted that a young man would eventually wear the emperor-king’s uniform. 9 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org late 1930’s in the Vienna in the Burgtheater and the most famous scene in the drama is the funeral of a colonel. November 3rd, 1918 was of course, the day of the armistice, and we are close to the Italian front and there is a small Austro-Hungarian battalion and the colonel in command has just committed suicide. His troops are gathering around his grave and they are from all parts of the Monarchy. They take turns throwing earth into his open grave, saying: “Earth from Hungary. Earth from Poland, Earth from Carinthia. Slovenian Earth. Czech Earth.” The shovel is passed on to Dr. Grün, the Jewish regiment physician. After a moment of hesitation he says: “Earth from Austria.” This points on one hand to the strong cohesive function of the army for the Monarchy, but also to the Jews, of whom it was often said to have identified most strongly with the empire. Is this true? 10 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org Obviously there were Jews among the soldiers, beginning in the late eighteenth century. The initial dilemma of the Jewish recruits was how to obey the dietary laws and how to avoid service on the Sabbath; also, whether one could shoot at a co-religionary in the enemy army. With the gradual secularization of society, religious restrictions were becoming less of a problem and, by the 1840s, one found a few Jewish officers in the Habsburg army, even in the cavalry, which was the most traditional and most exclusive branch of service. Later, many Jews profited from a special provision of the military regulations according to which young men with a high school degree, or its equivalent, had to be in full-time active service only for one instead of three years. These so called einjáhrig Freiwilligen, one-year volunteers (although they had been drafted into service like everybody else) enjoyed such privileges as the right to attend officers’ functions; to wear tailor-make uniforms (if they could afford it), to qualify for reserve officer’s school and, after a few years of reserve service, to become commissioned officers. Most importantly, the one-year volunteers were seen as gentlemen and consequently as persons possessing honor. In extreme cases, they were allowed, nay they were obliged, to defend their honor in a duel. As members of an unspoken elite fraternity, that of reserve officers, they were considered marriagable in the best society and qualified both for state service and prestigious jobs in the private sector. Considering that, by 1900, Jews made up between twenty and thirty percent of the Dual Monarchy’s high school students, it was inevitable for a relatively large number of them to become one-year volunteers and thus also reserve officers. They had joined the Monarchy’s exalted elite. Even if in reality a huge chasm separated a Jewish reserve lieutenant in wagon transport, for instance, from an aristocratic career officer in, let us say the mounted field artillery, the latter had to be careful not to show contempt for his Jewish fellow officer, or he risked challenge to a duel. Because Jewish officers tended to learn how to fight with the sword, injury or even death could result. Note that, by 1900, one in five reserve officers in the Habsburg Monarchy were Jews at a time when the proportion of Jews in the general population was four per cent . World War I brought about another extraordinary development, namely that a large part of the junior career officer group was killed in the first months of the war, and that their places had to be taken by reservists, that is civilians in uniform, a very large proportion of whom were Jews. As the surviving career officers increasingly turned to training and general staff work behind the lines, the command of smaller combat units was left to reserve officers: teachers, free professionals, civil servants, better shopkeepers, and businessmen. In 1918, 25,000 of the 150,000 reserve army officers were by religion Jews. The number does not include those of Jewish origin who had converted. In the same war, there were only a handful of Jewish reserve officers in Prussia and not many more in Russia or Great Britain. The only army with a similarly high proportion of Jewish officers was the Italian. Most of the Jews in the European armies were reservists but interestingly, both the Italian and the Austrian army during World War I harbored a significant proportion of higher ranking Jewish career officers. The Italians counted fifty Jewish generals; the Austro-Hungarians had fewer of Not all the generals of Jewish origin had converted: Feldmarschalleutnant (two-star general) Eduard Ritter von Schweitzer never converted; nor did another general who became a Zionist in old age. MR: Professor Deak let stay for a moment with the army. You mentioned the terrible toll the war took on the officers and the soldiers and certainly on the civilian population as well. It is often said that the Austro-Hungarian army during First World War was not very well equipped, faired very poorly in the battles and it was always the Germans who came to a rescue them. Is that a correct assessment? ID: Certainly, the further East one looks, the worse the army’s equipment. Given the circumstances and the geographic location of Austria-Hungary, its army was neither good nor bad; rather, it was typical for the area. The Russian army was certainly worse in terms of equipment, training, and morale. To the west, the German army was distinctly superior because that country had a wonderful industry and a well-educated, patriotic and ethnically nearly uniform population. The Austro-Hungarians had less of an industry but that industry was far from being worthless for the war effort. For instance, the 30 and a half cm mortars manufactured by Skoda in Bohemia were considered a most formidable weapon even on the Western front. For the economic status of the Monarchy, the army was quite sufficiently equipped. There was an additional dilemma, that of the Monarchy’s ethnic diversity. The eleven major and the numerous minor nationalities caused an insoluble problem for mutual comprehension in the trenches. In my father’s howitzer artillery battery during World War I, the battery commander was an Austro-German career officer; all the other officers were young engineers, like himself, from Budapest. The gunners were mostly Croats, and the horse grooms were Ruthenes from northeastern Hungary, How did they communicate? In the pre-World War I period, communication was made possible by every recruit having to understand at least eighty command terms in German, and by every officer having to learn the language or the languages spoken by the men. If soldiers in the regiment spoke three or even four different major languages, the officers were supposed to learn and speak them all. Needless to say, what the officer learned was not Czech or Polish or Croatian but a mish-mash of Slavic words and terms, commonly referred to as Armeeslawisch. Still, officers and men could understand each other, mostly with the help of non-commissioned officers. But in the war-time army, which was almost totally civilian, there was no time for all the reserve officers to learn to speak good German, which was the language of service, and to learn the languages spoken by the 11 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org them, but Samuel Hazai, a converted Hungarian Jew whose original name was Kohn, rose to the rank of a four-star general, and in 1917 Emperor-King Charles appointed him to the second highest command position in the armed forces. Whether the Czech troops, for instance, were massively disloyal to the Monarchy is a matter of endless dispute. That many Czechs surrendered does not mean much because so many others also surrendered. More than two million Austro-Hungarian soldiers fell into Russian captivity; yet even more Russian soldiers fell into Austro-Hungarian and German captivity. Why, because surrender on the highly mobile Eastern front was much easier than in the trenches of the Western front where massive surrender was almost impossible. Most soldiers in the East fell in captivity not because they had decided to do so, but because they had been ordered to surrender by their own superiors as happened at Przemyśl fortress, in today’s Ukraine where, in March 1915, 126,000 Austro-Hungarian soldiers marched into captivity at the orders of their commanding general and with the consent of the emperor. During the war, a veritable population exchange occurred between Russia and AustriaHungary; prisoners of war were made to till the land where the owner was at the front; prisoners also worked in the mines and the factories. Quite a few of them ended up marrying war widows in the enemy camp. Remarkably, 8.5 million Austro-Hungarians were put into uniform during the war which amounts to seventeen percent of the population, higher than the proportion of those who had been drafted or volunteered in Western Europe. Despite massive casualties, with over a million men killed, and despite massive desertions toward the end of the war as well as the lack of food, equipment, and rolling stock, four million Austro-Hungarians were still in military service. The war ended on November 3rd, 1918, and yet even on that day there were still troops willing to fire their weapons on behalf of a Monarchy that had already ceased to exist. Some mutinied in those days; many more just wanted to go home. Should we be more impressed by those who turned on their commanders in an attempt to create a new national state or a socialist international, or, alternately, should we be more impressed by those willing to fight for the emperor-king until the very last minute? In the last days of the war, the Hungarian government ordered soldiers from Hungary to return home from the Italian front; many German-Austrians also left the trenches.. So when, following armistice, the Italian army captured 437,000 Austro-Hungarian soldiers, in gross violation of the armistice agreement, most of the captives were Czechs, Poles, Ruthenes or Ukrainians, Slovaks, Italians, Serbs, and Croats, that is people who, according to Allied propaganda were now the protégés of the Allied Powers. Nay, they had actually won the war. 12 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org men. There is the story of the two Austro-Hungarian officers, a Hungarian and a Czech, trapped in the same foxhole for days without being able to exchange more than a few words. Yet the Czech officer would have been able to understand the language spoken by the Russian enemy. MR: We will soon open the floor for questions. I would like to ask you about the situation at the beginning of the war, Robert Musil called the war in hindsight a “catastrophe,” we all know Karl Kraus’ Die letzten Tagen der Menschheit, The Last Days of Mankind, describes the terrible mistakes also that led into the war but at the beginning of the war in August 1914, there was so much enthusiasm for the war within the whole Monarchy. What did the people expect from the war, because it was really Austro-Hungary that was one of the main movers that led to the outbreak of the war? GS: Certainly one must say quite clearly that the initiative for the outbreak of the war came from Austro-Hungary, particularly as far as war with Serbia was concerned. we cannot go into all the details of the assassination of crown prince Franz Ferdinand at the end of June 1914 in Sarajevo, but with the backing of the German government, - there were contacts between the German government and the Austrians in early July of 1914 -, the Austrians did get from Berlin a guarantee that in case Russia would get involved, Germany certainly would enter the war. This responsibility I think must be very clearly stated. The outbreak of the war generated among many people great outbursts of patriotism; even Sigmund Freud wrote in a letter shortly after the outbreak of the war that for the first time he was really happy to be an Austrian - even Sigmund Freud, as skeptical a person as could be, was carried away by this initial enthusiasm. I’ll give you just one example, a rather moving and peculiar example: a distinguish historian who died some years ago, Adam Wandruszka, and whom you might have known, István, was born on August 6, 1914. His father was an officer in the Austrian army, who was killed very soon in the first months of the war in 1914. But the young boy born in August 1914 was given the name of Adam symbolically, to signify that this war was a new beginning, a beginning of a new world, and a new man being born in the first days of the war, and thus he should be called Adam. In the view of the catastrophe of the war and what happened afterwards, it is almost unbelievable that such a thing happened, but it did. I would like, though, as our time is running out, to say some words on the reasons for the collapse, and I hope that István will join me in this. From a purely military point of view, the war was lost for the central powers, because Germany suffered defeat on the Western front in the summer 1918, and in addition, because the unrestricted submarine warfare that started in 1917 had really failed. One should perhaps say that around the end of 1917 and the beginning of 1918, that is to say rather late in the war, and with all kinds of symptoms of exhaustion both in the army and particularly the civilian population, of which I shall say few words in a minute, in spite of these phenomena the military situation was not so bad. Russia, due to the Communist October Revolution had pulled out of the war by end of 1917, and at that time not a single enemy soldier stood on the soil of the Monarchy, which had not been the case in various previous phases of the 13 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org Only the German Austrians and the Hungarians within Austria-Hungary had lost the war. We must admit that the contradictions and the ironies of the situation were mindboggling. 14 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org war, because fairly soon Russian troops had actually reached Hungary, parts of Galicia had been overrun, Bukovina went back and forth, Lemberg and Czernowitz changed occupants. After many lost battles in Italy there had toward the end of 1917, been the twelfth battle of the Isonzo or Soča river which was victorious for the Central Powers, Germans and Austrians fighting jointly; incidentally it was a battle where the number of Italian prisoners and deserters was tremendous and went into hundred thousands on the Italian side. So the situation wasn’t so bad, but things changed radically in 1918. and I don’t even want to speak about the Western Front and the Germans; things changed. Now there are generally speaking two schools of thought about the collapse of the Monarchy. One school argues that chiefly external factors were responsible, that the Monarchy was destroyed or broken up from abroad by the enemy powers. The other theory says that chiefly responsible for the final collapse were internal reasons: hunger, disintegrating elements, not only in the army, like desertion, about which we just spoke, but also because of hunger that was really very great and got ever greater among the civilian population. I would like to say that these external and internal elements are of course intertwined with each other, it is difficult and one should not try to separate these spheres too much, though it is sometimes done. As far the external forces are concerned, one should keep in mind that the Western Powers, notably France, England, and America for a very, very long time into the last year of the war 1918 really considered the continuation of the Monarchy as a factor. The Western Powers went over to the idea of the break-up of the Monarchy very late in the spring and summer of 1918. The one Western Power that first operated with elements factors which were really driving towards the break up of the Monarchy, was Italy. The Italians, as you know, in 1915 joined the Allies though they had been allied to the Central Powers before; the main question of course was the demand to get Italian speaking territory united with to Italy. The Habsburg Empire hesitated for a very long time, also because the Hungarian Government feared that if a big chunk of Italian speaking territory were given away, the Romanians would come and ask to join Romania. The fact is that these national questions were quite interdependent. It was impossible to look at the Italian problem, which was a great one, in isolation from other parts of the Monarchy. So then, as you know, the Italians joined the Western Allies because they promised them in a secret treaty of London of April 1915 more in the Adriatic, in Southern Tirol, and finally up to the Brenner. The fact that the Allies were bound to fulfill this treaty concluded with Italy in 1915 is considered by some historians as an important time bomb which did not explode in 1915 but exploded in 1918 pushing to the break-up of the Monarchy. There is one other peculiar thing which I would like to mention, a failed attempt at Austro-French negotiations about the possibility of a separate peace. The young emperor Charles thought about it, he was less loyal to Germany than his predecessor Francis Josef, he was very devoted to peace, he thought about separate negotiations and taking AustroHungary out of the war, which might have had very difficult consequences. What happened: the emperor Charles in secret negotiations wrote a handwritten letter to the French premier 15 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org Clemenceau where he said that he would by all means at his disposal support demands for the return of the Alsace-Lorraine to France. In April 1918 through some indiscretion - it is a complicated story, I’ll make it short - this came into the open and the French Prime Minister Clemenceau, who was wildly furious about the indiscretion of the Austro-Hungarian Foreign minister, felt that the Austro-Hungarians had broken their promise of secrecy, and he published this handwritten letter. This of course was a horrible thing vis-à-vis the Germans because the trusted ally Austria and the emperor of the trusted ally said that he would support French claims on Alsace-Lorraine. Now the Emperor denied actually that this part of the letter was really true. He involved himself in lying which for a sovereign ruler is a very bad thing. The result was a disaster, a disastrous fall of the prestige, of the reputation of the Austrian emperor, Hungarian King and of the government in general. The trust in Austro-Hungary as a possible partner in negotiations dropped totally. So, this was one turning point which led first the French and then very soon the British and the Americans to support more thoroughly and more energetically movements for independence of some of the nationalities concerned. The Czechs had been particularly active and also particularly adroit through some of their leaders who had fled to the West: Thomas Masaryk and his lieutenant at the time, Edvard Benes. The French went ahead, followed by the British and the Americans in the late spring and summer, and in the fall finally also recognizing Czechoslovakia as an independent state. There had been in Pittsburgh in America an agreement between the Czech and Slovak exile leaders that there should be a joint Czechoslovak state, which as you know came into existence. So, as you see from thr external,outside aspect, the existence of the Monarchy was put into question rather late in the game, but then e things went very fast from late spring into fall of 1918. Internally, there were many reasons for the final collapse, and there are some younger historians who are particularly strong in social history, who argue very strongly that the deterioration of the food situation and hunger, which was a factor as of 1916 and a terrible factor by middle of June 1918 has been a very important thing. A young American historian, Maureen Healy, in a very interesting recent book on Vienna and the Fall of the Habsburg Empire: Total War and Everyday Life in World War I, has described how hunger worked as a socially disintegrative factor because now everyone was fighting against everyone. The rich against the poor, the poor against the rich, because the poor felt that the rich still had more to eat than the poor. Many Viennese fought against people living in Vienna, but whom they suddenly did not consider Viennese, be it the Czech or the Jews. There were many Jewish refugees from Galicia in Vienna, and shouting went louder and louder, “Throw out the Jews, they should go back where they came from, because they eat away from what we’ve got and which is not enough for ourselves! Throw the Czechs out!” The social aspect of hunger tied up with the linguistic and nationality: hatred against the Czechs, hatred against the Jews, hatred against the rich, hatred against the merchants, hatred against the Hungarians who supposedly did not send enough agrarian materials across the Leitha border into Austria. There were mass strikes around the beginning of 1918 (the impact of the October Revolution ID: I see that the audience would like to ask some questions; therefore, I’ll try to make my comments short. I absolutely agree with what Gerald has said. I have got an anecdote about starvation in the Habsburg forces. At the Piave River, near Venice in northern Italy, to which the German and Austro-Hungarian troops had advanced in 1917, the soldiers were so famished in the summer of 1918 that when a new offensive was being prepared, the officers had to promise them food in abundance, not from the army’s own stocks, but from the Italian, French, British, and American trenches opposite. So the emaciated men, whose average weight was down to 120 pounds, went forward and got killed or wounded in the forlorn hope of reaching the enemy hoards of salami and sardines. How could one fight a war in such conditions? And yet in October 1918, when the Italians finally moved forward in the famous battle of Vittorio Veneto, there were still many AustroHungarian troops willing to defend the fatherland; whatever they understood under this term. Maybe the soldiers were simply afraid of their commanders and the military police. Or they worried about getting killed in the moment of surrender. One thing is certain, before the last days of the war, wholesale mutinies occurred only in the Austro-Hungarian navy; just as in the German navy. But then the navy was a special case; during the war its ships had hardly ever left the ports; food supplies were even worse than in the army; because there was nothing for the sailors to do, they talked politics. Note that the February 1917 Russian revolution had been welcomed by many AustroHungarians because it seemed to represent an opening toward a more democratic and just future. But the revolutionary Provisional Government disappointed the people both at home and within the Central Powers because it continued the war. Finally, the Bolsheviks put an end to Russia’s participation in the war. How much effect these events had on the soldiers of Austria-Hungary is hard to say, although many took part in the spontaneous fraternization on the Eastern front. Yet the revolutions definitely had an enormous effect on the AustroHungarian POWs in Russia who were now drifting home, and among whom many communist agitators could be found. The new great hope was international workers’ solidarity and peace. The Czech, Polish, and South Slav national takeovers in the fall of 1918 actually dissipated these internationalist dreams. As the Princeton University historian Arno Mayer wrote in his Wilson versus Lenin; at the end of the war, the Western powers did their 16 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org 1917 and the return of prisoners of war from Russia must also be taken acount of), then again in the middle of the year. The social situation deteriorated greatly and it has been said by Maureen Healy that the collapse of the Monarchy was even more deeply internal than previously imagined. The state was discredited not only in the eye of the minorities and in other parts of Austria and in the minds of the weary troops at the fronts, but also in market places, apartment houses, school yards, streets and pubs of its own imperial capital. This disintegration, this downfall must be stressed very much. Please, István, take over. MR: I think we should take some questions now. Gentleman in front: I appreciated your wonderful sense of irony about all these events, Professor Deák, I’ll add a footnote: in 1848 in Prague they there was held the famous panSlavs’ congress in which various Slavs gathered to protest German tyranny, but the language of the proceedings was German because it was the only language they had in common. Professor Stourzh, a few years ago in Vienna you told me something quite interesting that might be of interest to pursue; you said that newly emerging states nowadays are studying very carefully the Habsburg nationality laws because there were enclaves into enclaves, this group within that group and it was a very complex legislation. I just wonder what’s happened, is that still the case and could you cite examples? And have these laws proved somewhat effective? Can we compare that model of the way the Swiss handle their nationalities? The German speakers in Geneva cannot demand language rights because they know perfectly well that they have their own cantons. Gentleman in the back: I am actually from the land that created The Good Soldier Schwejk which is a very important book illustrating the madness of the last days of Austro-Hungarian empire. My question is more complex, since you listed all these statistics of the presence of the Jewish population in that time Austro-Hungarian empire what is the reason, why was such an outbreak of anti-Semitism that led to in World War II, the Austrian population, especially in Vienna, to behave rather shamefully towards the Jewish population? GS: Well, there are two questions now; both really are not directly, but indirectly connected with our theme of the break up of Habsburg’s monarchy. There were, notably in the nonHungarian part of the monarchy according to the constitution of 1867, interesting rules trying to guarantee the equal rights of the various ethnic groups or linguistic groups. One article of the Austrian constitutional law for the equal rights of the citizens, Article 19, actually recognized the equal rights of the various nationalities and of the various languages used in the particular lands, particularly as far as schooling and public authorities were concerned. It should be stressed (as the great Hungarian sociologist Oszkar Jászi has done) that the two halves of the dual monarchy had a quite different structure: while Hungary was a national state with national minorities, Austria was committed by Article 19 to be a genuinely multinational state. The problem how to guarantee the rights of minorities in particular areas was a great one, because these nationalities were the majority or minority in one particular city, in one particular community, or in one province, but they were not as such organized 17 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org best to help nationalist bourgeois revolutions within the former Monarchy. The new great enemy was now international socialism and communism. In 1919, the Western powers supported the Czechs, Romanians, and the South Slavs in their fight against Communist Hungary in the hope that their new-fangled East European allies would keep in check both the Bolsheviks and the German and Hungarian territorial revisionists. 18 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org legally. However, there were spokesmen and sometimes associations who took certain issues to court. There were courts in the Austrian part of the empire which were willing and able to judicate on questions of linguistic conflicts, which de facto were ethnic conflicts. Success for minority groups or for their spokesmen who were able to get their case through the court successfully, were quite frequent. I’d like to stress one thing: these not unsuccessful attempts at judicial conflict-resolution in the linguistic and ethnic field were in pre-1914 Europe a new and unique thing; now we have the European Court of Human Rights in Strasbourg and various other institutions like constitutional courts. – Political conflict resolution was not unsuccessful in many cases in Bohemia, even better in Moravia and particularly in the Bukovina. Major attempts were made prior to World War I to pacify hostile population groups such as Moravia Germans and Czechs through ingenious and complicated systems of separate constituencies,so as to avoid national, ethnic mud-slinging during election campaigns; this was successful. There was a certain amount of pacification in the lands where this was done. There were only two vast political compromises, in Moravia and Bukovina; there would have been a third one in Galicia, but then the war broke out. However, this pacification was done at the price of a kind of separation or isolation; the various nationalities lived even more their own lives, and this is I think one important point about pre-World War I Austro-Hungary: nationalities increasingly lived their “separate lives”. István said before that “peasants did not care so much” about national or linguistic questions, but there was an ethnic and linguistic mobilization going on in the years prior to World War I: Schooling became separate, learning the other language of the same land was not obligatory, it could not be done in an obligatory way, so there were ‘walls of glass’ going up, in the cities, I admit, sooner than in the countryside.. This is not my invention; ‘walls of glass’ described the situation in the city of Prague where Czech speaking and German speaking people walked the same streets, but they did not go to the same schools, did not shop at the same shops, did not go to the same theatres, though they lived in the same city. ‘Walls of glass’ went up in Prague and elsewhere. What I just said positively about the methods of legal adjudication of language conflicts was certainly not in a position to solve or to pacify really deep conflicts, when for whatever reason a certain grade of emotional involvement had been reached. I don’t have enough detailed knowledge to answer the question about the present situation in various of these countries be it Slovenia, Hungary, or Slovakia. One does read in the newspapers time and again that conflicts or polemical voices flare up in these countries. As to the Jewish problem, - perhaps we could discuss it separately, I am quite willing to discuss it. I havenot forgotten it. I would like to say one last thing, I think Austro-Hungary could have gone on perhaps for some time, we don’t know for how long, but as long as conditions in Europe would have remained able. One great Austro-American historian whose name I would like to mention, Robert Kann, - his major work on the nationality problem of the Habsburg Empire was published by Columbia University Press in 1950, and he was teaching in New Jersey at Rutgers University - Robert Kann has convincingly argued that as long there were stable MR: Professor Deák, one last question, I think we should not leave without asking the question of the legacy of the Habsburg monarchy for today. The twentieth century saw other multi-ethnic entities collapse the example of the Soviet Union is mentioned, Yugoslavia is very often mentioned, closely connected historically to the Habsburg legacy. Do you think the time of multi-ethnic states is over? We see on the other hand the European Union which is a supra-national entity and has been largely a success story? Do you think that today a multinational, a multi-ethnic state is something viable? ID: Certainly, the European Union is a wonderful development. Recently, I travelled from Vienna to Budapest without anyone asking for my passport; yet I was used to being stopped at the border by morose Hungarian guards, who, when they saw my name, became doubly suspicious. Being a fellow Hungarian; I must be an enemy. This has changed magnificently. Returning to the whole issue, did the Monarchy have to fall apart? I can’t imagine that it could have survived in the long run; first of all because monarchies tend not to survive unless under a monarch deprived of all power and influence; secondly, multi-national or rather, supranational states have all come to an end in Europe. Austria-Hungary was not the only multinational state: the Ottoman Empire also fell apart. Time had come in 1918 for the creation of 19 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org conditions in Europe and in the environment of the Habsburg monarchy, peaceful and to some extent positive developments were possible. In the moment in which instability rose and instability evolved into a war, the chances were much worse. Once war had broken out, as Kann has convincingly argued, win it or lose it would have been bad for Austro-Hungary. Lose we know has been bad for Austro-Hungary, because for the reasons mentioned it did collapse and it did break up. Win it did not but we may, as Kann has done, speculate: if Austro-Hungary in alliance with Germany had won the war, an axis, I’m afraid I must use this word which I don’t like very much for other reasons, an axis between a very powerful Germany and an allied Austria would have strengthened the German element in Austria greatly. German political parties during the war in Austria were actually thinking about much closer economic ties to Germany, they developed programs which were really quite hostile to the Austrian Slavs, particularly to the Czechs. Austrian Germans, as long as they still thought some victory might have been in sight, became quite overbearing. The presumption was, in case of a German-Austro-Hungarian victory, the dominant if not to say hegemonial status of the German speaking part, and in Hungary possibly the Magyar part. Other linguistic and ethnic groups would have been weakened. So the loyalty, such as it was, for instance of the Czechs, to a victorious German-Austro-Hungarian coalition would have been very doubtful. One might think, here you notice I engage in an exercise usually forbidden to historians, the IF-question, so presumably or possibly a great deal of upheaval might have followed a German victory in alliance with Austro-Hungary, because so many Slavic peoples in particular might not have accepted the increased dominance or hegemony of the German speaking population in Central Europe. Thank you! The Habsburg monarchy had prevented or at least delayed ethnic cleansing; that was its great achievement. Some say that ethnic cleansing is an inevitable process and therefore a historically useful development. I don’t think so; if nothing else, ethnic cleansing has made East Central Europe a much duller, a less colorful place; it has set back the economy and culture by many decades. The last multi-national state in the area was actually not the Habsburg monarchy but Tito’s communist Yugoslavia. Tito openly admitted that the country had many nationalities and turned Yugoslavia into a genuine federation. The Habsburg Monarchy had been kept together by the presence of an old emperor, Yugoslavia by the presence of a grand old leader. With the death of Francis Joseph and of Tito, their empires just withered away. The empires were replaced by real or pretend-nation states; there is, however, a new trend today, that of the European Union. What is its future not even its own leaders can say. How well will it weather the new economic crisis, for instance? Still, the Union can already boast of some magnificent achievements; I don’t think that the peoples of Europe appreciate these achievements as much as someone like myself who has fled from there. . MR: We started with Robert Musil and I’d like to end with a line by Robert Musil and how he answered our question of today why the Habsburg Empire broke up: “Despite so much can be said against it, Kakania was after all a country of geniuses, which is probably what brought it to its ruin.” Professor Deák, Professor Stourzh thank you very much! 20 austrian cultural forum | 11 east 52nd street | new york | ny 10022 | phone=(212) 319 5300 | fax=(212) 644 8660 | [email protected] | www.acfny.org nation-states or rather, the creation of states that pretended to be nation states. Czechoslovakia, which called itself the state of the “Czechoslovak nation” -- which in reality never existed -- was no less multinational than the Habsburg Empire had been. Yugoslavia was even more of a mixture of nations than the Habsburg Monarchy. New, enlarged Romania and new Poland harbored enormous ethnic minorities. The Hungarians on the other hand lost most of their ethnic minorities; for them, this was an unmitigated tragedy, whereas for the Czechs, Poles and South Slavs the presence of ethnic minorities would only later become a tragedy. The solution that all attempted was ethnic cleansing which had begun during World War I, continued in the interwar period, accelerated during World War II, culminated after the war , and came to an end – if indeed it did -- in the late 1990s.
© Copyright 2026 Paperzz