Journal of New Materials for Electrochemical Systems 8, 327-338 (2005) c J. New. Mat. Electrochem. Systems Rate-Determining Processes in Photoelectrochromic Devices Anneke Georg 1∗ , Andreas Georg2 , Urša Opara Krašovec3 , V. Wittwer2 1 Freiburg Materials Research Centre, Stefan Meier Str. 21, 79104 Freiburg, Germany Institute for Solar Energy Systems, Heidenhofstr.2, 79100 Freiburg, Germany Faculty of Electrical Engineering, University of Ljubljana, Tržaška 25, SI-1000 Ljubljana, Slovenia 2 Fraunhofer 3 ( Received May 30, 2005 ; received in revised form March 9, 2006 ) Abstract: Photoelectrochromic windows are a combination of a dye solar cell and an electrochromic material, usually WO3 . They change their transmittance on illumination. We prepared a particularly advantageous configuration, which can be coloured and bleached under illumination, and bleached in the dark. In this paper we discuss variations of the light intensity, the ion concentrations in the electrolyte and of the solvent. With this approach, we define the rate-determining processes of the device. The rate of the colouring process with an open circuit is determined by the electron excitation at the dye by the incident light. The electron transfer from the WO3 to the I− 3 in the electrolyte is the dominating loss reaction and the phase change of the WO3 during the charge injection is also of importance. Transport processes in the TiO2 or WO3 and loss reactions at the TiO2 are less significant. For the bleaching process with an open circuit, the electron transfer from the WO3 to the I− 3 is dominant. Bleaching under short circuit conditions is limited by the Li+ diffusion in the WO3 . Key words : 1. INTRODUCTION We developed the photoelectrochromic configuration illustrated in Fig.1, which is a particularly advantageous device. It consists of several components (Fig.1): a dye-covered nanoporous TiO2 layer, a porous electrochromic layer, such as WO3 , two glass substrates coated with a transparent conductive oxide (TCO), of which one is coated with Pt, an iodide/triiodide redox couple and Li+ ions in an organic solvent. Both the TiO2 and the Pt layers can be kept thin, so that they are transparent. The pores of the TiO2 and WO3 layers are filled with the electrolyte. Photoelectrochromic systems combine electrochromic layers [1,2] and dye solar cells [3,4]. Electrochromic layers change their transmittance reversibly when electrons and cations are injected. In photoelectrochromic systems, the dye solar cell provides the energy for the coloration of the electrochromic layer. Thus, the transmittance of the photoelectrochromic device can be decreased under illumination and can be increased again with short circuiting the electrodes when illuminated or in the dark. An external voltage supply is not required. Applications of these devices include, for example, switchable sunroofs in cars or smart windows in buildings. During illumination (upper part of Fig.1), a dye molecule absorbs a photon of the incident light. Then an electron is rapidly injected from the excited state of the dye into the conduction band of the TiO2 and diffuses to the WO3 . Ionised dye molecules are reduced by I− in the electrolyte according to the reaction: + 2dye+ + 3I− → I− 3 + 2dye. Li ions intercalate into the WO3 and keep the charges balanced. Because of the double injec- ∗ To whom correspondence should be addressed: Anneke Georg, Freiburg Materials Research Centre, Stefan-Meier-Str. 21, 79104 Freiburg, Germany, phone: ++49 (0) 761 203 4799, fax: ++49 (0)761 2034801, email: [email protected] 327 328 A. Georg et al./ J. New Mat. Electrochem. Systems 8, 327-338 (2005) Figure 1: Construction and operating principle of the photoelectrochromic device. The upper part shows the coloration in open circuit (switch open) and the lower part the bleaching in short circuit (switch closed). Figure 2: Transmittance spectra of the photoelectrochromic device in the coloured and bleached states. For a cell with liquid electrolyte, the visible (solar) transmittances changes from 51% (35%) to 4.8% (1.5%) in 3 min. ferences to the alternative photoelectrochromic system and the advantages of our new system. tion of electrons and Li+ ions, the WO3 changes its colour from colourless to blue. If electrons are allowed to flow via an external circuit from the WO3 via a TCO layer to the Pt electrode (lower part of Fig.1, external switch closed), then the Pt catalyses the reverse reac− tion, i.e. the reduction of I− 3 to I . Lithium cations leave the WO3 , and the WO3 is bleached fast. This process occurs also during illumination. If the external switch is open, electrons can leave the WO3 only by loss reactions. This process is very slow. If the electrolyte is liquid, the device’s visible (solar) transmittance changes under 1000 W/m2 of illumination (1 sun) from 51% to 5% (35% to 1.5%) with switching times of about 3 minutes (Fig. 2). With a solid electrolyte, a visible transmittance change from 62% to 1.6% and a solar transmittance change from 41% to 0.8% are achieved with switching times of 10 min. The colouring time is independent of the area. An alternative photoelectrochromic configuration was first published by Bechinger et al. [5]. In this device the colouring and the bleaching processes are competing, because the bleaching is possible only via loss reactions. Therefore, either fast colouring and bleaching with a small transmittance change [5] or a high contrast with slow bleaching is achievable [6], or an external voltage is used for bleaching [7]. In our new device, the materials can be optimised for colouring and bleaching independently, so it simultaneously allows fast colouring and bleaching and high contrast [8]. In Ref. 8 we introduced this new device and discussed the dif- Experiments with different layer configurations of photoelectrochromic devices were reported [9]. From these experiments, we concluded that the loss reactions of electrons from the TiO2 can be neglected compared to the loss reactions of electrons from the WO3 . We developed special WO3 - and TiO2 -layers for the photoelectrochromic system. They were examined in detail in [10]. A very interesting effect, which is also important for the photoelectrochromic device, is the phase transition that takes place in WO3 during charge intercalation. The nanoparticles of WO3 have a crystalline core [10] which has a monoclinic structure in the bleached state and changes during charge intercalation to a tetragonal and then to a cubic structure [11, 12]. Knowledge of the limiting processes of the photoelectrochromic device is important for the optimisation of the materials. In this paper we investigate the different processes that occur in the system and determine their role in the system. For some processes, we measured their characteristic kinetic parameters such as diffusion constants or charge transfer resistances; for some processes, we demonstrated their importance by varying parameters such as the light intensity, layer thickness, the electrolyte solvent, concentrations of Li+ , I− , and I− 3 ions. 2. 2.1 EXPERIMENTAL Sample Preparation Transparent nanoporous TiO2 and WO3 layers were prepared using sol-gel techniques described in [9]. A TCO (F:SnO2 ) Rate-Determining Processes in Photoelectrochromic Devices . / J. New Mat. Electrochem. Systems 8, 327-338 (2005) 329 coated glass plate from Pilkington was covered by dip-coating first with WO3 , then with TiO2 , and sintered in between and afterwards at 450◦ C for 30 min. The thickness of the TiO2 layer was about 150 nm, and of the WO3 layer about 500 nm. The size (diameter) of the particles in the WO3 layer is around 20 to 30 nm, in the TiO2 10 nm, as we showed by SEM measurements [9]. The Pt layer was sputtered with a mean thickness of about 2 nm. The dye (Ru 535 bis-TBA from Solaronix) was deposited by soaking the TCO/WO3 /TiO2 layers in a solution of the dye in ethanol. The area of the samples was 5*5 cm2 . If not described otherwise, the electrolyte was 0.5 M LiI and 0.005 M I2 in propylene carbonate. A silicone film with 0.5 or 1 mm thickness was used as a spacer between the electrodes. The samples were sealed with acrylic adhesive. ched on once every minute for a short measurement so that it did not influence the coloration of the photoelectrochromic device. 2.2 There are four different switching modes of the photoelectrochromic cells (see Fig. 3): Colouring is possible only under illumination in open circuit. Fast bleaching is possible in short circuit both under illumination and in the dark. In the dark, the cell is bleached completely, but under illumination a weak coloration, which depends on the amount of dye in the TiO2 and on the concentration of I2 in the electrolyte, remains. In open circuit in the dark, the cell is also bleached, but very slowly, because here the bleaching is possible only via loss reactions. Characterisation For characterising the kinetics of the colouring and bleaching processes, we developed a special experimental set-up to measure the transmittance of the samples together with the open circuit voltage or short circuit current. The set-up consists of a halogen lamp for the illumination, a Si photodiode to detect the transmitted light, an optical filter and collimators. It is able to measure the transmittance in the same way when the device is activated by illumination as well as when it is not activated. The halogen lamp simulated sunlight with an intensity of 1000 Wm−2 (1 sun) and a spectrum close to the spectrum of the sun. The mismatch factor of dye solar cells was taken into account. The optical filter is transparent only in the range of the spectrum (above 715 nm) where the dye is not sensitive and no electrons are excited, as we demonstrated by spectral response measurements. Thus, the filter is placed between the halogen lamp and the photoelectrochromic cell for dark measurements and between the cell and the photodiode for the illuminated state. The measured value of the transmittance is a convolution of the spectra of the halogen lamp, the filter and the photodiode. We calibrated our set-up by measuring the transmittance spectra with a Perkin-Elmer 330 spectrometer for different values of the optical density. The spectra were convoluted with the visible and the solar spectra to calculate the visible and solar transmittance, respectively. We found a simple linear relation between the optical density as measured with our set-up and the visible (solar) optical density determined with the spectrometer. This is because the coloration efficiency is independent of the degree of coloration [8]. With this calibration it is possible to calculate the values of the solar and the visible transmittance from the values measured with our set-up. More details of this set-up are described in [11]. Long-duration transmittance measurements of self-bleaching in the dark under open circuit conditions were made with a lightemitting diode with an intensity maximum at a wavelength of 655 nm without any filters. This light-emitting diode was swit- The light intensity was varied by using different distances between the cell and the halogen lamp. The light intensity at different distances was determined with the help of a reference silicon solar cell. For the very low intensities (50 W/m2 and 20 W/m2 ), additional grey optical filters from Schott were used: Filter NG4 (transmittance 0.1%) and filter NG9 (transmittance 0.01%). 3. 3.1 RESULTS AND DISCUSSION Switching Modes Figure 3: Switching modes of the photoelectrochromic device. In short circuit, some of the electron transfer processes can be excluded as rate-determining processes for the bleaching because they are very fast: The electron transfer between the two TCO electrodes via the shunt resistance, between the Pt-TCOelectrode and the electrolyte, and between the WO3 and the TCO substrate. The resistance of the TCO substrates is 10Ω, the shunt resistance for current measurement in short circuit is 10Ω, the short circuit current density in 1 sun is ISC = 0.15 mA/cm2 (Fig. 4). The ohmic voltage drop between the two TCO electrodes for a closed switch is R*ISC = 0.15 mA/cm2 *20Ω = 330 A. Georg et al./ J. New Mat. Electrochem. Systems 8, 327-338 (2005) 3 mV/cm2 and is therefore negligible. The charge transfer resistance of the electron transfer from the Pt electrode to the I− 3 ions in the electrolyte was determined to be RCT = 40Ωcm2 with the help of impedance spectroscopy [13]. The voltage drop (not ohmic, but following the Butler-Vollmer equation) is smaller than RCT *ISC = 6mV. The transfer resistance between the WO3 and TCO is R = 10Ωcm2 for an evaporated WO3 layer in the bleached state [14], in the coloured state it should be even smaller. Figure 4: Colouring in open circuit and bleaching in short circuit with 1 sun illumination for photoelectrochromic cells with propylene carbonate and acetonitrile as the solvents. Compared to bleaching in open circuit in the dark, which is driven by loss reactions, bleaching in short circuit is much faster. The loss reactions are therefore too slow to play an important role in short circuit. 3.2 Solar Cell Inside the Photoelectrochromic Cell Inside the photoelectrochromic cell there is a very thin, transparent dye solar cell which supplies the power for the electrochromic coloration. It has the configuration glass - TCO – TiO2 with dye – electrolyte – Pt – TCO - glass, which is the same configuration as the photoelectrochromic cell without WO3 . In contrast to normal dye solar cells, the TiO2 layer here is very thin (150 nm instead of typically 10 µm) and has no light-scattering clusters, so that it is transparent. However, the particle size of the TiO2 and the electrolyte are similar, and the dye is the same as is commonly used in dye solar cells. The electron generation process in the dye-sensitised TiO2 consists of three sub-processes, which are very fast (femto- to na- nosecond time-scales [15, 16, 17, 18]): excitation of the dye by incident light, injection of electrons into TiO2 , reduction of the dye by I− . Because nearly all electrons excited in the dye are injected into the TiO2 [17, 19], the electron generation is limited by the dye content and the light intensity. It should also be noted that there is almost no Li+ intercalation in the TiO2 layer compared to the WO3 layer. This is confirmed by measurements on dye solar cells [18]. The reason is the high redox potential of TiO2 with respect to this intercalation (-0.7 V versus NHE [20] to -0.9 V versus NHE [21, 22, 23]), whereas WO3 can be intercalated at 0 V versus NHE for an intercalation degree x = 0 (x: number of intercalated Li+ per W atom in the WO3 layer) [12, 24]. The consequence is that the electron density in TiO2 under the conditions of dye solar cells is about 40000 times lower than in electrochromically coloured WO3 : In TiO2 the electron density is 2*1017 /cm3 [25], in coloured WO3 it is 8*1021 /cm3 (calculated from the density of WO3 (7.2 g/cm3 ) and the molar mass (232 g/mol) for 0.4 Li+ ions per W atom). If we take into account the porosity of 50% of the WO3 [11], the electron density is halved. Because the electron density in WO3 is so much higher than in TiO2 , the electrochemical potential of both layers is dominated by the WO3 . This can be seen also in the time dependence of the open circuit voltage of the photoelectrochromic device. Directly after starting the illumination the electrochemical potential in the TiO2 is increasing very fast (equilibrium value of open circuit voltage is reached after approximately 0.5 s [26]). As mentioned before, nearly all electrons are injected into the WO3 . The electrochemical potential in WO3 is increasing (according to equation (5), see below). However, in the WO3 this takes much longer, VOC reaches equilibrium after 20 min. We prepared this dye solar cell, which is included inside the photoelectrochromic cell, separately. All layers were made in the same way as for the photoelectrochromic cell. The cell had an efficiency of 0.054%, an open circuit voltage of 580 mV and a short circuit current of 0.16 mA/cm2 . (The I-V-curve of this solar cell can be found in [9].) This shows that even the very low efficiency of 0.054% is sufficient for the excellent coloration characteristic of the photoelectrochromic cell. The short circuit current in 1 sun in equilibrium is always the same (about 0.15 mA/cm2 ) for the photoelectrochromic device and for the solar cell, if the TiO2 layers of both are of the same thickness. We can conclude that the dye content of the WO3 layer does not contribute significantly to the current. This is confirmed by the observation that after soaking in the dye solution, WO3 layers without TiO2 do not show a significant colouring in illumination. The diffusion constant of I− 3 in the electrolyte was determined as described in [13] to be D = 2*10−6 cm2 /s. If diffusion were the only transport mechanism in the electrolyte, with Rate-Determining Processes in Photoelectrochromic Devices . / J. New Mat. Electrochem. Systems 8, 327-338 (2005) 2neo DcNA jlim = L (1) [26], this would give a diffusion-limited current density of jlim = 0.04 mA/cm2 (c = [I2 ] = [I3 ] = 0.005M, thickness of electrolyte layer L = 1 mm, number of electrons transferred n = 2, NA : Avogadro’s number, e0 : elementary charge). This value is much lower than the measured short circuit current of the cell. This is possible because convection takes place in the cells with an electrolyte layer of 1 mm thickness, especially when the cell is illuminated: The halogen lamp which was used for illumination heats the cell up to 37◦ C from one side. With an assumed diffusion layer thickness of about 100 µm [28], we obtain a diffusion-limited current density of about jlim = 0.2 mA/cm2 , which is similar to the short circuit current of the cell. We conclude that diffusion and convection are both limiting processes in short circuit under illumination. 3.3 Bleaching in Short Circuit in the Dark In Fig. 5, the optical density for bleaching in short circuit in the dark is plotted versus the square root of the time. With the help of this plot, we can examine the role of diffusion processes more closely. If the bleaching is limited by diffusion processes (that means that diffusion processes are slower than all other processes during bleaching), this plot is linear. 331 the interface between WO3 particle and electrolyte. In case of infinite diffusion, such limits do not exist and the concentration changings can spread out infinitely.) In the electrolyte, only the diffusion of I− 3 could be important, because the concentration of Li+ and I− is 100 times higher than the concentration of I− 3 , and the diffusion constants should be of the same order of magnitude. According to the literature [29] the diffusion in the pores of TiO2 is not much slower than in the bulk of the electrolyte, because the interaction between I− 3 and the TiO2 surface is weak. From literature we know the diffusion constant of photogenerated electrons in dye-sensitised nanocrystalline TiO2 : D = 10−5 cm2 /s [30 - 33], and the electron density ne = 2*1017 /cm3 [25]. With the layer thickness of about 150 nm and Eq. 1, we estimate the diffusion-limited current density to be 40 mA/cm2 . This is much higher than the measured currents. Therefore the diffusion of electrons in TiO2 is not important in photoelectrochromic devices, in contrast to dye solar cells, where the TiO2 layer is much thicker and the diffusion of electrons is important [34, 35]. The diffusion constant of electrons in WO3 was measured according to the method described in [36]. The result was D = 0.02 cm2 /s. The electron density in coloured WO3 is ne = 8*1021 /cm3 . The film thickness is L = 500 nm. This leads to a diffusion-limited current density of 106 A/cm2 . This means that diffusion of electrons in WO3 and in TiO2 is so fast that its effect on the bleaching rate is negligible. From the electrochromic studies on WO3 it is known that diffusion of Li+ ions in WO3 can dominate the bleaching process [1]. Thus two processes could be dominating: The diffusion of I− 3 in the electrolyte and diffusion of Li+ out of the WO3 particles. If the diffusion of I− 3 in the electrolyte is limiting, the optical density is given by: √ 2nF OD(t) = √ CE c∞ Dt π (2) Figure 5: Bleaching in short circuit in the dark, optical density and extracted charge plotted versus the square root of the time. OD: optical density, F: Faraday constant, n: number of electrons transferred (here n=2), CE : coloration efficiency, c∞ : concentra− tion of I− 3 in the electrolyte, DI : diffusion constant of I3 in the electrolyte, t: time. Here the curve is linear approximately between 1.9 and 7.8 s0.5 (or 4 and 60s). This is an indication that diffusion processes are rate-determining in this range. After 60 s, the dominating diffusion very probably changes from infinite to finite diffusion. (Finite diffusion means that changings of concentration (here the concentration of the ions) can spread out only up to a certain limit, e.g. when the concentration of Li+ changing reaches Because OD = CE Q, Q being the intercalated charge per area, Eq. 2 is equivalent to the Cottrell equation [26], multiplied by the coloration efficiency. The Cottrell equation is a direct consequence of the solution of Fick’s law of diffusion for a potential step at a flat electrode. The linear dependence of the optical density on the charge was proved by plotting the optical density as a function of the extracted charge for the measurement shown 332 A. Georg et al./ J. New Mat. Electrochem. Systems 8, 327-338 (2005) in Fig. 5. From the slope of the very linear plot obtained [13], we determined the coloration efficiency to be CE =100 cm2 /C. With c∞ = 0.005 mol/l the gradient in Fig. 5 gives a value of DI = 1.8*10−6 cm2 /s for the diffusion constant of I− 3 in the electrolyte. This would be a realistic value. If the diffusion of Li+ out of the WO3 particles is rate-determining, we use spherical symmetry instead of the flat electrode, so the factor 2 is replaced by a factor 6 in Eq. 2 [37]. With the optical density in equilibrium OD∞ =CE nFc∞ r , we obtain √ 6 O∞ d Dt OD(t) = √ π r (3) where r is the radius of WO3 particle (15nm). Eq. 3 applied to the gradient in Fig. 5 leads to a diffusion constant for Li+ in WO3 of DL = 1.6*10−15 cm2 /s. This is a realistic order of magnitude for coloured crystalline WO3 . On this basis, the question about the dominating diffusion process is still open. The answer is given by variation of the solvent (see below). 3.4 Variation of LiI Concentration We prepared photoelectrochromic cells with different concentrations of LiI: [LiI]= 0.2 M, 0.5 M and 1 M. The concentration of I2 was 0.005 M in all cells. The self-bleaching in open circuit in the dark, which was measured after coloration in 1 sun (Fig. 6), is faster for lower LiI concentration. We can conclude that the loss reactions are slower for higher LiI concentration. A possible explanation is that Li2 CO3 is formed as a layer on the WO3 /TiO2 surface in contact with the electrolyte (which has propylene carbonate as solvent) and blocks the loss reactions at the WO3 /electrolyte interface. A layer of crystals on the WO3 /TiO2 surface was detected by SEM measurements, and the presence of the Li2 CO3 in the electrolyte was confirmed with XRD measurements not shown here. The colouring in open circuit is shown in Fig. 7. Several important observations can be made with this figure: • The coloration velocity (initial rate of change of the optical density) is independent of the LiI concentration. This leads to the following conclusions: – The ion transport in the electrolyte is not limiting the kinetics of the coloration. – Processes involving Li+ or I− at the interface between TiO2 or WO3 and the electrolyte are not limiting the kinetics of the coloration, because the velocity of the processes at the interfaces depends on Figure 6: Self bleaching in open circuit in the dark for photoelectrochromic cells with varied concentration of LiI. Optical density at 655 nm. ion concentration gradients and on the coverage of the surface with ions. The coverage again depends on the ion concentration, if the surface is not already saturated. – The diffusion of Li+ in WO3 is not limiting the kinetics of the coloration. The diffusion of Li+ into the WO3 particles should become faster with higher concentration gradient, i.e. with higher surface coverage with Li+ . • The coloration in equilibrium increases with the LiI concentration. This is in accordance with the conclusion from self-bleaching measurements, that the loss reactions are low for high LiI concentration. • The open circuit voltage in equilibrium increases with decreasing LiI concentration. This is initially astonishing, because the loss reactions are faster at lower LiI concentration. An explanation with the help of the Nernst equation Rate-Determining Processes in Photoelectrochromic Devices . / J. New Mat. Electrochem. Systems 8, 327-338 (2005) 333 The bleaching in short circuit in the dark (Fig. 8) is faster for lower LiI concentration. This is in accordance with the hypothesis explained before, that the bleaching is limited by the diffusion of Li+ out of the WO3 particles, because then the bleaching velocity would be determined by the gradient of concentration of Li+ on the surface of the WO3 particle. With higher LiI concentration, the surface coverage with Li+ is higher (if not already saturated). Then the Li+ concentration gradient is lower and the bleaching slower. Figure 7: Colouring in open circuit with 1 sun illumination for photoelectrochromic cells with different LiI concentrations. kB T ∆E = ln 2eo − − ! I3 / I3 std < 10mv [I − ] / [I − ]std (4) − − − ([I− 3 ]std ,[I ]std : concentrations of I3 and I in the standard state, kB : Boltzmann constant, T: temperature) is not possible, because this effect is too small. (Another consequence of this small ∆E is that in the photoelectrochromic device, the Pt electrode in the presence of the redox couple I− /I− 3 acts as a reference electrode under open circuit conditions.) As the LiI concentration increases, the optical density in equilibrium, which is proportional to the intercalation degree x, also increases. Therefore the electron density also increases with LiI concentration. Considering E(X) = a + bx − kB T x ln eo 1−× (5) [38], (a,b: constants), this would mean that the electrochemical potential in the WO3 layer and therefore the open circuit voltage would increase with the LiI concentration. The experimental result showing the opposite behaviour could be explained by a shift of the constant “a” in Eq. 5 to positive potentials. The term “a” contains the energies of reduction, interaction and bonding of Li+ ions and electrons in WO3 . A similar effect is observed in dye-sensitised solar cells: Here also the open circuit voltage decreases with increasing LiI concentration. This is explained by a positive shift of the conduction band in TiO2 [39, 40]. Figure 8: Bleaching in short circuit in the dark for photoelectrochromic cells with different LiI concentrations. 3.5 Phase Transition In Fig. 7 the optical density increases continuously, while the voltage increases rapidly during the first minute, reaches a maximum and then decreases slightly. On first inspection, this looks like a contradiction. The continuous increase of the optical density shows that the intercalation degree x, defined as the number of injected electrons per W atom in the WO3 layer, is increasing. On the other hand, Eq. 5 postulates that the electrochemical potential E and the voltage are also increasing continuously. We found out by x-ray diffraction measurement (XRD), IR spectroscopy and by comparison with the literature results [12,41] that this maximum in the voltage is due to the phase transition of the WO3 crystals: During coloration the crystal structure changes from monoclinic through tetragonal to cubic. If the electron injection is faster than the phase transition, then such a maximum in the voltage occurs. For slower electron injection, e.g. lower light intensity or low dye content, it does not occur. Also, the abruptly changing gradient of the voltage after some seconds is an effect of phase transition. More detailed studies of these phase transitions are published elsewhere [11]. In [11] we also show the electrochemical potential of the WO3 layer measured for galvanostatic charging. It should be noted that the Pt electrode in the presence of the redox couple I− /I− 3 acts as a 334 A. Georg et al./ J. New Mat. Electrochem. Systems 8, 327-338 (2005) reference electrode under open circuit conditions. The changes in the potential due to the changes in the ion concentrations in the Nernst equation (Eq. 4) during colouring are only about 3 mV and can be neglected. In the measurement of self-bleaching in open circuit in the dark (Fig. 6), the phase transitions are even more obvious. The open circuit voltage corresponds here to the equilibrium potential of the WO3 versus the Pt electrode, because the bleaching via loss reactions is so slow. The plateau in the voltage occurs during phase transition, the decrease of the voltage during the extraction of Li+ in the single phase. The optical density decreases continuously. 3.6 Variation of I2 Concentration The main loss reaction in dye solar cells is the recombination − of electrons from the TiO2 with I− 3 in the electrolyte so that I is formed [16]. The exchange current density of this process is 10−11 to 10−9 A/cm2 [42] for nanoporous TiO2 films of about 10µm thickness. Transferring this to the photoelectrochromic device, this corresponds to the recombination of electrons from the TiO2 and the WO3 with I− 3 . In order to investigate the influence of I− 3 (I2 ) in the electrolyte on the behaviour of the photoelectrochromic cell, cells with different concentrations of I2 ([I2 ]=0M, 0.005M and 0.05M) were constructed. For all of these cells, the concentration of LiI was constant: [LiI]=0.5M. The I2 is transformed to I− 3 nearly completely due to the reaction I − + I2 → I3− Figure 9: Self bleaching in open circuit in the dark for photoelectrochromic cells with different I2 concentrations. Optical density at 655 nm. [43]. The measurement of self-bleaching (Fig. 9) shows that the loss reactions are faster for higher I2 concentration. That means that, similarly to dye solar cells, the recombination of electrons from − the TiO2 or WO3 with I− 3 in the electrolyte to form I is the main loss reaction in the photoelectrochromic device. From our previous work [9], we know that the loss reactions from TiO2 are negligible compared to those from WO3 . The loss reactions at the TCO / electrolyte interface are negligible because of the very high charge transfer resistance of 25 MΩcm2 [13]. So we conclude that the main loss reaction is the recombination of electrons in the WO3 with I− 3 in the electrolyte. The colouring under illumination in open circuit (Fig. 10) is faster and deeper for lower I2 concentration. This is due to the lower loss reactions. The open circuit voltage decreases logarithmically with increasing I2 concentration. This is the same effect as observed by Huang et. al [29] for dye solar cells. It can be explained by the higher loss reaction, which induces lower electron density. In short circuit under illumination, the cells with the lowest and the middle I2 concentration do not bleach completely (Fig. 11). The optical density after bleaching of the cells with the lowest Figure 10: Colouring in open circuit in 1 sun illumination for photoelectrochromic cells with different I2 concentrations. Rate-Determining Processes in Photoelectrochromic Devices . / J. New Mat. Electrochem. Systems 8, 327-338 (2005) 335 I2 concentration is still quite high, the one of the cells with the middle concentration is low. The reason is the limitation by the ion transport. A possible application of this effect is that the degree of bleaching under illumination can be adjusted by selecting an appropriate I2 concentration. Figure 12: Bleaching in short circuit in the dark for photoelectrochromic cells with propylene carbonate and acetonitrile as the solvents. Figure 11: Colouring in open circuit and bleaching in short circuit with 1 sun illumination for photoelectrochromic cells with different I2 concentrations. 3.7 Variation of solven Photoelectrochromic devices with two different solvents were prepared: Propylene carbonate and acetonitrile. As we know from measurement of the diffusion-limited current density, the diffusion constant of I− 3 in acetonitrile is about ten times higher than in propylene carbonate for the same ion concentrations [13]. The optical density for the coloration in illumination in open circuit does not show any significant difference between the solvents (Fig. 4). This means that diffusion of ions in the electrolyte does not influence the colouring. The short circuit currents in illumination are 0.25 mA/cm2 for acetonitrile, and 0.17 mA/cm2 for propylene carbonate. This shows a certain influence of the ion transport, but it is less than the factor of ten which would be expected if the current were limited by diffusion. Again the influence of convection can be seen. The bleaching in short circuit in the dark is shown in Fig. 12. Both optical density and current density are the same for both solvents. Because of the large difference in the diffusion constants, this is proof that the ion transport has no influence on the bleaching in short circuit in the dark. On comparing with the variation of LiI concentration, we can conclude that the diffusion of Li+ out of the WO3 particles is limiting the bleaching in short circuit in the dark. Additionally, it is now clear that the coverage of the WO3 surface with Li+ has not reached saturation. 3.8 Variation of Light Intensity The coloration under illumination in open circuit for different values of light intensity can be seen in Fig. 13. From Fig. 13, the coloration velocity (initial rate of change of the optical density) was determined and is plotted as a function of the light intensity in Fig. 14. The dependence of the coloration velocity on the intensity is linear. This is proof that the colouring is determined by the electron generation in the dye-sensitised TiO2 layer. The development of the open circuit voltage during colouring shows several interesting results: For lower light intensity (≤ 0.1 sun), the voltage increases continuously. For higher light intensity (≥0.25 sun), there is, as described before, an increase of the voltage up to a maximum value and then a decrease. This is in agreement with the interpretation above: For high intensity, when the electron injection is faster than the phase transition, such a maximum in the voltage occurs. For lower light intensity, it does not occur. For lower light intensity, the equilibrium voltage increases with the intensity, for higher intensity it decreases again. This effect cannot yet be explained completely. For dye solar cells, the dependence of the equilibrium open circuit voltage (of the TiO2 layer) on the light intensity is logarithmic. This was shown experimentally and explained theoretically in [29]. This is not the case here, because the electro- 336 A. Georg et al./ J. New Mat. Electrochem. Systems 8, 327-338 (2005) chemical potential of the WO3 , which changes its crystal structure during electron and Li+ injection, depends differently on the electron density than the electrochemical potential of the TiO2 in dye solar cells, where only electrons are injected and not Li+ ions. The short circuit current in equilibrium as a function of the light intensity is plotted in Fig. 15. The dependence is linear for intensity up to 50% sun, in this range the electron generation in TiO2 is limiting the current. For 1 sun, it is limited by the ion transport in the electrolyte. Figure 13: Colouring in open circuit with different light intensities. 100% corresponds to an intensity of 1 sun (1000W/m2 ). Figure 15: Short circuit current density in equilibrium for different light intensities. The dotted line is a linear fit of the measurements for intensities lower than 1 sun. 3.9 Variation of TiO2 Thickness We constructed photoelectrochromic cells with different thicknesses of the TiO2 layer (150 nm and 370 nm). They were prepared by dipping the substrates several times into the solution. For coloration in open circuit in 1 sun, the voltage and the optical density in equilibrium are higher for thicker TiO2 . The coloration velocity is roughly proportional to the thickness. This supports the conclusion made after variation of light intensity that the kinetic of the colouring process is limited by electron generation. 4. CONCLUSION With this comprehensive investigation, a broad understanding of the processes in the photoelectrochromic device has been gained. The dominating processes are: Figure 14: Coloration velocity (initial rate of change of the optical density), determined from fig. 13, as a function of the light intensity. For colouring in open circuit under illumination: • Electron generation in the dye-sensitised TiO2 Rate-Determining Processes in Photoelectrochromic Devices . / J. New Mat. Electrochem. Systems 8, 327-338 (2005) 337 • Recombination of electrons from Lix WO3 with I− 3 in the electrolyte [9] A. Hauch, A. Georg, U. Opara Krašovec, B. Orel, J. Electrochem. Soc. 149 (9), H159 (2002). • Phase transition in the WO3 crystallites (monoclinic => tetragonal => cubic) [10] U. Opara Krašovec, Anneke Georg, Andreas Georg, G. Dražič, submitted to Journal of Sol-Gel Science and Technology. For self-bleaching in open circuit in the dark: • Recombination of electrons from Lix WO3 with I− 3 in the electrolyte • Phase transition in the WO3 crystallites (monoclinic => tetragonal => cubic) [11] Anneke Georg, Andreas Georg, U. 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