WITS 21 St Century Institutes OVERVIEW BY THE SENIOR ADVISOR TO THE VICE-CHANCELLOR PROF. BELINDA BOZZOLI WITS 21 CENTURY INSTITUTES ST A STRATEGIC INITIATIVE OF THE VICE-CHANCELLOR Wits aims to be a top 100 global University by its 100th anniversary in 2022. Towards achieving this it has created six prestigious new 21st Century Research Institutes that build on the principles of intellectual excellence, international competitiveness and measurable impact. The Institutes will attract the best talent and build the University’s local, national and international reputation. Each Institute will aim to have at least 100 academic staff, and teams of researchers working in local and international networks. They will enjoy substantial funding through endowments and grants. Key to the success of the Institutes will be longterm collaboration with industrial, social and academic partners who will enable Wits to build its reputation as an intellectual powerhouse and increase its influence in South Africa, Africa and the world. 32 WITS RESEARCH REPORT 2011 WITS – AN ANCHOR INSTITUTION The University of the Witwatersrand already makes an outstanding contribution to the society in which it is embedded. Its inherent contribution (through the education of thousands of students at the highest level and in an extraordinary range of disciplines); its additional research and outreach work in multiple fields (health, public health, engineering, the arts, social sciences, science, law, business, economics and many others); its employment of thousands, its partly residential nature, its stability and substance; its global reach; its civic-mindedness and its economic impact, render it what some might call an “anchor institution” for Johannesburg, Gauteng, South Africa and Africa. Anchor institutions, a concept originally developed by urban economist Michael Porter, are magnets for economic development: “Their direct impact derives from their landholdings, their capacity as large employers or revenue generators, their sway as goods and services purchasers, or their heft as centres of human capital and economic activity. Indirectly, they contribute to urban reinvention and civic pride. They attract coveted knowledge-industry workers and suburban spenders. They fill important vacuums, as footloose industries have fled cities to suburban campuses or even out of the country.” In order for anchor institutions to have the greatest possible impact on the societies around them, they need to, according to David Maurasse of CEOs for Cities “take deep and imaginative inventories of their assets and their needs, then take the broadest possible view of how to act in their own interests and, at the same time, in the interests of their communities”. Other experts write of how necessary it is for anchor institutions to decide what it is they can do, and therefore offer, that which is unique to them. Every anchor institution has its own specific nature and contribution to make, and must decide how best to develop and leverage that. In recent years, Wits has expanded its anchor role considerably. Its Origins Centre, its Art Museum, the Reproductive Health and HIV Research Institute’s Hillbrow project, the Gauteng City-Region Observatory, the new Parktown Residence development and many others, have not only enriched and strengthened the University itself, but have given institutional and physical form to the “anchor” role, bringing additional capital, employment, development finance, new ideas, cultural richness and global connectedness. ORGANISED RESEARCH UNITS AND UNIVERSITY DEVELOPMENT Through an imaginative and forceful programme of developing Organised Research Units (ORUs) of substance, Wits has identified the strongest of its strategic research areas, and has WITS RESEARCH REPORT 2011 plans to build them aggressively, with focus and ambition. The areas are: • The Evolutionary Sciences • Global Change • Mining, Minerals and Exploration • Molecular Biosciences • Wellbeing and Development, and • The Study of Cities. SIX PRESTIGIOUS RESEARCH INSTITUTES The Vice-Chancellor envisages that each Institute will, by 2022: • Be a major intellectual player in the research field concerned; • Be generously self-funded by endowments and donations, and sustained through multiple grants; • Have at least 100 new academic staff, doctoral students and postdocs; • Have its own significant building; • Have an outstanding local and international research reputation; and • Make an impact on the city, the region and the continent. The Institutes will have as their primary focus the production of research of the highest quality. The Institutes will seek to make intellectual advances which address the very character and contours of the disciplines with which they engage. Publication of research in the most outstanding journals in the world will be a sine qua non of each Institute, as would prominence and respect at international conferences, and the presence of our work on international recommended reading lists all over the world. The Institutes will not be isolated from society, however, but will also seek to influence the world around them through undertaking crucial research, spreading knowledge, influencing policy and engaging with partners. Just as Johannesburg has become Africa’s gateway city, so Wits University will become the provider of gateway knowledge and understanding for the African continent. It will be difficult for others to engage with African realities without addressing the intellectual challenges presented by those working and publishing in our Institutes. The Institutes contain the following characteristics: • They are strategic, having emerged from strategic thinking about the prime strengths of research at Wits; • They are rooted in the University. All are based upon the research interests of large numbers of academics. At least 50 academic researchers (many organised into smaller research entities) have been involved in the development of each Institute – 300 are engaged in the project as a whole; • They are rooted in the region. All are drawn from 33 WITS 2 1 ST C E N T U RY I N S T I T U T E S • • • areas of work that already have strong networks which connect them to the region in many ways. These include connections to: the City of Johannesburg; the Gauteng Province; several government departments; major industrial partners; the Wits Rural Facility and its hinterland; major collections/databases and research sites; and many others; They address large-scale multidisciplinary and complex questions, requiring global as well as local intellectual engagement; They lend themselves to the setting up of teams of researchers together with students and visitors, embedded in local and international networks and able to mobilise large international grants; and Some will require investment in major laboratories and equipment. All will require investment in facilities for staff, students and visitors. The development of these Institutes is likely to further the interests of Wits as well as the city and region. In order for this anchor role to be properly fulfilled by the Institutes they will need to be conceptualised in such a way as to: • Be institutions of substance, with physical space dedicated to them and visible branding; • Be attractive and welcoming places; • Interface with the City physically – the Institutes should be on the ‘edges’ of the campus if at all possible, looking outwards to the City; • Include an outreach component in their mission; and • Entail a substantive investment and employment creation for academics and others. 34 PARTNERSHIPS WITH FACULTIES AND SCHOOLS All of the Institutes involve more than one Faculty – some involve all five Faculties – and they will seek to maintain a University-wide focus. Institutes will not be degree-awarding and all students will be registered in Schools, depending on the discipline within which they are working. However, Institute staff will, of course, themselves supervise, and this will be undertaken in partnership with Schools. The relevant Schools and Faculties will be represented on the Boards of the Institutes. Full-time Institute staff will contribute to School teaching primarily at the postgraduate level wherever possible and desirable. Institutes may also design and offer high level doctoral training in partnership with Schools. Affiliated researchers drawn from the existing Wits community will be able to use space and facilities at the Institute and work collaboratively with Institute researchers; and in such cases, publication outputs of Affiliates will be shared between School and Institute on an agreed basis. INSTITUTE INTERFACES The activities of each Institute could be of considerable interest to those of other Institutes. Each Institute will be able to derive advantages from and even influence the research agendas of several others. In addition, situations will arise where the expertise vested within the Institutes may be harnessed to drive activities of mutual interest at the interfaces, and mutually strengthen their respective research endeavours. The Institutes will enrich the life of the University, add depth to its research, and nurture excellence. ■ WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES WITS MINING RESEARCH INSTITUTE (WMRI) PROF. NIELEN VAN DER MERWE BREAKING NEW GROUND MAKING THE BEST USE OF AFRICA’S MINERAL RESOURCES SUSTAINABLY, SAFELY AND ECONOMICALLY W its was born out of the School of Mines in Kimberley in 1896, establishing in Johannesburg in 1904. Over the past century Wits has supplied South Africa, Africa and the world with leading geologists, mining engineers and metallurgists. The University’s geographic location gives it a unique continental advantage in the study of the evolution of, exploration for and sustainable extraction of Africa’s phenomenal mineral wealth. It is also well-placed for developing profound expertise in exploration, economic geology, deep mining techniques, specialised mining technologies and the study of earthquakes and rock bursts. WITS RESEARCH REPORT 2011 At the same time, Wits’ social scientists, environmentalists, legal researchers and health experts have developed unparalleled expertise in the resources industry, with distinction in exploring the deleterious effects of mining and exploration. They have developed strengths related to this in multiple disciplines including: • sustainable mining • health and safety • environmental impact • community development, and • waste disposal. 35 WITS 2 1 ST C E N T U RY I N S T I T U T E S THE IMPORTANCE OF THE MINING INDUSTRY The importance of the mining industry to the South African economy is undisputed. Mining directly contributes substantially to National GDP, while its indirect contribution is much higher. It provides direct employment to 500 000 workers and earns more than a third of South Africa’s foreign exchange. South Africa enjoyed an enviable reputation for mining research and innovation during the 1970s and 1980s when there were approximately 800 people engaged full time in narrowly defined mining research. This participation in internationally competitive research has dwindled over the years to the extent that it is doubtful whether there are currently 80 researchers in mining in South Africa. These are spread across a number of institutions, including a number of local mining companies that undertake some research and development in-house, the two universities with Mining Schools, the CSIR and a few consultants. At the same time the commodities boom has stimulated the unprecedented growth of mining investment across a host of countries in Africa, where research, training and development are all in short supply. In contrast, mining research in Australia and Canada, both major mining countries, is vibrant and well supported by mining companies and government. This is reflected in the increasing sophistication of mining in those countries, their low and continuously improving levels of occupational health and safety risk, and a healthy mining services sector that serves the international mining industry. In fact, Australia has positioned itself as a leading provider of mining expertise with exports from the mining technology and services sector estimated to be more than R21.9 billion per annum. MINING RESEARCH IN SOUTH AFRICA Mining accounts for a significant percentage of total exports in both Australia and South Africa, with the Australian industry being about four times, by value, larger than South Africa’s. Australia has at least ten institutions dedicated to mining research and seven universities that offer degrees in mining engineering. By contrast, South Africa has only two universities that offer four-year mining engineering degrees and the relatively little mining research that is undertaken in universities is conducted by academic staff who struggle to maintain an acceptable research output in the face of an increasing teaching load. This is clearly a problem for the African mining and minerals sector, which relies on local understanding for homegrown solutions, particularly for those sectors where mining at great depths and high geothermal gradients pose great challenges to our technological capabilities. Against this background there are several important factors which point to the urgent need for a substantively increased and improved Africa-based mining research effort: 36 • • • • While much of the research related to mining that is carried out in other countries has application to South African and African conditions, it can seldom be successfully applied without some modification to take account of the particular mining environment in South Africa and the rest of Africa. There is an urgent need, in a range of African countries including South Africa itself, for the development of increasing numbers of University trained individuals with postgraduate degrees, able to participate at the highest levels within the sector. There is an unprecedented push towards the development of increasingly sophisticated beneficiation within the industry, which needs research support. The mining industry all over the world is being reshaped by the now indisputable pressure on companies to adhere to sustainability requirements – the triple bottom line. SUMMARY OF THE CHALLENGES IN AFRICAN MINING • • • Africa is renowned for its extraordinary mineral wealth, yet limited research in mining, minerals and exploration has been undertaken in the last two decades. New methods of mining and exploration; policy changes; health and safety; environmental impact; sustainability; and the impact on communities have all become crucial issues in African mining, and will be even more significant as the region braces for yet another commodities boom. There is an urgent need in Africa to develop increasing numbers of trained postgraduates in the mining sector. ADDRESSING THESE CHALLENGES The Wits Mining Research Institute (WMRI) will address these challenges at the postgraduate level by producing doctoral graduates of the highest calibre from a variety of countries. The extent to which employers and workers stand to benefit from the knowledge economy will be determined by the country’s capacity to conduct innovative research and apply new knowledge in the workplace. The development of research capacity, particularly research related to building new knowledge linked to sector and national industrial plans is urgently required. The WMRI’s work will complement the research conducted by the Centre for Sustainability in Mining and Industry and the Centre for Mechanised Mining Systems established as a partnership between some of the mining companies and the School of Mining Engineering at Wits University in 2004. WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES WITS’ UNIQUENESS The uniqueness of Wits lies in the diversity of competencies at the University that can collectively contribute to the activities of the Institute in the following areas: • Exploration and the technical aspects of mining • The production of high level skills • Beneficiation, and • Sustainability. Mining-related activities are a feature of many Schools in all the Faculties of the University. Only two institutes globally have similarities to what the WMRI will become. These are the Sustainable Minerals Institute at the University of Queensland in Australia, established in 2001, and the Mining Innovation, Rehabilitation and Applied Research Corporation of the Laurentian University in Sudbury, Ontario, Canada, established in 1998. AN INCREASINGLY COMPLEX ENDEAVOUR In synopsis, an Institute for research and postgraduate training in multiple disciplines is a necessity for mining in Africa and for mining in South Africa, which has become an increasingly complex endeavour that involves many players, each with their own specific mandates and interests. Apart from the mining industry in the stricter sense as represented by the Chamber of Mines, these interests include the various government departments with their policies and regulatory responsibilities that impact on mining, their agencies such as the Mine Health and Safety Council and the Mine Qualifications Authority, the Council for Geosciences, Mintek and the CSIR, organised labour, the local authorities, and broader society affected by mining and beneficiation activities in one way or the other. In addition, mining in the wider African context is breathtaking in its complexity. This highlights the diversity of stakeholders, each with their respective sector specific mandate, which by implication limits the ability of any one of them to transgress their respective boundaries to see things more holistically and to conceptualise more comprehensive, interdisciplinary approaches that face the mining sector. Wits on the other hand has access to expertise in all these diverse areas within its own structures and, as already mentioned, a longstanding tradition of working on problems related to the mining sector. The target market for an Institute at Wits is therefore the entire African mining sector in its broadest diversified manifestations, as it is only this University on the African continent that can claim to have the expertise and skills to bring to bear on the training, research and evidencebased policy advice that fully embraces this diversity. ■ WITS RESEARCH REPORT 2011 37 THE EVOLUTIONARY STUDIES INSTITUTE (ESI) PROF. BRUCE RUBIDGE FROM DINOSAURS TO HOMININS WITS IS THE EVOLUTIONARY HUB OF AFRICA T he evolutionary sciences, which include the palaeosciences, are the only disciplines able to provide information on past biodiversity. Accordingly, they are becoming increasingly important as the world grapples to understand the development of life on Earth and the causes and mechanisms which drive biodiversity change. Southern Africa, which has a rich geological and palaeontological record covering periods ranging from the Achaean right to recent time, is one of the few countries in the world which offers possibilities to understand biodiversity changes from the earliest evidence of life on Earth 3.5 billion years ago to the origin of humans and their culture. South Africa offers: • The oldest evidence of life on Earth; • The oldest multi-cellular animals; • The most primitive land-living plants; • The most distant ancestors of dinosaurs; • The most complete record of the more than 80 million year ancestry of mammals; • Together with several other African countries, a remarkable record of human origins and hominin cultural heritage within the last three million years; and • A uniquely diverse genetic heritage of human populations. 38 A LONG AND PROUD TRADITION Wits University has a long and proud tradition of palaeontological and palaeoanthropological research. Since 1925, with the description of Australopithecus africanus (Taung child) as an evolutionary link between apes and humans by Prof. Raymond Dart, Wits has been involved in palaeontological studies. In 1945 the Bernard Price Institute for Palaeontological Research (BPI) was established to research and conserve the palaeontological heritage of South Africa, and the Institute for Human Evolution (IHE) was established in 2004. Through the years Wits has amassed large and internationally important fossil collections which are utilised by researchers from around the world for research purposes. For this reason, and the fact that the University has a diversity of allied scientific departments, Wits is the ideal institution in southern Africa to host an Evolutionary Studies Institute (ESI) that will consolidate its existing research thrust in Evolution of Species and Natural Heritage as well as map a future growth path in this field of endeavour. The ESI will combine the existing Bernard Price Institute for Palaeontological Research (BPI) and the Institute for Human Evolution (IHE) and incorporate other relevant disciplines such as genetics, biology, geosciences, and archaeology. WITS RESEARCH REPORT 2011 W I T S 2 1 ST C E N T U RY I N S T I T U T E S The ESI will be the hub of multidisciplinary research programmes which will explore the driving mechanisms of biodiversity changes through time, as well as exploring the distant evolution of humans and their culture. The ESI will run an extensive public outreach programme and assist government in providing the storyline for palaeotourism initiatives in an effort to provide employment opportunities in rural parts of the country. RATIONALE FOR THE ESI • • • Researchers at Wits have generated significant international prestige in the evolutionary sciences and there is much more to be accomplished. There is a need for palaeontologists and palaeoanthropologists to work together more closely and to better interact with scientists in related disciplines. The broader field of the evolutionary sciences needs to be developed upon the firm base of palaeontological work. There is a need to move from the palaeosciences to the evolutionary sciences – from understanding the palaeontological ‘what’ of evolution to exploring the genetic ‘how’. WITS’ STRENGTHS Wits is internationally renowned for its contribution to the evolutionary sciences. Wits scientists and others played a critical role in having the Cradle of Humankind declared a World Heritage Site, and this fossil-rich site continues to be managed through a Witsgovernment partnership. The Cradle hosts significant fossil sites, including Sterkfontein and Malapa, some of which are owned by Wits, making the University a key target for local and international researchers in this field. Wits hosts a prestigious South African Research Chair in the Origins of Modern Human Behaviour, and offers considerable expertise in related disciplines such as Genetics, Geology, Zoology, Botany and Archaeology. The Origins Centre and the Kitching Fossil Exploration Centre are two museums on campus that host a range of public outreach programmes related to palaeontology, human origins and San Rock Art. GOVERNMENT AND THE UNIVERSITY Government and the University share a common vision – to make South Africa a world leader in the palaeosciences. The government initiative as a whole will entail a variety of programmes, involving the Department of Science WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES and Technology, the National Research Foundation, the Palaeontological Scientific Trust and Wits. SIMILAR INSTITUTES Among the leading palaeontological and palaeoanthropological institutes in the world is the Institute for Vertebrate Palaeontology and Palaeoanthropology (IVPP) in Beijing, China, founded in 1929. The Institute employs 124 staff of whom about 40 are research staff who undertake research in morphology, taxonomy, phylogeny, palaeoecology, and spatial and temporal distribution of the various vertebrate groups, as well as other relevant biogeographical, palaeoclimatological and molecular biological problems. Currently the IVPP is involved in the training of about 15 postgraduate students. The ESI will complement this and other leading global institutes, but will have much broader focus across the biological and geological age spectrum with a focus on the African origins of diversity of species. This will relate not only to the early diversification of plants, the distant origins of tortoises, dinosaurs, mammals, and humans, but also to a broad interdisciplinary range of evolutionary sciences. CONSIDERABLE CAPACITY Wits is the only university in South Africa that offers both undergraduate and postgraduate courses in palaeoanthropology and palaeontology. It has considerable capacity for human resource development through these teaching programmes. The University is committed to increasing its number of postgraduate students in the palaeosciences. Palaeontology is taught to more than 400 undergraduate students annually, 85% of whom are from previously disadvantaged communities. The ESI will initially build from its existing strengths. The ESI would attract additional researchers, from around the world, including palaeontologists and palaeoanthropologists with a special interest in African heritage as part of world heritage. THE ADVANCEMENT OF KNOWLEDGE OVER EVOLUTIONARY TIME Together with African and international partners, the Institute will be built on the foundation of more than eight decades of research by Wits based on the exceptional fossil and archaeological resources available in South Africa. It will expand to embrace all forms of academic endeavour for the advancement and dissemination of knowledge of the development of life over evolutionary time. ■ 39 Prof. Scott Hazelhurst (left) and Prof. Michèle Ramsay SYDNEY BRENNER INSTITUTE FOR MOLECULAR BIOSCIENCE (SBIMB) PROF. MICHÈLE RAMSAY A WORLD-CLASS FACILITY FOR THE RESEARCH OF NON-COMMUNICABLE DISEASES IN AFRICA N amed after the 2002 Nobel Laureate for physiology/ medicine who started his research career at Wits, the Sydney Brenner Institute for Molecular Bioscience (SBIMB) will provide a worldclass research environment that will focus on the rising problem of non-communicable diseases amongst African populations. It will conduct biomedical molecular and genomic research, addressing some of the crucial African health priorities (e.g. cardiovascular disease, obesity, diabetes, and other disorders with a heritable component) in the context of an infectious disease epidemic. By unifying research groups under a common research theme and by enhancing meaningful research collaboration in state-of-the-art research facilities, the SBIMB will provide the critical mass required for multidisciplinary research. Researchers at the SBIMB will strive to understand the molecular basis of disease and conduct basic health research relevant to the various southern African populations in order 40 to ‘translate’ research findings, in collaboration with strategic partners, into effective therapies and diagnostics for southern African populations. As a centre of learning, the SBIMB will train the next generation of scientists while the knowledge generated will be invaluable in educating the public and informing government policy. SPECIFIC OBJECTIVES • • • • To understand the genetic, epigenetic and environmental contribution to non-communicable diseases prevalent in southern Africa; To understand the unique genetic make-up and characteristics of various southern African ethnic groups; To understand the molecular basis and mechanisms underpinning various diseases; To enhance biomedical knowledge - improved disease WITS RESEARCH REPORT 2011 W I T S 2 1 ST C E N T U RY I N S T I T U T E S • • diagnosis and disease prevention; improved treatment relevant to specific populations; cost effective diagnosis and treatment; To train a new generation of scientists for a viable and fulfilling career; and To educate the public and to inform government policy on appropriate health management. STRATEGIC FOCUS The strategic research focus for the SBIMB was informed by a number of key observations and priorities: 1. 2. 3. 4. 5. The WHO has predicted that by 2030 noncommunicable diseases will significantly overtake communicable disease as the major disease burden of developing countries. Molecular research of noncommunicable disease has largely been ignored in South Africa as the available research funding has been streamed towards the challenges of an infectious disease epidemic. In southern Africa, the relative prevalence of non-communicable diseases is set to increase further due to the impact of infectious diseases and infectious disease treatment on chronic disease manifestation and severity. Building research capacity in the area of noncommunicable diseases is a critical approach to contend with the future health challenges of the southern African region. Research collaboration between Wits’ research scientists and clinicians can create unique research opportunities in southern Africa. The need for a research centre that will facilitate the proper integration between molecular and clinical research efforts, in order to achieve an unprecedented understanding of disease processes in African populations. The necessity for developing countries to protect their intellectual property and genetic sovereignty. The potential social and economic benefits of molecular bioscience research to the local population and economy. AN INSTITUTION BUILDING INITIATIVE The SBIMB is an institution building initiative that will benefit the broader scientific community through access to its technical platforms, access to worldclass expertise, and excellent opportunities for research collaboration. This dynamic research environment will attract research students and will enhance collaboration with the Wits research thrusts WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES ‘Molecular Bioscience – Health for Africa’ and ‘Diseases of Lifestyle - An Emerging African Problem’. The cross-disciplinary research conducted at the SBIMB will require enhanced collaboration and cooperation between basic and clinical scientists. The SBIMB, focusing on the molecular understanding of disease, will comprise five research areas namely – Genomics, Epigenetics and Developmental Biology, Molecular and Cell Biology, Computational and Structural Biology, Applied Clinical Research and Epidemiology. Principal investigators who strive to understand the molecular basis of non-communicable disease in their research, have demonstrated research excellence, and have a track record of acquiring research funding, will be recruited from within the Wits environment, nationally and internationally. ACTIVE RECRUITMENT STRATEGIES Critical to the success of the SBIMB is the ability to attract and retain its research staff and to attract worldclass researchers. The Institute will accommodate scientists and medical practitioners and will be able to draw on the resources that exist within eight academic hospitals to which Wits has access as well as substantial national and international networks. It is envisaged that the Institute will be located in the University’s Parktown precinct, next to the planned Nelson Mandela Children’s Hospital. The cost of a worldclass molecular research facility, modelled on the refurbishment of an existing building, together with the required core laboratory infrastructure, has been estimated at R292 million. Annual running costs have been estimated at R33 million. The required funding will be sought from international, national, public and private funding sources. COMMERCIALISATION OPPORTUNITIES Although the primary function of the SBIMB is to conduct basic research, a long-term aim is to facilitate commercial spin-offs from basic research findings. Realistic commercialisation opportunities will include health intervention strategies (personalised medicine, novel treatments, and diagnostics) and the identification of new drug targets, drug development and drug delivery. The required infrastructure for taking research spin-offs to market already exists at Wits. The long-term benefits of having a commercialisation function at the SBIMB is that the southern Africa community will benefit from improvements in health management and health products while any revenue generated can be ‘ploughed’ back to support further basic research. ■ 41 THE INSTITUTE FOR WELLBEING AND DEVELOPMENT (IWD) PROF. STEPHEN TOLLMAN THE GLOBAL IN THE LOCAL T he Institute for Wellbeing and Development will address rapid and complex changes in health, wellbeing and development, and establish how poor, marginalised and vulnerable people can realise their potential in transitioning societies. Wits is already the hub of international research networks looking at poverty, health and disease, migration, livelihoods and the family in rural and urban settings. The Institute will study the causes and consequences of vulnerability and resilience – among individuals, their households and communities – and how to intervene most effectively. It will cast new light on social challenges with global dimensions, and will help governments to get the best return on investments in health, education and related sectors. The Institute builds on the capabilities and reputation of Wits in public health, child health and clinical medicine, 42 social and political science including population and migration studies, policy and management sciences, molecular biosciences, computing and statistics, applied mathematics, and environmental sciences. Addressing the challenges of health, wellbeing and development, the IWD will approach its work on three levels that: • Span from population level to the cellular and molecular level; • Span a continuum from the strongest quantitative measurements and analytic and modelling sciences through to the most insightful and explanatory social sciences; and • Draw on the strength of modern communication systems and networks, and modern data systems. Towards achieving this, a breadth of disciplines is required WITS RESEARCH REPORT 2011 W I T S 2 1 ST C E N T U RY I N S T I T U T E S and the links between disciplines needs to be emphasised in obvious and less obvious ways. The connection between health and wellbeing for economic and social productivity is one example; the effect of developments in the sphere of water or agriculture on health and economic wellbeing is another. The IWD’s approach requires a profound articulation between theory, practice and lived experience from people with special insight. Fortunately, Wits offers many strengths on which the Institute can draw. BROAD DIMENSIONS Among the broad dimensions the IWD will be engaging: 1) Strong urban and rural platforms The Institute will draw on Wits’ longstanding, well recognised population research platforms, both urban and rural, that offer unique and comparative perspectives on change in these settings, as well as insights on the links and contrasts between them. An urban population example is the Birth to Twenty (BTT) Study in Soweto initiated by Wits in 1990. It is Africa’s largest and longest running study of child and adolescent health and development. A high-functioning rural research platform is the Wits-led Agincourt health and socio-demographic surveillance system covering the Agincourt sub-district in north-eastern South Africa near Mozambique, dating back to the early 1990s. Both of these major community-based research initiatives are entering their third decade and offer strong, internationally recognised platforms from which to engage in critical local, regional and global issues around human development and sustainability. 2) Research networks and partnerships The Institute will collaborate with research networks and partnerships in countries of the global south, particularly in sub-Saharan Africa, as well as in Asia and South America. Given the nature and scale of the issues that need to be addressed, collaborations with the best minds in networks and institutes that share equity-oriented value systems will facilitate the highest achieving scientific and development partnerships. The IWD is fortunate to have strong African-AsianSouth American collaborations through the COHORTS1 and INDEPTH2 Networks (among the world’s leading southernled health research networks where Professors Shane Norris and Steve Tollman are scientific leaders), as well as strong collaborations with institutions in the United States, the United Kingdom and Europe. 1. COHORTS: Consortium of Health Orientated Research in Transitioning Societies 2. INDEPTH: International Network for the Demographic Evaluation of Populations and Their Health www.indepth-network.org WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES 3) Scientific frameworks The scientific framing and long-term tracking of programmes of research and intervention is essential to address the dynamics of change, why change happens and the impacts that follow. THE DYNAMICS OF CHANGE The extent of socio-political, environmental and macro economic change in all settings (lower income, higher income and industrialised countries) is having a major impact on populations, health and society. The capability to scientifically track complex and changing dynamics over time, in both marginalised societies (which are least understood) and middle income environments, offers invaluable insights as well as surprises. An example is the powerful relationship between natural resources, communities, health and development in poorer, rural societies. Households which lose a breadwinner become increasingly dependent on natural resources such as wood for fuel and no-cost nutritional resources such as wild fruit, insects and animals. This speaks as much to their vulnerability as it does to their resilience. WHY CHANGE HAPPENS Can we untangle cause and effect? For example, in South African settings, rural as much as urban, we have to address the challenge of colliding epidemics - chronic infections on the one hand (notably HIV/AIDS and TB) - and chronic noncommunicable conditions on the other (heart disease, stroke, diabetes, cancers, respiratory conditions, mental health). In South Africa and the region, these present an unprecedented challenge to society given that they exist concurrently. Self-evidently we will need new solutions because the consequences are very high – to individuals, to society and in terms of economic productivity – both in the workplace and at home. TRACKING THE LIFE COURSE These conditions in many ways have their roots in earliest childhood which is why an understanding of health and wellbeing across the life course – from in-utero to infancy, childhood, adolescence, adulthood and older – is fundamental if we hope to start untangling cause and effect. A lethal combination is malnutrition in-utero and in the youngest years, combined with poor nutrition or over-nutrition in childhood and adolescent years – depending on the changing fortunes of the family. The major consequences here are heart conditions, diabetes, impaired thinking, functioning and performance, and persisting infectious diseases. A major part of the Institute’s work will be to seek solutions – to shape and mould the most effective interventions at opportune and sensitive times along the life course. ■ 43 GLOBAL CHANGE AND SUSTAINABILITY RESEARCH INSTITUTE (GCSRI) PROF. ANDREW CROUCH (ACTING DIRECTOR GCSRI) TOWARDS GLOBAL CHANGE AND SUSTAINABILITY T he R28-million Global Change and Sustainability Research Institute was launched ahead of COP17 in November 2011. The Institute aims to stimulate a new kind of interdisciplinary thinking and an approach to global change that combines the skills and knowledge of multiple academic disciplines to create resources and policy, which have a practical effect outside of the University. The GCSRI research seeks to understand and address resource depletion, habitat destruction and climate change in the context of human behaviour and development, and the social, economic and political changes required to adapt to global change. It studies the impact of global change on Africa and its people, and how the continent can respond to it. THE COMPLEX ISSUES BEHIND GLOBAL CHANGE The complex issues behind global change and Africa’s critical environmental challenges are tackled by the distinct but related academic capabilities of environmentalists, social scientists, climate and energy experts and economists, all working with government, industry and civil society. 44 The Institute is characterised by a strong focus on environmental science, social science and business studies. It looks at issues of migration, vulnerability and risk, resource extraction and human behaviour related to global change, and will work closely with environmental science, law and policy researchers. It studies pollution and the health of ecosystems, as well as the building of resilient cities and communities for sustainable urban living. The Institute is developing a new generation of academics and leaders to address the challenges of global change. DISCIPLINARY TUNNEL VISION The challenges in dealing with global change in the broader context of sustainable development stem, in part, from approaching the challenge from the perspective of disciplinary tunnel vision. Problems are too often narrowed down to an emphasis on a single, major approach (e.g. an appropriate economic instrument, a magic bullet technology, replanting forests), depending on the disciplinary expertise of the proponent. Instead, the climate change problem, among other global change problems, should be understood in terms of physical, WITS RESEARCH REPORT 2011 W I T S 2 1 ST C E N T U RY I N S T I T U T E S biological, psychological, socio-economic and cultural processes. Meeting such a challenge will require more tightly coordinated activities and measures, backed by highly integrated knowledge systems and a much more effective, interdisciplinary, interactive coupling between knowledge and policy. RESEARCH PROGRAMME The research programme seeks to: • Innovatively develop new knowledge pathways recognising that historical knowledge may not be adequate; • Identify a robust agenda of high relevance to decision and policy makers; • Develop an agenda that is driven by and responsive to sustainable local development needs; • Tightly link the outputs of research to the intended end users; and • Plan research processes founded on partnerships rather than the activities of individual units. Four key research areas will not only incorporate the current areas of research strength at Wits but will also advance research at the interface between disciplines which are relevant to society. KEY RESEARCH AREAS 1) Vulnerability: adaptation and mitigation • • • • • • Diagnosing vulnerability and analysing opportunities Adaptation pathways based on managing current global change using historical information to inform points of intervention Adaptation pathways under progressive climate change Defining new indices of vulnerability which include global change Poverty alleviation through global change adaptation and mitigation, and Risks and opportunities for innovation in rural communities. 2) Coupling ecosystems and human health • • • • • Land use change, food security and nutritional status of rural communities Biodiversity, human health and reliance on the natural resource base Long term trajectories in public health and ecosystem goods and services Pollution, extraction and ecosystem health, and Learning from the past, using palaeoclimatic and other long term data records to improve predictive capacity. WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES 3) People, Practice and Policies • • • • • • Action research on environmental policies and whether they make development more (or less) stable Life cycle analyses and the nature of business models National development initiatives and environmental justice Societal willingness to change and access to resources (including housing, education and natural resources) Gender, history and decision making, and Unlocking the potential of macro-level policies. 4) Building resilient cities • • • • Sustainable urban living through improved water, waste and energy management Ex situ and in situ restoration and conservation within an urban context (including the ecological footprint of the city, the urban periphery and the ecosystem goods and services supply chain and source areas) The vulnerability (including aspects such as health) and adaptation of urban populations (including transportation systems and urban planning and design), and Urban migration and integration. RESEARCH THRUST Many of the above research areas overlap in concept and content, which is to be expected given the nature of the challenges. The research thrust will provide the integrative platform for the research, and in addition, it will develop an overall conceptual framework which will facilitate an analysis of the trade-offs necessary to identify approaches that holistically integrate natural and socio-economic systems and which will provide the best foundation for effective actions. THE NEXT GENERATION OF AFRICAN SCHOLARS A strong focus for the GCSRI is to develop young academics and to attract students, emerging researchers, and distinguished scholars from South Africa and other African countries for training and scholarly exchanges. With generous funding from the Carnegie Corporation, Wits has identified two focus areas in which it will take the lead for developing the next generation of academics. These are Global Change and Academic Medicine. Consistent with the multidisciplinary ethos of the GCSRI, PhD students and postdocs will participate in seminars and workshops that foster multidisciplinary approaches to the Global Change challenge. This approach will prove to be a key strength of this Institute that could not have been established at a more appropriate time in the history of the world. ■ 45 THE CITY INSTITUTE (CITY) PROF. ALAN MABIN CITIES AND THEIR CONTRIBUTION TO DEMOCRACY W its’ location in Johannesburg, Gauteng, situates it in the economic and commercial heartland of Africa, and the gateway to sub-Saharan Africa. The University has, over the decades, developed significant expertise related to the study of Cities in a range of fields including architecture and planning; law; environmental studies; arts; public health; social sciences; geography; archaeology; civil and environmental engineering; economics; business sciences and public and development management. OUR LOCATION IN JOHANNESBURG The nature of the city of Johannesburg is changing rapidly. Urban inequalities are highly visible and the attraction of Johannesburg as a financial, cultural and political hub contrasts with its global reputation as an unequal and dangerous place. Yet the dynamism of the City and its region and its access to places beyond, gives Wits its own living laboratory on its doorstep. It also provides an extraordinarily rich site for researchers from elsewhere; and acts as a base from which excellent access to research possibilities beyond Johannesburg may be obtained. Our objective is to grow a still stronger research environment around an identified common focus: the City and its complexities. 46 THE FRAGMENTED NATURE OF CITY STUDIES “City studies” is an immense and difficult field to capture. Firstly, the city is not the property of any single discipline or profession and the study of the city tends to be fragmented and unsatisfactory as a result. Every sphere of intellectual enquiry has made, and can make, contributions to the knowledge of cities. But advances in city understandings depend on successful interactions between researchers in diverse disciplines, and between researchers and practitioners. A second point is that city studies are suspended everywhere in tension between the urgency of informing contemporary action (public and otherwise) and advancing knowledge through longer term, deeper and more considered enquiry. A successful research entity has to manage these tensions as well as many others associated with the academic environment – such as that between deep disciplinary grounding and wide knowledge of the concerns, methods and literatures of diverse disciplines. SETTING OUR SIGHTS HIGH The key responsibilities of the University are to enable the development and dissemination of profound and complex knowledge and to provide for the training of high-level WITS RESEARCH REPORT 2011 W I T S 2 1 ST C E N T U RY I N S T I T U T E S researchers able to address both conceptual and practical problems. Our response to these complexities is to set our sights high – we intend to develop a broad, interdisciplinary institute to provide a vehicle to address them. Our City Institute project is learning from historical and present-day parallels elsewhere, such as the Harvard-MIT joint centre for urban studies in the 60s; the Berkeley Centre for Metropolitan Studies in recent years; the University of Amsterdam’s new Centre for Urban Studies; the York University (Canada) City Institute; and more. GOING BEYOND The City Institute will seek to consolidate and go beyond what is now happening in city studies at the University to reach many different international audiences. It will: • • • • • • • Provide real links between existing and new areas of strength; Provide a platform for enriching and rewarding collaboration; Reach better and wider audiences, making a higher impact globally; Facilitate a focus on research on key issues in the global environment; Improve our ability to better inform local development; Act as a destination for researchers seeking to contribute to city studies globally; and House unique interdisciplinary postgraduate training programmes based on strong disciplines – thus thoroughly equipping research candidates in the highly diverse field of city studies. CITIES AND DEMOCRACY Among the many areas we intend to explore, we include two particular areas of interest that we seek to develop first. They are areas in which the University already possesses enormous potential to advance research in the next ten years. They are Cities in democratic emerging economies and Designing democratic space. CITIES IN DEMOCRATIC EMERGING ECONOMIES The experiences of the cities of southern democratising countries have been neglected in the global literature. Some work has been done, but not on the kind of scale and level that would lead to new perspectives and conceptualisations, or which could contain the potential to contribute to the deepening of democracy. At Wits there is already a developing core of researchers working in this terrain, exploring concepts and connections on different continents. We intend to undertake comparative WITS RESEARCH REPORT 2011 RESEARCH INSTITUTES research into recent histories and present events in the development of democracy, with all its setbacks and limitations as well as successes and celebrations, in some of the cities of democratic emerging economies (Brazil, India and South Africa and potentially some other African cities). The overarching research question is How do cities both nurture and undermine democratic life? DESIGNING DEMOCRATIC CITY SPACES The growth of democracy has created opportunities for new approaches to design and building, and considerable experience has been accumulated across countries of the south. Past and present members of the School of Architecture and Planning at Wits and its associated research entity, the Centre for Urbanism and Built Environment Studies, have built a tradition of work across this field, a trajectory which the City Institute project will pursue and tightly link to other disciplines. This work includes cities and their spaces from Brazil, South Africa and India and potentially other centres, as well as the burgeoning creation of new spaces in many booming African cities (Luanda, Dar es Salaam and many more). A research programme tied to new design practice is an exciting prospect which would be a first in Africa - bringing architecture, other design disciplines, politics, cultural studies and other professional fields into collaboration and generating answers to the overarching question: How can the design of city space at all scales be better related to democracy? The Institute will provide the scale and durability required to turn this arena of Wits prowess into global leadership. THE PRACTICALITIES OF A CITY INSTITUTE The Institute hopes to obtain its initial impetus through the provision of new Chairs designed to fill particular intellectual niches within the broad field of enquiry. These Chairs will contribute to enriching, drawing together and building further on the University’s strengths. The Chairs will be filled by globally recognised scholars with the capacity to build linkages, maintain awareness of global enquiry and ensure dissemination of results locally and across the world. The Institute will add to, and not subtract from, the capacities of existing entities at Wits. Each Chair-holder will work closely with colleagues in the appropriate existing entities, and will contribute to high-level research training, (possibly through the development of a new City Studies Masters degree) and high quality doctoral training and supervision. With existing links to researchers and institutions in other cities – particularly in India and Brazil – the basis already exists for a new form of intellectual collaboration. Such collaboration across cities in democratising countries in the ‘emerging economy’ group will be a founding and distinct principle of the Wits City Institute. ■ 47 A REVOLUTIONARY ADVENTURE NASA/courtesy of nasaimages.org. 21 ST CENTURY ASTRONOMY Astronomy has been an integral part of Wits University’s research profile and will continue to be in the 21st Century as South Africa embarks on the largest radio astronomy project ever undertaken: the Square Kilometre Array (SKA). Being a research-intense University, Wits has established two new DST/ NRF Research Chairs in the School of Physics: the SKA Research Chair in Radio Astronomy and the Research Chair in Theoretical Particle Cosmology. PROF. SERGIO COLAFRANCESCO DST/NRF Square Kilometre Array (SKA) Research Chair in Radio Astronomy in the School of Physics Prof. Sergio Colafrancesco who joined Wits in August 2011, regards the Chair as “a fantastic challenge” to serve the multiwavelength scientific community and to get something very important and revolutionary out of the SKA. He has no doubt that southern Africa is the preferred geographical site for astronomy this century: “The Karoo is widely recognised as the best astronomical site in the world for radio astronomy. South Africa offers excellent astronomy conditions, infrastructure, technology, a commitment by the government to promote astronomy research and opportunities to grow scientific and business communities around projects like the SKA.” He explains that the SKA will not only allow us to understand the physics and evolution of the Universe and its structures, but also new aspects of astrophysics, such as the origin of extremely high-energy particles, cosmic jets, black holes, and the structure and evolution of magnetic fields in cosmic structures, addressed for the very first time. “Radio astronomy is the ‘new window’ to understanding the early days of the Universe,” he explains. “The frequency range available to radio observations, in which we can probe the most distant objects, will help us to study how and where the very first structures in the Universe were formed. “As the most powerful machine to study dark matter, the SKA will allow us to explore and increase our understanding of dark matter – that we know exists in the Universe but we 48 do not yet know its nature, nor its constraints. We will then be able to study the most energetic events in the Universe, the origin of cosmic rays, and the pervading magnetic fields in which they diffuse and interact,” he adds. “The Chair at Wits is a unique initiative that will help to generate cutting edge research for the country and support local research projects. This is in line with the University’s push to be even more visible and present in the research arena.” Before joining Wits, Colafrancesco was a professor in Astrophysics at the University of Rome and a senior scientist with the Italian Institute for Astrophysics. “In addition to the exciting research facilitated by the SKA Chair, being in South Africa and at Wits also enables me to experience the cultural diversity and richness that adds spice to life!” WITS RESEARCH REPORT 2011 PROF. VISHNU JEJJALA DST/NRF Research Chair in Theoretical Particle Cosmology in the School of Physics The Universe is more than 13 billion years old. Modern cosmology traces history back in time to the first microsecond after the Big Bang. This is the world of Professor Vishnu Jejjala who joined Wits in October 2011 and intends to increase the research profile of the University in his field through the Chair. “The central enigmas of cosmology remain unanswered. These questions are so challenging precisely because they are also so basic. Unlike most other problems in physics, they reside at the crossroads of quantum theory and gravitation. In order to address them, we require a foundational understanding of fundamental aspects of cosmology,” explains Jejjala, adding that the Chair allows him “the luxury of devoting most of my time to research and to increasing my output.” His research concentrates on non-perturbative issues in quantum gravity, and strives to develop the language in which these rudimentary and ancient mysteries may be WITS RESEARCH REPORT 2011 resolved. Jejjala says string theory is the leading candidate for a theory of quantum gravity. “My interests are broad, but focus on bringing string theory into contact with the real world. In particular, motivated by the AdS/CFT correspondence and the principle of holography, I strive to formulate the theory of statistical mechanics that underlies gravitational thermodynamics.” Black holes supply an important theoretical laboratory for this research. Jejjala wants to apply the technology developed in the black hole context to the resolution of space time singularities, especially in time dependent, cosmological backgrounds. He aims to understand holography and the emergence of space time in general settings. “The sort of things we are discovering now, makes it such an exciting time for cosmology,” says Jejjala adding that he is “very impressed” with the number and calibre of students undertaking postdoctoral studies at Wits. Jejjala undertook postdoctoral work at Virginia Tech from 2002 to 2004, Durham University from 2004 to 2007, and the Institut des Hautes Études Scientifiques from 2007 to 2009. He worked at the Queen Mary, University of London from 2009 to 2011, prior to joining Wits. 49 PROF. DAVID BLOCK Prof. David Block believes that the next Einstein will not be driven by technology, but will be someone with a highly intuitive mindset. “I would not be surprised if the next Einstein will be a scientist with an intense interest in art,” says Block who is renowned for his intuitive mind. “Over the years art has become a great impetus in the way I approach astronomical problems. I am fascinated by the Belgian surrealist artist René Magritte’s well-known work, Ceci n’est pas une pipe (This is not a pipe). It depicts a pipe, but it is not an actual pipe. My specific interest is the morphology and symmetries found in spiral galaxies. Galaxies are the building blocks of the Universe. If I had not been fascinated by Magritte’s works, I would never ask questions such as: What is a galaxy? The truth is, nobody knows. We see representations of a galaxy, but never the galaxy itself. Multitudes of galaxies contain dark matter, but nobody knows what it is. The Universe is filled with dark energy. No one knows what that is either. Magritte is truly a great master in helping my team and I approach such subjects with a mindset so far removed from traditional ones.” Block says that these are the kinds of critical questions that other disciplines such as the Arts, Literature and Humanities contribute to scientific thinking. The year 2009 marked the International Year of Astronomy, and there has been a significant resurgence in research and interest to better understand the Universe. Applied mathematics is included here, because of the different research areas to which it can be linked. “Applied mathematics can be applied to a plethora of different disciplines, such as engineering, medicine, finance and astronomy, of course,” says Block who has been shaping young minds and leaders of the future at Wits for more than 25 years. Block himself was only 19 when he was elected a Fellow of the Royal Astronomical Society of London. His first research paper, on relativistic astrophysics, was published in London by the Royal Astronomical Society when he was 20 years old. His research has twice been featured on the cover of the prestigious scientific journal, Nature. He was the Principal Investigator of a team of astronomers from Harvard University, the Observatoire de Paris and Wits University, who used the Spitzer Space Telescope to solve a 200 million-yearold riddle in our neighbouring spiral galaxy, the Andromeda Galaxy. He is a recipient of the Vice-Chancellor’s Research Award and he has been a guest researcher at observatories around the world. “It is wondrous to study the night sky. There is something very creative about studying the Universe,” says Block. ■ 50 NASA/courtesy of nasaimages.org. Director of the Cosmic Dust Laboratory sponsored by AECI and AVENG School of Computational and Applied Mathematics WITS RESEARCH REPORT 2011 Wits is home to leading physicists, mathematicians, engineers and string theorists who make a significant contribution to the field. The University has tremendous expertise in astronomy and related areas, including many eminent academics, such as Prof. Robert de Mello Koch. Also of note is the Johannesburg Planetarium on the University’s campus where Dr Claire Flanagan conducts science education outreach programmes for over 70 000 learners annually. WITS RESEARCH REPORT 2011 51
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