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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re:
SUNGEVITY, INC., et al.
1
Debtors.
)
)
)
)
)
)
)
)
Chapter 11
Case No. 17-10156 (KG)
Jointly Administered
Objection Deadline: April 5, 2017, at 4:00 p.m. (ET)
Hearing Date: April 12, 2017, at 2:00 p.m. (ET)
APPLICATION FOR ENTRY OF AN ORDER AUTHORIZING
THE EMPLOYMENT AND RETENTION OF KURTZMAN CARSON
CONSULTANTS LLC AS ADMINISTRATIVE ADVISOR FOR THE
DEBTORS NUNC PRO TUNC TO THE PETITION DATE
By this application (the “Application”), the above-captioned debtors and debtors-inpossession (collectively, the “Debtors”) in the above-captioned chapter 11 cases (the “Cases”),
hereby submit this application (the “Application”) for the entry of an order, substantially in the
form attached hereto as Exhibit A (the “Proposed Order”), pursuant to sections 327(a) of title 11
of the United States Code (the “Bankruptcy Code”), rule 2014 of the Federal Rules of
Bankruptcy Procedure (the “Bankruptcy Rules”), and rule 2014-1 of the Local Rules of
Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of
Delaware (the “Local Rules”) approving the services agreement, a copy of which is attached
hereto as Exhibit C (the “Services Agreement”) by and between the Debtors and Kurtzman
Carson Consultants LLC (“KCC”) and authorizing the retention and employment of KCC as
administrative advisor for the Debtors, nunc pro tunc to the Petition Date (as defined below). In
support of this Application, the Debtors submit the Declaration of Evan Gershbein, Senior Vice
1
The Debtors in the above-captioned chapter 11 cases, along with the last four digits of each Debtor’s federal tax
identification number, are: Sungevity, Inc. (4328), Sungevity SD, LLC (4847), Sungevity Development, LLC
(0323), and Sungevity International Holdings LLC (5598). The principal place of business for each of the Debtors
is 66 Franklin Street, Suite 310, Oakland, CA 94607.
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President of KCC, (the “Gershbein Declaration”), a copy of which is attached hereto as Exhibit
B and incorporated by reference herein. In further support of this Application, the Debtors
respectfully represent:
JURISDICTION AND VENUE
1.
The Court has jurisdiction over this matter pursuant to 28 U.S.C. §§ 157 and
1334(b), and the Amended Standing Order of Reference from the United States District Court for
the District of Delaware dated as of February 29, 2012. This is a core proceeding pursuant to 28
U.S.C. § 157(b). Pursuant to Local Rule 9013-1(f), the Debtors consent to the entry of a final
order by the Court in connection with this Application to the extent that it is later determined that
the Court, absent consent of the parties, cannot enter final orders or judgments in connection
herewith consistent with Article III of the United States Constitution.
2.
Venue is proper before this Court pursuant to 28 U.S.C. §§ 1408 and 1409.
3.
The statutory and legal predicates for the relief requested herein is section 327(a)
of the Bankruptcy Code, Bankruptcy Rule 2014, and Local Rule 2014-1.
BACKGROUND
4.
On March 13, 2017 (the “Petition Date”), each of the Debtors filed voluntary
petitions with this Court for relief under chapter 11 of the Bankruptcy Code, thereby
commencing these Cases. The Debtors continue to operate their business and manage their
properties as debtors-in-possession pursuant to sections 1107(a) and 1108 of the Bankruptcy
Code. These Cases are being jointly administered pursuant to Bankruptcy Rule 1015(b).
5.
On March 22, 2017, the Office of the United States Trustee appointed an official
committee of unsecured creditors (the “Committee”) [D.I. 97]. No party has requested the
appointment of a trustee or examiner in these Cases.
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6.
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Additional information regarding the circumstances leading to the commencement
of these Cases and information regarding the Debtors’ business and capital structure is set forth
in greater detail in the Declaration of Andrew Birch in Support of Chapter 11 Petitions and
Requests for First Day Relief (the “First Day Declaration”) [D.I. 3], which is incorporated herein
by reference.
RELIEF REQUESTED
7.
By this Application, the Debtors seek entry of the Proposed Order, substantially in
the form attached hereto as Exhibit A, authorizing and approving the retention of KCC as
administrative advisor for the Debtors in these Cases nunc pro tunc to the Petition Date.
QUALIFICATIONS OF KCC
8.
On the Petition Date, the Debtors filed an application to employ KCC as their
claims and noticing agent pursuant to 28 U.S.C. § 156(c) and Local Rule 2002-1(f) [D.I. 5] (the
“Section 156(c) Application”), which was approved by the Court on March 15, 2017 [D.I. 43].
Given that the administration of these Cases will require KCC to perform duties outside the
scope of 28 U.S.C. § 156(c), the Debtors supplement the Section 156(c) Application with this
Application.
9.
KCC specializes in providing comprehensive chapter 11 administrative services,
including noticing, claims processing, balloting, and other related services critical to the effective
administration of chapter 11 cases. Indeed, KCC has substantial experience in matters of this size
and complexity, and has acted as administrative advisor in many large bankruptcy cases filed in
this district.2
2
See, e.g., In re IMX Acquisition Corp., Case No. 16-12238 (BLS) (Bankr. D. Del. Nov. 2, 2016); In re Vestis
Retail Grp., LLC, Case No. 16-10971 (LSS) (Bankr. D. Del. May 11, 2016); In re Sports Auth. Holdings, Inc., Case
No. 16-10527 (MFW) (Bankr. D. Del. Mar. 24, 2016); In re Haggen Holdings, LLC, Case No. 15-11874 (KG)
(Bankr. D. Del. Oct. 13, 2015); In re Cal Dive Int’l, Inc., No. 15-10458 (CSS) (Bankr. D. Del. Apr. 6, 2015); In re
FCC Holdings, Inc., No. 14-11987 (CSS) (Bankr. D. Del. Mar. 6, 2015); In re Source Home Entm’t, LLC, No. 14-
3
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SERVICES TO BE PROVIDED
10.
Pursuant to the Services Agreement and this Application, the Debtors seek to
retain KCC to provide, among other things, the following bankruptcy administrative services, if
and to the extent requested:
a.
assisting with, among other things, solicitation, balloting, and tabulation
and calculation of votes, as well as preparing any appropriate reports, as
required in furtherance of confirmation of chapter 11 plan(s) in these
Cases;
b.
generating an official ballot certification and testifying, if necessary, in
support of the ballot tabulation results;
c.
gathering data in conjunction with the preparation, and assisting with the
preparation, of the Debtors’ schedules of assets and liabilities and
statements of financial affairs;
d.
providing a confidential data room;
e.
managing any distributions pursuant to a confirmed chapter 11 plan; and
f.
providing such other claims processing, noticing, solicitation, balloting,
and administrative services described in the Services Agreement, but not
included in the Section 156(c) Application, as may be requested from time
to time by the Debtors.
COMPENSATION
11.
The fees KCC will charge in connection with its services to the Debtors are set
forth in the Services Agreement. The Debtors respectfully submit that KCC’s rates are
competitive and comparable to the rates KCC’s competitors charge for similar services.
Furthermore, the Debtors believe KCC’s rates are reasonable given the quality of KCC’s services
11553 (KG) (Bankr. D. Del. July 18, 2014); In re Dolan Co., No. 14-10614 (BLS) (Bankr. D. Del. Apr. 15, 2014);
In re Sorenson Commc’ns, Inc., No. 14-10454 (BLS) (Bankr. D. Del. Mar. 4, 2014); In re Physiotherapy Holdings,
Inc., No. 13-12965 (KG) (Bankr. D. Del. Dec. 18, 2013); In re Synagro Techs. Inc., No. 13-11041 (BLS) (Bankr. D.
Del. May 23, 2013); In re Otelco Inc., No. 13-10593 (MFW) (Bankr. D. Del. Apr. 18, 2013); In re Ormet Corp., No.
13-10334 (MFW) (Bankr. D. Del. Mar. 20, 2013). Because of the voluminous nature of the orders cited herein, they
are not attached to this Application. Copies of these orders, however, are available on request.
4
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and KCC’s prior bankruptcy expertise. Additionally, KCC will seek reimbursement from the
Debtors for reasonable expenses in accordance with the terms of the Services Agreement.
12.
Prior to the Petition Date, the Debtors provided KCC a retainer in the amount of
$20,000. Although certain expenses and fees may have been incurred but not yet applied to the
retainer, such amounts, if any, would be less than the balance of the retainer as of the Petition
Date. KCC seeks to hold such retainer under the Services Agreement during the cases as security
for the payment of fees and expenses incurred under the Services Agreement.
13.
KCC intends to apply to the Court for allowance of compensation and
reimbursement of out-of-pocket expenses incurred after the Petition Date in connection with the
services it provides pursuant to this Application, as administrative advisor in these Cases, subject
to Court approval and in accordance with the applicable provisions of the Bankruptcy Code, the
Bankruptcy Rules, the Local Rules, and further orders of the Court.
BANKRUPTCY RULE 2014 DISCLOSURES
14.
The Gershbein Declaration represents that, to the best of KCC’s knowledge, KCC
is not connected with the Debtors, their creditors, other parties-in-interest, the United States
Trustee, or any person employed by the United States Trustee, and that to the best of KCC’s
knowledge, after due inquiry, KCC does not, by reason of any direct or indirect relationship to,
connection with, or interest in the Debtors, hold or represent any interest materially adverse to
the Debtors, their estates, or any class of creditors or equity interest holders with respect to the
matters upon which it is to be engaged. Based upon the Declaration, KCC is a “disinterested
person” as that term is defined in section 101(14) of the Bankruptcy Code.
BASIS FOR RELIEF
15.
Section 327(a) of the Bankruptcy Code provides that a debtor, subject to Court
approval:
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may employ one or more attorneys, accountants, appraisers, auctioneers, or other
professional persons, that do not hold or represent an interest adverse to the estate,
and that are disinterested persons, to represent or assist the [debtor] in carrying
out the [debtor]’s duties under this title.
11 U.S.C. § 327(a).
16.
Bankruptcy Rule 2014(a) requires that an application for retention include:
specific facts showing the necessity for the employment, the name of the [firm] to
be employed, the reasons for the selection, the professional services to be
rendered, and proposed arrangement for compensation, and, to the best of the
applicant’s knowledge, all of the [firm’s] connections with the debtor, creditors,
any other party in interest, their respective attorneys and accountants, the United
States trustee, or any person employed in the office of the United States trustee.
Fed. R. Bankr. P. 2014.
17.
To help manage administrative tasks with respect to the thousands of creditors,
landlords, equity security holders, and other parties in interest that are expected to be involved in
these Cases, and given the complexity of these Cases, the Debtors seek an order appointing KCC
as the administrative advisor in these Cases pursuant to section 327(a) of the Bankruptcy Code,
Bankruptcy Rule 2014, and Local Rule 2014-1.
18.
For the above reasons, the Debtors submit that KCC’s employment is necessary
and in the best interests of the Debtors and their estates.
NOTICE
19.
Notice of this Application will be given to the following parties, or in lieu thereof,
to their counsel: (a) the Office of the United States Trustee; (b) the Committee; (c) Hercules
Capital, Inc.; (d) MMA Energy Capital, LLC; (e) MHA Trust LLC; (f) Atalaya Special
Opportunities Fund VI LP; (g) Wilmington Savings Fund Society, FSB; (h) Wilmington Trust,
National Association; (i) LSHC Solar Holdings, LLC; and (j) all parties requesting notice
pursuant to Bankruptcy Rule 2002. In light of the nature of the relief requested herein, the
Debtors submit that no other or further notice is necessary.
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CONCLUSION
WHEREFORE, the Debtors respectfully request entry of the proposed Order, in
substantially the form attached hereto as Exhibit A, granting the relief requested herein and such
other and further relief as is just.
Dated:
March 23, 2017
Oakland, California
SUNGEVITY, INC., ON BEHALF OF ITSELF AND
ITS AFFILIATED DEBTORS AND DEBTORS-INPOSSESSION
/s/ Elizabeth Rushforth
Elizabeth Rushforth
Chief Legal Officer and Secretary
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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re:
SUNGEVITY, INC., et al.,1
Debtors.
)
)
)
)
)
)
)
)
)
)
Chapter 11
Case No. 17-10561 (KG)
Jointly Administered
Obj. Deadline: April 5, 2017 at 4:00 p.m. (ET)
Hearing Date: April 12, 2017 at 2:00 p.m. (ET)
NOTICE OF APPLICATION
TO: (A) THE OFFICE OF THE UNITED STATES TRUSTEE; (B) THE OFFICIAL
COMMITTEE OF UNSECURED CREDITORS; (C) HERCULES CAPITAL, INC.;
(D) MMA ENERGY CAPITAL, LLC; (E) MHA TRUST LLC; (F) ATALAYA SPECIAL
OPPORTUNITIES FUND VI LP; (G) WILMINGTON SAVINGS FUND SOCIETY,
FSB; (H) WILMINGTON TRUST, NATIONAL ASSOCIATION; (I) LSHC SOLAR
HOLDINGS, LLC; AND (J) ALL PARTIES REQUESTING NOTICE PURSUANT TO
BANKRUPTCY RULE 2002.
PLEASE TAKE NOTICE that Sungevity, Inc. and its above-captioned affiliated
debtors and debtors in possession (collectively, the “Debtors”) have filed the attached
Application for Entry of an Order Authorizing the Employment and Retention of
Kurtzman Carson Consultants LLC as Administrative Advisor for the Debtors Nunc Pro
Tunc to the Petition Date (the “Application”).
PLEASE TAKE FURTHER NOTICE that any objections to the Application
must be filed on or before April 5, 2017, at 4:00 p.m. (ET) (the “Objection Deadline”) with the
United States Bankruptcy Court for the District of Delaware, 824 North Market Street, 3rd Floor,
Wilmington, Delaware 19801. At the same time, you must serve a copy of the objection upon
the undersigned proposed counsel to the Debtors so as to be received on or before the Objection
Deadline.
PLEASE TAKE FURTHER NOTICE THAT A HEARING TO CONSIDER
THE APPLICATION WILL BE HELD ON APRIL 12, 2017, AT 2:00 P.M. (ET) BEFORE
THE HONORABLE KEVIN GROSS AT THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE, 824 NORTH MARKET STREET, 6TH FLOOR,
COURTROOM NO. 3, WILMINGTON, DELAWARE 19801.
1
The Debtors in the above-captioned chapter 11 cases, along with the last four digits of each Debtor’s federal tax
identification number, are: Sungevity, Inc. (4328), Sungevity SD, LLC (4847), Sungevity Development, LLC
(0323), and Sungevity International Holdings LLC (5598). The principal place of business for each of the Debtors
is 66 Franklin Street, Suite 310, Oakland, CA 94607.
01:21709153.1
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PLEASE TAKE FURTHER NOTICE THAT, IF YOU FAIL TO RESPOND
IN ACCORDANCE WITH THIS NOTICE, THE COURT MAY GRANT THE RELIEF
REQUESTED IN THE APPLICATION WITHOUT FURTHER NOTICE OR A
HEARING.
Dated: March 23, 2017
Wilmington, Delaware
/s/ Jaime Luton Chapman
M. Blake Cleary (No. 3614)
Jaime Luton Chapman (No. 4936)
Kenneth A. Listwak (No. 6300)
YOUNG CONAWAY STARGATT & TAYLOR, LLP
Rodney Square
1000 North King Street
Wilmington, Delaware 19801
Telephone: (302) 571-6600
Facsimile: (302) 571-1253
-andJonathan I. Levine (admitted pro hac vice)
Jennifer L. Marines (admitted pro hac vice)
Melissa A. Hager (admitted pro hac vice)
Erica J. Richards (admitted pro hac vice)
MORRISON & FOERSTER LLP
250 West 55th Street
New York, New York 10019
Telephone: (212) 468-8000
Facsimile: (212) 468-7900
Proposed Counsel for Debtors and Debtors-in-Possession
01:21709153.1
2
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EXHIBIT A
PROPOSED ORDER
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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re:
SUNGEVITY, INC., et al.,1
Debtors.
)
)
)
)
)
)
)
)
)
Chapter 11
Case No. 17-10561 (KG)
Jointly Administered
Ref. Docket No. ___
ORDER AUTHORIZING THE EMPLOYMENT AND RETENTION OF KURTZMAN
CARSON CONSULTANTS LLC AS ADMINISTRATIVE ADVISOR FOR THE
DEBTORS NUNC PRO TUNC TO THE PETITION DATE
Upon the application (the “Application”)2 of the above-captioned debtors and debtors-inpossession (collectively, the “Debtors”), for an order pursuant to sections 327(a) of title 11 of
the United States Code (the “Bankruptcy Code”), rule 2014 of the Federal Rules of Bankruptcy
Procedure (the “Bankruptcy Rules”), and rule 2014-1 of the Local Rules of Bankruptcy Practice
and Procedure of the United States Bankruptcy Court for the District of Delaware (the “Local
Rules”) approving the services agreement (the “Services Agreement”) by and between the
Debtors and Kurtzman Carson Consultants LLC (“KCC”) and authorizing the retention and
employment of KCC as administrative advisor for the Debtors, nunc pro tunc to the Petition
Date; and upon consideration of the Gershbein Declaration and the First Day Declaration; and
due and proper notice of the Application having been given; and it appearing that no other or
1
The Debtors in the above-captioned chapter 11 cases, along with the last four digits of each Debtor’s federal tax
identification number, are: Sungevity, Inc. (4328), Sungevity SD, LLC (4847), Sungevity Development, LLC
(0323), and Sungevity International Holdings LLC (5598). The principal place of business for each of the Debtors
is 66 Franklin Street, Suite 310, Oakland, CA 94607.
2
Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the
Application.
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further notice of the Application is required; and it appearing that this Court has jurisdiction to
consider the Application in accordance with 28 U.S.C. §§ 157 and 1334 and the Amended
Standing Order of Reference from the United States District Court for the District of Delaware,
dated as of February 29, 2012; and it appearing that this is a core proceeding pursuant to 28
U.S.C. § 157(b)(2); and it appearing that venue of this proceeding and the Application is proper
pursuant to 28 U.S.C. §§ 1408 and 1409; and this Court being satisfied based on the
representations made in the Application and the Gershbein Declaration that KCC is disinterested
as that term is defined under section 101(14) of the Bankruptcy Code; and it appearing that the
relief requested in the Application and provided for herein is in the best interests of the Debtors,
their estates, and creditors; and after due deliberation and sufficient cause appearing therefor, it is
hereby
ORDERED THAT:
1.
The Application is GRANTED as set forth herein.
2.
The Debtors are authorized to employ and retain KCC as their administrative
advisor in accordance with the terms and conditions set forth in the Application and Services
Agreement, effective as of the Petition Date.
3.
KCC shall apply to this Court for allowance of compensation and reimbursement
of out-of-pocket expenses incurred in these cases under the Application after the Petition Date in
accordance with the applicable provisions of the Bankruptcy Code, the Bankruptcy Rules, the
Local Rules, and further orders of this Court.
4.
The Debtors shall indemnify KCC under the terms of the Services Agreement,
subject to the following modifications, applicable during the pendency of these cases:
(a)
KCC shall not be entitled to indemnification, contribution, or
reimbursement pursuant to the Services Agreement for services other than
2
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the services provided under the Services Agreement, unless such
additional services and the indemnification, contribution, or
reimbursement therefor are approved by this Court;
5.
(b)
Notwithstanding anything to the contrary in the Services Agreement, the
Debtors shall have no obligation to indemnify KCC, or provide
contribution or reimbursement to KCC, for any claim or expense that is
either: (i) judicially determined (the determination having become final) to
have arisen from KCC’s gross negligence, willful misconduct, or fraud;
(ii) for a contractual dispute in which the Debtors allege the breach of
KCC’s contractual obligations if this Court determines that
indemnification, contribution, or reimbursement would not be permissible
pursuant to In re United Artists Theatre Co., 315 F.3d 217 (3d Cir. 2003);
or (iii) settled prior to a judicial determination under (i) or (ii) but
determined by this Court, after notice and a hearing, to be a claim or
expense for which KCC should not receive indemnity, contribution, or
reimbursement under the terms of the Services Agreement, as modified by
this Order; and
(c)
If, before the earlier of (i) the entry of an order confirming a chapter 11
plan in these cases (that order having become a final order no longer
subject to appeal) or (ii) the entry of an order closing these cases, KCC
believes that it is entitled to the payment of any amounts by the Debtors on
account of the Debtors’ indemnification, contribution, and/or
reimbursement obligations under the Services Agreement (as modified by
this Order), including without limitation the advancement of defense costs,
KCC must file an application therefor in this Court, and the Debtors may
not pay any such amounts to KCC before the entry of an order by this
Court approving the payment. This paragraph is intended only to specify
the period of time under which this Court shall have jurisdiction over any
request for fees and expenses by KCC for indemnification, contribution, or
reimbursement, and not a provision limiting the duration of the Debtors’
obligation to indemnify KCC. All parties in interest shall retain the right to
object to any demand by KCC for indemnification, contribution, or
reimbursement.
In the event of any inconsistency between the Services Agreement, the
Application, and this Order, this Order shall govern.
6.
The Debtors and KCC are authorized to take all actions necessary to effectuate
the relief granted pursuant to this Order in accordance with the Application.
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7.
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This Court retains jurisdiction with respect to all matters arising from or related to
the implementation of this Order.
Dated: April ______, 2017
Wilmington, Delaware
THE HONORABLE KEVIN GROSS
UNITED STATES BANKRUPTCY JUDGE
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EXHIBIT B
GERSHBEIN DECLARATION
Page 1 of 95
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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re:
SUNGEVITY, INC., et al.,1
Debtors.
)
)
)
)
)
)
)
)
)
Chapter 11
Case No. 17-10561 (KG)
Jointly Administered
DECLARATION OF EVAN GERSHBEIN
I, Evan Gershbein, being duly sworn, state the following under penalty of perjury:
1.
I am the Vice President of Corporate Restructuring Services at Kurtzman Carson
Consultants LLC (“KCC”), whose offices are located at 2335 Alaska Avenue, El Segundo,
California 90245.
2.
I am authorized to submit this declaration (the “Declaration”) in support of the
Debtors Application for Entry of an Order Authorizing the Employment and Retention of
Kurtzman Carson Consultants LLC as Administrative Advisor for the Debtors Nunc Pro Tunc to
the Petition Date (the “Application”).2
KCC’S QUALIFICATIONS
3.
KCC specializes in providing comprehensive chapter 11 administrative services,
including noticing, claims processing, balloting, and other related services critical to the effective
administration of chapter 11 cases. Indeed, KCC has substantial experience in matters of this size
1
The Debtors in the above-captioned chapter 11 cases, along with the last four digits of each Debtor’s federal tax
identification number, are: Sungevity, Inc. (4328), Sungevity SD, LLC (4847), Sungevity Development, LLC
(0323), and Sungevity International Holdings LLC (5598). The principal place of business for each of the Debtors
is 66 Franklin Street, Suite 310, Oakland, CA 94607.
2
Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Application.
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and complexity, and has acted as administrative advisor in many large bankruptcy cases filed in
this district.3
SERVICES TO BE PROVIDED
8.
Pursuant to the Services Agreement and this Application, the Debtors seek to
retain KCC to provide, among other things, the following bankruptcy administrative services, if
and to the extent requested:
a. assisting with, among other things, solicitation, balloting, and tabulation and
calculation of votes, as well as preparing any appropriate reports, as required
in furtherance of confirmation of chapter 11 plan(s) in these Cases;
b. generating an official ballot certification and testifying, if necessary, in
support of the ballot tabulation results;
c. gathering data in conjunction with the preparation, and assisting with the
preparation, of the Debtors’ schedules of assets and liabilities and statements
of financial affairs;
d. providing a confidential data room;
e. managing any distributions pursuant to a confirmed chapter 11 plan; and
f. providing such other claims processing, noticing, solicitation, balloting, and
administrative services described in the Services Agreement, but not included
in the Section 156(c) Application, as may be requested from time to time by
the Debtors.
3
See, e.g., In re IMX Acquisition Corp., Case No. 16-12238 (BLS) (Bankr. D. Del. Nov. 2, 2016); In re Vestis
Retail Grp., LLC, Case No. 16-10971 (LSS) (Bankr. D. Del. May 11, 2016); In re Sports Auth. Holdings, Inc., Case
No. 16-10527 (MFW) (Bankr. D. Del. Mar. 24, 2016); In re Haggen Holdings, LLC, Case No. 15-11874 (KG)
(Bankr. D. Del. Oct. 13, 2015); In re Cal Dive Int’l, Inc., No. 15-10458 (CSS) (Bankr. D. Del. Apr. 6, 2015); In re
FCC Holdings, Inc., No. 14-11987 (CSS) (Bankr. D. Del. Mar. 6, 2015); In re Source Home Entm’t, LLC, No. 1411553 (KG) (Bankr. D. Del. July 18, 2014); In re Dolan Co., No. 14-10614 (BLS) (Bankr. D. Del. Apr. 15, 2014);
In re Sorenson Commc’ns, Inc., No. 14-10454 (BLS) (Bankr. D. Del. Mar. 4, 2014); In re Physiotherapy Holdings,
Inc., No. 13-12965 (KG) (Bankr. D. Del. Dec. 18, 2013); In re Synagro Techs. Inc., No. 13-11041 (BLS) (Bankr. D.
Del. May 23, 2013); In re Otelco Inc., No. 13-10593 (MFW) (Bankr. D. Del. Apr. 18, 2013); In re Ormet Corp., No.
13-10334 (MFW) (Bankr. D. Del. Mar. 20, 2013). Because of the voluminous nature of the orders cited herein, they
are not attached to this Application. Copies of these orders, however, are available on request.
2
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COMPENSATION
4.
The fees KCC will charge in connection with its services to the Debtors are set
forth in the Services Agreement. The Debtors respectfully submit that KCC’s rates are
competitive and comparable to the rates KCC’s competitors charge for similar services.
Furthermore, the Debtors believe KCC’s rates are reasonable given the quality of KCC’s services
and KCC’s prior bankruptcy expertise. Additionally, KCC will seek reimbursement from the
Debtors for reasonable expenses in accordance with the terms of the Services Agreement
5.
Prior to the Petition Date, the Debtors provided KCC a retainer in the amount of
$20,000. Although certain expenses and fees may have been incurred but not yet applied to the
retainer, such amounts, if any, would be less than the balance of the retainer as of the Petition
Date. KCC seeks to hold such retainer under the Services Agreement during the cases as security
for the payment of fees and expenses incurred under the Services Agreement.
6.
KCC intends to apply to the Court for allowance of compensation and
reimbursement of out-of-pocket expenses incurred after the Petition Date in connection with the
services it provides pursuant to this Application, as administrative advisor in these Cases, subject
to Court approval and in accordance with the applicable provisions of the Bankruptcy Code, the
Bankruptcy Rules, the Local Rules, and further orders of the Court.
DISINTERESTEDNESS
7.
In connection with the preparation of this Declaration, I caused to be submitted
for review by KCC’s conflicts system the names of all known potential parties in interest (the
“Potential Parties in Interest”) in these Cases. The list of Potential Parties in Interest is attached
hereto as Exhibit I. The results of the conflict check were compiled and reviewed by employees
of KCC under my supervision.
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Based on the results of the conflict check, KCC is a “disinterested person,” as that
term is defined in section 101(14) of the Bankruptcy Code, in that KCC and its professional
personnel:
a. are not creditors, equity security holders, or insiders of the Debtors;
b. are not and were not, within two years before the date of the filing of these cases,
directors, officers, or employees of the Debtors; and
c. do not have an interest materially adverse to the interests of the Debtors’ estates
or any class of creditors or equity security holders, by reason of any direct or
indirect relationship to, connection with, or interest in, the Debtors.
9.
If KCC’s proposed retention is approved by the Court, KCC will not accept any
engagement or perform any service for any entity or person related to these cases, other than the
Debtors, without the prior approval of the Court. KCC may, however, provide professional
services to entities or persons that may be creditors or parties in interest in these cases, which
services do not relate to, or have any direct connection with, these cases or the Debtors.
10.
KCC represents, among other things, that:
a. it will not consider itself employed by the United States government and shall not
seek any compensation from the United States government in it capacity as
Administrative Advisor;
b. by accepting employment in these Cases, KCC waives any right to receive
compensation from the United States government in its capacity as Administrative
Advisor;
c. in its capacity as Administrative Advisor, KCC will not be an agent of the United
States and will not act on behalf of the United States; and
d. KCC will not employ any past or present employees of the Debtors in connection
with its work as Administrative Advisor in these Cases.
11.
To the best of my knowledge, neither KCC nor any of its personnel have any
relationship with the Debtors that would impair KCC’s ability to serve as Administrative
Advisor. The Debtors have many creditors, and accordingly, KCC may have rendered and may
4
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continue to render services to certain of these creditors. KCC has not and will not represent the
separate interests of any such creditor in these cases, and given its neutral position as claims and
noticing agent or administrative advisor in many cases, KCC does not view such relationships as
real or potential conflicts. Additionally, KCC employees may, in the ordinary course of their
personal affairs, have relationships with certain creditors of the Debtors. For example, one or
more of KCC’s employees may have obligations outstanding with financial institutions that are
creditors of the Debtors or may have used the Debtors’ services.
12.
KCC is an indirect subsidiary of Computershare Limited. Computershare Limited
is a financial services and technologies provider for the global securities industry. Within the
Computershare Limited corporate structure, KCC operates as a separate, segregated business
unit. As such, any relationships that Computershare Limited and its affiliates maintain do not
create an interest of KCC that is materially adverse to the Debtors’ estates or any class of
creditors or equity security holders.
13.
In addition, to the best of my knowledge, information, and belief and in
accordance with Bankruptcy Rule 5002, neither I nor any personnel at KCC is a relative of the
United States Bankruptcy Judge assigned to these Cases, and KCC does not have a connection
with such United States Bankruptcy Judge that would render its retention in these Cases
improper. Further, in accordance with Bankruptcy Rule 2014, KCC does not have any
connection with the United States Trustee or any persons employed by the United States Trustee.
14.
To the best of my knowledge and except as disclosed herein, KCC neither holds
nor represents any interest materially adverse to the Debtors’ estates in connection with any
matter on which it would be employed and is a “disinterested person” within the meaning of
section 101(14) of the Bankruptcy Code, as required by section 327(a) of the Bankruptcy Code.
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15.
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Should KCC discover any relevant facts or relationships bearing on the matters
described herein, KCC will use reasonable efforts to promptly file a supplemental declaration
with the Court.
INDEMNIFICATION
16.
As part of the overall compensation payable to KCC under the terms of the
Services Agreement, KCC is entitled to certain indemnification obligations, which are described
in detail in the Services Agreement. Specifically, the Services Agreement provides that the
Debtors will indemnify and hold harmless KCC, its subcontractors, and their respective
personnel under certain circumstances specified in the Services Agreement. KCC has, however,
agreed to the modifications described in the Proposed Order attached as Exhibit A to the
Application.
Pursuant to 28 U.S.C. § 1746, I declare under penalty of perjury that the foregoing is true
and correct.
Dated: March 23, 2017
By:
6
/s/ Evan Gershbein
Evan Gershbein
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Schedule 1
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Schedule 1
List of Schedules
Schedule
Category
1(a)
1(b)
1(c)
1(d)
1(e)
1(f)
1(g)
1(h)
1(i)
1(j)
1(k)
1(l)
1(m)
1(n)
1(o)
1(p)
1(q)
1(r)
1(s)
Debtors
Non-Debtor Affiliates
Creditors
Lenders
Current and Former Officers and Directors
[reserved]
Governmental and Regulatory Authorities
Insurance Providers
Major Third Party Administrators
Litigation Parties
[reserved]
Major Equity Holders
Significant Leaseholders
Taxing Authorities
Vendors
Utilities
Contract Counterparties
Non-Debtor Professionals
Judges of the United States Bankruptcy Court for the District of
Delaware
Office of the United States Trustee
Other Potential Parties in Interest
1(t)
1(u)
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Schedule 1(a)
Debtors
1.
2.
3.
4.
Sungevity, Inc.
Sungevity SD LLC
Sungevity Development, LLC
Sungevity International Holdings LLC
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Schedule 1(b)
Non-Debtor Affiliates
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
Sungevity International B.V.
Sungevity UK Ltd.
Sungevity Netherlands, B.V.
Sungevity Belgium BVBA
Sungevity Arch, LLC
Sungevity Belgium BVBA
Sungevity Cardinal LLC
Sungevity Citi Lessor, LLC
Sungevity Financial Services, LLC
Sungevity Gotham, LLC
Sungevity Greenwich, LLC
Sungevity Greenwich Lessor, LLC
Sungevity Short Hills 2012, LLC
Sungevity USB Residential 2010, LLC
Sungevity USB Residential 2011, LLC
Sungevity USB Residential 2012, LLC
Sungevity USB Residential Lessee 2010, LLC
Sungevity USB Residential Lessee 2011, LLC
Sungevity USB Residential Lessee 2012, LLC
Firststar Development LLC
3
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Schedule 1(c)
Creditors
Top 20 Largest Creditors
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
Eastern Sun Capital Partners, LLC
Trina Solar (U.S.) Inc.
SolarEdge Technologies, Inc.
Mario Palumbo
Orrick, Herrington & Sutcliffe LLP
CCM Solar, LLC
Lowe’s Companies, Inc.
SharesPost 100 Fund
Stephen R. Polk Rev TR U-A-D 2-17-84
Dinwoodie Meservey Family Trust
MHA Trust, LLC
LG Electronics U.S.A., Inc.
Greener Capital Partners II, LP
Easterly Acquisition Corp.
BDO USA, LLP
CFGI Holdings, LLC
James S. Sandler as Trustee under the James Sandler Revocable Trust
Locus Energy
Anthem Blue Cross
Google Inc.
Creditors from Lien Search Results
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
Bridge Bank, National Association
U.S. Bank Equipment Finance
Dell Financial Services L.L.C.
Brightpath Capital Partners, LP
CPF Capital & Trading, LLC
Energy Capital Partners Mezzanine Opportunities Fund A, LP
Everbank Commercial Finance, Inc.
VAR Resources, Inc.
Brightpath Capital Partners, LP, as Collateral Agent
SMA America, LLC
NFS Leasing, Inc.
People’s United Bank
Garic, Inc.
MB Financial Bank, N.A.
Hercules Technology Growth Capital, Inc., as Agent
Hercules Capital, Inc.
Hercules Capital, Inc., as Agent
4
Case 17-10561-KG
18.
19.
20.
Doc 103-3
Apollo Investment Corporation
MMA Energy Capital, LLC
MHA Trust LLC
Current and Recent Employees
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
Ackley, Roger L.
Adams, Annika P.
Adelman, Andrew
Aguilera, Oscar
Ahlf, Monica G.
Akerson, Stephen
Aksenova, Kristina
AlBarazi, Hana
Aleksandrov, Gennadiy A.
Allen, Charles W.
Allen, Katina C.
Anantha, Madhuri
Anderson, Christopher J.
Anderson, Kenneth E.
Andrade, Jeremy A.
Anne, Anitha
Archa, Michael L.
Arechiga, Enrique
Arenas Garcia, Maria M.
Arnstein, Allison
Asser, Roxanne M.
Atherton, Stephen
Ayers, Valon R.
Ayler, Luke D.
Bacon Jr., Vinton W.
Badaracco, Clare M.
Bailey, Joseph N.
Bajpai, Shivank
Baker, Heidi A.
Baker, Henry H.
Ball, Tyler T.
Balzano III, Michael
Bankole-Jones Jr., Louis A.
Barbosa, Robert C.
Barickman, Daniel W.
Barker-Benfield, Matthew
Barkoff, Robert H.
Barnjum, Shaun F.
Baucus, Michael K.
Bealmear, Michael T.
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42.
43.
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46.
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Doc 103-3
Becker, Lisa C.
Bell, Courtney L.
Bell, Daniel
Bell, Vincent M.
Beltran, Erelyn F.
Bendetti, Dillon R.
Bennett, William G.
Benza, Nicholas A.
Bettilyon, Ryan M.
Bilir-Flock, Andrew
Birch, Andrew
Blair III, Philip J.
Blair, John J.
Blanc, Karen M.
Bland, Nicole L.
Boggs, Mark
Bolger, Timothy
Bonino, Nicole L.
Bonn, Carey M.
Boom, Alexander W.
Boston, Holly N.
Botana, Philip J.
Bottorff, Amory N.
Branagan, Sean P.
Brandt, Kristin K.
Brasunas, Anthony
Breeding, James M.
Brehm, Eric G.
Brenna, Ashley N.
Brewer, Morgan
Brotze, Matthew W.
Brough, Zachary D.
Brown, Robert E.
Browne, Janna S.
Brownfield, Porscha N.
Broyles, Steven J.
Brunel, Jordan T.
Bryan, Leigh K.
Budenz, Kyle T.
Buenrostro, Hector
Butcher Jr., Rebekah J.
Cabal Lachman, Alvaro A.
Calandro-Jason, Krishan
Calderaz, Matthew J.
Callihan, Jessica
Campbell III, William N.
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87.
88.
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90.
91.
92.
93.
94.
95.
96.
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98.
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Doc 103-3
Canter, Corban S.
Cantil-Voorhees, Ayaire C.
Carby, Eric J.
Cardona, Christian A.
Carlson, Ian
Carrillo, Daniel A.
Carroll, Christina E.
Cave-Horn, Carie L.
Caven, Kara M.
Ceja Gonzalez, Victor M.
Chan, Jenifer
Chen, Erik
Chen, Jie
Chen, Kelly
Cheron, Raymond
Cheruvu, Sirisha V.
Chin, Angus
Chintalapati, Himabindu
Choudhary, Kalpana
Chowning, Derek S.
Christensen, Jon N.
Chun, Alexander B.
Cira, Austin G.
Clark, Christopher D.
Clark, Elizabeth B.
Cleland, Jeffrey
Cline, Casey R.
Cohle, Rosanna L.
Combes, Genevieve C.
Connolly, Christian
Conroy, Richard J.
Correia, Antonio M.
Cottam, Marisa J.
Cox, Joshua
Cox, Justin
Crane, Patrick
Cranston, Bryan M.
Cribbs, A Z.
Crofford, Alyssa M.
Cronin, Joseph
Cross, John C.
Cruz, Divante A.
Cubric, Dario
Cuerington, Samantha F.
Cunningham, James J.
Curley, David
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134.
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Doc 103-3
Curran, Nance S.
Curry, Scott T.
Dahlberg-Seeth, Nicole A.
Dakof, Jay
Dalcino, Katherine R.
Dalton, Patricia A.
Dang, Tiffany
Danielson, Kevin D.
De Campos Matos, Lindiney A.
Dean, Jeramiah
Dean, Matthew
Debardelaben, Matthew C.
DeCoteau, Wayne D.
Deeb, Angela L.
del Rosario, Ryan
De-Medonsa, Yuval
DePina, Emanuel
Derain, Danny L.
Diaz Jr., Raymond A.
Diaz, Michael
Dickson, Jonathon C.
Dillon, Shawn
Dinh, Huy
Dixon, Max M.
Dollarhyde, Kate E.
Dornon, Amanda M.
Douglass, Tiffany A.
Dovale, Jill
Dower, David A.
Doyle, William J.
Duff, Meghan F.
Duffy, Diane P.
Duisman, Amanda K.
Dunlap, David
Dunn, Jeffrey A.
Durant, Kenneth N.
Duvall, Mary E.
Dye, Jason C.
Dykhuizen, Adam L.
Eberhardt, Adam
Edafetanure-Ibeh, Ufuoma K.
Edwards, Stephen L.
Edwing, Frank J.
Eggert, Zachary S.
Emberton, Jesse M.
Enos, William G.
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Doc 103-3
Erickson, Margaret
Erickson, Shawn M.
Escobedo, Franc A.
Essex, April M.
Estes, Jonathon A.
Evans, Cathy D.
Evans, Eric G.
Everley, Shannon M.
Evonishon, Alan G.
Ezeagwula, Chinedum E.
Ezeonu, Hamilton E.
Fattig, Eric
Faulkender, James M.
Feather, Michael K.
Federer, Zachary D.
Federico, Joseph P.
Feeg, Megan A.
Feinstein, Todd I.
Felix, Fernando
Fellows, Shannon
Fields, Alan F.
Fierro, Angel G.
Fiorello, Paul
Fishler, David
Fishman, Yaron
Fitzgerald, Cliff
Flandermeyer, Sean A.
Florentine, Barbara J.
Follin, Terry M.
Frame, Ryan M.
Franz, Claire C.
French, Julian D.
Frenzen, Kira P.
Friede, Elizabeth T.
Fritz, John W.
Fullard, Cedric J.
Galloway, Heath
Gallu Jr., Christopher T.
Gallup, Janet K.
Gangel, Arthur
Gasior, Oliver W.
Gasparini, A S.
Gaudreau, Brian N.
Gavar, Kelcey
Geller, Jason R.
George, Colleen
9
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Doc 103-3
Gerken, John P.
Giancaspro, Peter
Gillala, Sravanthi
Gizzi, Nicholas G.
Gleason, Vanessa M.
Glennon, Morgan A.
Glincman, Michael J.
Goati, Srikanth
Golding, Chrissy M.
Goldstein, Elliot A.
Gomez, Sergio M.
Goncalves, Juary M.
Gonzales, Lucas M.
Gonzales, Ramon M.
Gonzalez Ollarzabal, Eliseo
Gonzalez, Andrew E.
Goodrich, Anne M.
Goralik, Michael S.
Gordon, Bryan J.
Govindan Kutty, Sowmiya
Graf Ph.D., Peter G.
Graham, Susan M.
Grant, Geoffrey R.
Gray, Robert E.
Greene, Kevin
Greene, Rosalee
Gregory, Sandra T.
Greiner, Martin
Gremel, Ashley V.
Griego, Jennifer S.
Griswold, Kelly L.
Gunsorek, Megan J.
Gunter, Marie
Guzman, Marilyn P.
Hachmeister, Stephanie L.
Hamer, Andrew D.
Hamilton, Douglas
Hancock, Cole T.
Hanna, Chris
Harbaugh, Melissa S.
Hardman, Thomas
Hariharan, Sam C.
Harris, David
Hays, Jack B.
Hazelrigg, Blake A.
Heid, Mark A.
10
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Doc 103-3
Heinze, Michael D.
Hensley, Jonna R.
Hernandez, Lauren
Hernandez, Samuel
Hikisch, Dermot C.
Hilton, Diana L.
Ho, Alex
Hodges, Thomas A.
Holland, Matthew B.
Holt, Christa M.
Horner, Matthew
Hosterman, Scott H.
Hostetler, Ryan S.
Hovick, Jessica A.
Howard, Sarah A.
Hoyos Aristizabal, Diego
Hrihorciuc, Camelia E.
Huerta, Raul S.
Huffine, Jason D.
Hull, Andrew M.
Hult, James J.
Hunko, Laura L.
Hunter, Ryan D.
Husseini, Mohammad K.
Hyde, Courtney
Iamranond, Brian
Ichikawa, Roy
Imafidon I, Festus N.
Imose, Kristin M.
Ivins, Carrie A.
Jackson, Dominic E.
Jacob, Carolyn P.
Jacobs, Allan S.
Jaffe, Joss
Janowski, Thomas J.
Jaramillo, Ryan
Jaros, Jasmine P.
Joaceus, Raymond D.
Johnson, Brett E.
Johnson, Kelly A.
Johnson, Robert E.
Johnson, Vernon D.
Joines, Scott A.
Jonas, Sandra K.
Jones, Kamilah R.
Jones, Lukas D.
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Doc 103-3
Jones, Olga
Joy, Matthew L.
Karlen, Erick
Karleskind, Audrey M.
Kazberuk, Marta
Keith, Tania L.
Keller, Cassie M.
Kelley-Widmer, David M.
Kelly, Jeffrey R.
Kelly, Thomas J.
Kennedy, Danny
Khadje Nassiri, Sean
Khan, Huma F.
Khan, Muhammad H.
Kilgore, Bradley R.
Kim, Eddie W.
Kincaid, Kirk D.
Kinchen Jr., Ronald C.
King, Dosie D.
King, Joni A.
Kingman, Merit A.
Kirn, Rosanne
Kiyomura, Gail
Klatt, Jeffrey
Klein, Teresa
Kobervig, Carolyn P.
Kollar, Marc S.
Kong, Darlene
Kopp, Gregory P.
Koth, Nancy K.
Kraner Jr., Willaim L.
Krause, Michael R.
Kuckovic, Zlatan
Kunhardt, Peter M.
Kunkel, Brennan G.
Kunkel, Jeremy
LaBrunda Jr., Sylvester L.
Lac, Hung E.
LaDelfa, Steven G.
LaHue, Patrick D.
Lakin, Gerard T.
Lally, Ian J.
Lam, Jeffery W.
LaMarre, Evan A.
Lamendola, Robert
Landes, Jeffrey M.
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Doc 103-3
Landes, Zachary L.
Lane, Kayla A.
Larios, Alexander L.
Lasater, Julia L.
Lashbrook, Seth G.
Laurion, Catelin E.
Lawn, Peter
LeCount, Jason E.
Lee, Ken
Lefear, Cherie A.
Leon, Paul M.
Lester, Leo A.
Leunig, Gregory L.
Levet, Maxim
Liles, Anna N.
Lipps Jr., Timothy F.
Logan, Cameron J.
Long, Ronald K.
Long, Wende
Lopez Jr., Marco A.
Low, Terence G.
Luevano, Miguel
Lybeck, Douglas R.
MacBride, John R.
Macias, Matthew L.
Maguire, Patrick
Mahan, Daniel P.
Mak, Shirley
Makkar, Deepesh
Manalac, Francisco
Mandel, Daniel L.
Manson, Matthew P.
Marcelin, Regis
Marks, Tasha
Martin, Loretta S.
Martinez, Frankie J.
Martinez, Mario V.
Martinez, Rodrigo G.
Marzan, Pauline H.
Masi, James
Masini, Mark A.
Mason, Robert
Mateo, Gina M.
Matos, Mark
Mattlin, Ronald T.
May, Joshua J.
13
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Doc 103-3
McAfee, Sean M.
McBride, Victoria C.
McDonald, Killian M.
McDuff, Michelle A.
McGaughey, Sean
McGuigan, Andrew M.
McKenzie, Ryan N.
McKinzey, Kristi L.
McMican, Evan A.
Mcmurray, Bryan
McNamara, Jessica K.
Meier, Mark M.
Meisterling, Marissa N.
Melish, Sara E.
Mendetta, Jaclynn
Mendieta, Vanessa I.
Metrick, Nicholas T.
Miedel, Douglas R.
Miller Jr., George W.
Miller, Daniel
Miller, Derrick A.
Miller, John-Michael
Miller, Michael C.
Mimms, Sally W.
Mize, Daniel D.
Mizes, Allen J.
Mizony M.D., Camille B.
Mogavero, Carlo L.
Monaghan, Ryan P.
Monteiro, Ana Z.
Montgomery, Clarissa G.
Moore, Maxwell A.
Moore, Timothy A.
Morales, Monica A.
Moran, Juan E.
Moreno, Cristian B.
Morgan, David A.
Morgan, Mark C.
Morgan, Sloane
Morgester, John W.
Moros, Daniel
Morris, Ashley F.
Morris, Leah M.
Morrison, Kyle M.
Moscicki, Paul A.
Moses, Sean M.
14
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Doc 103-3
Filed 03/23/17
Muhammad, Kyesha
Mulder, Steven J.
Munoz, Maria
Muroya, Krystian
Murphy, Christopher
Murphy, Ryan C.
Murrell-Bobo, Kahtea M.
Murro, Alessandro
Myslewski, Carolyn
Nadanasabapathy, Vishnu Boopathy
Naderi, Nadia
Naegele, Ryan M.
Najafi, Vahid
Nelson, Derek R.
Newman, Rachel
Newsted, Robert W.
Ng, Corissa V.
Ngo, Tony
Nguyen, Nicole M.
Nix II, Clifton L.
Noack, Clayton N.
Nobel, Elizabeth E.
Noviasky, Andrew M.
Ofiara, Chad J.
O'Leary, John S.
Olsen, Chelsey E.
Onukogu, Steven I.
Ordona, John
Orlt, Roman M.
Osmer, Justin W.
Owens, Zachary W.
Pacheco, Jordan
Paddack, Garet
Palmer, Chase D.
Parentin, Molly M.
Parisi, Jennifer L.
Parker, David
Parker, Michael
Pascoe, William
Pavelle, Emily C.
Payes, Diane M.
Pearson, Hilary
Pelat, Michael
Penn, Bryan
Pentella, Richard
Penticoff, Leslye
15
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Doc 103-3
Pereira, Daniel B.
Persing, Randall S.
Peterson, Alexandria M.
Peterson, Jayson M.
Peterson, Tracy A.
Petrich, Ian
Phouangphet, Jesse
Pineda, Albert
Pineda, Dino B.
Pineux, Nora
Pluche, Herve J.
Polonsky, Svetlana
Poon, Victor
Post, Alana L.
Potts, Randolph
Pourbayat, Sheila K.
Powell, James A.
Powers, Lance Y.
Prakasam, Suresh Babu
Price, Felicia M.
Prieto Jr., Heriberto
Prisco, Vincent A.
Pryor, Adam G.
Pulluri, Saritha
Quintana, Angelo J.
Rainey, Carolyn G.
Rainville, Blake
Ramirez, Jose A.
Rapisarda, Joseph J.
Rasmussen, Joseph M.
Rasmussen, Sarah B.
Rathjen, Jeremy M.
Raymond, Aaron M.
Reed, Tiffini Shantay S.
Rehor, Douglas R.
Rehor, Kristen R.
Reisbig, Dawn R.
Reisman, Sandra
Renken, Jeremiah L.
Renken, Joshua L.
Resneck, Joshua D.
Resnick, Stephanie
Rinehart, Eugene R.
Rinz, Mark W.
Ritrovato, Kyle M.
Rizzuto, Michael V.
16
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Doc 103-3
Robbins, Christopher M.
Robertson, Bonnie B.
Robertson, Gavin A.
Rodd, Nancy
Rodrigues, Michelle
Romero, Edward H.
Ronning, Benjamin S.
Roque, Theresa
Rosenthal, Melissa R.
Roy III, Gideon C.
Rubeo, Joseph J.
Rugaard, Connor A.
Rushforth, Elizabeth K.
Russell, John
Saint-Prix, Andrea M.
Sakellariadis, Anna E.
Salazar Gallegos, Jose M.
Salotti, Pauline
Sanchez, Terry A.
Sander, Thomas K.
Sandhu, Gaganpuneet
Sanetra, James
Santana, Martha
Santos, Julio R.
Sargent, Harry N.
Sarshar, Seyed E.
Sauvageau, Ian F.
Savage, Dijnae
Savoy, Maria A.
Scarola, Peter
Schafer, Justin F.
Schoelzel, Tyson C.
Schoffstall, Robert A.
Schultz, Mark
Schwall, Matthew R.
Schweikert, Walter
Sconce, Jason
Scott IV, Arthur G.
Scuderi, Anna
Seamon, Jesse N.
Seelam, Nitin R.
Shannon, Lacrecia D.
Shannon, Ryan
Sheehan, Christy A.
Shellhamer, Emily R.
Shelton II, Robert L.
17
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Doc 103-3
Shepherd, John W.
Sherman, Emily C.
Sherman, Justin
Sherwin, Spencer
Shoop-Cohen, Nicolas G.
Shull, Dustin T.
Sicord, James J.
Siler, Joshua B.
Simonton, Angela L.
Singh, Pranay R.
Singh, Ritika
Slack IV, Austin B.
Smith, Deanna L.
Smith, Jacob N.
Smith, Jared I.
Smith, Jodenny A.
Smith, Lindsey V.
Smith, Nicole R.
Snow, Stephen T.
Sobul, Jeffrey A.
Solis, Michael
Souders, Harmony F.
Souders, Travis J.
Spencer, Janyce A.
Spivey, Eric
Staley, Adam J.
Stanfield, Gill
Stanke, Mirela
Stark, Todd W.
Steel, Simon C.
Steele, Grayson H.
Steinbach, Cody A.
Stewart, Daniel J.
Stewart, Matthew S.
Stockton, Eugene R.
Straim, Cory M.
Strong, Sean M.
Sudduth, Lela C.
Sullivan, Amber D.
Sullivan, Janaki
Surana, Rakesh
Sweeney, Elisabeth G.
Szczucinski, David A.
Taddeo, Pietro
Tamhaney, Parth V.
Tanner, Julia E.
18
Filed 03/23/17
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Doc 103-3
Taranchenko, Roman
Taylor, Nile S.
Terrazas, Larissa M.
Teynor, Martin C.
Tharathattel, Luke J.
Thompson III, Edward P.
Thompson, Roosevelt Q.
Thornburgh, Max G.
Thurston, Nathan
Tillman, David W.
Tkacs, Aarron F.
Tomasulo, Michael V.
Torres, Maria
Travers, Ashley L.
Triebel, Matthew E.
Trott Jr., Nathaniel
Trujillo, Alicia M.
Trujillo, Erik
Turner, Cole R.
Tuszynski, Steve R.
Ulloa, Sara N.
Urban, Kyle P.
Urbano, Salvatore A.
Vaida, Aliza S.
van Dijk, Rik
Van Kirk, Kraig E.
Vansickle-Ward, Andy
Varney, Virginia M.
Vasquez, Jaime G.
Vaughan, Jason M.
Vaughn, Bill
Vemuri, Sai K.
Ventura, John J.
Vernon, Sean D.
Vilenchik, Aleksandr
Villafuerte, Joseph Philippe D.
Villarreal, Ricardo A.
Vinson, Peyton R.
Voelker Jr., Ernest F.
Voreyer, Joseph
Wajid, Usman
Walker Jr., Richard A.
Wallen, Lara J.
Walthers, Melissa
Wanamaker, Matthew L.
Wander, Jessica
19
Filed 03/23/17
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Doc 103-3
Warn, Nolan R.
Watanabe, Marie E.
Watson, Emily J.
Webb, Garrett L.
Webb, Yekaterina
Weiss, Michael P.
Weisz, Eric I.
Welds, Michelle P.
Wells, Kenneth L.
Wells, Tonya A.
Wheatley, Christopher
White, Matthew R.
Wiedeman, Mark
Williams, Jefferson R.
Williams, Peter A.
Willis, Phares
Willmore, Alexander S.
Wilson, Jason M.
Winters, Aaron P.
Wisemore, Erin M.
Wolff, Frederick P.
Wood, Christopher A.
Wortman, Charles J.
Wright, Aaron A.
Wu, Kevin
Xenos, Michael S.
Yerkes, Shawn
Zakharevich, Andrei
Zakim, Robert H.
Zanes Jr., William L.
Zheng, Gina Y.
Zubriski, John J.
Zuver, Erich W.
Taxes
1.
2.
3.
4.
5.
6.
7.
California (Board of Equalization)
New York State
Colorado State
Delaware State (Franchise)
California (Franchise)
City of Berkeley
City of Oakland
20
Filed 03/23/17
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Doc 103-3
Filed 03/23/17
Creditors From Accounts Payable List
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Aaron Folman
Aaron Lim
Abraham Resendiz
Abramson Carpentry LLC
Accountemps
Adam Hollis
Addie Hogan
Adesh Kumar Agarwal
Adriana Cano
Adrian Payne
Aerotek Inc.
Agosto Inc
Aisling Hill Connor
Alan Piolatto
Albert Stracciolini
Alexis Aldaz
Alfredo P Gonzales
Allen Chang
Allen Lao
Allen Liu
Allen Lo
All Bay Solar
All Energy Solar Inc
All Seasons Roofing and Waterproofing Inc
All Show Services
Alma Palazzolo
Alternative Power & Electric
Alton C Morton Jr
AltSys Solar Inc.
Alvin Ng
Amanda Knox
Amazing Light Electrical Building & Electrical, LLC
Amazon Web Services, Inc.
Amber Jayanti
Ambrocio Garcia
American Consumer Shows LLC
American Council On Renewable Energy
American Energy Consultants
American Express
American Green Energy, Inc.
American Ratings Corportation
Amgad Amir
Amit Gupta
Amparo F Nepomuceno
21
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Doc 103-3
Amritpal Dahb
Amy P Jasman
Anca Solar
Andrea V Ruiz
Andrew E Schultz Jr
Andrew Rosenberg
Angela L Meszaros
Angelica Paredes
Angelo G. Cappos
Anissa Williams
Anita Pat Palmonari
Anna D'Ambrosio
Anna Serda
Annette Sellers
Ann Latimer
Anol S Abraham
Anthony Garcia
Anthony J Watkins
Anthony L. Haskins
Anubhava Shrivastava
Apolonio R Santiago
Ariel Nahmias
Arthur C Ebert Jr
Arun Rajendran
Asante Weupe
Ashish Gawarikar
Ashwin Kamath
Atlantic City Electric
Audra M Booth
Audrianna Monroe-Seifert
Austin Jones
Authentic Bagel Company
ABB - Power One
AEE SOLAR
ATT
AWS Electrical & Solar Inc.
Backupify Inc.
Banc of America Leasing
Barbara Damico
Benedict Fox
Benjamin M Levine
Benjamin Vorspan
Benny Butler
Best Western Plus
Beth Italia
Bill's Tropical Greenhouse
22
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Doc 103-3
Filed 03/23/17
BirdEye Inc
Bitly Inc
Bonita Wilson
Box Inc.
Bradford S. Simonsen
Brandon Breza
Brandon Luce
Brandon Wood
Brendon J Whateley
Brian Holmes
Brian Pierce
Brian Romero
Brian S Fitzpatrick
Bridge Bank
Brightpath Capital Partners, LP
Bright Planet Solar Inc
Brigid Monaghan
Brooke Rutledge Rudas
Brooklyn Academy Roots
Bryan Christopher Hollifield
BALAJI RAMAMOORTHY
BDO USA, LLP
BGE
BODMAN PLC
BVOH LLC
Cadwalader, Wickersham & Taft LLP
California Solar Energy Industries Association
Calvin Young
Cannon Street, Inc.
Carlos Joseph
Carol C Elwood
Carol H. Kracke
Carol J Heap
Carol Menasse
Carrie Darling
Carrie Kartman
Casper Knoetze
Castle Events LLC
Catalina C Van Boxtel
Certified Safe Electric Inc
Chadbourne & Park, LLC
Chan Le
Charles J Allen Jr
Charles K Setor
Cheryl L Walker
Cheryl Wilson-Clark
23
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Doc 103-3
Chime Gyatso
Chirag Parekh
Christie Latour
Christina Encarnacion
Christina M Burress
Christine Molano
Christine Prosser
Christopher M Carnelli
Christopher Phraner
Christopher Yamada
Chris Leary
Citadel Roofing and Solar
Citizen Relations LLC
Citrix Online, LLC
CityLeaf
City of Cathedral City
City of Culver City
City of Cypress
City of East Palo Alto
City of Encinitas
City of Goodyear
City of Hayward
City of Huntington Beach
City of La Quinta
City of Moreno Valley
City of Ontario
City of Palm Desert
City of Pinole
City of Pittsburg
City of Santa Clara
City of San Clemente
City of San Leandro
City of South San Francisco
City of Tucson
City of Tustin
City Electric, Inc
Claire Hawley
Claude Reynolds
Clean Energy Experts
ClearSlide, Inc.
Clicktools Inc
Clifford Palmer
Cliff Keith
Clinton Miller
CloudHealth Technologies, Inc
Cobalt LLP
24
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Doc 103-3
Filed 03/23/17
Colin Yamaoka
Colorado Solar Energy Industries Association
Community Printers Inc
Computers & Tele-Comm, Inc.
Concur Technologies, Inc.
Conney Safety Products LLC
Conrad Fromme
Contact Center Compliance Corporation
Controller's Group, Inc
CoreLogic Information Solutions, Inc.
Costar Realty Information Inc
County Of Nassau
Craigslist
Credo
Credo Mobile
Cristopher Catalla
Crius Energy, LLC
Crowne Plaza Newton
Cumulus
CustomerProphet.com
Custom Roof Company
Cynthia M Frenz
CDW Direct
CFGI Holdings, LLC
CIty of Pleasanton
CIR Electrical Construction Corp.
CSC
CV Partners Inc.
Dale Drinks
Daniel Advogados c/o Bank of America N.A.
Daniel A Rodriguez
Daniel Gervais
Daniel Harralson Coggin III
Daniel J Zywicki
Daniel Kirouac
Daniel McCurdy
Daniel Park
Daniel P Griffin Jr
Daniel R. Kibler
Daniel Smith
Darshan Parikh
David Clarke
David Crowfoot P.E.
David F. Harrison
David J Crossland
David LaVicka
25
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Doc 103-3
Filed 03/23/17
David Longland
David Lynn Teragawa
David Martone
David M Chong
David Paradis
David Parker
David Rivera
David Ruch
David Sonneborn
Decimal Trainer
Delisa Dupree
Dell Financial Services
Demarse Electric Inc. dba Apex Solar Power
Denise Dunham
Denison Parking Inc.
Denis Arthur Dupuis
Dennis DeSimone
Dennis King
Dennis Roy Burns
Dentons US LLP
Derek Harmon
Deshawn Jones
DesignAction Collective
Devlin Contracting and Maintenance Inc.
Dhananjay K Patel
Dhiraj J Shirke
Diane Santillo
Dieu Hoang
Dileep Makhija
Dillingham & Murphy LLP
Dimitri D Murrath
Divine Power USA
Di Wang
DocuSign, Inc.
Donald Grabinsky
Donald Lambert
Donna Dellinger
Donna DiChiara
Donna M Venardos
Donna Pfaff
Donnelley Financial Solutions
Doris "Dot" M Richards
Dorothy Rifai
Douglas Rich
Douglas Saboe
Doyle Al Knirk
26
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Doc 103-3
DriverCheck Inc.
DEBRA S ALLEN
DEMETRIUS E. WILSON
Easterly Acquisition Corp
Eastern Energy Systems Inc.
Edgar Chavez
Edward A Schnee
Edward Innes
Edward Padilla
Edwin Osborne
Ed Berman
Elaine Chapman
Elaine Woolf
Eleanor K Driscoll
Eleanor M Streaker
Element Power Systems Inc.
Elizabeth Blackwell
Elizabeth Kiley
Ellen Morimoto
Emmanuel S Sanico
Empowered By Light
Enayat Moafi
EnergySage, Inc.
Enphase Energy Incorporated
Environmental Charter Schools
Equifax Information SVCS LLC
Eric Grob
Eric K Fledderman
Eric Schuller
Erik Langley
Erik Nicklaw
Erin L Poole
Erin Rust Newman
Ernest J Dube
Ernie Petrosino
Esi G Efseaff
Esperanza F Nolasco
Esther Martinez
Ethan Robertson
Eugene Rhinehart
Eversource
Experian
EAT Club Inc.
ELIZABETH FERREL
EQ Research LLC
Facebook Inc
27
Filed 03/23/17
Page 35 of 95
Case 17-10561-KG
321.
322.
323.
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326.
327.
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364.
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366.
Doc 103-3
Filed 03/23/17
Faraday Inc
Farella Braun & Martel LLP
Fastenal
Fedex Office
FedEx
Fernando Leyva
Festival of Ballooning, Inc.
Fiveboro Solar LLC
Five9 Inc.
Fox Sports College Properties
Francis G Angelo
Frank Jasper
Frank W Henderson JR
Fred Douglas Tranzor
Fresno Home & Garden Show
Fronius USA LLC
Fue Yang
Gabriel S Tonozzi
Gail Crane Knight
Gary K Chang
Gary Scheppelmann
Genability Inc
Genesys Works Bay Area
Genevieve Dy
Genoveva Smith
George Boateng
George Engurasoff
George Livingston
George R Oechsle
Giovanni Rodriguez
Give Something Back
Glassdoor, Inc.
Glenn Hotrum
Glen Capelli
Gloria Vega
Gloria Velasco
Glorivic Fazon-Ruiz
Google Inc.
Go Green Electric, Inc.
Graydon Wetzler
Greensfelder Commercial Real Estate LLC
Gregg A Bilotta
Gregory Lee Colby
Gregory L Colby
Gregory Soutiea
Gursharan S Kahlon
28
Page 36 of 95
Case 17-10561-KG
367.
368.
369.
370.
371.
372.
373.
374.
375.
376.
377.
378.
379.
380.
381.
382.
383.
384.
385.
386.
387.
388.
389.
390.
391.
392.
393.
394.
395.
396.
397.
398.
399.
400.
401.
402.
403.
404.
405.
406.
407.
408.
409.
410.
411.
412.
Doc 103-3
Filed 03/23/17
GHA Technologies Inc
Harry Bien-aime
Harry Cohen
Harvey A Elder
Haseen Haseen
Headland Communications
Heather Erwin
Heidrick & Struggles
HelioPower, Inc.
Henry S Vacek
Highlight Building Maintenance LLC DBA HBM
Hill & Schumacher Patent & Trademark Agents
Hootsuite Media Inc.
Hope McMullen
Humberto Carrasquero
Hung Ngo
HIMIR MODI
Iain Nicklin
Ice-Masters Inc
Imperial Parking (U.S) INC
Indhira Calle
Indiana Bernal
Indicom Electric
Informatica LLC
Innovation Advertising LLC
Irma R. Harris-Horne
IronRidge, Inc.
Ismael Ganthier
Ivan Beltran
Ivan Mendez
Jackie L Franklin
Jack London Square Exisiting(Oakland) Owner LLC
Jack Uppal
Jade Global Inc.
James A Koppenahaver, PE
James A Kulk
James Biddick
James Forance
James F Hammell
James Inserra
James Lee
James L Burns
James L Maxwell
James M Hunsicker
James M Labillois
James P Brown
29
Page 37 of 95
Case 17-10561-KG
413.
414.
415.
416.
417.
418.
419.
420.
421.
422.
423.
424.
425.
426.
427.
428.
429.
430.
431.
432.
433.
434.
435.
436.
437.
438.
439.
440.
441.
442.
443.
444.
445.
446.
447.
448.
449.
450.
451.
452.
453.
454.
455.
456.
457.
458.
Doc 103-3
James Suh
James Toto
Janet R McDonald
Jane Magee
Jan Sacks
Jason Brinkman
Jason Christ
Jason Ewert
Jason Goodale
Javelin Logistics
Javier Mendoza
Jay Patel
Jeanette Young
Jeannine Reynolds
Jefferson Voth
Jeffrey Jones
Jeffrey Nienstedt
Jeffrey Wesson
Jennifer Ann Wright
Jennifer Heyne
Jennifer L Russell
Jennifer Toro
Jeremy Putz
Jesse Munoz
Jessica Gomez
Jessica Spry
Jevel C Will
Jian Ping Zhang
Jie Zhu
Jobvite, Inc.
Joe Molitor
John Bouchard
John Cinosky
John Gearen
John G Addrizzo
John Henrie
John Lundberg
John Nogawski
John Norona
John Odom
John Robert Huckins Sr
John R Whitlow
John Steven Felice
John Vallow
John V Stuppiello
Jonathan Tindall
30
Filed 03/23/17
Page 38 of 95
Case 17-10561-KG
459.
460.
461.
462.
463.
464.
465.
466.
467.
468.
469.
470.
471.
472.
473.
474.
475.
476.
477.
478.
479.
480.
481.
482.
483.
484.
485.
486.
487.
488.
489.
490.
491.
492.
493.
494.
495.
496.
497.
498.
499.
500.
501.
502.
503.
504.
Doc 103-3
Jon Stockford
Joseph A Collett III
Joseph Boone
Joseph Cereola
Joseph Chu
Joseph Dagostino
Joseph G Anderson
Joseph L Burroughs
Joseph L Regan Jr
Joseph M McLaughlin
Jose Gaspar
Jose Rodriguez
Josh Burkett
Juan Pedro Munoz
Judge Technical Staffing
Judy I. Murphy
Jugjot Takhar
Julie Mascarenas
Justin R LeClaire
JCP&L
JOSE C TAURO III
JULIE J ANDERSON
J2 Global Canada
Kaco New Energy
Kaiser Permanente
Kai Johnson
Kaliappan Pitchaiah
Kalyan Gopavarapu
Kapil Jain
Karen Fleshman
Karen Kelly
Karen Loshbaugh
Karen Marrs
Karim Elmohdli
Kathleen Mulligan
Kathy Weeks
Katie Le
Keith Gerrity
Keith Robertson
Kenneth Doo
Kenneth E Swerdlick
Kenneth Johnston
Kenneth J Wieder
Kenneth J. Logan Sr
Kenneth Logan Sr
Kevin L Braunberger
31
Filed 03/23/17
Page 39 of 95
Case 17-10561-KG
505.
506.
507.
508.
509.
510.
511.
512.
513.
514.
515.
516.
517.
518.
519.
520.
521.
522.
523.
524.
525.
526.
527.
528.
529.
530.
531.
532.
533.
534.
535.
536.
537.
538.
539.
540.
541.
542.
543.
544.
545.
546.
547.
548.
549.
550.
Doc 103-3
Kevin M Bregler
Kevin Sigismondo
Keyur Patel
Khaled Abou El Fadl
Kim A. Klump
Kim Thomson
Kiran Maiya
Krishna Bhola
Kristin M Catalanello
Kris D. Frank
Kuang-Jung Chang
Kulwinder Kaur
Kunal Sharma
Kyle James Marques
KT Production LLC
Lakshmi Shanmuganathan
Lance E. Lillie
Language Services Associates
Larry A Lambert
Laura Diane Murphy
Lauritzen Inc.
Lease Dimensions
Leonard D Woren
Leonida S. Young
Leslie Wellman
Level 3 Communications LLC
Linda De Ritis
Linda M Simeone
Linda Suzanne Hatton
Lindsey Adams
Linhchi Pham
LinkedIn Corporation
Lisa Sessa
Lithomania
Littler Mendelson P.C
Lizette Pagan
Locus Energy
Lotus Cleaning Services, LLC
Louis J Balicki Jr
Lourdes M Teodosio
Lowe's Companies, Inc.
Lowney Architecture
Lubosh Zellner
Lucile Nickerson Glessner
Lucina Boursiquot
Lucinda Breed Lenicheck
32
Filed 03/23/17
Page 40 of 95
Case 17-10561-KG
551.
552.
553.
554.
555.
556.
557.
558.
559.
560.
561.
562.
563.
564.
565.
566.
567.
568.
569.
570.
571.
572.
573.
574.
575.
576.
577.
578.
579.
580.
581.
582.
583.
584.
585.
586.
587.
588.
589.
590.
591.
592.
593.
594.
595.
596.
Doc 103-3
Lucy Sponsler
Lu Do
Lynn Barkel
LG Electronics, U.S.A., INC.
LMCurbs
LUIS ALEGRIA
Magnetic Media Online Inc
Maku
Malcolm Winspear
Manley Fong
Manuel Alejandro Cabrera
Maponics LLC
Marc R Browne
Margaret Young
Margo Shelton
Maria E Baro
Maricel Aquino
Marie Gray
Marilyn Muse
Maritza Lie
Marketo Inc
Mark Buckley
Mark D Boucher
Mark James
Mark Landis
Mark Miller
Mark M Wolkow
Mark Sherlock
Martin Archer
Martin Gillette
Maryann A Debski
Maryann Marks
MaryLou Campbell
Mary Crawford
Matthew Harris
Matthew Rebmann
Maureen O'Brien
Maylin Parodi Lema
Mayra Tapanes Pulido
Megawatt Energy Solutions LLC
Mega Solar Electric
Mehry Farjadi
Merideth Bonagura
Metalphoto of Cincinnati
Michael Backert
Michael Fox
33
Filed 03/23/17
Page 41 of 95
Case 17-10561-KG
597.
598.
599.
600.
601.
602.
603.
604.
605.
606.
607.
608.
609.
610.
611.
612.
613.
614.
615.
616.
617.
618.
619.
620.
621.
622.
623.
624.
625.
626.
627.
628.
629.
630.
631.
632.
633.
634.
635.
636.
637.
638.
639.
640.
641.
642.
Doc 103-3
Filed 03/23/17
Michael Gilboy
Michael J Samansky
Michael J Scantling
Michael Lam
Michael Miller
Michael Reardon
Michael To
Michelle Doppelt
Michelle D Vernon
Microsoft Corporation
Microsoft Online Inc
Miguel A. Guzman
Miguel Hermawan
Miguel Liencres
Milholland Electric, Inc.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Mitchell Nolan Case
Mitch Hermenegildo
Modernize Inc
Mohini Chand
Mollie Muller
Molly Lim
Mongo DB, Inc.
Monique Marchetta
Morris, Nichols, Arsht & Tunnel LLP
MoveOn.org Civic Action
Mukunda Saddi
Multi-Mode Logistics, LLC
MMA Capital Management LLC
Nancy Brown
Nancy Zeller
Narinder Singh
National Tour Integrated Resources
NatureBox Incorporated
New Solidarity
Nicholas A Arndt
Nicholas Morgan
Nichole Peterson
Nickolas J Banda
Nicolae Mosu
Nina Stricker
Nirav H Valia
Norbert Ilicito
Novogradac & Company, LLP
NASDAQ Corporate Solutions LLC
Oliver Saldanha
34
Page 42 of 95
Case 17-10561-KG
643.
644.
645.
646.
647.
648.
649.
650.
651.
652.
653.
654.
655.
656.
657.
658.
659.
660.
661.
662.
663.
664.
665.
666.
667.
668.
669.
670.
671.
672.
673.
674.
675.
676.
677.
678.
679.
680.
681.
682.
683.
684.
685.
686.
687.
688.
Doc 103-3
Filed 03/23/17
Olumayokun Obembe
Omar Francisco Lora
One Hope Wine
OnGrid Inc
Optimizely, Inc
Oracle America, Inc.
Orrick, Harrington & Sutcliffe LLP
Oskar Bosch
Outbrain Inc.
Pabla Consulting, Inc.
Pacific Packaging Products Inc.
Pacific Shingling Company
Pacific Sun Technologies, Inc.
Palmira Barbosa
Pamela Harrison
Panalpina, Inc.
Paragon Legal Group
Parker & Lynch
Partha Majumdar
Patch Media
Patricia Iverson
Patricia Lambuth
Patricia Sullivan
Patrick E Bourassa
Patrick Jean
Patrick Sigala
Paula R Dunbar
Pauline Nelson
Paul B. Foley
Paul C Casey
Paul Schiele
Paul Westbrook
Payscale Inc
Pegasus Solar Incorporated
Peng Lim
Penny Bobby
Performensation
Peter Cornillon
Peter Paradis
Peter Ritchie
Phenom LLC
Philip C Brown
Philip J Maione
Phillip Guiffre
Phillip J Newcomb
Pillsbury Winthrop Shaw Pittman LLP
35
Page 43 of 95
Case 17-10561-KG
689.
690.
691.
692.
693.
694.
695.
696.
697.
698.
699.
700.
701.
702.
703.
704.
705.
706.
707.
708.
709.
710.
711.
712.
713.
714.
715.
716.
717.
718.
719.
720.
721.
722.
723.
724.
725.
726.
727.
728.
729.
730.
731.
732.
733.
734.
Doc 103-3
Filed 03/23/17
Ponderosa Gardens Motel
Pradeepa Vasudeva
Pradyumna Amatya
Prahlada V Thurumalai
Praveen K Kolli
Precision Services Group
Preferred Freezer Service of Washington Blvd
Premier
Progressive Power Group, Inc.
Proshred of Kansas City
Przemyslaw Urban
Pulakesh Mukherjee
Purchase Power
Pushpender K Ahuja
PG&E
PREMNARAYAN GANAPATHY
PSE&G - NJ
PZSE Incorporated
Quick Mount PV
Radian Solar LLC
Radis Electric
Rajan Yadav
Rajgopal Methukupally
Ramsey Auto Body
Randall Kirton
Randolph "Randy" E. Lane
Randstad Professionals
Randy S Perre
Raneri and Long Roofing Company
Rapid Learning Deployment, LLC
Ravinder R Arepally
Ravi Shankar Nair
Raymond J Williams
Rebecca D Eisen
Reddy Bollu
Red Bay Coffee
Remi Nunez
Renewable Electric, Inc.
Renewable Energy Development LLC
Richard C Burton
Richard Kaufmann
Richard Lynch
Richard Marino (Port Jervis,NY)
Richard Murray
Richard Spoerl
Ric Cahak
36
Page 44 of 95
Case 17-10561-KG
735.
736.
737.
738.
739.
740.
741.
742.
743.
744.
745.
746.
747.
748.
749.
750.
751.
752.
753.
754.
755.
756.
757.
758.
759.
760.
761.
762.
763.
764.
765.
766.
767.
768.
769.
770.
771.
772.
773.
774.
775.
776.
777.
778.
779.
780.
Doc 103-3
RingCentral Inc
Robert C Sacks Jr
Robert F Staab
Robert Leanza
Robert Marsolais
Robert Richey
Robert Rose
Robert T Emerick
Robert Wyant
Robin Kleiner
Rocket Fuel Inc.
Romel Rosello
Ronald C. McKim
Ronald R Gomes, Jr.
Ronnie Yu
Ron Mitchell
Ron Ventura
Rose Cassens
Rose Marie Paul
Ross Driscoll
Ross's Catering
Rowena Duran
Ruba Riyad Qashu
Russell W Collins
RBI Solar Inc
REIRA HIRAMATSU
RIKA
RODOLFO D. SANTOS
RSTC Enterprises, Inc.
R J Mc Cormick
R&L Carriers, Inc
R+L Truckload Services
Saf Keep Storage Oakland
Sajan Joseph
Salesforce.org.
Sales Rabbit Inc
Sama E Blackwell
Samir Rajadnya
Samuel Bonilla
Samuel Caraballo Jr
Samuel Drake
Samuel Livingston
Sandra Cunha
Sandra Gregory
Sandra Leonard
Sandra P Cashmark
37
Filed 03/23/17
Page 45 of 95
Case 17-10561-KG
781.
782.
783.
784.
785.
786.
787.
788.
789.
790.
791.
792.
793.
794.
795.
796.
797.
798.
799.
800.
801.
802.
803.
804.
805.
806.
807.
808.
809.
810.
811.
812.
813.
814.
815.
816.
817.
818.
819.
820.
821.
822.
823.
824.
825.
826.
Doc 103-3
Filed 03/23/17
Sanjeev Sahni
Santa Cruz Westside Electric, Inc.
San Diego Gas & Electric Company
Sarat Babu Uppalapati
Sara J Buchanan
Satish Putta
Scott Sturtevant
Scott Trimble
Segio G. Meza
Serita Scott
Seshin Patent & Law Firm
Seyed Reza Vahidi
Shahak Nagiel
Shannon Kenmore
Shawn Patrick Roe
Shawn P Reagan
Shedarah Teamer IV
Shiv K Gupta
Showcase Events Inc
ShowsUSA
Shred Works
Sierra Deli & Market
Silicon Valley Leadership Group
Simeon Georgiou
Skyline Solar LLC
Skylink Solar Inc.
Skyrocket Media LLC
Skytech Solar Inc
Smartsheet.com, Inc.
Solarponics Inc.
SolarEdge Technologies, Inc.
Solar Dad and Sons Inc.
Solar Energy Industries Association
Solar Energy International LLC
Solar Investments
Solar Maid
Solar Mite Solutions LLC
Solar Mosaic
Solterix Corporation
Source Circuit Solutions
Southern California Edison
Spangler Graphics, LLC
Spectrum Energy Inc.
Springfield RV, Camping & Outdoor Show
Stefan Ruenzel
Stephanie Simons
38
Page 46 of 95
Case 17-10561-KG
827.
828.
829.
830.
831.
832.
833.
834.
835.
836.
837.
838.
839.
840.
841.
842.
843.
844.
845.
846.
847.
848.
849.
850.
851.
852.
853.
854.
855.
856.
857.
858.
859.
860.
861.
862.
863.
864.
865.
866.
867.
868.
869.
870.
871.
872.
Doc 103-3
Filed 03/23/17
Page 47 of 95
Stephenson Toelkes Associates
Stephen Bradbury Sr
Stephen Gorman
Stephen Takemoto
Steven A Garcia
Steven Harlow
Steven H Neaz
Steven J Kaczorowski
Steven Kim
Steven K Ramsey
Steven Orland
Steven Repetti
Steven Robert Browne
Stock & Option Solutions Inc
Sudheer Paka
Sundeep Kotla
SunnyMac, LLC
Sunrun Inc.
Suns Up Solar Inc.
Sun Inc.
Susan Cipriani
Susan E Rosengrant
Susan Kaler
Sustainable Energy Systems, LLC
Sustainable Jersey
Swanrock DBA Skytech Solar
Syntrol Plumbing, Heating & Air Inc.
Sysco Kansas City, Inc.
SALVADOR M SALAZAR
SAMEER S DESHPANDE
SGRPartners
SLR Energy Inc
SST Construction, LLC DBA SunSystem Technology
SUDHIR KANKANALA
SUNDER R SUBRAMANYAN
S + H Construction Inc.
S&P Global Market Intelligence Inc (fka: Capital IQ LLC)
TalentWise Inc
Tania Scallo
Tate Times 2 LLC, dba Simply Solar
Tatum
Teknos Associates LLC
Tendril Networks, Inc.
Teresa Carol Myers
Terrence Francis Wilburg
Teufel Building Designs Inc
39
Case 17-10561-KG
873.
874.
875.
876.
877.
878.
879.
880.
881.
882.
883.
884.
885.
886.
887.
888.
889.
890.
891.
892.
893.
894.
895.
896.
897.
898.
899.
900.
901.
902.
903.
904.
905.
906.
907.
908.
909.
910.
911.
912.
913.
914.
915.
916.
917.
918.
Doc 103-3
Filed 03/23/17
The Advantage Group dba: Flex Advantage
The Boston Solar Company, Inc.
The FruitGuys
The Gas Company
The Inn at Jack London Square
The Marbury Law Group, PLLC
The Rubicon Project Inc
The United Illuminating Company
Thomas A Slevin
Thomas Bragg
Thomas Bridler
Thomas C Fox
Thomas Guerra P JR
Thomas J Doherty
Thomas M McCombs
Thomas M Terlik
Thomas & Betts Corporation
Three Dimensional Resource Planning LLC
Thuan Ho
Tiffany Gibbons
Tillman McFadden
Timothy M Odom
Tony Auto Body
Tony Rizzi
Townsquare Expos, LLC
Town of Brookhaven
Tracey-Ann Zennis
Tracy J Dauterman
Tracy Liu
Transcepta, LLC
Transformational Consumer lnsights, LLC
TransUnion
Travis Johnson
Trina Solar (U.S.) Inc.
Troy Edward Mooradian
Troy Smith
Troy Trimble
Truebeck Construction, Inc.
TAK Electric Inc.
THANH NGUYEN
Ultimate Software Group
Ulysses Duran
Unirac Incorporated
United Solar Associates LLC
United States Postal Services
University of California Berkeley
40
Page 48 of 95
Case 17-10561-KG
919.
920.
921.
922.
923.
924.
925.
926.
927.
928.
929.
930.
931.
932.
933.
934.
935.
936.
937.
938.
939.
940.
941.
942.
943.
944.
945.
946.
947.
948.
949.
950.
951.
952.
953.
954.
955.
956.
957.
958.
959.
960.
961.
962.
963.
964.
Doc 103-3
Filed 03/23/17
University of Kansas
Unwired Ltd
UtilityAPI Inc
Uzoh P Okoro
USA Marketing, LLC
Vanguard Energy
Ventura Graphic Design
Verengo Inc
Verizon Wireless
Verna Israel
Victor Bonini III
Vijay Meduri
Vilayvanh Bender
Vinay M Cherian
Vinita Shah
Vintage
Virender Bhola
Vishwashanth Kasulasrinivas
Vision Marketing Inc.
Vision Service Plan-CA
Voltaic Solaire LLC
VMTech LLC
V2Solutions, Inc.
Walter D Facey
Warren R Davies Jr
Waterfront Hotel
Water Damge Recovery
Wa Huong
Wells Fargo Vendor Financial Services LLC
Werner R Haag
Wesco Distribution
Wesley Hamachi
Wilbert E. Vargas
William Cortus
William C Kinch
William C Winder
William Hollman
William J Yetman
William Killen
William Kim
William L Ninde
William McMorran
William N. Ferguson
William R Blake Jr
William Singer
Wilson Sonsini Goodrich & Rosati PC
41
Page 49 of 95
Case 17-10561-KG
965.
966.
967.
968.
969.
970.
971.
972.
973.
974.
975.
976.
977.
978.
979.
980.
981.
Doc 103-3
Filed 03/23/17
Wing Chau
World Class Shows
WEX BANK
Xactly Corp
Xcel Energy
XPO Logistics Freight Inc
Yahoo!, Inc.
Yelp Inc
Yngve Haug
Ysidro J Vega
Yueh-Tsang Wu
Yu Su "Sophia" Chen
Zhanette Lamb
2K Solar, Inc.
21st Century Power Solutions
3Q Digital, Inc.
55 Harrison/255 Second(Oakland) Owner LLC
42
Page 50 of 95
Case 17-10561-KG
Doc 103-3
Filed 03/23/17
Page 51 of 95
Schedule 1(d)
Lenders
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
Adaropa B.V.
Alexander Guettel
Atalaya Administrative LLC (as Administrative Agent)
Atalaya Special Opportunities Fund VI, LP
Beaty, Nina
Beaty, Richard R.
Boisma B.V.
Bridge Bank, National Association
CCM Solar, LLC
Charles H. Finnie
Coactive Capital Partners, Inc.
Corey Palumbo
Dell Financial Services
Dinwoodie Meservey Family Trust
Dr. Cosmo Fraser
Eastern Sun Capital Partners, LLC
Garic, Inc.
GE Ventures Limited
Greener Capital Partners II, LP
Hercules Capital, Inc.
International SIF SICAV SA
James S Sandler as Trustee under the James Sandler Revocable Trust UA dated
4/29/1999
Jetstream Ventures
Jetstream Ventures LLC
Johannes P.G. Slaghekke
Mario Palumbo
MHA Trust LLC
MMA Energy Capital, LLC
NFS Leasing, Inc.
Patrick Griffith
SharesPost 100
SharesPost 100 Fund
Spruce Street Foundation
Stephen R. Polk Rev TR U-A-D 2-17-84
Summit Funding Group, Inc.
TomKat Foundation
VAR Resources, Inc.
Vision Ridge Capital, LLC
West Investments III, LLC
Wilmington Savings Fund Society, FSB
Wilmington Trust, N.A.
43
Case 17-10561-KG
Doc 103-3
Filed 03/23/17
Page 52 of 95
Schedule 1(e)
Current and Former Officers and Directors
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
Andrew Birch
Andrew Hamer
Elizabeth Rushforth
Jan Slaghekke
Peter Graf
Alexander Guettel
Johan Symmons
Rob Davenport
Reuben Munger
Joel Dobberpuhl
Peter Shannon
Gary Gross
David Asarnow
44
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Schedule 1(f)
[reserved]
45
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Schedule 1(g)
Governmental and Regulatory Authorities
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
Bridge Bank
City and County of Denver
City of Albany
City of Aurora
City of Berkeley/Finance
City of Carlsbad
City of Cathedral City
City of Chino Hills
City of Chula Vista
City of Culver City
City of Cypress
City of Daly City
City of Del Mar
City of Dublin
City of East Palo Alto
City of El Cajon
City of Encinitas
City of Goodyear
City of Half Moon Bay
City of Hayward
City of Hesperia
City of Huntington Beach
City of La Quinta
City of Livermore
City of Los Altos
City of Menifee
City of Mill Valley
City of Millbrae
City of Milpitas
City of Moorpark
City of Morgan Hill
City of Murrieta
City of Norco
City of Ontario
City of Pacifica
City of Palm Desert
City of Piedmont
City of Pinole
City of Pittsburg
City of Pleasanton
City of Redwood City
City of San Bruno
46
Case 17-10561-KG
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
Doc 103-3
City of San Clemente
City of San Jose
City of San Leandro
City of San Ramon
City of Santa Clara
City of Saratoga
City of South San Francisco
City of Tucson
City of Tustin
City of Union City
City of Vallejo
City of Vista
City of Yorba Linda
Colorado Department of Revenue
DC Treasurer
Internal Revenue Service
Marin County Tax Collector
New York State Sales Tax
Registrar of Contractors
State of Connecticut
Suffolk County Consumer Affairs
Sutter County
Town of Hillsborough
Town of Los Gatos
47
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Schedule 1(h)
Insurance Providers
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
ACE American Insurance Co.
ACE European Group Ltd.
ACE USA/Illinois Union Insurance Co.
Allianz
Avero Achmea
Commercial Property & Inland Marine
Great American Insurance Company
Great American Insurance Group
Hienfeld
Hiscox Insurance Co.
Underwriters at Lloyd’s, London
Maxum Indemnity Company
Meijer Underwriting
Meijers Underwriting
National Union Fire Ins. Co. of Pa.
Old Republic Insurance Company
Reaal
Tokio Marine Specialty Ins. Co.
Tokio Marine Specialty Insurance Company
Travelers Casualty & Surety Co of America
US Specialty Insurance Company
Zurich American Insurance Company
48
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Schedule 1(i)
Major Third-Party Administrators
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
Advantage Group
AIG
Anthem Blue Cross
Anthem Blue Cross Life and Health Insurance Company
Anthem Dental Complete
Anthem Life Insurance Company
Concern EAP
Europ Assistance USA
Fidelity
Hays Companies
Holman Group
Kaiser Permanente
Richard Lynch
UltiPro
VSP
Zurich
49
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Schedule 1(j)
Litigation Parties
1.
2.
3.
4.
5.
6.
7.
8.
9.
Easterly Acquisition Corporation
Brenda Schultz
Wesco Distribution, Inc.
Alberto Jimenez-Palomino
Bennion & Deville Fine Homes, Inc.
Ruben Magana, Jr.
Leo Dunkin Schultz, II
Crius Energy, LLC
Andrew Adelman
50
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Schedule 1(k)
[reserved]
51
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Schedule 1(l)
Major Equity Holders
1.
2.
3.
4.
5.
6.
Lowe's Companies, Inc.
Greener Capital Partners, LP
Brightpath Capital Partners, LP
Guettel, Alec
Firelake Strategic Technology Fund II, LP
MHA Trust LLC
52
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Schedule 1(m)
Significant Leaseholders
1.
2.
3.
4.
5.
6.
Jack London Square Existing (Oakland) Owner, LLC
39510 Paseo Padre Associates, A California Limited Partnership
NG City Center Square LLC
De Stichting Tijdelijke Exploitatie De Overkant
Multi-Mode Logistics, LLC
Javelin Logistics Corp. (f/k/a Power Freight Systems, Inc.)
53
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Schedule 1(n)
Taxing Authorities
Corporate Income & Franchise Tax: Taxing Authority (Corporate Income Tax & Franchise Tax)
1.
Arizona
2.
California (Franchise Tax Board)
3.
Colorado
4.
Connecticut
5.
District of Columbia
6.
Delaware (includes Franchise Tax)
7.
Hawaii
8.
City of Kansas City
9.
Internal Revenue Service (Federal)
10.
Maryland
11.
Massachusetts
12.
Missouri
13.
New Hampshire
14.
New Jersey
15.
New York State
16.
New York City
17.
New Mexico
18.
North Carolina
19.
Pennsylvania
20.
Rhode Island
21.
Texas
22.
Vermont
Sales & Use Tax: Taxing Authority (Sales & Use Tax and Environmental Fee)
1.
Arizona
2.
California (Board of Equalization)
3.
Colorado
4.
Connecticut
5.
District of Columbia
6.
Delaware
7.
Hawaii
8.
Maryland
9.
Massachusetts
10.
Missouri
11.
New Jersey
12.
North Carolina
13.
New Mexico
14.
New York State
15.
Rhode Island
16.
Vermont
54
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Page 63 of 95
Washington State
City & Other Local Taxes (Business Licenses): Taxing Authority (Business License)
1.
American Canyon
2.
Albany
3.
Belmont
4.
Berkeley
5.
Brentwood
6.
Carlsbad
7.
Cathedral City
8.
Chino Hills
9.
Chula Vista
10.
Costa Mesa
11.
County of Marin
12.
Culver City
13.
Cypress
14.
Danville
15.
Del Mar
16.
Dublin
17.
East Palo Alto
18.
El Cajon
19.
Encinitas
20.
Goodyear
21.
Half Moon Bay
22.
Hesperia
23.
Highland
24.
Hillsborough
25.
Huntington Beach
26.
Irvine
27.
La Quinta
28.
Lake Elsinore
29.
Livermore
30.
Logan Township
31.
Los Altos
32.
Los Altos Hills
33.
Menifee
34.
Mill Valley
35.
Milpitas
36.
Moorpark
37.
Moreno Valley
38.
Morgan Hill
39.
Murrieta
40.
Newport Beach
41.
Norco
42.
Oakland
43.
Ontario
55
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44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
72.
73.
74.
75.
76.
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Filed 03/23/17
Page 64 of 95
Pacifica
Palm Desert
Pleasanton
Piedmont
Pinole
Pittsburg
Placentia
Poway
Redwood City
San Bruno
City & County of San Francisco
San Clemente
San Jose
San Marcos
San Rafael
San Ramon
Santa Clara
Santee
Saratoga
South San Francisco
Suisun City
Sunnyvale
Town of Los Gatos
Tustin
Union City
Vallejo
Vista
Walnut Creek
Yorba Linda
State of Washington (License)
City of Wheatridge, CO (License)
City of Aurora, CO (License)
State of Arizona (License)
Foreign Taxes: Taxing Authority (Foreign Taxes - Corp Income Tax & Value Added-Tax)
1.
United Kingdom (HM Revenue & Customs)
2.
Netherlands (Tax and Customs Administration - Dutch: Belastingdienst)
3.
Belgium (Ministry of Finance) -(Federale Overheidsdienst Financien)
Property Tax: Taxing Authority (Real & Personal Property Tax)
1.
Alameda County, CA
2.
City of Middletown, CT
3.
Maryland
Other Taxing Authorities
1.
Arizona Department of Revenue
56
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2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
Doc 103-3
Filed 03/23/17
Board of Equalization
Carlsbad Chamber of Commerce
City of Albany
City of Berkeley/Finance
City of Carlsbad
City of Culver City
City of Cypress
City of Dublin
City of El Cajon
City of Goodyear
City of Half Moon Bay
City of Hesperia
City of Huntington Beach
City of Kansas City, Missouri-Revenue Division
City of La Quinta
City of Livermore
City of Los Altos
City of Menifee
City of Middletown
City of Mill Valley
City of Millbrae
City of Milpitas
City of Morgan Hill
City of Norco
City of Ontario
City of Piedmont
City of Pinole
City of Pleasanton
City of Redwood City
City of San Bruno
City of San Clemente
City of San Jose
City of San Ramon
City of Saratoga
City of South San Francisco
City of Suisun City
City of Union City
City of Vallejo
City of Vista
City of Yorba Linda
Colorado Department of Revenue
Commonwealth of Massachusetts
Comptroller of Maryland
Connecticut Department of Revenue Services
DC Treasurer
Delaware Secretary of State
57
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48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
Doc 103-3
Filed 03/23/17
Department of Economic Development-Missouri
Donald R. White, Tax Collector
Franchise Tax Board
Fremont Chamber of Commerce
Internal Revenue Service
Kansas Department of Revenue
Logan Township
Marin County Tax Collector
Milford Area Chamber of Commerce
New York State Dept of Taxation and Finance
NYC Department of Finance
58
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Schedule 1(o)
Vendors
See List of Creditors – Schedule 1(c)
59
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Schedule 1(q)
Contract Counterparties
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
1185 Design
1200 Chiefs LLC
1-800-Remodel, Inc.
270 Strategies
39510 Paseo Padre Associates, A California Limited Partnership
3Q Digital, Inc.
55 Harrison/255 Second (Oakland) Owner, LLC
A & V Shams Revocable Trust
A Couch Electric
A.B.C. Home Furnishings, Inc.
A1 Solar Power, Inc.
Accounting Research & Analytics LLC dba CFRA
Adaptive Insights, Inc.
Adenium Energy Capital
AdMediary, LLC
Advanced Food Concepts, Inc. dba Gu Energy Labs
Advantage for Analysts, Inc.
AeroGRID Ltd.
AES Juniper Point Holdings LLC
AET
Affluent Ads, LLC dba Leadnomics, LLC
Agos Ducato S.P.A.
Agosto, Inc.
Airphrame, Inc.
Alexander Margaritoff Holding GmbH
Alfresco Software, Ltd.
All Bay Solar
All Energy Solar, Inc.
Allconnect, Inc.
Alliance for Solar Choice, LLC
Alpha Energy Management, Inc.
Alta Energy, Inc.
Altabef, Peter A.
AltEnergy, LLC
Altirno, Inc.
Amaradio, Kenneth
Amazing Light Building and Electrical, LLC
Amazon.com
Ambata Securities, LLC
American Airlines
American Energy Consultants, Inc.
American Express
60
Case 17-10561-KG
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
86.
87.
88.
Doc 103-3
Filed 03/23/17
Page 69 of 95
American Express Travel Related Services Company, Inc.
American Ratings Corporation
Amphion LLC
Amsterdams Klimaat en Energiefonds
Amway Corp.
Anaplan, Inc.
Andrew Wilder, Inc. (innovative Metrics)
Annie's Homegrown, Inc.
AON Risk Services
AP Media Group
Apollo Capital Management, LP
Appirio, Inc.
Apple Inc.
Apple, Inc.
Applied Engineering Services, Inc.
Apttus Corporation
ArcTouch, Inc.
Arizona Mining Reform Coalition (fiscally sponsored by EarthWorks)
Armstrong Installation Service
Arowana Australasia Holdings Ltd.
Ask America LLC
Aspire Rock
Aster Capital Partners SAS
Atalaya Capital Management LP
ATEL Leasing Corporation
Atlantis Energy Systems Inc.
Atradius Trade Credit Insurance, Inc.
Avison Young - Northern California, Ltd.
B the Change Media
B&L Design and Construction
Baillie Gifford & Co
Bain Capital Ventures
Baker Renewable Energy
Bank of America, N.A.
Barton, Christopher
Bay Localize dba Earth Island Institute
BayWa r.e. Solar Systems, LLC
Beacon Leads, LLC
Beijing Regent Strategies Co., Ltd.
Belmont Media, LLC
Beneby, Doyle
Benkert, Tom
Bentley University
Benton, Ryan A.
Bessom, Jeff
Better Energy Systems LLC
61
Case 17-10561-KG
89.
90.
91.
92.
93.
94.
95.
96.
97.
98.
99.
100.
101.
102.
103.
104.
105.
106.
107.
108.
109.
110.
111.
112.
113.
114.
115.
116.
117.
118.
119.
120.
121.
122.
123.
124.
125.
126.
127.
128.
129.
130.
131.
132.
133.
134.
Doc 103-3
Filed 03/23/17
Page 70 of 95
Bevilacquaca, Barbara
Bhandary, Umesh
BigSky Renewable Energy LLC
BillFloat, Inc. (Smart Biz)
BillFloat, Inc. (Smart Biz) dba Better Finance, Inc.
Bindley Capital Partners
BirdEye, Inc.
Black Rock Solar
Blue Wolf Group, LLC (dba Mondo)
BlueWave Capital, LLC
BMW of North America, LLC
BodleWorks LLC (DBA Solar Lead Factory)
Bonterra Solar
Boundary Stone Partners LLC
Boutin, James
Boviet Solar Technology Co. Ltd.
Box, Inc.
Boyce, Alan
Bregal Investments, Inc.
Bricsys, Inc.
Bridge Bank
Bridge Bank DBA Western Alliance Bank
Bright Energies, LLC
Bright Planet Solar, Inc.
Brightwood Capital Advisors, LLC
Broadscale Group LLC
Bryant Park Capital, Inc.
Buffalo Bay Capital, LLC
Burns, James Lester
C3, Inc
California Power Solutions
Canadian Solar (USA), Inc.
Capshare, Inc.
Carlson, W. Erik
Carpenter, Aaron
Carson, Lauren
Caruso, Michael
Catania Solar, LLC as assignee of Solar Energy Leasing, LLC
Catholic Climate Covenant (Catholic Charities of the Diocese of Stockton)
Celestica LLC
Center for Biological Diversity
Centerfield Media Holdings, LLC
Centerview Partners LLC
Centric Projects, LLC
Centrosolar America, Inc.
Certified Safe Electric, Inc.
62
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135.
136.
137.
138.
139.
140.
141.
142.
143.
144.
145.
146.
147.
148.
149.
150.
151.
152.
153.
154.
155.
156.
157.
158.
159.
160.
161.
162.
163.
164.
165.
166.
167.
168.
169.
170.
171.
172.
173.
174.
175.
176.
177.
178.
179.
180.
Doc 103-3
Filed 03/23/17
CFGI, LLC
Chai, Inc.
Chatman, Jennifer
China Enet Finance Corporation
China Kangfu International Leasing Co., Ltd.
Chint Power
Choose Energy, LLC
CIM Group Acquisitions, LLC
Cirruspath, Inc.
Citizens Energy Corp (CEC)
Clean Energy Experts, LLC
Clean Focus Corporation
Clean Fund LLC
CleanSpark LLC
ClearGrid Innovations Inc.
ClearSlide, Inc.
Clicktools, Inc.
Clifbar.com
Climate Ride, Inc.
Coalition on Homelessness
Coast 2 Coast Communications, Corp.
Coatue Management, L.L.C.
Cobalt LLP
CohnReznick Capital Markets Securities
CohnReznick, LLP
Collatos Investment Partnership LP
Comerica Bank
Community Environmental Council
Community Environmental Council (ChargePoint)
Compier Holding B.V.
Computers & Tele-Comm, Inc. (CTC)
Concern: EAP
Concur Technologies, Inc.
Conergy Projects, Inc.
Connor Group Global Services, LLC
Connor Group, Inc
Consolidated Electrical Distributors, Inc.
Construct Corps
Cool the Earth, Inc.
Coppel SA de CV
CoreLogic, Inc.
Corporation Service Company
Correa, Jorge Marin
CoStar Realty Information, Inc.
CraftJack, Inc.
Creative Solar USA, Inc.
63
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181.
182.
183.
184.
185.
186.
187.
188.
189.
190.
191.
192.
193.
194.
195.
196.
197.
198.
199.
200.
201.
202.
203.
204.
205.
206.
207.
208.
209.
210.
211.
212.
213.
214.
215.
216.
217.
218.
219.
220.
221.
222.
223.
224.
225.
226.
Doc 103-3
Filed 03/23/17
Page 72 of 95
Credit Suisse Securities (USA) LLC
Crius Energy, LLC
CRM Passport LLC dba GSD (Get Stuff Done)
Crossfire Marketing Group, Inc.
CSUN
C-Tec Solar, LLC
Culpepper and Associates, Inc.
Curtis Kindred, Inc. dba Direct Connect
Cushman & Wakefield of California, Inc.
CustomerProphet.com
D.E. Shaw Renewable Investments, LLC
Da Silva, Margaret Nunes
David Purscell dba Purscell Electric
Davis Investment Holdings LLC
Davis, Molly
De Stichting Tijdelijke Exploitatie De Overkant
DEC Services Inc.
DEC Services, Inc. dba Direct Electric Company
Defenders, Inc.
Dell Financial Services LLC
Dell, Inc.
Delta Products Corporation
Demeter Power Group, Inc.
Desert Solar, Inc.
Design Optimization Technologies
Designed 4 Work SAS
Devlin Electrical Services, LLC
Devon RE Investments Inc.
DialSource, Inc.
DigitalGreenMedia, LLC dba CleanEnergyAuthority.com
Dillingham & Murphy, LLP
Dinwoodie, Tom
Direct Energy, LP
Direct Home Connect (Curtis Kindred, Inc. dba)
Dish Network Service L.L.C.
DNV DEMA Renewables, Inc.
DNV GL PVEL, LLC
DocuSign, Inc.
DoublePositive Marketing Group, Inc.
Downstream Construction, LLC
Drawloop Technologies, Inc.
Ducera Partners, LLC
Duff & Phelps, LLC
E*Trade Financial Corporate Services, Inc.
E.ON SE
EAH Structural Consulting Sungevity
64
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227.
228.
229.
230.
231.
232.
233.
234.
235.
236.
237.
238.
239.
240.
241.
242.
243.
244.
245.
246.
247.
248.
249.
250.
251.
252.
253.
254.
255.
256.
257.
258.
259.
260.
261.
262.
263.
264.
265.
266.
267.
268.
269.
270.
271.
272.
Doc 103-3
Filed 03/23/17
Page 73 of 95
Earth Day Network
EarthTeam
Earthwise Energy, Inc.
Earthworks
East West Bank
Easterly Acquisition Corp
Easterly Environmental Improvements, LLC
Eastern Energy Systems, Inc. dba e2sys
Eastern Sun Capital Partners, LLC
EAT Club, Inc.
Ebix, Inc. - BPO Division
Ecobeco LLC
Ecogen Services, LLC
Efficient Home, LLC
EG Private Equity Ltd
Eidelman, Peter
EIZ Contractor Inc dba EZ Electric
Electrabel SA (Engie)
Element Vehicle Management Services, LLC
Elicit Executive Search, Inc.
Elion Resources Group (HK) Limited
Ella Baker Center for Human Rights
Emil Capital Partners, LLC
Empyrean Management (Hong Kong) Limited
Energizer Battery, Inc.
Energy Aware Technology
Energy Concepts Corp.
Energy Development, LLC (dba SafeConnect Solar)
Energy for a Cause
Energy Matters
Energy Producing Retail Realty, Inc.
EnergySage, Inc.
Ennovationz, Inc. dba WattzOn
ENR Group, LLC
Enterprise Fleet Management, Inc.
Enterprise FM Trust
Entrust Energy, Inc.
Environmental Charter Schools
Epolly USA Inc.
Epsilon Data Management, LLC
Epsilon Data Management, LLC (and ICOM Information & Communications LP)
EQ Research LLC
Equifax Information Services
Equity Administration Solutions, Inc. (EASi)
Equity Group Investments
Ernst & Young LLP
65
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273.
274.
275.
276.
277.
278.
279.
280.
281.
282.
283.
284.
285.
286.
287.
288.
289.
290.
291.
292.
293.
294.
295.
296.
297.
298.
299.
300.
301.
302.
303.
304.
305.
306.
307.
308.
309.
310.
311.
312.
313.
314.
315.
316.
317.
318.
Doc 103-3
Filed 03/23/17
Espalto LLC
Etsy, Inc.
Evercore Group L.L.C.
Expedia, Inc.
Experian Marketing Solutions, Inc.
Faison, Ralph E.
Farallon Capital Management, LLC
Fidelity Management & Research Company
Fierro, Angel G
Financial Profiles, Inc.
Firelake Investors Fund II, LP
Firelake Strategic Technology Fund II, LP
First Virtual Group
Firstar Development, LLC
Firsthand Capital Management, Inc.
Five9, Inc.
Foresight Group US, LLC
Fortune Concord Global Limited
Fowler, Lori
Fox Sports Net, Inc.
Fraser, Cosmo
French Press Films
Friedman Fleischer & Lowe
Friends of Walgrove
Fronius USA, LLC
FTI Consulting (SC), Inc.
Full Beaker, Inc.
Fuqua Capital Corporation
Gabbita, Sam
Gabe Ross Construction
GameChange Capital LLC
Gamechange Racking LLC
Garic, Inc.
GDF SUEZ Energy Resources NA, Inc.
GDF Suez SA
GEF Capital Advisors
Gehrlicher Solar America Corp.
Genability, Inc
General Electric (GE Energy)
Generate Capital, Inc.
Generaytor, Ltd.
GeoDigital International, Inc.
Georgia Power Company
Geostellar, Inc.
GIC Blue Holdings Pte., Ltd.
GinTung Energy Corporation
66
Page 74 of 95
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319.
320.
321.
322.
323.
324.
325.
326.
327.
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333.
334.
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359.
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362.
363.
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Doc 103-3
Filed 03/23/17
Page 75 of 95
Glass & Marker, Inc.
Global Cash Card
Global Energy Consultants LLC
Global Exchange
Global Financial Services Group, LLC
Global Green USA
Global IR Group (J. Squared Partners, Inc.)
Global One
Global Solar Center, LLC dba Samba Energy
Go Green Industries, Inc.
Go Solar Energy, LLC
Golden Pacific Bank, N.A.
Goodfellow, Daniel R
Google, Inc.
Got Sun Go Solar, Inc.
Great Plains Energy Inc.
Great Plains Energy Services, Inc. (publicly held parent of KCP&L)
Great Plains Energy, KCP& L
Greater Good Science Center
Green America
Green IPP B.V.
Green Sands Equity
Greener Dawn, Inc.
GreenLancer, Inc.
GreenPrint, LLC
Greensfelder
Greenskies Renewable Energy, LLC
Greentech Capital Advisors, LLC
Greyrock Digital Ventures, LLC
Grid Freedom, Inc.
Gridtential Energy, Inc.
Griego, Jen
Growatt USA Inc.
Growing Energy Labs, Inc. (GELI)
GSSG Solar, LLC
Guggenheim Securities, LLC
GXP Investments, Inc.
Hagan, John
Hagerty, Robert C.
Halcyon, Inc.
Halliburton Investor Relations
Hanwha Q-Cells
Hanwha Solar One
Harvey Nash, Inc.
Hasso Plattner Ventures
Haugland Group LLC
67
Case 17-10561-KG
365.
366.
367.
368.
369.
370.
371.
372.
373.
374.
375.
376.
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379.
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392.
393.
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395.
396.
397.
398.
399.
400.
401.
402.
403.
404.
405.
406.
407.
408.
409.
410.
Doc 103-3
Filed 03/23/17
Hays Group, Inc. dba Hays Companies
Hays Group, Inc. dba Hays Insurance Services of CA
HelioPower, Inc.
Helios Energy Partners
Helios USA LLC
Hentges, Mary
Hercules Technology Growth Capital, Inc.
Hiidenkivi Investment Oy
HireRight, Inc.
Hoefer Wysocki Architects, LLC
Holland & Hart LLP
Home Improvement Leads
HomeAdvisor, Inc.
Homeworks Energy, Inc.
Honest Solar, LLC
Honour, Inc
Hormann, Jasper
Horny Toad Activewear
Hot Studio, Inc.
Hou & Villery
HRL Morrison & Co (Australia) Pty Limited
Huatai United Securities Co., Ltd
Huawei Technologies Co., Ltd.
Hyde Engineering Services, Inc.
Hyland Software, Inc.
Hyundai Corporation USA
I.D.E.A. Brand, Inc.
iChooser B.V.
ICONIQ Capital Management, LLC
iControl Networks, Inc.
IES Residential
IES Residential, Inc.
Ignite Media Marketing
IGS Solar, LLC
IKEA Services AB
Inflow Communications Inc.
ING Bank N.V., London Branch
Inherent Group, LLC
Innospce Design
Innovative Solar, Inc.
Inside Sales.com, Inc.
Inspire Energy Holdings, LLC
Intel Corporation
Inter Fund Management SA
Interfaith Power and Light, Inc.
Inter-Link Group LTS dba New Day Energy
68
Page 76 of 95
Case 17-10561-KG
411.
412.
413.
414.
415.
416.
417.
418.
419.
420.
421.
422.
423.
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425.
426.
427.
428.
429.
430.
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435.
436.
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441.
442.
443.
444.
445.
446.
447.
448.
449.
450.
451.
452.
453.
454.
455.
456.
Doc 103-3
Filed 03/23/17
Page 77 of 95
Intimate Interactive Advertising, Inc.
IRIS
IronRidge, Inc.
Island Management LLC
iSolar Power, Inc.
J Rozzell Media
JA Solar USA Inc.
Jack London Square Existing (Oakland) Owner, LLC
Jack London Square Ventures- M. Arthur Gensler Jr. & Associates, Inc.
JAJ Roofing, Inc. dba Citadel Roofing & Solar
JAMF Software, LLC
Jaspersoft Corporation
Javelin Logistics Corp.
Jefferies LLC
Jenson, Warren
Jetstream Capital
JinkoSolar (U.S.) Inc.
Jinkosolar Technology Limited
JLM Energy Inc.
Jobvite, Inc.
Joyce Law Group
JuiceBox Energy, Inc.
K&L Gates LLP
K2 Property Development LLC (Conserva)
Kagan, Joshua
Kalra, Harmeet
Karbone, Inc.
Karleskind, Audrey
Kemeera, Inc. (dba Fathom)
Kemmons Wilson Companies
KeyBank National Association
KGS-Alpha Capital Markets, LP
Kids Helping Kids Leadership Academy, Inc.
Kina'ole Capital Partners, LLC
Kina'Ole Hawaii Kai Solar LLC
Konica Minolta Business Solutions USA, Inc.
Krauter Group, LLC
Krolik, Robert
Kyocera Solar, Inc.
La Maison
Lagunitas Brewing Company
Lakeshore Equipment Company dba Lakeshore Learning Materials
Laurensen 2007 ApS
Lazard Freres & Co. LLC
Lead Genesis Partners, LLC
Lead Intelligence, Inc.
69
Case 17-10561-KG
457.
458.
459.
460.
461.
462.
463.
464.
465.
466.
467.
468.
469.
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471.
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477.
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485.
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487.
488.
489.
490.
491.
492.
493.
494.
495.
496.
497.
498.
499.
500.
501.
502.
Doc 103-3
Filed 03/23/17
Page 78 of 95
Lead Vision, LLC
LeadQual, LLC
LeadVision LLC
League of Conservation Voters, Inc.
LeaseDimensions, Inc.
LendingTree, LLC
Level Three Solutions, a division of DCL ("L3")
LevelEleven, Inc.
Lexmark Enterprise Software, LLC
LG Electronics U.S.A., Inc.
Liftoff, Inc.
Lightbeam Electric Company
Lighthouse Electrical Contracting
LinkedIn (formerly lynda.com)
Lippert/Heilshorn and Associates, Inc.
Liquid Concepts, LLC
Litman Group International SRL
Littler Mendelson P.C.
Lo, Vivian
LoanDepot.com, LLC
Locus Energy, LLC
Los Trigos, Inc. dba The iPad Receptionist
Low Carbon Ltd.
Lowenstein Sandler LLP
Lowe's Companies, Inc.
Lowney Architecture
Lynch, Kevin
Lyu, Jianming
Macquarie Capital (USA), Inc.
Macquarie Capital Group Limited
Magilla, Inc.
Magnetar Capital LLC
Magnetar Solar (UK) Ltd.
Mainstream Energy Corporation
MALE Capital Holdings, LLC
Manatt, Phelps & Phillips, LLP
Maponics, LLC
Mark One Electric Co., Inc.
Marketing VF, Ltd.
Marlin Leasing Corporation and Marlin Business Bank
MC Power Companies, Inc.
McCalmont Corporation dba McCalmont Engineering
McCorriston, Michael
McKinsey & Co
Measurabl, Inc.
Media Force Ltd.
70
Case 17-10561-KG
503.
504.
505.
506.
507.
508.
509.
510.
511.
512.
513.
514.
515.
516.
517.
518.
519.
520.
521.
522.
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525.
526.
527.
528.
529.
530.
531.
532.
533.
534.
535.
536.
537.
538.
539.
540.
541.
542.
543.
544.
545.
546.
547.
Doc 103-3
Filed 03/23/17
Page 79 of 95
Media Mix 365 LLC
Megawatt Energy Solutions, LLC
MEMC Electronic Materials, Inc. (SunEdison)
Meridian Investments Inc.
Mesa Solar LLC
MetaDesign
Miasole
Microsoft Licensing, GP
Microsoft Online, L.P.
Midland Credit Management, Inc.
Midwest Research Institute, Inc. (National Renewable Energy Laboratory
(NREL)
Milholland Electric, Inc.
Miller, Mark
Mills, David
Mint Energy, LLC
Mintz Levin
Missouri Department of Economic Development
MMA Energy Capital LLC
Modernize, Inc.
MongoDB, Inc.
Morgan Stanley & Co. LLC
Morrison & Foerster LLP
Morrison Street Capital, LLC
MorSolar Canada, Inc.
Motech Americas, LLC
MUFG Union Bank, N.A.
Multi-Mode Logistics, LLC
Multiplier Capital LLC
Murphy, Kathleen
MyDomino
Nasdaq Corporate Solutions, LLC
National Tour Integrated Resources, Inc.
Natron Resources, Inc.
Natural Intelligence Ltd.
NautaDutilh New York P.C.
Navigant Consulting, Inc.
Neri, Daniel
New Relic, Inc.
New Resource Bank
New Venture Fund
NewWorld Capital Group, LLC
NextEra Energy Resources Acquisitions, LLC
NFS Leasing, Inc.
NG City Center Square LLC
Ng's International Investment Company Limited
71
Case 17-10561-KG
548.
549.
550.
551.
552.
553.
554.
555.
556.
557.
558.
559.
560.
561.
562.
563.
564.
565.
566.
567.
568.
569.
570.
571.
572.
573.
574.
575.
576.
577.
578.
579.
580.
581.
582.
583.
584.
585.
586.
587.
588.
589.
590.
591.
592.
593.
Doc 103-3
Filed 03/23/17
Ningbo Ginlong Technologies Co., Ltd.
Ningbo Solar Electric Power Co., Ltd.
Noble Americas Gas & Power Corp
Noble Americas Gas & Power Corp.
Noble Systems Corporation
North Sky Capital, LLC
Novogradac & Company LLP
NRG Energy, Inc.
Nu Home Promotions LLC
NuWatt Energy LLC
NYSERDA
OhmConnect, Inc.
Okta, Inc.
One Million Lights
OneLogin Inc.
OnGrid Solar Energy Systems
On-Ramp Wireless, Inc.
Open Text Inc.
OpenSymmetry, LLC
Opus Bank
Oracle America, Inc.
Oracle America, Inc. (fka Eloqua Limited)
Orion Energy Partners
ORIX Equity Holdings, LLC
ORIX Public Finance LLC
Orrick, Herrington & Sutcliffe (Europe) LLP
Orrick, Herrington, and Sutcliffe LLP
Ortiz, Guillermo Galvan
Outback Power Technologies Inc.
Owens, Jenna
Pacific Solar Technologies
Panalpina, Inc.
Paragon Legal Group
Partners Asset Management (HK) Limited
Partners HealthCare System, Inc.
Passport Unlimited, Inc. dba Passport Unlimited
Pegasus Solar, Inc.
Pegasus Solar, Inc.
Perfect Windows & Doors, Inc.
Perry Creek Capital LP
Persimmon Tree Capital Mgt. LLC
Petunia LLC
Pi Investments
Pick My Solar, Inc.
Pictometry International Corp.
Pillsbury Withrop Shaw Pittman LLP
72
Page 80 of 95
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594.
595.
596.
597.
598.
599.
600.
601.
602.
603.
604.
605.
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607.
608.
609.
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618.
619.
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623.
624.
625.
626.
627.
628.
629.
630.
631.
632.
633.
634.
635.
636.
637.
638.
639.
Doc 103-3
Filed 03/23/17
Pilot Grove Management, LLC
Planck LLC dba Patch Media
Plexus Solutions LLC
Plexus Solutions, Inc.
Plum Productions
Poizner, Stephen
Pono Home, Inc.
Portal Architect, Inc.
Post, Kevin
Potovsky, David
Power Construction LLC
PowerLease Energy Finance, LLC
Power-One Renewable Energy Solutions LLC
PowerScout, Inc.
Powur, PBC
PPG Ventures
Preferred Return, Inc.
Progressive Power Group, Inc.
Prospect Sierra School
Protiviti
Prudential Captial Group, a unit of PGIM, Inc.
Publicis Group
Pulte Group
Purscell Electric
Putt Construction dba Suns Up Solar
PV Guru Inc.
PVT Solar, Inc.
Q Factory33 LLC
Qology Direct, LLC
Quantum Strategic Partners
Quattro Solar, Inc.
Quick Mount PV
R2i+CatapultWorks
RaboSolar I, LLC
Radian Solar LLC
Rainforest Action Network
Rainforest Automation Inc.
Rainforest Automation, Inc.
Rainmakers PE
Randstad Professionals US, LP (dba Tatum)
Raymond Hash
RBC Capital Markets, LLC
RBI Solar, Inc.
RCC Ventures, LLC
RE FormsNet, LLC
Ready Solar
73
Page 81 of 95
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640.
641.
642.
643.
644.
645.
646.
647.
648.
649.
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654.
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669.
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671.
672.
673.
674.
675.
676.
677.
678.
679.
680.
681.
682.
683.
684.
685.
Doc 103-3
Filed 03/23/17
Page 82 of 95
Real Capital Solar (RCS)
REC Americas LLC
REC Solar Commercial Corporation
Recargo, Inc.
RECOM
Redfin Corporation
Regenesis Power, LLC
Relationship Management Consultants, LLC
Reneu Energy, LLC
Renewable Electric, Inc.
Renewable Energy Solutions
Renewable Energy Trust Capital, Inc.
Renewable Funding LLC
Renusol America Inc.
Retirement Analytics
ReVision Energy LLC
Rex Foundation
RGR Marketing
Ricoh USA Inc.
RingCentral, Inc.
Riverwood Capital Partners, LP
Robert W. Baird & Co. Incorporated
Roc Debt Strategies Fund Manager, LLC
Rock Connections , LLC
Roof Tech, Inc.
Rosen, L.
Rosenco International LLC
Rottman, Mary
Roy, Cayce
RR Donnelley (Donnelley Financial LLC)
RR Donnelly (Donnelly Financial LLC)
S&P Global Platts, a business unit of S&P Global, Inc.
SA MINERA CATALANO-ARAGONESA
Saba Software, Inc.
Sabetti Construction dba Newport Solar
Sacramento Muncipal Utility District
Safari Energy, LLC
Salesforce.org
Samanage Ltd.
Samsung SDI Co. Ltd
San Francisco Food Bank
San Francisco Waldorf School
Santa Cruz Westside Electric, Inc. (dba Sandbar)
Sapling Energy, LLC
Sappin, Edward J
Sarav, Saraiya
74
Case 17-10561-KG
686.
687.
688.
689.
690.
691.
692.
693.
694.
695.
696.
697.
698.
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700.
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718.
719.
720.
721.
722.
723.
724.
725.
726.
727.
728.
729.
730.
731.
Doc 103-3
Filed 03/23/17
Savenia
Schletter Inc.
Schneider Electirc USA
Schwan-Stabilo
Schweichler Price Mullarkey & Barry
Scion Staffing
Second Derivative Energy
Seminole Equity Partners LLC
Senergy Solar, Inc.
Severson & Werson, a professional corporation
Shareholder InSite, Inc.
Shareholder Representative Services LLC
Sheck, Lynn
Shunfeng Photovoltaic Holdings Limited
Sighten, Inc.
Silfab Solar Inc.
Silicon Valley Bank
Silver Lake Kraftwerk Management Company, L.L.C.
Silver Star Brands, Inc.
Simons, Stephanie
SK Solar, Inc.
Sky Blue Solar
Skyline Capital Partners LLC
Skyline Solar LLC
Skylink Solar, Inc.
Skyrocket Media LLC
Skyrocket Media
Slaghekke, Jan
SLR Energy Inc.
SMA America, LLC
Smartsheet.com, Inc.
Sol Systems, LLC
Solar Analytics, Inc.
Solar Brokers Canada Corp.
Solar Century Holdings Limited
Solar Five LLC
Solar Good Guys LLC
Solar Investments, Inc.
Solar Mosaic, Inc.
Solar Power, Inc.
Solar Richmond
Solar Site Design
Solar SpeedRack Inc.
Solar3D, Inc.
Solaraty, Inc.
SolarCity Corporation
75
Page 83 of 95
Case 17-10561-KG
732.
733.
734.
735.
736.
737.
738.
739.
740.
741.
742.
743.
744.
745.
746.
747.
748.
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756.
757.
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760.
761.
762.
763.
764.
765.
766.
767.
768.
769.
770.
771.
772.
773.
774.
775.
776.
777.
Doc 103-3
Filed 03/23/17
Solare Datensysteme GmbH
SolarEdge Technologies Ltd
Solaria Corporation
SolarLeadFactory, LLC
Solar-Oversight
Solectria Renewables LLC
Solexel, Inc.
Soligent Distribution LLC
Soligent Holdings, Inc.
Soligent, LLC
Solstis SA
Solterix Corporation
SolyMoly dba PCCAREGURU LLC
Sonic, Inc. (fka Sonic.net, Inc.)
Sonnenbatterie
Sonnenbatterie
Sorenson, Lloyd (Skip)
Source Circuit Solutions
Southern Light Solar, LLC
Southwestern/Great American, Inc.
SP Investments Management LLC
Span Group, Inc.
Spear Point Energy, LLC
Spoor, Jennifer
Spruce Finance, Inc. (fka Clean Power Finance, Inc.)
Spruce Finance, Inc. (fka CPF & Kilowatt)
SST Construction, LLC
SST Construction, LLC dba Sun System Technology
St. Cloud Capital, LLC
Stamos Capital Partners, LP
Stantec Consulting Services, Inc.
Starwood Vacation Ownership
State Street Bank and Trust Company
Stena Metall Ltd, Qurmi, Zug Branch
Step Robotics
Stock & Option Solutions, Inc.
Stockman, Chad (an You Save With Solar LLC)
Stone Point Capital LLC
Stonepeak Advisors LLC
Storm Harbour Securities
SUMEC North America LLC
Summit Wind Energy, Inc.
Sun Light & Power
Sun Light Solar Leads LLC
SuncoSolar Inc.
Sundance Power Systems, Inc.
76
Page 84 of 95
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778.
779.
780.
781.
782.
783.
784.
785.
786.
787.
788.
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790.
791.
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793.
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795.
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797.
798.
799.
800.
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807.
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809.
810.
811.
812.
813.
814.
815.
816.
817.
818.
819.
820.
821.
822.
Doc 103-3
Filed 03/23/17
Page 85 of 95
SunEdison Inc.; SunEdison Residential Services, LLC; NVT Licenses, LLC;
Team-Solar, Inc.; NY SunEdison Residential Services, LLC
Sungage Financial
Sungevity Development, LLC
Sungevity USB Residential 2010, LLC
Sungevity USB Residential 2011, LLC
Sungevity USB Residential 2012, LLC
Sungrow USA Corporation
Sunible.com
Suniva, Inc.
Sunlight Solar Energy
SunlightSolarLeads.com
Sunnova Energy Corporation
SunnyMac, LLC
Sunpreme, Inc.
Sunrun South LLC
Sunrun, Inc.
Suntech America, Inc.
SunTrust Bank
Sunup Solar Tech Services
Sunverge Energy, Inc.
Sustainable Growth Management GP SARL
Syntrio, Inc.
Talener
Talent2
Tata Elxsi Limited
Tax Equity Advisors, LLC
Technology Credit Corporation
Technology Credit Corporation (TCC)
Techware Leads, LLC
Teens Turning Green
Teknos Associates LLC
Tendril Networks, Inc.
tenKsolar, Inc.
Tennenbaum Capital Partners, LLC
TerraForm Power, LLC
Terry Everley
Tesla Motors, Inc.
Teufel Building Designs, Inc.
The Advantage Group (TAG)
The Blueshirt Group, LLC
The Magnum Group
The Marbury Law Group. PLLC
The McLean Group
The Nest Collective, Inc.
The NEXTracker Inc.
77
Case 17-10561-KG
823.
824.
825.
826.
827.
828.
829.
830.
831.
832.
833.
834.
835.
836.
837.
838.
839.
840.
841.
842.
843.
844.
845.
846.
847.
848.
849.
850.
851.
852.
853.
854.
855.
856.
857.
858.
859.
860.
861.
862.
863.
864.
865.
866.
867.
Doc 103-3
Filed 03/23/17
Page 86 of 95
The Oaks School
The Regents of the University of California (UC Berkeley)
The Regents of the University of California (UC Berkeley)
The Regents of the University of California, acting solely through and on behalf
of its Office of the Chief Investment Officer
The Sierra Club
The VERTEX Companies, Inc.
The Wilderness Society
The Wisdom Companies LLC
Thompson, Aaron
Three Dimensional Resource Planning, LLC (3RP)
TIBCO Software, Inc.
Tigerspike, Inc.
Title Court Service, Inc.
TOA Technologies, Inc
Torres Scammon & Day, LLP
TPG Global, LLC
Traction Sales and Marketing, Inc
Trans Union LLC
Transfinity Group, LLC
TrendSource, Inc.
Tresalia Capital, S.A. de C.V.
TriCore Solutions LLC
Trillium Construction Services
Trina Solar (U.S.), Inc.
Trineo Pty. Ltd.
Trinity Construction Enterprises, Inc.
TRIREC Pte. Ltd.
Troll Capital Oy
Twilio, Inc.
Two Signma Holdings VC Acquisition Vehicle II, LLC
U.S. Bank National Association
UBS O'Connor LLC
UBS Securities LLC
Ultimate Software Group, Inc.
Ulysses Management LLC
Union Leasing, Inc.
Unirac, Inc
Unirac, Inc.
United Solar Associates LLC
Upsolar America, Inc.
Upwell, LLC
US Inspect
USA Solar, Inc.
Utility Expense Reduction, LLC
UtilityAPI, Inc.
78
Case 17-10561-KG
868.
869.
870.
871.
872.
873.
874.
875.
876.
877.
878.
879.
880.
881.
882.
883.
884.
885.
886.
887.
888.
889.
890.
891.
892.
893.
894.
895.
896.
897.
898.
899.
900.
901.
902.
903.
904.
905.
906.
907.
908.
909.
910.
911.
912.
913.
Doc 103-3
Filed 03/23/17
V2Solutions, Inc.
Valley Solar Solutions, Inc.
VAR Resources, Inc
Velocify, Inc.
Venga Global, Inc
Verengo, Inc.
Veritas Academy of Tucson
Veterans Alliance Resourcing Inc
Video Monitoring Services (VMS)
Vine Group
Virgo Investment Group, LLC
Vista Solar, Inc.
Volta Industries, LLC
Vulcan, Inc.
Vynckier Enclosure Systems, Inc.
W&W Wealth Management Limited
Wandell, Heidi
Warburg Pincus International LLC
Warholic, Pete
Warner Santiago, Inc.
Wattcost Pty Ltd.
Wattstick Systems, Inc. dba Whisker Labs
Wave Holdings Inc.
Wave Holdings, Inc.
Wells Fargo Bank
Wells Fargo Bank, N.A.
Wencon Development, Inc.
Wesco Distribution Inc
Wesco Distribution, Inc.
West Investments III, LLC
Westover Technology Partners, LLC
Westside Waldorf School
White Oak Global Advisors, LLC
White, Willis
Whiteplains Overseas Limited
Wild Equity Institute
WildEarth Guardians
Wilkinson, Benjamin
Wilson Sonsini Goodrich & Rosati
Wilson, Becky
Wind Turbine Energy Cables
Wiser Capital, LLC
WNU Enterprises, LLC
Wolfson, Stacey
Woodlawn Associates LLC
Woulfe, Darren
79
Page 87 of 95
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914.
915.
916.
917.
918.
919.
920.
921.
922.
923.
924.
Doc 103-3
WRL.com, LLC
Xactly Corporation
Yeloha Inc.
Yodlee, Inc.
Young, Alexis
Zendesk, Inc.
Zero Cost Solar, Inc.
Zilla Corp.
ZipPower, Inc.
ZNSHINE PV-Tech Co., Ltd
Zuli, Inc.
80
Filed 03/23/17
Page 88 of 95
Case 17-10561-KG
Doc 103-3
Filed 03/23/17
Schedule 1(p)
Utilities
1.
2.
3.
4.
5.
6.
7.
Five9
Amazon Web Services
Headland Communications
Level 3 Communications
RingCentral
Unwired
Verizon
81
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Schedule 1(r)
Non-Debtor Professionals
1.
2.
3.
4.
5.
6.
7.
Kirkland and Ellis LLP
Cole Schotz P.C.
Klehr Harrison Harvey Branzburg LLP
Loizides, P.A.
Richards, Layton & Finger, P.A.
Outten & Golden LLP
Baker & McKenzie LLP
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Schedule 1(s)
Judges of the United States Bankruptcy Court for the District of Delaware
1.
2.
3.
4.
5.
6.
Brendan L. Shannon
Kevin J. Carey
Kevin Gross
Laurie Selber Silverstein
Christopher S. Sontchi
Mary F. Walrath
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Schedule 1(s)
Office of the United States Trustee
1. T. Patrick Tinkler
2. Lauren Attix
3. David Buchbinder
4. Linda Casey
5. Holly Dice
6. Shakima L. Dortch
7. Timothy J. Fox, Jr.
8. Diane Giordano
9. Christine Green
10. Benjamin Hackman
11. Jeffrey Heck
12. Mark Kenney
13. Jane Leamy
14. Hannah M. McCollum
15. James R. O’Malley
16. Michael Panacio
17. Juliet Sarkessian
18. Richard Schepacarter
19. Edith A. Serrano
20. Karen Starr
21. Ramona Vinson
22. Michael West
23. Dion Wynn
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Schedule 1(u)
Other Potential Parties In Interest
1. Northern Pacific Group
2. International SIF SICAV SA
3. LSHC Solar Holdings, LLC
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Exhibit II
Previous Representations
AIG
Allianz
Amazon Web Services, Inc.
Fidelity
GE Ventures Limited
Great American Insurance Company
LG Electronics U.S.A. Inc.
People’s United Bank
01:21625437.2
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Exhibit III
Current Representations
Apollo Investment Corporation
Crius Energy
Kaiser Permanente
Lloyd’s Syndicate T 3210
National Union Fire Insurance Company of Pennsylvania
Travelers Casualty & Surety Company of America
Wilmington Savings Fund Society, FSB
Wilmington Trust Company, N.A.
Verizon
01:21625437.2
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EXHIBIT C
SERVICES AGREEMENT
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KCC AGREEMENT FOR SERVICES
This Agreement is entered into as of the 26 day of January 2017, between Sungevity Inc.
(together with its affiliates and subsidiaries, the “Company”),1 and Kurtzman Carson Consultants
LLC (together with its affiliates and subcontractors, “KCC”). In consideration of the premises set
forth herein and other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties hereto agree as follows:
Terms and Conditions
I.
SERVICES
A.
KCC agrees to provide the Company with consulting services regarding noticing, claims
management and reconciliation, plan solicitation, balloting, disbursements and any other services
agreed upon by the parties or otherwise required by applicable law, government regulations or
court rules or orders.
B.
KCC further agrees to provide (i) computer software support and training in the use of
the support software, (ii) KCC’s standard reports as well as consulting and programming support
for the Company requested reports, (iii) program modifications, (iv) data base modifications,
and/or (v) other features and services in accordance with the fees outlined in a pricing schedule
provided to the Company (the “KCC Fee Structure”).
C.
Without limiting the generality of the foregoing, KCC may, upon request by the
Company, (i) provide a communications plan including, but not limited to, preparation of
communications materials, dissemination of information and a call center staffed by KCC and/or
(ii) provide confidential on-line workspaces or virtual data rooms and publish documents to such
workspaces or data rooms (which publication shall not be deemed to violate the confidentiality
provisions of this Agreement).
D.
The price listed for each service in the KCC Fee Structure represents a bona fide proposal
for such services, which may be accepted in whole or in part. Services will be provided when
requested by the Company or required by applicable law, government regulations or court rules
or orders. Services are mutually exclusive and are deemed delivered and accepted by the
Company when provided by KCC.
E.
The Company acknowledges and agrees that KCC will often take direction from the
Company’s representatives, employees, agents and/or professionals (collectively, the “Company
Parties”) with respect to the services being provided under this Agreement. The parties agree that
KCC may rely upon, and the Company agrees to be bound by, any requests, advice or
information provided by the Company Parties to the same extent as if such requests, advice or
information were provided by the Company. The Company agrees and understands that KCC
shall not provide the Company or any other party with any legal advice.
The term Company shall include, to the extent applicable, the Company, as debtor and debtor in
possession in its chapter 11 case, together with any affiliated debtors and debtors in possession whose
chapter 11 cases are jointly administered with the Company’s chapter 11 case.
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KCC AGREEMENT FOR SERVICES
II.
PRICES, CHARGES AND PAYMENT
A.
KCC agrees to charge and the Company agrees to pay KCC for its services at the rates
and prices set by KCC that are in effect as of the date of this Agreement and in accordance with
the KCC Fee Structure. KCC’s prices are generally adjusted periodically to reflect changes in the
business and economic environment and are inclusive of all charges. KCC reserves the right to
reasonably increase its prices, charges and rates annually. If any price increases exceed 10%,
KCC will give thirty (30) days written notice to the Company.
B.
In addition to fees and charges for services, the Company agrees to pay KCC’s
reasonable transportation, lodging, and meal expenses incurred in connection with services
provided under this Agreement.
C.
In addition to all fees for services and expenses hereunder, the Company shall pay to
KCC (i) any fees and charges related to, arising out of, or as a result of any error or omission
made by the Company or the Company Parties, as mutually determined by KCC and the
Company, and (ii) all taxes that are applicable to this Agreement or that are measured by
payments made under this Agreement and are required to be collected by KCC or paid by KCC to
a taxing authority.
D.
Where the Company requires services that are unusual or beyond the normal business
practices of KCC, or are otherwise not provided for in the KCC Fee Structure, the cost of such
services shall be charged to the Company at a competitive rate.
E.
KCC agrees to submit its invoices to the Company monthly and the Company agrees that
the amount invoiced is due and payable upon the Company’s receipt of the invoice. KCC’s
invoices will contain reasonably detailed descriptions of charges for both hourly (fees) and nonhourly (expenses) case specific charges. Where total invoice amounts are expected to exceed
$10,000 in any single month and KCC reasonably believes it will not be paid, KCC may require
advance payment from the Company due and payable upon demand and prior to the performance
of services hereunder. If any amount is unpaid as of thirty (30) days from the receipt of the
invoice, the Company further agrees to pay a late charge, calculated as one and one-half percent
(1-1/2%) of the total amount unpaid every thirty (30) days. In the case of a dispute in the invoice
amount, the Company shall give written notice to KCC within ten (10) days of receipt of the
invoice by the Company. The undisputed portion of the invoice will remain due and payable
immediately upon receipt of the invoice. Late charges shall not accrue on any amounts in dispute
or any amounts unable to be paid due to Court order or applicable law. Unless otherwise agreed
to in writing, the fees for print notice and media publication (including commissions) must be
paid at least three (3) days in advance of those fees and expenses being incurred.
F.
In the event that the Company files for protection pursuant to chapter 11 of the United
States Bankruptcy Code (a “Chapter 11 Filing”), the parties intend that KCC shall be employed
pursuant to 28 U.S.C. § 156(c) to the extent possible and otherwise in accordance with applicable
Bankruptcy law and that all amounts due under this Agreement shall, to the extent possible, be
paid as administrative expenses of the Company’s chapter 11 estate. As soon as practicable
following a Chapter 11 Filing (and otherwise in accordance with applicable law and rules and
orders of the Bankruptcy Court), the Company shall cause pleadings to be filed with the
Bankruptcy Court seeking entry of an order or orders approving this Agreement (the “Retention
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KCC AGREEMENT FOR SERVICES
Order”). The form and substance of the pleadings and the Retention Order shall be reasonably
acceptable to KCC. If any Company chapter 11 case converts to a case under chapter 7 of the
Bankruptcy Code, KCC will continue to be paid for its services in accordance with the terms of
this Agreement. The parties recognize and agree that if there is a conflict between the terms of
this Agreement and the terms of the Retention Order, the terms of the Retention Order shall
govern during the chapter 11 or other proceeding.
G.
To the extent permitted by applicable law, KCC shall receive a retainer in the amount of
$20,000 (the “Retainer”) that may be held by KCC as security for the Company’s payment
obligations under the Agreement. The Retainer is due upon execution of this Agreement. KCC
shall be entitled to hold the Retainer until the termination of the Agreement unless otherwise
provided under the terms of the Retention Order. Following termination of the Agreement, KCC
shall return to the Company any amount of the Retainer that remains following application of the
Retainer to the payment of unpaid invoices. KCC agrees to further discount the hourly fees by
10% for the life of the engagement.
III.
RIGHTS OF OWNERSHIP
A.
The parties understand that the software programs and other materials furnished by KCC
pursuant to this Agreement and/or developed during the course of this Agreement by KCC are the
sole property of KCC. The term “program” shall include, without limitation, data processing
programs, specifications, applications, routines, and documentation. The Company agrees not to
copy or permit others to copy the source code from the support software or any other programs or
materials furnished pursuant to this Agreement.
B.
The Company further agrees that any ideas, concepts, know-how or techniques relating to
data processing or KCC’s performance of its services developed or utilized during the term of this
Agreement by KCC shall be the exclusive property of KCC. Fees and expenses paid by the
Company do not vest in the Company any rights in such property, it being understood that such
property is only being made available for the Company’s use during and in connection with the
services provided by KCC under this Agreement.
IV.
NON-SOLICITATION
The Company agrees that neither it nor its subsidiaries or other affiliated companies shall directly
or indirectly solicit for employment, employ or otherwise retain employees of KCC during the
term of this Agreement and for a period of twelve (12) months after termination of this
Agreement unless KCC provides prior written consent to such solicitation or retention.
V.
CONFIDENTIALITY
Each of KCC and the Company, on behalf of themselves and their respective employees, agents,
professionals and representatives, agrees to keep confidential all non-public records, systems,
procedures, software and other information received from the other party in connection with the
services provided under this Agreement; provided, however, that if either party reasonably
believes that it is required to produce any such information by order of any governmental agency
or other regulatory body it may, upon not less than five (5) business days’ written notice to the
other party, release the required information.
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KCC AGREEMENT FOR SERVICES
VI.
SUSPENSION OF SERVICE AND TERMINATION
A.
This Agreement shall remain in force until terminated or suspended by either party
(i) upon thirty (30) days’ written notice to the other party or (ii) immediately upon written notice
for Cause (defined herein). As used herein, the term “Cause” means (i) gross negligence or
willful misconduct of KCC that causes serious and material harm to the Company’s
reorganization under chapter 11 of the Bankruptcy Code, (ii) the failure of the Company to pay
KCC invoices for more than sixty (60) days from the date of invoice, or (iii) the accrual of
invoices or unpaid services in excess of the retainer held by KCC where KCC reasonably believes
it will not be paid.
B.
In the event that this contract is terminated, regardless of the reason for such termination,
KCC shall coordinate with the Company and, to the extent applicable, the clerk of the Bankruptcy
Court, to maintain an orderly transfer of record keeping functions and KCC shall provide all
necessary staff, services and assistance required for an orderly transfer. The Company agrees to
pay for such services in accordance with KCC’s then existing prices for such services. If such
termination occurs following entry of the Retention Order, the Company shall immediately seek
entry of an order (in form and substance reasonably acceptable to KCC) that discharges KCC
from service and responsibility in the Company’s bankruptcy case.
C.
Any data, programs, storage media or other materials furnished by the Company to KCC
or received by KCC in connection with the services provided under the terms of this Agreement
may be retained by KCC until the services provided are paid for, or until this Agreement is
terminated with the services paid in full. The Company shall remain liable for all fees and
expenses imposed under this Agreement as a result of data or physical media maintained or stored
by KCC. KCC shall dispose of the data and media in the manner requested by the Company.
The Company agrees to pay KCC for reasonable expenses incurred as a result of the disposition
of data or media. If the Company has not utilized KCC’s services under this Agreement for a
period of at least ninety (90) days, KCC may dispose of the data or media, and be reimbursed by
the Company for the expense of such disposition, after giving the Company thirty (30) days’
notice. Notwithstanding any term herein to the contrary, following entry of the Retention Order,
the disposition of any data or media by KCC shall be in accordance with any applicable
instructions from the clerk of the Bankruptcy Court, local Bankruptcy Court rules and orders of
the Bankruptcy Court.
VII.
SYSTEM IMPROVEMENTS
KCC strives to provide continuous improvements in the quality of service to its clients. KCC,
therefore, reserves the right to make changes in operating procedure, operating systems,
programming languages, general purpose library programs, application programs, time period of
accessibility, types of terminal and other equipment and the KCC data center serving the
Company, so long as any such changes do not materially interfere with ongoing services provided
to the Company in connection with the Company’s chapter 11 case.
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KCC AGREEMENT FOR SERVICES
VIII.
BANK ACCOUNTS
At the Company’s request and subject to Court approval following any chapter 11 filing, KCC
may be authorized to establish accounts with financial institutions in the name of and as agent for
the Company. To the extent that certain financial products are provided to the Company pursuant
to KCC’s agreement with financial institutions, KCC may receive compensation from such
financial institutions for the services KCC provides pursuant to such agreement.
IX.
LIMITATIONS OF LIABILITY AND INDEMNIFICATION
A.
The Company shall indemnify and hold KCC, its affiliates, members, directors, officers,
employees, consultants, subcontractors and agents (collectively, the “Indemnified Parties”)
harmless, to the fullest extent permitted by applicable law, from and against any and all losses,
claims, damages, judgments, liabilities and expenses (including reasonable counsel fees and
expenses) (collectively, “Losses”) resulting from, arising out of or related to KCC’s performance
under this Agreement. Such indemnification shall exclude Losses resulting from KCC’s gross
negligence or willful misconduct. Without limiting the generality of the foregoing, Losses
include any liabilities resulting from claims by any third-parties against any Indemnified Party.
The Company shall notify KCC in writing promptly upon the assertion, threat or commencement
of any claim, action, investigation or proceeding that the Company becomes aware of with
respect to the services provided by KCC under this Agreement. The Company’s indemnification
obligations hereunder shall survive the termination of this Agreement.
B.
Except as provided herein, KCC’s liability to the Company or any person making a claim
through or under the Company for any Losses of any kind, even if KCC has been advised of the
possibility of such Losses, whether direct or indirect and unless due to gross negligence or willful
misconduct of KCC, shall be limited to the total amount billed or billable to the Company for the
portion of the particular work which gave rise to the alleged Loss. In no event shall KCC be
liable for any indirect, special or consequential damages such as loss of anticipated profits or
other economic loss in connection with or arising out of the services provided for in this
Agreement. In no event shall KCC’s liability to the Company for any Losses, whether direct or
indirect, arising out of this Agreement exceed the total amount billed to the Company and
actually paid to KCC for the services contemplated under the Agreement; provided, however, that
this limitation shall not apply to the Company during any chapter 11 case in which the Company
is a debtor.
C.
The Company is responsible for the accuracy of the programs, data and information it or
any Company Party submits for processing to KCC and for the output of such information. KCC
does not verify information provided by the Company and, with respect to the preparation of
schedules and statements, all decisions are at the sole discretion and direction of the Company.
The Company reviews and approves all schedules and statements filed on behalf of, or by, the
Company; KCC bears no responsibility for the accuracy or contents therein. The Company
agrees to initiate and maintain backup files that would allow the Company to regenerate or
duplicate all programs and data submitted by the Company to KCC.
D.
The Company agrees that except as expressly set forth herein, KCC makes no
representations or warranties, express or implied, including, but not limited to, any implied or
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KCC AGREEMENT FOR SERVICES
express warranty of merchantability, fitness or adequacy for a particular purpose or use, quality,
productiveness or capacity.
X.
FORCE MAJEURE
Whenever performance by KCC of any of its obligations hereunder is materially prevented or
impacted by reason of any act of God, strike, lock-out or other industrial or transportation
disturbance, fire, lack of materials, law, regulation or ordinance, war or war condition, or by
reason of any other matter beyond KCC’s reasonable control, then such performance shall be
excused and this Agreement shall be deemed suspended during the continuation of such
prevention and for a reasonable time thereafter.
XI.
INDEPENDENT CONTRACTORS
The Company and KCC are and shall be independent contractors of each other and no agency,
partnership, joint venture or employment relationship shall arise, directly or indirectly, as a result
of this Agreement.
XII.
NOTICES
All notices and requests in connection with this Agreement shall be given or made upon the
respective parties in writing and shall be deemed as given as of the third day following the day it
is deposited in the U.S. Mail, postage pre-paid or on the day it is given if sent by facsimile or
electronic mail or on the day after the day it is sent if sent by overnight courier to the appropriate
address set forth below:
Kurtzman Carson Consultants LLC
2335 Alaska Ave.
El Segundo, CA 90245
Attn: Drake D. Foster
Tel: (310) 823-9000
Fax: (310) 823-9133
E-Mail: [email protected]
Sungevity Inc.
66 Franklin Street, Suite 310
Oakland, CA 94607
Attn: Elizabeth Rushforth
Tel: (510) 496-5500
Fax: 510-380-6875
Or to such other address as the party to receive the notice or request so designates by written
notice to the other.
XIII.
APPLICABLE LAW
The validity, enforceability, and performance of this Agreement shall be governed by and
construed in accordance with the laws of the State of California.
XIV.
ENTIRE AGREEMENT/ MODIFICATIONS
Each party acknowledges that it has read this Agreement, understands it, and agrees to be bound
by its terms and further agrees that it is the complete and exclusive statement of the agreement
between the parties, which supersedes and merges all prior proposals, understandings, other
agreements, and communications oral and written between the parties relating to the subject
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KCC AGREEMENT FOR SERVICES
matter of this Agreement. The Company represents that it has the authority to enter into this
Agreement, and the Agreement is non-dischargeable under any applicable statute or law. If any
provision of this Agreement shall be held to be invalid, illegal or unenforceable, the validity,
legality and enforceability of the remaining provisions shall in no way be affected or impaired
thereby. This Agreement may be modified only by a written instrument duly executed by an
authorized representative of the Company and an officer of KCC.
XV.
COUNTERPARTS; EFFECTIVENESS
This Agreement may be executed in two or more counterparts, each of which will be deemed an
original but all of which together will constitute one and the same instrument. This Agreement
will become effective when one or more counterparts have been signed by each of the parties and
delivered to the other parties, which delivery may be made by exchange of copies of the signature
page by facsimile or electronic mail.
XVI.
ASSIGNMENT
This Agreement and the rights and duties hereunder shall not be assignable by the parties hereto
except upon written consent of the other, with the exception that this Agreement can be assigned
without written consent by KCC to a wholly-owned subsidiary or affiliate of KCC.
XVII. ATTORNEYS’ FEES
In the event that any legal action, including an action for declaratory relief, is brought to enforce
the performance or interpret the provisions of this Agreement, the parties agree to reimburse the
prevailing party’s reasonable attorneys’ fees, court costs, and all other related expenses, which
may be set by the court in the same action or in a separate action brought for that purpose, in
addition to any other relief to which the prevailing party may be entitled.
[SIGNATURE PAGE FOLLOWS]
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KCC AGREEMENT FOR SERVICES
IN WITNESS WHEREOF, the parties hereto have executed this Agreement effective as of the
first date mentioned above.
Kurtzman Carson Consultants LLC
BY: Evan Gershbein
TITLE: Senior Vice President
DATE:
Sungevity Inc.
BY: Elizabeth K. Rushforth
TITLE: Chief Legal Officer
DATE: January 26, 2017
8