Haverford College Haverford Scholarship Faculty Publications Biology 2013 Modeling 400 million years of plant hydraulics Jonathan P. Wilson Haverford College, [email protected] Follow this and additional works at: http://scholarship.haverford.edu/biology_facpubs Repository Citation Wilson, J. P., 2013, Modeling 400 million years of plant hydraulics: The Paleontological Society Papers, v. 19, p. 175-194. This Journal Article is brought to you for free and open access by the Biology at Haverford Scholarship. It has been accepted for inclusion in Faculty Publications by an authorized administrator of Haverford Scholarship. For more information, please contact [email protected]. MODELING 400 MILLION YEARS OF PLANT HYDRAULICS JONATHAN P. WILSON Department of Biology, Haverford College, 370 Lancaster Ave., Haverford, PA 19041 USA <[email protected]> ABSTRACT.—Mathematical models of fluid flow thorough plant stems permit quantitative assessment of plant ecology using anatomy alone, allowing extinct and extant plants to be measured against one another. Through this process, a series of patterns and observations about plant ecology and evolution can be made. First, many plants evolved high rates of water transport through the evolution of a diverse suite of anatomical adaptations over the last four hundred million years. Second, adaptations to increase hydraulic supply to leaves tend to precede, in evolutionary time, adaptations to increase the safety margin of plant water transport. Third, anatomical breakthroughs in water transport function tend to occur in step with ecological breakthroughs, including the appearance of leaves during the Devonian, the evolution of high leaf areas in early seed plants during the Carboniferous, and the early radiation of flowering plants during the Cretaceous. Quantitative assessment of plant function not only opens up the plant fossil record to ecological comparison, but also provides data that can be used to model fluxes and dynamics of past ecosystems that are rooted in individual plant anatomy. INTRODUCTION The biophysical nature of plant physiology means that functional and ecological insights can be derived from plant anatomy and morphology. More than one hundred and fifty years of work on living and fossil plants (Brongniart, 1828; Bailey and Sinnott, 1915; Bailey and Sinnott, 1916) has aimed to understand not only the environments these plants inhabited (Arens et al., 2000; Beerling and Royer, 2002a, b; Kohn and Thiemens, 2010), but also the evolutionary trajectory of terrestrial plant function. Key aspects of plant physiology are determined by the physical properties of individual plant cells, and these dimensions can be preserved in the fossil record, opening up the evolutionary history of land plants’ physiology to analysis. Recent work applying mathematical models to key plant tissues, namely water transport cells, has opened the door to quantitative understanding of the 400million-year evolutionary history of vascular plants (Cichan 1986a; Wilson et al., 2008; Wilson and Knoll, 2010; Wilson and Fischer, 2011). This review will: 1) summarize the state of knowledge on plant water transport; 2) describe the models used to quantify this aspect of plant performance; 3) outline some of the evolutionary patterns that result from application of these models to the fossil record; and 4) sketch out future directions and applications of plant physiological evolution. Part 1: How do plants work? At the core of terrestrial plant metabolism are a series of tradeoffs that drive the radiation of plant form and function (Niklas, 1994, 1997). One of the most important tradeoffs is the loss of water (in the form of water vapor) in exchange for the acquisition of carbon dioxide from the atmosphere (Taiz and Zeiger, 2002). In order to acquire carbon dioxide as a substrate for photosynthesis, plants expose their water-rich interior tissues to the dry atmosphere, leaving plants at risk of lethal desiccation. Plants have evolved a series of tissues to transport water from the soil to the sites of gas exchange, collectively called xylem, along with a second system to deliver photosynthate from leaves throughout the rest of the plant, called phloem. Xylem forms a network of hollow tubes from the roots to evaporative surfaces, and flow through xylem is driven by evaporation of water from cells in the interior of leaves. As water is evaporated from the cell walls, surface tension causes small menisci (radius of curvature: ~10 to 50 nm) to form between cellulose microfibrils (~20 nm in diameter). With increasing In Ecosystem Paleobiology and Geobiology, The Paleontological Society Short Course, October 26, 2013. The Paleontological Society Papers, Volume 19, Andrew M. Bush, Sara B. Pruss, and Jonathan L. Payne (eds.). Copyright © 2013 The Paleontological Society. THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 FIGURE 1.—Detailed view of xylem anatomy and pit structure in Paleozoic plants. B–E modified from Li and Taylor (1999). A) Longitudinal section of xylem in the stem group lycophyte Asteroxylon mackei (Early Devonian, Rhynie Chert) showing annular thickenings, modeled using scalariform shapes in Wilson and Fischer (2011). B) Cross-section of a stem of the gigantopterid climbing plant Vasovinea tianii (late Permian, Xuanwei Formation), arrows indicate gaps that could be missing medullary rays; note the wide xylem vessels. C) Scanning electron micrograph of the specimen pictured in B); arrows indicate oblique endwalls, characteristic of vessels. D) A radial view of a vessel endwall in Vasovinea tianii showing a multiperforate perforation plate (pp). E) Tangential view of the perforation plate of a gigantopterid vessel; note enormous width of the gigantopterid vessel. F) Radial view of secondary xylem in Cordaites sp. (Pennsylvanian stem group conifer) showing clusters of circular-bordered pits and narrow tracheids. G) Radial view of clusters of circular-bordered pits on the secondary xylem of the progymnosperm Callixylon newberryi (Archaeopteridiales; Late Devonian). Specimen courtesy of Jean Galtier and Brigitte Meyer-Berthaud. H) Radial view of narrow tracheids in the stem group seed plant Medullosa anglica showing abundant circular-bordered pits (Pennsylvanian, Shuler Mine, Harvard University Paleobotanical Collection #24474). 2 WILSON: MODELING EVOLUTION OF PLANT HYDRAULICS evaporation, more water is lost from cell walls and the radius of curvature of the menisci decreases; the strong surface tension and hydrogen bonding of water molecules generates, in turn, a tension, or negative pressure, that draws water to the site of evaporation. This mechanism, combining evaporation, surface tension, hydrophobic cell wall compounds in xylem, and hydrogen bonding between water molecules, is described as the Cohesion-Tension Theory and results in the movement of water to the tops of the tallest trees without the expenditure of ATP ( D i x o n a n d J o l y, 1 8 9 5 ; D i x o n , 1 9 1 4 ; Zimmermann, 1983; Tyree and Sperry, 1988; Tyree and Ewers, 1991; Pockman et al., 1995; Sperry et al., 1996; Tyree and Zimmermann, 2002; Wheeler and Stroock, 2008). Xylem efficiency can be assessed with economic comparisons: all costs to the plant are involved with construction and maintenance, so if these costs are equal, then the highest flow rate is the most efficient. As a result of the passive nature of water transport in xylem, the anatomy and structure of xylem cells determine the relative ease or difficulty of water transport through plants. That is, the dimensions, frequency, orientation, and morphology of transport cells determine the resistance to flow that water experiences on its way through a plant: the driving force, evaporation from the leaves, will vary throughout the day, but the hydraulic architecture of the transport system remains constant. Therefore, assessing the hydraulic resistance of the vascular system yields insight into the ecological and physiological characteristics of a plant independent of environmental variation. This method can be particularly useful in deep time, when even the most basic environmental parameters (e.g., atmospheric CO2 concentration) can be underdetermined (Royer, 2006). Among vascular plants, xylem cells fall into one of two broad categories: single-celled tracheids, typically found in lycophytes (Fig. 1A), ferns, and gymnosperms (Fig. 1F–H); and multicellular vessels, formed from individual cells called vessel elements, which reach their peak of diversity in the angiosperms but have been discovered in extinct lineages (Fig. 1B–E). Both vessels and tracheids have a number of morphological features in common: they are dead, empty cells that are differentiated, in a developmental sense, from parenchyma procambial cells; both are roughly tube-shaped; and both have a series of porous features on their lateral walls to permit water to move from one cell to another, called pits (Fig. 2C–F, H). However, vessels and tracheids typically have a dramatically different aspect ratio. Vessel elements range from ~20 to more than 500 microns in diameter, 0.5–2 mm long, and are open at the top and bottom, but, when stacked, form multicellular vessels that can be several meters long (Tyree and Ewers, 1991; Fisher et al., 2002). Tracheids, on the other hand, are usually 5–35 microns in diameter, 1–5 mm long, and closed at both ends, forming woody tissue that is composed of a large number of small, closed cells. By employing vessels and tracheids to provide a low-resistance pathway to the leaves, the cohesion-tension system can be highly efficient. However, the cohesion-tension system of water transport has its drawbacks. The most pervasive drawback is the threat of a water column rupture. Because the column is under tension, it is metastable: mechanical failure, pathogen activity, excessive drought, or environmental disturbance can allow air to penetrate the exterior of a plant and enter the transpiration stream. When air bubbles enter the transpiration stream, or the water column breaks under extreme tension, air bubbles will expand and fill the conduit, blocking transport of water (Tyree and Sperry, 1989). The nucleation of an air bubble or its entry into a xylem cell is called cavitation, and the expansion of the air bubble to block the conduit is called embolization. Unless the plant grows new xylem cells or reverses the embolism, flow through that conduit will stop, photosynthesis will halt, and the plant will die. A variety of observations have pointed toward pit membrane morphology, architecture, and frequency as key factors determining vulnerability to cavitation and embolism; one of the most compelling has been documenting differential cavitation vulnerability in plants with similar xylem cell sizes but different pits (Sperry et al., 2002, 2005, 2006, 2007; Wheeler et al., 2005; Hacke et al., 2006, 2007; Pittermann et al., 2006a, b). These observations have shown that cavitation vulnerability is more strongly determined by pit structure than by any other single factor. The standard pit membrane is a permeable sheet of cellulose microfibrils, a remnant of the primary cell wall between two developing xylem cells (Fig. 2C, D). This type of membrane is often called a homogeneous pit membrane, containing small pores between the cellulose microfibrils on 3 THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 FIGURE 2.—Xylem anatomy of living and extinct plants. A) Cross-section of Medullosa anglica, showing extremely wide tracheids in the primary and secondary xylem (Pennsylvanian, Harvard University Paleobotanical Collection #7791). B) Cross-section of the sphenopsid Sphenophyllum insignis containing very large diameter tracheids and crushed primary xylem cells in the center (Pennsylvanian, HUPC #29234). C) A close-up view of a circular-bordered pit membrane from a fusainized tracheid of Callixylon sp. (Early Mississippian; modified from Beck et al., 1982). D) A radial view into pit membrane apertures of tracheids from Medullosa sp.; note the dramatic difference in size from the previous pit (Pennsylvanian, Shuler Mine). E) Radial view of an elliptical/ scalariform pit from an extant vesselless angiosperm, Trochodendron araloides (modified from Hacke et al., 2007). F) Radial view of fusainized tracheids of Callixylon sp. (Early Mississippian) showing a single row of circular-bordered pits; this bears a close resemblance to the arrangement of pits in most extant conifers (modified from Beck et al., 1982). G) Radial view of macerated tracheids of Medullosa sp.; note the abundance of circular-bordered pits and the dimensions of the two cells (Pennsylvanian, Shuler Mine). H) Radial view of a torus-margo pit from the loblolly pine, Pinus taeda (modified from Côte, 1967). the order of 5–40 nm in diameter (Choat et al., 2003, 2006; Choat and Pittermann, 2009). When the aperture around the pit is circular, the entire pit is called a circular-bordered pit (Fig. 2C, D); this is the most common pit morphology. When the aperture around the pit membrane is elliptically shaped, the pit is known as a scalariform pit (Fig. 2E). These are found in a wide variety of spore-bearing plants, in the primary xylem of many seed plants, and on some angiosperm vessels. In some plants, the aperture remains circular, but the pit membrane differentiates into a thickened central portion and a very porous outer margin, known as the torus and margo, respectively (Fig. 2H). These torusmargo pits have the benefit of a high porosity because of the large pores in the margo (100– 1000 nm in diameter), and a high safety margin, because the thickened torus can seal off the pit aperture in the event of embolism, acting as a valve to prevent the spread of air from one cell to another. The torus-margo pit is a key innovation within the conifer lineage and Ginkgo, and it appears to have evolved several times (Tyree and Sperry, 1989, 2003; Pittermann et al., 2005, 2006a; Sperry et al., 2006). Until recently, embolism was thought to be irreversible, and damage from cavitation was thought to be mitigated by the production of new xylem cells (Zimmermann, 1983; Tyree and Sperry, 1989). However, a series of observations made over the last decade has shown that some plants possess the ability to refill embolized conduits when supplied with more water. In one experiment, MRI imaging of an actively transpiring stem of grapevine (Vitis vinifera) showed a reduction in the number of embolized vessels over a period of hours when the roots were supplied with additional water (Holbrook et al., 2001). Further investigation has shown that refilling is a dynamic process involving active transport of water from neighboring living cells into embolized conduits, suggesting that sugars and other solutes play key roles in this process (Holbrook et al., 2001; Clearwater and Goldstein, 2005; Brodersen et al., 2010; Secchi and Zwieniecki, 2011, 2012; Totzke et al., 2013). It appears that a high frequency of living cells within the xylem is a necessary precondition for embolism refilling, but it may not be a sufficient condition. The great benefit of these plant physiological discoveries is that the 400 Ma paleontological record of fossil xylem can be subjected to quantitative analysis. Both xylem cell morphology (Fig. 2A, B) and pit membrane structure (Fig. 2C–E) can be preserved in the fossil record. From these dimensions, hydraulic resistance and ecological characteristics of extinct plants can be quantified. Earlier work focused exclusively on xylem cell length and diameter 4 WILSON: MODELING EVOLUTION OF PLANT HYDRAULICS (Niklas, 1985; Cichan, 1986a), but more recent work has included pit structure on the resistance side and cavitation resistance on the drawback side (Wilson et al., 2008; Wilson and Knoll, 2010; Wilson and Fischer, 2011). Part 2: Quantifying flow rates How can these key physiological parameters be quantified? Many of the quantitative observations of the effects of differential plant anatomy on transpiration rates were made by I. W. Bailey and colleagues during the 20th century (Bailey and Thompson, 1918; Bailey and Tupper, 1918; Bailey, 1953). The quantitative foundations for the mathematical model described here were laid by a variety of laboratories (Lancashire and Ennos, 2002; Hacke et al., 2004; Sperry and Hacke, 2004). Detailed descriptions of parameters and derivations can be found in previous work (Wilson et al., 2008; Wilson and Knoll, 2010; Wilson and Fischer, 2011). The first quantitative breakthrough for mathematical modeling of hydraulic resistance, published by van den Honert (1948), applied the analogy of the flow of current through an electrical circuit of a defined electrical resistance to the flow of water through a plant with a defined hydraulic resistance. This relationship was expressed by using an analogy to Ohm’s Law, in which the flow of current across a circuit (I) is defined by the electrostatic potential difference (ΔV) divided by the electrical resistance (R): I = ΔV / R (Eq. 1) Using the Ohm’s Law analogy, the flow of water through a plant (Q) is defined by the pressure drop across the plant (ΔP) divided by the hydraulic resistance (R): Q = ΔP / R (Eq. 2) In this analogy, environmental variation (including relative humidity and temperature) has strong effects on the pressure gradient, which will change dramatically throughout the day. However, the hydraulic resistance is unchanging and is a function of anatomical properties of the xylem. This analogy could be applied to an entire plant (pressure drop from leaf to soil; equations summing up the hydraulic resistance of the entire path length from root to leaf), but to facilitate comparison between different plants, particularly fossil plants that may not be understood as entire organisms, this analysis is best done on a singlecell scale. Looking at a single xylem cell allows the total hydraulic resistance (Rtot) to be deconvolved into two parts: hydraulic resistance from flow through the center of the xylem cell, the lumen (Rlumen), and hydraulic resistance from flow into and out of that cell through two sets of anatomical structures called pits (Rpit): Rtot = Rlumen + 2 (Rpit / Npit) (Eq. 3) Xylem cells are approximately cylindrical in shape; therefore the hydraulic resistance of flow through the lumen can be approximated using the Hagen-Poiseuille equation, which is strongly determined by the diameter of the tube (D) but also includes parameters for tube length (L) and viscosity of water (νH2O). Experimental studies have shown that the average molecule of water traverses half of the length of the cell before moving into the next cell, and substituting this distance (0.5 * L) for length into the standard Hagen-Poiseuille equation results in the following equation: Rlumen = (64 νH2O L) / π (Dtracheid)4 (Eq. 4) Pit structure is more complex, with each xylem cell containing numerous pits and each pit containing two morphological features: an opening called an aperture and a porous sheet called a membrane. As described above, pit apertures and membranes vary dramatically across terrestrial plants, and three types are very common: circular-bordered pits (Fig. 2C, D), which have a roughly circular aperture surrounding a thin membrane; scalariform pits, which are more elliptical in plan view (Fig. 2E); and torus-margo pits, which have a circular aperture surrounding a membrane that has differentiated into an outer, porous portion (the margo) and an impermeable, inner portion (the torus) that can move back and forth and act as a valve (Fig. 2H). Pits are modeled as resistors in parallel. That is, an increase in the number of pits (Npit) yields a decrease in the total hydraulic resistance of that particular xylem cell: with more pits, water moves easily from one xylem cell to another (Eq. 3). In most vascular plants, two pits are aligned with one another in adjacent cells and water flows from one to another; these structures are called pit pairs. Each pit’s hydraulic resistance has a 5 THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 FIGURE 3.—A quantitative comparison of living and extinct plant water transport capabilities using modeled (left panel) and experimental (right panel) hydraulics values, from Wilson et al. (2008). On the left are results from twelve model runs, four each from Medullosa, the stem group conifer Cordaites, and the living conifer Pinus. Each point represents a model run for conductivity of a single tracheid normalized to length and wall area of the cell (conduit-specific conductivity). At each point, a particular value for pit-area resistivity (pit resistance normalized to pit area; rp) is substituted into the model, showing how different pit membrane porosities can be simulated; bold values are rp values that satisfy the 80-20 (vessel) or 60-40 (tracheid) pit-lumen resistance partitioning. On the right are single-conduit values for hydraulic conductivity from an angiosperm vessel, a tracheid-bearing angiosperm that has secondarily lost vessels, and a conifer. rp values are also pit resistance values; numbers are conduit diameters. Medullosan tracheids have substantial overlap with the hydraulic space that angiosperm vessels occupy. component derived from each aperture of the pit pair, determined by aperture morphology (Raperture), and another component derived from pit membrane morphology and porosity (Rmembrane): Rpit = Rmembrane + 2 Raperture (Eq. 5) Pit apertures are modeled as short, cylindrical openings using a slightly modified HagenPoiseuille equation (compare with Eq. 4) that includes the aperture diameter (Dap) and thickness (tap): Raperture = [128 tap νH2O / π (Dap)4 ] + 24 νH2O / (Dap)3 (Eq. 6) Whereas pit membranes are modeled as thin, cylindrical sheets with pores of defined diameter (Dpore) and number (Npore): Rmembrane = 24 νH2O / Npore (Dpore)4 (Eq. 7) Pit membrane porosity is among the most important parameters in this analysis. Pit membrane pores are very small: they are typically 5–20 nm in diameter for circular-bordered pits and scalariform pits, with pores infrequently reaching diameters in excess of 200 nm (Choat et al., 2003; Jansen et al., 2009), but can be more than 1 micron in diameter in torus-margo pits (Fig. 2H) (Côte, 1967). It is this difference in pit membrane pore size that allows conifers to match the hydraulic efficiency of angiosperms on a perxylem-area basis (Pittermann et al., 2005, 2006, 2010). Using this mathematical model, the contribution of pit membrane pores can be modeled using a variety of statistical distributions of pore sizes: normal distributions have been used 6 WILSON: MODELING EVOLUTION OF PLANT HYDRAULICS (Wilson et al., 2008), but substituting alternative distributions of sizes is trivial. A series of simulations of the effect of different pit membrane porosities based on different values of pore membrane diameters are shown for the stemgroup seed plant Medullosa, the stem-group conifer Cordaites, and the living conifer Pinus in Figure 3. In the left panel, the hydraulic conductivity for tracheds from these three genera are shown, along with the effect of different pit membrane porosities (expressed as pit area resistance: pit resistance normalized to pit membrane area, or rp) on the total hydraulic conductivity of each cell. As pits become less resistant, the hydraulic conductivity increases. When these modeled values are compared with hydraulic conductivity values derived from single-cell hydraulic resistance experiments on angiosperm vessels, conifer tracheids, and vesselless angiosperms (Fig. 3, right panel), medullosan tracheids are found to occupy the same hydraulic space as angiosperm vessels, and both Pinus and Cordaites closely overlap experimental values from conifer tracheids (Wilson et al., 2008). In order to constrain values for pit membrane porosity, it is necessary to rely on guidelines derived from experimental data on living plants. When the proportion of hydraulic resistance coming from pits and pit membranes has been measured in living plants, small conduits (both tracheids and small vessels) have 54–60% of their hydraulic resistance arising from pits, whereas large conduits have 80–87% of their resistance arising from pit number and structure (Sperry et al., 2005; Wheeler et al., 2005; Choat et al., 2006). Xylem cells with large diameters have a lower Rlumen, increasing the other component of hydraulic resistance, that from pits and end walls. These relationships between lumen resistance and end-wall resistance can be used to evaluate and constrain parameters in these models, especially pit membrane porosity: in most plants, Rlumen would be expected to make up ~10–50% of the total hydraulic resistance, and pit membrane porosity can be adjusted accordingly. When Equations 1 through 7 are examined, it should be clear that all of the terms used fall into one of four categories: 1) empirically measurable directly from fossilized material (e.g., Dtracheid, D a p ) ; 2) exhibiting limite d but k n o wn environmental variation (e.g., νH2O); 3) constants; or 4) spanning a range of sizes known from living specimens, but testable using sensitivity analysis (e.g., Dpore). Taken together, a series of descriptive relationships emerge from these equations (Wilson and Knoll, 2010) as follows: 1) Wider cells have a lower hydraulic resistance and are more efficient. 2) Pit membrane resistance is the next most important parameter. 3) Length is the third-most important parameter as a linear term in the model. Some useful dimensions and comparative hydraulic data can be found in Table 1. Finally, the total hydraulic resistance (Rtot) can be expressed in a more intuitive form as its inverse, hydraulic conductance (K), which is simply the inverse of resistance. Hydraulic conductance can be normalized to any of several dimensions to yield hydraulic conductivity, including cell length, lumen area, pit area, or wall volume (Comstock and Sperry, 2000). Overall, low hydraulic resistance translates into high hydraulic conductance or conductivity, and vice versa. Part 3: Quantifying drawbacks: cavitation and embolism resistance The mechanism of cavitation and embolism points toward ways in which anatomical variation can be used to predict relative vulnerability. Low xylem pressure (or high tension) can draw air through pores in pit membranes, or around imperfectly sealed tori in conifer tracheids, pulling air into the transpiration stream (Cochard et al. 2009; Delzon et al. 2010). Therefore, in some way, pit-membrane pore diameter, along with the number of pits, size of pits, and/or dimensions of pit membrane area, should be predictive for embolism resistance (Hacke et al., 2001, 2007, 2007; Sperry et al., 2005; Wheeler et al., 2005; Pittermann et al., 2006a; Hacke and Jansen, 2009). Observations on living plants, both vessel-bearing and tracheid-bearing, largely bear out a relationship between increased pit area and increased cavitation vulnerability (Wheeler et al., 2005; Christman et al. 2012), but caution should be used when interpreting these estimates because there are uncertainties regarding the strength of these observations (Christman et al., 2009). Furthermore, statistical relationships based on one taxonomic group do not normally hold when applied to other taxonomic groups: high pit membrane area on a fern tracheid is much greater than high pit membrane area in a conifer tracheid. The simplest method for calculating the likelihood of air-seeding and cavitation relies on 7 THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 TABLE 1.—Key physiological parameters and morphological features for extinct and extant plant xylem. Key references for measured values and ranges include: Diameter: Bailey and Tupper, 1918; Bannan, 1965. Length: Bailey and Tupper, 1918; Bannan, 1965. Pit Membrane Pore Diameter: Côte, 1967; Choat et al., 2004, 2008; Rabaey et al., 2006; Sano and Jansen, 2006; Jansen et al., 2007, 2009. Air-seeding Pressure: Sperry, 1986; Sperry and Tyree, 1988, 1990; Sperry et al., 1994, 2005, 2006, 2008; Hacke et al., 2000, 2001a; Hacke and Sperry, 2001; Pittermann and Sperry, 2003, 2006; Domec et al., 2006, 2008, 2009; Pittermann et al., 2006a; Johnson et al., 2013. Implosion Pressure: Hacke and Sperry, 2001; Hacke et al., 2001a; Sperry, 2003; Cochard et al., 2004; Domec et al., 2006, 2008, 2009; Johnson et al., 2013. Name Age Angiosperm vessels Extant Vessel elements Extant Conifer tracheids Extant Pit membrane Diameter Length Pit membrane pore (µm) (mm) type diameter (nm) Homogeneous, scalariform or 10– 5–40 20–500 circular10,000 bordered Homogeneous, scalariform or 5–40 20–500 0.5–2 circularbordered 5–40 1–5 Torus-margo ~330– 252 Ma Homogeneous, 1.5–5 circular(Mississippian 15–45 bordered to late Permian) ~330–295 Ma Homogeneous, (Mississippian 10–30 30–250 circularMedullosa to early (or more) bordered Permian) Homogeneous, 404 Ma (Early scalariform to Asteroxylon 13–34 0.9–2.4 Devonian) helical/annular (“G-type”) Cordaites an equation for air passing through a pore in a membrane—in this case, for air passing through a pore in the pit membrane of a given size (typically 5–40 nm). The pressure gradient (ΔP) in MPa required to pull a bubble through a pore of a given diameter (Dpore) is a function of the surface tension of water (τ) and the contact angle between water and the pit membrane (θ; assumed to be 0°): ΔP = 4 (τ cos θ / Dpore) (Eq. 8) Substituting modeled pore dimensions allows the cavitation pressure of individual pit membranes (and therefore xylem cells) to be quantified. Based on dimensions mentioned in the previous section, a pit membrane with uniformly AirImplosion seeding pressure pressure (MPa) (MPa) -1 to -8 -3 to >-10 100–1000 -1 to -7 -2.5 to >-10 5–40 -4 to -7 -5 to -9 5–100 -0.8 to -2 -2 to -3 5–40 -2 to -5 -6 to -8 distributed pores the size of those found in the margo of torus-margo pits (100–1000 nm) would be extremely vulnerable compared with those found in homogeneous pit membranes (5–20 nm, occasionally reaching 50 nm). However, in conifers and Ginkgo biloba, which bear torusmargo pits, the valve action of the torus, coupled with additional thickening of the margo fibers, prevents the spread of embolism, although repeated air-seeding events can increase the likelihood of a tear in the margo, allowing the torus to slip out of place—a phenomenon known as cavitation fatigue (Sperry and Tyree, 1988, 1990; Sperry and Sullivan, 1992; Hacke et al., 2001). Along with pit membrane rupture and tearing, 8 WILSON: MODELING EVOLUTION OF PLANT HYDRAULICS another type of permanent, irreversible damage can occur: under extreme drought conditions, water-column tension can be so great that it collapses the xylem cells, leading not only to embolism but to conduit collapse (Hacke et al., 2001). Implosion is a common problem in biofuel crop strains that have been engineered to produce low amounts of the biopolymer lignin. In these plants, the xylem cells are not rigid enough to withstand the mechanical forces of a transpiration stream under extreme tension, and the cells collapse, cutting off the water supply to the leaves, with lethal results (Wagner et al., 2009). Implosion, therefore, is the extreme state of drought stress beyond cavitation and embolism, and quantifying implosion resistance permits robust estimates of a plant’s physiological limits: they cannot be expected to live where their xylem would implode. Fortunately for paleobiologists, implosion pressure (I) is largely conveyed by the architecture of xylem cells themselves, specifically the square of the ratio of radial double-wall thickness (t) to the lumen diameter (b) of the xylem cell (Hacke et al., 2001). Cells with wide lumens and relatively thin walls are more vulnerable to implosion than cells with narrow lumens and thick walls, and statistical relationships have been derived through experimentally induced implosion (Hacke et al., 2001) (Table 1). I = (t / b)2 (Eq. 9) Both lumen width and cell wall thickness are easy to measure in cross-sections of fossil plant wood, and these measurements yield important physiological results (Fig. 1). One caveat should be added to this analysis: the vast majority of the experimental work on xylem function has been aimed at understanding vessel and tracheid function. Specifically, it has been aimed at understanding conduits with normal dimensions, and the statistical relationships derived from this experimental and modeling work is at its most accurate and precise when dealing with this portion of the parameter space. When dealing with unusual tracheid features (especially very high or low length or width and/or very high or low pit frequencies), an extreme result should be viewed as an indication that the particular xylem cell in question is outside of the statistical distribution defined by extant plants. For example, medullosan tracheids are so extreme in their length and width that they have a very low value for Rlumen. When typical pit-membrane pore dimensions (5–20 nm) are used, the pits account for 98% or more of the hydraulic resistance of the cell. This is not out of the realm of possibility: the vessels within the American elm (Ulmus americana) have approximately 87% of their hydraulic resistance coming from pits (Choat et al., 2006). However, when choosing between model parameters, it is good practice to approach existing hydraulic allometries to as close a degree as possible. In the case of Medullosa, this means expanding the pit membrane pore size range to 5–100 nm to restore the lumen-pit balance to approximately 8 to 92%. Part 4: Patterns and trends When the fossil record of vascular plants is viewed through the lens of water transport, several observations and patterns come into focus. First and foremost, the angiosperm vessel and torus-margo pit in gymnosperms are key innovations, as other authors have noted over the last one hundred years (Bailey and Thompson, 1918; Bailey and Tupper, 1918; Bailey, 1953; Tyree and Ewers, 1991; Tyree and Zimmermann, 2002; Pittermann et al., 2005; Hacke et al., 2006, 2007; Sperry et al., 2006, 2007, 2008; Feild et al., 2009; Pittermann, 2010; Feild and Wilson, 2012). Both vessels and torus-margo pits dramatically reduce the hydraulic resistance in seed plants; torus-margo pits have the added advantage of providing increased safety through the action of their valves, so vessels can afford the increased hydraulic resistance and safety margin of homogeneous pit membranes (relative to torusmargo pits) because of their dramatically reduced lumen resistance. But, when vessels and torusmargo pits are placed into their evolutionary context, they are only two of the strategies that plants have explored to increase hydraulic efficiency. These other strategies are depicted stratigraphically in Figure 4, but can be broken down into three patterns. Pattern 1: High hydraulic conductivity evolved many times.—The most obvious pattern that becomes clear when looking at the hydraulic capabilities of fossil plants is that plants have evolved many strategies to achieve high hydraulic conductivity (Fig. 4, red, pink, and orange bars). As described in previous work (Wilson and Knoll, 2010), there are a variety of extinct plants that achieved relatively high conductivity through either decreasing lumen resistance (i.e., developing larger conductive cell diameters) or 9 THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 FIGURE 4.—Stratigraphic ranges of plant groups coded for their hydraulic adaptations. Stratigraphic ranges and taxonomic names are from Taylor et al. (2008), with the exception of the fiberless angiosperms, used here to describe Early Cretaceous angiosperm flora of primarily small flowering plants that did not produce fibers from their vascular cambium (Philippe et al., 2008). ANITA corresponds to the eight basal angiosperm families (Amborellaceae, Nympheaceae, Illiciaceae, Trimeniaceae, Australbaileyaceae, Cabombaceae, Hydetellaceae, Schisandraceae). Colors represent some adaptations discussed in the text: scalariform pits, torus-margo pits, large tracheids, increased pit frequencies, and vessels. Large tracheids (red bars) are common in stem-group seed plant groups (Medullosa, Lyginopteris, Callistophyton, Calamopityales) and Sphenophyllum (red bar within sphenopsids); vessels (pink bars) evolve independently in the gigantopterids, the seed-plant group Gnetales, and in the roots of the polypod ferns (and possibly in other fern groups; Carlquist and Schneider, 2007); torus-margo pits (orange bars) evolve late within the conifer clade (and Ginkgo); scalariform pits (green bars) are the most common xylem type in spore-bearing plants. A vessel- and torus-margo-dominated world is a Cenozoic phenomenon. decreasing wall resistance (i.e., adding more pits or decreasing the resistance of individual pits). A number of extinct plants even pursued both strategies: evolving wide, long conduits with many pits. These plants tend to be smaller in stature, subcanopy or climbing, and have a moderate to high ratio of leaf-area to secondaryxylem area. These include the Paleozoic seed plants Lyginopteris, Medullosa, and Callistophyton, and the climbing sphenopsid Sphenophyllum; and the Mesozoic seed plant Pentoxylon. Each of these plant groups evolved tracheids more than 80 microns in diameter; Medullosa (Fig. 1H; 2A, D, G) and Sphenophyllum (Fig. 2B) contain both the longest and widest tracheids described to date in the fossil record, often exceeding 250 microns in diameter and 25 mm (2.5 cm) in length—roughly ten times 10 WILSON: MODELING EVOLUTION OF PLANT HYDRAULICS wider and longer than typical seed-plant tracheids (Andrews, 1940; Delevoryas, 1955; Cichan and Taylor, 1982; Cichan, 1985, 1986b, c; Wilson et al., 2008; Wilson and Knoll, 2010). Precisely how these two plant groups managed to develop cells of such extraordinary size is something of a developmental mystery, but unusual activity of the vascular cambium and a high degree of internodal elongation are likely to be the cause (Cichan, 1985, 1986b, c). One consequence of the enormous tracheids found in Medullosa and Sphenophyllum is that these cells reach heights of hydraulic conductivity that terrestrial plants do not reach again until the evolution of angiosperm vessels during the Cretaceous (Feild and Wilson, 2012). Medullosan tracheids, in particular, are functionally indistinguishable from some crown-group angiosperm vessels (Wilson et al., 2008). Where these enormous tracheids diverge from angiosperm vessels, however, is in cavitation resistance: both medullosan tracheids (Wilson et al., 2008) and tracheids of Sphenophyllum (J. Wilson, unpublished data) are extraordinarily vulnerable to cavitation from their high pit area. The large lumens and relatively thin cell walls found within Medullosa and Sphenophyllum make them vulnerable to implosion at relatively modest tensions as well: the largest tracheids in each plant could implode at tensions as low as –2 MPa, a value temperate plants tolerate on a warm, dry, sunny day. Large tracheids are extremely rare among living plants, with one reported occurrence in the climbing fern Salpichlaena volubilis, found in Central American tropical forests (Veres, 1990; Giudice et al., 2008; Luna et al., 2008). It is possible that other climbing ferns, including common genera such as Gleichenia, may include specimens with similarly wide or long tracheids— a number of authors have made similar observations in passing (e.g., Bliss, 1939). Pattern 2: Safety last—An evolutionary pattern that is found in both seed plants and sporebearing plants is that adaptations to increase hydraulic conductivity precede adaptations to increase water transport safety. Relatively evolutionarily early plants contain adaptations that maximize hydraulic conductivity and are replaced or succeeded by plants with safer xylem. The most obvious example of this pattern comes from comparing extinct and extant conifers. Early conifers, including both stemgroup conifers, such as Cordaites (Fig. 1F), and extinct members of crown-group conifer clades, all contain tracheids with a higher number of circular-bordered pits on their lateral walls than extant conifer species; all living conifer groups contain torus-margo pits instead (Fig. 4; blue and orange bars). In fact, the earliest torus-margo pit in conifers does not appear until the Hettangian (Early Jurassic, ~200 Ma) (Philippe and Bamford, 2008). When the cavitation vulnerability of these two adaptations is compared (multiple circular bordered pits vs. torus-margo pits), the stemgroup conifers are more vulnerable to cavitation through the increase in pit area (Wilson and Knoll, 2010). To put it another way, ecologically successful conifer lineages with multiple circular bordered pits have all been replaced by ecologically successful conifer lineages with safer, fewer, higher-conductive torus-margo pits. This pattern is also seen when looking at scalariform pits (Fig. 4, green bars). The earliest vascular plants contained a number of complex structures on their xylem cell walls, including some features that are so ambiguous that it is difficult to determine the degree to which these apertures were porous at all (Graham and Gray, 2001; Edwards, 2003). However, these early plants were succeeded by a number of vascular plants that contained tracheids with scalariform pits, which dramatically reduced the hydraulic resistance of their vascular system but acquired an increased risk of embolism. Psilophyton dawsonii from the Early to Middle Devonian Battery Point Formation on the Gaspé Peninsula, Canada, contains xylem that is largely pit area and small bars between pit membrane (Hartman and Banks, 1980). These cells bear a strong resemblance to xylem from some modern ferns and metaxylem of living seed plants, both of which are seldom longlived tissues. Particularly in small ferns, aerial vegetative structures rarely persist more than a year, and in seed plants, metaxylem’s functional role is usually taken over by secondary xylem, which tends to have a larger safety margin and is more stable and long-lived. Psilophyton is not singular: a number of other ancient lineages have scalariform pits of varying sizes, including the stem-group vascular plant Renalia, the ancestral fern Rhacophyton, and the arborescent lycophytes (Taylor et al., 2008). The early origin of scalariform pitting and large wall areas devoted to pit membranes implies an ecological strategy among early terrestrial plants that is focused on short-term gains: a ‘live fast, die young’ strategy Pattern 3: Stem hydraulic adaptations radiate 11 THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 in step with leaves and roots—Over the last several decades, it has become clear that anatomical revolutions have taken place within the terrestrial plant clade, including the evolution of secondary growth (Scheckler, 1978; MeyerBerthaud et al., 2000), true rooting systems (Raven and Edwards, 2001), laminar leaves (Niklas, 1997), and the angiosperm leaf (Boyce et al., 2009). It has been noted that each of these transitions is associated with an increase in vascularization and/or hydraulic efficiency (Sperry, 2003), and single-cell analysis supports this view (Fig. 4). The radiation of new morphotypes and ecological strategies from the Late Devonian through the Pennsylvanian is accompanied by the evolution of large, efficient tracheids in stem-group seed plants and Sphenophyllum. Secondary xylem and the appearance of laminar leaves evolve in step with dense wood containing a number of circularbordered pits, as shown in Figures 1 and 2. The large leaf areas of Carboniferous plants such as Medullosa are hydraulically maintained by the enormous tracheids found in stem-group seed plants. The advent of angiosperms brings the rise of angiosperm leaves along with vessels, and it is a curious coincidence that the torus-margo pit becomes the dominant pit structure in conifers at approximately the same time. Part 5: Outputs and horizons The utility of mathematical models of plant function is that informed estimates of plant physiological properties can be derived from fragmentary organs or disputed plants. For example, the calamopityales are a plant group known from permineralized, decorticated stems found in Mississippian rocks across North America and Europe, but leaves and reproductive structures have not been discovered in organic attachment to these stems (Rowe and Galtier, 1988; Speck and Rowe, 1994; Rowe et al., 2004; Decombeix et al., 2005; Galtier and MeyerBerthaud, 2006; Decombeix et al., 2011a, b). Calamopityalean plants are thought to be stemgroup seed plants because of the presence of xylem containing large rays, an arrangement that resembles other stem-group seed plants, including Lyginopteris, Callistophyton, and Medullosa, but until reproductive and foliar structures are discovered, our knowledge of the anatomy and phylogenetic position of these plants will remain limited. However, when the hydraulic resistance of these plants is calculated, a number of calamopityalean species, including Calamopitys embergeri (J. Wilson, unpublished data), occupy the portion of the hydraulic morphospace later explored by these other high-conductivity stem group seed plants. Perhaps not surprisingly, biomechanical analysis (Rowe et al., 1993) and overall morphology (Galtier, 1970) of some of the calamopityaleans has pointed toward lianescent or non-self-supporting growth forms within this group, whereas other species, including Calamopitys schweitzeri, may represent intermediate hydraulic strategies between conifers and stem-group seed plants and may be selfsupporting (J. Wilson, unpublished data; Galtier et al., 1993). Therefore, despite a limited window into the whole-plant structure and anatomy of the calamopityalean plants, inferences can be made regarding their physiology and ecology. As another example, gigantopterids are an enigmatic group of plants known primarily from foliar compressions from the Permian across Asia and North America (Glasspool et al., 2004b; Taylor et al., 2008). Permineralized specimens are extremely rare, but demonstrate that some gigantopterids contained leaf venation comparable to that found in early angiosperms, along with vessels in stems (Li et al., 1996; Li and Taylor, 1998; Glasspool et al., 2004a, b; Boyce et al., 2009). Within the permineralized stems of gigantopterids, both vessels and tracheids can be seen (Fig. 1B, C), and vessels can be unambiguously distinguished by perforation plates in plan (Fig. 1D) and transverse views (Fig. 1E). Although insights into gigantopterid stem anatomy are limited because only a handful of fossils contain preserved internal anatomy, if any extinct plant were to occupy the physiological ecospace later taken by early angiosperms, the gigantopterids would be a strong candidate. What may never be preserved?—Despite the ecological insight gained from mathematical modeling, key aspects of plant physiology may never be preserved in the fossil record. For example, embolism refilling appears to require that living cells and vulnerable xylem cells be in proximity so that living cells can pump solutes into embolized conduits and redissolve the air bubble under positive pressure (Clearwater and Clark, 2003; Secchi and Zwieniecki, 2011, 2012). Although there may not be a biochemical marker for embolism refilling capacity that is preservable over geologic time, the combination of vulnerable conduits next to living ray cells or axial parenchyma, with low amounts of secondary 12 WILSON: MODELING EVOLUTION OF PLANT HYDRAULICS FIGURE 5.—Anatomy and morphology of Macroneuropteris scheuchzeri, a Pennsylvanian plant that presents a physiological puzzle. A) Transverse section of a Medullosa noei stem, thought to produce M. scheuchzeri fronds. Note three prominent xylem segments (each marked with a white x) in the center of the stem, surrounded by multiple layers of periderm. Specimen courtesy of Tom Phillips. B) M. scheuchzeri specimen from Nova Scotia showing heterophylly; from Zodrow (2003). C) Reconstruction of the frond architecture of a closely related species, Macroneuropteris macrophylla, showing the basal bifurcation characteristic of many medullosan fronds. It is highly likely that M. scheuchzeri fronds contained one more apical bifurcation. From Cleal et al. (1996). xylem produced, may be read to imply refilling capacity in fossil plant stems. Both Medullosa and Pentoxylon meet these criteria, and some calamopityalean species may as well. Why the disconnect between leaves and stems?—One of the puzzles among Paleozoic seed plants is that a number of plants suggested to have high hydraulic capacity also contain leaf features that are normally interpreted as xeromorphic: sunken stomata, a thick cuticle, and abundant trichomes on the leaves. For example, in the Pennsylvanian tropical forests of Pangea, the medullosan plant Macroneuropteris scheuchzeri (Fig. 5) contains these classic xeromorphic features, yet facies analysis (i.e., environmental reconstruction based on the sediments containing these fossils) shows that Macroneuropteris scheuchzeri occupied wetland environments, rather than drier environments (Stull et al., 2012). Furthermore, M. scheuchzeri leaves also contain structures interpreted as hydathodes, secretory tissues normally employed to excrete water from the margin of leaves, which are normally found in plants with access to an abundant water supply. As Stull et al. (2012) pointed out, how can a leaf contain both wet and dry features at the same time, and why might these leaves be attached to a low hydraulic resistance stem? One possible way to reconcile this discrepancy involves leaf crown scaling: if stemgroup seed plants, including medullosans, lacked some of the leaf-level features to maximize hydraulic efficiency seen in angiosperms, including high vein density and rapidly responding stomatal guard cells (Brodribb and Holbrook, 2004; Brodribb et al., 2005, 2007, 2010; Brodribb and Feild, 2010; de Boer et al., 2012), the massive leaf area found in many of these plants may have placed steep demands on the hydraulic supply by the stems. Stomatal guard cells that responded slowly to changes in light levels, temperature, soil water status, or humidity, as found in lycophytes and ferns (Brodribb and McAdam, 2011), may have led to high water loss 13 THE PALEONTOLOGICAL SOCIETY PAPERS, VOL. 19 from leaves, especially within plants that had a large leaf area with leaves that may have persisted over multiple years (Wnuk and Pfefferkorn, 1984; Stull et al., 2012). If medullosan stomata reacted to environmental stress as lycophytes and ferns do, rather than the way most seed plants respond (McAdam and Brodribb, 2012), hydathodes would be advantageous when soil moisture content was high, and the xeromorphic features would be advantageous when environmental conditions were dry. In effect, integrating slow stomata over a large leaf area may only have been possible with a low hydraulic resistance stem. Simulating extinct ecosystems.—Finally, one of the most promising directions this research can take is to permit quantitative models of past and future ecosystems based on individual plant anatomy, including growth rates, water fluxes, and carbon fluxes (Medvigy et al., 2009, 2010; Hurtt et al., 2010; Ise and Moorcroft, 2010). Mesoscale ecosystem models have been used to model a variety of forest dynamics, from the hydrologic feedbacks that perpetuate cloud forests in Costa Rica to forest biomass dynamics under high-frequency environmental variation (Medvigy and Moorcroft, 2012). These models have contributed substantially to resolving differential spatial differences in predicted responses to anthropogenic climate change (e.g., Medvigy et al., 2010). Most of these models, including the Ecosystem Demography 2 model (ED2) (Moorcroft et al., 2001; Medvigy et al., 2009), include multiple vegetation types, each with its own biological properties, including growth rate, transpiration rate, and crown size. The major inputs to these models, therefore, can be resolved from analysis of fossil plants, and it should be possible to simulate past ecosystems, including variability within ecosystems. For example, ED2 could be run to simulate both a lycophytedominated swamp and a medullosan-dominated overbank ecosystem, and to explore their relative contributions to the hydrologic cycle and sensitivity to environmental conditions during the Pennsylvanian. Not only would this contribute to a more holistic understanding of these individual ecosystems, but these ecosystems can then be compared with modern analogues in a quantitative way. CONCLUSIONS Applying mathematical models to fossil plant material can provide a number of insights into evolutionary trends in land plants. It appears that early vascular plants prioritized low hydraulic resistance over safety from embolism, a pattern that is also seen within the conifer lineage. Although the angiosperm vessel is the ultimate low hydraulic resistance innovation among living plants, a number of extinct plants (both seed plants like Medullosa and at least one fern, Sphenophyllum) evolved comparably efficient xylem hundreds of millions of years before the evolution of angiosperms. Future work will build on these evolutionary patterns and will provide quantitative data that can be used to create accurate models of terrestrial ecosystems deep in the geologic past, enriching our understanding of the biological components of the Earth system. ACKNOWLEDGEMENTS Thanks to Andrew Knoll, Missy Holbrook, Brendan Choat, Jim Wheeler, Brett Huggett, Todd Dawson, Maciej Zweiniecki, Kevin Boyce, Woody Fischer, Jarmila Pittermann, John Sperry, Dana Royer, Bill DiMichele, Scott Wing, Herman Pfefferkorn for discussion on various aspects of this paper, but any errors or misperceptions are the responsibility of the author. 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