Key Performance Indicators (KPIs)
with KPI Theme
KPI No.
KPI Summary
THEME 1
RISK MANAGEMENT — 60%
1.1
Company Management
1.1A
Conflict-Free Minerals Policy Strength. Full points require a commitment to conflict-free
sourcing and clear stance against embargo or for continued sourcing.
1.1B
Policy Accessibility.
1.1C
Internal Management System.
1.2
Assessment
1.2A
Determination of In-Scope Products.
1.2B
Supplier Surveys.
1.2C
Verification of Supplier Responses.
1.2D
Description of Facilities (Smelters or refiners, or SORs) where minerals are processed.
1.2E
Risk Assessment (Ratio of Compliant SORs, high-risk SORs)
1.2F
Countries of Origin.
1.3
Response
1.3A
Response to Risk with SORs.
1.3B
Response to Risk with Suppliers.
THEME 2
HUMAN RIGHTS IMPACT — 20%
2.1
Outcomes
2.1A
Conflict-Free Sourcing Requirement and Enforcement.
2.1B
Prevention of embargo of conflict-free sources from conflict-affected region(s).
2.1C
2.1D
Does company explicitly embargo?
Identify social outcome(s).
2.1E
Outcome(s) Measured.
2.2
Engagement
2.2A
Efforts to source from conflict-affected regions or support local sourcing initiatives.
2.2B
Describes a specific in-region project supported by the company.
2.2C
Describes participation or membership activities in a multi-stakeholder effort.
THEME 3
REPORTING — 20%
3.1
Alignment with Frameworks
3.1A
Determination Stated
3.1B
Continuous Improvement
3.1C
Describe implementation of each step from the OECD Due Diligence Guidance.
3.1D
Independent Private-Sector Audit (IPSA)
3.2
Transparency
3.2A
Publicly available information.
3.2B
Risk assessment available outside the disclosure.