George Bush and the 102d Congress: The Impact of Public and “Private” Veto Threats on Policy Outcomes RICHARD S. CONLEY University of Florida Using archival data uncovered at the George Bush Presidential Library in College Station, Texas, this article develops a typology of veto threats and compares the effect of “private” and “public” veto threats on policy outcomes in the 102d Congress (1991-1992) by legislative significance. The results suggest that formal models of veto threats have overstated the centrality of public rhetoric for an effective strategy. Private veto threats issued outside the public eye halted a host of minor legislation to which Bush objected. Veto threats that started off behind the scenes, only to be made public later, served as early signals that frequently won the president concessions on routine bills. By contrast, public threats on highly salient legislation were most likely to yield vetoes and inter-branch confrontation. Introduction Changing institutional and electoral dynamics in Congress in the last several decades have placed greater limitations on presidents’ ability to influence roll call outcomes. Presidents’ floor success rates have been a casualty of the interaction of split-party control of the presidency and Congress, or “divided government,” with heightened intraparty cohesion on Capitol Hill (Fleisher and Bond 2000). Recent presidents who have confronted assertive opposition majorities in Congress have adapted to these conditions Richard S. Conley is assistant professor of political science at the University of Florida and coordinator of political science studies in Aix-en-Provence, France. His research focuses on the presidency and presidential-congressional relations. He is author of The Presidency, Congress and Divided Government: A Post-War Assessment (Texas A&M University Press, 2002), and editor of Reassessing the Reagan Presidency (University Press of America, 2003) and Transforming the American Polity: George W. Bush and the War on Terrorism (forthcoming, Prentice-Hall). He is currently working on a book that compares presidential politics in the U.S. and France. AUTHOR’S NOTE: The author gratefully acknowledges funding provided by the College of Liberal Arts and Sciences, University of Florida, for this research. He thanks Rebecca Deen, Lawrence Dodd, Samuel Hoff, Samuel Kernell, Jeffrey Peake, and the anonymous reviewers of Presidential Studies Quarterly for helpful comments and advice on earlier drafts of this article. Presidential Studies Quarterly 33, no. 4 (December) © 2003 Center for the Study of the Presidency 730 Conley / GEORGE BUSH AND THE 102d CONGRESS | 731 by turning to a powerful tool in the bargaining process: the veto. Although critics may contend that “frequent use of the veto is difficult to reconcile with the Neustadtian imperative to govern by persuasion” (McKay 1994, 449), presidents’ veto success was exceptional in the closing decade of the twentieth century. President George Bush sustained 28 of the 29 regular vetoes he cast from 1989 to 1992. Similarly, only one of Bill Clinton’s 36 regular vetoes was successfully challenged in Congress from 1995 to 2000. Scholars have consequently taken a renewed interest not only in presidents’ ability to halt legislation through the veto power but also in their strategic use of implied vetoes to mold policy outcomes. Chief executives’ success in wresting concessions from Congress through veto threats is a central test of legislative influence (Wayne 1978; Watson 1993; Deen and Arnold 2002). Emerging scholarship on this aspect of presidential behavior has been based largely on veto threats that are issued publicly (Cameron 2000). As Bond, Fleisher, and Krutz (1996, 134) remind us, however, public veto threats may not constitute a representative sample of the actual signals presidents employ. Presidents may have incentives to issue veto threats privately or behind the scenes in order to escape public and media scrutiny and avoid confrontation with Congress. With the benefit of archival data uncovered at the George Bush Presidential Library in College Station, Texas, this article compares the effects of “private” and “public” veto threats on executive-legislative bargaining and policy outcomes in the 102d Congress (1991-1992). Archival research revealed 82 veto threats that were initially issued by the Bush administration outside the public eye. Thirty-nine of these threats were never publicly disclosed in media sources. The other 43 threats were later made public. This subset of veto threats is distinguishable from the 162 veto threats that were initially reported in the national media and for which no archival documentation was uncovered. This article develops a typology of veto threats and compares the impact of Bush’s threats on legislative outcomes according to the policy significance of bills. The results of the analysis do not so much dispute formal models of veto threats that emphasize the importance of the president’s public rhetoric as they show such models to be incomplete. Private veto threats “killed” a host of minor legislation to which Bush objected. Veto threats that started off privately and served as early signals to the Democratic majority, only to be made public via “inside the beltway” reporting later, led to a high probability of executive-legislative compromise on ordinary bills such as appropriations measures. Consistent with Cameron’s (2000) analysis, however, public threats on the most salient legislation, such as Mayhew’s (1991) “landmark” bills, were most likely to result in vetoes and inter-branch confrontation. Indeed, public threats on important legislation often led to “blame game” politics between the White House and Capitol Hill in the 102d Congress. The analysis progresses in four stages. The first section contrasts an “insider” approach to veto threats with the assumptions of formal theories of veto threats that accentuate the necessity of “going public” (Kernell 1997). The second section provides an overview of the archival data and methods employed. The empirical analysis of Bush’s veto threats across sub-categories follows. The concluding section considers the linkage between public and private threats for presidential strategy and theories of veto bargaining. 732 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 Public Threats, Private Threats, and Bush’s Strategy Formal models of veto threats tend to stress the importance of public rhetoric for an effective veto threat strategy. Presidents are most often compelled to make a public threat on highly salient legislation with priority status to the president and/or the congressional majority. Such public threats bolster the credibility of the president’s commitment in the eyes of members of Congress. However, from a purely logistical standpoint, presidents may not have the time or resources to publicize veto threats on all bills. They may have pragmatic reasons for avoiding the politics of confrontation that a public strategy may sometimes engender, especially if a private threat can have the effect of tabling the legislation or exacting policy concessions. Formal models of veto threats do not take into account that presidents may choose such an insider strategy to legislative bargaining on an important subset of bills. The “commitment” model suggests that the effectiveness of veto threats turns on the president’s public strategy. Ingberman and Yao (1991) contend that because presidents cannot credibly threaten to veto any bill they prefer to the status quo, they must search for an alternative means to gain advantage over Congress. Going public with a commitment to veto a bill if select provisions are included or excluded can give the president some proposal power. Presidents can therefore bluff and threaten to veto bills they might otherwise accept (see McCarty 1997). “The effect of political rhetoric,” Charles Cameron (2000, 196) posits, “is to constrain the speaker so he can’t retreat from his position without paying a steep price.” Reneging on a veto threat might entail electoral retaliation or cost the president in the court of public opinion. These factors enhance the credibility and sincerity of the veto threat from the standpoint of the congressional majority. The “coordination” model of veto threats developed by Matthews (1989) emphasizes the link between presidential rhetoric and congressional uncertainty about the president’s policy preferences as key to success. The basic premise is that Congress has incomplete information on which bills the president may prefer to the status quo. Congress does not know whether the president is an accommodator who will accept the majority’s ideal point, or whether he is a compromiser with whom the majority must negotiate. If Congress believes the president will ultimately accept the policies it passes, veto threats are simply “cheap talk.” However, if Congress is uncertain about what the president will accept, the majority will meet the president’s demands as far as possible to circumvent a veto. In this scenario, it is assumed that the majority wants to pass the policy and is not interested in setting up a veto showdown with the president. The key to the power of the president’s threat is his “policy reputation” in Congress. Matthews (1989) and Cameron (2000) argue that the president’s rhetoric gives legislators an estimation of his position as an accommodator or compromiser. Both the commitment and coordination models of veto threats de-emphasize congressional incentives to engage in “strategic disagreement” (Gilmour 1995) or blame game politics (Groseclose and McCarty 2001) by intentionally provoking vetoes. Cameron (2000, 195), however, finds some evidence of such congressional behavior in election years. And earlier empirical research has shown that congressional leaders often Conley / GEORGE BUSH AND THE 102d CONGRESS | 733 do have electoral incentives to force the president to veto legislation and challenge those vetoes with override attempts (Rohde and Simon 1985; Woolley 1991). Failed override attempts may be used by the majority in the attempt to raise public consciousness of an issue, discredit the president, and build electoral support (Conley and Kreppel 2001). Presidents must consider these scenarios as they worry about making good on their veto threats. Blame game politics and the possibility of successful overrides that could prove costly on policy grounds or damage their public image may provide chief executives with incentives to avoid publicly committing to every veto threat. Going public, as Kernell (1997) posits, violates the spirit of bargaining. A public strategy may backfire for a president with low public approval. Appealing over the heads of members of Congress may risk exacerbating cross-pressures on legislators. Legislators and leaders who meet the president’s demands may appear manipulated. These legislators may fall under party and/or constituency pressure to choose conflict with the White House over cooperation, especially on high-profile, controversial policy issues. These circumstances may compel the White House to pursue a low-key negotiating strategy, particularly on more routine legislative matters. The sheer number of policy issues that traverse the president’s desk renders it unlikely that he will choose to expend vital political capital and make a public commitment on all of them. Signaling veto threats out of public view may facilitate inter-branch compromise. By relaying informational cues to congressional leaders behind the scenes, the president enables them to act autonomously—or at least allow them to appear to do so. An insider strategy can give the president and leaders in Congress more options for reciprocal exchange and compromise without drawing close media or constituency scrutiny, which can provide more opportunities for “face saving” on both ends of Pennsylvania Avenue. Most critically, the electoral fortunes of members depend on producing concrete legislative results of which they can boast to their constituents. Gridlock and failed overrides do not meet constituency demands. Prior studies based on archival research stress that presidents do choose an insider strategy over going public on much legislative business. Presidents Kennedy and Johnson sought to build congressional support “quietly” because they thought their chances for success on some issues were greater when they eschewed public posturing (Covington 1987). Eisenhower often pursued low-key negotiation with leaders of both parties in what Greenstein (1982) calls a “hidden hand” strategy on a range of policies. Gerald Ford avoided public campaigns against Democrats’ attempts to override his numerous vetoes on hot button issues from 1975 to 1976, choosing instead to work closely with his party’s leadership organization in the House, outside of public view, to solidify support (Conley 2002a). In a similar vein, Arnold and Deen (2002) discovered that about a fourth of all of Ford’s veto threats in the 94th Congress were private. George Bush, the 102d Congress, and Veto Threats A legislative strategy that comprised a mixture of public and private veto threats befits the context of the second half of Bush’s term. From a policy perspective, Bush was more interested in keeping Democratic activism in Congress at bay than pursuing an 734 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 agenda for change (Sinclair 2000). The veto had been a powerful instrument in the 101st Congress to block initiatives to which the administration objected, frequently confounding the majority. As Steve Gunderson (R-WI) noted, “When he (Bush) talks veto, people take it seriously” (Hook 1991). The president had been able to make his vetoes “stick”: all nine attempted overrides failed between 1989 and 1990. Democratic leaders realized that party unity typically foreclosed the possibility of successful overrides, forcing them to pay close attention to Bush’s threats and only selectively challenge him. And the administration was careful to insure that “veto strength” remained strong among the Republican minority in Congress on roll call outcomes.1 Bush’s stance toward Congress after the midterm elections of 1990 all but assured that veto bargaining would remain front and center in the legislative dance between the branches. Referencing the administration’s favored contours of legislative activity in the 102d Congress, White House Chief of Staff John Sununu noted “There’s not a single piece of legislation that needs to be passed in the next two years for this president. In fact, if Congress wants to come together, adjourn, and leave, it’s all right with us” (quoted in Duffy and Goodgame 1992, 70-71). Bush nevertheless had incentives to avoid over-publicizing veto threats. While his predecessor, Ronald Reagan, was considered a master of political rhetoric, Bush’s presidency has been dubbed “anti-rhetorical” (Rozell 1998). Bush was uncomfortable in the camera’s eye and suffered a major defeat in 1990 when he “went public.” His televised speech on the 1990 budget accord had the effect of rallying public opinion against the bipartisan agreement he brokered (Sinclair 1991), and may well have tempered his future willingness to make irrevocable public commitments. Moreover, negative press coverage and accusations of “rule by veto” threatened to complicate his reelection effort in 1992. When possible, Bush needed to find a mechanism to send early signals to Congress, avoid imbroglios with the Democratic majority, and selectively commit on policy issues of greatest importance to him. His success in this endeavor through a combination of private and public vetoes is the subject of the analysis in the next sections. Data and Method The analysis begins with 82 detailed veto threats for the 102d Congress uncovered in the archival holdings at the George Bush Presidential Library in the summer of 2000. These threats were issued from the Office of Management and Budget or the White House legislative affairs staff via letters to Democratic committee chairs, often with a Statement of Administration Policy (SAP) attached. The letters and SAPs specifically 1. In his analysis of key votes in the 101st Congress, Frederick McClure, Bush’s Capitol Hill liaison, noted that the president’s position prevailed outright on only 17 of 44 bills prioritized by the administration (White House “key votes”). McClure further pointed out that Bush had vetoed and been challenged with an override on seven of the bills, and each override attempt failed in one or the other chamber. Finally, the passage coalitions of 13 other bills subject to senior advisors’ veto threats all demonstrated “veto strength” (McClure 1990). Cohesion among Republicans suggested that the president had the 33% + 1 vote on all bills to successfully ward off an override challenge. For a more detailed analysis of Bush’s strategy on key votes in the 101st Congress, see Conley (2002b). Conley / GEORGE BUSH AND THE 102d CONGRESS | 735 outlined provisions of the bill to which the administration objected. The letters requested that the committee chair delete the provisions or incorporate new language before reporting the bill out of committee. Copies of the letters were typically distributed to the ranking Republican on the committee, and occasionally to other Democratic and Republican leaders. Over 90 percent of these veto threats were directed at legislation under consideration in the House of Representatives, and suggest which policy issues drew the closest White House attention. The 82 veto threats uncovered in the archives were compared with a total of 205 veto threats that were reported in the searchable archives of Congressional Quarterly Weekly Report and the Associated Press (AP) wire.2 This comparison revealed that 39 of the threats discovered in the archives were “purely private”—they were not reported in national media sources. The other 43 threats represent an intermediate category of “private-topublic” threats. The veto threats started out quietly, but were later reported in either or both of the media sources.3 Nineteen of the 43 private-to-public threats were reported only in the Congressional Quarterly Weekly Report and were never picked up by the AP wire. Sixteen of these threats dealt with appropriations measures. This subset of bills is significant, then, insofar as the president’s public commitment was limited to inside-the-beltway sources. The balance of veto threats (n = 162) was “purely public.” These threats were reported in the national media but no archival documentation was discovered.4 Each type of veto threat was classified according to legislative significance using a variant of Cameron’s (2000, 38-39) schema. The “highly salient” category comprises bills on Mayhew’s (1991) list of landmark measures that passed, as well as proposed measures that received six or more pages in the body of Congressional Quarterly’s yearly almanac and were mentioned in the New York Times annual legislative roundup in 1991 and 1992 (Clymer 1991a; Clymer 1992a).5 “Ordinary” legislation includes bills mentioned in the annual summary section or that received six or more pages in the body of Congressional Quarterly’s yearly almanac. “Minor” bills were classified as those measures not mentioned in Congressional Quarterly’s annual summary section or that received less than six pages of coverage. For each type of veto threat, the final disposition of the bill was ascertained using the THOMAS legislative information database of the Library of Congress.6 For threatened legislation that passed or was vetoed (including pocket vetoes), the provisions to which the president objected (as reported in White House memos or in the media) were compared with final provisions to determine whether the congressional majority conceded to Bush’s provisos. For legislation that passed or resulted in a veto and/or a challenge to a veto, this method provides a benchmark of the president’s ability to wrest 2. The author thanks Samuel Kernell for providing this list of public veto threats. 3. Based on available archival documentation, private threats were issued before the administration “went public” or the threat was identified by media sources. 4. Across categories, the veto threats in the analysis match on discrete House and Senate bills. 5. The author is grateful to David R. Mayhew for sharing the list of landmark bills from 1991 to 1996 by personal communication. 6. http://thomas.loc.gov 736 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 TABLE 1 Veto Threats and Legislation Introduced in the 102d Congress Public threat Private-to-public threat Private threat Highly Salient (n = 27) Ordinary (n = 84) Minor (n = 11,885) 11 (40.7%) 4 (14.8%) 0 39 (46.4%) 23 (27.4%) 2 (2.4%) 112 (0.01%) 16 (<0.01%) 37 (<0.01%) TABLE 2 Veto Threats by Type and Legislative Significance, 102d Congress Public (n = 162) Private-to-public (n = 43) Private (n = 39) Highly Salient Ordinary Minor 11 (6.8%) 4 (9.3%) 0 39 (24.1%) 23 (53.5%) 2 (5.1%) 112 (69.1%) 16 (37.2%) 37 (94.9%) concessions from the congressional majority and is an appropriate test of the efficacy of veto threats. Analysis The frequency of veto threats in the 102d Congress may be examined from several perspectives according to the policy significance of bills. Table 1 arrays the probabilities that highly salient, ordinary, and minor legislation was subject to a veto threat relative to the entirety of legislation proposed in the 102d Congress (n of bills = 11,996). Table 2 presents the frequency of types of veto threats by legislative significance for only those bills that were threatened from 1991 to 1992 (n of bills = 244). Table 1 shows that less than 1 percent of all minor bills in the 102d Congress were actually threatened. There are many more minor bills introduced in a given congressional session relative to the other categories. Yet, among threatened legislation, minor bills were disproportionately represented (Table 2). Of the 162 public threats issued, 69 percent were on trivial legislation. Thirty-seven of 39 (95%) private threats were also on minor bills. As a percentage of total bills introduced in Congress, ordinary legislation was most likely to be the subject of veto threats. Table 1 shows that of the 84 ordinary measures introduced in the 102d Congress, more than three quarters were subject to a veto threat. Conley / GEORGE BUSH AND THE 102d CONGRESS | 737 The summary statistics in Table 2 show that among threatened legislation, ordinary legislation drew nearly a quarter of all public threats and over half of the private-to-public threats. Many of these threats were on appropriations bills. Consistent with Bush’s pledge at the 1992 Republican National Convention to veto any bill that exceeded his budget recommendations, archival records showed steadfast White House concern with annual appropriations measures winding through Congress that year. Highly salient legislation was most likely to receive threats in the public realm. Table 1 shows that two fifths of the bills introduced from 1991 to 1992 received purely public threats, including each of the landmark bills that Mayhew (1991) counts for the 102d Congress (Surface Transportation Act, Civil Rights Act, Omnibus Energy Act, Cable Television Re-regulation, and California water policy reform). Another sixth of bills were subject to private-to-public threats. Table 2 shows that among the 244 threatened bills, however, highly salient legislation comprised less than 7 percent and 10 percent of all public and private-to-public threats, respectively. Table 3 classifies the final disposition of threatened bills by policy significance. The data show that not a single bill on which Bush issued a private veto threat passed or was vetoed. The 100 percent “kill rate” for private veto threats is just over 14 percent higher than for minor bills on which the president issued public threats, and a test of proportions shows significance at p < .02. Nearly two thirds of private veto threats resulted in the failure of bills that had passed the House but were never taken up by the Senate. Private veto threats were thus remarkable in that they were slightly more effective in halting mostly minor legislation compared to public threats. This finding is at odds with the tenets of formal models that stress the importance of going public for veto threats to be effective. Presidents apparently do not need to make the same kind of commitment on an important sub-category of legislation to gain the majority’s acquiescence. Several important overall differences between purely public and private-to-public veto threats also emerge from the data in Table 3. Casting aside policy significance of the bills momentarily to examine aggregate results, private-to-public threats were somewhat more likely to result in passed bills and vetoed bills. Only a fifth (20.9%) of public threats resulted in passed bills, whereas just over a third (34.9%) of private-to-public threats yielded passed bills. The 14 percent difference is significant at p < .06. Only 6.2 percent of publicly threatened bills were vetoed, whereas 14 percent of private-to-public threats resulted in vetoes. This 7.8 percent difference is significant at p < .10. Why do private-to-public threats appear as a particularly volatile set of legislation? The qualification is that most of these threats were directed at ordinary legislation. The vast majority of bills that were subject to private-to-public threats and passed were appropriations measures that had to pass to keep executive departments in operation and avoid a government shutdown. The White House often tried to keep negotiations quiet, and discussion of veto threats remained largely inside the beltway. Bush was quite successful in wresting concessions from the Democratic majority on these measures: all 16 evidenced compromise on spending levels or the deletion of objectionable language or policy “riders.” The president made good on his threats to veto such legislation in the absence of compromise, and other issues tended to draw closer national media attention. Two of the seven vetoed bills in the private-to-public category contained language con- 738 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 TABLE 3 Final Disposition of Bills by Threat Type and Policy Significance, 102d Congress Public threat Highly salient issue (n = 11) Public threat Ordinary measure (n = 39) Public threat Minor measure (n = 112) Private-to-public threat Highly salient issue (n = 4) Private-to-public threat Ordinary measure (n = 23) Private-to-public threat Minor measure (n = 16) Private threat Highly salient issue Private threat Ordinary measure (n = 2) Private threat Minor measure (n = 37) Passed Vetoed Died 4 (36.4%) 4 (36.4%) 3 (27.3%) 14 (35.9%) 6 (15.4%) 19 (48.7%) 16 (14.3%) 0 96 (85.7%) 3 (75.0%) 1 (25.0%) 0 11 (47.8%) 5 (21.7%) 7 (30.4%) 1 (6.3%) 0 15 (93.7%) 0 0 0 0 0 2 (100%) 0 0 37 (100%) cerning abortion (National Institutes of Health and appropriations for the District of Columbia), while the other five bills concerned issues such as most-favored nation (MFN) trade status for China and “motor voter” legislation to which the president objected. Consistent with Cameron’s (2000) contention, highly salient policy issues were most likely to be at the center of inter-branch confrontation. In the 102d Congress such bills were most often publicly threatened, and had a nearly equal chance of passing, being vetoed, or dying. Vetoed bills in this category were highly susceptible to blame game politics. Two of the vetoed bills (H.R. 2707 and S323) involved the hot button issue of abortion, which sharply divided the White House and the Democratic majority. The other two vetoes involved cable television re-regulation and emergency unemployment compensation. All four of these vetoes were challenged in one or the other chamber of Congress. The cable re-regulation bill (discussed below) was the only successful override of Bush’s presidency. In sum, the Bush White House was quite successful in exacting concessions from the congressional majority; otherwise, the president made good on his veto threats. The Conley / GEORGE BUSH AND THE 102d CONGRESS | 739 common thread among vetoed bills is the absence of congressional compromise. All vetoed bills were highly salient or ordinary legislation on which the congressional majority retained objectionable language—from abortion riders to family leave. On these bills, the president staked out a public position and followed through on his commitment. For passed bills, Bush maintained a solid record of winning concessions across categories. In all but two cases there is evidence of congressional compromise based on archival data or White House statements reported in the media. Bush backed down on objections to the second version of unemployment compensation benefits in 1992 and provisions in an environmental bill (discussed below). Moreover, there is a noticeable lack of “veto chains” for non-appropriations-related legislation in the 102d Congress. As the next sections clarify, Democrats dropped objectionable policy riders from several vetoed appropriations measures. The majority did not attempt to re-pass motor voter registration legislation, family leave, or tax measures that had been vetoed and/or had been subject to failed override attempts. The summary data in Tables 1-3 paint a more nuanced picture of Bush’s veto threat strategy. The data show that Bush was often able to kill minor bills through a combination of public and private threats. He relied on public threats to bolster the credibility of his commitment to negotiate highly salient measures, and he employed a strategy of private-to-public threats on much ordinary legislation such as appropriations measures. The next subsection provides a closer, comparative bill analysis. The analysis accents how public and private-to-public threats that failed and resulted in a veto were often prone to blame game politics between the branches. For much routine legislation that passed, Bush’s early signals were quite effective in winning concessions from Congress. The compromises struck by dint of Bush’s veto threats often yielded bipartisan support for measures. On highly salient measures that passed, Bush’s record was more mixed. These outcomes were often uncomfortable compromises that caused some consternation for the White House in terms of credit claiming. Veto Threats and Bills that Became Law For highly salient legislation that received public or private-to-public veto threats and ultimately passed, a common thread was Bush’s disagreements with Democrats on funding levels. In some instances, such as the supplemental disaster appropriations bill and the 1991 transportation bill, the White House narrowly averted high-profile confrontation between the branches but won concessions. In yet others, such as the 1991 Civil Rights Act and the extension of unemployment benefits in 1992, controversy overshadowed Bush’s ability to claim credit for policy accomplishments. Let us examine the circumstances surrounding these highly salient bills and then turn attention to the role of public-to-private threats in shaping ordinary legislation. On the supplemental aid bill (H.R. 5132) aimed at flood-stricken Chicago and riot-torn Los Angeles, Bush had pocket vetoed an earlier package. His threat to House Appropriations Chair Jamie Whitten was successful in cutting a considerable number of “add ons” when the bill reached the Senate (Kieffer, June 2, 1992). Some Democrats wanted to shirk compromise and challenge Bush to a veto with the objective of making 740 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 him look insensitive in an election year. A week after the letter to Whitten, Office of Management and Budget (OMB) Director Richard Darman and White House Chief of Staff Samuel Skinner went public about the size of the bill. Democrats ultimately yielded because they wanted to get funds to affected urban areas without the delay a veto would cause. Leon Panetta, Chairman of the House Budget Committee, remarked that “this is one where it’s better to work out a compromise with the administration” (Congressional Quarterly Almanac 1992, 582). In a similar vein, Bush wound up threatening to veto highway legislation in 1991 over costs. He made a far-reaching proposal to improve the nation’s highway transit system in which he stressed improvements for the interstate system at a cost of $105 billion. But with the economy dipping, Bush and Transportation Secretary Skinner soon lost control of the congressional agenda. “In the next few months, an even more radical plan from the Senate—coupled with a gas-tax increase proposal in the House—pushed Skinner into a strategy of negotiating with lawmakers mostly through veto threats” (Congressional Quarterly Almanac 1991, 138). The veto threats produced a qualified victory. When the final bill passed, Skinner claimed the administration had been successful in securing funding and new incentives for highways. But the bill contained a number of congressional pet projects to which the president was opposed. Bush’s veto threat strategy and prior vetoes complicated his ability to claim credit for several other landmark measures. The Civil Rights Act of 1991 passed only after a veto of a similar bill in the previous congressional session. In his veto message, Bush cited that bill for putative quotas for the hiring of minorities. In the second round of negotiations, Bush warned again about quotas and offered his own bill, which would have placed more of the burden on employees to prove discrimination. The Democratic bill did just the opposite by shifting the burden of proof to employers to defend hiring practices. Bush tried to make the best of the civil rights bill, saying “We worked out in a spirit of compromise a negotiated settlement where I can say to the American people, this is not a quota bill” (Congressional Quarterly Almanac 1991, 256). But the signing ceremony turned out to be an uncomfortable, if not embarrassing, event for the president. Bush’s counsel, C. Boyden Gray, wrote a draft signing statement that would have used the occasion to direct government agencies to terminate affirmative action programs. The leak of the draft statement infuriated Democrats and civil rights activists. The controversy prompted Bush to profess his support for affirmative action while simultaneously suggesting that the wording of the legislation be interpreted narrowly (Congressional Quarterly Almanac 1991, 261). Bush’s only clear capitulation to the Democratic majority on a landmark measure after a private-to-public veto threat concerned the unemployment benefits extension of 1992 (H.R. 5260). Bush had blocked two prior bills in 1991, and there had been a private veto threat on H.R. 4727 in 1992, a predecessor to H.R. 5260 (Howard, June 2, 1992). Bush tried to keep the threat quiet, arguing to the House Rules Committee that H.R. 5260 violated pay-as-you-go (PAYGO) rules and undertook permanent changes to the unemployment compensation program without sufficient review. Secretary of Labor Lynn Martin, who appeared before the Senate Finance Committee, “repeatedly frustrated lawmakers by offering to negotiate an unemployment bill behind closed Conley / GEORGE BUSH AND THE 102d CONGRESS | 741 doors rather than describing the administration’s position in public” (Congressional Quarterly Almanac 1992, 348). As new unemployment figures continued to paint a bleak portrait of the economy, Bush was in a vulnerable position—and the Democratic majority knew it. Rather than risk a veto of a popular measure, Bush backed down and signed the bill. Bush won more clear-cut compromises and concessions on much ordinary legislation, including appropriations measures that were the focus of many of the private-topublic threats in the 102d Congress. Early signals usually prompted Democrats to cede ground on spending. In 1992, Bush vowed to veto bills that exceeded his budget requests. The final appropriations bills for fiscal year (FY) 1993 were, in fact, very close to Bush’s requests. But attributing success to Bush’s blanket, public threat leads to wrong conclusions and belies the actual modus operandi of inter-branch negotiation. Democrats, if they were aware of Bush’s statement, largely ignored it and wrote bills that far exceeded his budget guidelines. These bills also included a host of other provisions to which the administration later objected, which were not part of the president’s general policy statement. Only after a series of threats that began privately did the Democratic majority ultimately comply with many—but not all—of the president’s provisos. It was obviously not practical for Bush and his advisors to build a public case on every provision to which they objected. Labor, Health and Human Services, and Education appropriations (H.R. 5677) drew administration protests on the issues of abortion, the removal of budget “firewalls,” and overall spending levels. The veto threat issued to Robert Byrd, Chairman of the Senate Appropriations Committee, emphasized the president’s commitment to veto domestic or defense spending bills that exceeded his FY 1993 budget proposal and offered “suggestions that would lead to the development of a bill that the President could sign” (Kieffer, September 8, 1992). The administration was most concerned with potential amendments to the House bill that would expand federal funding of abortion programs and shift $3.8 billion in defense funds to domestic programs in the bill. The latter provision would have violated budget “firewalls” that prohibited the transfer of defense funds to discretionary domestic programs. The letter urged the Senate Appropriations Committee to shift spending to the president’s priority programs. The abortion provisions were dropped and congressional leaders reduced the cost of the bill to meet Bush’s budget targets (Congressional Quarterly Almanac 1992, 651). The tradeoff was that language championed by the administration on the Low Income Home Energy Assistance Program (LIHEAP), Medicare, and education initiatives was not re-tooled to the president’s satisfaction. The legislation passed on a bipartisan basis in the House, and by voice vote in the Senate. Presidential intervention regarding the abortion issue and spending levels helped produce a bill with which conservative Republicans were more comfortable.7 Similar dynamics of compromise were evident on a host of other threatened appropriations bills. Timing sometimes worked to the president’s advantage. Veto threats com7. Interestingly, Bush opposed the bill’s passage in the House, presumably to register his continuing protest to spending. 742 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 bined with members’ urgency to return to their districts to campaign in 1992, to hamper Democrats’ desire to confront the president and force a delay in adjournment (Calio, September 18, 1992; September 27, 1992). Significant inter-branch accommodation was evident on such bills as military construction (H.R. 5428) and Treasury and postal (H.R. 5488). On H.R. 5428, the administration won concessions in conference from House Appropriations Chair Whitten to restore funds for military base closures and pare down other spending in the bill to the president’s request of $8.3 billion, and compromise on his request for NATO infrastructure funds (Calio, September 4, 1992). A bicameral White House strategy was evident on the Treasury and postal appropriations measure. After threatening the bill, the administration successfully lobbied the Senate to drop a House provision prohibiting funds to be used for the Quayle Council on Competitiveness. Outlays were reduced by $200 million to comply with the president’s budget (Kieffer, September 8, 1992). The caveat was that Bush yielded on restrictions placed on political activities of the director of the Office of National Drug Control Policy, the “drug czar.” Bush was arguably most successful in wresting concessions on abortion language in a diverse set of appropriations measures. Congress complied fully with Bush’s concerns on H.R. 5368 (foreign operations appropriations) by excising language that would have overturned the “Mexico City policy” of withholding Agency for International Development (AID) funds to organizations that support abortion as part of family planning overseas (Kieffer, October 1, 1992). Bush compromised on spending levels in the FY 1993 defense bill to win the deletion of abortion language. The administration issued veto threats both to the House Rules Committee on H.R. 5504 and to the House Appropriations Committee on the authorizing legislation (H.R. 5006). The initial threat targeted an amendment to liberalize abortions on military facilities. The veto threat also outlined a number of defense projects funded at levels below what the president had requested, as well as other projects opposed by the administration (Calio, June 3, 1992). The abortion language was dropped, and the president compromised on funding for the Strategic Defense Initiative and several other programs (Congressional Quarterly Almanac 1992, 483). The president’s advisors later urged House Appropriations Chair Whitten to “avoid a protracted debate with the Administration” over the issue of abortions at military facilities in the spending bill as the committee considered re-inserting new abortion language (Calio, June 30, 1992). The administration stood on firm and consistent ground: the prior year’s Defense appropriations bill had drawn a similar veto threat. The provision was ultimately dropped, and the final bill passed both chambers on a bipartisan basis. The disaster relief bill (H.R. 5620), which began as a supplemental Defense appropriations bill, also became embroiled in abortion controversy. The legislation was transformed into an aid bill following a typhoon in Guam and hurricanes in Hawaii and the southeastern United States. In a Statement of Administration Policy, the president’s advisors clarified opposition to a section of the bill added by the Senate that permitted Title X funds to be used for abortion counseling—in effect, a repeal of the “gag rule.” The administration also objected to regulations on contractors for federally funded projects and the deletion of funds for the re-building of Homestead Air Force Base in south Conley / GEORGE BUSH AND THE 102d CONGRESS | 743 Florida (Calio, September 15, 1992). The president was successful in excising the abortion language from the bill, and the labor regulations were also deleted in conference (Congressional Quarterly Almanac 1992, 583). Congressional Democrats met Bush halfway, and the administration settled for a compromise on funding for Homestead Air Force Base and several other Defense programs. The approaching elections compelled Congress and the administration to complete work on the bill quickly, and it passed by voice votes in both chambers without further controversy. Finally, Bush won concessions on several bills that he argued challenged the president’s authority as commander-in-chief. On H.R. 4990 (Jobs through Export Act of 1992, passed in lieu of S. 2403), the administration directed a veto threat to Dante Fascell, Chairman of the House Committee on Foreign Affairs (Calio, May 27, 1992). The administration opposed a Senate amendment to Title V of the recission bill that would have placed restrictions on the president’s ability to direct foreign aid. The amendment was deleted from consideration in the final bill. Democrats’ concessions to the president’s demands, and Republicans’ pressure on appropriators to reduce spending, paved the way for bipartisan passage of the bill in both the House and Senate (Congressional Quarterly Almanac 1992, 587-588). Bush also objected to provisions in the energy and water appropriations bill (H.R. 5373) that allegedly infringed on his constitutional authority. The White House turned attention to the Senate on the issues of super collider research and a ban on nuclear testing (Kieffer, July 30, 1992). The administration commended Senate Appropriations Committee Chair Robert Byrd for reinstating funding for the super collider, which the House had dropped. However, a House provision for a one-year complete ban on nuclear testing, following unilateral decisions by France and Russia to halt testing, drew stringent objection from the administration. Louisiana Senator Bennett Johnston worked out details of compromise wording of the bill with the administration (Congressional Quarterly Almanac 1992, 659-668). Though the moratorium on testing remained, provisions were included for the president to authorize new tests if he deemed them in the national interest, notwithstanding a joint resolution of disapproval once he notified Congress of his intent to resume testing. Failed Veto Threats, Override Attempts, and Blame Game Politics Despite a number of successful efforts to negotiate with the congressional majority quietly and intensively on a host of appropriations measures, Bush faced many other policy issues on which Democrats were unwilling to compromise and were prepared to provoke a veto. On private-to-public as well as purely public threats, the majority leadership gambled that strategic disagreement with the president would raise public consciousness of policy issues and yield electoral advantage. In total, ten purely public veto threats and six private-to-public threats did not win the White House policy concessions from the majority leadership on Capitol Hill—the threats failed, and Bush followed through on his pledge to wield the veto pen. Bush faced a roughly proportionate number of challenges on legislation he vetoed that had been threatened in a purely public or private-to-public venue. Of the ten bills 744 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 that he had publicly threatened to veto and did, Democrats attempted overrides on six. Only the cable television re-regulation bill (S 12) succeeded. On the six vetoed bills that had received private-to-public threats, Democrats unsuccessfully challenged the president four times. In those cases, the congressional majority had denied Bush’s objections and the bills passed along party line votes, all but assuring override attempts would fail. Passage of the legislation, however, was not the immediate objective. The failed override attempts were a type of public statement or “position taking” (Conley and Kreppel 2001) by the Democratic leadership aimed at discrediting Bush and building electoral support as the 1992 elections neared. Whereas Democrats had made important concessions to Bush on a number of appropriations measures by deleting abortion language, they used select vetoed bills to take a public stand in support of abortion rights. It is no coincidence that two of the four publicly threatened bills (H.R. 2707, S323) that were vetoed and challenged were highly salient measures that concerned the so-called gag rule. In 1991 Bush vetoed H.R. 2707, the appropriations bill for Labor, Health and Human Services, and Education, because of language that enabled doctors to discuss abortion with patients in federally funded family planning clinics. The override vote, which failed by 12 votes in the House, marked the beginning of a frequently visceral debate between members and the administration. By attaching the abortion counseling language to a popular appropriations bill, Democrats insured that the bill would receive widespread attention. As California Democrat Nancy Pelosi contended, “This vote today is not about who controls a woman’s body. It is about who controls a woman’s mind” (Clymer 1991b). Democrats ultimately yielded on the abortion language and re-passed the 1991 appropriations bill. But a year later, they again challenged Bush in the form of a Senate bill that directed the Secretary of Health and Human Services to lift restrictions on discussing abortion in federally funded clinics. Some Democrats, like Henry Waxman of California, attempted to frame the issue as one of “free speech” between doctors and patients. Others, like Jolene Unsoeld of Washington, argued that Bush was hypocritical—arguing for less government regulation, except in the case of women (Clymer 1992b). Although the Senate overrode Bush’s veto by a rather comfortable margin, the House sustained it by ten votes—roughly the same margin as the 1991 vote. Another ordinary measure, fetal tissue research (H.R. 2507), had been the subject of private-to-public threat. Bush threatened the bill in committee, but Democratic leaders pressed the issue of fetal tissue research in the National Institutes of Health reauthorization bill. Their objective was to compel Bush to veto a popular, if ethically complex, measure. Democrat Henry Waxman, the bill’s sponsor, contended that the president would have to tell Americans with life-threatening diseases that “research will be stopped that will hold promise for them” (Congressional Quarterly Almanac 1992, 395). The conference report on the bill had passed along partisan lines in the House, and the override in that chamber failed by a wide margin. Other challenges to vetoed bills followed a similar pattern. Democrats wanted to stake out a public position for political gain. Failed overrides on family leave (S 5) and motor voter legislation (S 250) set the stage for passage of the bills under Bill Clinton, who supported both measures during the 1992 presidential campaign. The voter regis- Conley / GEORGE BUSH AND THE 102d CONGRESS | 745 tration measure drew a veto threat on the basis of the cost of the bill, concerns about fraud, and procedural issues (Calio, June 10, 1992). Clinton called Bush’s veto of the motor voter bill “nothing less than a slap in the face to American democracy” (Congressional Quarterly Almanac 1992, 77). Bush’s earlier 1992 veto of a House bill restricting MFN status for China, and an unsuccessful override of that bill, did not deter Democrats from drafting a second bill, H.R. 5318, as an explicit means to protest the administration’s policies. Republican leaders contended the China bill was “a political gesture aimed more at embarrassing Bush than pressuring the Chinese government” on human rights issues (Congressional Quarterly Almanac 1992, 160). The administration issued a veto threat to the Senate, arguing that renewing MFN status was “based on the principle that engagement with China offers the best hope for democratic reform” (Calio, August 6, 1992). The veto threat did not dissuade either chamber from approving the bill. The House voted to override Bush’s veto by a large margin, but consistent with dynamics on the earlier bill, the Senate sustained by a substantial margin. The override attempt of the Economic Growth Acceleration Act of 1992 (H.R. 4210) represents a highly unusual case in which the Republican minority sought to play the public game and turn Bush’s veto into political advantage. Republicans forced an override vote in order to denounce the Democratic bill and paint the majority leadership as autocratic. After Democrats rejected the administration’s stimulus proposal, the majority’s bill drew a veto threat for provisions exempting outlays from PAYGO requirements and imposing permanent tax increases on upper income families. The administration urged the House Rules Committee to “allow Republicans a fair and equal opportunity to amend and debate the bill on the House floor” (Calio, February 24, 1992). The Republican alternative was defeated in committee and Rules failed to agree to any Republican amendments. Democrats “hoped to force Bush to choose between denying the middle class a tax break or raising taxes on the well-to-do—something he vowed not to repeat after signing a tax increase in 1990” (Congressional Quarterly Almanac 1992, 133). The final legislation was adopted along strict party lines in the House, with only a single Republican voting in favor. Republicans pressed for an override vote to embarrass the Democratic leadership, and they succeeded. Enough Democrats defected from their original support for the measure that the override vote did not even muster a majority. It is ironic that the only successful congressional override of Bush’s 46 vetoes was particularly damaging, coming as it did on the eve of the 1992 presidential election. Bush’s veto threat of legislation pitched by Democrats as a consumer protection bill fell on deaf ears. Bush vetoed the Senate-inspired bill to re-regulate the cable television industry (S 12) in October 1992, lambasting it as “special interest” legislation that would damage both consumers and investment in the telecommunications industry. Yet the president’s political capital had waned to such a degree by 1992 as the economy sunk further into recession that he could not persuade enough Republicans to stick by his position. Democrats stressed the bipartisan nature of the bill, which drew the support of GOP leadership and passed with the support of majorities of both parties in both the House and Senate. By large margins, both chambers subsequently overrode the veto. As James A. Thurber noted after the vote, “On this particular bill 746 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 (Bush) had very little to trade with, other than loyalty to the party and loyalty to him. And he didn’t get it” (Congressional Quarterly Almanac 1992, 171). The failure of the threat on the cable television bill and the dynamics of the successful override, however, were the clear exception—and not the rule—in the 102d Congress as throughout Bush’s term. Measures Threatened and Halted Private veto threats were most effective in halting legislation in its tracks—often between chambers. Of the 39 measures that were threatened and failed, 25 (64%) passed the House but were never taken up in the Senate. Technical issues and partisan conflict contributed to the failure of this set of bills. Nineteen of the minor bills were special tax measures that had been passed by a voice vote under suspension of the rules in the House (see Congressional Record, July 27, 1992). Some of the measures were rolled into a catch-all bill (H.R. 2735) by Ways and Means Chairman Dan Rostenkowski that also passed by voice vote in the House (Congressional Quarterly Almanac 1992, 150). The special interest measures drew veto threats from the administration on policy grounds either because they did not meet PAYGO scoring requirements, which mandated offsetting budget cuts for new spending or tax exemptions, or because provisions were judged to be too administratively complex (Calio, August 3, 1992). The Senate never took up the measures at the end of the legislative session. Minor bills that received public or private-to-public threats are distinguishable by the point at which they died in the legislative process. Whereas nearly two thirds of private veto threats killed legislation after passage by the House, just over half of all other minor bills expired in committee or were reported and never received floor action. Most bills die in committee, and veto threats on minor as well as ordinary bills had a reinforcing effect. Across categories of policy significance, there are fewer common threads to threatened legislation that expired. Ordinary legislation ranged from crime control to arms exports. Highly salient measures dealt with banking or environmental issues. Approximately half of these bills died in committee, and another third died after passage by one chamber. Conclusions This case study of executive-legislative relations in the 102d Congress has developed a more subtle classification of veto threats and tested how implied vetoes affected policy outcomes across categories of legislative significance. The analysis has shown that “going public” was not the vehicle for the president’s communication of veto threats to the Democratic majority on much legislation from 1991 to 1992. Contrary to prior research that has emphasized the importance of public rhetoric for an effective veto threat strategy, this study has accented the complexity of behind-the-scenes negotiation. The real-world circumstances surrounding veto bargaining in the second half of Bush’s term Conley / GEORGE BUSH AND THE 102d CONGRESS | 747 often comprised signaling outside of public view—or at least much of it took place outside of media scrutiny. The president was successful in different ways when he employed different types of threats. Private threats were as effective as public threats in tabling minor legislation. Threats that started out quietly and were reported inside the beltway were standard operating procedure for most routine appropriations measures, and Bush won notable concessions for bills that passed. A nuanced interpretation suggests that highly salient legislation was the most difficult for the White House to negotiate. Veto threats failed often on this set of bills, and Democrats were most willing to provoke confrontation and cast such confrontation into the media spotlight. Although Bush was successful in halting all override attempts save one, he had a more difficult time claiming credit for the salient bills that passed and on which he was able to wrest concessions. The analysis casts doubt on elements of the commitment model of veto threats and raises a key question. Either the White House did not go to great lengths to publicize the threats, or national media sources did not judge the threats on the legislation to be newsworthy. If presidents do not need to “go public” on an important subset of threats, why are quiet threats effective in tabling bills and securing concessions on much ordinary legislation? If the national media were not paying attention and the public was not informed of the threats, why did they have credibility? A few hypotheses are reasonable at this juncture. The efficacy of private and privateto-public veto threats may have much to do with the interconnection between the president’s “policy reputation” and the structure of voting coalitions in Congress. The congressional majority’s judgment of the president’s willingness to carry out veto threats may be heavily influenced by those cases of high-profile, public conflict that serve to convince the majority of his sincerity. Such an interpretation is consistent not only with elements of the coordination model (see Cameron 2000) but also with Neustadt’s (1960) emphasis on the president’s reputation within the Washington policy community. Even if the president does not publicly commit to veto legislation, his standing among key actors inside the beltway who care most about select policy issues may convince congressional leaders of his commitment. “Repeat play” between the branches on vetoed bills and failed overrides may force congressional leaders to more carefully consider which bills to challenge, make concessions on, or simply drop in light of their own time and resource constraints. The structure of voting coalitions in Congress may reinforce these considerations. With the rise of greater intra-party cohesion and more narrow party margins on Capitol Hill since the late 1980s, override challenges are far less likely to succeed compared to earlier decades when legislative coalitions were more fluid. More definitive models about the basis for successful, quiet threats obviously await further archival research and systematic analysis for other presidents. The availability of new data sources on the Internet may make it possible to keep closer track of veto threats and test and refine the typology developed here. Since 1997 (105th Congress), the Office of Management and Budget has made Statements of Administration Policy available on its web site.8 Examining veto threats in these documents may facilitate distinctions 8. http://www.whitehouse.gov/legislative/omb 748 | PRESIDENTIAL STUDIES QUARTERLY / December 2003 between public and private threats before archival material becomes available. Such research promises to extend our understanding of presidential strategy and success at a time when implied vetoes have come to play an enhanced role in legislative bargaining between the branches. References Bond, Jon R., Richard Fleisher, and Glenn S. Krutz. 1996. An overview of the empirical findings on presidential-congressional relations. In Rivals for power: Presidential-congressional relations, edited by James A. Thurber. 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