Feb. 10, 2013 Note to Readers of the Public Law & Legal Theory Workshop: Thank you very much in advance for reading my draft. Please note that it is still very much a work-‐in-‐progress. I continue to add evidence and citations throughout. I know that the article will benefit greatly from your comments and suggestions. All the best, Allison Tirres STATES BY DESIGN: THE CREATION OF NON-‐CITIZEN PROPERTY RIGHTS IN THE NINETEENTH CENTURY Allison Brownell Tirres1 DRAFT – Please do not quote or cite without permission ABSTRACT In the mid-nineteenth century, eleven states adopted provisions in their constitutions guaranteeing the property rights of non-citizens. Prior to this period, state courts had restricted non-citizen property rights, applying English common law doctrine. Under the common law, aliens were unable lawfully to hold or inherit property; the sovereign could force a property forfeiture at any time. Additions to state constitutions dramatically altered this scheme. Iowa was the first in the antebellum era; Wisconsin, California and Michigan followed suit with almost identical provisions in their antebellum constitutions. Seven more states followed after the Civil War; one more followed in the twentieth century. In this article, I place these constitutional developments in the larger context of the histories of citizenship, westward expansion, and property reform. I show that federal territorial law played a critical role in the expansion of non-citizen property rights at the state level. Federal law guaranteed alien property ownership and suffrage; these rights directly influenced proponents of state property reform. Reform efforts depended upon a vision of what convention delegates considered to be a distinctively “American” kind of property law, one that was modern, open, and inclusive rather than closed, feudal, and the province of only a select few. This episode of antebellum constitutional reform reveals a widespread acceptance of legal rights outside of territorial citizenship. At the same time, these reform efforts held the seeds of restrictive alien land laws that would develop later in the nineteenth and twentieth centuries. Becoming “American” through property ownership was not a fully inclusive process; from the outset it was limited by assumptions about origin, race, and territorial location. 1 Assistant Professor of Law, DePaul University College of Law. B.A., Princeton University; J.D., Harvard Law School; Ph.D., Harvard University. For comments and helpful suggestions with this project, I would like to thank Chris Tirres, Christopher Schmidt, Joseph Singer, Gregory Mark, Stephen Siegel, and Joshua Sarnoff. I was fortunate to receive comments and suggestions during presentations at the annual meeting of the American Society for Legal History and the Legal History Workshop of the American Bar Foundation. I am thankful to Mark Giangrande of the DePaul Rinn Law Library and to Natasa Timotijevic for research assistance. My research was made possible in part by a Faculty Research Leave from DePaul University. 1 TABLE OF CONTENTS Introduction 1. Alien Property and Federal Policy a. Alien Property in English Common Law b. Property and Naturalization c. Federal Land Policy and the Northwest Territories 2. Crafting Non-‐Citizen Property Rights in State Constitutions a. From Territory to State: The Process of Creating State Constitutions b. Of State Power and Alien Rights c. Protecting Property d. Redefining Membership e. Modernizing Property 3. Property Rights and the Politics of Exclusion a. Black Migration b. Property and Suffrage c. Residence and Corporate Ownership 4. The Persistence of a Difference Conclusion 2 INTRODUCTION Property law is private law and also a form of public ordering. It is about individual rights to things, but it is also about the individual’s relationship to the state. It determines the relationships between persons to resources, and, at the same time, is a core component of identity and belonging.2 For much of American history, property law has structured and mediated the relationship of individuals to the nation state. Property ownership was a demonstration of allegiance as well as fitness to govern. In the early national period, property ownership was oftentimes a requirement of the franchise. 3 During Reconstruction, legislators understood that freed slaves would not be accepted as members of the polity without access to property, and passed the Civil Rights Act of 1866 in response. Married Women’s Property Acts represented efforts of legislators to protect financial health of families but they also altered the relationship of women to the state, speeding the erosion of coverture and the eventual granting of suffrage. 4 Property structured the relationship of these initially nominal members of the polity – poor white males, freed slaves, and women – to full, participatory citizenship.5 But what of those who were territorial outsiders? Our discussion of non-citizens in the history of property is limited.6 Scholars of citizenship point 2 On the relational aspect of property, see Joseph Singer, Property Law; “Progressive Property”; on its relationship to identity, see Margaret Jane Radin, Property and Personhood [cites]. 3 ALEXANDER KEYSSAR, THE RIGHT TO VOTE: THE CONTESTED HISTORY OF DEMOCRACY IN THE UNITED STATES 2, 24 (Rev. ed., 2009) (“adult white males who did not own land” were among those excluded from suffrage at the Founding). 4 On Married Women’s Property Acts, see NORMA BASCH, IN THE EYES OF THE LAW: WOMEN, MARRIAGE, AND PROPERTY IN NINETEENTH-CENTURY NEW YORK (1982); GREGORY ALEXANDER, COMMODITY AND PROPRIETY: COMPETING VISIONS OF PROPERTY IN AMERICAN LEGAL THOUGHT 158-184 (1997). 5 Nancy Cott, Marriage and Women’s Citizenship in the United States, 1830-1934, 103 AM. HIS. REV. 1440 (1998) (developing the idea of nominal versus participatory citizenship in describing the relation of married women to citizenship in the nineteenth and twentieth centuries). 6 The long, complicated history of alien property ownership is largely reduced in the historical and legal literature to a focus on the infamous anti-Asian alien land laws of the early twentieth century, which prevented non-citizens of Asian heritage from owning or leasing farmland. See, e.g., Keith Aoki, No Right to Own: The Early Twentieth-Century Alien Land Laws as a Prelude to Internment, 40 B.C. L. REV. 37 (1998); Dudley O. McGovney, The Anti-Japanese Land Laws of California and Ten Other States, 35 CALIF. L. REV. 7 (1947); Charles H. Sullivan, Alien Land Laws: A Re-Evaluation, 36 TEMP. L. Q. 15, 28 (1962). While the anti-Asian land laws are of great importance, they are one chapter in a much longer story. For recent work that has discussed the relationship of alienage and property more generally, see, e.g., Polly J. Price, Alien Land Restrictions in the American Common Law: Exploring the Relative Autonomy Paradigm, 43 AM. J. LEGAL HIST. 152 (1999); Karen M. Tani, Flemming v. Nestor: Anticommunism, the Welfare State, and the Making of ‘New Property,’ 26 LAW & HIST. REV. 379 (2008); Allison Brownell Tirres, 3 to the fluidity of the concept of citizenship in the eighteenth and nineteenth centuries: aliens could, and did, vote in many jurisdictions, and there were very few border controls.7 Allegiance was assumed in many cases, and forced expulsion or deportation exceedingly rare.8 Naturalization was a relatively easy process, administered in a decentralized fashion. The focus on fluidity is not inaccurate but it fails to account for the zones of interaction where alienage did matter – where being a territorial outsider had specific legal ramifications. Fee simple ownership of property was not available to aliens in the common law, as developed in England and adopted in the fledgling United States.9 The alteration of this doctrine over the course of the nineteenth and twentieth centuries, towards property rights for non-citizens, was slow, piecemeal, and sometimes contradictory.10 It is still incomplete.11 In 2013, the majority of states – thirty-six to be exact – have some form of alien property restriction on the books.12 Efforts to limit noncitizen property rights continue in our modern era in the form of anti-illegal immigrant housing ordinances, which prohibit undocumented immigrants from renting – or, in some cases, occupying – housing.13 In prior work, I have examined the persistence of property restrictions Property Outliers: Non-Citizens, Property Rights and State Power, _ GEO. IMM. L. J. __ (2013); Rose Cuison Villazor, Rediscovering Oyama v. California: At the Intersection of Property, Race, and Citizenship, 87 WASH. U. L. REV. 979 (2010). Other recent scholarship has addressed some of the theoretical and practical intersections between immigration and property law. See Eleanor Marie Lawrence Brown, Visa as Property, Visa as Collateral, 64 VAND. L. REV. 1047 (2011); Ayelet Shachar, Earned Citizenship: Property Lessons for Immigration Reform, 23 YALE J.L. & HUMAN. 110 (2011). 7 KETTNER, AMERICAN CITIZENSHIP; [cites]. 8 On deportation in American history, see DANIEL KANSTROOM, DEPORTATION NATION; MAE NGAI, IMPOSSIBLE SUBJECTS. 9 FREDERICK POLLOCK & FREDERIC WILLIAM MAITLAND, THE HISTORY OF ENGLISH LAW BEFORE THE TIME OF EDWARD I, 458-467 (2d ed.1898) (reviewing the status of aliens in English law); JAMES KENT, COMMENTARIES ON AMERICAN LAW, VOL. 2, 42-62 (1832). 10 Change was “contradictory” in a specific legal sense: some jurisdictions, such as California, adopted property rights in the state constitution while simultaneously limiting them through state statute. Few commentators noted the legal conflict. 11 See generally Tirres, supra note _. 12 Tirres, supra note _, Part II (A). 13 For studies that discuss property restrictions in recent state and local reform efforts, see Kristina M. Campbell, Local Illegal Immigration Relief Act Ordinances: A Legal, Policy, and Litigation Analysis, 84 DENV. U. L. REV. 1041, 1051-54 (2007); Daniel Eduardo Guzmán, "There Be No Shelter Here": Anti-Immigrant Housing Ordinances and Comprehensive Reform, 20 CORNELL J.L. & PUB. POL’Y, 399 (2010); Rigel C. Oliveri, Between a Rock and a Hard Place: Landlords, Latinos, Anti-Immigrant Ordinances, and Housing Discrimination, 62 VAND. L. REV. 55 (2009); Tirres, supra note __; Rose Cuison Villazor, Rediscovering Oyama v. California: At the Intersection of Property, Race, and Citizenship, 87 WASH. U. L. REV. 979 (2010). 4 based on alienage. 14 This article takes up a key moment on the path to expanded, albeit still incomplete, property rights for non-citizens. This expansion was not through private law interpretation, like many other property reforms in the nineteenth century, but rather through state constitutional law.15 In the mid-nineteenth century, a significant number of state governments for the first time adopted provisions in their state constitutions guaranteeing the property rights of non-citizens.16 Prior to this period, state courts had restricted non-citizen property rights, applying the English common law doctrine. Additions to state constitutions dramatically altered this common law scheme. Iowa was the first; the constitution of 1844 stated that "Foreigners who are, or who may hereafter become residents of this State, shall enjoy the same rights in respect to the possession, enjoyment, and inheritance of property, as native born citizens.” Wisconsin, California and Michigan followed suit with almost identical language in their antebellum constitutions. Seven more states followed after the Civil War: Florida, West Virginia, Arkansas, Alabama, Colorado, South Dakota, and Wyoming.17 In this article, I trace the histories of the four first adopters – Iowa, Wisconsin, California, and Michigan – in order to understand both the causes and the consequences of constitutionalizing property rights for non-citizens. The reader will note immediately that all four of these first adopters are located west of the Ohio River. Why did law reform occur first in mostly western states? One fairly straightforward answer lies in demography: these were territories in need of population. Expansive land laws were perceived as an inducement to settlement; it would make sense objectively for these locations to be more encouraging of migration and settlement of outsiders. (It was surely not a coincidence that these inducements to settlement were constitutionalized around the same time that a newspaper editor coined the term 14 Tirres, supra note _; Allison Brownell Tirres, “From Truax v. Raich to U.S. v. Arizona: Property, Liberty and the Diverging Paths of Alienage Law” (unpublished manuscript, on file with author). 15 On nineteenth-century reforms of property law generally, see STUART BANNER, AMERICAN PROPERTY: A HISTORY OF HOW, WHY, AND WHAT WE OWN, 6 (2011). 16 Historians and legal scholars have spent little time exploring the history of state constitutional provisions relating to non-citizen property or to state constitution drafting in general in the nineteenth century. Christian Fritz, “More than Shreds and Patches,” at 14 (“There has been a remarkable dearth of scholarly writing on nineteenth century constitution-making.”) Those who have discussed these specific provisions have done so in passing. Some have linked it to federal constitutional reforms, such as the passage of the Fourteenth Amendment, but they have not demonstrated any causal connections. See, e.g., Charles H. Sullivan, Alien Land Laws: A Re-Evaluation, 36 TEMP. L. Q. 15, 28 (1962). 17 Three states – Pennsylvania, North Carolina, and Vermont – had alien property rights provisions in their eighteenth-century constitutions. All three had repealed this language by the time Iowa introduced its provision. See discussion at infra _. 5 “manifest destiny.”)18 But demographics alone do not explain this legal shift. Key to understanding the shift in this property regime was the legal culture created by federal territorial policy. This project demonstrates that there is an underappreciated link between federal policy and state treatment of non-citizens. In choosing how to sell the public lands and how to create a blueprint for the governance of the western territories, the federal Congress decided to expand rights for foreigners. The Land Ordinances of 1784 and 1785 jettisoned common law restrictions on alien property ownership; the Northwest Ordinance of 1787 allowed for alien suffrage. This meant that when it came time for Iowa and other states in the west to draft their state constitutions, they had already experienced decades of expanded rights for non-citizens. The federal policies governing the territories affected state constitutional developments in another, and more directly measureable, way. These laws fostered the development of a land-owning immigrant electorate.19 In all four states that adopted these rights in the antebellum period, residents of foreign birth had a vital role to play. Immigrant delegates served in all the conventions. Federal policies gave them a seat at the table. Some were the direct proponents and defenders of alien property and suffrage rights. Others who were not foreign-born were cognizant that they had a foreign-born constituency to represent, and that these residents would themselves be voting to ratify the end product of the convention. This political power was vital in securing expanding rights for the foreign-born, both naturalized and not. The widespread acceptance of this utilitarian goal – the peopling of the frontier with European migrants – was possible because of an already-established legal culture of expanded alien rights and the presence of those of foreign-birth in the convention halls themselves. Through these changes to non-citizen property rights we see the direct connections between federal land policy and state law. This connection is striking in the context of the history of citizenship, since it challenges our usual narrative of the nineteenth century. That narrative about citizenship hinges on two interpretations of federalism: 1) that citizenship was largely a state and local matter prior to the Civil War and Reconstruction,20 and 2) that federal influence only stepped up in the 1860s with the passage of the Fourteenth 18 John L. O’Sullivan, Democratic Review, July 1845 (cited in Clyde A. Milner, II, “National Initiatives,” in THE OXFORD ENCYCLOPEDIA OF THE AMERICAN WEST, eds. Clyde A. Milner, II, Carol A. O’Conner & Martha Sandweiss, 166). 19 Other scholars have noted the vital ways that federal law shaped state and local politics. See, e.g., Peter S. Onuf, The Expanding Union, in DAVID THOMAS KONIG, ED., DEVISING LIBERTY: PRESERVING AND CREATING FREEDOM IN THE NEW AMERICAN REPUBLIC 75 (1995). Few that I have found have discussed the ways that federal influence shaped the place of immigrants in politics. 20 William Novak, The Legal Transformation of Citizenship in Ninteenth-Century America, in THE DEMOCRATIC EXPERIMENT: NEW DIRECTIONS IN AMERICAN POLITICAL HISTORY, _ (2003) (arguing that citizenship in the antebellum United States was not a formal legal designation but instead a localized combination of “the law of membership and personal status”); 6 Amendment and in the 1880s with the passage of Chinese Exclusion Laws and other immigration restrictions.21 This article presents a different story, one of active antebellum federal involvement not just in recruiting migrants but also in expanding non-citizen rights, via territorial law, and of state acceptance and continuation of these practices into the post-Reconstruction era.22 Delegates to these state conventions actively debated the membership rights of aliens, presenting their own interpretations of the extant law. Through these debates, we can track a broader shift in the ideology of property. 23 Property ownership had been understood in the English feudal and aristocratic tradition as a privilege of a few, not a right of many. This idea eroded in the fledgling United States, and was especially under attack in the 1830s and 1840s. Jacksonian democracy and the ideology of “free soil” demanded the expansion of property rights to white men and, in some cases, to white married women.24 Underappreciated until now, I argue, is the extent to which these ideals eroded the differences not only between nobleman and commoner and man and wife, but also between citizen and non-citizen. These provisions moved the line between insider and outsider, enabling foreigners to have rights of membership – of property ownership and, in some states, suffrage – prior to naturalization. Delegates to state conventions succeeded in creating such gradations of membership because of their vision of a particularly “American” type of property law: one that was modern, open, and inclusive, rather than closed, feudal, and the province of only a select few. This system of property, they asserted, would itself Americanize immigrants, by showing them what independence really meant. The inclusion of non-citizens in property ownership had a corresponding and mutually-constituitive aspect of exclusion.25 The granting of 21 See Gerald Neuman, The Lost Century of Immigration Law (highlight state and local restrictions of movement that predated the federal exclusions in the Gilded Age); 22 This episode of state constitution-making also usefully highlights lesser-known sources for the constitutional protection of aliens. We usually pinpoint the turning point in the constitutional protection of non-citizens to the famous case of Yick Wo v. Hopkins, which extended protections of the Fourteenth Amendment to Chinese immigrants despite the fact that they were not, and could not at that time become, naturalized citizens. Yick Wo v. Hopkins, 118 U.S. 356 (1886). What these state constitutional provisions reveal is the widespread acceptance, at a moment decades earlier than Yick Wo, of fundamental rights for certain non-citizens. 23 Delegates to state constitutional conventions were a mix of professions: some were lawyers, but many were unversed in the law – farmers, laborers, merchants, and others, both elite and non-elite. The debates over alien property ownership give us a window onto popular conceptions of property and its relationship to American nationality and American identity. 24 On the free soil movement, see, e.g., CHARLES W. MCCURDY, THE ANTI-RENT ERA NEW YORK LAW AND POLITICS, 1839-1865 (2001); IN 25 On “inclusive exclusion,” see Devon W. Carbado, Racial Naturalization, in LEGAL BORDERLANDS: LAW AND THE CONSTRUCTION OF AMERICAN BORDERS, eds. Mary Dudziak and Leti Volpp, 41 (2006); see also EDMUND S. MORGAN, AMERICAN SLAVERY, AMERICAN 7 property rights to migrants was linked in statehood debates with the desire of residents to divest American Indians of their property claims and to provide a buffer against the in-migration of free blacks.26 The exclusive aspects of the debates were a harbinger of what was to come in the revamping of alien property restrictions in the twentieth century. These constitutional provisions only went so far: they effectively ended the power of property to differentiate citizen from non-citizen, but only to a point. They continued a core distinction between resident and non-resident aliens. This careful line-drawing managed to rid the state of the most objectionable parts of alien land laws – which discriminated against upstanding members of the community, desirable settlers and laborers – while retaining the most politically appealing parts, those gaged to prevent foreign takeover and “absentee landlordism.” This line-drawing would take a new form in the twentieth century, as states redrafted their land laws to discriminate against those “ineligible to naturalization” (namely, Asian migrants) and those who had roots in communist countries. Alien land laws have proved remarkably adaptable, transforming to suit the aspirations or fears of American citizens at particular moments. Part I describes the federal treatment of alien property. It begins by outlining the English legal doctrine governing alien property ownership, which was largely adopted by the colonies and persisted in the common law of the states after independence. Many areas of English property law died out or were replaced during the eighteenth and nineteenth centuries, but alien legal disabilities continued well into the antebellum era and beyond. The first Congress discussed extending property rights to aliens as part of the first Naturalization Law; these proposals failed, not because representatives were not open to the idea but because they believed it was the province of the states, not the federal government, to decide to extend such property rights. This deference to the states did not prevent Congress from extending such rights in the federal territories. I argue that the ordinances governing the Northwest Territory, as well as later laws and treaties pertaining to the rest of the west, created a federal policy of alien land rights. This federal legal history was an important precondition for the creation of alien property rights in the states in the 1840s. Part II explains the process of transitioning from territory to state and the important step of drafting a state constitution. It delves into the debates in the four states that first adopted non-citizen property rights, describing the major themes that emerge. The debates reveal multiple motivations for legal FREEDOM; ROGERS BRUBAKER, CITIZENSHIP AND NATIONHOOD IN FRANCE AND GERMANY 23 (1992) (“As a powerful instrument of social closure, citizenship occupies a central place in the administrative structure and political culture of the modern nation-state and state system”). 26 On the migration of free blacks and freed slaves, see Eugene H. Berwanger, The Frontier Against Slavery; Neuman, The Lost Century of Immigration Law; Kunal Parker, Making Blacks Foreigners: The Legal Construction of Former Slaves in Post-Revolutionary Massachusetts, 2001 Utah L. Rev. 75 (2001). 8 change: protecting vested property interests, encouraging future migration, upholding ideals of American property law, and assimilating immigrants. Part III puts these debates in the context of other, concurrent debates over the migration of free blacks, the granting of universal suffrage, and the fear of foreign corporate invasion. The move to expand rights was, on its face, about inclusion: allowing some who had been denied these rights to claim them. Yet it depended, both rhetorically and practically, on a measured exclusion of nonwhite landowners and non-resident foreigners. State constitutional convention delegates believed that they were engaging in a property law revolution. To a certain extent, they were right: other states after the Civil War adopted similar provisions, and some rid themselves of alien law laws via statute. Yet by the early twentieth century, this trend was turned on its head; four states adopted constitutional provisions or legislation expressly barring certain foreigners from owning property, other states remained silent in their constitutions, while some with guarantees of noncitizen rights failed to enforce them. Part IV discusses this retrenchment and proposes reasons why alien land laws have not completely disappeared from American law. As we shall see, the creation of non-citizen property rights in state constitutions is one chapter in a long and as yet unfinished story of the contested relationship between property and alienage. PART I: ALIEN PROPERTY AND FEDERAL POLICY Alien property rights were understood at the time of the founding to be a matter of common law and thus to be under state jurisdiction. The federal Congress upheld this understanding when it declined to grant property rights to aliens independent of citizenship. Yet Congress did not hesitate to extend these rights when crafting the laws to govern the western territories. To understand the significance of this move, we first have to examine the English legal tradition of restricting alien property, as well as its adoption in the states after Independence. In jettisoning these restrictions in the western territories, the federal government contributed to the formation of a society accustomed to expansive rights for non-citizens. A. Alien Property in English Common Law Courts in the fledging United States adopted various tenets of English common law. Alien property disabilities were among them. The idea of restricting a foreigner’s access to land stemmed from the structure of feudalism itself.27 Under feudal land tenure, land was directly correlated to allegiance. All land was under the control of the monarch, who granted it to individuals 27 SIR FREDERICK POLLACK AND FREDERIC WILLIAM MAITLAND, THE HISTORY OF ENGLISH LAW BEFORE EDWARD I, VOL. 1, 207-389 (Cambridge, 1895) (on the structure of land tenure). 9 only upon assurances of their service to him. Such assurances took various forms, typically either financial or military – as a landholder, you had a duty to provide money, defense, or other such service to the sovereign. There was not a concept of a modern “citizen”; in a monarchy, all those owing allegiance to the king were his subjects. Holding land was the privilege of subjectship; those who were subjects of another – say the king of France – could not hold English lands.28 As an English legal scholar later summarized: “By feudal law every tenant of lands owed fealty to the lord of whom his lands were holden. In England the King is the ultimate feudal lord and owner of all lands, and an alien owing allegiance to a foreign prince was held incapable of taking the oath of fealty which imposed obligations that might be inconsistent with the fidelity due to his own sovereign.”29 From the feudal era until the late nineteenth century, aliens in England could not inherit property or leave it to others upon death; if they purchased property, they held it only so long as the King allowed. They were “disabled to hold by purchase except by the King’s license,” noted Blackstone in his Commentaries on the Law of England. The ability to inherit or devise property was not available to them since they had not “inheritable blood in them.” In this way, Blackstone noted, “they are on a level with bastards.”30 Such an understanding grew out of a time not only of monarchical rule but also an idea of perpetual allegiance: one could not hold dual or multiple citizenships, and one’s allegiance was not a matter of choice.31 Subjectship was not by consent but by duty. Legal impediments for aliens went beyond property rights: prior to the seventeenth century, aliens were unable to sue in English courts.32 Alien property disabilities interacted with married women’s property law; a woman who was an alien could be barred from receiving her dower, according to Blackstone. 33 Owners who attempted to sell, rent or otherwise convey their property to an alien would lose that property to the crown through forfeiture, since such a transaction would be “contrary to law.”34 28 POLLACK & MAITLAND, supra note _, at 442 (“An alien cannot hold land in England. If the person to whom land would descend according to the common rules of inheritance, be an alien, it misses him and passes to some remoter kinsman of the dead man. If, on the other hand, an alien obtains land by gift, sale, lease, or the like, the transaction is not a nullity, but the king can seize the land and keep it for himself”). 29 H.S.Q. HENRIQUES, THE LAW OF ALIENS AND THE ALIENS ACT, 1905 (Butterworth, 1906), 4. 30 SIR WILLIAM BLACKSTONE, COMMENTARIES “Blackstone’s Commentaries”]. NATURALIZATION ON THE LAWS OF INCLUDING THE TEXT OF ENGLAND, 328 [hereafter 31 See KENT, supra note_, at 42 (“It is the doctrine of the English law, that natural born subjects owe an allegiance, which is intrinsic and perpetual, and which cannot be divested by any act of their own”). 32 H.S.Q. HENRIQUES, THE ALIENS ACT, 1905 THE LAW OF ALIENS AND NATURALIZATION INCLUDING (Published 1906 by Butterworth in London), 2. 33 Blackstone’s Commentaries, vol. 2 (4th ed., 1853), 172. 34 Blackstone’s Commentaries, 351, 358. THE TEXT OF 10 There were exceptions to the rule. Some foreigners were granted the status of denizen, if the sovereign chose to extend it. Denization empowered aliens to hold a life estate in real property; they were able to devise this property but only to after-born children.35 “A denizen,” wrote Pollack and Maitland, “can hold land, and he can acquire land by gift, sale or the like, but he can not inherit, and a child of his born before the act of denization can not inherit from him.”36 Alien merchants were granted some exceptions so that they could rent property for their trade.37 To be sure there were not just structural but also political (albeit not necessarily well-founded) concerns underlying the restrictions. Foremost among them was fear of foreign invasion. Blackstone admitted that the reasons for alien disabilities were not “strictly feudal,” but based also on “a principle of national or civil policy.” “If lands had been suffered to fall into their hands who own no allegiance to the crown,” he elaborated, “the design of introducing our feuds, the defence of the kingdom, would have been defeated.”38 Alien landholding in this view was a threat not only to the land tenure system, which depending on ties of loyalty, but also to the entire kingdom itself. In the colonies, alien disabilities were sustained in the courts, if not always in actual practice. Historian Polly Price notes that “throughout the colonial period…restrictions on alien landholding mirrored those of England.”39 There were some exceptions; some colonial governments enacted laws to exempt certain aliens at certain times from the operation of the common law rules.40 Land laws were not always uniformly prosecuted. Some aliens did hold land and pass it on to their heirs, since they were not challenged and governments did not act. This left some Americans confused as to the state of the common law, some assuming that aliens were able to hold lands.41 Yet for the most part, the English common law rules regarding alien property were adopted wholesale, both prior to independence and well after. The first treatise of American law, James Kent’s Commentaries on American Law, published in 1836, reiterated Blackstone, reciting all the various forms of disabilities in holding, transferring or devising property. An alien, wrote Kent, “cannot acquire a title to real property by descent, or created by other mere operate of law.” An alien, even in the U.S. in the 1830s, is “exposed to the danger of 35 James E. Pfander and Theresa R. Wardon, Reclaiming the Immigration Constitution of the Early Republic: Prospectivity, Uniformity and Transparency, 96 VA. L. REV. 369, 376 (2010); Blackstone’s Commentaries, 329. 36 POLLACK & MAITLAND, English Law Before the Time of Edward I, 2 ed., 460. 37 POLLACK & MAITLAND, 459. 38 Blackstone’s Commentaries (1835), 328. 39 Price at 158. 40 Id. 41 See, e.g., 1 Annals of Congress 1109 (noting that Representative Tucker “conceived it the policy of America to enable foreigners to hold lands, in their own right”) (Feb. 3, 1790). 11 being divested of the fee, and of having his lands forfeited to the state.” Chief Justice Shaw of Massachusetts stated in an 1834 case that the rule against alien inheritance was “as among the first principles of the law of real property.”42 Many elements of English property law, initially imported to the colonies, did not survive into the nineteenth century. Tenurial obligations gave way to land held in fee simple; various forms of related intangible property – like that in offices or common lands – disappeared. The doctrine of primogeniture was replaced by state statutes allowing for the equal distribution of land. The fee tail was eliminated.43 Coverture was pushed into near oblivion by married women’s property acts. All these practices were judged to be feudal relics, not suited to a modern republic with plentiful lands and an aversion to entrenched aristocracy. Lawyers in the nineteenth century described “a complete revolution”44 in property law, noting that there had been “almost total change in the system of laws relative to property.”45 As Stuart Banner notes, “The old conceptual structure of land ownership had vanished.”46 Alien property disabilities were a glaring exception to this trend. They continued in the common law after the Revolution and into the nineteenth century; indeed, they persist today in some states, most often by statute.47 The persistence of these disabilities well into the nineteenth and twentieth centuries is all the more striking given that England, from whence the tradition came, granted full property rights to aliens in 1870, overturning all prior common law restrictions. 48 Price argues that the persistence demonstrates the “relative autonomy” of state courts in this era.49 Judges resisted alterations in common law practices despite strong economic and social forces that would seem to point towards the expansion of alien land rights. “Capitalism may be a 42 Slater v. Nelson, 32 Mass. 345, 350 (1849). 43 The demise of the land tenure system and feudal obligations is traced in Stuart Banner, American Property, 4-22. 44 “Law of Real Property,” American Jurist 1 (1829), 98. 45 St. George Tucker, ed., Blackstone’s Commentaries (Philadelphia: William Young Birch and Abraham Small, 1803), 1:x, v [check]. 46 STUART BANNER, AMERICAN PROPERTY: A HISTORY OF HOW, WHY, AND WHAT WE OWN, 6. 47 See Allison Brownell Tirres, Property Outliers, at __; Price, 152-53. 48 The British Naturalisation Act of 1870 declared that “real and personal property of every description may be taken, acquired, held, and disposed of by an alien in the same manner in all respects as by a natural-born British subject.” 33 Vict. c. 14 s. 2. One remaining statutory restriction at this time prevented aliens from owning British ships, but they were otherwise “under no incapacity by common law” as to property ownership. Goodeve’s Modern Law of Personal Property, 418. 49 Polly Price, Alien Land Restrictions in the American Common Law: Exploring the Relative Autonomy Paradigm, 63 Am. J. Legal His. 154 (1999), citing Robert W. Gordon, Introduction: J. Willard Hurst and the Common Law Tradition in American Legal Historiography,10 L. & Soc'Y REV.9, 38-41 (1975) 12 liberating force,” she writes, “but alien land restrictions in the common law withstood the discipline of the market toward more stable and secure land transactions.”50 Some states began to change the law through statute during this period. Kent noted that several states, including Maryland, Kentucky, Ohio, Delaware, New York and Massachusetts, had passed laws enabling a “natural born citizen” to inherit from an alien parent.51 A few had apparently removed all prohibitions on alien property ownership via statute, while others had done so for those aliens who took an oath and pledge that they would naturalize as soon as possible.52 Yet when state convention delegates met in the 1840s to draft constitutions in Iowa, Wisconsin, Michigan and California, these statutory provisions merited little mention. Instead, delegates spoke most forcefully of a different legal basis for expanding rights: federal law governing the territories. Only by understanding the legal culture created by federal land policy can we understand the creation of constitutional property rights for non-citizens. A. Property and Naturalization Members of the first Congress were clearly aware that such disabilities existed in English common law, and they assumed that they would continue. This fact is apparent not because of any direct attempts by the federal congress to revise the laws but instead because of the ways that considerations of property factored into discussions of naturalization policy. Naturalization, property, and national interest were intimately related. The framers believed that immigration was of vital importance to sustaining the future of the colonies and, later, of the fledgling republic.53 English controls on naturalization were a significant factor leading to rebellion. In the Declaration of Independence, the framers expressed frustration at the King’s obstruction of migration through difficult and onerous naturalization laws. The King, they complained, “has endeavored to prevent the population of these States; for that purpose obstructing the Laws for Naturalization of Foreigners; refusing to pass others to encourage their migrations hither, and raising the conditions of new Appropriations of Lands.” 54 Without influxes of immigrants, the colonies would have difficulty maintaining a presence and establishing new ground in the New World. The dynamic was aptly summed up by Daniel Defoe in the early eighteenth century: “[T]he more people the more trade; the more trade, 50 Price, 155. 51 Kent’s Commentaries, 55-56. 52 Kent’s Commentaries, 68-70. 53 On the relationship between federal policy and migration generally, see ARISTIDE ZOLBERG, A NATION BY DESIGN: IMMIGRATION POLICY IN THE FASHIONING OF AMERICA (2006). 54 The Declaration of Independence para. 9 (U.S. 1776). [could insert more here on colonial practices and English crack-down – see Pfander @382] 13 the more money; the more money, the more strength; and the more strength, the greater the nation.”55 The federal Constitution granted Congress the power to draft “an uniform law of Naturalization” for the country.56 The states had temporarily exercised such power themselves. Between 1783 – with the signing of the Treaty of Peace – and the 1788 ratification of the Constitution, the states issued their own naturalization laws. They were remarkable for their lack of rigor. States used their naturalization laws as a means of competing for migrants. State competition through the naturalization laws was seen by many as a problem, since it conflicted with the idea of shared privileges and immunities. There was widespread agreement that the power to craft a law of naturalization should belong to the federal government alone. “Widespread acceptance of the argument for a national standard,” note James Pfander and Theresa Wardon, “made the transfer of naturalization power to the new federal government one of the least controversial features of the new Constitution.” 57 The first naturalization law, enacted by the first federal Congress in 1790, made citizenship available to “free white persons” who had resided in the U.S. for two years, one of them in the state where he seeks naturalization. 58 An applicant also had to demonstrate “good moral character” and pledge to support the Constitution.59 The naturalization law enacted in 1790 makes no mention of alien property rights, but the issue of land ownership figured prominently in the debates leading to its adoption. Members were united in their assumption that land and migration were intimately related, and they discussed this dynamic repeatedly. Representative Lawrence of New York opined “The reason of admitting foreigners to the rights of citizenship among us is the encouragement of emigration, as we have a large tract of country to people.”60 Representative Page of Virginia plainly caught the relationship between land, naturalization, and inducement to migrate: every man who takes the oath of allegiance and intends residence in the U.S., he said, “ought to be enabled to purchase and hold lands, or we shall discourage many of the present inhabitants of Europe from becoming inhabitants of the United States.”61 Attentive to the relationship of property rights to settlement, members proposed clauses that would explicitly ensure such rights in the federal 55 Daniel Statt, Foreigners and Englishmen: The Controversy over Immigration and Population, 1660–1760, at 49 (1995) (quoting article circa 1709), cited in Pfander, 372 n. 46. See ARISTIDE ZOLBERG, A NATION BY DESIGN. 56 U.S. Const., Art. 1, sec. 8, clause 4. 57 Pfander, supra note _, at 385. 58 Naturalization Law of March 26, 1790, 1 Stat. 103 (1790). 59 1 Stat. 103. 60 1 Annals of Congr. 1111 (Lawrence) (Feb. 3, 1790). 61 1 Annals of Congr. 1115 (Page) (Feb. 3, 1790). 14 naturalization law. An early version of the act would have allowed aliens to own land after one year of residence, and to hold elective office after two years. What they called the “progressive” granting of citizenship rights over time (rather than all at once) received support among representatives for a number of different reasons. Members were in general agreement that alien property disabilities had no place in the republic. Even those who were most opposed to lax naturalization requirements seemed sanguine about removing property restrictions, especially for resident aliens. Representative [ ] Clymer preferred significant residence requirements for political office-holding, but he had “no objection to foreigners being admitted to hold property, without any previous residence.”62 Clymer thought in terms of migration of both people and money; he argued that “it might be good policy to admit foreigners to purchase and hold lands in fee simple, without ever coming to America; it would, perhaps, facilitate the borrowing of money of Europeans, if they could take mortgages, and be secure.”63 Representative Smith of South Carolina argued for a separate clause to be inserted in the Naturalization law, one that would ensure land rights but would not make them dependent on the other requirements of naturalization.64 Other legislators were uncomfortable with granting land rights without a clear statement of allegiance; they argued that either naturalization was necessary or some other indication that the alien intended to naturalize. Representative Tucker proposed a compromise, stating that he would allow for land rights for recently arrived immigrants but make full title contingent on a three-year probationary period.65 The three years seemed like enough in his eyes, apparently, to demonstrate allegiance and an intent to remain.66 These proposals to guarantee alien property rights short of naturalization were popular on principle but lost out to a broader institutional concern. Legislators argued, apparently successfully, that the federal government was not the right creator nor guarantor of such rights. It was the states, not the federal Congress, that should decide matters of property law and suffrage. This insight was convincing in part because states had already done so prior to the debates. The Pennsylvania Constitution of 1776 granted 62 1 Annals of Cong. 1122 (Clymer) (Feb. 3, 1790). 63 See, e.g., comments of Representative Clymer, 1 Annals of Cong. 1121). 64 Comments of Rep. Smith (S.C.), 1 Annals of Cong. 1118 (Feb. 3, 1790) (“the object of his colleague was nothing more than to let foreigners, on easy terms, be admitted to hold lands; that this object could be better effectuated by introducing a clause to that purpose”). 65 1 Annals of Cong. 1124 (Tucker) (Feb. 3, 1790) (explaining that “he would withdraw, and propose to new model the clause, so as to allow aliens to be admitted to so much of the rights of citizenship as to be able to hold lands, upon taking the necessary oaths,” but “with a proviso, that the titles to real estates should not be valid, unless they continued to reside for the term of three years in America”). As part of this proposal, he suggested a three-year residency requirement for the vote and standing for office. 66 On the role of declarations of intent in immigration and nationality law, see HIROSHI MOTMOURA, AMERICANS IN WAITING: THE LOST STORY OF IMMIGRATION AND CITIZENSHIP IN THE UNITED STATES (2007). 15 property rights to aliens who had declared their allegiance and allowed them to be elected to state office after two years as a “free denizen.”67 One of the Pennsylvania representatives, William Maclay, argued strongly for making these rights part of the federal naturalization law; he drew upon Pennsylvania’s history of granting alien land rights, arguing that in that state “we are used to the reception and adoption of strangers,” and that failing to grant such rights in the Naturalization bill would be a sign of “illiberality” and “spite.”68 Maclay was outnumbered by others who believed it to be not within the power of the federal government to make it so. As Maclay recounted the arguments against him, …the disability of an Alien to hold lands arose from the common law and was separable from the rights of Naturalization as in the Case of Denization, in England….When an alien therefore was enabled to hold real Estate, it was in reality by repealing part of the common law with respect to him, not by giving a power but by taking away a disability. It therefore strictly speaking rested, with the respective States whether they would repeal the common Law with respect to Aliens, touching the point of holding property, and being a pure state concern had no Occasion to be made any mention of in the Naturalization Act, but must remain to be settled by the different States by Law…69 Citizenship rights could be granted “progressively,” that is, not all at once, but the appropriate place to do this was in the states, not the federal government. As Representative Patterson reflected in his record of the proceedings, “We can make a Citizen; we cannot do less.” 70 The final version of the first Naturalization Law thus made no mention of either property or political rights, 67 Pennsylvania Constitution of 1776: In the section “Oath or Affirmation of Office”, Section 42: Every foreigner of good character who comes to settle in this state, having first taken an oath or affirmation of allegiance to the same, may purchase, or by other just means acquire, hold, and transfer land or other real estate; and after one year's residence, shall be deemed a free denizen thereof, and entitled to all the rights of a natural born subject of this state, except that he shall not be capable of being elected a representative until after two years residence. 68 KENNETH R. BOWLING AND HELEN E. VEIT, EDS., THE DIARY OF WILLIAM MACLAY AND OTHER NOTES ON SENATE DEBATES, 216, 218, 220 (1988). 69 Diary of William Maclay, March 17, 1790, supra note _, at 221. 70 The Notes of William Paterson, in KENNETH R. BOWLING AND HELEN E. VEIT, EDS., THE DIARY OF WILLIAM MACLAY AND OTHER NOTES ON SENATE DEBATES, 494 (1988). 16 leaving those by implication to the states to decide. Naturalization was federal law, but property and suffrage qualifications were ultimately state law.71 The debates over the first naturalization law and its subsequent iterations reveal that members of Congress were aware of alien land restrictions and that they sought to limit the effect of these common law disabilities on migrants’ willingness to settle. They did so not by guaranteeing these rights as a federal matter but instead by crafting a relatively short period of residency and non-onerous requirements for naturalization, enabling foreigners to obtain the property rights of citizens relatively quickly. These debates also reveal an awareness and an acceptance of state power to decide to allow aliens to own property, hold public office, or vote before naturalization. Thus federal government control over naturalization only partially affected its control over the rights of aliens in the states. The situation was strikingly different, however, when it came to those parts of the U.S. that were not yet fully-incorporated into the union: the western territories.72 When it came to governing the territories, the federal government had a much more expansive role to play in crafting both property law and alien rights. B. Federal Land Policy and the Northwest Territories The first Congress was unwilling to create gradations of membership in naturalization law. This was a departure from European precedent; in Europe, monarchies had levels of subjectship that allowed some foreigners greater rights even if they did not profess total allegiance. The first Congress could have taken this approach – and, as we have seen, they contemplated it – but refused. Their hesitation was not from disdain for “progressive” citizenship, but instead because of their commitment to federalism. States could choose to grant greater membership rights to foreigners, if they wished; the federal government would describe what it would take to become a fully-fledged American citizen, and no less. Yet just a few years earlier, Congress had demonstrated its acceptance of gradations of membership when it drafted the statutes and compacts governing the federal lands in the west. With independence and the signing of the Treaty of Peace in 1783, the former colonies gained not only their own freedom but also control over vast landholdings to the west. The fledgling state of Virginia ceded control of the Northwest Territory, also known as the Virginia cession, in 1784. The federal government was then confronted with the question of how best to govern and settle the countless acres of public lands now in federal possession. The first regulations appeared in the Land 71 On the reliance on states as a locus of voting rights, see Minor v. Happersett, 88 U.S. 163 (1874). 72 The northwest territory covered lands west of the Ohio river. The area eventually became the states of Ohio, Indiana, Illinois, Michigan, and Wisconsin. The territory also covered a portion of what would become Minnesota. 17 Ordinances of 1784 and 1785.73 These laws created a market for public lands, using the public land survey system developed by Thomas Jefferson. In crafting the land ordinances, Congress intentionally sought to shut out certain buyers from the market. An earlier proposal would have allowed those already on the lands – squatters – some priority of claim, but this was abandoned. Squatters, instead of getting preferential treatment, were debilitated by the requirement of purchase of a specified number of acres.74 Congress also feared land speculators – those who would purchase vast acres simply to raise prices and resell. Congress intentionally prevented ownership by those of modest means by laying out relatively large sections requiring a minimum purchase price of $640. [Discuss Jefferson’s vision of settler society in the west here.] Congressional disdain for speculators and squatters is a familiar story; less well known is the extent to which the western project depended on a vision of foreign settlement. Foreigners featured prominently in debates and correspondence as likely, and desired, purchasers of the federal lands.75 The arrival of immigrants reassured those along the eastern seaboard who feared that all their industrious, hardworking residents would flee to the west if the terms were too good. The depopulation of the east would be prevented by an influx of immigrants, who would either head west themselves or enter industries in the east. Cognizant of the connection between land and inducements to immigration, Congress abandoned common law property restrictions on aliens in the market for public lands. The ordinances allowed for free purchase by aliens, without fear of escheat to the government. The Northwest Ordinance of 1787 laid the groundwork for the governance of the territories and their eventual admission to the union. The federal government made specific substantive legal demands on the new territories that were unlike anything then demanded of the states. Section 2 established a uniform law of inheritance, jettisoning primogeniture (as states themselves were already doing); articles one through six outlined a bill of rights, guaranteeing religious liberty, the right of habeas corpus, and outlawing slavery or indentured servitude (although failing to emancipate those slaves brought 73 On the Land Ordinances of 1784 and 1785, see ONUF, supra note _, at 21-43; ZOLBERG, supra note _, at 66-69. 74 PETER S. ONUF, STATEHOOD AND UNION: A HISTORY OF THE NORTHWEST ORDINANCE 30 (1987) (“The cost of federal lands under the 1785 land ordinance would block out poor, lazy squatters; instead, the territory would attract industrious settlers determined to recoup their investment by developing their property and finding markets for their products.”). By 1817, Congress had lowered the required acreage from 160 to 80 in some areas. ZOLBERG, supra note _, at 118. 75 George Washington noted in August of 1785 that the west would “more than probably…be composed in a great degree of Foreigners.” Washington to Richard Henry Lee, Aug. 22, 1785, in Fitzpatrick, ed., Washington Writings, 28: 231 [cited in Onuf, 164 n. 74]; 18 into the territory). 76 The Ordinance laid out a procedure for the eventual adoption of the territories into the union. Territories could form a governing legislature and eventually could petition for statehood once they had reached a specific number of “free inhabitants.” Congress intentionally used the word “inhabitant” rather than “citizen” here. The ordinance enabled aliens to count not only toward the requisite population numbers but also to count as voters: section nine stated that non-citizens could cast a vote for their representatives as long as they had a freehold interest in 50 acres of land and two years of residence in the district. Office-holding was extended to non-citizens as well; they were qualified to stand for election as long as they had three years of residence in the district and a freehold interest in 200 acres.77 In combination, the Northwest Ordinance and the land ordinances provided a strong grounding for non-citizen rights – both of property and of suffrage – in the western territories. Various components of territorial law came under fire, particularly the provisions outlawing slavery, yet expansive land policies remained. The Homestead Act of 1862 granted homesteads not only to citizens but also to those who had declared their intent to become citizens. Section one provided “That any person who is the head of a family, or who has arrived at the age of twenty-one years, and is a citizen of the United States, or who shall have filed his declaration of intention to become such, as required by the naturalization laws of the United States, and who has never borne arms against the United States Government or given aid and comfort to its enemies, shall, from and after the first January, eighteen hundred and sixty-three, be entitled to enter one quarter section or a less quantity of unappropriated public lands…” The declaration of intent could be filed immediately upon arrival in the country; it was the first step towards naturalization, which could be achieved after a residency of five years under the Naturalization Act of 1795.78 [Note: Will add more discussion of Homestead Act, and debates leading up to it, here] Together, the land ordinances and the Northwest Ordinance, and later the Homestead Act, created a federal policy of alien property and political rights. The territories did not have to abide by the demands of the ordinances once they became states; with statehood, they would have sovereignty over their lands and over voting procedures and qualifications for their residents.79 Yet for reasons explored in the next section, many of the states originally covered by these territorial laws continued to provide these more expansive rights. Federal law created the preconditions, both by creating a legal culture 76 See PAUL FINKELMAN, SLAVERY AND THE FOUNDERS: RACE AND LIBERTY IN THE AGE OF JEFFERSON 38-39 (2d ed., 2001) (arguing that the ambiguity of the section outlawing slavery actually facilitated continued enslavement in the territories rather than hastening its end). 77 “An Ordinance for the government of the Territory of the United States northwest of the River Ohio,” July 13, 1787, supra note _. 78 Naturalization Act of 1795, 1 Stat. 414 (1795); MOTOMURA, supra note _. 79 Cite to Beubien case here. 19 accustomed to non-citizen rights and by encouraging the settlement of aliens themselves, who could then expend political power in territorial legislatures and, ultimately, constitutional conventions. PART II: CRAFTING CONSTITUTIONAL PROPERTY RIGHTS FOR NON-‐CITIZENS In the nineteenth century, eleven states added provisions in their state constitutions guaranteeing property rights for non-citizens. All but two of these – Alabama and Florida – are west of the Ohio River. Two of these were states formed out of the Northwest Territory: Wisconsin and Michigan. Five were entirely or partially products of the Louisiana Purchase, in 1803: Arkansas, Colorado, South Dakota, Wyoming, and Iowa. One, California, was part of the prize of the Mexican cession in 1846. One – West Virginia – was carved off of the Virginia territory during the Civil War. This section focuses on the antebellum first adopters of alien land rights: Iowa (1846), Wisconsin (1848), California (1849), and Michigan (1850).80 These four states led the way. They were followed by seven others after the Civil War. There are key similarities among these four states. Each was newly admitted to the Union; the constitutions containing the alien property rights were their first efforts. (In the case of Iowa and Wisconsin, it took two tries, since in each state the first constitution failed ratification by the populace.) Each state’s government was actively concerned with peopling the state, both to achieve the requisite numbers for statehood and to ensure a prosperous future. Migration was not only desired to increase the wealth of the state but also, in some cases, to ensure the ouster of Native American or Mexican American land claims. Alien land rights figured then, as they did in the late eighteenth century, as a direct inducement to settlement and also, by extension, to western conquest. The economic imperative to settlement was strong, but it alone cannot explain why state convention delegates included alien property rights in their constitutions. The provisions were a direct result of the particular legal culture of the territories. Past practices informed the delegates. Each had a legacy different from the eastern seaboard states. Wisconsin, Michigan and Iowa each had a decades-long history with territorial land policy, which allowed for gradations of alien rights of both suffrage and property ownership. California, for its part, had a legal heritage in Spanish and Mexican law. California was supposed to abide by an additional federal agreement: the Treaty of Guadalupe Hidalgo, which guaranteed Mexican property and political rights. Federal policy, federal treaty, and Mexican legal tradition created the preconditions for 80 BENJAMIN FRANKLIN SHAMBAUGH, FRAGMENTS OF THE DEBATES OF THE IOWA CONSTITUTIONAL CONVENTIONS OF 1844 AND 1846 (1900); MILO MILTON QUAIFE, THE CONVENTION OF 1846 (State Hist. Society of Wis., Jan. 1919); JOHN ROSS BROWNE, REPORT OF THE DEBATES IN THE CONVENTION OF CALIFORNIA (J.T. Towers, Jan. 1850); REPORT OF THE PROCEEDINGS AND DEBATES OF THE CONVENTION TO REVISE THE CONSTITUTION OF THE STATE OF MICHIGAN (R.W. Ingals, Jan. 1850); [add cites]. 20 alien rights in the new states of west. State delegates transformed these practices into higher law. In doing so, they made a strong ideological assertion of what they saw as a particularly American idea of widespread, democratic property ownership. A. From Territory to State: The Process of Creating Constitutions The Northwest Ordinance laid out an orderly procedure for eventual self-government of the lands covered by the act. Once a population reached 5,000 male inhabitants, the residents could elect a territorial legislature; upon reaching a population of 60,000, they could seek an Enabling Act from Congress, allowing the territory to convene a convention to draft a constitution.81 The process was similar for lands gained through the Louisiana Purchase. [Add details here] Congress had created the steps, but many states sidestepped some or all of the specified procedures. [describe here] Ohio was the first to seek statehood, petitioning Congress for an Enabling Act in 1803 and holding a constitutional convention shortly thereafter. Starting in the 1830s, many states proceeded without such an act of Congress; as Gordon Morris Bakken notes, “the absence of enabling acts corresponded to the congressional democratization of the territorial system itself.”82 Territorial governments were in the driver’s seat, so to speak; they proceeded to elect delegates and write constitutions without requisite population levels or congressional authorization. Their efforts were not rebuffed; Congress accepted these new states, evincing, Bakken notes, a “laissez faire attitude” that allowed “great latitude for territorial action.” One explanation for congressional acquiescence was the increasing concern that the provisions of the Northwest Ordinance were not, in fact, in conformance with the federal Constitution. [Onuf here] Territorial residents were generally of mixed minds. Some resented federal domination, seeking self-government; others feared the political turmoil and instability as well as the expense that might emerge from state status, and counseled gradual change.83 Wisconsin was one of the last states admitted after 1830 that followed the required steps of the Ordinance.84 It was organized as a territory in 1836 through an act of Congress. Population grew rapidly, from an estimated 3,000 81 Northwest Ordinance, art. 5. 82 GORDON MORRIS BAKKEN, ROCKY MOUNTAIN CONSTITUTION MAKING, 1850-1912, at 5 (1987). 83 BAKKEN, supra note _, at 6 (“Part of any statehood movement was overcoming objection to statehood”). 84 However, even Wisconsin deviated somewhat; the territorial legislature passed an act authorizing a statehood vote and a subsequent constitutional convention before Congress had issued an enabling act. The Enabling Act was passed after this law but before the convention convened. 9 Stat. L. 56. Brown, supra note _, at 654 n. 23. 21 persons in 1830 to more than 155,000 in 1846.85 [insert similar demographic information for the other three states here, as well as the process for selecting delegates] When convention delegates met in in these states, they had a clear outline to follow, thanks to the requirements laid out in the federal ordinances and treaties. They also had a sense of power and choice. They were not drafting constitutions in a vacuum. They were able to refer to decades of other state constitutions. As Christian Fritz has shown, western convention delegates in the nineteenth century frequently drew upon compilations of state constitutions, legal treatises, and other materials as they drafted their own constitutions.86 They engaged in “extensive borrowing,” Fritz writes, but they were not purely derivative: they “still discussed and wrestled with constitutional ideas in those provisions”; they compared other constitutions with an eye to deciding what made the most sense for their particular place and population.87 In general format these fledgling state constitutions were not much different from previous late eighteenth- and early nineteenth-century state constitutions. They contained discrete sections: preamble and boundaries; a bill of rights; separate sections on legislative, judicial, and executive functions.88 They generally addressed the same core topics. They differed quite significantly, however, in the range of additional topics covered. The climate of state conventions was open to broad-based considerations. As Fritz and other scholars have shown, delegates in the mid- to late-nineteenth century began a trend of constitutional legislation, meaning that they were comfortable enacting regulations in constitutions that might, in earlier times, be considered beneath a constitution. They embraced a far greater level of specificity and detail, for better or worse. They also began in this era to grant more expansive rights than allowed in the federal Constitution (a trend that continues into the twenty-first century).89 These trends set the stage for a more vocal attention to 85 Ray A. Brown, The Making of the Wisconsin Constitution, 1949 WIS. L. REV. 648, 649 (1949). 86 Christian G. Fritz, State Constitution-Making, 25 RUGTERS L. J. _, 975-983 (1994) (“Virtually all state conventions were influenced by earlier constitutions, constitutional experience, practice, and interpretations”). See also Bakken, supra note _, at 12 (“The tradition [in the Rocky Mountain states] was one of borrowed provision and periodic innovation reflective of contemporary concerns”). 87 Fritz, supra note _, at 981. See also Fritz, on Cali Bill of Rights, at (“…the nineteenth century state constitutional conventions produced constitutions that reflected both continuities with eighteenth century American constitutionalism and the concerns of the age in which they were created.”) 88 See Fritz, Shreds and Patches, at 31 (describing the general contours of mid-nineteenth century constittuions). 89 Kermit Hall, Mostly Anchor and Little Sail: The Evolution of American State Constitutions, in PAUL FINKELMAN AND STEPHEN E. GOTTLIEB, EDS., TOWARD A USABLE PAST: LIBERTY UNDER STATE CONSTITUTIONS, 388, 389 (2009); G. ALAN TARR, UNDERSTANDING STATE CONSTITUTIONS 97 (1998) (“state constitution-makers…came to 22 property rights, and delegates felt empowered to be able to consider them outside of the traditional common law restraints. B. Of State Power and Alien Rights The question of the proper extent of the civil rights of aliens featured prominently in constitutional conventions in the states that would emerge from the western territories. The rights of property and of suffrage were the two primary concerns. They were often interwoven into each other – to those supporters of rights, the fact that a foreigner had purchased property meant that he was entitled to the vote; the fact that he could vote meant that property should be as available to him as it was to citizens. Delegate W.H. Clark gave a stirring defense of alien suffrage in the Wisconsin debates of 1846: foreigners left the “ties of friendship, of kindred, and of home,” and “consequently came to America, paid their money into the treasury of the United States, and became tenants of a large portion of the public domain, and have therefore a common interest with and an attachment to the community and consequently the right of suffrage.”90 Land rights – first guaranteed by federal land policy – ripened into political rights, in Clark’s view and those of other supporters of alien suffrage. But in order to proceed to grant political and property rights to noncitizens, delegates had to agree it was within their power to do so. State convention delegates understood that Congress retained the power to draft naturalization law, but some were uncertain of whether that power controlled or restrained the states in their treatment of non-citizens.91 Mr. J.A. Barber of Wisconsin argued, for example, that in choosing to grant additional rights to foreigners “we are exercising a power of naturalization we do not possess, and violating the Constitution of the United States.”92 During the Iowa debates, one delegate argued that granting suffrage would be a violation of the federal Constitution, “admitting persons to the privileges of citizenship who had never renounced their allegiance to a foreign power.”93 Those arguing for state power view constitution making as a progressive enterprise, requiring the constant readjustment of past practices and institutional arrangments in light of changes in circumstance and political thought”). 90 W.H. Clark, Oct. 26, 1846, in Milo Quaife, ed., The Convention of 1846 (Madison Society, 1919), 277. Clark based his argument for a membership based on community ties on Jefferson’s drafting of the Virginia constitution, which allowed suffrage to “All men who have sufficient evidence of a common interest in, and attachment to, the community…”. Quaife at 275-76. 91 W.H. Clark, in Quaife, 275 (“Sentiments have been strongly entertained by many men…that to confer the elective franchise upon the foreigner before he becomes a citizen of the United States is in conflict with the naturalization laws thereof….”). See statement of J.A. Barber, Oct. 27, 1846, in Argus (reprinted in Quaife, 235-38). 92 Comments of J.A. Barber, Oct. 27, 1846, in Quaife, supra note _, at 254. 93 Fragments, at 45. 23 won out. Delegates pointed out that states had long regulated immigrants in various ways. Naturalization, they knew, was a federal prerogative, but all other regulation of migrants was considered largely a state concern.94 Granting civic and political rights to foreigners was not a violation of federal government power of naturalization, according to one delegate, but instead “the simple and unquestionable exercise of a sovereign power which the states have never surrendered and which almost every state has in one way or another continually exercised: the sovereign power of denization.”95 [fix this – following is from Barber, page 236, not Ryan:] remarked that aliens were akin to “denizens” in the territory of Wisconsin, defined via Blackstone as “a person not a native or a naturalized citizen or subject, but occupying a middle space.” He asserted that foreigners in Wisconsin territory “can inherit, hold, and transmit real estate,” hallmarks of a denizen-like status. Two other states, North Carolina and Pennsylvania, had granted full property rights to non-citizens in their 1776 constitutions.96 Pennsylvania had jettisoned this provision in 1838; North Carolina removed the provision in 1868.97 There were state statutes that permitted aliens to own property, either in fee simple or with less onerous disabilities. [cite to Kent’s commentaries here for state statutes]. At least one delegate mentioned these provisions in passing, when arguing for the power of states to grant voting rights to noncitizens. Wisconsin delegate George Ryan argued that, based both on prior statutes and constitutional provisions, granting alien suffrage was “no new thing, no unsanctioned thing, no usual thing, no unauthorized thing. It is the simple exercise, in one form, of a power which almost all the states appear to exercise in some form.”98 Some delegates referred to legislation as the more appropriate place to deal with the issue of land rights, claiming that the constitution was not the place, but this was a minority view. 99 As one delegate argued back, “[c]ircumstances might occur which would render a modification of these rights necessary, and the legislature could then restrict them.”100 Placing such rights in the constitution prohibited the legislature and courts from taking them back at a later date. 94 Not until the 1870s did Congress begin to assert its plenary power over immigration. Even after this, states retained rights to set rules regarding the rights of aliens in their midst, as long as this did not infringe on federal enforcement of ever-expanding immigration regulation. See Rodriguez; Neuman; Parker. 95 Comments of Mr. Ryan, Oct. 27, 1846, in Quaife, supra note _, at 254. 96 Sec. X of the Pennsylvania Constitution; sec. x of the N.C. Const. 97 Cite these. 98 Quaife, supra note _, at 261 (Argus, Oct. 27, 1846). 99 See, e.g., Journal of the Wis Conv. 1847, at 94 (Lovell) and 95 (Chase; noting that these were “mere legislative details, having no appropriate place in the constitution”); 100 Journal of the Wis Convention in 1847, supra note _, at 126 (Kilbourn). 24 Some argued that not only could they extend property rights to noncitizens but that they had to because of federal precedent in the territories or, in the case of California, because of the treaty guarantees. As the next section explains, these arguments took the form of both retrospective and prospective points of view. C. Protecting Property Agreeing that states had the power to expand property rights was merely the first step. After all, there are plenty of things a state can do to regulate persons and property that did not wind up in the state constitution. Delegates must have felt compelled to push for the inclusion of such provisions, from a sense of necessity or ideology, or both. The pressure on delegates to include property protections was made possible, in a very direct way, by the federal policies in place prior to their drafting. Federal ordinances and treaties had created a propertied class of foreign birth in the west. By rejecting strictures on voting and property-holding from the outset, these laws had allowed for the growth of an enfranchised immigrant population. The territorial governments continued this trend prior to, and at the point of, statehood. The territorial legislatures granted voting rights to declared non-citizens prior to the creation of the state constitutions. 101 This meant that immigrant voters participated not only in the statehood vote but also in the popular ratification vote for the constitution itself. The presence of land-owning, enfranchised non-citizens within these territories had a strong effect on the debates in those states that adopted provisions. Immigrant communities had representation at the conventions, and delegates were aware and tried to be responsive to their immigrant constituents. This turned the conversation into one about protecting vested interests in property, not just advertising to prospective migrants. The presence of delegates of foreign birth had both general and specific influence on the debates and the ultimate outcome. The Iowa provision, which was the first alien property rights provision to be successfully introduced in a nineteenth century constitution, was the outcome of a motion by a German-born merchant named Henry M. Salmon. Salmon had arrived via steamboat up the Missouri River in Fort Madison, Iowa, with his wife on August 6, 1836, less than ten years prior to the constitutional convention. 102 He opened the territory’s first drug store, called the “Good Samaritan,” shortly thereafter.103 It 101 Report of the Joint Committee on State Government of the Territorial Legislature, Jan. 1846, XXVI Wis. Hist. Publ. 60. [cited in Brown, 654]. Get cites for other states here. 102 THE HISTORY 1879). OF LEE COUNTY, IOWA, at 392 (Chicago: Western Historical Company, 103 Salmon ran this business until he died in 1873; his son, J.F. Salmon, then took over the business. Records indicate that Salmon was a well-respected person in the community. His home was one of three used for township elections in 1842 and he served served as 25 was Salmon who introduced the provision granting property rights to noncitizens, on the seventh day of the convention. The delegates were discussing a draft of the Bill of Rights; Salmon proposed adding a clause stating that “Foreigners who are residents of this state, shall enjoy the same rights in respect to the possession, enjoyment and descent of property, as native citizens of the United States.”104 The proposition was “unanimously agreed to.” There are many fascinating questions about this, the answers to which are likely lost to history. Why did Salmon introduce the provision? Had he himself experienced difficulties in acquiring and transferring property? Were there others in Lee County who had encouraged him to proposed such a phrase? Was he influenced by extant provisions? And why did the delegates vote in favor of the clause? Such unanimity was not seen in the states to follow; in Wisconsin and California there were at least some expressions of doubt or concern, and the votes were not unanimous. While we cannot know for sure the answers to these questions, we can make some general observations drawn from the regional history and some other parts of the debates. Salmon may not himself have suffered alien property disabilities, given the federal law in force in the territory. He was likely aware of such restrictions, however, given the history of land tenure in Germany. [describe here] Salmon was not the only person of foreign birth in his county or at the convention. Michael O’Brien, a miner from Ireland, introduced the provision supporting alien suffrage. Salmon’s own community of Fort Madison, in Lee County, had numerous German families. [add stats here] Salmon’s amendment resonated beyond Iowa’s boundaries. The committee to draft a Bill of Rights for the California Convention looked to two other states’ constitutions for guidance: New York and Iowa.105 The property provision, along with 12 others, was lifted directly from the Iowa constitution, according to the chair of the Bill of Rights committee.106 California delegates did try to make some changes; a suggestion to include the word “permanent” before the word “resident” was rejected, but a change to add “bona fide” before “resident” succeeded. Two delegates tried to eviscerate the provision; one sought to replace the word resident with the word “citizen,” which would have undermined the entire premise; another proposed to strike the provision all chairman of the county board of supervisors in the 1860s. He was a charter member and officer of the Concordia Lodge in 1861. Id. at 547, 564, 597, 611. One contemporary reminisced that Salmon “had a monopoly of selling whisky for the thirsty and the traveling men”; this reputation likely contributed to his general popularity. Letters of Hawkins Taylor, in the Annals of Iowa, in The History of Lee County, at 666. 104 Fragments of the Debates, supra note _, at 41 (Oct. 14, 1844). Salmon himself was not on the committee to draft the bill of rights, but instead on the State Boundaries committee. Id. at 9. 105 Report of the Debates, supra note _, at 31. 106 Id. (noting that “the first eight sections [of the draft Bill of Rights]...were from the Constitution of New York; all the others were from the Constitution of Iowa”). 26 together. This suggestion was overruled in a vote of 25 to 11.107 California thereafter adopted almost verbatim the Iowa clause, with the one change of applying to “bona fide” residents of the state. The limited discussion in the California debates also leaves unanswered questions. There is no clear contribution here from a delegate of foreign birth, as in Iowa, but we do know that a fair portion of the overall delegation in California was either of foreign birth or had been born in Alta California while it was still a part of Mexico. Of the 48 delegates, seven were native Californios and five had been born in Europe.108 The remainder hailed from states in the east. The committee that first introduced the draft Bill of Rights was comprised of 20 delegates, five of whom were native californios.109 California, unlike Iowa, had a legal heritage rooted in Spanish and Mexican law. For California, protection of non-citizen property was a treaty requirement. [insert treaty provisions here] Delegates of Mexican descent, along with others, reminded the convention of these requirements with regard to suffrage; it is not unrealistic to think that they did so as to property rights as well. Wisconsin’s two conventions were both comprised of fair numbers of foreign-born delegates. In both 1846 and 1848, some delegates attempted to add express provisions limiting property rights to citizens only. In each case, these failed after debate. In 1848, the successful provision – and the first to depart in wording from Iowa’s precedent – was introduced by Morritz Schoeffler, a delegate from Milwaukee County.110 He was not only of German birth but also still a citizen of Germany. He had arrived in the U.S. in 1842 and had not become a naturalized U.S. citizen by the time of his service in the constitutional convention. A prominent member of the community in Milwaukee, Schoeffler published the first German-language paper in the state and served as school commissioner and register of deeds.111 As an immigrant and a delegate from a heavily-immigrant county, Schoeffler was concerned to protect the rights of non-citizens. In addition to promoting property rights he also argued forcefully for the continuation of alien suffrage. Michigan’s constitution of 1850, like that of California, provides little direct discussion in debate. The convention to revise the 1835 constitution consisted of 100 delegates, eight of whom had been born outside the United 107 Id. at 43. 108 See blogpost at Political Graveyard; check for sources. European delegates had emigrated from five different countries: Spain, Scotland, Switzerland, Ireland and France. 109 Report of the Debates, supra note _, at 29-30. 110 Journal of the Wis Conv. 1847, supra note_, at 127 (Schoeffler’s provision, later adopted, stated that “No distinction shall ever be made by law between resident aliens and citizens, in reference to the possession, enjoyment, or descent of property”). 111 “Morritz Schoeffler, 1813-1875,” in DICTIONARY OF WISCONSIN HISTORY, available at http://www.wisconsinhistory.org/dictionary/ index.asp?action=view&term_id=2597& term_type_id=1&term_type_text=people&letter=S (last accessed Oct. 19, 2012). 27 States: one each from England, Ireland and Scotland and five from Canada.112 A vast majority had been born in New York or one of the states of New England. We have no direct evidence that these foreign-born delegates had a direct impact on the adoption of the constitutional provision; there was no specific vote on this clause in particular. It is interesting to note, however, that all eight of the foreign-born hailed from countries with a British legal tradition. Three of these were lawyers. We can surmise, based on other sources, that these British-born migrants were aware of English land policies and the American alternatives. The property provisions were in part the product of an impulse to protect vested interests in property. Attracting new immigrants was a key factor, but the impulse was not only prospective but also retrospective. As a Wisconsin delegate remarked, to refrain from offering such protection in the constitution would be an “extreme injustice,” since “the organic act and the present laws of Wisconsin had held out the inducement to foreigners to possess, enjoy, and transmit real estate.” Failing to include property rights here would not just effect future migrants but would also, as another noted, work an injustice on current non-citizen residents. Delegates used territorial law to argue on not just moral but also legal grounds – a proposed limitation on such rights, as several delegates noted, was not “in accordance with the laws of the United States;” another noted that it would be “opposed to the ordinance and laws of congress.” They argued that ensuring alien property rights was a necessary and just continuation of extant practices, required either under federal land law or, in the case of California, the treaty signed with Mexico. The presence of an active and enfranchised alien population was one of the most important preconditions for the passage of such a provision. Salmon, Schoeffler and others ensured that their own property rights would be protected. In so doing, they also set the stage for the active recruitment of immigrants in the future. D. Redefining Membership The pragmatic, instrumental goal of assuring land rights for noncitizens was clearly front and center for many delegates: ensure these rights and migrants will be more likely to come to this state. Convention debates evidence an appreciation for the role of migration in both the past and the future of the polity. As one Wisconsin delegate phrased it dramatically: “Wisconsin owes all to emigration – foreign emigration – even to her very existence today as a civilized state. And shall we resist our destiny, or foster it?”113 Western governments competed actively for European migrants immediately after achieving statehood. They created state commissions to recruit immigrants. Commissioners opened offices in New York and traveled 112 Report of the Proceeding and Debates in the Convention to Revise the Constitution of the State of Michigan, 1850, at v-vi. 113 X Ryan, in Argus, Oct. 17, 1846, in Quaife, Convention of 1846, at 264. 28 throughout Europe advertising their states. Wisconsin was the first to create a state-run “commission of emigration,” but it was followed shortly thereafter by many others: Michigan, Iowa, and Arkansas among them.114 States published manuals for migrants in multiple languages, touting the advantages of their particular climate, resources, and land laws. Migrants themselves published manuals of advice to other emigrants, giving advice and weighing the strengths and weaknesses of the various western states.115 The constitutional provisions were one additional measure to attract settlers, something that would signal to migrants the desirability and the openness of the state. Some commentators at the time interpreted these provisions as merely instrumental measures. The Chicago Tribune, in an article critical of Iowa’s constitutional provision, opined in 1886 that “the laws granting special privileges to aliens were adopted in the Western states…when the population was sparse, land plenty, and everybody anxious to adopt any measure that would ‘bring money into the country.’”116 To reduce the constitutional property provisions to utilitarian interest alone is to miss the greater dimensions of the issue. Delegates did agree, for the most part, on the need to draw migrants to the state, but they were not always in agreement on the means. A vocal minority in Wisconsin preferred to keep property rights restricted to those who had declared an intent to naturalize. The delegate who drafted this provision was himself an immigrant. James De Noon Reymert migrated to the U.S. from Norway in 1842. He arrived in Wisconsin in 1844, just three years before the second constitutional convention to which he was elected delegate. Reymert published the first Norwegian newspaper in the country; he was also an active proponent of emigration from Europe.117 His drafting of a provision limiting rights to those who had declared their naturalization was not coming from a nativist impulse but instead, according to the debates, from a protectionist concern. A fellow member of Reymert’s committee described the rationale this way: that “their countrymen have every inducement held out to them to come here – but none whatever to become citizens.” Their proposal was designed, he noted, “especially for their own benefit – to make them renounce their allegiance to the country from which they came, and to take the oath of allegiance to our own government. It a word, to Americanize them, and make them citizens.”118 Requiring a declaration of intent first was “an act of charity,” 114 Theodore C. Blegen, The Competition of the Northwestern States for Immigrants, 3. WIS. MAGAZINE OF HISTORY 3 (1919); Encouraging Emigration to Arkansas; [cites] 115 See, e.g., DE HAAS, HINTS FOR IMMIGRANTS; FREEMAN, THE EMIGRANT’S HANDBOOK AND GUIDE TO THE STATE OF WISCONSIN (1848); MARK WYMAN, IMMIGRANTS IN THE VALLEY: IRISH, GERMANS AND AMERICANS IN THE UPPER MISSISSIPPI COUNTRY, 1830-1860, 71 (“By 1840 several thousand Irish and Germans had gone to America. Many of them wrote travel books for the home market, and all formed a new base or haven for the next traveler”). 116 Alien Landlordism in Iowa, Chicago Daily Tribune, Feb. 13, 1886, p. 4. 117 “James De Noon Reymert,” Dictionary of Wisconsin History; see additional articles. 118 Journal of the Wis Conv of 1847, supra note _, at 93 (comments of Mr. Sanders). 29 argued another delegate, one that would rightly “compel foreigners to become citizens.”119 The proposal to limit rights to those who had declared their intent struck off a more nuanced conversation about how best to attract migrants: was it better to reserve full property rights to declaring immigrants, and thereby encourage all immigrants to naturalize as soon as possible, or was it preferable to give land rights to all immigrants regardless of their intent to naturalize? This was a reprise of the debates in Congress over the 1790 Naturalization Act. Some favored restricting land rights in order to encourage naturalization, others favored expanding land rights in order to encourage settlement. Both assumed the desired outcome was the eventual full incorporation of these migrants into the American polity. Those opposed to Reymert’s provision stressed the legal havoc it might wreak, on current landholders as well as prospective ones. One appealed directly to Reymert’s own constituents: “Was [Reymert] willing,” Mr. Gale asked, “that if a Norwegian should come with a numerous family and invest his all in a quarter section of land, and should then die, that that land should revert to the state of Wisconsin, and his children thrown upon the world, without a dollar to assist them in procuring the comforts of life?”120 In the end, delegates in these states opted for a more expansive view of membership. Immigrants did not have to be full, naturalized citizens in order to contribute economically and to participate politically. The states prioritized property rights outside of citizenship as a means of attracting, and retaining, settlers. E. Modernizing Property Law The need to attract settlers was foremost in many delegates’ minds. Yet they did not argue for land rights merely on this basis. Delegates also made strong arguments based on political ideology and legal theory. Sometimes the arguments were uttered together in one breath: delegate Beall remarked in the 1847 Wisconsin debates that a proposed section limiting property rights to naturalized citizens “would be depriving foreigners of the most essential privilege that freemen could enjoy, and,” he hastened to add, would “operate as a severe check upon immigration.”121 This move was accompanied by an assertion of a specifically “American” vision of property law, one that was rooted in equality rather than “monarchy, aristocracy, or monopoly.”122 In order to argue that property rights should be extended to non-citizens, delegates depended on an ideology of property rooted in Jacksonian democracy, Republican virtue, and the politics of 119 Journal of the Wis Conv of 1847, supra note _, at 95 (comments of Mr. Doran). 120 Journal of the Wis Conv of 1847, supra note _, at 94 (comments of Mr. Gale). 121 Journal of the Wisconsin Convention of 1847, supra note _, at 92. 122 Fragments of the Debates (Mr. Matson), at 331. 30 free soil. Delegates who were in favor of non-citizen property rights focused on the ways that these provisions would be in line with, as one called it, “the liberal and enlightened policy of the age.”123 A Wisconsin delegate and Irish immigrant, Daniel Harkin, asked and answered his own rhetorical question: “Ques. What constitutes the keystone in the arch of our liberty? Ans. The right of soil vested in the occupant.”124 What made the U.S. different than Europe, Harkin argued, was both its republican political system and its distinctive property law: “here…we have no kings, no counts, no ecclesiastical dominion; the poor man is not humbled by paying feudal service to a lord, nor harassed by tithes or game laws. No, sir, they are the owners of the soil they till….”125 Harkin was one of many who made this connection between liberty, property, and progress. [more citations here] Delegates envisioned themselves getting rid of feudal relics, the alien land laws being just one of several. A textual analysis of these constitutions reveals a common anti-feudal theme. Wisconsin’s Constitution of 1848 included a section, immediately preceding the alien property clause, stating that “all lands within the state are declared to be allodial, and feudal tenures are prohibited.”126 It was followed by a provision outlawing imprisonment for debt. Michigan’s Constitution of 1850 included a provision, also immediately preceding the alien land clause, outlawing long-term in-kind agricultural leases, which were perceived as creating a feudal obligation.127 In public opinion and legal treatises alike, these changes often took the form of continued critiques of England and the “old world,” and a staking of a claim on uniquely “American” ideas of property and liberty. A Chicago paper in 1868 criticized the lack of alien rights in England and drew parallels between the treatment of aliens and citizens there. “It is true that England treats the majority of her own subjects, through her laws of primogeniture and entail, almost as harshly as aliens,” the article asserts. English property laws were “a 123 Journal of Wis Conv. 1847, supra note _, at 93. 124 Remarks of Daniel Harkin on Oct. 26, 1846, reprinted in Argus, Nov. 3, 1846, in Quaife, supra note _, at 250. Harkin was born in Ireland in 1799 and was one of the early settlers of Kenosha County. Quaife, supra note _, at 775. 125 Remarks of Daniel Harkin on Oct. 26, 1846, reprinted in Argus, Nov. 3, 1846, in Quaife, supra note _, at 249. 126 Wis. Const. 1848, Art. 1 s. 14. Most antebellum conventions were a mix of lawyers and farmers. AT times the legal terminology was an aggravation to those not as schooled in the law; as one reporter remarked during the Wisconsin debates of 1846: “after the explanation…that the word ‘allodial’ meant ‘my own’ and that if a man possessing an estate died without heirs, his estate did ‘escheat’ to the state – after that explanation – I came to the conclusion that my land is my own unless I get cheated out of it, and if I died without heirs it will go to the attorney general.” Express, Nov. 24, 1846, in Quaife, supra note_, at 518. 127 Mich Const. 1850, Art. 18 s. 12 (“No lease or grant hereafter of agricultural land for a longer period than twelve years, reserving any rent or service of any kind, shall be valid”). See also Wis. Const. 1848 Art. 1 s. 14 (also prohibiting long-term in-kind agricultural leases). 31 disgrace in a country claiming to be civilized” and would “drive[] England to a new revolution.”128 The western states were not alone in their embrace of free soil attitudes. [Will work in literature on free soil and anti-rent movements here.] Delegates were ultimately speaking to two audiences: to the courts within their fledgling state, which would now understand the common law to have been reformed, and to immigrants themselves, whose countries of origin had an even stronger tradition of restricted property rights, and who therefore brought with them a legal consciousness of this disability. Property, in this view, had the power both to attract and to educate immigrants. Delegates placed faith in the power of property to Americanize oppressed peoples from the “Old World.” Property ownership itself would be a key first lesson. This was an argument noted in federal debates over the 1852 Homestead Act debates: “As soon as he finds himself in possession of a home of his own, and occupying a position that makes him a free man – free from the control, direction, and oppression of a superior, he will and must feel proud of American citizenship. He becomes identified with us in hopes, in interest, in feeling.”129 In these states, residents were catching the wave of property reform instigated during the Revolution: no longer would feudal relics remain to bind the rights of property holders. This attitude fits squarely within the philosophy of Jacksonian democracy, privileging the expansive rights of white men, and sometimes women, regardless of their place of birth. As historian David Alen Johnson writes, “[c]entral to antebellum America’s rhetoric of popular democracy was a correlation between liberty and individual freedom in a market economy.”130 The vision that emerges from the debates on non-citizen property laws is one of both the liberative power of property – to free white men from tyranny and oppression – and of its essential role in economic development. Here were both proprietary and commodity views of property, to use Gregory Alexander’s terms.131 Granting non-citizens property rights would form a better, more democratic society, while also jettisoning strictures that would prevent the easy market alienability of property. Yet this was a limited liberative vision. The debates make clear that the interest of these fledgling states in attracting immigrants was not generalized but instead quite specific. It was not about attracting any and all settlers but instead a particular kind of settler, namely the white European. 128 “Rights of Aliens in England,” Chicago Tribune, Jan. 29, 1868, p. 2. Ironically, it was England, not the U.S., that abandoned all strictures on alien property rights, just two years after this article was published, in the Naturalization Act of 1870. See discussion at infra __. 129 Rep. Cyrus L. Dunham, of Indiana, Cong. Globe. 32nd cong., first session (excerpted in Abbbott, 780). 130 Johnson, supra note _, at 121. 131 GREGORY S. ALEXANDER, COMMODITY AND PROPRIETY: COMPETING VISIONS OF PROPERTY IN AMERICAN LEGAL THOUGHT, 1776-1970, at 1-2 (defining the “commodity” and “propriety” views of property). 32 Expanding membership was acceptable for certain types of migrants, but not for others. The expansion of property rights to European migrants was informed by – and, in some cases, predicated on – a simultaneous exclusion of non-white residents and migrants from civil rights. PART III: PROPERTY RIGHTS AND THE POLITICS OF EXCLUSION The effort to include alien property rights in antebellum constitutions was both a rejection of feudalism and an embrace of a different stance towards property, one that saw the widespread ownership of one’s own land, free of state interference or dependence, as essential to the democratic project. Yet it remained a limited vision: one that did not extend to those who were other potential landowners in these fledgling states, namely freed slaves and Native Americans. The limitations of these reforms become clear when we look to concurrent debates over black migration, universal suffrage, and the influence of foreign corporations. The extension of property rights was dependent upon certain assumptions about the origin, race, and location of the property owners themselves. These assumptions help to explain the persistence of alien land restrictions in the twentieth century. Looking to concurrent debates is also useful in understanding the relationship between property, citizenship, and race. The separation of rights from citizenship could cut both ways: it enabled foreigners to have rights without formal citizenship while, at the same time, enabling the withholding of rights to citizens of color. In other words, disaggregating rights from citizenship could be both an inclusive and an exclusive move, in this case benefitting foreigners while at the same time harming citizens of color.132 A. Black Migration The urge to attract European migrants had an undercurrent: the fear of some delegates that policies would attract free blacks. Delegates in Iowa, California and Michigan considered provisions that would have outlawed migration of free blacks to the state. In this, they were in good company: territories throughout the west passed, or considered passing, restrictive “black laws” during the antebellum era.133 During the California convention, delegates introduced and debated a provision that would have “prohibit[ed] free persons of color from immigrating to and settling in this state.”134 The proposal failed, 132 African Americans were, in Mae Ngai’s terminology, “alien citizens,” treated as outsiders despite their formal right of territorial membership. See Ngai, Birthright Citizenship and the Alien Citizen. 133 See generally EUGENE H. BERWANGER, THE FRONTIER AGAINST SLAVERY: WESTERN ANTI-NEGRO PREJUDICE AND THE SLAVERY EXTENSION CONTROVERSY (1967). 134 California Debates, at 46. 33 but not because of lack of popular support; rather, delegates feared that Congress would not grant statehood if such a provision were in the state constitution.135 California delegates did succeed in limiting suffrage to “white males,” with the express intent to prevent persons of color – blacks and Indians – from voting. During the Iowa convention of 1844, a provision that would have obligated the state legislature “to pass laws to exclude from the state blacks and mulattoes” failed by only three votes.136 Proponents of the measure argued that they would be “overrun” by the “broken-down negroes of Missouri,” a neighboring slave state. Representative Baily remarked that his constituents “did not want negroes swarming among them.”137 The provision failed, as it did in California, because of fears that Congress would not approve a constitution containing such a clause. Those voting against it could take heart, said one delegate, that the legislature “would undoubtedly take measures to that effect” after Iowa became a state.138 The territorial legislature of Iowa had already done so in 1838, when it passed a law that required free blacks to post bond upon their entrance to the state and to possess a “certificate of freedom.” 139 The new state legislature would do so in 1851, after the constitution’s adoption.140 Delegates kept such language out of the constitution out of concerns for attaining statehood, but knew that their own state – as well as many others in the west – had already prohibited movement via statutory law.141 Delegates viewed the extension of civil rights to free blacks as a dangerous inducement to migration. In Michigan, for example, Representative Britain argued that extending civic privileges like suffrage would cause Michigan to be “overwhelmed with colored persons from the south,” and that delegates should take up a policy generally to “discourage the settlement of colored people in our State.”142 Delegate Leach, who was in favor of black 135 337-38; Johnson, supra note _, at 129 136 Fragments of the Debates, 156 (the provision was struck out of the document by a vote of 35 to 32). The state legislature did, in fact, take such measures, passing restrictive black laws 137 Fragments of the Debates, 155. 138 Fragments of the Debates, 156. 139 Berwanger, supra note _, at 32. 140 Laws of Iowa, 1850-51, ch. 72 (1851), cited in Berwanger, at 43. 141 Ohio, Indiana and Illinois all considered prohibitions on the migration of free blacks in their constitutional conventions earlier in the century. All three eventually adopted statutory restrictions on movement in the 1830s. Restrictions throughout the region in this era extended both to movement – requiring free blacks to have certificates of freedom and post bond upon entrance to the state – as well as to civil rights -- excluding blacks from the franchise, militia service, and court rooms. BERWANGER, supra note _, at 30-51. On Ohio, see Paul Finkelman, [cite]. 142 Michigan Debates, 1850, at 294-95. 34 suffrage, parodied the concern for migration: “Thousands there are who raise their hands in holy horror at the thought that it will fill our state with negroes. ‘We shall be flooded with them,’ says the objector. ‘They will come upon us in swarms, like locusts of Egypt, until the land will be darkened’.” (Leach proceeded to provide population statistics for those states with race-neutral suffrage, demonstrating no such “flood” had ever occurred.)143 No constitutional provisions were introduced in these four states that explicitly or directly limited black citizen landholding However, one provision recommended by a delegate in the Wisconsin Convention of 1846 may have been calculated to achieve this end, since it would have limited land rights to those who were eligible to become citizens. The naturalization law at that time allowed only “free white persons” to naturalize, and there were ongoing debates about whether freed slaves were, in fact, legal citizens (a debate that would be temporarily settled eleven years later in the Supreme Court’s decision in Dred Scott v. Sanford).144 Such a provision, if it had been adopted, would have limited land ownership by race.145 The extension of land rights to non-citizens was portrayed by some as an important bulwark against encroachment of “uncivilized” persons in the state. The specter of “amalgamation” appeared repeatedly, as those opposed to black migration into the state painted a picture of interracial marriage and social intermingling. Foreigners, on the other hand, did not disturb the delegates in this way; as one argued, “the foreigners will eventually be with us one people, and we should grant them the privileges asked.” 146 The Michigan Representative Britain’s support for civic rights for foreigners and disdain for similar rights for blacks was premised on the same conclusion: “Encourage them, and they will come amongst us.” 147 Encouraging foreign migration would not only boost the state’s settled population but also leave less room for unwanted black migrants. In this sense, property reforms were, in legal scholar Kunal Parker’s words, “making blacks foreigners” while making foreigners American.148 143 Michigan Debates, 1850, at 288-89. 144 See, e.g., California Debates , at 331 (comments of Mr. McCarver) (“It has been contended by my friend here (Mr. Norton), that negroes are citizens; that a resident is a citizen, and consequently entitled to all the rights and privileges here enjoyed by citizens of the States generally. Now, we all know how this matter stands there; we are well aware that negroes are not regarded as citizens”). 145 It was, as it turns out, a foreshadowing of the anti-Asian land laws, which prohibited those “ineligible for naturalization” – at that time, a category that included all those of Asian nationality – from leasing or owning property. 146 Michigan Debates (Mr. Beardsley), 492. 147 Michigan Debates, 256. 148 Parker, supra note _, at 81. 35 B. Property and Suffrage Granting property rights for foreigners in state constitutions signaled widespread acceptance of the disassociation of civil rights from formal citizenship. In debates, delegates repeatedly forwarded a vision of gradations of membership, which would allow the extension of rights to those who were not natural-born or naturalized citizens. This perspective on citizenship – that it was disaggregated from rights – was an inclusive maneuver for the foreignborn: it admitted them to, as some argued, a “denizen” status in the republic. It was a theme that would be repeated in different form decades later, when the Supreme Court ruled that non-citizens come under the protection of the Fourteenth Amendment.149 One of the arguments that they had to overcome in constitutionalizing non-citizen property rights was the connection between land and the franchise. Owning property, paying taxes, and voting had been tied in the republican imagination since the revolutionary era. Delegates in Wisconsin had to be convinced that separating land ownership and taxation from voting – i.e., from an acknowledged right of a citizen – was acceptable. Some argued for the delay of taxation until suffrage was granted; Representative Leach argued during the 1850 Michigan debates that “as long as you deny the right of voting to a whole class [of foreigners], you should exempt their property.”150 Most disagreed with Leach, arguing that it was possible to disassociate propertyholding and voting. This was seen as being in accord with retreats from property qualifications for the vote generally.151 Proponents of alien suffrage argued that voting itself was separate from citizenship. As Representative Ryan insisted in the Wisconsin debates of 1846, “suffrage is not citizenship, nor citizenship suffrage.”152 Some commentators saw a unifying principle in extending the right to vote to all “inhabitants,” whether foreign-born or African American. Others saw instead the ability to grant discriminately – to only those who merited the right to vote. “In regard to negro suffrage, I am in favor of withholding the elective franchise from the colored man for the same reason I would confer it upon the foreign population,” stated W.H. Clark in the Wisconsin debates.153 To Clark, the franchise should be given only to those who are capable of feeling a strong and lasting “attachment” to the country. Those of the “African race” had failed to do so, he 149 Yick v. Wo; see also Wong Wing. 150 Michigan Debates, 851. 151 Delegates expressed disdain for property qualifications. See, e.g., Comments of Rep. Burchard, in Wis. Debates of 1846, at 245 (“a property qualification is an old and exploded doctrine”). 152 Wis. Debates of 1846, at 259. This argument would appear in cases dealing with woman suffrage. See, e.g., Minor v. Happersett (holding that the Fourteenth Amendment does not guarantee the right of suffrage as one of the “privileges and immunities” of a citizen). 153 Quaife, supra note _, at 278. 36 argued, whereas migrants – even relatively recent ones – had demonstrated appropriate attachment. 154 Wisconsin supported such a bifurcation in the Constitution of 1846, which restricted voting rights to “white citizens” or “white persons, not citizens of the United States,” who had declared their intent to apply for naturalization and had taken an oath of allegiance.155 Notably, the Wisconsin Constitution of 1847, which was ratified by the people, removed the racial restriction, providing suffrage for all male citizens, as well as foreigners who had declared an intent to naturalize. Debates reveal that the abolitionist vote may have had a large role to play; some blamed the failure of the ratification of the 1846 Constitution on abolitionists who refused to vote for a document that did not provide race-neutral suffrage.156 The arguments about suffrage were tied up with arguments about property. Assumptions about property ownership were themselves racialized. In California, for example, delegates argued against suffrage for free blacks or Indians on the basis of their inability to support themselves. Free blacks, according to the convention’s president, were a threat because they “have never been freemen; [they] have never been accustomed to provide for themselves.”157 A similar line of reasoning was put forward regarding Indian suffrage. As historian David Alan Johnson summarizes, in the view of some California delegates “‘Wild’ Indians and Africans were, by reason of race, dependent beings and, as such, open to manipulation by designing (white) men who by controlling their livelihood controlled their votes.”158 Using this racial logic, those who were territorial outsiders – who still owed allegiance to a different country or sovereign – could have a greater claim to rights of suffrage than those who had been born and raised on American soil. Not for these residents or potential migrants was there to be “Americanization” through property ownership, as delegates envisioned for the European serf.159 154 [cite to metaphors here, 280] 155 Wis. Const. 1846, art. 8, sec. 1. This section also extended the franchise to “all civilized persons of the Indian blood, not members of any tribe of Indians.” Wisconsin delegates refused to decide the question of negro suffrage in the convention, instead sponsoring a popular referendum on the issue. The extension of suffrage to blacks failed by a vote of 15, 415 to 7,664. Brown, Making of the Wisconsin Constitution, at 687. 156 Wis. Debates of 1847, 25-26; Brown, Making of the Wis. Constitution, 692-93. 157 Report of the Debates, at 138. 158 DAVID ALAN JOHNSON, FOUNDING THE FAR WEST: CALIFORNIA, OREGON, AND NEVADA, 1840-1890, 126 (1992). 159 Not all saw these as parallel moves. There were some who argued that equality, as a guiding principle, would require both the extension of property rights outside of citizenship and the extension of the suffrage to all male inhabitants, including non-white populations and non-citizens. Wisconsin was the only state of the four to adopt universal suffrage, but some delegates in other states were strong proponents. [data here] 37 C. Residence and Fear of Corporate Influence The four first adopter states each extended property rights to noncitizens, but each had within it a key limitation: property rights were extended to resident aliens only. Debates reveal a clear impetus for limiting rights to resident aliens: fear of foreign influence, particularly foreign corporate influence. By retaining the connection between residence and ownership rights, these states kept the door open for a continuing contest over the rights of foreign ownership, one that would play out in new ways in the twentieth century. [This section is unfinished. I will be adding evidence from the debates on the limitations to resident aliens and the fears of foreign corporations.] PART IV: THE PERSISTENCE OF A DIFFERENCE The antebellum provisions in Iowa, Wisconsin, California and Michigan influenced other states after the Civil War. Seven states, between 1868 and 1890, added similar clauses in their constitutions. It looked like the start of a long-term trend; the delegates in Iowa and the states that followed likely thought that they were engaging in a long-overdue modernization of property law, one of many to take place in the nineteenth century. Yet instead of widespread adoption, we see a virtual end and, in some cases a retrenchment even in those states that offered expanded rights. Only one state – New Mexico – adopted a new constitutional provision guaranteeing alien property rights in the twentieth century, and it revoked the clause a decade later. Of the 13 that adopted in the eighteenth and nineteenth centuries, six later dropped them or passed statutes that were in direct conflict. Four states – Washington, South Carolina, Oklahoma, and Florida – created constitutional provisions barring ownership by all foreigners, non-resident foreigners, or those who were ineligible to naturalization.160 The variability here is striking, but the overall landscape is one of continuing (if under-enforced) restriction, rather than expansion of property rights. Why do we not see the logical elimination of this feudal relic? Why did alien land laws not go the way of primogeniture, coverture, the fee tail, and other such doctrines? Why did such provisions persist rather than die out all together? The answer lies, in part, in these constitutional provisions themselves.161 They were adopted with certain assumptions in mind: that the beneficiaries were of a certain origin (European), a certain race (white), and a 160 [con cites here] 161 General suspicion of foreigners certainly has also played a role; as Polly Price notes, “‘fear’ of aliens” has “withstood differing social forces that affected other common-law property doctrines.” Price, supra note _, at 205. 38 certain location (inside the territory). A restriction based on residence was explicitly included in the provisions themselves; the racialized nature of the rights granted is apparent when we look at the context of their passage. Each of these assumptions about the identity of the property holder would be challenged with new waves of migrants from other parts of the world and with technological advances that enabled ownership of land from afar. In the latter half of the nineteenth century and throughout the twentieth, the alien land restrictions were lifted for some, but proved resilient when it came to animosity towards others. Alien land laws served new social functions, not envisioned in their origins in English feudalism. In the late nineteenth century, alien land laws were deployed as a method of protecting small domestic farmers against foreign corporate takeover.162 In Iowa, for example, legislators proposed and passed an amendment that prohibited non-resident aliens from holding property. The law was aimed to prevent the scourge of “alien landlordism,” which, according to an article in the Chicago Tribune, “has proved a drain on the country and retarded its progress,” a development they called “a political danger as well as an economic evil.”163 Given the Iowa constitution’s limitation of property rights to resident aliens, this statute would seem to be an unnecessary redundancy. It was clearly a political move, a way to broadcast anti-foreign and anti-corporate sentiment. In the early twentieth century, alien land laws became yet another legal mode of race discrimination, in various anti-Asian formulations. California’s expansive language was directly contradicted by statutes passed in the early twentieth century barring aliens “ineligible for naturalization” to own or lease property. During the Cold War, alien land laws became a political tool, used to punish those with connections to communist countries. States adopted “Iron Curtain Statutes” that barred persons from these countries from inheriting property in the U.S.164 Today, they have taken a new form in anti-illegal immigrant ordinances that attempt to restrict the right of migrants to rent apartments or stay in homes of others.165 The state constitutional conventions of the nineteenth century were, it turns out, not the start of a uniform trend. In many ways they can only be understood as a product of their particular time and circumstance. Yet their importance does not lie in the nineteenth century alone. They help us understand what came after in restricting these rights – in addition to being a powerful endorsement of expanded rights, the debates are also a foreshadowing of some of the types of restriction that were to come. These antebellum state constitutional provisions may have come from a vision of liberative property 162 McGovney, supra note _, at _. 163 “Alien Landlordism in Iowa,” Chicago Daily Tribune, Feb. 13, 1886, p. 4. [check threeyear provision; included in final law?] 164 Iron-Curtain Statutes literature here. 165 See, e.g., Lozano v. City of Hazelton; Fremont case; Tirres, Property Outliers. 39 rights, but they had limitations that would later enable back-tracking and recalcitrance. CONCLUSION Important work in immigration law and history has looked at the ways that states have restricted migration prior to the federal government’s adoption of immigration restriction in the 1880s.166 Far less attention has been paid to the ways that states encouraged, aided, and abetted immigration during this period, or to the important ways that states created expansive membership for those desirable immigrants.167 This article has demonstrated that property law was a key mechanism for regulating immigration, at both the federal and state levels. A vital precondition of state constitutional reform was the establishment of these rights of suffrage and property prior to the formation of the states themselves, in the territorial law under which they were governed. The federal Congress constrained itself when crafting the first Naturalization Law in 1790, refusing to extend any rights to those who were not fully naturalized. Yet they simultaneously established a precedent, and a distinct legal culture, in allowing for such rights in the territories. Immigrants themselves were a critical part of the process of property reform: they participated alongside citizens in creating state constitutions. The end result of these efforts was an expansion of the fundamental rights of certain non-citizens in these states. These rights, while significant in overturning the common law prohibition on alien property ownership, had within them elements of exclusion that would reappear in new guises in the decades to follow. 166 See, e.g., Neuman, Parker; 167 See Abrams, Pfander, Zolberg; see also Tirres, “Who Belongs?” 40
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