j. Cosmet. Sci.,55, 81-93 (January/February 2004) Analyzingthe laser-lightreflectionfrom humanhair fibers. II. Derivinga measureof hair luster F.-J. WORTMANN, E. SCHULZEZURWIESCHE, and B. BOURCEAU, DWI, GermanWoolResearch Institute,Veltmanplatz 8, 52062 Aachen(F.-J.W.), Schwarzkopf GmbH, Hohenzollernring 127-129, 22763 Hambz/rg(E.S.z.W.), and FiantecGmbH, Technologiezentrz/m, Ez/ropaplatz, 52068 Aachen(B.B.), Germany. Accepted for publication October 8, 2003. Synopsis Hair shineor lusterisperceived asanimportant,thoughanalytically somewhat elusive, attributeof beauty, primarilyassociated with cleanandhealthyhair.Principles for theassessment of hairlusteraredeveloped that are consistent with the practicalsituation.Theseprinciplesare relatedto the components of light, specularly anddiffuselyreflected fromsinglehairfibers,asmeasured by laser-based, multianglegoniophotometry,presented in Part 1. Considering variousdefinitions of gloss,their tradition,practicalimplementation, and their inherentlimitationsfor testinghair, the glossindexasa physicallyconsistentmeasureof hair lusteris derivedfrom the ratio of the integralintensitiesof the light components. Changesof the parameter values alonghairlength,namelytheirdecrease, areanalyzed forhairsofdifferent colorandethnic origin.The correlation with shineevaluations of hairtresses by panels,basedon literaturedata,is analyzed and ascertained. INTRODUCTION When applyinghair cosmeticproductsthe consumerexpectsperceivable, beneficial effects.Sinceamongour senses visionundoubtedlyplaysa mostimportantrole, claims for increased hair shine(luster,gloss)arefrequentfor hair cosmeticconsumerproducts, as well as for the raw materialsthey contain.This is due to the fact that hair shineis perceived asan important,thoughanalytically somewhat elusive,attributeof beauty, primarilyassociated with cleanand healthyhair. Hair shineis generatedwhena beamof light strikesthe hair surface.Partsof the light arespecularlyreflectedandthenperceivedat a particularangleanddirection,generating surface highlightsandbrightness contrast,whileotherpartsarescattered anddiffusely reflected.A further fractionof light is refractedinto the hair, where it is absorbed, scattered, or reflected.All of the effectsdependon the geometryof the hair surface,the Addressall correspondence to F.-J. Wortmann. 81 82 JOURNAL OF COSMETIC SCIENCE refractiveindex,the incidentangleof the light, the angleof observation, andthe external and internal structure of the hair fiber. Part I (1) described the applicationof multichannellasergoniophotometry to determine the angulardistributionof reflectedlight from singlehairs.Analyzingthesedistributions for hairs differing in ethnic origin and color gave detailson changesof light reflection,includinginformationon the cuticleangle.Thesewerediscussed in termsof changesof the hair surfacealongthe hair length. The principlesfor the generationof hairshine,asoutlinedabove,arein ourviewdirectly relatedto the practicalsituation.Figure 1 showsthe appearance of an Asianblack(Fig. 1A), a medium-brown (Fig. lB), and a blonde Caucasian(Fig. 1C) clean hair tress spotlightedundera stereomicroscope at a magnificationof approx.20 x. Suchtresses can be takento represent a freelymovinghair stylewithoutmajorfiberinteractions. Largely white light reflexesareobserved on singlehairsthat contrastwith nonreflecting adjacent areas,which are either dark or light, dependingon hair color. Againstthe background of the technicalterminology(2,3), asdiscussed in detailbelow, the phenomenaobservedin Figure 1 areappropriatelytermed"hair luster,"because they are associated with the contrastgloss(2) of dark areasadjacentto light reflexes.These highlightsare due to specularlyreflectedlight from singlefibers,wherea high number of intensive,white reflexes,dynamicallyappearingandvanishingwith the movementof the hair, give "shine"and enhancethe appearance of beauty.The overalllevel of shine that may be achievedon the basisof a given degreeof luster stronglydependson hairstyle(4). Various approaches have been describedto determine hair luster on hair tressesas a measurablequantity, applyinggoniophotometry (e.g., 5,6). Further approaches have been color measurements (7) and image analysis(e.g., 8). In parallel, the common laboratorypracticefor screeningproductsis to use expertor consumerpanelsto subjectivelyrank hair luster,e.g., by meansof a "shinebox"(6,9-12). Noteworthyis the approachby Tango and Shimmoto(13) to developa methodand a devicefor the in vivo determinationof hair shinethat is relatedto the principlesof commercial"glossmeters" (10,14). Morefundamental investigations alsoappliedgoniophotometry to singlehairfibersand arraysof parallel,singlefibers(5,11,13,15-17). Thoughgrosschangesin hair appearancethroughhair careproductsmay well be detectedon hair tresses,effectsrelatedto the assemblyas suchcomplicateif not preventa detailedinterpretationof the results. In the caseof singlefibers, this methodgives detailedinsight into the interaction betweenlight andthe fiber surface, anda varietyof parameters canbe definedin terms of the intensitiesof specularlyand diffuselyreflectedlight. In view of the conclusions drawnfrom Figure 1, the useof goniophotometry would appearto be an especially promisingapproach.Problemswith this methodin the past(5,11), dueto inherentlarge variationsbetweenindividualhairs,aswell aslong recordingtimes,havebeenovercome through multi-angle detectionand fast data acquisitionfor the completeangularintensitydistributionof reflectedlight, asdescribedin Part I (1). On this basisa physically, practicallyplausible,and mathematicallystableparameterto describehair gloss, luster, and shine is introduced and assessed. MEASURE OF HAIR LUSTER 83 A B C Figure I. Spotlightedtresses of blackAsian(A) andbrown(B) andblonde(C) Caucasian hair, respectively, undera light microscope at an initial 20x magnification. 84 JOURNAL OF COSMETIC SCIENCE DERIVING A MEASURE MEASUREMENT AND FOR ANALYSIS HAIR OF LIGHT LUSTER REFLECTANCE FROM HUMAN HAIR The measurement of light reflectance from singlehumanhairs,asdescribedin detail in Part 1 of this paper(1), is basedon the determinationof the angle-dependent intensity of the light from a greenlaser(X = 532 nm) scatteredfrom a singlefiber. The wave lengthwaschosen suchasto be in that rangewherethe daylightsensitivityof the human eye is at its maximum. The basisfor the investigationwasthreetypesof hair, namelyblackAsianand brown and blondeCaucasianhair (seeFigure 1). Each samplewas taken from the head of a femalevolunteerand exceededin all cases20 cm in length. The hairswereshampooed (LES 15%, pH 5.5), rinsed,dried, and storedunder ambient conditionsuntil measurement. The experimentalsetup(1) is suchthat the verticallypolarizedlaserbeam(approx.50 pW) meetsthe hair fiber, arrangedhorizontallyunder slight tensionand in ambient, thoughstable,room conditions(approx.22øC, 50% RH), at an incidentangleof 40 ø (beamspotdiameter100 pm). The detectionof the reflectedlight is conductedwithin about 100 ms in the horizontalplanecontainingthe fiber and the incidentlight beam througha rangeof 6.5ø to 173.5ø with an OpticalRlulti-ChannelAnalyzer. The solidline in Figure2 showsthe so-calledgoniophotometric (GP) curve,derivedby smoothingthe angular light intensity data for the most generalcase,namely light 0,4 0,2 0,0 0 10 20 30 40 50 60 70 80 90 Receptor Angle [ø] Figure 2. GP curvedata( ) for a light blondehair measured at a positionnearthe tip end.Gaussian distributionsfor specularly(.... ), diffusely(---), and internally(---) reflectedlight, as fitted to the GP curve (seeFigure 7 in ref. 1). MEASURE OF HAIR LUSTER 85 blonde,Caucasianhair measuredat a positionnearthe tip end. In this contextit is important to note that the surfaceof hair is not smoothbut featurescuticle cells in a tile-like arrangement, wherethe cell scaleedgespoint towardsthe fiber tip. To ensure a consistent biasof light reflectiondue to the cuticleinclinationangle(1), all measurementswerecarriedout with the directionof the incidentlight towardthe tip endof the hair. In view of the surfaceand overallmorphologicalstructureof humanhair, the reflection of light is subjectto a specialtype of geometrythat in turn andwith the principlesof geometricaloptics leadsone to expectthree principal componentsof light reflection. These are representedby the three Gaussiandistributionsfitted to the GP curve in Figure 2. Details of the fitting procedureand the parametersderivedthereofare given in Part 1 (1). When the incidentbeamhits the fiber surfacein the root-to-tip (RT) directionat the incidentangleE•(1), a first fractionof the light, S, is specularly reflectedat the receptor angle•/s. For the experimentalsetup,usingthe incidentangleE• = 40 ø and assuming a tilt anglefor the cuticleof 2.5ø leadsto an expectation valuefor the receptorangleof the specularlyreflectedlight of •/s = 350. At this position,Figure 2 showsthe peak describingthe intensitydistributionof specularlyreflectedlight with a width at halfheight of 9ø-10 ø. A secondfractionof light, Ds, is diffuselyscatteredat and nearthe fiber surface,namely at surfaceroughnesses (18), at the variousinterfacesbetweenthe cuticlecell layersof humanhair (19), at the interfaceof cuticleandcortex,andat opticalimperfections of the cortex, such as voids and inclusions. Figure2 showsbetween40 ø and 45ø the broadGaussiandistributionfor diffusereflection. It is important to note from Figure 2 that the hair surfacecannotbe consideredas being primarily an ideal, diffusereflectorfor which scatteringoccurssuch that the intensityof the diffuselyreflectedlight is uniform. Though on the basisof Reich and Robbins'analysis(11) of GP curves,the existence of a uniformcontributionfor Ds is assumed,its magnitudeis obviouslysmall comparedto the non-uniformeffect and coveredby the broadGaussiandistributionfor diffusereflection. A furtherpart of the incidentbeamis refractedinto the fiber accordingto Snell'sor Descartes'law. Inside the hair the light is scatteredat voids and inclusions,is partly absorbed by hair pigmentandcolor,and is thuswavelengthfiltered,dependingon the color and its intensity. Diffuse reflectiontakes place at structuralinhomogeneities within the cortex.For lightly coloredhair, light may be diffuselyreflectedat or in the medulla (4,20), a more or lesscontinuousand hollow, tube-like structure in the fiber interior. In very blonde or white hair a significantamount of light may be reflectedat the backsideof the fiber, that is, from the hair/air surfaceinterfaceoppositethe point of incidence.When this third componentof light re-emerges from the fiber, it is experimentallyobserved,asshownin Figure2, asa separatepeak in the GP curve(5,15,17) at anglesaround64øwith a width of 25ø(1). Thistypeof light is considered asa specific fractionof diffuselyreflectedlight, termedD v sinceit is relatedto the internalreflection effect. 86 DEFINING JOURNAL OF COSMETIC SCIENCE HAIR GLOSS Surfaces and objectsoftenshowgloss,which is attributedto specularreflectance at the respective surface.Due to the diversityof surfacestructures, differentkindsof glosscan be observed.Hunter, as early as 1937 (2), intensivelyinvestigatedthe phenomenonof glossand arrivedat a classification with six differenttypesof glossthat weredefinedin terms of measurableparameters. Stammet •/. (5) reviewedthe semanticsof gloss,luster, shine, etc. for human hair. Measuringby goniophotometry light reflectedfrom singlehairsor hair strings,Bustard and Smith (15) and Stammet •/. (5), respectively,choseone of theseclasses, namely "contrastgloss,"to representthe "luster"of hair. Their approachrelatesto the work by Nickersonon the glossof cottonyarn and fabric(3), whereshefoundthis type of gloss well applicableto test textile lusterin correspondence with the visualassessment. Hunter (2) definescontrastglossas "contrastbetweenspecularlyreflectingareasand other areas."It is measuredby comparingthe intensityof the light that is specularly reflectedwith the intensity of that which is diffuselyscattered,so that: H gc = s/d (1) H g•. is Huntercontrast gloss.s andd arethe intensitiesof specular anddiffusereflection, respectively,measuredat two positions,namely(a) at the expectedreceptorangle for specularly reflectedlight and (b) normalto the materialsurface.Followingthe notation introducedby Stamm et al. (5), lower caseletters are employedto designatethese so-calledspotvalues.SinceEquation1 goesto infinity asd approaches zero,Nickerson suggestedas an alternative: N gc : (s - d)/s (2) wheregff is the"Nickerson contrast gloss," considered to represent luster.Forcotton, Nickerson(3) found a good correlationbetweencontrastglossvaluesand visualestimates of luster. Nickersoncontrastglossbecomeszerowhen d equalss, unity when d equalszero,and negativewhen d > s. In view of the complexstructuresof the GP curvesfor different typesof hair (1), all threecasesare likely to occurin practice. The approachapplyingspotvaluesis valid, notablyfor flat surfaces, wherethe angleof incidenceand the receptoranglefor specularlyreflectedlight are equaland wherethe intensityof the scatteredlight showsno angulardependence. However,both of these conditionsare obviouslynot fulfilled for humanhair, implying that spotmeasurements, asimplementedin commercialtestingdevices(10,13,14) are expectedto be at bestof very limited use for determininghair gloss.In this view, it is not unexpected,that Stammet a/. (5), Bustardand Smith (15), and Guiolet eta/. (17) found that the gloss parameters definedin equations1 and 2, basedon spotvalues,havehigh precisionbut poor sensitivity. Variousapproaches havebeendevisedto determineintegralvaluesfor specularlyand diffuselyreflectedlight (5,11,15), applyingthe principlesinherentto equation1 and especially equation2 in orderto deriveparameters to describe hairluster.The definition of theseparameters waseitherbasedon theoreticalconsiderations (5,15) or on empirical observations (11). Inherentto the approaches is theprinciplethat diffusereflectionfrom hair occursuniformly. MEASURE OF HAIR LUSTER 87 Dismissingthis assumptionin view of the positionsand shapesof the light intensity distributionsunderlyingthe GP curves(seeFigure 2) and of our interpretationof Figure 1, we proposethat the effectof hair lusterand of the shineof a given hairstyleis related to the ratio of the total amount of light reflectedspecularlyfrom single hairs to the overall amount of reflectedlight: G L -- S/(D + S) (3) D = D s + D, (4) with Followingthe notationof Stammet a/. (5), capital letters are employedto mark the integralvaluesof light intensity.Go the glossindex,is considered to describe"specular gloss,"as a measureof/uster, in correspondence to earlier definitionsand subjective descriptions as "brillianceof specularlyreflectedlight" (2) and "brillianceof highlights" (3). S and the componentsof D are determinedfrom the completegoniophotometriccurves for singlehuman hairsthroughseparatingand integratingthe intensitiesof the specularly and diffusely reflectedlight components,respectively,by fitting three Gaussian distributions(seeFigure 2). With the exceptionof light blondeor white hair, Di can usuallybe neglected,greatly simplifyingthe determinationof the componentsof equation 3. The propertiesof equation3 areplausiblyconnected with practicalobservations. If there is no specularlyreflectedlight, S = 0 and henceGz. -- 0. In the caseof D -- 0, there is no diffuselyreflectedlight, and perfectluster is achievedwith Gz. -- 1. If the situation arisesthat the integral intensitiesof specularand diffusereflectionsare equal so that S -- D, equation3 yields 50% gloss.By darkeningor lightening hair, the diffusecomponent, due to changesin light absorptionin the fiber, will decreaseor increase, respectively.If the specularcomponentremainsunchanged,glosswill increaseor decrease,respectively,by the coloringof the hair alone.This corresponds to the practical observationthat dark hair alwaystendsto appearmore lustrousthan blondehair. RESULTS AND DISCUSSION By fitting Gaussiandistributionsto the GP curves,locationsand widths for the three typesof reflectedlight were determinedfor the different typesof hair. The parameter valuesand their changesalongthe hair length, including cuticleangle,arepresentedand discussedin detail in Part I of this paper (1). By far, most GP curvescouldwell be analyzedby consideringjust S and D,, that is, by a two-component approach.Only for light blondehair did Di asa furthercomponentof diffuse reflectionhave to be considered.Introducing the areasof the fitted peaksfor a given GP curveinto equation3 yields the respectivevalue for the glossindex All datawere checkedfor outliersprior to further analysisby assessing them in so-called normalprobabilityplotsas implementedin the appliedstatisticssoftware(21). In this type of plot, cumulative data frequenciesfollow a straight line when the data are normally distributed.On this basis,three obviousoutlierswere readily identified < 10%) in theseplots for brown hair and removedprior to further analysisof the data. 88 JOURNAL OF COSMETIC SCIENCE The data given in Table I representthe accepteddata for the gloss index and are arithmetic meansfor measurements taken at a given positionrelativeto the root end on a numberof hairs(N) of the sametype. For a given hair type the data are summarized in groupmeans.Data are further summarizedoverall hair typesin the form of a grand mean. Effectsof measurementposition and hair type on the parameterswere assessed for significance by analysisof variance(ANOVA) and linearregression (LR). In thosecases whereANOVA indicatedinhomogeneity, multiple comparison of meansanalysiswas conducted,applyingthe nonconservative LSD test (21). Statisticalsignificance of effects (ANOVA: inhomogeneityof data;LSD: differences betweendata groups;LR: slopeof the regressionline) is characterizedthroughout by the o•-value(22), which is the probabilityof committinga so-calledType I error,i.e., by finding an effectthat in fact doesnot exist.In cases whereo• < 0.05, effectsaresignificantat the usual95% leveland beyond. The resultsfor the three hair types are summarizedin Figure 3 in the form of a box-and-whisker plot. Analysisof varianceshowsthat, in agreementwith the visual impression,the dataare inhomogeneous well beyondthe 95 % level (o• < 0.0001), where the LSD test identifies the o•-levelsfor the differences,as given on the horizontal whiskersin Figure 3. Here it is shown that the gloss index showsno significant differencebetweenblackand brown,but is decreased ratherdramaticallyfor the blonde hair. This effectcanbe largelyattributedto the absorption of refractedlight for the two dark hair types,which suppresses diffuselight reflectionfrom the hair interiorandthus inducesa strong and brilliant hair luster. Table I Valuesfor the GlossIndex GL Derivedfrom the GP Curvesfor VariousHair Types Hair type Black Position (cm) 1 12 64.1 3 53.2 10 7 59.3 15 20 3 7 59.8 57.4 32 60.2 + 3.33 1 10 66.5 10 9 54.4 20 7 55.8 25 3O 4 10 55.6 57.6 40 58.6 + 3.05 l0 31.8 Groupmean+ q Blonde G•_(%) 5 Groupmean + q Brown N 1 5 9 32.2 10 9 3O.7 15 9 14.9 20 Group mean + q 10 47 14.7 24.8 + 3.84 Grand mean + q 119 45.7 + 3.66 A numberof hairs(N) weremeasuredat variouspositionsrelativeto the root. Group andgrandmeanvalues are given with their 95% confidencerange+ q. MEASURE 7O ................................... OF HAIR LUSTER 89 0.55 ....................................................................................................... 6O <0.001 I 40 o :30 ............................................................................................................... I ß Mean [---] Std.Err. -[- 95% Conf_Rg. ß I black brown blonde Hair Type Fiõure 3. Box-and-whisker plot summarizinggJossindexvaluesfor the threehair types.Data points,boxes, and whiskersare definedby their arithmeticgroup mean (Mean), the standarderror (Std. Err.), and the limiting valuefor the 95% confidence range(95% Conf. Rg). The horizontalwhiskerssignifya specific comparison of means(LSD test), given with the (x-valueto characterize the significanceof the difference. There are changesin the glossindex along the hair length, as summarizedgraphically in Figure4. Eachstraightline represents a fit to the meanvaluesgiven.Considerations of statisticalsignificance relate,however,to fits of the singledata.For the blackhair, the changeof glossalongthe hair lengthis a tendencyat best,but in fact not significantat the chosen95% significancelevel (o• = 0.2). The level of the grand mean for the gloss indexof the blackhair is markedin Figure4. For the brownhair, the decrease of gloss along the hair length is more pronouncedand the significanceof the slope of the regression line just missesthe 95% level (o• = 0.054). For the blondehair, glossstarts from an alreadycomparativelylow level at the root and then decreases stronglyand significantlytowardsthe tip (o• < 0.001). The decrease in hair glossdue to a relativeincreasein the intensityof diffuselyreflected light canbe attributedto hair colorlighteningtowardsthe fiber tip combinedwith the formationof damage-related structures, suchascracksor voids,that scatterlight, which havebeeninducedby daily hair groomingpracticesincludingheattreatments(20,23), sunlightexposure,etc. Black and brown hair reachvaluesaround65% glossnear the rootends,whichmaybe considered a reasonable estimatefor the maximumnaturalgloss of hair. For natural black or dark brown hair, diffuse reflection from the fiber interior will be negligibledue to the absorptionof the refractedlight. However,for all hair types,cuticle 90 JOURNAL OF COSMETIC SCIENCE 70 black • y= 62.3 -0.28 x 50 -o 40 o 30 2O 10 0 5 10 15 20 25 30 35 Distance from Root [cm] Figure 4. Meansfor the glossindexGL at variouspositionsalongthe hair, givenasdistancefrom the hair rootfor black(O), brown(I), andblonde(•) hair, respectively. The solidlinesarethe linearregression linesthroughthe datafor brownand blondehair. Filled symbolsare usedfor thosecaseswherethe slope of the regressionline has a relevantstatisticalsignificance.The equationsthat are given on the graph specifically relateto the individualresults.The horizontalline on the right marksthe groupmean(60.2%) for black hair (seeTable I), wherethe decrease alongthe hair length is not significant. cells will as a rule not contain pigment. Light is hencerefractedinto the cuticle and passesthrough a substantialnumber of cuticle cells with reflection,refraction,and scatteringat the cell interfacesuntil ultimate reflectionat the cuticle/cortexinterface generatesa major componentof what is observedas diffuselyreflectedlight. This effectwill further be intensifiedif, throughhair damage,delaminationhasoccurred betweencuticlecell layers(19,23) or if, moregenerally,cracks,voids,or inclusionshave beenformed.The glossmeasurement of hair, which due to its colordoesnot allow light reflection from the fiber interior, thus providesthrough the diffuse componentof reflectedlight informationon the structuralstatusof its cuticlelayer.In this contextthe differencesin the changeof glossalongthe hair length for the blackand the brownhair (seeFigure 4) are interestingto note. It is importantto note that the approach,describedin this paper,for determiningthe glossindex is equally applicablefor African hair, despiteits strong ellipticity and curliness.However, this type of hair was not included in the study, since it was consideredas being lesssuitablein the contextof determiningthe effectsof hair color and along-hair changes. MEASURE OF HAIR LUSTER 91 In practice,hair shineis a very complexphenomenon(16,24), which involvesphysical, physiological,and psychophysical considerations. Gz., on the other hand, providesan absolute, numerical scale. In this view, it hasto be noted that consumerperceptioncannotbe expectedto follow an equisense scalein which a unit of differenceindicatesan equal sensorydifferencein luster(3). In practice,an expertor a consumerwill generallyrank productperformance in a contrastsituation (half-headtest, before-rs-after,product A vs product B, etc.) relating to relative changesof appearance (4), rather than work on the basisof ordinal sensoryunits. As was shownin small scalepanel tests(18,25), theserank differences appearto be closelyrelatedto thelaboratorysituationof glosstestingof singlehair fibers described here. However, a somewhatmore comprehensive argument for the feasibility of the gloss index to model the assessment of hair luster by a consumerpanel is derivedfrom the extensiveinvestigationsby Reich and Robbins(11). They found a linear relationship betweenthe inverseof the width of the GP curveat half height and the luster ranking by panels. Applying the data given in Part I (1) for the positionsand widths of the Gaussian distributionsdescribingspecularand diffuse reflection,theoreticalGP curveswere calculated on the basisof equation3, assumingthe presence of S andD s only,for a wide rangeof G/• values.Finally, the width at half-heightw of the theoreticalGP curveswas 0 40 60 80 100 Gloss Index in % Figure 5. Inverseof the width at half-heightfor calculatedGP curveson the basisof a presumedvaluefor the glossindex.The largelylinearrelationshipfor Gz.valuesbeyond25% is indicatedby the straightline. 92 JOURNAL OF COSMETIC SCIENCE derived.Figure5 showsthe relationbetweenthe dataderivedin this mannerfor 1/w and the presumedglossindex values. When appreciablehair glossis generated,i.e., when the peak for specularreflection startsto dominatethe GP curves,which occursaround GL > 20-30%, a largely linear relationshipis observed,as marked in Figure 5, which corresponds to Reich and Robbins'observation (11). 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