ARE INTEGRATED THINKERS BETTER ABLE TO INTERVENE ADAPTIVELY? – A CASE STUDY IN A MATHEMATICAL MODELLING ENVIRONMENT Rita Borromeo Ferri and Werner Blum University of Hamburg and University of Kassel, Germany A lot of empirical studies have shown that the learning and teaching of mathematics is highly complex and is influenced by many factors. The teacher, in particular, can promote qualitative lessons with a high learning outcome, but also the contrary. in previous studies, preferred mathematical thinking styles and preferred interventions of teachers could be reconstructed as important influence factors when teaching modelling in the mathematics classroom. In our empirical study the main question was whether there is a connection between certain mathematical thinking styles and certain intervention types of teachers. First results and hypotheses of this quantitative-qualitatively oriented study are presented in this paper. 1. THEORETICAL BACKGROUND First, we will briefly give a theoretical background regarding the two basic elements of our study, mathematical thinking styles and teacher interventions. A mathematical thinking style is “the way in which an individual prefers to present, to understand and to think through mathematical facts and connections by certain internal imaginations and/or externalized representations. Hence, a mathematical style is based on two components: 1) internal imaginations and externalized representations, 2) the wholist respectively the dissecting way of proceeding.” (Borromeo Ferri 2003) Within the theory of mathematical thinking styles the term “preference” is important, because a style, speaking in the sense of Sternberg (1997), refers to how someone likes to do something, whereas an ability refers to how well someone can do something. So styles are preferences in using abilities. Sternberg’s general theory of styles influenced also the construct of mathematical thinking styles. On the basis of empirical studies (see Borromeo Ferri 2003, 2004 and 2007) three mathematical thinking styles could be reconstructed so far with students from grades nine and ten and teachers of secondary schools: Visual thinking style: Visual thinkers show preferences for distinctive pictorial imaginations and representations as well as preferences for the understanding of mathematical facts and connections in a holistic way. The internal imaginations are mainly effected by strong associations with experienced situations. Analytical thinking style: Analytic thinkers show preferences for formal imaginations and representations. They are able to comprehend mathematical facts preferably through symbolic or verbal representations and prefer to proceed rather in a sequence of steps. Integrated thinking style: These persons combine visual and analytic ways of thinking and are able to switch flexibly between different representations or ways of proceeding. In a further empirical study (see Borromeo Ferri 2010), one of the main questions was whether there is an influence of mathematical thinking styles particularly on the modelling behaviour of students and teachers. Summarizing the results shortly only regarding the teachers’ behaviour, it became clear that teachers who differ in their mathematical thinking styles have preferences for focusing on different parts of the modelling cycle while helping or discussing with students. More concretely: Analytic thinkers preferred the “mathematical part” of the modelling cycle and were interested in formal solutions of modelling tasks, whereas the validation of the real results was not so important for them. Visual thinkers tended to think in terms of the “real world” (the given situation in the task) and to enrich the reality with their own associations, whereas looking on formal solutions was not in their focus. Integrated thinkers found a balance between reality and mathematics for themselves and in their behaviour with their students. So mathematical thinking styles seem to have a substantial influence on the way teachers deal with modelling problems in the classroom. Of particular interest is now whether and in which way certain types of teacher interventions are linked with certain mathematical thinking styles. In the following, we will refer to Leiß’ (2007) theory of teacher interventions. Leiß characterises teacher interventions as all verbal, para-verbal and non-verbal interferences of a teacher in the solving process of students. Adaptive teacher interventions are characterised as supporting the individual learning and solving process of students in a minimum way, so that students can work as much on their own as possible (realising a balance between students’ independence and teachers’ guidance, in the spirit of Maria Montessori: “Help me to do it by myself”). Leiß (2007) did his empirical study for reconstructing teacher interventions within the DISUM-project (see Blum/Leiß 2007b). He created, on the basis of existing theories of interventions (e.g. Zech 1996) and his own classification (Leiß/Wiegand 2005), a coding scheme for analysing his observations. He distinguished levels, activators and aims of interventions. These will be explained in the following tables into more detail, because we also used this coding scheme for our own analyses. Levels of interventions with regard to the content Aims of interventions diagnose interventions of the teacher referring to the content, here: the modelling process and the corresponding mathematics teacher informs students about the current state of their solving process strategic evaluation/feedback interventions concerning the meta-level, that is general aspects of the problem solving process teacher gives feedback to solving process without further information or correction affective indirect advise interventions trying to influence the mental state of students subtle hints of the teacher in order to help students to find the “best way of solving” according to the teacher organisational direct advise interventions concerning the conditions of students’ working basic teacher gives relevant explanations and information explicitely conscious non-intervention no intervention of the teacher although students may have problems Table 1: Level and aims of interventions Activators of intervention invasive own initiative of the teacher to intervene in the solving process of the students responsive students ask for advise explicitely Table 2: Activators of interventions Main results of Leiß’ study were, among others, that strategic interventions are included in the intervention-repertoire of the observed teachers only very marginally and that organisational aims of teachers are communicated to students using direct instruction. More sophisticated results were obtained in the so-called main study of the DISUMproject (see Blum 2011). Altogether 25 grade 9 classes participated in this study with a pre-, post and follow up test design and with ten lessons devoted to modelling tasks. The research focus was the comparison between two teaching styles: a more teacher guided “directive” style and an “operative-strategic” style focussing more on students’ independent work in groups. The results showed a significantly higher progress of modelling competency of students taught in the “operative-strategic” style. The best results concerning progress of modelling competencies could be reconstructed in those classes were the balance between students’ independence and teachers’ guidance was realised best, based on experts’ ratings. This corresponds to a constructivist view of learning where students have to build their knowledge and competencies as actively and independently as possible, supported by the teacher. More generally, the background model for our studies is a view on “quality mathematics teaching” characterised by a demanding orchestration of teaching the mathematical subject matter (by giving students vast opportunities to acquire mathematical competencies and making connections within and outside mathematics), by a permanent cognitive activation of the learners and by an effective and learner-oriented classroom management (see Blum/Leiß 2007b and Blum 2011). 2. RESEARCH QUESTION AND METHOD The central question of our study was: Do connections exist between teachers’ mathematical thinking styles and types of teacher interventions in mathematical modelling environments? In particular the results of the main study of the DISUM-project, mentioned before, raised new questions. In fact, the “operative-strategic” style was more successful, but big differences between several teachers concerning the quality of teaching and the progress of the students could be observed, although all teachers got a special training for teaching the ten modelling lessons. So an open question is whether these differences can be explained more deeply with certain individual attributes of the teachers. The procedure of our study was as follows. Firstly, regarding data collection: we chose four of the 25 teachers of the main study of the DISUM-project (for whom a particular lot of video material was available) for analysing the same two videotaped lessons where the tasks “Filling up I and II” were treated (see Blum/Leiß 2007a). Additionally, we also conducted focussed interviews (Flick 1990) with all four teachers in order to reconstruct their mathematical thinking styles. The guideline for these teacher interviews was developed and used in the recent study Borromeo Ferri (2010). Examples of interview questions are: What does mathematics mean for you? Do you think that your attitude concerning mathematics changed through your teaching life? What is your preferred way of solving tasks (concretely: the “Filling up” task)? What is important for you when teaching mathematics? The interviews were transcribed and analysed in combination with the actions of the teachers in the lessons for reconstructing their mathematical thinking styles. A basic instrument for the classification of the thinking styles was the coding scheme developed by Borromeo Ferri (2003). In order to get more validity, two persons analysed the data independently, in the sense of so-called concurrent coding (Schmidt 1997, 559). With the same method, using the coding scheme of Leiß (2007), teacher interventions were reconstructed directly from the videos. For analysing the interventions, a structure was created so that interventions of the teachers could be better compared in several phases of the lessons. The following six phases were considered during the whole analysing process: 1. Introduction of the lesson (task “Filling up I”); 2. Group work; 3. Plenum (discussion about students’ results); 4. Improving students’ own results; 5. Plenum (reflections on the solution process); 6. Transfer to the second task “Filling up II”. 3. RESULTS On the basis of the interviews and the videos, three of the teachers, Mr. H., Mr. B. and Mrs. R., could be reconstructed as analytic thinkers and one, Mr. S., as an integrated thinker. So a visual thinker was not in this (small) sample. a) Quantitative analyses of teacher interventions (lessons “Filling up I and II”) The duration of the six phases was different in the fouri classes. So we will mainly have a look at phases 2 and 3 (see tables 3 and 4), which means the group work and the first plenum (discussing the results), where we got interesting results how the teachers acted. Table 3 demonstrates the interventions of the teachers during group work. In Mrs. R.’s and Mr. S.’ lessons the pupils worked in the sense of the ”operative-strategic” style independently in their groups. Mr. H. and Mr. B. were teaching in the “directive” style which is their preferred way: students sitting headon, solving the task in the whole class. So the high number of Mr. H.’ interventions becomes clear, in particular invasive, context-bound and directive interventions. Looking at table 4 which shows the interventions during the plenum phase, only Mrs. R. and Mr. S. intervene. Because Mr. H. worked on the modelling problem with the whole class they only got “one right result” that was not discussed further. Mr. S. asked every group of students to explain their results, which explains his high number of interventions. Mrs. R. discussed the different results of the students. invasive invasive responsive responsive context context strategic strategic affective affective organisation organisation diagnose diagnose evaluation evaluation indirect advise indirect advise direct advise direct advise non-interv. non-interv. Table 3: Interventions phase 2 (group work) Table 4: Interventions phase 3 (plenum) In the following table 5, all interventions of all teachers during all phases are presented. Mr. H. (90%) and Mrs. R (77%) intervened strongly invasive, Mr. S. (72%) less invasive. Concerning the level of interventions, Mr. H. intervened 50% and Mr. S. 43% context-bound. Strategic interventions can be stated for Mr. S. twice as much as for Mrs. R. and Mr. H.. Concerning affective and organisational interventions, Mrs. R. has the highest rate with 32% and 27%. Results of t-tests (confidence-interval 95%) concerning the invasive, context-bound, direct and indirect interventions showed that these differences are all significant. invasive responsive context strategic affective organisation diagnose evaluation indirect advise direct advise non-interv. Table 5: Interventions in total (absolute incidence) Comparing direct and indirect interventions (table 6) shows a clear picture about preferences of the three teachers: Mr. S. practised fewer direct interventions than the other two and also had twice as much non-interventions. direct interventions indirect interventions Mr. H. 12,00% 45,00% Mrs. R. 14,00% 41,00% Mr. S. 15,00% 28,00% Table 6: direct and indirect interventions b) Qualitative analyses of teacher-interventions (lessons “Filling up I and II”) In the following, interventions and connections to mathematical thinking styles only of Mrs. R and Mr. S (both within the “operative-strategic” design) are reconstructed because of the restricted space. We do that firstly with the help of a table summarizing the main characteristics of each teacher and secondly with a comparison of some concrete actions of the teachers. In the left column one can find the actions within the lessons and in the right column statements from the interview. We start with Mrs. R., reconstructed as an analytic thinker. Interventions and actions (lesson) Reflections about own teaching (interview) - lesson is structured - she introduces new themes in maths by a - students can work independently in their concrete example and then mainly algorithms are important for her groups - different interventions in the groups: less - she prefers a clear structure of lessons interventions in groups which work on the - she does not like some mathematical path preferred by Mrs. R., other groups are contents such as riddles more or less guided during the solving - she personally likes to solve tasks formally process; altogether many affective and organizational interventions Table 7: Mrs. R. – some characteristics Interpretation: Mrs. R. prefers and also shows well structured maths lessons. Analysing the two lessons as well as the other lessons in that teaching unit it becomes clear that Mrs. R. intervenes regularly and consciously in the thinking and solving process of the students: “I went from one group to the other and I always said think about it.” Mrs. R. intends to have their students learn from mistakes: “I always tell my students that it is not bad making mistakes, but learning from mistakes is good.” However, this statement is in a certain contrast to her real actions in classroom. In all analysed lessons Mrs. R. was trying to prevent students from making mistakes and to guide them to her preferred solution. We interpret her well structured lessons in combination with her analytic thinking style as a kind of aplomb while teaching and a sign of her intention to avoid ambiguity regarding mathematical contents. She likes to have the control of as many aspects during lessons as possible, especially concerning the way of solving tasks: “We have a certain ritual of solving tasks and I exercise this with my students.” For Mrs. R. visualising is also relevant, but her preferred way of thinking becomes evident when she talks about solving a linear equations task: “Personally I do not see the straight line, I see the actual data. Of course I know that behind is the system of equations.” Altogether, according to our interpretation, Mrs. R. tries to compensate a certain onesidedness, caused by her mathematical thinking style, by planning carefully each step during a lesson. She emphasised in the interview that acting this way is keeping her from ambiguity. Mr. S. was reconstructed as an integrated thinker Interventions and actions (lesson) Reflections about own actions (interview) - lesson is structured - mathematics is for him “everything”, - students can work independently in their training thinking processes as well as applications groups - indirect interventions for getting partial - he likes diversity in teaching maths and solution of students without guiding them developed special methods for several phases within a lesson much - new ideas of students are picked up with - during university he had problems with the formal exactness of mathematics extra information - helping the students to do things by - he sees a balance for himself between themselves; he gives the same attention to formal and visual acting all students and praises solutions not only - he welcomes different solutions of students when they are correct - aim of intervention is predominantly diagnosis or indirect, also often noninterventions Table 8: Mr S. – some characteristics Interpretation: The main intentions and actions of Mr. S. can be summarized in one sentence: he tries to help the students to do it by themselves. For many students that is enough for being active during the whole lesson. Students are not afraid asking something. For him “the main principle is to inspire students for mathematics.” So that is why he created various methods. At the beginning of lessons he gives students sometimes a riddle or a logical story. “Pupils should see that one can solve problems with the help of mathematics and that mathematics is training thinking processes.” His own problem with the exactness of mathematics during his university studies has influenced his way of teaching and assessment at school. This becomes clear while analysing the two lessons: “Students who understood the problem will not get a worse mark if they don’t do it totally formally correct.” For Mr. S. it is important to support sustainable knowledge so he creates his lessons usually very open and uses several methods. He also welcomes individual solution processes of the students, for instance in the case of linear equations the whole spectrum from formal equations over tables to graphs. So we reconstructed in his lessons that Mr. S. is listening to students’ ideas and is doing some kind of “juggling” with these ideas. He is encouraging every group to think in different directions and also to think about solutions of other groups. c) Reconstructed connections Connections between interventions and mathematical thinking styles were reconstructed on the basis of the cases shown here, both with respect to qualitative and quantitative aspects. The teachers’ mathematical thinking styles were clearly correlated with their actions in lessons. The integrated thinker, Mr. S., had a more flexible repertoire of intervening, including strategic interventions, he let students work much more independently and develop more individual solutions. The analytic thinkers tried a lot more to guide students according to the teachers’ preferred ways of solving the tasks. Now what was the effect of these ways of teaching? Comparing the learning progress of the students (see the remark in section 1; for more details see Schukajlow et al., 2009), Mr. S.’s students learned significantly more during this ten lesson teaching unit than the students of the other three teachers, in particular concerning modelling. So our central hypothesis on the basis of our case study is: Integrated thinkers are better able to intervene flexibly and minimal-adaptively and thus get better results concerning students’ learning progress. Of course, this result ought to be replicated with a bigger sample of teachers before implications for teacher education can be drawn. An open question is how teachers’ mathematical thinking styles and interventions are connected with their subject-related professional knowledge and competencies and with their epistemological convictions and beliefs. Perhaps the guiding forces behind both thinking styles and interventions are the same. This should also be subject of further studies on teachers. REFERENCES Blum, W. (2011). Can modelling be taught and learnt? Some answers from empirical research. In: Kaiser, G.; Blum, W.; Borromeo Ferri, R.; Stillman, G. (Eds.). Trends in teaching and learning mathematical modelling, ICTMA 14. New York: Springer. Blum, W.; Leiß, D. (2007a). „Filling Up“– the problem of independence-preserving teacher interventions in lessons with demanding modelling tasks. In: Bosch, M. (Ed.). Proceedings of CERME 4, pp. 1623-1633. Blum, W.; Leiß, D. (2007b). Investigating Quality Mathematics Teaching – the DISUM Project. 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