International Journal of Molecular Sciences Article Analogs of Natural 3-Deoxyanthocyanins: O-Glucosides of the 40 ,7-Dihydroxyflavylium Ion and the Deep Influence of Glycosidation on Color Nuno Basílio 1 , Sheiraz Al Bittar 2 , Nathalie Mora 2 , Olivier Dangles 2, * and Fernando Pina 1, * 1 2 * LAQV-REQUIMTE, Department of Chemistry, Faculty of Science & Technology, Universidade NOVA de Lisboa, 2829-516 Monte de Caparica, Portugal; [email protected] Faculty of Sciences, Technology & Health, University of Avignon, INRA, UMR408, 84000 Avignon, France; [email protected] (S.A.B.); [email protected] (N.M.) Correspondence: [email protected] (O.D.); [email protected] (F.P.); Tel.: +33-490-144-446 (O.D.); +351-212-948-355 (F.P.) Academic Editors: Nuno Mateus and Iva Fernandes Received: 23 August 2016; Accepted: 12 October 2016; Published: 20 October 2016 Abstract: 3-Deoxyanthocyanidins and their O-β-D-glucosides are natural pigments abundant in black sorghum. O-glycosidation can perturb the acid-base properties of the chromophore and lower its electron density with a large impact on the distribution of colored and colorless forms in aqueous solution. In this work, the influence of O-glycosidation on color is systematically studied from a series of 3-deoxyanthocyanin analogs. The pH- and light-dependent reversible reactions of 7-β-D-glucopyranosyloxy-40 -hydroxyflavylium (P3) and 40 -β-D-glucopyranosyloxy-7-hydroxyflavylium (P5) were completely characterized in mildly acidic solution and compared with the parent aglycone 40 ,7-dihydroxyflavylium ion and the O-methylethers of P3 and P5. Except P5, the chalcone forms of the pigments exhibit a high cis-trans isomerization barrier that allows a pseudo-equilibrium involving all species except the trans-chalcone. At equilibrium, only the flavylium cation and trans-chalcone are observed. With all pigments, the colored flavylium ion can be generated by irradiation of the trans-chalcone (photochromism). Glycosidation of C7–OH accelerates hydration and strongly slows down cis-trans isomerization with the pH dependence of the apparent isomerization rate constant shifting from a bell-shaped curve to a sigmoid. The color of P5 is much more stable than that of its regioisomer P3 in near-neutral conditions. Keywords: 3-deoxyanthocyanidin; flavylium; glucoside; photochromism; multistate 1. Introduction 3-Deoxyanthocyanidins and their O-glycosides are natural pigments that are especially abundant in black sorghum [1] but also occur in other plants such as ferns [2–4]. 3-deoxyanthocyanidins of black sorghum are known to express a variety of health-promoting effects [5] and a better chemical stability [6] than the much more common anthocyanins, an important advantage for their potential development as natural food colorants. 3-Deoxyanthocyanidins are typically isolated (sometimes, chemically synthesized), and thus represented, as the 40 ,5,7-trihydroxyflavylium ion (apigeninidin) and its derivatives with additional OH and/or OMe groups (generally at C30 and C50 ). However, the flavylium ion (AH+ ) is stable only in highly acidic medium (pH < 2) and those pigments actually constitute a multistate system of chemical species, which are reversibly interconverted by external stimuli such as pH variations and light [7,8]. In the mildly acidic conditions typical of plant cell and food, the multistate system encompasses five distinct colored or colorless species (Figure 1). Understanding the flavylium multistate is of utmost Int. J. Mol. Sci. 2016, 17, 1751; doi:10.3390/ijms17101751 www.mdpi.com/journal/ijms Int. J. Mol. Sci. 2016, 17, 1751 2 of 14 Int. J. Mol.for Sci. 2016, 17, 1751 (3-deoxy) anthocyanin research in plant, food and humans. As extraction 2 of 14 importance advanced of natural 3-deoxyanthocyanins is typically time-consuming and low-yielding, investigations on humans. As extraction of natural 3-deoxyanthocyanins is typically time-consuming and lowsimpler analogs easily accessible by chemical synthesis may be a relevant alternative, especially for yielding, investigations on simpler analogs easily accessible by chemical synthesis may be a relevant the systematic of substituent effects. Moreover, synthetic flavylium ions are also an alternative, investigation especially for the systematic investigation of substituent effects. Moreover, synthetic important class of photochromic compounds with several applications, such as models for optical flavylium ions are also an important class of photochromic compounds with several applications, memories ormodels even for basic properties of neurons [9].properties of neurons [9]. such as for investigating optical memories or even for investigating basic Figure 1. The reaction network of 04′,7-dihydroxyflavylium ion (DHF). With DHF, proton loss gives Figure 1. The reaction network of 4 ,7-dihydroxyflavylium ion (DHF). With DHF, proton loss gives the 7-keto A tautomer (formation of the 4′-keto A tautomer requires glycosidation of C7–OH). The the 7-keto A tautomer (formation of the 40 -keto A tautomer requires glycosidation of C7–OH). corresponding rate constants for the direct and reverse reactions are noted kn and k−n, respectively The corresponding rate constants for the direct and reverse reactions are noted kn and k−n , respectively (n = a, h, t, i). Kn = kn/k−n. (n = a, h, t, i). Kn = kn /k−n . Hydroxyl groups at positions C4′ and C7 are common to all (3-deoxy)anthocyanins and critical 0 and C7 of to color development through the corresponding quinoidal bases (A). Thisand is the Hydroxyl groups at positions C4formation arethe common to all (3-deoxy)anthocyanins critical purpose of this work to show that glycosidation of the 4′,7-dihydroxyflavylium ion (DHP, a simple to color development through the formation of the corresponding quinoidal bases (A). This is the apigeninidin analog lacking the OH group at C5), besides0 increasing its water solubility, has a deep purpose of this work to show that glycosidation of the 4 ,7-dihydroxyflavylium ion (DHP, a simple and contrasted impact on its reaction network depending on the glycosidation site. Thus, the rate and apigeninidin analog lacking the OH group at C5), besides increasing its water solubility, has a deep thermodynamic constants pertaining to the reaction networks of the two O-β-D-glucosides P3 and P5 and contrasted impact on its reaction network depending on the glycosidation site. Thus, the rate and of 4′,7-dihydroxyflavylium (DHF) have been assessed. The O-methylethers of P3 and P5, respectively, thermodynamic to the of the two O-β-D-glucosides noted P4 andconstants P6, as wellpertaining as DHF itself, are reaction included networks for comparison (see structures in Figure 2).P3 and P5 of 40 ,7-dihydroxyflavylium (DHF) have been assessed. The O-methylethers of P3 and P5, respectively, A convenient way to characterize the flavylium-based multistate of chemical species is to carry notedout P4aand P6,pH as jump well as areofincluded for comparison (see structures in Figure 2). direct by DHF a fast itself, addition a small volume of strong base to equilibrated solutions. The first reaction that place upon a direct pH jump multistate is the formation of quinoidal base A,carry A convenient way to takes characterize the flavylium-based of chemical species is to (1),jump by proton loss addition from the of most acidic volume OH group, generally C7–OH. This reaction is out aEquation direct pH by a fast a small of strong base to equilibrated solutions. fast and requires special equipment, such as temperature jumps or flash photolysis, to follow the The first reaction that takes place upon a direct pH jump is the formation of quinoidal base A, corresponding kinetics [10,11]. The flavylium cation and the quinoidal base behave as a single species Equation (1), by proton loss from the most acidic OH group, generally C7–OH. This reaction is fast and requires special equipment, such as temperature jumps or flash photolysis, to follow the Int. J. Mol. Sci. 2016, 17, 1751 Int. J. Mol. Sci. 2016, 17, 1751 3 of 14 3 of 14 Int.the J. Mol. Sci. 2016, 17,kinetic 1751 3 of 14 in Int. J.subsequent Mol. Sci. 2016, 17, 1751 steps, which are by far much slower than proton transfer. Competing for 3 of 14 thecorresponding disappearancekinetics of the [10,11]. flavylium cation (and consequently the quinoidal base), water addition The flavylium cation and the quinoidal base behave as a single species Int.in Mol. Sci. 2016, 17, 1751 3 of 14for thethe subsequent kinetic steps, which areare by far(2). much than proton transfer. Competing atJ. in C2 (hydration) gives hemiketal B, Equation Onslower the other hand, Btransfer. is transfer. in equilibrium with subsequent kinetic steps, which much slower than proton Competing for in the subsequent kinetic steps, which are bybyfarfar much slower than proton Competing for the the disappearance of the flavylium cation (and consequently the quinoidal base), water addition cis-chalcone Cc with an interconverting rate falling in the sub-second timescale, i.e., sufficiently slow the disappearance of the flavylium cation (and consequently the quinoidal base), water addition of the steps, flavylium cation (and the quinoidal base), water addition J.disappearance Mol. Sci. 2016, 17, 1751 3 for of at 14 C2 inInt. the subsequent kinetic which by farconsequently much slower than proton transfer. Competing at C2 (hydration) hemiketal B,are Equation (2).(2). On the other hand, B B is is in in equilibrium with to be monitored by gives stopped-flow UV-visible spectroscopy, Equation (3). at C2 (hydration) gives hemiketal B, Equation On the other hand, equilibrium with (hydration) gives hemiketal B, Equation (2). On the other hand, B is in equilibrium with cis-chalcone Cc thecis-chalcone disappearance of the flavylium cationrate (and consequently the quinoidal base), water addition Cc with an interconverting falling in the sub-second timescale, i.e., sufficiently slow cis-chalcone Cc kinetic with ansteps, interconverting rate falling inslower the sub-second timescale, i.e.,Competing sufficiently slow in the subsequent which are by far much than proton transfer. for with an interconverting rate falling in the sub-second timescale, i.e., sufficiently slow to be monitored at to C2be(hydration) gives hemiketal UV-visible B, Equation (2). On the Equation other hand, B is in equilibrium with monitored by stopped-flow spectroscopy, (3).(3). to be monitored by stopped-flow UV-visible spectroscopy, Equation the disappearance of the flavylium cation (and consequently the quinoidal water addition by stopped-flow UV-visible spectroscopy, Equation (3). cis-chalcone Cc with an interconverting rate falling in the sub-second timescale, base), i.e., sufficiently slow at C2 (hydration) gives hemiketal B, Equation (2). On the other hand, B is in equilibrium with to be monitored by stopped-flow UV-visible spectroscopy, Equation (3). cis-chalcone Cc with an interconverting rate falling in the sub-second timescale, i.e., sufficiently slow to be monitored by stopped-flow UV-visible spectroscopy, Equation (3). Figure 2. Pigments investigated in this work. Figure 2. Pigments investigated in this work. Pigments investigated in this work. AH+ Figure + H2O 2. ⇆Pigments A + H3O+ Ka (acid-base) (1) Figure 2. Pigments investigated in this work. + ++ + +++2H AH 2O ⇆ AAB+A++H 3O +H AH ⇆⇆ AH ++H O AH +22O H2O +H H33O 3O+ (acid-base) KKha K (hydration) Ka (acid-base) a (acid-base) (1)(1)(1) (2) Figure 2. Pigments investigated in this work. + + + AH +++H 2O ⇆ 3+ OH AH+++AH 2H 22O ⇆+⇆BH BB+ AH 2H O + +B ⇆ 2A Cc 33O 2H O +HH 3O+ + + H2O ⇆ A + H3O++ + + 2H AHAH 2O B + H3O BB ⇆ Cc Cc Cc ⇆ Ct B⇆ Cc KaKK(acid-base) (1)(3) (2)(2)(2) Kh (hydration) th(tautomerization) K(hydration) h (hydration) a (acid-base) (1) KK hK (2) Kt (tautomerization) (tautomerization) (3) (3) K(hydration) it (isomerization) K t (tautomerization) (4) (3) + + 2H2O Tautomerization is the fastest process except in very acidic medium AHsecond ⇆CtCt B + H3O+of the multistate, h (hydration) (2) Ki (isomerization) B Cc ⇆ Cc KK tK (tautomerization) (3) Cc ⇆ i (isomerization) (4)(4)(4) Cc ⇆ Ct Ki (isomerization) where hydration could be even faster. Finally, cis-trans isomerization leads to the trans-chalcone, Tautomerizationisisthe thesecond secondBfastest fastest of multistate, except in very acidic medium Tautomerization process ofthe the multistate, except in in very acidic medium ⇆fastest Ccinprocess K t (tautomerization) (3)where Equation (4). This reaction could less than one second up days depending on the Tautomerization is the second process of the multistate, except very acidic medium Ccoccur ⇆ Ct K i to (isomerization) (4) hydration could be even faster. Finally, cis-trans isomerization leads to the trans-chalcone, Equation (4). where hydration could be even faster. Finally, cis-trans isomerization leads to the trans-chalcone, isomerization barrier.could Brouillard andfaster. Dubois [10] discovered a peculiar characteristic of the (3-deoxy) where hydration be even Finally, cis-trans isomerization leads to the trans-chalcone, Tautomerization is the second fastest process of the multistate, except in very acidic medium This reaction could occur in less Cc than one second up to days depending on the depending isomerization barrier. Equation (4).(4). This reaction could occur less than one second upK days on(4) thethe ⇆ Ctindoes ito (isomerization) anthocyanin multistate: the quinoidal base not undergo water addition in acidic medium and Equation This reaction could occur in less than one second up to days depending on where hydration could be [10] even faster. Finally, cis-trans isomerization leads to the trans-chalcone, Brouillard and Dubois discovered a peculiar characteristic of the (3-deoxy) anthocyanin multistate: isomerization barrier. Brouillard and Dubois [10] discovered a peculiar characteristic of the (3-deoxy) theisomerization system evolves from Equation (1) toDubois Equation onlymultistate, by means of flavylium hydration. Thus, barrier. Brouillard and [10](4) discovered a peculiar characteristic of the (3-deoxy) Tautomerization is the second fastest of the except inthe very acidic medium Equation (4). This reaction could occur in process less than one second upaddition to days depending on the the quinoidal base does not undergo water addition in acidic medium and system evolves from anthocyanin multistate: the quinoidal base does not undergo water in acidic medium and theanthocyanin quinoidal base can be regarded as a Finally, kinetic product the flavylium reaction network. multistate: the quinoidal base does not of undergo water addition in acidic medium and where hydration could be even faster. cis-trans isomerization leads to the trans-chalcone, isomerization barrier. Brouillard and Dubois [10] discovered a peculiar characteristic of the (3-deoxy) Equation (1) to Equation (4) only(1) byto means of flavylium hydration. Thus, the quinoidal baseThus, can be thethe system evolves from Equation Equation (4)(4) only byby means of flavylium hydration. With natural anthocyanins, i.e., 3-βD -glycopyranosyloxyflavylium ions, isomerization is a system evolves from Equation (1) to Equation only means of flavylium hydration. Thus, Equation (4). reaction could occur in less than one second up to days depending the anthocyanin multistate: the quinoidal base does not undergo water addition in acidic mediumonand regarded asThis a kinetic product of the reaction thethe quinoidal base can be regarded as aflavylium kinetic product ofnetwork. the flavylium reaction network. minor processbarrier. and the trans-chalcone typically represents less than 10% ofreaction the colorless forms [7]. quinoidal base can be regarded as a kinetic product of the flavylium network. isomerization Brouillard and Dubois [10] discovered a peculiar characteristic of the (3-deoxy) the system evolves from Equation (1) to3-βEquation (4) only by means of flavylium hydration. Thus, With natural anthocyanins, i.e., DD-glycopyranosyloxyflavylium ions, isomerization is a is minor With anthocyanins, 3-β-glycopyranosyloxyflavylium ions, isomerization a a Indeed, thenatural trisubstituted double bond of3-βanthocyanin chalcones has no marked preference forand the With natural anthocyanins, i.e., D-glycopyranosyloxyflavylium ions, isomerization is anthocyanin multistate: the quinoidal base does not undergo water addition in acidic medium theminor quinoidal base can be regarded as a kinetic product ofless thethan flavylium reaction network. process and the trans-chalcone typically represents 10% of theofcolorless formsforms [7]. Indeed, process and the trans-chalcone typically represents less than 10% the colorless [7]. trans vs. cis configuration. The situation totally different with natural 3-deoxyanthocyanidins and[7]. minor process and theEquation trans-chalcone typically represents than of thehydration. colorless forms the system evolves from (1) to is Equation (4) only has by less means of 10% flavylium Thus, With natural anthocyanins, 3-βD-glycopyranosyloxyflavylium ions, isomerization is vs. athecis the trisubstituted double bondi.e., ofbond anthocyanin chalcones no marked preference for the trans Indeed, the trisubstituted double of anthocyanin chalcones has no marked preference for theIndeed, artificial investigated in this work. Indeed, with such pigments, the trans-chalcone isthe theanalogs trisubstituted double bond of anthocyanin chalcones hasreaction no marked preference for the quinoidal base can be regarded as a kinetic product of the flavylium network. minor process and the trans-chalcone typically represents less than 10% of the colorless forms [7]. configuration. The situation is totally different with natural 3-deoxyanthocyanidins and the artificial trans vs.vs. cisthe configuration. The situation is totally different with natural 3-deoxyanthocyanidins and essentially sole colorless form at equilibrium in mildly acidic solution. trans cis configuration. The situation is totally different with natural 3-deoxyanthocyanidins With natural anthocyanins, i.e., Indeed, 3-βD-glycopyranosyloxyflavylium ions, preference isomerization is aand Indeed, the trisubstituted double bond of anthocyanin chalcones hasthe no marked for the analogs investigated in this work. with such pigments, trans-chalcone is essentially thethe artificial analogs investigated in this work. Indeed, with such pigments, the trans-chalcone isthe The flavylium multistate can be viewed as a single acid-base equilibrium involving the flavylium artificialand analogs investigated in this work. Indeed,less with such pigments, the trans-chalcone minor process theattrans-chalcone typically represents than 10% of the colorless formsand [7]. is trans vs. cis configuration. The situation is totally different with natural 3-deoxyanthocyanidins sole colorless form equilibrium in mildly acidic solution. essentially theone sole colorless form at at equilibrium inbase mildly acidic solution. cation, on hand, and the overall conjugated (CB), constituted the mixture of quinoidal essentially the sole colorless form equilibrium in mildly acidic solution. Indeed, thethe trisubstituted double bond ofwork. anthocyanin chalcones has no by marked preference for the the artificial analogs investigated in this Indeed, with suchequilibrium pigments, theinvolving trans-chalcone is The flavylium multistate can be viewed as a single acid-base equilibrium the flavylium The flavylium multistate can be viewed as a single acid-base involving thethe flavylium base, hemiketal and both chalcones, Equation (5): The flavylium multistate can be viewed as a single acid-base equilibrium involving flavylium trans vs. cis configuration. The situation is totally different with natural 3-deoxyanthocyanidins and essentially sole colorless form at equilibrium in mildly acidic solution. cation, on the one hand, and the overall conjugated base (CB), constituted by the mixture of quinoidal cation, onthe thethe one hand, and thethe overall conjugated base (CB), constituted byby thethe mixture of of quinoidal on one hand, and overall conjugated base (CB), constituted quinoidal the cation, artificial analogs investigated in this work. Indeed, with such pigments, the mixture trans-chalcone is + + H + AH 2O ⇆ CB + H 3O K’ a The flavylium multistate can be viewed as a single acid-base equilibrium involving the flavylium base, hemiketal and both chalcones, Equation (5): base, hemiketal and both chalcones, Equation (5):(5): base, hemiketal and both chalcones, Equation essentially sole colorless form at equilibrium mildly solution. (5) cation, on thethe one hand, and the overall conjugatedin base (CB),acidic constituted by the mixture of quinoidal + ++ + AH H 2Oa⇆ CB + H 3O+ + equilibrium K’ a The flavylium multistate can be viewed as single acid-base involving the flavylium [CB]=[A]+[B]+[Cc]+[Ct] + +3O H3 O K 0K’ AH ++(5): HH 2O ⇆ CBCB +H base, hemiketal and both chalcones, Equation a a 2O (5)(5) (5) cation, on the one hand, and the overall[CB conjugated base (CB), constituted by the mixture of quinoidal = A + B + Cc + Ct ] [ ] [ ] [ ] [ ] + + AH + H2O ⇆ CB + H3O K’a [CB]=[A]+[B]+[Cc]+[Ct] base, hemiketal and both chalcones, KEquation 'a [CB]=[A]+[B]+[Cc]+[Ct] = Ka +(5): Kh + Kh Kt + Kh Kt Ki (6) (5) 0 K+a = Ka + Kh + Kh Kt+ + Kh Kt Ki (6) AH + H2O ⇆ CB + H3O K’a [CB]=[A]+[B]+[Cc]+[Ct] K 'K = K + K + K K + K K K (6) a ' =aK +hK +hK t K +hK t Ki K (5) (6) a a h h t h t i K[CB]=[A]+[B]+[Cc]+[Ct] 'a = Ka + Kh + Kh Kt + Kh Kt Ki K 'a = Ka + Kh + Kh Kt + Kh Kt Ki (6) (6) Int. J. Mol. Sci. 2016, 17, 1751 4 of 14 2. Results and Discussion 2.1. Investigation of the 7-β-D-Glucopyranosyloxy-40 -hydroxyflavylium Ion (P3) Natural (3-deoxy)anthocyanins and some related pigments such as P3 (see below) possess a high cis-trans isomerization barrier. This fact has a dramatic influence on the kinetics of the multistate. In particular, it is possible to define a pseudo-equilibrium, a long-life transient state where all species except the trans-chalcone are equilibrated. Analogous with the equilibrium, the pseudo-equilibrium can be defined by Equations (7) and (8): AH+ + H2 O CBˆ + H3 O+ [CBˆ] = [A] + [B] + [Cc] K ˆa (7) Kˆa = Ka + Kh + Kh Kt (8) Owing to the high cis-trans isomerization barrier, three distinct kinetic processes after a direct pH jump can be distinguished: (i) formation of the quinoidal base (not observed by stopped-flow); (ii) hydration followed by tautomerization, where the rate-limiting step is hydration; and (iii) cis-trans isomerization. The three successive kinetic steps, all very well separated in time, are given by Equation (9) (too fast, not investigated in this work), Equations (10) and (11) [12]: k1st = ka + k −a [H+ ] (9) k2nd = [H+ ] 1 kh + k [H+ ] 1 + Kt −h [ H ] + Ka (10) k3th = Kh Kt k i + k −i [ H+ ] + Ka + Kh + Kh Kt (11) + The alternative to direct pH jumps consists of adding a small volume of strong acid to equilibrated solutions of CB (at moderately acidic pH values) and is defined as reverse pH jumps. If the final pH is sufficiently low, dehydration becomes faster than tautomerization and four distinct steps can be observed: (i) conversion of the quinoidal base into flavylium cation during the mixing time of the stopped flow; (ii) dehydration of the hemiketal into flavylium cation, Equation (12); (iii) a slower step due to the conversion of the cis-chalcone into flavylium cation via the hemiketal, Equation (13); (iv) in a much slower process conversion of the trans-chalcone into flavylium cation, Equation (11). When the reverse pH jumps are carried out from pseudo-equilibrium, the kinetics steps (ii) and (iii) are better defined because the concentration of hemiketal and cis-chalcone is higher. This is especially important with the pigments investigated in this work as the trans-chalcone is practically the only CB component at full equilibrium. In Equation (13), the term kt was not considered because dehydration is much faster and there is no reversibility. In other words, as soon as the hemiketal is formed from the cis-chalcone, it immediately gives the flavylium cation: k1st reverse = [H+ ] k h + k −h [ H+ ] [ H+ ] + Ka − + OH k2nd reverse = k −t + kH −t [H ] + k −t [OH ] (12) (13) OH The terms kH −t and k −t account for the acid and base catalysis of cis-chalcone cyclization [13]. 2.1.1. pH Jumps The absorption spectra of P3 after direct pH jumps (taken 10 ms after mixing, base formed during mixing time of solutions, ca. 6 ms) are shown in Figure 3a as a function of the final pH. The spectra Int. J. Mol. Sci. 2016, 17, 1751 Int. J. Mol. Sci. 2016, 17, 1751 5 of 14 5 of 14 2.1.1. pH Jumps 2.1.1. pH Jumps Int. J. Mol. Sci. 2016, 17, 1751 5 of 14 The absorption spectra of P3 after direct pH jumps (taken 10 ms after mixing, base formed during The absorption spectra of P3 after direct pH jumps (taken 10 ms after mixing, base formed during mixing time of solutions, ca. 6 ms) are shown in Figure 3a as a function of the final pH. The spectra mixing time of solutions, ca. 6 ms) are shown in Figure 3a as a function of the final pH. The spectra are compatible with an acid-base acid-base equilibrium, Equation (1), with with pK pKa = 5.4. This value is consistent are compatible with an acid-base 0equilibrium, Equation (1), with pKaa = 5.4. This value is consistent it is higher than thethe pKapK of 4.0 with the pK pKaa of of5.5 5.5reported reportedfor for4′-hydroxyflavylium. 4 -hydroxyflavylium.However, However, it much is much higher than of with the pKa of 5.5 reported for 4′-hydroxyflavylium. However, it is much higher than the pKa ofa 4.0 0 estimated for for thethe corresponding aglycone (4′,7-dihydroxyflavylium), 4.0 estimated corresponding aglycone (4 ,7-dihydroxyflavylium),meaning meaningthat thatglycosidation glycosidation at estimated for the corresponding aglycone (4′,7-dihydroxyflavylium), meaning that glycosidation at C7–OH cancels the most acidic OH group. C7–OH cancels the most acidic OH group. 1.2 1.2 503 nm 503 nm 452 nm 452 nm a 1 1 A 1 A 0.8 0.8 0.5 A A 0.5 0 2 0 2 0.5 0.5 0.7 A A 4 4 6 pH 6 pH 8 0 0.3 0 0.4 0.4 8 3 3 obs 0.7 0.3 4 4 -1 k =0.038 s -1 kobs =0.038 s 1.1 A(458 A(458 nm)nm) 1 1.1 pK =5.4 pKa =5.4 hydration 1.5 log(k log(k ) ) hydration 1.5 1.5 1.5 20 60 80 100 (s) 60 Time (s) 40 80 100 20 Time 40 Reverse pH jumps Reverse pH jumps 2 2 1 1 0 0 Direct pH jumps Direct pH jumps -1 -1 0 0250 250 350 350 450 Wavelength 450 (nm) Wavelength (nm) 0 0 250 250 550 550 (a) (a) 350 450 -2 -2 0 0 550 550 350 450 Wavelength (nm) Wavelength (nm) (b) (b) 1 1 2 2 3 3 (c) (c) 4 4 pH 5 5 6 6 7 7 8 8 pH Figure 3. (a) (a) pH-Dependenceofofthe the UV-visible spectrum of P3 taken 10 after ms after a direct pH jump Figure spectrum of P3 10 ms a direct pH jump from Figure 3. 3. (a)pH-Dependence pH-Dependence of theUV-visible UV-visible spectrum of taken P3 taken 10 ms after a direct pH jump from pH 1.0 to higher pH values. On this timescale, the flavylium cation and the quinoidal base pH 1.0 to higher pH values. On this timescale, the flavylium cation and the quinoidal base equilibrate from pH 1.0 to higher pH values. On this timescale, the flavylium cation and the quinoidal base = 5.4; and (b) spectralupon variations upon direct pH pH jump 1.0 to 5.5 equilibrate pKa (b) with pKa = with 5.4; and spectral variations a direct pH aajump from 1.0from to 5.5pH followed by and (b) spectral variations upon direct pH jump from pH 1.0 to 5.5 equilibrate with pKa = 5.4; − 1 followed by stopped flow. Mono-exponential curve-fitting gives rate constant k obs = 0.038 s−1; and stopped Mono-exponential curve-fitting gives rate constant kobsrate = 0.038 s ; and apparent followedflow. by stopped flow. Mono-exponential curve-fitting gives constant kobs (c) = 0.038 s−1; rate and (c) apparent rate constants of hydration for different pHpH values: (●)(#) direct pH jumps, () reverse pH constants of hydration for different pH values: ( ) direct jumps, reverse pH jumps. (c) apparent rate constants of hydration for different pH values: (●) direct pH jumps, () Fitting reversewas pH −1 − 1 3 − 1 jumps. Fitting was achieved for k h = 0.08 s ; kh−=1 9 × 103 M−1·s−1; pKa set at 5.4, Kt set at 0.6. achieved for khwas = 0.08 s ; k-hfor = 9kh×= 10 ·sh = ;9pK 5.4, Kt aset 3 Mat −1·s −1; pK a set jumps. Fitting achieved 0.08M s−1; k× 10 setatat0.6. 5.4, Kt set at 0.6. The Kt value was calculated from the amplitudes of the curves recorded after a reverse pH jump The K Ktt value was calculated from the amplitudes of the curves recorded after a reverse pH jump The from pH = 4.65 to pH = 1.9 (Figure 4). The initial absorbance is due to the mixture of flavylium ion pH == 4.65 to pH pH == 1.9 (Figure 4). The initial absorbance is due to the mixture mixture of of flavylium flavylium ion ion from pH and quinoidal base present at pseudo-equilibrium at pH = 4.65. The first step corresponds to fast quinoidal base base present present at at pseudo-equilibrium pseudo-equilibrium at at pH pH == 4.65. 4.65. The first step corresponds to fast fast and quinoidal dehydration at pH = 1.9 (apparent rate constant = 110 s−−1−11). The second step corresponds to the slower dehydration at atpH pH== 1.9 1.9 (apparent (apparentrate rateconstant constant==110 110ss ).). The dehydration The second second step step corresponds corresponds to the slower tautomerization. From the amplitudes of both steps, the Kt value can be estimated: Kt = 0.6. tautomerization. From the amplitudes amplitudes of of both both steps, steps, the the K Ktt value can be estimated: Ktt == 0.6. tautomerization. 0.6. (452 nm) AA (452 nm) 0.6 0.6 Cc Cc K =0.6 Kt =0.6 + 0.2 0.2 0 00 0 B B t 0.4 0.4 AH ++ A AH + A 1 1 2 2 Time (s) Time (s) 3 3 4 4 Figure 4. Reverse pH jump from a pseudo-equilibrated solution of P3 at pH = 4.65 (final pH = 1.9). Figure 4. 4. Reverse Reverse pH pH jump jump from from aa pseudo-equilibrated pseudo-equilibrated solution solution of P3 at at pH pH = = 4.65 4.65 (final (final pH pH = = 1.9). Figure of P3 1.9). Two kinetic steps are observed, the first one ascribed to dehydration, kobs = 110 s−1−1, and the slowest to − 1 Twokinetic kineticsteps stepsare areobserved, observed,the thefirst firstone oneascribed ascribedtotodehydration, dehydration, k obs==110 110 s , and the slowest to Two k s , and the slowest to obs ring closure, k−t = 0.6 s−1−1. ring closure, closure, kk−−tt==0.6 ring 0.6ss−. 1 . The time-dependence of the UV-visible spectra after a direct pH jump is shown in Figure 3b for The time-dependence of the UV-visible spectra after a direct pH jump is shown in Figure 3b for The theflavylium UV-visible spectra after a directbase pH jump shown in Figure 3b for a a final pHtime-dependence = 5.5. At this pH,ofthe cation and quinoidal are inisnear equal concentration. a final pH = 5.5. At this pH, the flavylium cation and quinoidal base are in near equal concentration. final pH = 5.5.vanish At thisaccording pH, the flavylium cation and quinoidal are in rate near constant equal concentration. Both species to a first-order kinetics withbase apparent = 0.038 s−1−1 Both species vanish according to a first-order kinetics with apparent rate constant = 0.038 − s Both species a first-order kinetics with apparent rate constant = 0.038 and s 1 (half-life ≈ 18vanish s). Theaccording spectral to variations are compatible with the formation of hemiketal (half-life ≈ 18 s). The spectral variations are compatible with the formation of hemiketal and (half-life ≈ 18 s). expense The spectral variations are compatible with the formation of hemiketal and cis-chalcone at the of the colored forms. cis-chalcone at the expense of the colored forms. cis-chalcone at the expense of the colored forms. Int. J. Mol. Sci. 2016, 17, 1751 6 of 14 The Sci. apparent Int. J. Mol. 2016, 17, rate 1751 Int. J. Mol. Sci. 2016, 17, 1751 constant for the first step of the reverse pH jumps from pseudo-equilibrium 6 of 14 6 of 14 reverse + follows Equation (12) and was used to estimate k−h as k1st ≈ k− h [ H ] for P3 at pH < 2 (Figure 3c). The apparent rate constant for the second step of the direct pH jumps follows Equation (10) and was The of the the reverse pH jumps jumps from pseudo-equilibrium The apparent apparent rate rate constant constant for for the the first first step step of reverse pH from pseudo-equilibrium −1; k−h = 9 × 103 M−1·s −1. Thus, Kh = −6 M, pKh = 5.05. reverse + k used to estimate k h . One has: k h = 0.08 s h /k −h = 8.9 × 10 reverse + follows (12) and and was was used usedto toestimate estimatekk−−hh as ≈≈k−kh−[hH[ H] ]for follows Equation Equation (12) as kk1st forP3 P3atatpH pH<<22(Figure (Figure3c). 3c). 1st After a direct pH jump, a pseudo-equilibrium is established before formation of the The apparent rate constant for the second step of the direct pH jumps follows Equation (10) and was trans-chalcone. The pH dependence −1of the UV-visible spectrum at pseudo-equilibrium can be 1 ·s−1 . Thus, 6 M, 3M −1.−Thus, −6 8.9 pK One has: has: kkhh==0.08 0.08ss−; 1k;−hk=−h9 = 9× 10−13·sM K−h kh /k × h10 used to estimate khh. One × 10 Kh = kh/k × −10 =−5.05. h = 8.9 h = M, fitted according to a single proton transfer with thermodynamic constant K^a (Figure 5a). One obtains: pKh = 5.05. a direct pH jump, a pseudo-equilibrium is established before formation of the After pK^a = 4.7. After a direct pHpH jump, a pseudo-equilibrium is established beforeatformation of the trans-chalcone. trans-chalcone. The dependence of the UV-visible spectrum pseudo-equilibrium can be ^a (Figure The pH dependence of the UV-visible spectrum at pseudo-equilibrium can be fitted according to a fitted according to a single proton transfer with thermodynamic constant K 5a). One obtains: 2 1.6 ˆ ˆ 1.6 ^ single proton transfer with thermodynamic constant K a (Figure 5a). One obtains: pK a = 4.7. pK a = 4.7. pK' =2.3 ^ 2 a 2 1.5 1.6 A pK =4.7 0.8 1.2 0.8 A a A 1.5 1 0.8 0 0.8 0.4 2 1 ^ pK' =2.3 a A (452 nm) 1.6 1.2 a A (452 nm) A (452 nm) A (452 nm) pK =4.7 1 0 0 2 2 4 6 8 1 0.5 pH 4 6 4 6 pH A 0 0 2 pH 0 2 4 6 8 pH 0.4 0 250 350 450 550 Wavelength (nm) 0.5 0 200 250 350 450 400 500 Wavelength (nm) (a) 0 300 (b) 0 200 550 300 400 500 Wavelength (nm)UV-visible spectrum of P3; (a)Wavelength Figure 5. pH-Dependence of the recorded(nm) at pseudo-equilibrium (all species except the trans-chalcone); and (b) recorded at full equilibrium (all species including (a) (b) the trans-chalcone). Figure 5. pH-Dependence at pseudo-equilibrium pseudo-equilibrium Figure 5. pH-Dependence of of the the UV-visible UV-visible spectrum spectrum of of P3; P3; (a) (a) recorded recorded at (all species except except the thetrans-chalcone); trans-chalcone);and and(b) (b)recorded recorded equilibrium (all species including (all species at at fullfull equilibrium species including the(third Finally, the spectral variations of P3 to reach full equilibrium from(all pseudo-equilibrium the trans-chalcone). trans-chalcone). step of direct pH jumps, Figure 6) express the formation of the trans-chalcone at the expense of the other species. The pH-dependence of the corresponding first-order rate constant can be fitted with Finally, the spectral variations of P3 to reach full equilibrium from pseudo-equilibrium (third −4.7), thus yielding: Equation (11)the (K^spectral a set at 10 KhKtkifull = 2.9equilibrium × 10−8 M·s−1;from k−i = 5.9 × 10−6 s−1. Therefore, we Finally, variations of P3 to reach pseudo-equilibrium (third step of direct pH jumps, Figure 6) express the formation of the trans-chalcone at the expense of the −3 −1 × 10 s , KFigure i = 935.6) express the formation of the trans-chalcone at the expense of the deduce: ki = 5.5pH step of direct jumps, other species. The pH-dependence of the corresponding first-order rate constant can be fitted with theThe set of thermodynamic the pK’ a value rate can constant be calculated to be with 2.3, otherFrom species. pH-dependence of theconstants, corresponding first-order can be fitted Equation (11) (K^aˆ set at 10−4.7−),4.7thus yielding: KhKtki = 2.9 × 10−8 M·s−1;−k8−i = 5.9 × 10−6 s−1. Therefore, we −1 ;pH-dependence −of 6 sthe −1 . Equation (6), is −1in with the deduced from the (11)which (K a −3 set at perfect 10 ),agreement thus yielding: Kh Kvalue k = 2.9 × 10 M · s k = 5.9 × 10 t i − i deduce: ki = 5.5 × 10 s , Ki = 935. −3 −1 UV-visiblewe spectrum on10fullys equilibrated Therefore, deduce:recorded ki = 5.5 × , Ki = 935. solutions (Figure 5b). From the set of thermodynamic constants, the pK’a value can be calculated to be 2.3, Equation (6), 2which is in perfect agreement with the0.002 value deduced from the pH-dependence of the UV-visible spectrum recorded on fully equilibrated solutions (Figure 5b). -1 (s ) 1.2 (s ) -1 obs k obs k (s ) -1 (s ) -1 obs 0 0.6 0 50 100 150 200 250 0.001 200 250 obs A 1.5 1 0.002 0.6 1.2 k 2 1.5 Time (min) 1 0.5 k A 0 0 50 100 150 0.001 Time (min) 0.5 0 0 250 350 450 550 2 3 4 Wavelength (nm) (a) 0 250 350 0 450 5 6 7 5 6 7 pH 550 2 3 (b) 4 −5 (nm) pHfrom pH = 1.0 to pH = 3.3; Figure 6. (a) spectralWavelength variations of P3 P3 (5.4 (5.4× × 10 Figure 6. (a) spectral variations of 10−5M) M)after afteraadirect directpH pHjump jump from pH = 1.0 to pH = 3.3; −4 −1 ××10 (b)(a) plot of of thethe apparent rate constant asasaafunction of kkobs ==3.1 −s4 s;−and 1 ; and (b) 3.1 10 (b) plot apparent rate constant function ofpH; pH; curve-fitting curve-fitting was was obs −1; k− ^6 −4.7. 8 − − 1 ˆ − 4.7 achieved with Equation (11): K a set hKtki = 3.4 × 10−8 − M s −i1= 5.6 × 10−6 s−1; K at 10 achieved with Equation (11): Khof Kt kP3 3.4 ××10 10−5 M)Mafter s ; ak−direct × 10 ; K pH a set i =(5.4 i = 5.6pH Figure 6. (a) spectral variations jumpsfrom = at 1.010to pH. = 3.3; −4 −1 kobs = 3.1 × 10 s ; and (b) plot of the apparent rate constant as a function of pH; curve-fitting was achieved with Equation (11): KhKtki = 3.4 × 10−8 M s−1; k−i = 5.6 × 10−6 s−1; K^a set at 10−4.7. Int. J. Mol. Sci. 2016, 17, 1751 7 of 14 From the set of thermodynamic constants, the pK’a value can be calculated to be 2.3, Equation (6), which is in perfect agreement with the value deduced from the pH-dependence of the UV-visible Int. J. Mol. Sci. 2016, 17, 1751 7 of 14 spectrum recorded on fully equilibrated solutions (Figure 5b). 2.1.2. 2.1.2. Photochemistry Photochemistry In of flavylium multistates for which the trans-chalcone is the major at equilibrium, In the thecase case of flavylium multistates for which the trans-chalcone is species the major species at itequilibrium, is generally itpossible to observe photochromism, i.e., color changesi.e., upon lightchanges absorption bylight this is generally possible to observe photochromism, color upon species [7]. by Upon irradiation, light irradiation, absorption light by the trans-chalcone P3 leads to its absorption this continuous species [7]. Upon continuous absorption by theof trans-chalcone of disappearance with concomitant the flavylium cation (Figure S1). Then, system P3 leads to its disappearance withappearance concomitantofappearance of the flavylium cation (Figurethe S1). Then, reverts backreverts thermally in this way ainphotochromic system. the system backdefining thermally defining this way a photochromic system. Irradiation of the the trans-chalcone trans-chalcone with a light light pulse pulse is is another another useful useful way way to to shift shift the the multistate multistate Irradiation system from from equilibrium equilibrium (and (and follow follow the the respective respective relaxation relaxation process) process) to to obtain obtain kinetic kinetic information information system (Figure 7a). 7a). Immediately into cis-chalcone in (Figure Immediately after afterthe theflash, flash,aafraction fractionofoftrans-chalcone trans-chalconeisisconverted converted into cis-chalcone a few nanoseconds [14].[14]. Because of theof cis-trans isomerization barrier barrier of P3, the of the transin a few nanoseconds Because the cis-trans isomerization ofrecovery P3, the recovery of chalcone is not immediately observed after the flash at the pH flash = 2.8 and the=system only forward the trans-chalcone is not immediately observed after at pH 2.8 andevolves the system evolves to theforward photochromic products, i.e., products, the flavylium cation. The dark reactions (afterreactions the flash)(after are thus only to the photochromic i.e., the flavylium cation. The dark the tautomerization followed by dehydration. At pH = 2.8, hydration is faster tautomerization and flash) are thus tautomerization followed by dehydration. At pH = 2.8, than hydration is faster than Equation (13) applies. In Figure(13) 7a up, the raising of the Cc→AH+ tautomerization and Equation applies. In Figure 7avisible up, theabsorption, raising of featuring the visiblethe absorption, conversion, is → observed. At a wavelength the chalcones (Figureabsorb 7a down), featuring the Cc AH+ conversion, is observed.where At a wavelength whereabsorb the chalcones (Figurethe 7a instantaneous bleaching after the flash anflash indication of Ct→Ccofconversion (Ct having higher down), the instantaneous bleaching afteristhe is an indication Ct→Cc conversion (Ctahaving absorption coefficient than Cc),than followed by a slower consistentconsistent with the Cc→AH amolar higher molar absorption coefficient Cc), followed by adecrease slower decrease with the+ conversion (at 365 nm,(atCc365 absorbs slightly more thanmore AH+).than AH+ ). Cc →AH+ conversion nm, Cc absorbs slightly (a) (b) Figure 7.7.(a) (a)Transient Transient absorption upon a flash light applied flash applied to an equilibrated P3 Figure absorption upon a light to an equilibrated solution ofsolution P3 at pHof = 2.8. − 1 obs = 0.7 s−1; A: flavylium formation; at pH = 2.8. A mono-exponential curve-fittings gives: k A mono-exponential curve-fittings gives: kobs = 0.7 s ; A: flavylium formation; B: trans-chalcone B: trans-chalcone (b) plot of constant the apparent rate constant as a function of pH. consumption; andconsumption; (b) plot of theand apparent rate as a function of pH. The pH-dependence of the apparent rate constant of the flash photolysis experiments The pH-dependence of the apparent rate constant of the flash photolysis experiments (Figure 7b) (Figure 7b) clearly shows two distinct regimes [15]. At low pH, hydration is faster and the kinetics is clearly shows two distinct regimes [15]. At low pH, hydration is faster and the kinetics is controlled by controlled by tautomerization (Equation (13)). The shape of the branch is compatible with acid and tautomerization (Equation (13)). The shape of the branch is compatible with acid and base catalysis base catalysis with k−tH and k−tOH respectively equal to 20 M−1·s−1 and 1 × 1010 M−1·s−1. At higher pH, with k− t H and k− t OH respectively equal to 20 M−1 ·s−1 and 1 × 1010 M−1 ·s−1 . At higher pH, hydration hydration becomes slower and Equation (10) applies. becomes slower and Equation (10) applies. 2.2. Investigation Investigation of of the the 44′-Glucopyranosyloxy-7-hydroxyflavylium ion(P5) (P5) 0 -Glucopyranosyloxy-7-hydroxyflavylium ion 2.2. Unlike P3, P3, P5 P5 does does not not display display aa cis-trans barrier. With With such such pigments, pigments, after after aa direct direct Unlike cis-trans isomerization isomerization barrier. pH jump, jump, only only two two separated separated steps steps can can be be detected: detected: (i) (i) aa very very fast fast proton proton transfer transfer to to form form the the base; base; pH and (ii) a slow kinetic process yielding the trans-chalcone. Equation (14) can be deduced from the following assumptions [8]: AH+ and A on the one hand, B and Cc on the other hand, are in fast equilibrium, B and Cc taken collectively are in steady state, Int. J. Mol. Sci. 2016, 17, 1751 8 of 14 and (ii) a slow kinetic process yielding the trans-chalcone. Equation (14) can be deduced from the Int. J. Mol. Sci. 2016, 17, 1751 8 of 14 following assumptions [8]: AH+ and A on the one hand, B and Cc [Hon+ ]the other hand, are +in fast equilibrium, B and Cc taken collectively are in steady state,K h K t ki + k− i [H ] + kbell = [H ] + Ka (14) K [H+ ] + Kh K kti ki +t k −i [H+ ] [H+[H ]+Ka ] + k [H+ ] + k−i hkKt −h kbell = (14) A plot of the apparent rate constant of Ct formation as a function of pH is a bell-shaped curve + ] A plottoofk−ithe apparent rate constant of Ct formation as a function of pH is aand bell-shaped at low pH values (reverse pH jumps, rate-limiting isomerization) to k h [Hcurve that tends ++ [H ] a that tends to k at low pH values (reverse pH jumps, rate-limiting isomerization) and to k [H ] + Kat −i h [H+ ]+Ka at high values (direct jumps, rate-limiting hydration). At intermediate pH values (maximal high pHpH values (direct pHpH jumps, rate-limiting hydration). At intermediate pH values (maximal rate rate of Ct formation), there is no rate-determining step and isomerization and hydration both of Ct formation), there is no rate-determining step and isomerization and hydration both contribute to contribute to kinetics. the observed kinetics. the observed 2.2.1. pH Jumps The pH-dependence of the UV-visible spectrum of P5 obtained 10 ms after direct pH jumps at the the equilibrium equilibrium (Figure (Figure 8b), 8b), are are compatible compatible with with the the initial initial instantaneous instantaneous (Figure 8a), as well as at formation of the quinoidal base and the final final accumulation accumulation of of the the trans-chalcone. trans-chalcone. 1 1 pK =3.65 pK' =2.5 a 0.3 1 A (450 nm) A A 0.4 a 0.8 A (450 nm) 0.8 3 pH 5 7 0.4 0 0 2 4 6 pH 0 0 300 400 500 600 700 300 400 500 Wavelength (nm) Wavelength (nm) (a) (b) 600 700 −5 M) recorded: (a) immediately after a direct pH jump; and Figure 8. 8. UV-visible 1010 −5 M) recorded: (a) immediately after a direct pH jump; Figure UV-visible spectra spectraof ofP5 P5(4(4×× (b) at equilibrium. and (b) at equilibrium. The corresponding time-dependence of the spectrum is shown in Figure 9a for a direct pH jump The corresponding time-dependence of the spectrum is shown in Figure 9a for a direct pH jump to to 5.8. Plotting the apparent first-order rate constant as a function of pH leads to the expected 5.8. Plotting the apparent first-order rate constant as a function of pH leads to the expected bell-shaped bell-shaped curve (Figure 9b), as observed for other flavylium ions bearing a hydroxyl group at C7. curve (Figure 9b), as observed for other flavylium ions bearing a hydroxyl group at C7. 2.2.2. Photochemistry 2.2.2. Photochemistry With pigments having no cis-trans isomerization barrier, the rate of flavylium appearance after With pigments having no cis-trans isomerization barrier, the rate of flavylium appearance after the the flash is controlled by hydration, Equation (15), except at very low pH where hydration becomes flash is controlled by hydration, Equation (15), except at very low pH where hydration becomes faster faster than tautomerization, Equation (16). Control by hydration assumes B and Cc in equilibrium than tautomerization, Equation (16). Control by hydration assumes B and Cc in equilibrium (taking (taking into account a contribution of diffusion-controlled base catalysis of tautomerization). into account a contribution of diffusion-controlled base catalysis of tautomerization). Equations (15) Equations (15) and (16) respectively correspond to Equations (10) and (13) used for P3 (slow isomerization) but include a term representing isomerization, which cannot be neglected for P5: kflash (hydration) = [H + ] 1 Kt kh + k− h [H + ] + ki + [H ] + Ka 1 + Kt 1 + Kt (15) Int. J. Mol. Sci. 2016, 17, 1751 9 of 14 and (16) respectively correspond to Equations (10) and (13) used for P3 (slow isomerization) but include a term representing isomerization, which cannot be neglected for P5: Int. J. Mol. Sci. 2016, 17, 1751 kflash (hydration) = [H+ ] 1 Kt kh + k −h [ H+ ] + ki + 1 + Kt 1 + Kt [ H ] + Ka 9 of 14 (15) + − OH ] − k flashk(tautomer ization) = k i +=k −kit + + kk−−Htt [H ] + k+ OH [OH + kH −t [H −] t+ k −t [OH ] flash (tautomer ization) (16) (16) 0.004 0.8 0.6 -1 -1 =5.9x10 s (s ) -4 obs k obs A (483 nm) k 0.1 0 50 100 150 0.002 Time (mim) A 0 0 250 300 350 400 450 500 550 600 1 2 Wavelength (nm) (a) 3 4 5 6 7 pH (b) Figure 9. (a) of theofUV-visible spectrum of P5 after directa pH jump to 5.8;1 to Figure 9. time-dependence (a) time-dependence the UV-visible spectrum of P5aafter direct pHfrom jump1 from and5.8; (b) and pH-dependence of the apparent first-orderfirst-order rate constant flavylium and its (b) pH-dependence of the apparent rateofconstant of consumption flavylium consumption −4 s−1; − −1 fitting according to Equation (14): K hKtki = 8.5 × 10−7 M·s−1; k−i = 3.0 × 10 k i1kt/k−h = 1.6 × 10−5 M−s − 7 and its fitting according to Equation (14): Kh Kt ki = 8.5 × 10 M·s ; k−i = 3.0 × 10 4 s−1 ; −1 Ka set at−10 −3.7 (kh =k 0.053 kt /k s =), 1.6 × 10 5 M·.s−1 (k = 0.053 s−1 ), Ka set at 10−3.7 . i −h h The flash photolysis experiments at pH = 4.2 are reported in Figure S2a. After the flash, Ct The flash photolysis experiments at pH = 4.2 are reported in Figure S2a. After the flash, (λmax = 360 nm) is instantaneously converted into Cc (lower molar absorption coefficient at this Ct (λmax = 360 nm) is instantaneously converted into Cc (lower molar absorption coefficient at wavelength), and then rapidly regenerated due to the lack of cis-trans isomerization barrier, in this wavelength), and then rapidly regenerated due to the lack of cis-trans isomerization barrier, competition with flavylium formation (λmax = 450 nm). in competition with flavylium formation (λmax = 450 nm). The pH dependence of the corresponding apparent first-order rate constants shows the The pH dependence of the corresponding apparent first-order rate constants shows the change change from hydration regime (higher pH, Equation (15)) to tautomerization regime (lower pH, from hydration regime (higher pH, Equation (15)) to tautomerization regime−1(lower pH, Equation (16)). 3 Equation (16)). The curve-fittings (Figure S2b) were achieved for − kh = 0.053 s , k−h/(1 + Kt) =39 × −10 1 · s−1 ; The curve-fittings (Figure S2b) were achieved for kh−1 =−10.053 s 1 , k−h /(1 + K−1t ) = 9 × 10 M -1 −1 −1 −1 10 −1 −3.7 M s ; Ktki/(1 + Kt) = 0.15−s1 , k−t + ki = 1.35 s−1; H = 25 M−·s ; = 2 × 10 M a set to 10 in−3.7 10 ·s−1(K− 1 (K set to )10 K ki /(1 + Kt ) = 0.15 s , k−t + ki = 1.35 s ; k −t = 25 M 1 ·s−1 ; kOH ) a −t = 2 × 10 M ·s goodt agreement with the data from the bell-shaped curve. in good agreement with the data from the bell-shaped curve. The quantum yield, i.e., the percentage of incident light energy used for the Ct→Cc conversion, The quantum yield, i.e., the percentage of incident light energy used for the Ct→Cc conversion, is is a useful parameter for a complete estimation of the rate and equilibrium constants [13]. Its apparent a useful parameter for a complete estimation of the rate and equilibrium constants [13]. Its apparent value φ can be estimated from the percentage of color generated after illumination. It thus reflects value φ can be estimated from the percentage of color generated after illumination. It thus reflects the pH-dependent contribution of the forward process (Cc→B→AH+ + A).+ When hydration is the the pH-dependent contribution of the forward process (Cc→B→AH + A). When hydration is rate-determining step (tautomerization equilibrium achieved), the apparent rate constants for the the rate-determining step (tautomerization equilibrium achieved), the apparent rate constants for forward and backward reactions are, respectively, the first and the last parts of Equation (15). the forward and backward reactions +are, respectively, the first and the last parts of Equation (15). Neglecting the contribution of kh[H+]/([H ] + Ka), the pH-dependence of the quantum yield is given Neglecting the contribution of kh [H+ ]/([H+ ] + Ka ), the pH-dependence of the quantum yield is given by Equation (17): by Equation (17): kforward k forward [H + ] [H+ ] (17) ΦΦ==ΦΦ0 0 = = Kt k i kbackward + [HK+t ]k+ (17) kkforward + k+ forward i backward k −h [H ] + k−h Analogously, when the rate-determining step is tautomerization, the pH-dependence of the quantum yield is easily deduced from Equation (16) and follows Equation (18): Φ = Φ0 − k− t + k−Ht [H + ] + k−OH t [OH ] − k− t + k−Ht [H + ] + k−OH t [OH ] + ki (18) From the curve-fitting of the φ vs. pH plots according to Equations (17) and (18) (Figure 10), the Int. J. Mol. Sci. 2016, 17, 1751 10 of 14 Analogously, when the rate-determining step is tautomerization, the pH-dependence of the Int. J. Mol. quantum Sci. 2016, 17, 1751 yield is easily deduced from Equation (16) and follows Equation (18): i + − k −t + k H +kOH 2.3. Substituent Effects on the Flavylium Multistate −t [ H −t [OH 10 of 14 i Φ = Φ0 i i H [H + + kOH [OH − + k k + k −t reproduced i −twith the corresponding −t were (18) The investigations of P3 and P5 O-methylethers P4 and P6 and with the parent 4′,7-dihydroxyflavylium ion (DHF) itself. Although DHF has already From the curve-fitting of the φ vs. pH plots according to Equations (17) and (18) (Figure 10), the ki been studied [7], the complementary analysis of theof quantum yield (deduced from the flash value can be estimated, thereby allowing the calculation the other constants. photolysis experiments) conducted in this work permitted a more accurate determination of kt and 2.3. Substituent Effects on the Flavylium Multistate k−t. The complete set of thermodynamic and kinetic constants characterizing the multistates of the The of P3 1. and P5 energy were reproduced with theofcorresponding O-methylethers five pigments is investigations reported in Table The level diagrams P3 and P5 are also represented in 0 ,7-dihydroxyflavylium ion (DHF) itself. Although DHF has P4 and P6 and with the parent 4 Figure 11. already been studied [7], the complementary analysis of the quantum yield (deduced from the flash photolysis experiments) conducted in this work permitted a more accurate determination of kt and Table 1. Complete sets of thermodynamic and kinetic rate constants characterizing the multistate of k−t . The complete set of thermodynamic and kinetic constants characterizing the multistates of the the pigments investigated work. five pigments is reportedininthis Table 1. The energy level diagrams of P3 and P5 are also represented in Figure 11. ^ Compound pK’a pK a pKa Kh/M * Kt * −6 DHF Table 1. 0.4 of 3.05 ± 0.10sets of thermodynamic – 4.0 rate ± 0.1 1.4 × 10 Complete and kinetic constants characterizing the multistate −6 the pigments investigated in this work. P3 0.60 2.30 ± 0.05 4.70 ± 0.05 5.40 ± 0.05 8.9 × 10 −6 P4 2.15 ± 0.05 4.80 ±pK0.05 – 8.4 × 10K * 1.0 ˆ Compound pK’a pKa Kh /M * Ki * t a −6 P5 2.50 ± 0.05 – 3.70 ± 0.05 4.3 × 10 0.33 − 6 DHF 3.05 ± 0.10 – 4.0 ± 0.1 0.4 1.4 × 10 1.4 × 103 − 6 −6 P32.60 ± 0.05 2.30 ± 0.05 5.20 4.70 0.05 5.40 ± 0.05 935 8.9 × 10 3.6 × 100.60 P6 ±±0.05 – 0.68 P4 2.15 ± 0.05 4.80 ± 0.05 – 1.0 841 8.4 × 10−6 Compound P5 kh/s−12.50 * ± 0.05 k−h/M−1–·s−1 * kt0.05 /s−1 * 4.3 × 10−6k−t/s−1 0.33 * ki2.0 /s−1× *103 3.70 ± −6 P6 5.20 ± 0.05 – 1.0 × 103 DHF 0.22 3.6 × 10 0.55 0.68 0.26 0.022.60 ± 0.05 1.3 × 104 − 1 − 1 − 1 − 1 − 1 − 1 Compound k /s * k−h /M ·s * kt /s * k−t /s * k /s * k /s−1 * P3 0.36 0.60i 5.5 ×−i10−3−4 0.08 h 9 × 103 4 DHF 0.02 0.22 0.55 0.26 1.3 × 10 1.8 × 10 4 P4 0.09 0.08 1.19××10 0.75 × ×1010−3−6 P3 0.360.75 0.60 103 5.5 × 10−3 4.75.9 4 − 3 P4 0.75 0.75 104 4.7 × 10 5.6 × 10−6 P5 0.05 0.09 1.31.1 ××10 0.25 0.75 0.60 P5 0.05 0.25 0.75 0.60 1.3 × 104 3.0 × 10−4 4 4 P6 0.500.50 0.75 10 7.8 × 10−5 P6 0.05 0.05 1.41.4××10 0.75 0.08 0.08 * Estimated = 10%; values obtained at room temperature. * Estimated error error = 10%; allallvalues obtained at room temperature. Ki * 1.4 × 103 935 841 2.0 × 103 1.0 × 103 k−i/s−1 * 1.8 × 10−4 5.9 × 10−6 5.6 × 10−6 3.0 × 10−4 7.8 × 10−5 0.04 Φ 0.02 0 1 2 3 4 5 6 7 pH Figure 10. Quantum yield ofyield P5 as function of pH.ofFitting was was achieved with Equations Figure 10. Quantum ofaP5 as a function pH. Fitting achieved with Equations(17) (17)and (18) −5 M s−1 ; k K /(1 + −1 ; k /(1 + K3) = 9 3 M−1 ·s−1 ; −5 −1 −1 −1 −1 and (18) for k k /k = 1.6 × 10 K ) = 0.15 s × 10 t i t M −h s ; kiKt/(1 + Kt) = i0.15 for kikt/k−h = 1.6 × 10 s ; tk−h/(1 + Kt) =−h9 × 10 t M ·s ; = 25 M−1·s−1; −1 ·s−1 ; kOH = 2 × 1010 M−1 ·s−1 . kH = 25 M t 10 M−1·s−1. −t = 2 ×−10 0 1 2 3 4 5 6 7 pH Figure 10. Quantum yield of P5 as a function of pH. Fitting was achieved with Equations (17) and (18) for kikt/k−h = 1.6 × 10−5 M s−1; kiKt/(1 + Kt) = 0.15 s−1; k−h/(1 + Kt) = 9 × 103 M−1·s−1; = 25 M−1·s−1; Int. J. Mol. Sci. 2016, 17, 1751 11 of 14 = 2 × 1010 M−1·s−1. (a) (b) Figure state. Figure11. 11.Energy Energylevel leveldiagrams diagramsofofP3P3(a)(a)and andP5P5(b). (b).*: *:Excited Excited state. Int. J. Mol. Sci. 2016, 17, 1751 11 of 14 The major consequence of methylation is obviously to cancel the acid-base acid-base equilibrium (Equation (1)). While While the the influence influence of methylation methylation on the hydration and tautomerization steps is marginal, chalcone isomerization is very significant. Interestingly, only DHF marginal, its itsimpact impacton onthe thecis-trans cis-trans chalcone isomerization is very significant. Interestingly, only and P5, i.e., the two pigments with an OH group at C7, display a low isomerization barrier, which DHF and P5, i.e., the two pigments with an OH group at C7, display a low isomerization barrier, prevents the establishment of the pseudo-equilibrium (Equation (7)). Glycosidation or methylation or of which prevents the establishment of the pseudo-equilibrium (Equation (7)). Glycosidation C7–OH (P3, P4, P6) raises the barrier and makes the cis-trans chalcone isomerization a slow kinetically methylation of C7–OH (P3, P4, P6) raises the barrier and makes the cis-trans chalcone isomerization distinct process, asdistinct observed with as natural anthocyanins. However, the influence of glycosidation is a slow kinetically process, observed with natural anthocyanins. However, the influence of much more pronounced. Forpronounced. instance, there a ca. 100-fold difference between the ki values of the glycosidation is much more Forisinstance, there is a ca. 100-fold difference between two regioisomers P3regioisomers and P5, and glycosidation of C7–OH (P3 vs.of DHP) lowers a factor ca. 50, vs. ki values of the two P3 and P5, and glycosidation C7–OH (P3 kvs. lowers ki by i byDHP) 0 only 7.5 ca. for 50, methylation (P5for vs.methylation P6). By contrast, of C4glycosidation -OH (P5 vs. DHP) moderately a factor vs. only 7.5 (P5 vs.glycosidation P6). By contrast, of C4′-OH (P5 vs. accelerates isomerization (a factor of ca. 2). (a factor of ca. 2). DHP) moderately accelerates isomerization As a powerful electron-donating group at C7 is expected to weaken the C=C C=C bond of chalcones through electron-delocalization (Figure 12), 12), it may be concluded that the Glc moiety of P3 and P4 electron-delocalization (Figure (through the combination of the electron-withdrawing effects of its O-atoms) largely quenches the electron-donating capacity of the O-atom at C7. Although much less pronounced, this effect is also electron-donating capacity significant with flavylium ions. Indeed, water addition to P3 and and P4 P4 is is four four times times as asfast fastas aswith withDHP. DHP. It is thus likely that lowering the electron-donating capacity of the substituent at C7 increases the fraction of positive charge at C2 and consequently consequently the the hydration hydration rate rate constant. constant. Figure 12. 12. Electron from the the substituent substituent at at C7 C7 (R (R7 == H, Me, Glc) and its accelerating effect on Figure Electron donation donation from 7 H, Me, Glc) and its accelerating effect on cis-trans chalcone isomerization. cis-trans chalcone isomerization. The apparent rate constant of color loss for P3 increases with pH to reach a plateau value at The apparent rate constant of color loss for P3 increases with pH to reach a plateau value at pH 6–7 pH 6–7 (Figure 6b). This trend reflects the rate-limiting isomerization and the higher fraction of (Figure 6b). This trend reflects the rate-limiting isomerization and the higher fraction of cis-chalcone cis-chalcone when the pH increases. By contrast, above pH = 4, the apparent rate constant of color when the pH increases. By contrast, above pH = 4, the apparent rate constant of color loss for P5 loss for P5 decreases with pH (Figure 9b). In the absence of a high cis-trans isomerization barrier, hydration becomes the rate-limiting step and the slower fading now reflects the lower fraction of flavylium ion when the pH increases. These subtle changes make the P5 color much more stable than the P3 color in mildly acidic to neutral conditions (at pH 6, the half-life of color is ca. 40 min for P5 vs. ca. 7 min for P3). By contrast, the coloring potential of P5 in such conditions is moderated by the Int. J. Mol. Sci. 2016, 17, 1751 12 of 14 decreases with pH (Figure 9b). In the absence of a high cis-trans isomerization barrier, hydration becomes the rate-limiting step and the slower fading now reflects the lower fraction of flavylium ion when the pH increases. These subtle changes make the P5 color much more stable than the P3 color in mildly acidic to neutral conditions (at pH 6, the half-life of color is ca. 40 min for P5 vs. ca. 7 min for P3). By contrast, the coloring potential of P5 in such conditions is moderated by the quinoidal base (proton loss at C7–OH) having ca. half the molar absorption coefficient of the corresponding flavylium at λmax (Figure 8a), while, for P3, both flavylium and quinoidal base (proton loss at C40 –OH) have roughly the same capacity for light absorption at λmax (Figure 3a). 2.4. Substituent Effects on the Performance of the Photochromic System Glycosidation and/or methylation of DHF also have interesting implications on the photochemical properties of the corresponding pigments. The primary photochemical event is trans-cis isomerization, and the cis-chalcone thus formed decays to products, i.e., the colored flavylium cation or quinoidal base (depending on1751 the pH, forward route) and the colorless trans-chalcone (backward route). At Int. J. Mol. Sci. 2016, 17, 12 near of 14 neutral pH, the cis-chalcone of P5 (low isomerization barrier) reverts back almost quantitatively to the trans-chalcone in a few seconds without forming appreciable amounts quinoidal base (Figure 13a). reverts back almost quantitatively to the trans-chalcone in a few secondsofwithout forming appreciable By contrast, with P4 (high barrier),13a). the competing reaction is much slower, and, after the amounts of quinoidal base (Figure By contrast,backward with P4 (high barrier), the competing backward flash, theisflavylium ion accumulates over 1 min, then theion system reverts back in less reaction much slower, and, after the flash, theand flavylium accumulates overto1 equilibrium min, and then the than 1 hreverts (Figureback 13b).toAs P6 exhibitsin a lower barrier P4 (k (P6)/k (P4) = 17), the visible absorbance system equilibrium less than 1 h than (Figure 13b). As P6 exhibits a lower barrier than i i is maximized only 25 the s after the flash (Figureis13c), and thenonly the system returns to equilibrium inand less P4 (ki(P6)/ki(P4) = 17), visible absorbance maximized 25 s after the flash (Figure 13c), than the 5 min. Finally, P3 and display similar However, irradiation then system returns to P4 equilibrium in lessisomerization than 5 min. barriers. Finally, P3 and P4while display similar of P4 rapidly barriers. forms the flavylium ion,irradiation irradiationofofP4P3 more forms slowlythe leads to the ion, quinoidal base isomerization However, while rapidly flavylium irradiation + + + + (cf.P3 the [H ]/([H + Ka ) to term Equationbase (10)). With a maximal of quinoidal base is of more slowly]leads thein quinoidal (cf. the P3, [H ]/([H ] + Ka)accumulation term in Equation (10)). With P3, 5 min after the flash (Figure aobserved maximalca. accumulation of quinoidal base13d). is observed ca. 5 min after the flash (Figure 13d). (a) (b) (c) (d) Figure Figure 13. 13. Transient Transient absorption absorption upon upon aa light light flash flash applied applied to to an an equilibrated equilibrated solution solution of of (a) (a) P5 P5 at at pH = 6.05; (b) P4 at pH = 6.06; (c) P6 at pH = 5.9; and (d) P3 at pH = 6.5. pH = 6.05; (b) P4 at pH = 6.06; (c) P6 at pH = 5.9; and (d) P3 at pH = 6.5. In conclusion, the O-glucosides of 4′,7-dihydroxyflavylium and their O-methylethers are simple, water-soluble and easily accessible analogs of natural 3-deoxyanthocyanins. This work demonstrates that glycosidation of critical OH groups exerts a subtle influence on the reaction network of flavylium ions and so also on the resulting color and photochromic properties, thus confirming the high versatility of the flavylium multistate. 3. Material and Methods Int. J. Mol. Sci. 2016, 17, 1751 13 of 14 In conclusion, the O-glucosides of 40 ,7-dihydroxyflavylium and their O-methylethers are simple, water-soluble and easily accessible analogs of natural 3-deoxyanthocyanins. This work demonstrates that glycosidation of critical OH groups exerts a subtle influence on the reaction network of flavylium ions and so also on the resulting color and photochromic properties, thus confirming the high versatility of the flavylium multistate. 3. Material and Methods 3.1. Chemicals All pigments were chemically synthesized according to already published procedures and completely characterized by NMR and HPLC-DAD-MS analysis [16]. 3.2. Analyses Stock solutions of flavylium cations were prepared in 0.1 M HCl. The pH of solutions (measured with a Crison basic 20+ pH meter, Barcelona, Spain) was adjusted by addition of HCl, NaOH and/or pH 8.5 universal buffer (33 mM sodium citrate, 33 mM sodium phosphate, and 57 mM sodium borate). Direct pH jumps were carried out by addition of 1 mL of flavylium cation at pH = 1 to a cuvette (1 cm optical pathlength) containing 1 mL of 0.1 M NaOH and 1 mL of universal buffer previously adjusted at the desired pH with concentrated HCl. Reverse pH jumps were carried out through the addition of HCl to solutions equilibrated or pseudo-equilibrated (i.e., before significant formation of trans-chalcone) at slightly acidic or neutral pH values. UV/Vis absorption spectra were recorded on a Varian Cary 100 Bio or 5000 spectrophotometer (Palo Alto, CA, USA). The stopped-flow experiments were conducted on an Applied Photophysics SX20 stopped-flow spectrometer equipped with a photodiode array detector (Leatherhead, UK). Direct pH jumps investigated by stopped-flow were carried out by charging one syringe (6 mL) with flavylium cation solution at pH = 1 and the other syringe with 4 mL of universal buffer at the desired pH and 2 mL of 0.3 M NaOH. The analyzed solutions were recovered and the pH measured with a glass electrode. Flash photolysis experiments were performed on a Varian Cary 5000 spectrophotometer with a Harrick fiber-mate (Pleasantville, NY, USA) attached to a Ocean Optics 4-way cuvette holder (Dunedin, FL, USA) to perform light excitation perpendicular to the analyzing beam (sample compartment protected from daylight by black cardboard and black tape). As a pulsed white light source, a commercially available Achiever 630AF camera flash (Hong Kong, China), placed in close contact with the sample holder, was used (time resolution of ca. 0.05 s) [17]. Experiments under continuous irradiation were conducted using a Xenon lamp (excitation band isolated with a monochromator) (Osram, München, Germany). The solutions were irradiated in a quartz cuvette (path length = 1 cm) with magnetic stirring. The absorption spectra were registered before irradiation and at selected time points of irradiation period. The incident light intensity was measured by ferrioxalate actinometry [18]. All curve-fitting procedures were carried out using the solver program from Microsoft Excel 2016 (Redmond, WA, USA). Supplementary Materials: Supplementary materials can be found at www.mdpi.com/1422-0067/17/10/1751/s1. Acknowledgments: This work was supported by the Associated Laboratory for Sustainable Chemistry, Clean Processes and Technologies—Laboratório Associado para a Química Verde (LAQV), which is financed by national funds from Fundação para a Ciência e Tecnologia / Ministério da Ciência, Tecnologia e Ensino Superior (UID/QUI/50006/2013) and co-financed by the European Regional Development Funds under the PT2020 Partnership Agreement (POCI-01-0145-FEDER-007265). Nuno Basílio gratefully acknowledges the post-doctorate grant from the FCT/MEC (SFRH/BPD/84805/2012). 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