doi: 10.1111/j.1475-2743.2008.00169.x Soil Use and Management, September 2008, 24, 223–234 REVIEW ARTICLE Proxy global assessment of land degradation Z. G. Bai1, D. L. Dent1, L. Olsson2 & M. E. Schaepman3 1 ISRIC – World Soil Information, Box 353, 6700 AJ Wageningen, The Netherlands, 2Lund University Centre for Sustainability Studies, Box 170, S-22100 Lund, Sweden, and 3Wageningen University Centre for Geo-Information, Box 47, 6700 AA Wageningen, The Netherlands Abstract Land degradation is always with us but its causes, extent and severity are contested. We define land degradation as a long-term decline in ecosystem function and productivity, which may be assessed using long-term, remotely sensed normalized difference vegetation index (NDVI) data. Deviation from the norm may serve as a proxy assessment of land degradation and improvement – if other factors that may be responsible are taken into account. These other factors include rainfall effects which may be assessed by rain-use efficiency, calculated from NDVI and rainfall. Results from the analysis of the 23-year Global Inventory Modeling and Mapping Studies (GIMMS) NDVI data indicate declining rain-use efficiency-adjusted NDVI on ca. 24% of the global land area with degrading areas mainly in Africa south of the equator, South-East Asia and south China, north-central Australia, the Pampas and swaths of the Siberian and north American taiga; 1.5 billion people live in these areas. The results are very different from previous assessments which compounded what is happening now with historical land degradation. Economic appraisal can be undertaken when land degradation is expressed in terms of net primary productivity and the resultant data allow statistical comparison with other variables to reveal possible drivers. Keywords: Land degradation, normalized difference vegetation index, net primary productivity, rain-use efficiency, global relationships Introduction Land degradation is a contentious field. Crucial questions not yet answered in a scientifically justifiable way include: is land degradation a global issue or a collection of local problems? Which regions are the hardest hit; how hard are they hit? Is it mainly a problem of drylands? Is it mainly associated with farming? Is it related to population pressure or poverty? The present assessment carried out within the FAO programme Land Degradation Assessment in Drylands (LADA) addresses these questions using justifiable methods. The only previous global assessment, the Global Assessment of Human-induced Soil Degradation (GLASOD), distinguished degrees and kinds of degradation, e.g. soil erosion by water or by wind (Oldeman et al., 1991). It was a map based on perceptions, not a measure of land degradation; its qualitative judgments (Table 1) have proven inconsistent and Correspondence: D. L. Dent. E-mail: [email protected] Received March 2008; accepted after revision June 2008 Editor: Prof. Donald Davidson hardly reproducible, relationships between land degradation and policy-pertinent criteria were unverified (Sonneveld & Dent, 2007), although, to be fair, its authors were the first to point out the limitations. Land degradation may be defined as long-term loss of ecosystem function and productivity caused by disturbances from which land cannot recover unaided. It may be measured by change in net primary productivity (NPP) with deviation from the norm taken as an indicator of land degradation or improvement. As a proxy, we may use the normalized difference vegetation index (NDVI) as derived from remotely sensed imagery. NDVI has been shown to be related to biophysical variables that control vegetation productivity and land ⁄ atmosphere fluxes (Hall et al., 2006) such as the leaf-area index (Myneni et al., 1997), the fraction of photosynthetically active radiation absorbed by vegetation (Asrar et al., 1984) and NPP (Alexandrov & Oikawa, 1997; Rasmussen, 1998). It has also been used to estimate vegetation change, either as an index (Anyamba & Tucker, 2005; Olsson et al., 2005) or as one input to dynamic vegetation models (Nemani et al., 2003; Seaquist et al., 2003; Fensholt ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science 223 224 Z. G. Bai et al. Table 1 GLASOD estimates of human-induced soil degradation (million haa) Kind of degradation Water erosion Wind erosion Nutrient depletion Salinity Contamination Physical Other Sum World Asia West Asia Africa Latin America and Caribbean North America Australia and Pacific Europe 1094 548 135 76 22 79 10 1964 440 222 15 53 2 12 3 747 84 145 6 47 + 4 1 287 227 187 45 15 + 18 2 494 169 47 72 4 + 13 1 306 60 35 – – – 1 – 96 83 16 + 1 – 2 1 103 115 42 3 4 19 36 2 218 GLASOD, Global Assessment of Human-induced Soil Degradation. aGLASOD indicated that 15% of land is degraded. The highest proportions were reported for Europe (25%), Asia (18%) and Africa (16%); the least for North America (5%). By the same measure, as a proportion of the degraded area, soil erosion affects 83% of the global degraded area (ranging from 99% in North America to 61% in Europe); nutrient depletion affects 4% globally but 28% in South America; salinity less than 4% worldwide but 16% in West Asia; chemical contamination about 1% globally but 8% in Europe; soil physical problems 4% globally but 16% in Europe. et al., 2006). Consistent time-series data at spatial resolutions from 20 m to 8 km (Brown et al., 2006) enable analysis and generalization. A negative trend in NPP does not necessarily indicate land degradation, nor does a positive trend necessarily indicate land improvement. Biomass depends on several factors including climate – especially fluctuations in rainfall, sunshine and length of growing season; land use; large-scale ecosystem disturbances such as fires; and the global increase in nitrate deposition and atmospheric carbon dioxide. To interpret NDVI trends in terms of land degradation or improvement, we have to eliminate false alarms arising from climatic variability and land-use change. Globally, this is possible for climatic variables for which consistent data are available but for land-use change this issue has to be addressed on a case-by-case basis as global time-series data on land use are not available. Where productivity is limited by rainfall, rain-use efficiency (the ratio of NPP to precipitation) accounts for variability of rainfall and, to some extent, local soil characteristics (Le Houérou, 1984). The combination of satellite-based estimation of NPP and station-observed rainfall has been used successfully to assess land degradation at various scales (Holm et al., 2003; Prince et al., 2007). However, there are caveats when applying these data globally: 1. NDVI is a better indicator of NPP for sparse to moderate vegetation cover than for a closed vegetation canopy (Ripple, 1985). In other words, it is better for cropland and rangeland than for forest although it is still useful for forest. 2. In Global Inventory Modeling and Mapping Studies (GIMMS), cloud screening was performed and maximum NDVI was determined for a composite of 15 days, but the results may still be an underestimate for cloudy areas. 3. The great spatial variability of rainfall in dry lands makes interpolation of point measurements problematic, and observation stations are sparse in many of these areas. The final caveat is that NDVI cannot be other than a proxy; it does not tell us anything about the kind of degradation or improvement. What is happening in degrading areas as identified, say, in South-East Asia is different from what is happening in the Pampas both in terms of the driving changes in soil use and management, and the symptoms of land degradation. However, because the index is mapped as a continuous surface, the drivers may be revealed by correlation with other geo-located biophysical and socio-economic data. Within the LADA programme, we are using this indicator to identify, delineate and rank hot spots of land degradation, and their counterpoint bright spots of land improvement, for subsequent assessment of the actual field situation. Data and methods The GIMMS radiometer (AVHRR) data are collected by National Oceanic and Atmospheric Administration (NOAA) satellites. These data are corrected for calibration, variations in solar and view zenith angle, El Chichon and Mt Pinatubo stratospheric aerosols and other effects not related to vegetation change, and generalized to 15-day, 8-km grids. Data are currently available for the period July 1981 to December 2003 (Tucker et al., 2004). The annual sum of NDVI for each pixel is taken to represent annual accumulated greenness. Rain-use efficiency (RUE) was estimated from the ratio of the annual sum of NDVI to annual rainfall and was calculated from the VASClimO station-observed monthly rainfall data (Beck et al., 2005), gridded to 0.5 lat ⁄ long. Energy-use efficiency, represented by the ratio of NPP and accumulated temperature, was calculated from the CRU 2.1 data set (Mitchell & Jones, 2005). This proved to be more of an issue in defining areas of land improvement than in defining degrading areas. ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 Proxy global assessment of land degradation 225 Urban areas were masked. These were taken from the Urban ⁄ Rural Extents dataset of the Global Rural–Urban Mapping Project (CIESIN, 2004) at a resolution of 30 arcseconds. NDVI-NPP correlation. NPP was estimated by correlation with MODIS 8-day NPP values (Running et al., 2004) for the overlapping years of the GIMMS and MODIS data sets (2000–2003) and re-sampling the annual mean MODIS NPP at 1-km resolution to GIMMS 8-km resolution using the nearest neighbour assignment. The empirical relationship is: NPPMOD17 ðkg C ha1 year1 Þ ¼ 1106:37 sum NDVI 564:55; ðr ¼ 0:83; n ¼ 3128207Þ where NPPMOD17 is the annual mean NPP derived from MODIS MOD17 Collection 4 data and sum NDVI is the 4-year (2000–2003) mean annual sum NDVI derived from GIMMS. Uncertainty for the slope is ±3.818 and for the intercept ±16.364. Trend analysis. Trends were determined by linear regression with absolute change (D) as the slope of the regression. The data were tested for temporal and spatial independence following Livezy & Chen (1983). When the absolute values of the autocorrelation coefficients of lag-1 to lag-3 calculated for a time series of n observations were not larger than the pffiffiffi typical critical value, i.e. 1:96= n corresponding to 5% significance level, then the observations in the time series were accepted as independent of each other. The t-test was used to arrange the slope values in classes showing strong or weak positive or negative trends: t ¼ b=seðbÞ where b is the estimated slope of the regression line between the observation values and time and se(b) represents the standard error of b. The class boundaries were defined for 99, 95 and 90% confidence levels. Aridity index was calculated as P ⁄ PET where P isffi annual qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi precipitation in mm and PET ¼ P= ð0:9 þ ðP=LÞ2 Þ where L = 300 + 25T + 0.05T 3 and T is the mean annual temperature (Jones, 1997). Precipitation was taken from the gridded VASClimO data set and mean annual temperature from the CRU TS 2.1 data set (Mitchell & Jones, 2005). Comparisons between land degradation and other indices. Maps of the RUE-adjusted NDVI index were overlaid on the other global maps. Corresponding comparative values were calculated, and the correlation calculated for all pixels. Sequence of analysis Degrading areas were first identified by a negative trend in sum of NDVI. To distinguish between productivity decline caused by land degradation and declining productivity due to other factors, it was necessary to eliminate false alarms. Urban areas were masked. To take account for rainfall variability, areas with a positive correlation between rainfall and NDVI and, also, a positive RUE were masked and, for these areas, declining productivity was attributed to drought. The areas remaining were mapped as RUE-adjusted NDVI. The following sequence of analyses was adopted: 1. map the linear trends of NDVI; 2. map the correlation between NDVI and rainfall; 3. mask the pixels with a positive correlation between NDVI and rainfall and, also, positive RUE trend; 4. NDVI trends were calculated for the remaining areas, i.e. pixels where there was a negative relationship between NDVI and rainfall and, also, pixels with a positive relationship but declining RUE. Results and discussion Figure 1 depicts global change in NDVI, scaled in terms of NPP, over the period 1981–2003; ice and extreme desert with NPP less than 1 g C per m2 are designated as no change. The global sum NDVI (and NPP) increased by 3.8% (P < 0.05) over the period; the increase was 3% in Africa and North America, 4.4% in Latin America, 4.5% in Australia, 5.4% in Europe and 6% in Asia (Figure 2). Figure 3 shows RUEadjusted NDVI; 24% of the land area suffered from a declining RUE-adjusted NDVI. Figure 4 shows the confidence levels in these negative trends in NDVI. Two per cent of the land area exhibits a negative trend at the 99% confidence level, 5% at the 95% confidence level and 7.5% at the 90% confidence level. The smallness of these areas may be explained by the coarse (8-km) resolution of the data; an area of land degradation much smaller than 8 km across must be severe to significantly change the signal from a much larger surrounding area. These results have been validated by field observations in north China (Bai et al., 2005) and independently by Chen & Rao (2008); Kenya (Bai & Dent, 2006); and Bangladesh (Bai, 2006). They are very different from the previous global assessment of land degradation and challenge long-held assumptions. To address the questions posed at the outset, comparisons were made with global data for land cover, aridity, population density and as proxies for poverty, infant mortality rates and proportion of underweight children under the age of 5 years. Which regions are the hardest hit? Areas severely affected (Table 2) include: • Africa south of the equator (13% of the global degrading area and 18% of lost global NPP); • Indo-China, Myanmar, Malaysia and Indonesia (6% of the degrading area and 14% of lost NPP); • south China (5% of the degrading area and 5% of lost NPP); • north-central Australia and the western slopes of the Great Dividing Range (5% of the degrading area and 4% of lost NPP); ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 226 Z. G. Bai et al. 80° 80° 60° 60° 40° 40° 20° 20° 0° 0° –20° –20° –40° –40° –60° –60° –80° Δnet primary productivity (kgC/ha/year) -5 <0 5 -4 – - 0 0 4 -3 – - 0 0 3 -2 – - 0 0 20 – -1 -1 0 0 N - – -5 o 5 ch – an 0 g 0 e 5 –5 – 10 1 0 20 – 2 0 30 – 3 0 – 40 4 50 – 0 5 – 0 15 >1 0 50 –140°–80°–40° 0° 40° 80° 120° 180° –80° Mollweide Projection Central Meridian: 0.00 1.12 1.11 1.10 1.09 1.08 1.07 1.06 1.05 1.04 1.03 1.02 Globe, x107 1.86 1.84 1.82 1.80 1.78 1.76 1.74 1.72 1.70 1.68 1.66 Africa, x106 2.70 2.65 2.60 2.55 2.50 2.45 2.40 2.35 Europe, x106 2.02 2.00 1.98 1.96 1.94 1.92 1.90 1.88 1.86 1.84 1.82 Asia, x106 2.15 Latin America, x106 2.05 2.00 1.95 1.90 1.85 Australia, x106 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 0.66 0.64 0.62 0.60 0.58 0.56 0.54 0.52 2.10 1.84 1.82 1.80 1.78 1.76 1.74 1.72 1.70 1.68 1.66 1.64 1.62 North America, x106 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 Spatially aggregated sum NDVI Figure 1 Global change in net primary productivity, 1981–2003. Figure 2 Spatially aggregated sum normalized difference vegetation index, 1981–2003. ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 Proxy global assessment of land degradation 227 80° 80° 60° 60° 40° 40° 20° 20° 0° 0° –20° –20° –40° –40° –60° –60° –80° –80° Slope of linear regression of sum NDVI -0 < .0 -0 -0 4 – .04 .0 -0 -0 3 – .03 .0 -0 2 .0 – 2 N -0 -0.0 ot .0 1 ve 1 ge – 0 ta te d Mollweide Projection Central Meridian: 0.00 Figure 3 Global negative trend in rain-use efficiency-adjusted normalized difference vegetation index, 1981–2003. 80° 80° 60° 60° 40° 40° 20° 20° 0° 0° –20° –20° –40° –40° –60° –60° Significant (t-test) 99% 95% 90% NS –80° –80° Mollweide Projection Central Meridian: 0.00 Figure 4 Confidence levels of negative trend in rain-use efficiency-adjusted annual sum normalized difference vegetation index, 1981–2003. ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 228 Z. G. Bai et al. Table 2 Statistics of degrading areas by country 1981–2003a Country Afghanistan Albania Algeria Andorra Angola Argentina Armenia Australia Austria Azerbaijan The Bahamas Bangladesh Belgium Belize Benin Bhutan Bolivia Bosnia and Herzegovina Botswana Brazil Brunei Bulgaria Burkina Faso Burundi Belarus Cambodia Cameroon Canada Cape Verde Central African Republic Chad Chile China Colombia Comoros Congo Costa Rica Croatia Cuba Cyprus Czech Republic Demark Djibouti Dominica Dominican Republic Ecuador Egypt El Salvador Equatorial Guinea Eritrea Estonia Ethiopia Falkland Islands (Islas Malvinas) Degrading area (km2) 1 1 1 2 7658 2334 63 475 281 828 029 902 438 743 994 268 28 291 2633 4130 68 422 5404 3026 14 155 27 011 60 339 7737 97 831 881 702 2663 9139 9255 13 516 4053 77 958 151 605 985 085 375 126 927 52 735 77 230 193 697 291 295 181 201 614 14 691 2822 32 430 266 11 218 91 6107 126 18 507 40 136 36 514 5585 15 376 15 573 423 296 812 1635 % Territory % Global degrading area Total NPP loss (tonne C ⁄ 23 years) % Total population 1.17 8.12 2.67 60.00 66.42 32.62 2.49 25.94 33.74 3.04 29.63 47.52 17.71 13.18 12.57 57.47 5.49 15.13 16.30 22.11 46.15 8.24 3.38 48.56 1.95 43.06 31.89 19.90 9.30 20.37 4.11 10.20 22.86 25.58 8 58.95 28.75 4.99 29.25 2.87 14.22 0.21 27.76 16.67 37.98 14.15 3.65 26.54 54.81 12.84 0.93 26.33 13.43 0.025 0.009 0.196 0.001 2.370 3.130 0.003 6.182 0.117 0.009 0.009 0.199 0.024 0.008 0.041 0.073 0.175 0.030 0.284 5.381 0.008 0.035 0.026 0.037 0.019 0.225 0.417 11.575 0.001 0.356 0.152 0.265 7.627 0.818 0.001 0.569 0.042 0.011 0.095 0.001 0.048 0.001 0.017 0.000 0.054 0.101 0.112 0.016 0.037 0.045 0.003 0.843 0.009 62 859.1 47 250.4 1 977 970.5 2603.7 37 602 596.6 23 556 380.4 13 886.6 46 905 278.7 1834.8 123 082.9 195 146.3 2 851 384.3 69 560.0 65 978.5 373 746.7 1 705 766.5 1 656 318.9 157 646.3 4 111 881.5 63 346 318.0 127 917.7 178 002.7 123 794.9 972 686.3 82 415.8 2 524 941.7 9 657 119.7 93 963 813.5 12 087.3 3 701 987.8 627 041.5 1 950 751.6 58 840 236.6 17 999 691.4 17 515.6 20 091 044.3 529 400.5 28 610.0 75 5492.5 9142.6 304 242.8 290.1 19 272.3 8975.8 560 540.6 2 401 058.1 16 638.9 234 649.5 1 434 524.4 33 256.1 4083.4 1 427 6064.5 50 944.4 2.56 4.29 22.45 20.53 60.74 36.95 1.99 11.31 21.51 2.98 32.01 49.12 13.48 16.94 12.84 54.99 16.39 16.77 30.74 26.67 85.02 11.72 8.26 52.09 2.56 24.03 26.30 17.69 24.76 23.27 10.82 10.42 34.71 36.02 21.50 54.93 13.41 7.95 28.31 0.74 13.24 0.24 59.3 7.57 43.43 16.13 13.92 16.76 45.39 5.27 0.75 29.10 23.18 ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 Affected people 7 9 14 2 1 72 1 1 1 46 1 3 3 4 5 1 457 16 1 3 1 3 2 10 1 20 671 770 137 861 168 600 20 865 263 348 455 278 75 632 187 493 730 745 238 076 19 029 728 775 396 093 39 513 932 170 332 662 518 038 704 321 476 893 595 573 264 401 881 122 101 414 881 071 254 841 583 464 326 977 509 584 72 997 894 315 995 721 645 825 202 031 309 420 135 144 895 981 592 632 338 952 050 838 5164 358 728 10 824 282 700 4532 843 087 199 904 100 710 139 730 171 542 235 381 9180 650 316 365 Proxy global assessment of land degradation 229 Table 2 Continued Country Degrading area (km2) % Territory % Global degrading area Finland France French Guiana Gabon The Gambia Georgia Germany Ghana Greece Guatemala Guinea Guinea-Bissau Guyana Haiti Honduras Hungary Iceland India Indonesia Iran Iraq Ireland Israel Italy Ivory Coast Jamaica Japan Jordan Kazakhstan Kenya Peoples Republic of Korea Republic of Korea Kyrgyzstan Laos Latvia Lebanon Lesotho Liberia Libya Lithuania Macedonia Madagascar Malawi Malaysia Mali Mauritania Mexico Moldova Mongolia Morocco Mozambique Myanmar (Burma) Namibia 27 779 46 691 24 947 172 865 1396 5647 32 479 50 365 6914 55 884 91 415 18 851 93 448 11 821 30 145 31 398 34 483 592 498 1 028 942 29 190 28 000 6416 3085 28 693 117 595 3372 130 563 13 574 487 083 104 994 60 959 54 091 23 189 133 395 4416 704 10 344 50 500 12 672 2664 1757 163 843 30 869 175 817 35 637 6301 487 804 1751 66 559 67 399 226 567 358 887 288 945 8.24 8.54 27.41 64.58 12.35 8.10 9.10 21.11 5.24 51.32 37.18 52.19 43.47 42.60 26.89 33.75 33.48 18.02 53.61 1.77 6.41 9.13 14.85 9.53 36.47 30.68 34.56 15.21 17.93 18.02 50.57 54.93 11.68 56.33 6.84 6.77 34.08 45.34 0.72 4.09 6.94 27.91 26.05 53.32 2.87 0.61 24.73 5.17 4.25 15.09 28.26 52.89 35.01 0.178 0.190 0.064 0.471 0.004 0.021 0.144 0.143 0.024 0.163 0.262 0.048 0.257 0.034 0.084 0.128 0.225 1.751 2.703 0.095 0.092 0.035 0.010 0.109 0.331 0.010 0.451 0.048 2.041 0.294 0.226 0.182 0.087 0.382 0.022 0.002 0.033 0.123 0.037 0.016 0.007 0.492 0.089 0.475 0.106 0.019 1.474 0.007 0.271 0.201 0.651 1.053 0.875 Total NPP loss (tonne C ⁄ 23 years) 1 2 2 2 1 2 22 67 1 1 6 4 5 6 2 1 7 2 6 1 9 23 2 8 23 6 327 719.0 605 160.1 033 318.1 23 880.9 26 354.9 141 370.2 730 979.9 520 818.8 116 914.8 866 596.1 008 341.6 452 425.3 230 119.3 383 261.7 450 818.0 765 915.3 693 153.9 484 085.7 679 850.0 282 438.0 030 763.2 363 385.0 49 570.7 696 408.7 221 305.3 106 751.2 268 668.1 100 581.9 308 145.4 612 571.4 206 450.2 570 729.4 282 173.2 232 762.0 136 363.4 1894.0 485 250.6 097 992.3 86 082.8 55 189.8 32 910.1 678 188.7 370 894.6 257 510.4 357 823.5 17 918.0 871 309.5 32 362.0 623 761.6 807 952.0 398 072.7 625 067.9 388 446.8 % Total population 3.46 10.48 14.36 35.85 1.93 11.76 6.97 20.95 6.76 30.46 46.51 43.43 26.49 34.56 23.38 28.90 23.51 16.50 40.52 3.42 6.58 11.95 30.07 7.80 36.33 28.98 24.20 19.13 13.31 35.59 45.08 31.81 12.71 55.13 9.49 3.37 44.49 38.12 6.92 2.91 1.42 21.56 19.89 46.39 6.60 2.18 34.30 3.17 2.51 35.71 26.36 47.86 35.87 Affected people 171 6 159 25 468 25 591 5 676 4 466 662 3 936 4 108 536 198 2 823 1 673 2 810 58 177 437 86 656 2 572 1 718 653 2 035 4 306 6 252 741 29 666 1 574 2 131 11 803 10 124 14 364 682 3 304 213 123 941 1 441 402 132 30 3 901 2 486 10 401 870 67 36 234 133 66 11 278 5 155 23 608 670 458 286 745 972 821 918 882 773 921 416 349 156 445 765 952 672 021 809 550 958 397 134 012 062 711 313 795 810 386 311 149 205 075 253 414 717 131 085 408 351 073 784 085 113 031 349 761 140 138 600 480 512 983 ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 230 Z. G. Bai et al. Table 2 Continued Country Degrading area (km2) % Territory % Global degrading area Total NPP loss (tonne C ⁄ 23 years) % Total population Affected people Nepal The Netherlands New Caledonia New Zealand Nicaragua Niger Nigeria Norway Oman Pakistan Panama Papua New Guinea Paraguay Peru The Philippines Poland Portugal Puerto Rico Reunion Romania Russia Rwanda Sao Tome and Principe Saudi Arabia Senegal Sierra Leone Singapore Slovakia Slovenia Solomon Islands Somalia South Africa Spain Sri Lanka Sudan Suriname Swaziland Sweden Switzerland Syria Tajikistan United Republic of Tanzania Thailand Togo Trinidad and Tobago Tunisia Turkey Turkmenistan Turks and Caicos Islands Uganda Ukraine UK USA 54 704 7051 6902 147 014 47 223 22 563 91 443 57 109 419 20 644 8735 205 500 66 704 197 211 132 275 41 514 11 536 436 175 16 902 2 802 060 11 404 125 8327 34 655 35 902 243 5066 2492 9065 52 520 351 555 63 266 21 057 166 031 50 503 16 533 78 964 4982 11 327 8412 386 256 309 245 11 064 675 12 476 30 851 1273 92 41 506 47 414 23 506 1 983 886 38.85 16.98 36.21 54.72 36.47 1.78 9.90 17.61 0.20 2.57 11.17 44.40 16.40 15.34 44.09 13.28 12.49 4.79 6.98 7.12 16.41 43.30 12.50 0.42 17.66 50.04 37.50 10.37 12.30 31.86 8.24 28.82 12.53 32.09 6.63 30.93 95.22 17.55 12.07 6.12 5.88 40.87 60.16 19.48 13.16 7.63 3.95 0.26 21.43 17.58 7.85 9.60 20.60 0.182 0.028 0.020 0.545 0.134 0.062 0.256 0.352 0.002 0.073 0.023 0.564 0.200 0.565 0.362 0.188 0.041 0.001 0.001 0.067 16.519 0.031 0.000 0.025 0.101 0.102 0.001 0.021 0.010 0.030 0.149 1.124 0.231 0.060 0.480 0.125 0.051 0.475 0.020 0.039 0.030 1.081 0.895 0.032 0.002 0.040 0.111 0.005 0.001 0.120 0.200 0.103 7.935 2 375 267.1 92 199.1 1 008 271.2 6 992 962.9 2 060 424.0 141 698.7 3 066 734.7 1 212 968.8 3302.1 235 711.3 513 508.6 16 275 368.4 1 659 008.0 11 414 777.0 4 100 145.0 890 969.3 233 458.4 19 230.6 6294.3 364 407.2 56 663 083.1 1 053 147.5 30 359.7 4335.1 408 832.5 1 507 871.3 5833.5 110 642.2 38 131.6 628 541.4 1 834 048.4 23 123 363.6 1 712 505.7 634 812.6 3 627 514.5 2 102 420.5 1 226 857.4 1 594 303.0 106 619.3 224 232.9 104 020.6 22 603 896.1 15 990 860.1 299 272.9 113 407.3 398 422.7 453 231.2 8416.9 15 960.7 1 513 211.6 1 048 460.3 262 089.7 39 672 698.1 48.93 17.25 31.44 30.97 29.28 6.61 13.33 9.23 0.06 3.58 7.78 40.58 66.97 10.89 42.75 14.37 4.58 2.91 5.24 4.47 6.20 39.11 21.82 2.00 20.49 39.33 55.95 6.86 17.99 33.82 14.77 38.14 6.41 25.62 9.43 10.13 98.77 10.37 6.81 6.71 2.39 39.48 56.66 12.79 5.51 15.47 5.08 0.33 21.49 15.04 5.25 5.95 10.79 13 332 932 2 779 551 48 235 1 015 925 1 684 227 844 506 17 035 650 361 786 1848 5 838 072 232 958 2 019 646 4 071 629 3 001 345 33 064 628 5 505 161 440 851 111 458 38 724 980 580 8 588 604 3 299 059 28 128 471 248 2 078 643 2 103 046 2 017 090 370 606 396 448 206 290 1 544 921 17 041 101 2 417 996 4 788 637 3 280 414 38 529 947 510 841 284 484 619 1 243 265 151 676 15 300 003 36 991 080 654 476 65 120 1 512 817 3 571 290 17 554 166 4 112 702 2 466 172 3 324 064 31 144 568 ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 Proxy global assessment of land degradation 231 Table 2 Continued Degrading area (km2) Country Uruguay Uzbekistan Vanuatu Venezuela Vietnam Yemen Yugoslavia (Macedonia, Serbia, Montenegro) Zaire (Democratic Republic of the Congo) Zambia Zimbabwe The World (land, excluding inland water bodies) a % Territory % Global degrading area Total NPP loss (tonne C ⁄ 23 years) % Total population Affected people 87 566 5974 2210 207 916 134 026 14 422 10 507 49.69 1.34 14.97 22.80 40.67 2.73 8.23 0.294 0.022 0.005 0.587 0.387 0.032 0.032 1 874 536.8 123 701.0 4588.8 520 023.0 342 631.6 7569.5 27 197.0 33.03 2.22 9.61 8.28 35.27 2.30 6.37 1 058 585 16 2 156 28 085 507 678 877 887 965 456 074 751 700 1 346 914 57.43 3.760 3 403 930.4 53.49 32 081 359 454 630 180 125 35 058 104 60.41 46.12 23.54 1.312 0.531 100.000 19 900 480.6 8 861 748.2 955 221 418.5 50.07 39.51 23.89 5 789 865 5 424 488 1 537 679 148 Countries or regions with no degradation are not listed. Area data refer to pixels showing any declining trend, irrespective of degrees of confidence. • the Pampas (3.5% of the degrading area and 3% of lost NPP); • Swaths of the high-latitude forest belt in North America and Siberia. The usual suspects around the Mediterranean, the Middle East, south and central Asia are represented by only relatively small areas of degradation in southern Spain, the Maghreb, Nile delta, Iraqi marshes and the Turgay steppe. Differences from the previous assessment arise because GLASOD compounded current land degradation with the legacy from past centuries. These are two different things. Both are important but most areas of historical land degradation have become stable landscapes with a stubbornly low level of productivity. The present assessment deals only with 1981–2003 and we have no comparable data for earlier periods. Is land degradation a global issue or just a collection of local problems? Twenty-four per cent of the land area has been degrading over the last 25 years, directly affecting the livelihoods of 1.5 billion people; this is on top of the legacy of thousands of years of mismanagement in some long-settled areas. GLASOD estimated that 15% of the land was degraded (Table 2), much of which does not overlap with the areas highlighted by the new analysis; land degradation is cumulative – this is the global issue. In terms of C fixation, degrading areas represent a loss of NPP of 9.56 · 108 tonne C relative to the mean NPP over the period 1981–2003, that is 9.56 · 108 tonne C not removed from the atmosphere, equivalent to 20% of the global CO2 emissions for the year 1980. At the shadow price for carbon used by the British Treasury in February 2008 ($50 per tonne C), this amounts to $48bn in terms of lost C fixation. The cost of land degradation is at least an order of magnitude greater in terms of C emissions from loss of soil organic carbon. Estimates can also be made in respect of the effects of land degradation on food and water security, drought, flood and sedimentation. Is land degradation mainly associated with farming? Comparison of degrading areas with global land cover (JRC, 2003) reveals that 19% of degrading land is cropland, 24% is broad-leaved forest and 19% needle-leaved forests (Table 3). Cropland occupies only 12% of the land area and a further 4% in mosaics with woodland and grassland; so, degradation is over-represented in cropland at the global scale. In Kenya over the period 1981–2003, NPP increased in woodland and grassland, but hardly at all in cropland; across 40% of cropland it decreased, a critical situation in the context of a doubling of human population over the same period (Bai & Dent, 2006). In South Africa, NPP decreased overall; 29% of the country suffered land degradation, including 41% of all cropland (Bai & Dent, 2007); about 17 million people, 38% of the South African population, depend on these degrading areas (Figure 5). Forest is even more overrepresented: broadleaved and needle-leaved forest occupy 28% of the land but 43% of degrading land! Land-use change may itself generate false alarms. Conversion of forest or grassland to arable will usually result in an immediate reduction in NPP and NDVI. This may or may not be accompanied by land degradation, as usually understood, and may well be profitable and sustainable, depending on management. Lack of consistent time-series data for land use or land cover precludes a generalized analysis of land-use ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 232 Z. G. Bai et al. Table 3 Global degrading areas by land cover type Total pixels (TP) (0.54¢ · 0.54¢) Code Land cover 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 22 23 Total Tree cover, broad-leaved, evergreen Tree cover, broad-leaved, deciduous, closed Tree cover, broad-leaved, deciduous, open Tree cover, needle-leaved, evergreen Tree cover, needle-leaved, deciduous Tree cover, mixed leaf type Tree cover, regularly flooded, fresh water Tree cover, regularly flooded, saline water Mosaic: tree cover ⁄ other natural vegetation Tree cover, burnt Shrub cover, closed-open, evergreen Shrub cover, closed-open, deciduous Herbaceous cover, closed-open Sparse herbaceous or sparse shrub cover Regularly flooded shrub and ⁄ or herbaceous cover Cultivated and managed areas Mosaic: cropland ⁄ tree cover ⁄ other natural vegetation Mosaic: cropland ⁄ shrub and ⁄ or grass cover Bare areas Artificial surfaces and associated areas No data a 12 8 4 15 8 5 4 3 15 17 23 3 21 4 3 24 177 875 688 099 080 054 606 579 115 269 587 195 605 560 573 089 692 025 921 629 378 29 658 Degrading pixels (DP) (0.54¢ · 0.54¢) 179 097 003 165 159 446 763 705 938 270 387 651 702 022 962 769 653 904 888 999 056 718 4 2 1 4 2 1 1 2 2 2 4 1 35 222 441 616 633 043 993 228 26 097 225 093 953 824 567 689 522 293 692 931 35 561 119 582 961 323 934 306 157 533 758 184 414 775 417 713 988 550 613 207 442 120 133 657 DP ⁄ TP (%) DP ⁄ TDPa (%) 32.8 28.1 39.4 30.7 25.4 17.7 39.4 22.6 25.7 38.4 34.2 18.9 16.1 10.9 22.3 20.9 32.1 17.7 3.8 9.4 0.4 19.8 12.0 6.9 4.6 13.2 5.8 2.8 0.6 0.1 3.1 0.6 3.1 8.4 8.0 7.3 2.0 12.9 3.7 2.0 2.7 0.1 0.0 100.0 TDP, total degrading pixels; water, snow and ice are excluded. change but this can be undertaken manually for the hot spots identified in this analysis. regions, 8% in the dry sub-humid, 9% in the semi-arid and 5% in arid and hyper-arid regions. Is land degradation a dry land issue? Is it related to population pressure? Drylands do not feature strongly in ongoing land degradation apart from in Australia. Indeed, the recovery of the Sahel from the droughts of the 1980s is a notable feature (Figure 1 and Olsson et al., 2005). Globally, there is little correlation (r = )0.12) between land degradation and the aridity index; 78% of degradation by area is in humid Comparison of rural population density (CEISIN, 2007) with land degradation shows no simple pattern. Globally, the correlation coefficient is negative ()0.3); in general, the more the people, the less the degradation. However, in some contexts, population pressure is positively related to land degradation; for South Africa, the correlation between land N N Persons per square kilometer 0–20 21–40 41–60 61–80 81–100 101–120 121–140 141–160 >160 Degradation Slight Severe 0 100 200 400 600 0 100 200 800 km Figure 5 South Africa, land degradation and persons affected, 1981–2003. ª 2008 The Authors. Journal compilation ª 2008 British Society of Soil Science, Soil Use and Management, 24, 223–234 400 600 800 km Proxy global assessment of land degradation 233 degradation and loge population density is positive (r = 0.25), but the coincidence of degrading areas with some of the former apartheid homelands indicates that something more than simple rural population density is at work. Is it related to poverty? Taking infant mortality rate and the percentage of children under 5 years who are underweight (CEISIN, 2007) as proxies, there is some global relationship between land degradation and poverty: correlation coefficients are 0.20 for both infant mortality and for underweight children. However, a much more rigorous analysis is needed, especially to tease out the underlying biophysical and social and economic variables. This might be carried out using more specific geo-located data. Conclusions 1. Biomass trends depend on several factors other than land degradation and improvement. We have taken account of rainfall variability by screening NDVI trends for rainuse efficiency in those areas where productivity is limited by rainfall. Globally, data are not available to take account of land-use change over the period. 2. All changes measured by the RUE-adjusted NDVI ⁄ NPP index are not land degradation as usually understood. Land-use changes which reduce NDVI (e.g. from forest to cropland of lesser biological productivity, or an increase in grazing pressure) may or may not be accompanied by soil erosion, salinity or other symptoms of land degradation of concern to soil scientists. 3. Long-term trends of NDVI derivatives are unsophisticated indicators of land degradation. However, as a proxy, the NDVI ⁄ NPP trend does provide a globally consistent yardstick, and it does highlight places where biologically significant change is happening. This is its purpose and, in the LADA programme, this global scan will be used to direct attention to areas that demand investigation and action on the ground. Acknowledgements This work is part of the FAO project Land Degradation Assessment in Drylands. We thank C. J. Tucker, J. E. Pinzon and M. E. Brown for access to the GIMMS data, J. Grieser for VASClimO data, M. Salmon for CRU data, P. Tempel for assistance in data handling and A. Anyamba, R. 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