HEAVY VEHICLE DRIVER FATIGUE REFORM Information Bulletin July 2008 What Records You Need to Keep – A Guide for Record Keepers It’s time to manage heavy vehicle driver fatigue. New national road transport Heavy Vehicle Driver Fatigue laws to commence on 29 September 2008, set revised work and rest limits for heavy vehicle drivers and require better management of driver fatigue. The reform makes all parties in the supply chain legally responsible for preventing driver fatigue. This bulletin is designed to highlight selected record keeping procedures included in the new laws. It does not cover all of your duties under the new fatigue laws. This should be read in conjunction with the NTC Information Bulletin How to use your new work diary. For more detailed information on the reform please refer to the references at the end of this bulletin. Who is the record keeper? Usually, the record keeper will be the person who employs the driver. Under the legislation an employer is anyone who engages a driver under a contract of employment, apprenticeship or training. This includes labour hire companies. However, there are two exceptions: •if the driver is self-employed (an owner-driver) the obligation to keep records belongs with them; and •if the driver is operating under Basic Fatigue Management (BFM) or Advanced Fatigue Management (AFM) accreditation, the record keeper will be the BFM or AFM accredited operator. This includes subcontractor drivers working under their prime contractor’s fatigue accreditation scheme. Record content Record keepers must keep the following information: • the driver’s name, licence number and contact details; •the driver’s rosters and trip schedules (including driver changeovers); •the driver’s payment records including timesheet records; •copies of the work diary daily sheets if the driver is in Standard Hours and has driven outside the local area zone (see the NTC information bulletin How to use your new work diary); •copies of the work diary daily sheet if the driver is working under BFM or AFM accreditation; •other information required to be kept as a condition of BFM and AFM accreditation; and •work/rest time for each day for drivers operating within the local area zone). Obtaining records It is the record keeper’s responsibility to ensure the driver submits a copy of his or her daily sheet and any supplementary records within 21 days after that day. Changing record keepers If the driver has two or more record keepers on that day, a copy of the daily sheet and any supplementary records must go to each record keeper. Before driving a heavy vehicle for another record keeper, the driver must also give the new record keeper a copy of the information recorded in any work diary for the previous 28 days. This will help the record keeper assess whether the driver can legally complete the work. For example, if a solo driver operating under Standard Hours has not had 4 nights rest over a 2 week period (including 2 consecutive nights rest) the new scheduler can use the records provided to the new record keeper to plan the driver’s new roster so it is legally compliant. The new record keeper must not allow the driver to drive a heavy vehicle on the new record keeper’s behalf unless the driver has provided the above details. www.ntc.gov.au What Records You Need to Keep – A Guide for Record Keepers Electronic work diary If the driver’s work diary is electronic, the record keeper must give the driver a printout of the information recorded before the driver stops using it (i.e. if the driver is changing back to a written work diary). False or misleading records A driver or record keeper must keep an accurate work record in their possession. Severe penalties apply to drivers and/or record keepers who: •record information in a work diary that they know, or ought to know, is false or misleading; •keep a spare work diary (other than a filled-up work diary); •record information for the same period in more than one work diary; •deface or change a work record they know, or ought to know, is correct; •pretend they have made a work record or made an entry in a work record when this is not the case; •make an entry in someone else’s work record (unless otherwise permitted, e.g. a police officer making an annotation or a two-up driver’s counter-signature); •destroy a work record before the end of the period for which they are required to be kept (the law requires records to remain readable and easily understood as evidence); and • tamper with the operation of an electronic work diary. If a driver becomes aware or suspects his or her vehicle’s electronic work diary or odometer is faulty, the driver must report the problem to his or her record keeper (e.g. supervisor) as soon as possible. The record keeper must ensure the electronic work diary is examined and returned to working order as soon as possible. Vehicle owners must ensure faulty odometers are operating correctly. Storage of records All work records, including work diary records, are required to be kept by the record keeper for 3 years after the record is created. Records are to be kept in a place that is accessible to authorised officers and police officers and maintained in a readable and easily understood condition for use as evidence. For example, a record keeper should keep copies of records in a storage facility that will ensure the records do not degrade or could become unreadable. This could include clearly scanning relevant hard copy records and retaining them in electronic format. Normally records should be kept at the driver’s base. However the record keeper may designate another location as the record location. In such cases, the record keeper must inform the driver of this location. www.ntc.gov.au BFM and AFM accreditation records If the record keeper is an operator working under either a BFM or AFM accreditation, he or she also has a duty to keep other records. Operators must ensure that each driver who is to work under the BFM or AFM accreditation is inducted into the operator’s BFM or AFM fatigue management system and meets the requirements relating to drivers under the applicable accreditation. The operator must therefore keep the following: •a current list of the drivers under the BFM or AFM accreditation; •records demonstrating that the drivers have been inducted into the operator’s fatigue management system and informed of the operator’s hours under the scheme; •meets the requirements relating to drivers under the particular accreditation; and •records relating to the operation of the fatigue management system, such as incident reports and risk management documentation. Further information Information on managing fatigue and details of driver, operator and consignor responsibilities under the new Heavy Vehicle Driver Fatigue regulations are available online on the National Transport Commission (NTC) and State and Territory road transport agency web sites. Two useful publications are the Guidelines for Managing Heavy Vehicle Driver Fatigue (2007) and Guidelines for Using Napping to Prevent Heavy Vehicle Driver Fatigue (2007) available from the NTC website www.ntc.gov.au Disclaimer This bulletin does not constitute legal advice. Details are subject to amendment. Check your local legislation or contact your local road agency if you want more information.
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