SST 2010 Pharyngealization in Assiri Arabic: an acoustic analysis. Saeed Shar, John Ingram School of Languages and Cross Cultural Studies, University of Queensland, Brisbane, Australia [email protected], j.ingram @uq.edu.au capital of the southern region of Saudi Arabia. The Assiri dialect serves as a standard dialect for speakers of other local The study is part of a wider dialects in the region. investigation of the acoustic and articulatory mappings of guttural sounds in Assiri Arabic, using MRI. Abstract Five native speakers of Assiri Arabic read word lists comprising contrasting pairs of plain and emphatic (pharyngealized) consonants in three vocalic environments (/i/, /a/, /u/). Although considerable individual variation in expression was apparent from auditory and acoustic analysis of the tokens, the most consistent acoustic correlate of the plain-emphatic contrast appeared to lie in the transition phase of the accompanying vowel formant trajectories, involving a raising of F1 and lowering of F2. A statistical analysis (ANOVA) of the formant targets involving interactions of pharyngealization with, consonant , vowel, and subject factors is presented, with discussion of implications for articulatory targets for the plain-emphatic contrast, as assessed by MRI imaging in the same group of subjects. 2. 2.1. 2.2. Stimuli The target sounds to be examined in this study are the set of Introduction Arabic emphatic consonants; [sˤ], [tˤ], [ðˤ] and [dˤ], and their plain ones; [s], [t], [ð] and [d]. A set of real Arabic words were chosen and arranged in four groups according to minimal pair contrast. Target sounds are pronounced in different positions; initially and medially. Each minimal pair is followed by vowels [a] [i] and [u], which are a subgroup of the Arabic vowels. In this acoustic experiment, there are eight emphatics and plain sounds in two different positions followed by three vowels and uttered by five subjects. This yielded 240 tokens for measurement (2 [plain-emphatic] x 4 [consonants] x 2 [initial-medial] x 3 [vowels] x 5 [subjects]). All dialects of Arabic have minimal or near-minimal pairs of contrasting ‘emphatic’ vs. ‘plain’ consonants. The total number of emphatics in Standard Arabic is four; [sˤ], [tˤ], [ðˤ] and [dˤ],. Emphatics contrast with their plain equivalent sounds /s/, /t/, /ð/ and /d/, as shown in the following examples of minimal pairs: /s/ & /sˤ/ /sa:r/ ‘walked’ vs. / sˤa:r/ ‘became’ /t/ & /tˤ/ /ti:n/ ‘fog’ vs. /tˤi:n/ ‘mud’ /ð/ & /ðˤ/ /ðall/ ‘cringed’ vs. /ðˤall/ ‘still’ /d/ & /dˤ/ /da:l/ ‘guiding’ vs. /dˤa:l/ ‘mislead’ The emphatic consonants are usually characterised phonetically as `pharyngealized’, involving a secondary constriction in the pharynx, produced more or less simultaneously with the primary place of articulation for the consonant, but spreading into the adjacent vowel, predominantly rightward but bidirectionally, and in some cases beyond the target syllable containing the pharyngealized consonant. The well known acoustic effect of emphatics on neighbouring vowels is, ‘emphasis spread’, and the most reported influence is raising F1 and lowering F2 (either at the transition only or through the whole vowel) because of retracted tongue root and raising larynx (Shahin,1997, Trigo, 1991, Zawaydeh,1999, Muqbil, 2006) . Al-Ani (1970) reported large F2 drops in vowels following emphatics consonants as opposed to non-emphatic ones; the vowel [a] shows the greatest fall of F2. The same result was found by Ghazeli (1977), Also he found that F1 of all vowels is raised by emphatics. Younes (1982) found similar patterns in Northern Palestinian. Zawaydah (1999) confirmed this result; furthermore, she found that F2 is lowered more by emphatics than by gutturals which are primarily produced in the pharyngeal region. This study investigates the acoustic features that distinguish emphatic consonants from their plain counterparts in Assiri Arabic. This dialect is spoken in the city of Abha which is the ISBN 978-0-9581946-3-1 © 2010 ASSTA Accepted after peer review of full paper Subjects The subjects were five male native speakers of the Assiri dialect of Arabic, one of them is the first author of this paper. The age range of the subjects is 30 - 35 years. All have normal neurological history and no apparent speech or hearing disorders. All recorded data were taken in Australia using the same computer, microphone and other settings. During recording, subjects were asked to read words casually as normal speech. Index Terms: Arabic, emphatics, pharyngealization, formants, MRI. 1. Method 2.2. Procedures Subjects were recorded using a microphone attached directly to the computer, and acoustic data were stored as .wav files digitized at 44.1 KHz on a personal computer using the “Praat” speech manipulation software to measure formant frequencies. Measurements were stored in an Excel spreadsheet and statistically analysed using the S-plus statistical graphics package. Praat formant tracking was used with standard settings to estimate the formant trajectories of F1 and F2. The whole trajectory of the vowel following the consonant (both transition and steady state portions) was used in calculating the mean value of a formant trajectory. 5 14 -16 December 2010, Melbourne, Australia statistically significant (p < .002) was relatively small in comparison with the effect of vowel type or pharyngealization. A posteriori paired comparisons (t-tests) showed that there were significant differences between pharyngealized and plain consonants for the voiced but not for the voiceless consonants ([ðˤ] - [ð]: t=3.7323, p = 0.0009 and [dˤ] - [d]: t= 2.3181, p = 0.028). The two-way interaction plot, (see Fig.3) between consonant and vowel type was difficult to interpret. /sˤ a b i r/ /s a b i r/ Figure 1: Spectrogram of / sˤabɪr/ and /sabɪr/, with pharyngealized [sˤ] and plain [s] in initial position. 3. Results A graphical summary of the formant changes to the following vowel associated with pharyngealization of the preceding consonant is shown in Figure 2 (end of report), where formant trajectories of individual subjects are color coded and the formant change from plain to emphatic form is indicated by the direction of the arrowhead. A series of 3-way ANOVAS was conducted on the formant measurements, to assess the statistical significance of factors influencing F1 and F2 measurements. 3.1. Fig. 3 Interaction of consonant and vowel on F2 transition The interaction plot (Fig. 3) suggested that the phonetic target for the /i/ vowel is quite centralized following the voiced interdental fricative /ð/ (i.e.: / ði/ is realized as [ðɨ]). This lowering of F2 for the interdental fricative might be expected to influence F2 lowering for plain – emphatic contrast for this consonant, thereby yielding a 3-way interaction of Consonant by Vowel by Pharyngealization. However, no such significant 3-way interaction was observed. The 2-way interaction of Pharyngealization by Vowel type (see Fig. 4) and post-hoc t-test comparisons showed a greater lowering of F2 under pharyngealization for the low vowel [a] than the high vowels [i] and [u]. ([aˤ] – [a]: t=16.7761, p = 0.0000, [iˤ] - [i]: t= 2.3374, p = 0.0248 and [uˤ] - [u]: t= 2.3026, p = 0.0269). ANOVA (1) Effects of Pharyngealization The first series of ANOVAs was undertaken to assess the main and interaction effects of Pharyngealization, Consonant, and Vowel separately on the dependent variables F1 and F2. The summary findings are presented in Tables 1 and 2. Table 1 ANOVA Dependent variable: F1 Pr(F) 0.0000006 0.2412642 0.0000000 0.8633677 0.9734836 0.1081491 0.7771630 Vowel 2000 Df S of Sq F Value 1 106327 28.6949 3 15801 1.4215 2 604222 216.4699 3 2744 0.2469 2 199 0.0269 6 39908 1.7950 6 11989 0.5392 96 355720 i u a Df S of Sq F Value 1 2381774 69.5563 3 573508 5.5828 2 14806062 216.1949 3 83155 0.8095 2 513505 7.4981 6 1300816 6.3314 6 117576 0.5723 96 3287270 1400 Pr(F) 0.0000000 0.0014242 0.0000000 0.4916597 0.0009424 0.0000122 0.7515039 1200 Source phary. cons vow phary:cons phary:vow cons:vow phary:cons:vow Residuals mean of F2 Apart from the expected main effects of vowel ([i], [a], [u]) and pharyngealization, there were no other significant main or interaction effects upon F1. Pharyngealization raised F1 by a mean value of 59 Hz, a highly significant effect (p<.00001). Table 2 ANOVA Dependent variable: F2 1600 1800 Source phary. cons vow phary:cons phary:vow cons:vow phary:cons:vow Residuals nph ph pharyng Figure 4. Interaction of Pharyngealization by Vowel on F2. This additional lowering of F2 in the low vowel [a] for pharyngealized consonants was not unexpected (see discussion 3.3). In addition to the highly significant main effects of vowel and pharyngealization which were observed upon F1, F2 showed a main effect of consonant and two significant 2-way interaction effects: 1) an interaction effect of consonant and vowel type, and 2) an interaction of pharyngealization and vowel. The main effect of consonant type upon F2, though 3.2. ANOVA (2) Individual Differences Inspection of the formant plots (Fig. 1) and MRI imaging data (discussed below) indicated that individual differences in articulation targets may be present in the data. Consequently, a 6 second series of 3-way ANOVAS was conducted with F1 and F2 as dependent variables and subjects (df = 4), vowel and pharyngealization as factors. The results are summarized in Tables 3 and 4. The effect of pharyngealization on F2 was stronger for the low vowel [a] than it was for [i] or [u]. The change in F2 for /a/ is perceptually more salient than for the high vowels, producing a categorically distinct vowel quality [ɑ]. No significant interaction effects involving Subjects by Pharyngealization were found, suggesting a consistent acoustic strategy across speakers for implementing the plain – emphatic contrast. This finding is of interest because it contrasts with preliminary articulatory observations based on MRI recordings of the subjects and impressionistically based auditory observations of the authors which suggest substantial inter-speaker variability in the production of emphatic consonants. Table 3 ANOVA Dependent variable: F1 Source su phary vow su:phary su:vow phary:vow su:phary:vow Residuals Df S of Sq 4 248467 1 106327 2 1604222 4 1429 8 47568 2 199 8 2830 90 125869 F Value 44.4154 76.0269 573.5352 0.2555 4.2516 0.0712 0.2530 Pr(F) 0.00000 0.00000 0.00000 0.90559 0.00023 0.93130 0.97888 4. The three highly significant main effects of subject, pharyngealization, and vowel were to be expected, given the results reported previously and the fact that formant measurements had not been normalized for individual differences in vocal tract size. Apart from a statistically significant subject by vowel interaction, whose magnitude was small in relation to the main effects, none of the other interactions involving the subject factor were statistically significant. In short, no significant interactions involving subject and pharyngealization were found for F1. This study confirms and extends findings of previous studies (Shahin, 1997, Zawaydah. 1999) that raising of F1 and lowering of F2 in the accompanying vowel constitute a robust and relatively context invariant acoustic cue to the contrast between emphatic and plain contrasts, which are ubiquitous in regional varieties of modern spoken Arabic. A major challenge for future work is to reconcile this finding with the manifest phonetic variability which is apparent from impressionistic and instrumental articulatory observations of emphatic – plain contrasts in Assiri Arabic consonants. Table 4 ANOVA Dependent variable: F2 source su phary vow su:phary su:vow phary:vow su:phary:vow Residuals Df 4 1 2 4 8 2 8 90 Sum of Sq 682714 2381774 14806062 58473 981299 513505 168250 3471588 F Value 4.424 61.746 191.921 0.379 3.180 6.656 0.545 5. Pr(F) 0.00260 0.00000 0.00000 0.82311 0.00320 0.00201 0.81939 Acknowledgements This research by the first Author is supported by King Khalid University (Abha city). The first author is grateful to his supervisor Dr. John Ingram for his continuous support and encouragement. We also thank our subjects for their role in this experiment. 6. There were significant interaction effects involving the subject factor in terms of effects upon F1 and F2. The significant vowel by pharyngeal interaction upon F2 (which we observed previously in ANOVA 1) involved a greater lowering of F2 under pharyngealization for [a] than for [i] or [u]. 3.3. Implications References 1. Al-Ani, S. 1970. Arabic phonology; an acoustical and physiological investigation. The Hague: Mouton. 2. Butcher, A. & Ahmad, K. Some acoustic and aerodynamic characteristics of pharyngeal consonants in Iraqi Arabic. Phonetica 1987;44:156-172 3. Ghazeli, Salem. 1977. Back consonants and back articulation in Arabic. Ph.D. Dissertation, The University of Texas; Austin. 4. Muqbil, M. 2006. Phonetics and phonological aspects of Arabic amphatics and gutturals. PhD Dissertation, University of WisconsinMadison. 5. Shahin, K. 1997. Postvelar harmony: an examination of its bases and crosslinguistic variation, Ph.D. Dissertation, University of British Columbia. 6. Trigo. L. 1991. On pharynx-larynx interactions. Phonology 8: 113136. 7. Younes, M. 1982. Problems in the segmental phonology of Palestinian Arabic, Ph.D. Dissertation, University of Texas at Austin. 8. Zawaydah, B. A. 1999. The phonetics and phonology of gutturals in Arabic. Ph.D. Dissertation; Indiana University, Indiana. Discussion of ANOVA results In summary, results from the statistical analysis of F1 and F2 changes to vowel transitions accompanying pharyngealization of consonants in Assiri Arabic indicated: A significant and robust effect of raising of F1 and lowering of F2 for emphatic consonants expressed in the following vowel transition. The strength of this main effect of pharyngealization across the three vowels and the four consonants attests to the robustness of this acoustic cue for the plain – emphatic contrast in Assiri Arabic. 7 Figure 2: F1 – F2 formant change of vowels [a], [i] and [u] from plain to emphatic (pharyngealized) consonants of each subject; s1: red, s2: green, s3: blue, s4: brown, and s5: orange. 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