As of August 31, 2016 AMERICAN BAR ASSOCIATION CPR POLICY IMPLEMENTATION COMMITTEE COMPARISON OF ABA MODEL JUDICIAL CODE AND STATE VARIATIONS RULE 3.1: Extrajudicial Activities in General A judge may engage in extrajudicial activities, except as prohibited by law* or this Code. However, when engaging in extrajudicial activities, a judge shall not: (A) participate in activities that will interfere with the proper performance of the judge’s judicial duties; (B) participate in activities that will lead to frequent disqualification of the judge; (C) participate in activities that would appear to a reasonable person to undermine the judge’s independence,* integrity,* or impartiality;* (D) engage in conduct that would appear to a reasonable person to be coercive; or (E) make use of court premises, staff, stationery, equipment, or other resources, except for incidental use for activities that concern the law, the legal system, or the administration of justice, or unless such additional use is permitted by law. COMMENT [1] To the extent that time permits, and judicial independence and impartiality are not compromised, judges are encouraged to engage in appropriate extrajudicial activities. Judges are uniquely qualified to engage in extrajudicial activities that concern the law, the legal system, and the administration of justice, such as by speaking, writing, teaching, or participating in scholarly research projects. In addition, judges are permitted and encouraged to engage in educational, religious, charitable, fraternal or civic extrajudicial activities not conducted for profit, even when the activities do not involve the law. See Rule 3.7. [2] Participation in both law-related and other extrajudicial activities helps integrate judges into their communities, and furthers public understanding of and respect for courts and the judicial system. [3] Discriminatory actions and expressions of bias or prejudice by a judge, even outside the judge’s official or judicial actions, are likely to appear to a reasonable person to call into question the judge’s integrity and impartiality. Examples include jokes or other remarks that demean individuals based upon their race, sex, gender, religion, national origin, ethnicity, disability, age, sexual orientation, or socioeconomic status. For the same reason, a judge’s extrajudicial activities must not be conducted in connection or affiliation with an organization that practices invidious discrimination. See Rule 3.6. [4] While engaged in permitted extrajudicial activities, judges must not coerce others or take action that would reasonably be perceived as coercive. For example, depending upon the circumstances, a judge’s solicitation of contributions or memberships for an organization, even as permitted by Rule 3.7(A), might create the risk that the person solicited would feel obligated to respond favorably, or would do so to curry favor with As of August 31, 2016 the judge. Seven (7) states have identical language (CO, CT, DC, MT, NE, NV, and WY) Nineteen (19) states have similar language (AZ, AR, CA, HI, IN, IA, KS, ME, MD, MN, MO, NH, NM, OH, OK, OR, PA, TN, and UT) Three (3) states have different language (DE, SD, and WA) AL AK AZ Effective 9/1/2009 AR Effective 7/1/2009 CA Effective 1/1/2013 CO Effective 7/1/2010 CT Effective 1/1/2011 DE Effective 11/1/2008 (c): adds “or demean the judicial office” to end (E): deletes “incidental use for” Adds [5]: The telecommunications policy of the Arizona judiciary, which defines the permissible uses of electronic equipment, is set forth in Part 1, Chapter 5, § 1-503 of the Arizona Code of Judicial Administration. [3]: replaces examples in second sentence with “personal characteristics” Adds [5A]: Before speaking or writing about social or political issues, judges should consider the impact of their statements. Comments may suggest that the judge lacks impartiality. See Rule 1.2. They may create the impression that a judge has or manifests bias or prejudice toward individuals with contrary social or political views. See Rule 2.3. Public comments may require the judge to disqualify himself or herself when litigation involving those issues comes before the judge. See Rule 2.11. When making such statements, a judge should acknowledge the overarching judicial obligation to apply and uphold the law, without regard to his or her personal views. Canon 4A(4) and Commentary. New. Based on the Model Rule. Substantially the same, but CA adds an explanatory sentence: “Because a judge’s judicial duties take precedence over all other activities (see Canon 3A), a judge must avoid extrajudicial activities that might reasonably result in the judge being disqualified.” The commentary expands the list of classifications. Commentary to Canon 5A – 3d paragraph. Adds the language to discourage judges from unreasonably pressuring potential contributors or endorsers. Identical Identical First paragraph: A judge, subject to the proper performance of judicial duties, may engage in the following law-related activities if in doing so the judge does not cast reasonable doubt on the capacity to decide impartially, independently and with integrity any issue that may come before the judge: (A): similar to 1990 Model Code Canon 4B but deletes “extra-judicial” and replaces language after “justice” with “(including projects directed to the drafting of legislation)” Comment: same as 1990 Model Code Canon 2B Commentary second paragraph third sentence (B) A judge may write, lecture, teach, and speak on non-legal subjects, and engage in the As of August 31, 2016 arts, sports, and other social and recreational activities, if such avocational activities do not detract from the dignity of the judge’s office or interfere with the performance of the judge’s judicial duties. DC Effective 1/1/2012 FL HI Effective 1/1/2009 ID Effective 7/1/2016 Comment: same as 1990 Model Code Canon 4A Commentary first paragraph but replaces “community” with “society” (C) A judge may engage in activities to improve the law, the legal system, and the administration of justice. (D) A judge should not use judicial chambers, resources, or staff to engage in activities permitted by this Canon 3, except for uses that are de minimis. Has no (E) Has no equivalent to Model Code Comments Identical First paragraph: adds “law-related and other” after “engage in” (A): replaces “judge’s judicial duties” with “duties of judicial office” (B): same as 1990 Model Code Canon 4A(2) (C): replaces “undermine” with “materially impair” and adds “temperament, or fitness to fulfill the duties of judicial office” to end Deletes (E) [1]: adds second sentence “However, when engaging in extrajudicial activities, a judge shall not participate in activities that will lead to frequent disqualification or recusal of the judge.” [3]: replaces “judge’s judicial or official actions” with “duties of judicial office” and adds “marital status” and “political affiliation, or personal characteristics” to list of examples [3]: Deletes all MR text after the first sentence and replaces with: “For the same reason, a judge’s extrajudicial activities must not be conducted in connection or affiliation with an organization that practices invidious discrimination. See Rule 3.6.” Adds [5]: While judges are not prohibited from participating in online social networks, such as Facebook, Instagram, Snapchat, and the like, they should exercise restraint and caution in doing so. A judge should not identify himself as such, either by words or images, when engaging in commentary or interaction that is not in keeping with the limitations of this Code. IL IN Effective 1/1/2009 IA Effective 5/3/2010 (E): deletes language after “justice” In first paragraph, adds “However” before “when engaging.” As of August 31, 2016 KS Effective 3/1/2009 KY MD Effective 7/1/2010 MA Effective 1/1/2016 ME Effective 9/1/2015 MI MN Effective 7/1/2009 MO Effective 1/1/2012 (c): adds “or demeans the judicial office” to end Deletes (E) Deletes “However,” before “when engaging” (e) Changes language to read: make inappropriate use of court premises, staff, stationery, equipment, or other resources. [1] Deletes “appropriate” before “extrajudicial activities” (B): Changes “frequent” to “recurrent” (E): Deletes “or unless such additional use is permitted by law.” [1]: Deletes MR examples of permitted extrajudicial activities; Adds sentence to end: “Participation in both law-related and other extrajudicial activities helps integrate judges into their communities, and furthers public understanding of and respect for courts and the judicial system.” [2]: “This Rule emphasizes that when engaging in any extrajudicial activity, a judge must consider the obligations of judicial office and avoid any activities that are reasonably likely to interfere with those obligations.” [3]: Adds “independence” before “integrity”; adds “color” and uses “gender identity or expression” instead of “gender”; adds “citizenship or immigration status”, “marital status”, and “political affiliation”. [4]: While engaged in permitted extrajudicial activities, judges must not coerce others or take action that would reasonably be perceived as coercive. For example, a judge's urging a lawyer who appears in the judge's court to assist on a time-consuming extrajudicial project would create the risk that the person solicited would feel obligated to respond favorably, or would do so to curry favor with the judge. [5]: Paragraph (E) recognizes that reasonable use of public resources to support a judge's law-related activities advances the legitimate interests of the public and the court system. (E): adds “or” Adds (F): Demean the judicial office. (E): adds “or Judicial Branch policy” to end (B) Replaces “disqualification” with “recusal” (C) Replaces text after “activities that would” with: “demean the judicial office or cast reasonable doubt on the judge’s capacity to act impartially as a judge” (E) Deleted [1] Replaces text with: Complete separation of a judge from extrajudicial activities is neither possible nor wise; a judge should not become isolated from the community in which the judge lives. As a judicial officer and person specially learned in the law, a judge is in a unique position to contribute to the improvement of the law, the legal system, and the administration of justice, including revision of substantive and procedural law and improvement of As of August 31, 2016 criminal and juvenile justice. To the extent that the time permits, a judge is encouraged to do so, either independently or through a bar association, judicial conference or other organization dedicated to the improvement of the law. Judges may participate in efforts to promote the fair administration of justice, the independence of the judiciary, and the integrity of the legal profession and may express opposition to the persecution of lawyers and judges in other countries because of their professional activities. A judge may speak, write, lecture, teach, and participate in other extrajudicial activities concerning the law, the legal system, the administration of justice and nonlegal subjects, subject to the requirements of this Rule 2-3.1. [3] Deleted [4] Deleted MS MT Effective 1/1/2009 NE Effective 1/1/2011 NV Effective 1/19/2010 NH Effective 4/1/2011 Identical Identical Identical MC Rule is the same as NH Section (A)(1)-(5). Adds: (B) Avocational Activities. A judge may speak, write, lecture, teach and participate in other extra-judicial activities concerning the law, the legal system, the administration of justice and non-legal subjects, subject to the requirements of this Code. (1) A judge who intends to enter into a teaching contract shall obtain written approval, in advance, from the chief justice of the supreme court. (2) A judge who is otherwise in compliance with the provisions of Canon 2 relating to the precedence of his of her judicial duties and the timely and competent disposition of the business of the court may, in any calendar year derive income from such activities not to exceed 15% of the judge’s salary. For good cause shown and in extraordinary circumstances, exceptions to this limitation may be approved, in advance by formal and unanimous vote of the supreme court. Such approval shall be in writing and shall state the reasons for and terms of the exception. Comment [1] As a judicial officer and person specifically learned in the law, a judge is in a unique position to contribute to the improvement of the law, the legal system, and the administration of justice, including revision of substantive and procedural law and improvement of criminal and juvenile justice. To the extent that time permits, a judge is encouraged to do so, either independently or through a bar association, judicial conference or other organization dedicated to the improvement of the law. Judges may participate in efforts to promote the fair administration of justice, the independence of the judiciary and the integrity of the legal profession and may express opposition to the persecution of lawyers and judges in other countries because of their professional activities. As of August 31, 2016 [2] The 15% income limitation is consistent with Title VI of the Ethics Reform Act of 1989, 5 U.S.C. app. 4, sections 501-505, which limits the income that federal judges may receive from quasi-judicial activities. [3] In this and other sections of Canon 3, the phrase “subject to the requirements of this Code” is used, notably in connection with a judge’s governmental, civic or charitable activities. This phrase is included to remind judges that the use of permissive language in various sections of the Code does not relieve a judge from the other requirements of the Code that apply to the specific conduct. NJ NM Effective 12/31/ 2015 (E) Deletes “or unless such additional use is permitted by law” at the end. [1] Replaces reference at the end with corresponding Rule 21-307 NMRA; Adds sentence: “They may also speak, write, lecture, teach, and engage in other extrajudicial activities concerning non-legal subjects, subject to the requirements of this Code.” [3] Adds “ancestry” as a ground for prohibited discrimination; Replaces “disability” with “physical or mental handicap;” Replaces reference at the end with corresponding Rule 21-306 NMRA. [4] Replaces reference at the end with corresponding Rule 21-307(A) NMRA NY NC ND Effective 7/1/2012 OH Effective 3/1/2009 OK Effective 4/15/2011 OR Effective 12/1/2013 (A) Replaces “the judge’s judicial duties” with “duties of judicial office” First paragraph: deletes “or this Code” (E): adds “extrajudicial” before “activities” and deletes language through “permitted” [1]: adds “(2) participating in judicial or bar association activities; or (3) serving on a board, commission, committee or task force established by the Supreme Court or a judicial or bar association” after “projects” and adds “However, a judge should consider whether engaging in a particular extrajudicial activity could give rise to an unlawful interest in a public contract as prohibited by R.C. 2921.42” as last sentence (E) Deletes the last sentence. [1] Combines first and second sentences by adding at the end of first sentence: “that concern the law, the legal system, and the administration of justice, such as by speaking, writing, teaching, or participating in scholarly research projects.” [3] Deletes the third sentence. Adds [4] A judge’s extrajudicial activities must not be conducted in connection or affiliation with an organization that practices invidious discrimination. OR Rule 3.1 Title and Rule is similar to MCJC Rule 3.1. Title deletes “Extrajudicial” A judge shall not participate in activities when the judge’s conduct would: (A) interfere with the performance of judicial duties; (B) lead to frequent disqualification of the judge; or As of August 31, 2016 PA Effective 7/1/2014 (C) reasonably be expected to compromise the judge’s independence, integrity or impartiality. Deletes first sentence “A judge may engage… or this code”; Replaces with new sentence: Judges shall regulate their extrajudicial activities to minimize the risk of conflict with their judicial duties and to comply with all provisions in this Canon. Deletes “when engaging in extrajudicial activities” in second sentence. [4]: Deletes second sentence SD Effective 1/1/2006 TN Effective 7/1/2012 Adds [5]: “Paragraph (E) of this Rule is not intended to prohibit a judge’s occasional use of office resources, such as a telephone, for personal purposes.” Model Code Rule 3.1 corresponds to Canon 4A. The Model Code adds additional restrictions to the judge’s extrajudicial activities and is expanded to include all “three I’s.” First sentence: Adds “personal or” before “extrajudicial activities”. Second sentence: Deletes “extrajudicial” and replaces with “such”. (A): Adds: “and timely” after “proper” (E): make inappropriate use of court premises, staff, stationery, equipment, or other resources. [4]: Replaces “permitted extrajudicial activities” with “personal or extrajudicial activities” TX UT Effective 4/1/2010 (B): adds “unreasonably” before “frequent” Deletes (D) (E): adds “inappropriate” after “make” and deletes languages after “resources” [1]: adds cross reference to 3.12 Deletes [4] VT VA WA Effective 1/1/2011 WV Effective 12/1/2015 (B) State Code adds to end of paragraph, “except activities expressly allowed under this code. This rule does not apply to national or state military service” (C) State Code deletes clause, “appear to a reasonable person to” (D) State Code deletes clause, “appear to a reasonable person to” (E) State Code changes “makes use” to “makes extrajudicial or personal use;” deletes “for activities…such additional use.” Identical Adds [2]: Off-the-bench judicial leadership is essential to effective resolution of local systemic problems that impede the progress of child abuse and neglect, delinquency, and status offense cases involving at-risk children and their families. Unlike most other types of cases in the court system, these cases deal with ongoing and changing circumstances, with federal and state legal mandates assigning to the judge a series of time-specific and complex decisions that shape the course of state intervention and determine the future of As of August 31, 2016 the child and family. For these reasons, judges are encouraged to regularly convene meetings of local professionals routinely involved in these cases for the purpose of addressing issues in the circuit relating to effective procedures and necessary services. These collaborative meetings may address systemic problems but shall not include discussion of individual cases. [3]: MR Comment [2]; adds 3.7 to end. [4]: MR Comment [3] [5]: MR Comment [4] Adds [6]: The same Rules of the Code of Judicial Conduct that govern a judicial officer’s ability to socialize and communicate in person, on paper, or over the telephone also apply to the Internet and social networking sites like Facebook. WI WY Effective 7/1/2009 Identical Copyright © 2016 American Bar Association. All rights reserved. Nothing contained in this chart is to be considered the rendering of legal advice. The chart is intended for educational and informational purposes only. We make every attempt to keep the chart as accurate as possible. If you are aware of any inaccuracies in the chart, please send your corrections or additions and the source of that information to John Holtaway, (312) 9885298, [email protected]
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