r Human Brain Mapping 5:84–92(1997) r Regional Cerebral Blood Flow During Word and Nonword Reading A.N. Herbster,1* M.A. Mintun,1,2 R.D. Nebes,1 and J.T. Becker1,3 1Department of Psychiatry, Neuropsychology Research Program, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania 15213 2Department of Radiology, Functional Imaging Research Program, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania 15213 3Department of Neurology, Neuropsychology Research Program, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania 15213 r r Abstract: The purpose of this study was to examine changes in regional cerebral blood flow (rCBF) using positron emission tomography (PET) during overt word and nonword reading tasks to determine structures involved in semantic processing. Ten young, healthy, right-handed subjects were scanned 12 times, twice in each of six specific conditions. Blood flow was measured by 15O-water using standard PET imaging technology. The rCBFs during different cognitive conditions were compared by using analysis of covariance (SPM94), which resulted in three-dimensional maps of those brain regions more active in one condition relative to another. When the subjects read aloud words with difficult or unusual graphemephoneme translations (i.e., third-order approximation to English or irregularly spelled real words), increases in activation were seen in the inferior frontal cortex. When subjects were reading aloud regular and irregular words (which had important semantic components relative to nonwords), activation of the fusiform gyrus was seen. These data are broadly consistent with brain regions generally associated with reading based on other neuropsychological paradigms, and they emphasize the multicomponent aspects of this complex cognitive process. Hum. Brain Mapping 5:84–92, 1997. r 1997 Wiley-Liss, Inc. Key words: cognition; positron emission tomography; frontal cortex; fusiform gyrus r r INTRODUCTION Current techniques in neuroimaging permit studies of the functional organization of the human brain in vivo, which allows for the identification of specific Contract grant sponsor: National Institute of Mental Health; Contract grant number MH49815; Contract grant sponsor: National Institute on Aging; Contract grant number AG13669; Contract grant sponsor: Research Scientist Development Award—Level II; Contract grant number K02-MH0177 *Correspondence to: Amy N. Herbster, B.S., Neuropsychology Research Program, 502 Iroquois Building, 3600 Forbes Avenue, Pittsburgh, PA 15213. Received 6 September 1996; accepted 11 February 1997 r 1997 Wiley-Liss, Inc. changes in focal regions in response to cognitive demands such as reading [Fox et al., 1985; Mintun et al., 1989]. Reading is a complex cognitive skill involving, at the very least, visual analysis of letters, analysis of letter strings and word forms, conversion of the graphemic representation of word forms into phonological representations (for oral reading), and activation of the lexical/semantic representation of the word. However, in spite of a variety of neurobehavioral data concerning the functional localization of the processors essential for successful reading (see, for example, Damasio and Damasio [1983] and Henderson and colleagues [1985]), the results from functional imaging studies, particularly positron emission tomography r rCBF During Word and Nonword Reading r system of three laser lines the face was marked with washable ink in five places to allow checks for movement of the subject during the study and positioning of the subject’s head if necessary. Transmission scanning was done in all PET studies prior to radiopharmaceutical injection using three rotating rod sources of 68Ge/ 68Ga. Following this scan, the septa were retracted to permit three-dimensional acquisition of data. Measurements of relative cerebral blood flow were made after an intravenous bolus injection of 5–7 mCi of 15O-water in 5–7 ml of saline. Beginning approximately 5 seconds after the point when activity began to enter the brain (to allow for partial clearance of the 15O-water from vascular structures), we began a 60 second sampling frame, which was used as the qualitative map of CBF [Fox and Mintun, 1989]. Data were acquired and reconstructed in full three-dimensional mode [Townsend et al., 1991]. The collected PET images from each patient were centered (left-right), vertically aligned to correct for movement in the transverse and coronal planes, and coregistered to one another to correct for slight head movement during the scan [Miroshima et al., 1992; Woods et al., 1992]. The rest of the PET scans collected on the subject were mathematically registered to the first scan by PET-to-PET alignment [Woods et al., 1992]. These processes centered the images and oriented them in the same coordinate system for later processing. Statistical analysis of the data was carried out using the Statistical Parametric Mapping program (SPM94) [Friston et al., 1991] in PRO MATLAB (Mathworks, Sherborn, MA). The scans were spatially normalized using linear transformation, which removed individual subject variability and transformed each brain into the Talairach and Tournoux [1988] atlas reference space. We used the linear transformation to avoid loss of information at the top- and bottom-most images, which can occur with the SPM default nonlinear transformation. The scans were then smoothed with a three-dimensional gaussian filter with 16 mm fullwidth half-maximum (inplane) to suppress noise and minimize effects of normalization errors by increasing the sensitivity of the signal. Differences in global activity within and between subjects were removed by analysis of covariance (ANCOVA) on a voxel-by-voxel basis with global counts as covariate and regional activity across subjects for each task as treatment. The ANCOVA is used for the comparison of tasks, with each subject being studied in all conditions. Comparisons of the means across selected conditions were made on a voxel-by-voxel basis using the t-statistic. The resulting values constituted a (PET), are less clear (see, for example, work by Petersen and colleagues [1989, 1990], Howard and Patterson [1992], and Fiez et al. [1993]). Given the importance of between-center replication in functional imaging studies [e.g., Becker et al., 1994], the present study was an attempt to determine those brain regions whose activity covaried with specific aspects of oral reading. We were further interested in learning how these patterns of activation might change as a function of the spelling-sound regularity of the written words. Thus, words that have a straightforward grapheme-phoneme correspondence appear to use different cognitive processes (or are biased to use certain processes preferentially) relative to words whose spelling does not directly reveal the correct pronunciation [Patterson and Hodges, 1992; Plaut et al., 1996]. Thus, the purpose of this study was to develop a protocol to examine the neuroanatomical correlates of oral reading, with particular reference to the similarities and differences arising from reading words with regular and irregular spelling. MATERIALS AND METHODS Subjects There were ten young subjects (five males, five females), 28.4 years of age (range, 18–38 years) with 14.6 years of education (range, 12–18 years). All were healthy (no history of neurological or psychiatric disorders) and right-handed, and English was their native language. Informed consent was obtained prior to the start of the scanning session. All of the women had a negative pregnancy test on the day of, and prior to, the scanning session. PET procedures Each subject was scanned 12 times measuring regional cerebral blood flow (rCBF) using 15O-water with standard laboratory procedures [Becker et al., 1994]. The subjects were placed in the supine position on the Siemens 951R/31 PET scanning table. The scanner collects 31 parallel planes over a 10.8 cm axial field of view. An antecubital intravenous catheter was placed in the left arm for radiopharmaceutical injection. The head was positioned within the head holder and a softened thermoplastic mask fitted over the face, molded to the patient’s facial contours (with cutouts for the eyes, ears, and mouth), and fastened to the head holder [Fox et al., 1985]. The PET gantry was rotated and tilted such that the lowest imaging plane was parallel to, and at the canthomeatal line. Using a r 85 r r Herbster et al. r statistical parametric map (SPM) [Friston et al., 1991]. The critical level of alpha was set at 0.001 for all comparisons. Processes involved in this task include visual processing and motor aspects of speech production. Nonword reading Reading task procedures The subject was shown a series of pronounceable letter strings conforming to English rules with thirdorder approximation to English (e.g., ‘‘CHOURN’’) [Hirata and Bryden, 1971]. The subject was instructed to read the words aloud, as they were presented. Processes involved in this task include visual processing and motor aspects of speech production, as well as conversion of visual input (graphemes) into oral output (phonemes); however, there are no semantic representations of these letter strings. Test materials were presented using PsyScope [Cohen et al., 1993] via a Macintosh computer with a video monitor above the subject’s head in the PET scanner. PsyScope was set up to sample randomly from two sets of word lists without replacement. In all conditions, the subject was shown the letter string/word for 200 msec at the rate of one every 2 seconds, with 48 trials during each scan (i.e., 96 seconds). There were two blocks of six scans; scan order was randomized within blocks. All words and letter strings appeared in upper case print. To be consistent with another semantic memory study currently under way, the regular words used in this study were generally the names of the objects in the Snodgrass and Vanderwart [1980] corpus. Irregular words were taken from the National Adult Reading Test [Nelson and O’Connell, 1978] and the Psycholinguistic Assessments of Language Processing in Aphasia [Kay et al., Lesser & Coltheart, 1992]. The mean frequency for the regular words was 51.69/ 1,000,000 (SD 5 24.7) and 27.60/1,000,000 (SD 5 25.5) for the irregular words [Carroll et al., 1971]. The pronounceable nonwords were matched to the real words for length (in letters). Six conditions were used in this study, with two separate scans made for each of the conditions: fixation, and five different reading-related tasks. During the Fixation condition, the subject was instructed to fixate on a cross-hair target for the duration of the scan; this serves as a baseline condition. The five cognitive tasks were: zero-order view, zero-order speak, nonword reading, regular word reading, and irregular word reading. Regular word reading The subject was shown a series of words that were pronounced following the standard rules of English (e.g., ‘‘KITE’’) and was instructed to read the words aloud. Processes involved in this task include visual processing, motor aspects of speech production, grapheme-to-phoneme conversion, and (automatic) activation of the semantic representation of the word. Irregular word reading The subject was shown a series of words pronounced in a manner that does not conform to standard English rules (e.g., ‘‘DEBT’’) and was instructed to read the words aloud as shown. Processes involved in this task include visual processing and motor aspects of speech production. Because these words did not conform to standard rules, pronunciation is thought to rely more heavily on the mediating connection with semantics [e.g., Patterson and Hodges, 1992; Plaut et al., 1996]. Zero-order view RESULTS The subject was shown a series of letter strings with zero-order approximation to English (e.g., ‘‘ZBJXD’’) [Hirata and Bryden, 1971]. The letter strings were matched for length to the words in the regular and irregular conditions. Processes involved in this task include initial visual processing and perhaps letter identification, but no word form analysis. Tasks used in this study were easily accomplished by the subjects. Further, they produced activations that were highly significant and also consistent with previously published data. There were two principal regional activations: first, reading aloud real words, with both regular and irregular spelling, consistently activated the left fusiform gyrus; second, reading aloud real words with irregular spelling, or reading pronounceable nonwords, activated a region of the left inferior frontal cortex. We first contrasted real word reading (regular and irregular) with the zero-order speak condition. The Zero-order speak The same as above except that the subject repeated the word ‘‘Hiya’’ as each letter string was presented. r 86 r r rCBF During Word and Nonword Reading r TABLE I. Regions of peak activity (P F 0.001) for four conditions compared with the zero-order speak condition Location Left/ right Irregular 1 regular X Y Z (Z) Regular X Y Z Irregular (Z) X Y Z Nonwords (Z) X Y Z (Z) L 238 240 224 (4.63) 234 238 224 (4.13) 238 240 224 (4.26) — — 252 0 0 (3.39) — 260 222 4 (4.00) 230 18 224 (3.78) 260 218 0 (3.78) — 260 218 0 (3.54) L 246 0 L L L 212 2 Fusiform gyrus Superior temporal gyrus Middle temporal gyrus Inferior frontal gyrus Globus pallidus Cingulate (4.41) Cerebellum L L Cerebellum R 24 (3.88) 24 (3.69) — 28 266 28 (3.47) 38 274 224 (3.42) — 240 12 212 0 24 (4.16) 248 6 0 (5.09) 0 (4.11) — 26 28 264 212 (3.65) 232 290 216 216 234 212 (3.51) 226 254 228 38 276 224 (3.42) — 42 272 224 16 258 220 — — zero-order speak) projected onto a rendering of the left cortical surface. We then directly contrasted the word reading conditions with one another to see if the significant activations in the left fusiform gyrus and left inferior frontal gyrus (IFG) were as expected. Subtracting regular from irregular word reading reveals significant activation in the left IFG (Table II); in the reverse contrast, there are no significant differences in activation in either the frontal or temporal cortical regions. The contrast between irregular and nonword reading also shows a significant difference in activation (P , 0.01) in the left fusiform cortex. The reverse contrast shows no significant differences in activation in either of the two regions. Most important, the direct contrast between regular and nonword reading shows significantly greater activation in the left fusiform cortex during regular word reading, as well as significantly greater activation in the left IFG during nonword reading. latter condition, like the word reading condition, involves visual stimulation, speech, audition (i.e., hearing the repeatedly spoken word ‘‘Hiya’’), and any automatic processes related to letter recognition. The tasks differ, at the very least, in that the real word reading conditions involve word analysis and recognition, as well as automatic processes related to word semantics and phonology. The results of this contrast are presented in Table I and Figure 1. There were two large areas of activation. The largest region (312 contiguous voxels, P (nmax . k) 5 0.009) was centered in the fusiform cortex on the left; the second region (142 voxels, P 5 0.077) involved the inferior frontal gyrus. The activation in the left fusiform cortex not only appeared when both real word conditions were contrasted with zero-order speak, but also when the individual conditions were so evaluated (Fig. 1, bottom row). The same cannot be said for the activation of the inferior frontal cortex, which was only seen during irregular word reading. Consistent with these findings were the results of the contrast between nonword reading and zero-order speak (Fig. 1, top right). That contrast shows no significant activation of the fusiform cortex but does have a large (862 voxels, P , 0.001) contiguous region of activation over the inferior frontal cortex, including (at least) BA47 (lateral sulcus) and BA44. Finally, Figure 2 (left) shows the region of activation in the fusiform cortex superimposed in the MRC standard magnetic resonance image. This coronal view is taken at the focus of the left temporal activity in response to real words relative to zero-speak. The right side shows the focus of the left inferior frontal activity while reading aloud irregular real words (relative to r 4 40 (4.00) (3.65) (4.16) (4.01) DISCUSSION The purpose of this study was to design and implement a scanning protocol to identify those brain regions involved in word and nonword reading in healthy, young, normal subjects. The cognitive tasks produced robust activations of discrete brain regions consistent with previously published data [Bookheimer et al., 1995]. Furthermore, they produced activations that were highly significant, and the tasks used in this study were easily accomplished by the subjects. Word presentation was at a speed in which subjects were able to respond in the allotted time as well as correctly. Although mean reaction time and length of 87 r Figure 1. r Herbster et al. r Figure 2. Projection of the left fusiform activation onto the MRC standard magnetic resonance images in coronal section taken at the level of the regional maximum (left image). On the right is the frontal and temporal activation seen during irregular word reading projected onto the nearest point of the cortical surface (left hemisphere). fusiform in word meaning. In this study, however, only one region of activation was seen in the fusiform cortex, and this was somewhat between the regions identified by Luders and colleagues. Furthermore, distinct regions within the fusiform cortex may respond differentially to word and word-like stimuli [Nobre et al., 1994], although in the present study we were not able to make such distinctions. Pathology in this area is also associated with word selection anomia—a severe impairment of word-finding abilities [Benson, 1979]. The finding that relative to the zero-speak condition both irregular and nonword reading activated the IFG may be related to the process by which sound is generated from the written word form. This pattern of activation appears similar to that reported by Fiez and colleagues [1993]. They found that in the deep frontal/ insular cortex there was significant activation when reading low frequency exception (i.e., irregular) words, but no activation while reading regular words (relative to a fixation control condition). This activity seen in the present study cannot be related to word form generation for speech since similar activation is not seen in regular word reading. The activity in the left IFG may be related to word frequency (as the irregular words were lower in frequency than the regular words). Low frequency words may activate phonological processing centers in the IFG, while more frequent words could be processed through a direct route. This explanation would predict a graded effect of activation in the IFG, however, and the activation due to nonwords, utterance was not measured in these normal subjects, these variables may be relevant in later studies. Upon subtracting the rCBF seen while reading meaningless words from that seen while reading meaningful words, the only statistically significant region was the fusiform gyrus. This finding is similar to a previous report in which this region was implicated in semantic processing during word and object naming tasks that required retrieval from the semantic lexicon [Bookheimer et al., 1995]. In another study, the left and right fusiform were both active during a word identification task that was designed to require retrieval of semantic information, but only the left fusiform gyrus was active in a word identification task designed to require word retrieval [Madden et al., 1996]. Howard [1992] also found left fusiform activation, but it was substantially above (i.e., dorsal to) the focus seen here. Electrical stimulation studies have also shown the fusiform gyrus of the language dominant hemisphere to be important in language functions [Luders et al., 1986, 1991]. Some data suggest that the posterior fusiform may be involved in word formation and the anterior Figure 1. Statistical parametric maps (SPMt) of the reading tasks compared with the control condition zero-order speak. The regions of significant activation (P , 0.001) are projected onto sagittal, coronal, and transverse outlines of a brain in these ‘‘look through’’ images. All the contrasts are expressed relative to the zero order-speak condition. r 89 r r Herbster et al. r TABLE II. Regions of peak activity (P F 0.001) in the left fusiform gyrus and left inferior frontal gyrus during direct comparisons Location Fusiform gyrus (left) Inferior frontal gyrus (left) Irregular 2 regular Irregular 2 nonwords* Regular 2 nonwords Nonwords 2 regular X Y Z (Z) X Y X X Y Z 234 6 — 16 234 246 (4.19) 244 4 — 16 Z (Z) 224 — (3.07) Y Z (Z) 236 230 224 (3.50) — (Z) (4.87) * P , 0.01. surely the least frequent of all, did not differ from that of the irregular words. The third possibility, and the one favored here, is derived from current behavioral and computational models of reading [e.g., Patterson and Hodges, 1992; Plaut et al., 1996]. In dual-path models, reading is supported by two processes, one related to the direct translation from orthography to phonology, and the other mediated through the meaning, or semantics of the written word. One recent model [Plaut et al., 1996] may be somewhat more consistent with the present data than other computational systems. According to this model, the phonological pathway directly transforms orthography into phonology. The semantic pathway performs two tasks—the transformation of orthography into semantics and the transformation of semantics into phonology. As we gain reading experience, and as the semantic system becomes more competent, the phonological system becomes more specialized, so that reading regular words is rapid and accurate, while reading irregular words suffers. In the case of irregular words there is competition between the different ‘‘correct’’ pronunciation form (i.e., one via phonology and one via semantics). The phonological output is thus delayed as the system decides which pronunciation to use. Similarly, the reading of nonwords is affected by the fact that there is no semantic bias to the phonological system to aid in the pronunciation of these nonwords. Thus we conclude that we are seeing in the activation of the inferior frontal cortex the manifestation of increased processing in the phonological system—in one case (irregular words) due to the competition between the phonological and semantic reading pathways, and in the other (nonwords) because the phonological pathway has never had experience with these particular strings of letters or phonemes. Resolution of these issues will help to clarify PET study design issues and (perhaps) advance theories of reading. At present, our data do not directly support any particular model of the nature of the information r processing associated with reading aloud. There is also nothing in these data to exclude specifically other dual-path models that permit multiple routes to phonology from orthography, and indeed data may be relevant to the predictions of such models. There has been a recent debate in the PET neuroimaging literature concerning which central nervous system regions are active in the intact brain during reading tasks. In early studies, activation of the left medial extrastriate cortex was observed in response to the silent processing of words and nonwords and activation of the left frontal cortex in response to real words [Petersen et al., 1989, 1990]. Later work has failed to replicate this finding. For example, activation of the left temporal cortex in response to word reading has been observed, but without increases in activity in the frontal or extrastriate regions [Howard et al., 1992]. In another study, activity was observed in the left middle temporal lobe in response to word reading, as well as activation of the left inferior/middle occipital gyri [Price, 1994]. Activation of the IFG was observed during silent reading and activation of the superior temporal lobes (bilaterally), left supramarginal gyrus, cerebellum, and supplementary motor area when reading out loud [Bookheimer et al., 1995]. Our data are basically consistent with these later studies, confirming the importance of both the left fusiform and left inferior frontal cortex. Our interest in understanding the neuroanatomical bases of oral reading arises mainly from our research focus on patients with Alzheimer’s disease (AD) [Becker et al., 1996; Herbster et al., 1996]. The clinical characteristics of AD patients suggest that reading abilities are relatively spared until late in the course of the dementia. However, careful examination of the reading performance of AD patients suggests that they do have difficulty with reading, arising secondary to deficiencies in semantic memory [Patterson et al., 1994]. Thus, not only is reading comprehension impaired [Cummings et al., 1986], but reading irregular words aloud is affected as well [Fromm et al., 1991; 90 r r rCBF During Word and Nonword Reading r Patterson et al., 1994]. Consequently, studying the rCBF correlates of oral reading of a variety of different types of word and word-like stimuli provides an important clue toward understanding the breakdown of semantics in AD. Before such a PET study can be attempted, however, a protocol must be developed in healthy, young subjects, and that protocol must be within the capability of demented elderly patients. An additional purpose of the present study was to evaluate the power of the present protocol in terms of its applicability to patients with AD. With regard to the extension of this study into AD patients, three changes most likely will need to be made. First, the mean frequency of both the regular and irregular words will need to exceed, on average, 100/1,000,000, based on pilot data from our laboratory. Second, the exposure time of the stimuli will need to be extended, and this must be determined by examination of elderly control subjects. Third, and perhaps most important, response latency and perhaps length of utterance will need to be recorded for correlation with mean rCBF. After examining the present results, some predictions may be made concerning reading and rCBF with Alzheimer patients. Performance on the real word reading tasks may reveal a decrease in activity of the fusiform gyrus (compared with normal elderly subjects). This would be consistent with other PET studies showing a decrease in rCBF of the temporal lobes of AD patients [Duara et al., 1986; Foster et al., 1984; Haxby et al., 1986] and the neurodegenerative changes that occur in this region [Khachaturian, 1985]. However, to the extent that a breakdown of a semantic network might result in a less well-defined pattern of central nervous system activity [Tippett and Farah, 1994], we might predict a significant increase in the extent of fusiform activation in AD patients [Becker et al., 1996]. The irregular word and nonword reading tasks may produce an even greater increase in activity in the inferior frontal lobes of the Alzheimer patients. It is likely the AD patients will find these word reading tasks slightly more challenging than did the normal subjects, causing a greater increase in rCBF in the regions used to complete the task. However, AD patients may attempt to regularize these word forms [Patterson et al., 1994], which could result in lower activation in the frontal cortex. The results of this study support the observations that the fusiform gyrus on the inferior temporal lobe is important for processing the meaning of stimuli, in this case words. Furthermore, our data are also consistent with observations suggesting that the inferior r frontal cortex plays a role in the processing of sound streams prior to the production of speech, in this case determining which of two competing pronunciations will be used. Finally, the results of the study suggest that with a few minor modifications, this protocol can be adapted for use in patients with degenerative dementias and will thus afford us the opportunity to investigate the nature of the semantic breakdown in these complex neuropsychiatric disorders. ACKNOWLEDGMENTS This research was supported in part by funds from the National Institute of Mental Health (MH49815) and the National Institute on Aging (AG13669). J.T.B. was supported by a Research Scientist Development AwardLevel II (K02-MH0177). We are grateful to Dr. K. Patterson for kindly commenting on an earlier draft of this paper. 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