Lasers in Surgery and Medicine 39:731–746 (2007) Heat Shock Protein Expression and Injury Optimization for Laser Therapy Design Marissa Nichole Rylander, PhD,1* Yusheng Feng, PhD,2 Jon Bass, PhD,3 and Kenneth R. Diller, PhD4 1 Department of Mechanical Engineering and School of Biomedical Engineering and Sciences, Virginia Tech Corporate Research Center Building XV MC 0493, 1880 Pratt Drive, Blacksburg, Virginia 24061 2 Department of Mechanical Engineering, The University of Texas at San Antonio, One UTSA Circle, San Antonio, Texas 78249-0670 3 Institute for Computational Engineering and Sciences, The University of Texas at Austin, 1 University Station Stop C0200, Austin, Texas 78712 4 Biomedical Engineering Department, The University of Texas at Austin, 1 University Station C0800, Austin, Texas 78712-0238 Background and Objectives: Hyperthermia can induce heat shock protein (HSP) expression in tumor regions where non-lethal temperature elevation occurs, enhancing cell viability and resistance to chemotherapy and radiation treatments typically employed in conjunction with thermal therapy. However, HSP expression control has not been incorporated into current thermal therapy design. Treatment planning models based on achieving the desired post-therapy HSP expression and injury distribution in the tumor and healthy surrounding tissue can enable design of more effective thermal therapies that maximize tumor destruction and minimize healthy tissue injury. Study Design/Materials and Methods: An optimization algorithm for prostate cancer laser therapy design was integrated into a previously developed treatment planning model, permitting prediction and optimization of the spatial and temporal temperature, HSP expression, and injury distributions in the prostate. This optimization method is based on dosimetry guidelines developed from measured HSP expression kinetics and injury data for normal and cancerous prostate cells and tumors exposed to hyperthermia Results: The optimization model determines laser parameters (wavelength, power, pulse duration, fiber position, and number of fibers) necessary to satisfy prescribed HSP expression and injury distributions in tumor and healthy tissue. Optimization based on achieving desired injury and HSP expression distributions within the tumor and normal tissue permits more effective tumor destruction and diminished injury to healthy tissue compared to temperature driven optimization strategies. Conclusions: Utilization of the treatment planning optimization model can permit more effective tumor destruction by mitigating tumor recurrence and resistance to chemotherapy and radiation arising from HSP expression and insufficient injury. Lasers Surg. Med. 39:731– 746, 2007. ß 2007 Wiley-Liss, Inc. ß 2007 Wiley-Liss, Inc. Key words: hyperthermia; heat shock proteins; thermal injury; prostate cancer; treatment planning model; laser therapy INTRODUCTION The effectiveness of hyperthermic therapies, such as thermal ablation (i.e., high temperature T > 558C based tissue coagulative treatments), local hyperthermia (low temperature 42–448C), or hyperthermia sensitization as an adjuvant to radiotherapy, chemotherapy, brachytherapy, and thermally mediated drug or gene deliveries, can be compromised due to heat shock proteins (HSP) induction in regions of the tumor where non-lethal temperature elevation occurs [1–3]. Molecular chaperons such as HSP assist in refolding and repair of denatured proteins and aid in synthesis of new proteins in response to injury in both normal and cancerous cells [4–6]. Applied thermal stress can induce the offsetting effects of over-expressed HSP and hyperthermia-mediated cell necrosis. Although HSP perform critical functions in the normal cell, upregulation of HSP in tumor cells following thermal stress can lead to poor treatment outcomes by enhancing tumor cell viability and imparting cellular resistance to chemotherapy and radiation treatments which are generally employed in conjunction with hyperthermia [1–3]. HSP have been implicated in many roles of therapeutic resistance including multi-drug resistance [7], regulation of apoptosis [8], and modulation of p53 functions Contract grant sponsor: Abell-Hanger Foundation; Contract grant sponsor: National Science Foundation Award; Contract grant numbers: CTS-0332052, CNS-0540033. *Correspondence to: Marissa Nichole Rylander, PhD, Department of Mechanical Engineering and School of Biomedical Engineering and Sciences, Virginia Polytechnic and State University, Corporate Research Center Building XV MC 0493, 1880 Pratt Drive, Blacksburg, VA 24061. E-mail: [email protected] Accepted 18 August 2007 Published online in Wiley InterScience (www.interscience.wiley.com). DOI 10.1002/lsm.20546 732 RYLANDER ET AL. [9] for a broad range of neoplastic tissues due to upregulated expression in cancer cells and through induction by thermal stress. Therefore, developing treatment planning models coupled with optimization models for thermal therapy design are crucial for producing the desired posttherapy HSP expression and tissue injury to permit maximum tumor destruction and preservation of healthy surrounding tissue. Numerous studies have discussed treatment planning models designed to predict the tissue response to laser irradiation [10–19]. However, we developed the first treatment planning model to permit prediction of HSP expression in addition to the temperature and injury fraction (defined in Eq. 13) associated with laser heating of the prostate [20,21]. This model was based on measured thermally induced HSP expression and injury fraction in prostate cells and tumors [22,23]. In order to permit both prediction of the tissue response and optimization of the therapy design prior to laser therapy, we developed an optimization model which is integrated into our existing treatment planning predictive model. Optimization models employ objective functions which are derived from stipulated criteria and involve the quantity of interest being optimized. Objective functions serve to define how accurately an outcome complies with the set of prescribed criteria. Computational strategies for optimization of hyperthermia therapy design have previously focused on defining objective functions based on criteria for controlling only temperature in the tumor and healthy surrounding tissue [24,25]. The chosen temperature criteria were based on inducing sufficient tumor destruction and minimizing healthy tissue injury. The preferred criteria for optimization have consisted of achieving a post-therapy outcome of T 438C in the tumor and T < 428C in the healthy tissue region. Specially designed objective functions have also been created to avoid ‘hot spots’ in the healthy tissue while minimizing ‘cold spots’ in the tumor [24,25]. Although progress has been made in the development of these optimization methods, induction of HSP expression has not been previously considered in hyperthermia optimization. The threshold for inducing both thermal injury and HSP expression is T ¼ 438C. The presence of thermally induced denatured proteins associated with hyperthermia stimulates HSP expression elevation. Therefore, if temperatures exceed this threshold during therapy, but the heating duration employed is insufficient to fully coagulate proteins in any portion of the tumor, the treatment may be compromised due to increased HSP expression. An optimization strategy with more stringent criteria is presented in this study motivated by producing the desired HSP expression and injury responses in the tumor and healthy surrounding tissue. This optimization method is based on dosimetry guidelines developed from measured HSP kinetics and cell injury data for normal and cancerous prostate cells and tumors exposed to hyperthermia [22,23]. The treatment planning optimization model permits determination of the optimal laser parameters (laser wavelength, power, pulse duration, optical fiber position, and number of fibers) necessary to satisfy a prescribed posttherapy HSP expression and injury fraction distribution in the tumor and healthy tissue to achieve maximum tumor destruction and preservation of healthy tissue. In this article, the optimization process is driven through the minimization of objective functions based on desired HSP expression and injury fraction. The optimization strategy is also compared to the conventional method of temperature-based laser protocol determination. The optimization computational model was utilized in the design of laser irradiation of prostate tumors. Since prostate cancer is the second leading cause of cancer related deaths in the United States, designing effective therapies is of the utmost importance [26]. HSP27 and HSP70 (number denotes molecular weight in kilodaltons) have been linked to poor prognosis in prostate cancer [27], inhibition of apoptosis [2], and resistance to chemotherapy and radiation following thermal stress [28–30]. The optimization strategy presented in this article focuses on achieving maximum prostate tumor destruction and minimizing injury to healthy surrounding tissue by manipulating the distribution of HSP27 and HSP70 expression and injury fraction in the tumor and normal prostate tissue through specification of optimal laser parameters. LASER THERAPY DESIGN METHODOLOGY Computational Model Before the tissue response to thermal therapy can be optimized, a computational framework must be developed to predict the temperature history, injury fraction, and HSP27 and HSP70 expression associated with a hyperthermia protocol. In previous work, we created a finite element computational treatment planning model for predicting these quantities following laser therapy [20,21]. The models for predicting HSP27 and HSP70 expression and injury fraction were based on measured HSP expression and injury data in prostate cells and tissues [22,23]. The optimization algorithm discussed in this article was integrated into the treatment planning model to permit not only prediction, but optimization of laser therapy design. In the following sections, the treatment planning model will be discussed briefly to elucidate the methods for calculating the temperature history, injury fraction, and HSP27 and HSP70 expression which are necessary for the optimization process. Model discretization and simulation. A threedimensional finite element model consisting of a prostate with an interior tumor was generated using Hypermesh1 (see Fig. 1), a commercial pre- and post-processing design tool. The computational model including a three-dimensional, linear, hexahedral mesh, boundary conditions, and material properties were subsequently exported from Hypermesh using a neutral file format compatible with the ProPHLEX1 developer’s environment. ProPHLEX is a robust hp-adaptive finite element solver environment for modeling systems of linear 1 Hypermesh and ProPHLEX are registered software tools from Altair Engineering, Troy, Michigan. HSP EXPRESSION AND INJURY OPTIMIZATION Fig. 1. Meshed Geometry representing the prostate (shown in blue) with an interior tumor (shown in red). and non-linear partial differential equations. These systems can include scalar and/or vector equations and can also be steady-state or transient. ProPHLEX provides a customizable interface for specifying the governing transport equations and boundary conditions, optimization of the finite element mesh for a given target solution tolerance, visualization of the temperature, injury fraction, and HSP27 and HSP70 expression profiles throughout the tissue, and optimization features to facilitate identification of target irradiation parameter values. The ProPHLEX package has several advantages that make it an excellent choice for modeling the Penne’s bioheat equation which is of particular interest in this work. ProPHLEX contains a versatile, robust, adaptive finite element kernel for dynamic mesh optimization whereby elements are locally refined (subdivided) or locally enriched (increased polynomial order) at virtually any instant in the solution process. This important feature enables accurate representation of irregular geometry, such as tumors or other biological objects. ProPHLEX also contains an error estimation module that provides quantitative information about the quality of the numerical solution permitting high fidelity numerical solutions to be obtained with a prescribed error tolerance. Finally, the ProPHLEX developer’s environment includes an integrated post-processing module for displaying numerical results for primitive solution quantities and for studying user defined quantities of interest. Benchmarking and verification of the Pennes’ bio-heat model and solutions obtained using ProPHLEX were performed in a multi-stage process wherein several intermediate solvers were built on the ProPHLEX kernel. These solvers include: a linear steady-state heat conduction solver, a non-linear steady-state heat conduction solver, a transient linear heat conduction solver, and finally a fully nonlinear unsteady bio-heat transfer solver. The accuracy otumor 733 of the Pennes’ bioheat transfer model and ProPHLEX software for predicting the temperature, HSP27, and HSP70 expression was verified by comparing computational solutions with Magnetic Resonance Thermometry measured temperature and HSP expression data measured with immmunostaining and confocal microscopy. Numerical methods. The numerical methods of choice in the simulations involved utilization of h–p adaptive finite element methods in the spatial dimension and fully implicit, theta family, finite difference methods in the temporal dimension. The h–p adaptive feature refers to the ability to adaptively refine the mesh by subdividing element size (decreasing h) or increasing the polynomial order (enlarging p). This permits exponential convergence by optimizing both mesh size and the polynomial order of the elements such that the numerical error is reduced to a specified precision. In the following sections the methodology employed in the treatment planning model for determining the temperature, injury fraction, and HSP27 and HSP70 expression will be discussed. Understanding of the predictive model components is essential prior to explanation of the optimization implementation strategy. Temperature prediction. The temperature distribution in the prostate tumor and surrounding healthy tissue was determined using the Pennes’ bio-heat equation [31,32], defined in Eq. (1), which includes the thermal effects of local blood perfusion and a term for light energy absorption due to the laser source: ct rt @T ¼ rðkðTÞ rTÞ ob ðTÞcb ðT Ta Þ þ Qðx; y; zÞ ð1Þ @t where ct, rt, Ta, and cb are the specific heat and density of the tissue, arterial blood temperature, and specific heat of the blood, respectively. The Pennes’ equation is based on the hypothesis that the influence of blood perfusion on the temperature distribution within the tissue can be represented as volumetrically distributed heat sinks or sources. Previous research has demonstrated that the temperature prediction provided by the Pennes’ equation corresponds closely with measured temperature with Magnetic Resonance Thermometry (MRTI) during laser irradiation of prostate tumors [20]. The precision of the fit between the MRTI measured and model predicted temperature was determined by the correlation coefficient of 0.987 (value of 1 denotes a perfect fit). The temperature-dependent thermal conductivity of the tissue and blood perfusion are denoted by k and ob, respectively. The nonlinear temperature dependence of thermal conductivity and perfusion were incorporated into the model to give a more precise measure of the temperature distribution. The mathematical formulation employed for the nonlinear effects of the temperaturedependent blood perfusion in the tumor is shown in the following equation [24]. 8 < 0:833 ¼ 0:833 ðT 37:0Þ4:8 =5:438 103 ; : 0:416 9 T < 37:0 = 37:0 T 42:0 ðkg=s=m3 Þ ; T > 42:0 ð2Þ 734 RYLANDER ET AL. Although the temperature dependence of thermal conductivity for tissue has not been fully characterized, the thermally variant properties of water are well known in the range of 20–1008C. Since the tissue thermal conductivity is highly dependent on the water content, the temperature-dependent thermal conductivity for prostate tissue can be determined by Eq. (3) where z is a dimensionless correction factor and wc is the water content of prostate tissue, 0.511 [10]. kðTÞ ¼ 4:19ð0:133 þ 1:36 zwc Þ 101 ðW=mKÞ ð3Þ where z¼1þ1.78103(T208C). The rate of laser energy absorbed per unit volume within the tissue is given by Qðx; y; zÞ ¼ ma Fðx; y; zÞ m X i¼1 fi ¼ m X i¼1 3Pi mtr expðmeff jjr ri jjÞ 4pjjr ri jj ð5Þ where i (W/m2) is the fluence associated with each laser probe, Pi (W) is the power associated with each laser probe, r is the position vector from the origin (center of sphere), ri (i ¼ 1. . .m) is the position vector of each laser probe (where m is the number of laser probes), and kk denotes the Euclidean norm. The transport attenuation and effective irradiation coefficients represented as mtr (m1) and meff (m1), respectively, are determined by Eqs. (6) and (7). The scattering coefficient and anisotropy factor are denoted as ms (m1) and g, respectively [10,12,33]. In Eq (5), we assume that the distances between each laser applicator are greater than the maximum diameter of the influence region of heat applied by each applicator so that utilizing Eq (5) is valid. mtr ¼ ðma þ ms ð1 gÞÞ meff ¼ ð3ma mtr Þ 1=2 Parameter Symbol Value l ma ms g rt rb ct cb Ta 810 nm 4.6 m1 1,474.4 m1 0.9 1,045 kg/m3 1,058 kg/m3 3,639 J/kgK 3,840 J/kgK 310 K Diode laser wavelength Absorption coefficient of canine prostate Scattering coefficient of canine prostate Anisotropy factor of canine prostate Density of prostate tissue Density of blood Specific heat of prostate tissue Specific heat of blood Arterial blood temperature ð4Þ where ma (m1) and F (W/m2) are the irradiation absorption coefficient and fluence, respectively [33]. An optical fiber with a spherical scattering applicator is employed for irradiation resulting in a homogenously distributed radiation pattern in the tissue. Diffusion theory provides an accurate approximation to the radiative transport equation in this application since the wavelength employed for irradiation is in the infrared region of the spectrum where the scattering coefficient of tissue is much larger than the absorption coefficient. Since intra-tumoral heating is simulated in all cases assuming a spherical tumor geometry, the diffusion approximation yields the following expression for the fluence (F) distribution: F¼ TABLE 1. Optical and Thermal Properties Employed in the Model [12,34] of choice can be easily implemented. We assume that the volume consisting of the prostate with interior tumor is surrounded by interstitial fluid such that at the prostate tumor surface there will be heat exchange due to convection with this surrounding fluid (assumed to have the properties of water). As a result, a convective boundary condition was imposed on all external surfaces of the prostate with interior tumor depicted in Figure 1 except for the interface between the healthy tissue and tumor. Therefore, the following boundary condition was imposed on the surface P which consists of all boundary surfaces non-contiguous with the tumor according to: k 2Tðx; y; z; tÞ ¼ hðTs T1 Þ GP 2n where k is the tissue thermal conductivity (defined in Eq. 3), rT/rn is the normal derivative of the temperature on the boundary, and Ti is the initial tissue temperature defined as 378C. The expressions employed for calculating the average Nusselt number (NuDav), assuming the prostate and tumor can be approximated as a cylinder and the convection coefficient needed for quiescent water surrounding tissue surfaces with convective boundaries, are shown in Eqs. (9–11): ( )2 1=6 0:387 RaD NuDav ¼ 0:60 þ ð9Þ ½1 þ ð0:59= PrÞ9=16 8=27 where Pr is the Prandtl number and RaD is the Rayleigh number as defined below: ð6Þ RaD ¼ ð7Þ The optical parameters ma, ms, and g employed in determining the fluence were measured for canine prostate at a wavelength of 810 nm. Optical and thermal property values for prostate and blood are summarized in Table 1 [12,34]. Parameter values employed in the simulation are summarized in Table 1. Depending on the method of heating (intra-tumoral or external heating) and heating source, boundary conditions ð8Þ gbðTs T1 ÞD3 a ð10Þ where g is the local acceleration due to gravity (m/ second2), b is the volumetric thermal expansion coefficient coefficient (1/K) evaluated at the mean value of the surface and water temperatures, is the kinematic viscosity (m2/second), and a is thermal diffusivity (m2/ second). The values for Ts and T1 were stipulated as 310 and 295 K, respectively. The parameters Pr, , and a were evaluated for water at 295 K with values of 0.849, 1.55105 m2/second, and 2.18105 m2/second, respec- HSP EXPRESSION AND INJURY OPTIMIZATION tively [35]. The convection coefficient for quiescent water surrounding the tumor is determined by Eq. (11): h¼ NuDav k D ð11Þ where k is the thermal conductivity of the tissue and D is the diameter of the tumor. The radius of the simulated tumor was 6 mm since typical PC3 tumors grown on mice attain a maximum spherical volume of 1 cm3 prior to exhibiting necrotic cores. Injury fraction prediction. The injury predictive model was developed based on measured cell viability profiles using propidium iodide staining measured with a flow cytometer in normal prostate (RWPE-1) and prostate cancer (PC3) cells following water bath heating for thermal stimulation temperatures of 44–608C [22]. H&E staining was also performed on laser irradiated prostate tumors to gain a better understanding of the correlation between temperature and tissue injury in vivo [23]. Tissue injury associated with the thermal therapy can accurately be predicted according to the Arrhenius injury model [36]: OðtÞ ¼ A Zt eðEa =<TðtÞÞ dt ð12Þ 0 where O is defined as the injury index, A (1/s) is a scaling factor, Ea (Jmol1) is the injury process activation energy, (Jmol1 K1) is the universal gas constant, and T(K) is the instantaneous absolute temperature of the cells during stress, which is a function of time, t(s). Previously measured prostate cancer and normal prostate cell viability and prostate tumor injury data following hyperthermia enabled determination of the constitutive parameter values A and Ea [22,23]. The injury index, O, will rise indefinitely with increasing temperature and extended heating durations with complete cell injury represented by infinity. In order to more meaningfully represent the injury, another parameter was employed for determining injury in the finite element simulations. The tissue injury was represented by the injury fraction, FD in all simulations and is given by: FD ¼ 1 expO ð13Þ Native tissue is represented by FD ¼ 0 (O ¼ 0) and tissue with complete cell death is denoted as FD ¼ 1 (when ! 1) [10]. HSP 27 and HSP70 prediction. The predictive model for HSP27 and HSP70 expression was also based on measured HSP expression kinetics data for cancerous (PC3) and normal (RWPE-1) prostate cells using Western blotting techniques [22]. In order to account for differential HSP expression between in vitro and in vivo systems, the HSP expression predictive model was further refined by characterizing the HSP27 and HSP70 distribution through immunostaining and confocal microscopy in laser irradiated prostate tumors [23]. At present, the HSP induction pathway is not fully characterized and is hypothesized to involve numerous biochemical mediators. We propose a 735 model that describes HSP expression as a function of temperature and heating duration which is adequately supported by our previously measured experimental data [20,21]. Based on the experimental data, HSP27 and HSP70 expression induced by a transient temperature field can be characterized by the following equation [20,21]: @Hðt; TÞ ¼ f ðt; TÞ Hðt; TÞ @t ð14Þ where f(t,T) corresponds to the rate of HSP induction due to a thermal stimulus and H(t,T) is the concentration of HSP. We select f ðt; TÞ ¼ ða b1 tg1 Þ which captures the characteristics of measured thermally-induced HSP expression. Based on experimental observations, the asymptotic behavior of this model is embodied in lim Hðt; TÞ ¼ 0 for extensive heating durations due to t!1 extreme injury and protein denaturation. We further assume that H(t,T) is a function with a continuous first derivative. As a result, the HSP expression concentration can be represented by: Hðt; TÞ ¼ Aeðatbt g Þ ð15Þ where a, b, and g are parameters which are independent of time, but are dependent on temperature, with g > 1 and A is a temperature dependent constant. Since the basal value of H(t,T) ¼ 1 at t ¼ 0 due to normalization, A ¼ 1 for the measured data set. All HSP expression parameters were then determined by the least square approach. Unique HSP expression parameters were determined for HSP27 and HSP70 for both PC3 and RWPE-1 cells and prostate tumors [22,23]. The HSP expression model was integrated into the treatment planning model to enable prediction and optimization of the thermally induced HSP response. The accuracy of the model prediction of HSP expression was verified in previous work by comparing the model predicted HSP27 and HSP70 expression with measured expression data from immunofluorescence and confocal microscopy analysis following irradiation of PC3 tumors in vivo [23]. The correlation coefficient between measured and model predicted HSP27 and HSP70 are both 0.99, verifying the accuracy of the model for HSP expression prediction. Development of Optimization Criteria Measured HSP kinetics and injury data for PC3 and RWPE-1 cells and prostate tumors enabled the correlation between HSP expression and injury to be determined due to a thermal stimulus [22,23]. An optimal thermal therapy for cancer treatment is defined by complete eradication of the tumor without thermal injury to the normal surrounding tissue. Since the solution to Eq. (1) cannot be discontinuous, the best possible therapy is to completely eradicate all cancerous cells while keeping the normal cell injury at a minimum. Tumor destruction is paramount in the design of the thermal therapy and can only be achieved by eliminating HSP expression and achieving an injury threshold throughout the tumor region (described by 736 RYLANDER ET AL. Criterion 1 below). HSP expression elevation within the tumor will increase the risk of tumor recurrence and resistance to subsequent chemotherapy and radiation, compromising the success of the entire therapy. Injury minimization coupled with HSP expression induction in the healthy tissue is an important therapy design criteria, but a secondary priority (described by Criterion 2 below). Induction of HSP expression in the healthy tissue will mitigate tissue injury associated with repeated thermal therapies or adjuvant treatments, thereby permitting improved patient recovery of tissue function. In order to achieve the optimal therapy, criteria prescribing the desired HSP expression and injury fraction in both the tumor and healthy tissue were developed to drive the optimization process: Criterion 1: In the tumor region, cancerous cell destruction requires maximum levels of injury exposure such that FD dT where dT is a prescribed injury fraction value; and HSP27 and HSP70 expression must be diminished below its basal level of expression such that HSP27;70 sT where sT represents a minimum specified HSP expression value. Criterion 2: In the surrounding healthy tissue, normal cells must receive minimal thermal injury such that FD dH where dH is the prescribed injury fraction value; and elevated HSP27 and HSP70 expression must be induced such that HSP27;70 > sH where sH represents a specified HSP expression value. The values for the stipulated injury fraction (dT and dH) and HSP expression (sT and sH) will depend on the therapy paradigm and tissue type due to differing injury sensitivity and HSP expression characteristics. Specific numerical values were implemented to illustrate the optimization process, but alternative criterion sets may also be applied depending on the application and desired outcome. Figure 2 illustrates the desired therapy outcome for injury fraction and HSP27,70 expression (HSP27 and 70 expression) we stipulated for both the tumor and healthy prostate tissue based on our measured cellular and tissue injury and HSP expression data [22,23]. The computational domain G employed for specifying these constraints is also depicted in which G ¼ GT [ GH is the region occupied by the tumor, GT, and the healthy tissue region, GH. Based on the measured and normalized HSP expression kinetics data, the basal level of both HSP27 and HSP70 expression was valued at one. As a result, we chose the target tumor HSP expression value, sT, within GT to be below 1.0 mg/ml to eliminate tumor protection. Significant HSP expression induction capable of providing protection was observed for HSP27 expression values ranging from 2 to 10.0 mg/ml and HSP70 expression values ranging from 2 to 3.5 mg/ml. As a result, we specified our target HSP27 and HSP70 expression induction values, sH, in GH to be greater than 2.0 mg/ ml. A single HSP expression parameter was chosen to represent both HSP27 and HSP70 in the tumor and healthy tissue (sT and sH) since we desire elimination of both HSP in the tumor and elevation of both HSP in healthy tissue for comparable parameter values. Separate values can also be stipulated when necessary for molecules that have different expression characteristics. Complete tumor destruction is the main priority so success was defined by reaching an injury fraction value, dT, of 1.0 within GT. In order to minimize healthy tissue injury, we stipulated an injury fraction, dH, less than 0.1 within GH. It is difficult to achieve both criteria simultaneously. Priority must be given to the most important therapy design criterion. Weighting schemes will be discussed in the following section to permit priority to be stipulated within the objective function driving the optimization. Since eradicating the tumor is the highest priority, satisfying Criterion 1 is given the highest preference. Objective Function Development Injury fraction (FD)-based objective function. In this section, optimization methods based upon the desired injury fraction, HSP expression, and the conventional temperature threshold method will be explored separately to illustrate the impact of optimizing each quantity on therapy outcome. However, a single objective function comprising injury fraction, HSP expression, and temperature could also be employed to simultaneously optimize all quantities. First, objective functions based on both injury fraction and HSP expression were derived from the criteria mentioned above. The objective function for injury fraction, driven optimization is shown in the equation below: Z JFD ¼ c ðFDT ðx; y; z; tp Þ dT Þ2 dV þ Z GT ð16Þ ðFDH ðx; y; z; tp Þ dH Þ2 dV GH Fig. 2. Desired outcome and geometric domain G ¼ GT [ GH for optimal laser therapy design. where JFD represents the injury fraction objective function, c represents a weight employed for attributing priority to controlling injury in the tumor, FDT (x,y,z,sp) and FDH (x,y,z,sp) represent the model-predicted injury fractions for tumor and healthy tissue, respectively, due to the selected source parameters, and sp represents the pulse duration employed for irradiation. We want to heavily penalize the tumor injury fraction term if it does not satisfy the prescribed value in order to achieve complete tumor destruction. As a result, we can define HSP EXPRESSION AND INJURY OPTIMIZATION the weighting term, c, by selecting a value based on how extensively we want to penalize this term if the prescribed damage fraction in the tumor is not satisfied. Higher values of c translate into more conservative therapies where tumor destruction is maximized at the expense of normal tissue injury. The weighting terms were chosen similarly for the HSP expression and temperature objective functions discussed subsequently since we want to penalize noncompliance of all these quantities within the tumor when specified criteria are not satisfied. All c values were selected to be 100. In order to satisfy the criteria for the desired damage fraction, we chose dT ¼ 1.0 for complete destruction in the tumor and dH ¼ 0.1 for minimal damage in the healthy tissue. HSP expression-based objective function. The objective function formulated for HSP27 and HSP70 expression based optimization is shown in the equation below: Z 2 JHSP27;70 ¼ c ðHSPT27;70 ðx; y; z; tp Þ sT Þ dV þ Z GT 2 ð17Þ ðHSPH 27;70 ðx; y; z; tp Þ sH Þ dV GH where JHSP27;70 represents the HSP27 and HSP70 expression objective function, c represents a weight employed for attributing priority to controlling HSP expression in the tumor, HSPT27;70 (x,y,z,sp) and HSPH 27;70 (x,y,z,sp) represent the model-predicted HSP27 and HSP70 for tumor and healthy tissue respectively associated with selected source parameters, and sp represents the pulse duration employed for irradiation. We chose sT ¼ 0.1 for elimination of HSP27 and HSP70 expression in the tumor and sH ¼ 2.0 for significant HSP27 and HSP70 expression in the healthy tissue. The same objective function was chosen to represent both HSP27 and 70 expression since we desire elimination of both HSP in the tumor and elevation of both HSP in healthy tissue with nearly identical parameter values. Temperature-based objective function. The criteria of T 438C in the tumor and T < 428C in the healthy tissue region has been applied as optimization criteria in previous studies [24,25]. The objective function is defined according to the following equation: Z JTemp ¼ c ðTT ðx; y; z; tp Þ bT Þ2 dV þ Z GT ð18Þ ðTH ðx; y; z; tp Þ bH Þ2 dV GH where JTemp represents the temperature objective function, c represents a weight employed for attributing priority to incurring significant temperature elevation in the tumor, TT and TH represent the model predicted temperatures due to the selected laser parameters for the tumor and tissue respectively, bT and bH represent the desired temperature values in the tumor and healthy 737 tissue respectively, and sp represents the pulse duration employed for irradiation. Determination of the values of bT and bH are described below. Traditional therapy design methods stipulate maintaining the tumor temperature at 438C for 30 minutes. Due to the extensive heating duration, this therapy may not be clinically relevant. In order to simulate a more realistic laser therapy within the time constraints of a clinical setting, an equivalent thermal dose in minutes at 438C (t43) was determined for use in the temperature driven optimization according to the following equation: ðt43 ÞN ¼ N X Rð43 CTi Þ Dt; i¼1 ¼ 0:25; Ti < 43 C 0:50; Ti 43 C with R ð19Þ where Dt is the time between measurements (1 s), Ti is the temperature in degrees Celsius for the ith measurement, and R is a constant empirically derived from hyperthermia experiments in living tissue [37]. Our previously measured thermally induced HSP expression kinetics and injury cellular data were based on heating at temperatures of 44–608C for 1–30 minutes. Since the optimization results for damage fraction, HSP expression, and temperature are to be directly compared, we selected a heating protocol within the experimental range for developing the temperature objective function. The Ti value was chosen as 488C, which yielded an equivalent thermal dose of 1 min. This heating protocol fits nicely within our measured data set. As a result, the value of bT was chosen to be 488C and the pulse duration employed in the simulation was 1 minute. Damage fraction minimization in the healthy tissue was also a therapy design priority so the value of bH was specified as 378C. Optimization Method Optimization strategies. The goal of the optimization strategy is to determine a set of laser parameters such that the objective function driving the optimization is minimized. Let X represent the parameter set, X ¼ (Pi, li, xi, yi, zi) for i ¼ 1,. . .L where Pi is the laser power positioned at (xi,yi,zi), li is the laser wavelength, and L is the number of laser sources employed for irradiation. The three optimization strategies employed can be formally posed as follows: (1) Injury fraction-based optimization problem: Find X such that JF D ¼ min JFD ðXÞ (2) HSP27,70 expression-based optimization problem: Find X such that JHSP ¼ min JHSP27;70 ðXÞ 27;70 (3) Temperature-based optimization problem: ¼ min JTemp ðXÞ Find X such that JTemp A single objective function was chosen initially to drive each optimization process. In order to achieve successful 738 RYLANDER ET AL. optimization, the difference between the predicted and desired values within each objective function must be minimized. For instance, when employing the damage fraction-based optimization, laser parameters were determined such that the difference between the FDT (x,y,x,t) and FDH (x,y,z,t) predicted by the chosen laser parameters and the specified damage fraction (dT and dH) determined from the criteria are minimized. All three optimization problems are designed such that Pi, li, xi, yi, zi can be optimized independently or simultaneously over the preset parameter space. Identical computational methods for determination of temperature, damage fraction, and HSP expression associated with laser heating were employed. The optimization algorithm subsequently discussed was integrated into the treatment planning predictive model to enable specification of optimal laser parameters. Steepest descent method. The optimization algorithm utilized was based on the steepest descent method which computes the local minima for the desired objective functions [38]. The general premise of the steepest descent method is that the gradient at any point, rJi , points in the direction in which Ji is increasing most rapidly. It follows that rJi points in the direction in which Ji is decreasing most rapidly, called the direction of steepest descent. As a result, minimization is along the steepest direction, rJi . In combination with line search methods, the steepest descent method was shown to be very effective in determining the parameter set that minimizes the objective function specified. The optimization process outlined below in Figure 3 describes the major steps comprising the steepest descent method applied to determination of optimal laser parameters for therapy design for a single source although the code is capable of optimizing multiple sources. RESULTS Typical Laser Therapy Outcomes A three dimensional volume consisting of a prostate with an interior tumor was employed for all simulations. In order to better visualize the temperature, injury fraction, and HSP27 and HSP70 expression distributions, all results were shown from the top view. The coarsely meshed region represents the normal tissue and the interior finely meshed region denotes the tumor. Two laser sources positioned intra-tumorally were employed for irradiation in all simulations to permit adequate treatment of the tumor region. The wavelength and pulse duration utilized were 810 nm and 1 minute, respectively. Before discussing therapy outcome results achieved through optimization, we will illustrate two possible treatment outcome extremes that can transpire without implementation of optimization methods in design of laser therapy. The inefficiency of these therapies will demonstrate the need for the optimization and provide a reference for comparison with the optimized therapy outcomes. The first therapy outcome simulated involves laser sources specified as P1 ¼ 0.5 W positioned at (x1,y1,z1) ¼ (5.0,1.6,0.1) mm and P2 ¼ 0.15 W positioned at (x2,y2,z2) ¼ (3.6,1.3,0.1) mm. The simu- lation results for this therapy design are shown in Figure 4. This therapy outcome represents a possible treatment extreme where insufficient temperature elevation, minimal incurred injury, and elevated HSP27,70 expression levels occurred throughout the tumor. This therapy will not completely eradicate the tumor leading to a high likelihood of tumor survival and recurrence. This therapy fails to achieve the most important therapy design Criterion 1 for tumor destruction. The only acceptable quality of this therapy is that the healthy surrounding tissue did not incur any injury. The other common treatment outcome extreme can be illustrated by the following simulation involving laser sources specified as P1 ¼ 1.6 W positioned at (x1,y1,z1) ¼ (5.0,1.6,0.1) mm and P2 ¼ 1.1 W positioned at (x2,y2,z2) ¼ (3.6,1.3,0.1) mm as shown in Figure 5. This therapy effectively caused significant temperature elevation within the tumor and satisfied the first design criteria of complete tumor destruction by effectively eliminating HSP27,70 expression and achieving the desired FDT in the entire tumor region. Due to complete tumor destruction, this therapy may be characterized as an acceptable treatment. However, the extensive temperature elevation, injury, and lack of HSP27,70 expression in the healthy tissue bordering the tumor will ultimately lead to dramatic tissue injury and loss of function. This therapy is deemed sub-optimal since it does not also satisfy our second criteria by minimizing healthy tissue injury by inducing HSP expression. Both unacceptable treatment outcomes most likely arose from non-optimal design of the laser therapy which may be due to employing incorrect laser protocol parameters including improper power levels, insufficient heating duration, or inappropriate number and placement of probes. Implementing an optimization strategy is vital to achieving both tumor destruction and minimal healthy tissue injury. HSP Expression-Based Optimization Laser power and position for both laser sources were considered in the optimization strategies while the wavelength and pulse duration were held constant at 810 nm and 1 minute respectively. The z-coordinate for position was chosen to be 0.1 mm, which was in the middle of the tissue and tumor. In order to verify whether the laser parameter specified by the optimization algorithm yielded optimal results, the post-therapy distributions of injury fraction and HSP expression were evaluated to verify that they satisfied the previously defined criteria. Numerical simulations confirmed by experimental observation demonstrated that dH and dT chosen to be 0.4 and 0.6 were adequate criteria for denaturation of HSP and complete cell death in the tumor and minimal injury and elevated HSP expression in the healthy tissue. The HSP27,70 based optimization algorithm was employed to achieve a more optimal post-therapy outcome as shown in Figure 6. An initial guess of P1 ¼ 1.0 W positioned at (x1,y1,z1) ¼ (5.0,1.6,0.1) mm and P2 ¼ 0.5 W at (x2,y2,z2) ¼ (3.6,1.3,0.1) mm was stipulated. The specified optimal parameters from the treatment planning optimiza- HSP EXPRESSION AND INJURY OPTIMIZATION 739 Fig. 3. Steepest Descent algorithm employed in determination of optimal laser source parameters. tion model for this therapy were P1 ¼ 1.29 W positioned at (x1,y1,z1) ¼ (5.2,1.8,0.1) mm and P2 ¼ 0.7 W located at (x2,y2,z2) ¼ (3.8,1.5,0.1) mm. This therapy satisfied Criterion 1 by effectively eliminating HSP27,70 expression below the prescribed level of 1 and maximizing injury in the tumor to the threshold value of 0.6. This therapy also accomplished Criterion 2 by inducing elevated HSP27,70 expression and minimal injury in the healthy tissue 740 RYLANDER ET AL. Fig. 4. Treatment outcome extreme for therapy without optimization for P1 ¼ 0.5 W and P2 ¼ 0.15 W depicting (a) temperature, (b) injury fraction, (c) HSP27, and (d) HSP70 distribution following therapy. bordering the tumor according to the specified criteria. This laser therapy effectively eradicates the tumor while enhancing recovery of injured healthy tissue along the tumor border. This protocol is an excellent therapy design option achieved by utilization of the treatment planning optimization model in the laser therapy design. Injury Fraction-Based Optimization The FD objective function was also employed for laser therapy design with an initial guess of P1 ¼ 1.0 W positioned at (x1,y1,z1) ¼ (5.0,1.6,0.1) mm and P2 ¼ 0.5 W located at (x2,y2,z2) ¼ (3.6,1.3,0.1) which is identical to the input guesses employed in the HSP27,70 driven optimization. The optimized parameter set is specified as P1 ¼ 1.09 W positioned at (x1,y1,z1) ¼ (5.10,1.7,0.1) mm and P2 ¼ 0.59 W positioned at (x2,y2,z2) ¼ (3.7,1.40,0.1) mm. Although the parameters specified by the HSP27,70 based optimization were P1 ¼ 1.29 and P2 ¼ 0.70, the therapy outcome results were both satisfactory by achieving the stipulated HSP expression and injury fraction distributions in both the tumor and healthy tissue, thereby satisfying both criteria as shown in Figure 7. The HSP27,70 based optimization clearly optimized the HSP expression distribution more effectively by decreasing the HSP70 concentration more significantly throughout the entire tumor although the HSP27 expression was nearly identical. The HSP27,70 driven optimization also elevated the maximum tumor temperature by an additional 48C as compared to the FD driven optimization. Temperature-Based Optimization In order to compare the effectiveness of the temperature optimization strategy with the FD and HSP27,70 expression based optimization, the temperature objective function was employed in the optimization algorithm. Input guesses identical to those employed for the optimal FD and HSP expression based optimization, P1 ¼ 1.0 W positioned at (x1,y1,z1) ¼ (5.0,1.6,0.1) mm and P2 ¼ 0.5 W at (x2,y2,z2) ¼ (3.6,1.3,0.1) mm were utilized in the temperature based optimization. The parameter set specified following optimization were P1 ¼ 0.54 W positioned at (x1,y1,z1) ¼ (5.04,1.64,0.1) mm and P2 ¼ 0.34 W located at (x2,y2,z2) ¼ (3.64,1.34,0.1) mm. Figure 8 illustrates the therapy outcome for the temperature based optimization strategy HSP EXPRESSION AND INJURY OPTIMIZATION 741 Fig. 5. Treatment outcome extreme for therapy without optimization for P1 ¼ 1.6 W and P2 ¼ 1.1 W depicting (a) temperature, (b) injury fraction, (c) HSP27, and (d) HSP70 distribution following therapy. which yields an extremely suboptimal therapy. The optimization algorithm effectively achieves the targeted tumor temperature of 488C (321 K) and causes minimal temperature elevation in the healthy tissue. However, insufficient injury is incurred and significant levels of HSP27,70 are induced in the tumor region which will undoubtedly result in enhanced tumor viability and resistance to subsequent therapies. By enforcing the stricter FD and HSP27,70 driven optimization strategy, more effective laser therapies can be designed which enable complete tumor destruction and diminished probability of tumor recurrence through HSP27,70 expression control. Table 2 compares various computational qualities for the FD, HSP27,70, and temperature based optimization strategies as simulated in Figures 4–8. These quantities consist of the objective function associated with the optimized therapy, number of convergence steps to obtaining the optimized solution, and CPU time required to achieve convergence and minimization of the objective function. The objective function minimum, convergence steps, and CPU time are similar for all cases. Even though the temperature driven optimization yields a suboptimal therapy design, it still possesses a similar objective optimum value because it adequately satisfies the temperature criteria employed in developing the objective function. DISCUSSION An optimization treatment planning model was designed that specifies the most appropriate laser parameters to permit complete tumor destruction by maximizing injury and eliminating HSP expression in the tumor. The model also permits preservation of the healthy surrounding tissue by minimizing the tissue injury and enhancing recovery by induction of HSP expression. This is the first optimization model based on tissue injury and HSP expression control. Previous studies have based their optimization strategy on achieving T 438C in the tumor region and T < 428C in the healthy tissue [20,21]. Extended heating durations of 30 minutes are required to induce sufficient thermal injury for these therapies. In order to design therapies that do not exceed the time constraints of a clinical setting, an equivalent thermal dose at T ¼ 438C for 30 min was 742 RYLANDER ET AL. Fig. 6. Therapy outcome based on HSP expression-based optimization for an initial guess of P1 ¼ 1.0 W and P2 ¼ 0.5 W depicting (a) temperature, (b) injury fraction, (c) HSP27, and (d) HSP70 distribution following therapy. determined. The equivalent thermal dose of 488C for 1 min enabled comparison with the HSP and injury fraction based optimization. The computational results demonstrated the inadequacy of the temperature-based method in designing laser therapies. The temperature-based optimization yielded an insufficient amount of thermal injury and high levels of HSP expression in the tumor. Without imposing more stringent constraints and objective functions based on desired thermal injury fraction and HSP expression, the lack of thermal injury and elevated HSP expression in the tumor is certain to result in tumor recurrence and resistance to subsequent chemotherapy and radiation treatments. Criteria based on the desired injury fraction and HSP expression in the tumor and healthy tissue were employed to design objective functions for optimizing these quantities. The criteria for development of the objective functions and their minimization were based on measured thermally induced HSP27 and HSP70 expression kinetics and injury in prostate cancer and normal cells and tissues [22,23]. The injury predictive model was based on measured cell viability profiles using propidium iodide staining measured with a flow cytometer in normal prostate (RWPE-1) and prostate cancer (PC3) cells following water bath heating for thermal stimulation temperatures of 44–608C [22]. The HSP expression predictive model was based on measured thermally induced HSP27 and HSP70 expression kinetics data using Western blotting techniques following water bath heating of RWPE-1 and PC3 cells [22]. In order to account for differential HSP expression between the in vitro and in vivo systems, the HSP expression predictive model was further refined by characterizing the HSP27 and HSP70 distribution through immunostaining and confocal microscopy in laser irradiated prostate tumors [23]. H&E staining was also performed on the irradiated prostate tumors to gain a better understanding of the correlation between temperature and tissue injury associated with laser heating [23]. A lower thermal threshold was observed for destruction of PC3 tumors in vivo compared to their in vitro counterparts under similar conditions due to the presence of the vascular network in vivo as observed by other researchers [39,40]. The HSP expression and injury HSP EXPRESSION AND INJURY OPTIMIZATION 743 Fig. 7. Therapy outcome based on injury fraction-based optimization for an initial guess of P1 ¼ 1.0 W and P2 ¼ 0.5 W depicting (a) temperature, (b) injury fraction, (c) HSP27, and (d) HSP70 distribution following therapy. models based on cellular data were valid for the prostate tumors, but new HSP expression and injury parameters were required to accurately represent the in vivo HSP expression and injury responses [20–23]. Implementation of both HSP expression and injury fraction objective functions based on cellular and tissue data in the optimization process permitted successful selection of truly optimal therapies with maximum injury and elimination of HSP expression in the tumor and minimum injury and HSP expression elevation in the healthy tissue. The Pennes’ bioheat equation was employed for prediction of the temperature distribution in laser irradiated prostate tissue. This equation assumes that the blood perfusion effect is homogeneous and isotropic and that the thermal equilibration occurs in the microcirculatory capillary bed. In considering perfusion as a non-directional term, the directional convective mechanism is neglected [31]. Continuum models for bio-heat transfer such as those developed by Wulff [41] and Klinger [42] have addressed the isotropic issue of the Pennes’ perfusion term, but do not address the site of heat exchange. Chen-Holmes have formulated the most fully developed continuum model taking into account the significance of vessel thermal equilibration length and accounting for predominant heat transfer occurring in the arterioles and venules [43]. Although these continuum models have attempted to more accurately model the perfusion term, they have had limited use due to the complexity of their implementation, difficulty of evaluating the perfusion term, and the inability to address closely spaced countercurrent artery-vein pairs. Another limitation of the Pennes’ model is that it does not account for specific vasculature architecture such as countercurrent arteries and veins and the location of these structures within the tissue. Weinbaum-Jiji-Lemons developed a vasculature based model to better account for countercurrent vessels not previously addressed in the before mentioned models [44–46]. The limitations of this model are again the difficulty of implementation and that the vein and artery diameters are required to be identical. Further studies by Wissler [47] have pointed out the unlikelihood of a single model applying to all the vascular structures within the tissue. Charney’s work has discussed 744 RYLANDER ET AL. Fig. 8. Therapy outcome based on temperature-based optimization for an initial guess of P1 ¼ 0.5 Wand P2 ¼ 0.3 W depicting (a) temperature, (b) injury fraction, (c) HSP27, and (d) HSP70 distribution following therapy. the use of hybrid model in which both the Weinbaum-Jiji and Pennes’ model have been employed to model the peripheral and deep muscle tissue respectively [48]. Despite the limitations of the Pennes’ model, it has been widely used and found to be valid for many situations. Previous research has demonstrated that the temperature prediction provided by the Penne’s equation corresponds closely with measured data using Magnetic Resonance Thermometry during laser irradiation of prostate tumors [20,21]. The steepest descent method for optimization was capable of determining effective laser parameters based on specified objective functions developed from strict criteria related to the desired tissue response. Alternate optimization strategies such as Newton’s or quasiNewton’s method could deliver a better convergence rate, however, its utilization will provide minimal improvement due to the existing efficiency of the adaptive finite element algorithm which reaches convergence within very few steps and requires minimal CPU time. Although the proposed optimization algorithm is a local optimization scheme, clinically relevant optimal parameter sets can be determined within a prescribed practical range. Incorporating appropriate thermal and optical properties for the tissue of interest for the temperatures and TABLE 2. Comparison of Computational Characteristics for the Three Optimization Strategies Metric for optimization Injury fraction HSP expression Temperature J (optimum) Convergence steps CPU time (seconds) 0.0075 0.0056 0.0097 18 25 20 71 94 78 HSP EXPRESSION AND INJURY OPTIMIZATION wavelengths considered is critical to achieving accurate prediction and optimization of the tissue response to laser therapy. The availability of measured thermal properties for the desired temperature range and optical properties for target wavelengths for normal and cancerous prostate tissue is limited. Optical properties for native canine prostate were specified for normal human prostate tissue at a wavelength of 810 nm. To diminish error associated with input parameters, optical and thermal measurements must be performed for the wavelength and temperatures studied. Currently, the model does not incorporate the dynamic optical properties associated with denaturation of proteins during the laser heating process, which may lead to alterations in tissue absorption and scattering properties. However, the model does include the nonlinear temperature dependence of perfusion and thermal conductivity, which was found to decrease the predicted temperature by 5%. CONCLUSION An optimization algorithm for thermal therapy design was integrated into a predictive treatment planning model for prostate cancer laser therapy. The optimization model possesses the unique capability of specifying the most appropriate laser parameters based on desired HSP expression and injury fraction in both the tumor and healthy tissue. The criteria and objective functions for optimization were based on measured thermally-induced HSP expression kinetics and injury in normal and cancerous prostate cells and prostate tumors. 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