Pharmacological Reports 2006, 58, suppl., 153164 ISSN 1734-1140 Copyright © 2006 by Institute of Pharmacology Polish Academy of Sciences Review Pulmonary endothelium in the perinatal period Sheila G. Haworth Vascular Biology & Pharmacology Unit, Institute of Child Health, 30 Guilford Street London WC1N 1EH Correspondence: Sheila G.Haworth, e-mail: [email protected] Abstract: The pulmonary circulation is the only system in the body which does not have a dress rehearsal in utero. The pulmonary endothelium plays a pivotal role in ensuring that the resistance falls rapidly after birth so that the lungs can receive and process the entire cardiac output for the first time. It transduces signals triggered by environmental changes to the underlying smooth muscle cells, controlling their reactivity and regulating pulmonary vascular tone. It also clears alveolar fluid. This review addresses the mechanisms involved in these processes and considers failure of adaptation, the syndrome of Persistent Pulmonary Hypertension. Key words: pulmonary endothelium, nitric oxide, prostacyclin, endothelin-1, adaptation, pulmonary hypertension, perinatal life Abbreviations: ADMA – asymmetric dimethylarginine, cAMP – cyclic AMP, cGMP – cyclic GMP, COX – cyclooxygenases, DDAH – dimethylarginine dimethylaminohydrolase, ET-1 – endothelin-1, ETA – endothelin-1 receptor type A, ETB – endothelin-1 receptor type B, iNOS – inducible nitric oxide synthase, L-NAME – N/-nitro-L-arginine, nNOS – neuronal nitric oxide synthase, NO – nitric oxide, PDE phosphodiesterase, PGI – prostacyclin, PPHN pulmonary hypertension of the newborn, PVR – pulmonary vascular resistance, VEGF – vascular endothelial growth factor, VPF – vascular permeability factor, VSMC – vascular smooth muscle cell Introduction The pulmonary endothelium plays a crucial role in adaptation to extra-uterine life. Its two most important functions are to help reduce pulmonary vascular resistance in order to permit the entire cardiac output to pass through the lungs for the first time and to facilitate the clearance of alveolar fluid. In response to changes in environmental factors such as oxygen ten- sion, blood flow, endothelial stretch, circulating cytokines and growth factors, the endothelium synthesizes and/or extracts many vaso-active mediators. These include nitric oxide (NO), prostacyclin (PGI2), endothelin-1, norepinephrine, angiotensin-1 and thromboxane. The endothelium transduces signals triggered by environmental changes to the underlying smooth muscle cells, controlling their reactivity and regulating pulmonary vascular tone. The endothelial layer also acts as a barrier, regulating exchange of fluids and nutrients between the blood and surrounding tissue. This review summarises some of the more important aspects of endothelial function in perinatal life. 1. Fetal life During fetal life the endothelial cells are squat, have a narrow base on the subendothelium and a low surface: volume ratio, with considerable overlap of latPharmacological Reports, 2006, 57, suppl., 153164 153 eral cell borders [49, 52]. The arterial lumen is small, offering a high resistance to flow. Pulmonary vascular resistance (PVR) is probably kept high during fetal life due to a significant release of vasoconstrictor substances including endothelin-1(ET-1) and leukotrienes and low basal release of vasodilators such as NO and PGI2 in the presence of a low oxygen tension [3, 60, 61]. A mechanically-induced increase in pulmonary blood flow or exposure to vasodilators such as a raised oxygen tension, PGI2 and acetylcholine only induces transient vasodilatation [2, 4]. 2. Normal Adaptation to extra-uterine life Endothelial permeability During fetal life the lung is filled with fluid produced by the alveolar epithelium [102]. The liquid is absorbed by the alveolar epithelium at birth [5,16]. The pulmonary capillary endothelium is more permeable in newborns than adults [90]. Fetal pulmonary endothelial intercellular junctions are complex and fenestrated while they are tighter and less complex in older babies, indicative of improved barrier function. The higher endothelial permeability in fetal pulmonary vessels is probably due to the combined actions of hypoxia, a high level of circulating ET-1, vascular endothelial growth factor (VEGF) and angiotensin II. ET-1 induces endothelial permeability [108] and ET-1 receptor antagonists can prevent capillary leakage [30]. VEGF, originally identified as vascular permeability factor (VPF), is a potent inducer of plasma extravasation [35, 36] and its production is high during fetal development [48]. Angiotensin II may affect endothelial permeability via the release of prostaglandins and VEGF [130]. By contrast, an increase in NO has been shown to prevent endothelial leakage in the lung [119]. The postnatal increase in NO and the simultaneous reduction in endothelin may contribute to tightening of endothelial junctions after birth. More recent studies on the newborn lung have demonstrated the important role of the Rho GTPases in maintaining endothelial junctional integrity, emphasising the necessity of sustaining a high Rac1 to RhoA ratio [143]. The scaffolding proteins in the endothelial cell membrane may also change at birth and contribute to the perinatal changes in endothelial barrier function. 154 Pharmacological Reports, 2006, 57, suppl., 153164 PECAM-1 (CD31) influences transendothelial migration of inflammatory cells, mechanosignal transduction and angiogenesis [27, 59, 127]. Considerable PECAM-1/CD31 is expressed on fetal rat endothelial junctions and expression decreases after birth when the blood-gas barrier is formed [82]. Caveolin-1 is a component of caveolae, an endothelial scaffolding protein [69] which regulates the assembly of different signalling molecules at the plasma membrane (lipid rafts) [92]. Studies on caveolin-1 (–/–) mice indicate that caveolin-1 plays a dual regulatory role in controlling lung microvascular permeability, acting as a structural protein required for caveolae formation and caveolar transcytosis and as a tonic inhibitor of eNOS activity to negatively regulate paracellular permeability [118]. Endothelial leakage occurs in pulmonary hypertension, irrespective of aetiology. NO inhalation may prevent pulmonary edema both by improving endothelial barrier function and enhancing vascular relaxation [17, 42]. Overexpression of angiotensin-1 produces leakage-resistant vessels and angiotensin-1 is protective in vitro [12, 40]. Potential therapeutic approaches include inhibition of VEGF, RhoA and other molecules [135, 136, 144]. The natural mediator sphingosine 1-phosphate (S1-P) activates Rac1 and has considerable therapeutic potential [43]. Ensuring the postnatal fall in PVR The transition to air breathing stimulates several physiological actions including drainage of fetal lung fluid, rhythmic distension of the lung, and an increase in oxygen tension all of which contribute to the fall in PVR [1, 71, 73, 107]. The pioneering studies of Dr. Dawes and his colleagues in Oxford in the 1960s on fetal sheep showed that mechanical ventilation reduced PVR, and that the response was enhanced when the inspired gas was enriched with oxygen [28]. Forty years later, no single factor has yet been identified as being primarily responsible for the initiation of vasodilatation at birth. Nor do we know whether the endothelial cell or the smooth muscle cell is the prime target. It is probable that the abrupt expansion of the lungs leads to a cascade of events which facilitate the activation of vasodilator responses and reduce vasoconstrictor stimuli from the endothelium. The onset of breathing is associated with an increase in circulating bradykinin and the release of PGI2 and NO [23, 64, 126], thought to be caused by the sudden increase in The pulmonary endothelium in the perinatal period Sheila G. Haworth pulmonary blood flow imposing a sheer stress on the endothelium to promote their release. Although the NO pathway appears to play a crucial role in regulating the vasoreactivity of the transitional circulation it is not essential since endothelial NOS (eNOS) deficient mice survive and there is no evidence that either inducible NOS (iNOS) or neuronal NOS (nNOS) compensates for the absence of eNOS [89]. Irrespective of the signalling pathway under consideration, it is generally assumed that the pulmonary arteries are solely responsible for the postnatal fall in PVR. This is unlikely because the pulmonary veins are not passive conduits. Newborn porcine pulmonary veins respond to acetylcholine to a greater extent than pulmonary arteries [8]. Functional studies usually acknowledge inhomogeneity between endothelial cells of conduit and peripheral vessels, but this is crude oversimplification. It is well established that endothelial cell populations of the mature pulmonary circulation are heterogeneous, differences exist between cells from large and small vessels, arteries and veins and between cells within the same vascular region [29, 146]. Heterogeneity is evident even before birth. During embryonic development the endothelial cells show high plasticity and undergo constant changes in protein expression profile to match the requirements of the developing vessel [44, 97, 104, 109]. Endothelial hererogeneity is demonstrated in the newborn pulmonary circulation by the response to bradykinin. In newborn piglets bradykinin- induced relaxation of isolated conduit pulmonary arteries is dependant on prostaglandin and NO, dependence on NO increasing with age. By contrast, bradykinin-induced relaxation of isolated resistance arteries is solely dependant on NO at birth, to be largely replaced by a hyperpolarising factor generated through an SKF525a-sensitive pathway [19]. The regulation of these alternative signal transduction pathways in the immature normal and hypertensive pulmonary vasculature has still to be determined. Role of specific mediators Nitric oxide: All three NOS isoforms have been identified in the fetal lung [68, 122]. NO production is regulated by transcription, post-transcriptional modification, substrate availability, intracellular localization, superoxide production and co-factor availability [47]. Endothelial release is influenced by a variety of factors, including shear stress, O2 tension, and growth factors. The basal release of NO helps control resistance in the ovine fetal and transitional circulation [37]. The pulmonary arterial pressure in fetal and newborn lambs was increased by infusion of Nw -nitrol-arginine (L-NAME). At birth, basal NO release is low in isolated porcine intrapulmonary arteries and increases significantly during the first week of life. Newborn isolated ovine and porcine conduit arterial and fetal and newborn porcine resistance arteries fail to relax to acetylcholine, the response maturing during the first two weeks of life [2, 18, 79, 133]. By contrast, isolated fetal and newborn porcine pulmonary veins relax well in response to acetylcholine at birth, although like the arteries, the response improves with age [8]. Significant release of NO has also been demonstrated in newborn ovine pulmonary veins [41], possibly helping explain the ovine in vivo response to L-NAME noted above. A relatively poor receptor mediated response is perhaps not surprising, given the marked changes occurring in the endothelial cell membrane as the surface/ volume ratio increases at birth. Muscarinic receptor density increases rapidly immediately after birth and the subtypes change [53]. But the relatively poor newborn relaxant response is not restricted to receptor dependant mechanisms because the vessels do not relax to the calcium ionophore A23187 [79, 133]. Nor is the relatively poor endothelial dependant relaxation at birth due to the pulmonary arterial SMCs being incapable of relaxation. The vessels relax in response to exogenous NO although this response also improves significantly during the first 2–3 weeks of life [79, 133]. There is no lack of NOS at birth [54]. Endothelial NOS (eNOS) protein and gene expression increase markedly towards term, and increase further to reach a maximum at 2–3 days of life [54, 66]. But the activity of NOS in crude porcine lung homogenates is low in the near term foetus, higher when measured 5 min after birth and peaks at 3 days [9]. Activity is always greater in the particulate than the soluble fraction, and is almost entirely calcium dependant at all ages. Thus as in the adult, the predominant NOS enzyme at birth is the constitutive eNOS isoform. There is no absolute or relative deficiency of the NOS co-factor BH4 [100]. The efficacy of NOS can be reduced by the action of endogenous inhibitors, primarily asymmetric dimethylarginine which competes with the NO substrate L-arginine (ADMA) Pharmacological Reports, 2006, 57, suppl., 153164 155 [134]. This could explain the low level of eNOS activity in fetal life. ADMA levels are high in amniotic fluid and increase towards term and levels are also high in fetal blood. ADMA would be expected to exert a significant tonic inhibitory effect on NOS at such concentrations. ADMA is present in the urine of healthy newborn infants, and gradually declines to become undetectable by 5 days of age [106]. ADMA is metabolised to citrulline by the dimethylarginine dimethylaminohydrolase enzymes, DDAH I and II, both of which are highly expressed in the fetal lung. Each isoform is developmentally regulated and DDAH II activity increases rapidly immediately after birth [10, 80]. ADMA and DDAH could play a significant role in the regulation of the fetal and newborn pulmonary vasculature. The pulmonary arterial SMC being targeted by the endothelium derived vasoactive substances is itself changing rapidly. Basal accumulation of cGMP is high at birth but falls rapidly to a lower adult level by three days of age [133]. This postnatal fall in cGMP might be explained by the high expression of phosphodiesterase (PDE)5 mRNA and hydrolytic activity found in the newborn rat lung [114]. Studies on lungs of several species also showed that PDE5 was responsible for a greater proportion of PDE activity during the first week of life than in the adult [95, 114]. Despite the basal accumulation and enhanced accumulation of cGMP in response to NO and NO donors, the relaxation response of newborn vessels is less than might be expected. This might be accounted for by the smooth muscle cell membrane being more depolarised at birth than later [33]. Prostacyclin (PGI2): Arachidonic acid metabolism within endothelial cells leads to the production of vasoactive eicosanoids: prostaglandins or leukotrienes. The circulating concentration of vasoconstrictor leukotrienes C4 and D4 decreases at birth [129] and that of endothelial-derived PGI2 increases, facilitating SMC relaxation [13, 70, 123, 124]. PGI2, is produced mainly by the endothelium [20]. It is a powerful vasodilator of both systemic and pulmonary vascular beds [93] and vasodilates the fetal pulmonary circulation [24, 25]. PGI2 is produced by the cyclooxygenases COX-1 and COX-2 [76]. Arachidonic acid, first liberated from phospholipid pools by phospholipase A2, is converted to PGH2 by COX and PGH2 is converted to PGI2 by the action of PGI2 synthase [137]. The PGI2 receptor belongs to the family of G-protein coupled receptors [50, 99]. Its effects 156 Pharmacological Reports, 2006, 57, suppl., 153164 are mediated by cAMP, though there may also be a cAMP-independent coupling of the PGI2 receptor to the activation of K+ channels that is important in the relaxation of SMCs [138]. The levels of PGI2 during early fetal life are low and this effect may be attributed to the inhibitory action of plasma glucocorticoids on endothelial COX-1 gene transcription and COX expression via a glucocorticoid receptor [63]. PGI2 levels increase at birth, a change coinciding with increasing fetal plasma estrogen levels in sheep, guinea pigs and also in humans [7, 46, 110, 125]. Physiologic levels of estradiol 17-(E2) induce COX-1 gene expression [62] and activate synthesis of PGI2 in ovine fetal pulmonary artery endothelial cells [125]. Birth is thought to be associated with the release of bradykinin, leading to the release of PGI2. Whether or not PGI2 is crucial to the postnatal reduction in pulmonary arterial pressure is still uncertain. PGI2 synthase expression is low at birth in the media of porcine pulmonary arteries and increases rapidly in the first week of life. In ovine pulmonary artery segments, PGI2 synthesis was considerably higher in newborn than fetal vessels [124]. The increase occurred in the endothelial and SMCs of both intact vessels and cultured cells, and was caused by upregulation of COX-1 activity, related to a maturational increase in COX-1 gene expression. COX-2 protein was not detected. The sudden increase in shear stress at birth and the fall in PVR coincides with the increased release of NO and PGI2 [1, 73], suggesting that the two agents may act in concert to effect the vasodilatory action of shear stress. An abrupt increase in flow stimulates the release of both NO and PGI2 in cultured endothelial cells [6, 21, 31, 132]. Recent studies in chronically prepared fetal lambs indicate that NO-cGMP cascade is a more potent modulator of pulmonary vascular tone during acute haemodynamic stress than prostaglandins and that NO may mediate PGI2-induced pulmonary vasodilation [149]. NOS inhibition completely blocked shear stress-induced pulmonary vasodilatation, whereas COX inhibition had no effect. In addition, NOS inhibition attenuated PGI2-induced pulmonary vasodilation, indicating that PGI2 acts largely by NO release [149]. Although NO inhibitors block vasodilatation resulting from increased oxygen and rhythmic lung distension, COX inhibitors attenuate vasodilatation caused by rhythmic distension [139]. Apart from inhibiting VSMC contractility, PGI2 also inhibits VSMC growth in vitro [75, 105]. The ef- The pulmonary endothelium in the perinatal period Sheila G. Haworth fects of PGI2 on VSMC growth have also shown to be site-specific as PGI2 inhibited proliferation of human SMCs from distal pulmonary arteries, but not from proximal pulmonary arteries [142]. Endothelin: The level of circulating ET-1 is high in the normal term foetus and falls rapidly during the first week of life. Endothelial release of this potent vasoconstrictor [148] is stimulated by hypoxia, the mechanical stimulation of shear stress and stretch, and chemical stimuli such as thrombin, norepinephrine, transforming growth factor-b, phorbol esters and calcium ionophores. ET-1 is the major isopeptide produced by endothelial cells but two other endothelin isopeptides have been described, ET-2 and ET-3. ETA receptors have a high affinity for ET-1 and ET-2 and are found mainly on SMCs and mediate vasoconstriction in most vascular beds [58]. ETB receptors have affinity for all endothelins. Vasoconstrictor (ETB) receptors are present on vascular SMCs and vasodilator ETB receptors are found on endothelial cells and mediate vasodilatation via release of NO, PGI2 or via ATP-gated K+ channels [39, 81, 150]. In the presence of a high vascular tone ET-1 has a vasodilatory effect but similar infusions have a vasoconstrictor effect when pulmonary vascular tone is decreased during acute ventilation [22]. ET-1generally causes transient vasodilatation followed by sustained vasoconstriction. Studies in newborn piglets have shown that ET-1 is abundant in the lung parenchyma and pulmonary arteries at birth [74]. Its expression decreases at 2 days and increases again at 10 days but at a lower level than in the newborn [74]. ETA and ETB receptor binding sites are densely distributed over the smooth muscle cells of pulmonary vessels, with a relative increase in ET-B with age. Between birth and three days vasodilator ETB receptors are transiently expressed on the pulmonary arterial endothelial cells [56] and the vasodilator response to ET-1 increases after birth in both pulmonary arteries and veins [117]. Angiotensin: The role of angiotensin in the regulation of the perinatal circulation is not understood. Angiotensin II is an octapeptide formed from decapeptide angiotensin I by angiotensin-converting enzyme and is a powerful vasoconstrictor of pulmonary vascular SMCs. It is first expressed on the endothelium of large proximal pulmonary arteries in the pseudoglandular stage of lung development and extends distally during gestation [97]. In the rat lung expression of angiotensin-converting enzyme is 10 times lower at birth than in the mature animal [97, 141]. The vasoconstricting effects of angiotensin are largely due to angiotensin-mediated increases in the production of ET-1 [57, 94], suggesting that angiotensin release may decrease immediately after birth. 3. Failure to adapt to extra-uterine life: PPHN Failure of the pulmonary circulation to adapt normally to extrauterine life causes persistent pulmonary hypertension of the newborn (PPHN). The pulmonary arteries fail to remodel after birth and the vessels remain thick-walled [51]. This condition has a high morbidity and mortality rate of 10–20%, despite the advent of inhaled NO therapy. It can be idiopathic but is more usually associated with hypoxia secondary to abnormalities of lung development or infection. It is also a feature of certain types of congenital heart disease. Thus PPHN is multifactorial in origin but the nature of the underlying defect causing failure to adapt to extrauterine life is uncertain. It has been shown to involve failure of endothelium-dependent and/or independent relaxation, a primary structural abnormality of the target SMCs and an excess of endothelin, and possible of other vasoconstrictor agonists such as thromboxane or an isoprostane. Hypoxia is a common cause of PPHN in babies. In vitro hypoxia alters endothelial metabolism of vasoactive agents, such as eNOS, 5-hydroxytryptamine, and angiotensin-converting enzymes [14, 85, 98, 112]. It also increases endothelial permeability which facilitates leakage of growth factors and blood cells into the underlying SMC layer [143, 147]. Role of specific mediators Nitric oxide: Neonatal pulmonary hypertension affects both the release of, and response to, NO in the pulmonary arteries. Following exposure of piglets to chronic hypobaric hypoxia from birth, isolated pulmonary arteries failed to establish normal endothelium-dependent relaxation by three days of age [133] and the newly established response was significantly attenuated in animals exposed to hypoxia from three days of life onwards. NOS protein was still relatively abundant but it decreased and the activity of Pharmacological Reports, 2006, 57, suppl., 153164 157 calcium-dependent and independent eNOS failed to increase after birth in animals kept hypoxic from birth [8, 55]. Chronic hypoxia impairs endothelial Ca2+ metabolism and normal coupling between eNOS and caveolin-1 resulting in eNOS inactivity [98]. In fetal lambs made pulmonary hypertensive by intrauterine ligation of the ductus arteriosus, NOS gene expression, protein and activity decreased [15]. PPHN appears to be multifactorial. It may be related to the inappropriate postnatal persistence of an endogenous NO inhibitor such as ADMA. The circulating level of ADMA is increased in patients with pre-eclamptic toxaemia and the babies of these mothers are predisposed to PPHN. Importantly, abnormally high levels of ADMA have been detected in the urine of babies with PPHN [106]. Arginine deficiency, absolute or relative, is a feature of the human infant with PPHN [140] and an L-arginine infusion can be associated with an improvement in oxygenation [113]. Newborn lambs made pulmonary hypertensive by surgically increasing pulmonary blood flow showed impairment of endothelium-dependent relaxation associated with reduced circulatory levels of L-arginine [111]. Pretreatment with L-arginine attenuated pulmonary hypertensive caused by exposure to hypoxia or infusion of the thromboxane analogue U46619 [38]. Endothelin: The circulating endothelin level remains high in experimental models of hypoxiainduced PPHN. ET-1 receptor-binding density (primarily ETA) is increased and the transient expression of ETB receptors does not occur [101]. Isolated porcine pulmonary arteries from chronically hypoxic piglets showed a 2–3 fold increase in the contractile response to ET-1, a lack of vasodilator ETB response at 3 days as indicated by the absence of response to the ETB antagonist BQ788 and co-constriction of adjacent isolated bronchi [116, 117]. Co-constriction of pulmonary arteries and bronchi is a well-recognised clinical feature of infants with pulmonary hypertension. Preproendothelin mRNA was significantly elevated in fetal ovine lung tissue after ductal ligation in utero and ETA expression was elevated [15]. Prostacyclin: The release of PGI2 is reduced in many forms of pulmonary arterial hypertension in man and is assumed to be low in newborns with PPHN. The administration of PGI2 alleviates hypoxic pulmonary vasoconstriction in newborn infants and animals with PPHN. Activation of Rho GTPases: Rho GTPases are key regulators of endothelial actin dynamics, thereby 158 Pharmacological Reports, 2006, 57, suppl., 153164 influencing both vascular reactivity and endothelial permeability [128, 135, 136, 143]. Activation of RhoA has been associated with the development of pulmonary hypertension [11, 34, 86, 115] possibly by mediating the effects of vasoconstrictors such as angiotensin II [34, 121, 145], ET-1 and acetylcholine [87, 96, 115] and downregulating eNOS expression and NO production in endothelial cells [32, 72, 91, 131]. Treatment of PPHN In sustained pulmonary hypertension treatment in the neonatal period focuses primarily on increasing vasodilatation. The rationale for giving NO and possibly a phosphodiesterase inhibitor such as sildenafil, is that there is an absolute or relative lack of the endogenous substance. This form of pulmonary hypertension is the most amenable to experimental study. The overexpression of vasodilator genes such as eNOS, prepro-calcitonin gene-related peptide and PGI synthase have produced promising results in animal models of PPHN [67]. In systemic hypertension overexpression of the vasodilator genes atrial natriuretic peptide [77], kallikrein, adrenomedullin [26] and eNOS [78] via transfer of naked DNA or viral delivery systems had a blood pressure lowering effect in rat models. Conversely, inhibition of vasoconstrictors such as angiotensin receptor antagonists or intracardiac injections of viral particles containing antisense nucleotides to angiotensin or the angiotensin II type I receptor into the adult spontaneously hypertensive rat produced a sustained systemic blood pressurelowering effect combined with a reversal of endothelial dysfunction [65]. Statins might be helpful in the treatment of PPHN. Statins inhibit the prenylation of Rho proteins and their translocation to the membrane inhibiting their activity [120]. As statins have anti-leakage and antiinflammatory effects and increase NO production by endothelial cells [83, 84] they could be useful in disorders like PPHN characterised by endothelial dysfunction. Inhibition of Rho kinase is another therapeutic possibility. Giving the Rho kinase inhibitor fasudil to nursing fawn-hooded rats and their newborn offspring kept in mild hypoxic conditions ameliorated pulmonary hypertension in the newborns [86]. Many of the agonists which influence relaxation and contraction also influence SMCs proliferation, and certain growth factors can act as contractile agonists. In theory, therapeutic regimes aimed at maxi- The pulmonary endothelium in the perinatal period Sheila G. Haworth mising relaxation using long-term NO donors or supplementation with L-arginine might also modify structural remodelling, as PGI2 treatment is thought to do in primary pulmonary hypertension. Clinically we also focus on reducing contraction by using ET-1 receptor antagonists. 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