Publishing an article in The Transformer The views and opinions expressed in this publication do not necessarily reflect those of NATO or its member nations. All articles are edited for content. To contact The Transformer staff, call +1(757)747-3600. To obtain electronic copies of the newsletter, visit us on the web at http://www.act.nato.int. Deadline for submissions for August 2011 issue is June 30, 2011. Table of Contents 2 A Conversation With Deputy Supreme Allied Commander Transformation 14 Modelling And Simulation, Enabling NATO Strategy 16 A View From Allied Command Transformation (ACT) Planning For NonMilitary Capabilities 18 Fostering Collaboration Through Open-Source Software 19 ACT Begins Cloud Computing Initiatives 20 Joint Forces Training Centre - At The Heart NATO’s Preoccupations 22 JWC Certifies NRF 16 Leadership At Ulsues 24 Virtual Development Of NATO’s LL Capability: The Outcome Of The 2010 NATO LL Conference Email: [email protected] Postal : Headquarters Supreme Allied Commander Transformation, Public Affairs Office 7857 Blandy Road, Suite 100 Norfolk, Virginia 23551 3 Assured Access To The Global Commons In The 21st Century +1(757)747-3600 4 Structuring Partnerships For Evolving Ambitions 6 ‘Partnerships’ After The Lisbon Summit: Opportunity, Challenge Or Threat Telephone: The Transformer Staff Captain Jeff Bender Chief, Strategic Communications Mr. Roy Thorvaldsen Chief, Public Affairs Mr. Frank Schiller Chief, Corporate Communications Chief Petty Officer Chris Carrothers Production Leading Chief Petty Officer Petty Officer 1st Class Carla Burdt Editor “The Transformer 2011 – New Look, New Content” With our first issue of 2011, you will see we have made a few changes. First, we have a new look on the outside with a new cover and design. Second, and most important, is what we have inside. Instead of a compilation of what took place over the past three to six months at ACT, we now are taking a look at the present and future involving NATO, ACT and our stakeholders. Transformation is a continuous process of improvements and we hope you like the way we transformed one of our main communication tools. Enjoy! ~Captain Jeff Bender 8 11 12 Transformation Of NATO C-IED Relationship With Industry And Academia: Increasing Opportunities For Collaboration 2011 SACT Strategic Engagement Overview On the cover: Global Commons. Globe photo courtesy of NASA images. Satellite photo courtesy of NASA images. A MESSAGE FROM SACT Who’s New At ACT? T he Lisbon Summit has given the Alliance a reinforced sense of purpose and a renewed momentum across the whole range of its activities – but nowhere more than in the field of Transformation. Never had a Strategic Concept dedicated so much attention to issues that are pivotal to the future of NATO capabilities, such as the analysis of future threats or the pressing need for cost-effectiveness and reform. This summit has set NATO on a path to becoming, in Secretary General Rasmussen’s words, “more effective, more engaged and more efficient.” Allied Command Transformation is at the heart of every one of these three challenges, and this issue of The Transformer illustrates the progress it is making and sheds light on the way ahead in fulfilling that mandate. Being more effective means succeeding in solving the toughest and most relevant issues our nations General Stephane Abrial Supreme Allied Commander are facing both in current operations Transformation and in future crises. A first example is given in the following pages with the description of how we are transforming our capabilities dedicated to countering improvised explosive devices – one of the most essential enterprises in preserving the lives as well as the freedom of action of our troops deployed in Afghanistan today, and on other theatres tomorrow. Another instance of confronting an emerging challenge is in safeguarding free and safe access to the Global Commons – the strategic environments comprising the high seas, the international airspace, outer space and cyber space. Our work on this topic is previewed in our cover story. Being more engaged means drawing the consequences of the need for NATO as an organisation, as well as for each one of its member nation militaries, to reach out to other stakeholders. This applies in a number of fields, giving rise to several series of collaborations on which this issue elaborates: first and foremost, our partnerships, which come out of the Lisbon Summit reinvigorated; but also our collaboration with partners in industry and academia within the Framework For Collaborative Interaction. Finally, and in keeping with the financial situation we will be living in for many years to come, the effort to make our organisation, our capabilities and our processes more efficient – more cost-effective – will be a common thread to all our actions. The ideas in the pages this issue dedicates to the review of our defence planning processes or to the use of new technologies to save resources – through modelling and simulation or virtual lessons learned – are but first bites at this apple. ■ Major General Mark Barrett Deputy Chief of Staff Strategic Plans and Policy Brigadier General Theodosis Dourouklis Assistant Chief of Staff Joint Education, Training and Exercise Division Brigadier General Giovanni Fungo Assistant Chief of Staff Capability Engineering Vice Admiral Antonio Hernandez Assistant Chief of Staff Joint Deployment and Sustainment Ambassador Ravic R. Huso SACT Political Advisor Vice Admiral Carol M. Pottenger Deputy Chief of Staff Capability Development Brigadier General Luis Ruivo Comprehensive Approach Team Leader Major General Ugur Tarcin Deputy Chief of Staff Integrated Resource Management The Transformer 1 A Conversation With Deputy Supreme Allied Commander Transformation September 29, Polish Army General Mieczysław Bieniek assumed the duties of Deputy Supreme Allied Commander Transformation (DSACT). Now, five months after the handover, The Transformer staff spoke with General Bieniek about his goals and expectations. What were your expectations before taking the position of DSACT? I certainly was expecting a demanding environment and being challenged to seek General Mieczysław Bieniek innovative solutions to existing and emerging Deputy Supreme Allied challenges. In this regard the new assignment Commander Transformation brought no surprises. On a daily basis I get to discuss and brainstorm the issues that will shape the Alliance within the next 10-15 years. I must admit that since I always love being proactive, I feel great in the ACT working environment. Serving in a multinational HQ offers a unique opportunity to not only see things in new ways, but also to learn from others’ experience, which is very useful and stimulating at the same time. I believe that since the adoption of NATO’s New Strategic Concept the HQ’s activities have gained some new momentum in pursuing solutions to ever more complex and compelling demands and challenges of the 21st century. In short – I was hoping for real intellectual challenges and pro-active work towards practical solutions to them. I have not been disappointed on both accounts. What element do you consider vital to the success of ACT? I believe that we as a command have achieved quite a lot since September. I am a strong believer of the ‘one mission-one team’ principle – the only way to have work done right is to make sure that everyone feels like a member of the team, knows and understands clearly the leader’s intent. Throughout my career I have been stressing the importance of teamwork for the success of an endeavour. Therefore I felt immediately at home in HQ SACT – the quality of teamwork here is exactly what I was hoping to see. And one can immediately see the result of it. Let me just mention a few – those that I perceive as the most important achievements. 2 The Transformer Firstly, to support ACT work in the domain of capabilities development, we are constantly improving and enhancing the cooperation with the academia worldwide and with global industry players. Only months or so ago, we signed agreements with IBM, Microsoft and Thales. I believe our last year’s Industry Day, organized in Prague, enjoyed the highest level of interest and participation from science and industry so far. I certainly hope that ID 2011, to be organised in London in the autumn, will be attended by many more people and will see even more vigorous and fruitful discussions. It also creates a perfect opportunity and great venue to work with other key players - industry, academia and European Defense Agency. Secondly, partnership: during my trips to Alliance and partner countries I strive to widen the spectrum of possible non-governmental partners. I cannot help but mention also the Mobile Education and Training Team (METT) session organized in Moscow in September last year. It was not only my first trip in the DSACT capacity, but also a very fruitful event – both our Russian counterparts and us, representing NATO, were very fond of the quality and scope of the discussions in the framework of military-to-military NATO-Russia cooperation. Let me just mention that it was only weeks before the New Strategic Concept reaffirmed the importance of NATO-Russia cooperation. In this sense the METT was an early bird of the period in the relations between this country and the Alliance. Thirdly, another good example of forward thinking of this HQ is cyberdefence. The New Strategic Concept only reaffirmed the value of the work that had already been ongoing in ACT. This work, of course, gained some new impetus, and ACT is actively seeking further venues of cooperation with other organisations and nations, but it confirms that ACT, as an Alliance Strategic Think Tank looks ahead, identifying new challenges and charting new territories of development. How did the outcome of the Lisbon Summit affect the work that ACT will conduct in 2011? In ACT, implementation of military aspects of the New Strategic Concept is our paramount task from which stem more detailed ones, such as support to operations (ie. C-IED, COIN, training requirements, countering hybrid threats), partnership and outreach or military transformation. There may be many things that will influence the direction of work of the HQ like the study initiated on the so-called ‘Global Commons,’ including cyberdefence. Another area in which we also strive to improve is Comprehensive Approach, especially fostering cooperation with the U.N. and E.U. In all these domains and a lot of others, ACT will do its utmost to tackle all the challenges facing the Alliance in the near future. ■ Assured Access ToThe Global Commons InThe 21st Century W hile the Euro-Atlantic characterisation of the Alliance makes it geographically regional, its perspective and interests are global. For more than 250 years, the more globalised the world’s trade and information systems have become, the more Nations have come to view cooperation as an elixir to increase prosperity and stability. In this same way, the more the Alliance works with the rest of the world, the more the rest of the world wants to work with the Alliance. It is this growing interaction with our partners that allows us the freedom to share and exchange views on ideas, issues, and common values. The domains of air, space, maritime, and cyber space are integral elements of today’s globalised world, serving as a critical enabler of international security and trade. Prosperity, peace, and security rely on the smooth flow of goods and information and people through these four domains. Collectively known as the Global Commons, they are the connective tissue that allows the modern world to communicate, interact, trade, and function effectively. These domains are assumed by many to be always accessible and at an ever decreasing cost. In the future, an adversary might change that. Globalisation as we know it is a highly efficient system of just-in-time deliveries of resources, materials, and manufactured goods to and from every country in the world. These functions require assured access to all four domains of the Commons. As Nations increasingly depend on access to and use of the Commons, they increase their vulnerability to potential adversaries who view our reliance on the Commons as an Achilles heel. As the use of the Commons has evolved, the cost of disrupting access and use of the four domains has declined, primarily because technology has become more readily available, affordable and usable. We can be assured that some actors will work to undermine the tenuous balance between cooperation and competition that characterises globalisation by disrupting use of the Commons. Perhaps the most illustrative example of this is modern piracy. Globalisation, inadequate governance, and limited security have allowed modern pirates to exploit the maritime, space, and cyberspace domains. Using a hybrid of technologies, such as satellite phones and GPS-enabled navigation, together with low-tech, small-boat swarming tactics, they plan and execute attacks across a million square miles of open ocean, while avoiding interdiction. To date, commercial shippers have absorbed the costs that piracy imposes on them. It is possible to imagine, however, that in a time of austerity, as those costs become prohibitive, shippers will either alter commercial routes or restrict global trade and commerce, both to the detriment of the market. The cyber domain has become a dominant fact of our daily lives. Little of our customary activities would be possible without the on-demand information that is now accessible and increasingly relevant across a broad band of social and business relations. Despite its omnipresence, or even because of it, cyberspace is the least regulated domain of all. The infrastructure and information base of cyberspace are almost entirely in the hands of private and commercial actors, while both providers and users have been extremely resistant to regulation and the potential increase in security it could offer. With the ever-increasing numbers and sophistication of cyber-attacks, strengthening security should be a key undertaking, for commercial entities and governments alike. Until recently, hackers were after the information that constitutes the payload of cyberspace, rather than its infrastructure. This, however, is changing. The 2010 worm called W32. Stuxnet, which invaded the control systems for Iran’s Bushehr nuclear complex, did actual physical damage to the facility. It is nearly impossible to attribute the attack without doubt, and chances are no one will ever be held accountable for the Stuxnet worm. Of course, not all threats to the Commons are man-made. When Iceland’s volcano erupted in 2010, an event that was both predictable and unstoppable, its ash clouds disrupted air traffic across the vital trans-Atlantic corridor for two months. It took North American and European authorities a full four weeks to figure out how to achieve “almost real-time” procedures, and delegate authority to route trans-Atlantic traffic in an efficient and effective manner. Although this is a regional example, it is by no means an isolated one. Even now, Indonesia’s Mt. Merapi, which erupts sporadically has again entered a “hot” phase and continues to disrupt air travel in the region. This problem of international coordination and cooperation in the air domain is solvable, and it should not have to wait for another crisis to spur action. Finally, space has become increasingly vital to daily life. Space is a central supporting element of security and defence operations. We rely on satellites for world-wide situational awareness, to keep track of the weather and natural environment, and for geo-positioning and communications, to cite just a few examples. The almost instantaneous communications that space-based systems make possible can have a significant impact on the public and private good. In this increasingly interconnected world enabled by space and cyber, leaders and citizens interact more easily and directly, while the transmission of information, both good and bad, increasingly is ubiquitous and near instantaneous. While space is currently considered a relatively stable common with only a few potential spoilers, this could change. The increasing use of space, especially by commercial interests, is leading to (continued on page 4) The Transformer 3 Global Commons (continued from page 3) increased vulnerabilities for both satellites and their supporting terrestrial nodes. Technological advances that can be used to deny and or disrupt the use of space increasingly are accessible to more actors, both state and non-state; and, it is not just adversaries that need to be considered. With greater use and demand, orbits and bandwidth increasingly are congested and the corresponding increase in space debris threatens all assets in space. Accordingly, vigilance, cooperative monitoring, and healthy relations that promote the secure and responsible use of space among all stakeholders are vital to the allocation and management of this delicate common. The future will continue to be the province of the unknown, but that should not deter us from thinking about how the Alliance should plan for what we cannot see. History tells us the why and how of the past, but it also warns us that the adversary of the future will not stand still. The evolving globalised economic and security systems of the modern world depend on unrestricted, access to and use of the Commons. Disruptions to the global supply chain of goods, energy resources, and information will have serious effects on the economies of nations and the security of their citizens. If there is a “key to the Commons,” it lies in applying a holistic approach that draws on the knowledge and abilities of all stakeholders, from government to academia, private enterprise to non-profits, to help solve the problems of access, use, and security across the four domains. In conclusion, the trends of globalisation and interdependence today will continue, as will their complexities, dangers, and opportunities. As the security environment increasingly reflects a chaotic world, the Alliance may very well find that the new realities of the Global Commons infer that aligning politically, militarily, and economically with others of like mind may be the only way to establish the solidarity, resilience, and deterrence necessary to meet these challenges. To effect this strategic goal, NATO will have to work in concert with individual powers and international organisations such as the Organisation for Economic Cooperation and Development (OECD), the European Union, the African Union, and the United Nations. As the world’s oldest military alliance, NATO must not only emphasise but also help coordinate the uses of all aspects of power – political, military, economic and civil – to provide mutual security and assured access to the Global Commons. ■ Strategic Issues and Engagements Branch 4 The Transformer Structuring Partnerships for evolving ambitions The words of Aesop are as relevant today as they were in the fourth Century BC: “union gives strength.” Partnerships are central to NATO’s continued success. Through dialogue and cooperation, partnerships break down barriers, build security and foster stability in the trans-Atlantic community and beyond. The maxim that partnerships are the cornerstone of a strong and well-connected Alliance rings truer today than ever before. Increasingly complex security challenges, coupled with austere defence budget forecasts, present opportunities for the Alliance and its Partners to extend regional security in profound ways. The Alliance can work with interested Nations, international organisations and other actors to promote international security through: • Political consultation, information exchange and practical cooperation; • Support for NATO’s goals and specific objectives; and • Contributions to NATO operations. NATO’s post-Lisbon partnership ambition aims to enhance international security, promote democratic values and reforms, build support for missions and operations, and prepare countries for potential membership. It advocates respect for existing partnerships while creating new ones, but aims to widen NATO’s network to include potential partners not usually considered in Alliance dialogue. In short, the Alliance seeks innovative cooperation throughout a broader community. Traditionally, NATO’s partnerships focussed on states or regions because NATO, as a political and military alliance, interacted best with those actors that shared similar political-military structures. These relationships remain fundamental to the Alliance. However, NATO must consider all relevant actors and issues. From political agreements to operations, the Alliance must view its actions and relationships through a comprehensive approach. NATO must develop its ideas more openly, and it must do so with whoever is appropriate, including academia and industry. This will be challenging for NATO its current organisational structure is designed around political-military level interaction. Partnership Means More Friends Around The Table Regardless of the issue, successful partnerships are built - they do not just happen. They require deceptively simple enablers, such as using the same language and determining common ground. They are based on some kind of mutually-agreed outcome that is well articulated. Fundamental to partnership success is having the right organisational structures, communications channels and mechanisms to leverage partners’ strengths, while keeping an eye on how to improve collaboration. The strategic environment is deeply affected by both the global information revolution and the corresponding social/political evolution it influences in every society around the world. These changes add uncertainty, opportunity and dynamism to NATO’s affairs. Therefore, NATO must become agile and flexible; its partnership policy should bolster Alliance capacity to navigate threats and challenges effectively. In this environment, simplicity and strategic thinking are increasingly important. Partnership policy should be simple, practical and applicable under varying circumstances and take into account key factors that can facilitate success in the trans-Atlantic community. An Eight-Factor Framework is proposed as a way to inform Alliance thinking on building successful and resilient partnerships. An Eight-Factor Framework Not all of these factors, with perhaps the exception of ‘integrity,’ which is fundamental at any time, will apply to all partnerships, and the importance of each factor varies. For example, ‘individual strengths’ is significant in a NATO/ EU context, but less so in a NATO/‘weak state’ relationship. NATO may be more focussed on the strategic significance and security benefits of its investment in a weak state’s success. The Eight-Factor Framework is a coherent means by which to consider the pros and cons, and potential benefits and costs, of any relationship prior to moving down Strategic Significance: the road to partnership. relationships are mutually important. Therefore, in the words of Colin Powell, “the situation Individual Strengths: dictates which approach partners bring specific excellence. best accomplishes the team’s mission.” An Eight-Factor Framework Underscores Elements Key To Resilient Partnership Polices: 1 2 3 Interdependence: partners need each other. 4 Commitment: invest in each other’s successes. 5 Integration: make vital connections across all organisational levels. 6 Information: be transparent and share with the entire community. 7 Formal Structure: reinforce institutions and governance as a means to bolster objectivity and partnership interests. Opportunities For Engagement, A Call For Reflection Before potential partners are identified, NATO needs to understand Integrity: its own partnership be trustworthy. objectives. This is not a simple task given the complexity of the Alliance and breadth of its roles. However, the first three factors (strategic significance, individual strengths and interdependence) from the Framework could be used as a starting point. NATO can build a partnership model by first considering how its core roles, as defined in the new Strategic Concept, define NATO as a potential partner for others, based an evaluation of its own significance, strength and what it can offer others. 8 A partnership model must incorporate existing partnership frameworks, and could be built around three nested layers, in which NATO can expect to accomplish its core roles. First, the innermost layer is where NATO works together with others in support of clear operational requirements. Most often, relationships at this level have a military emphasis, and the relationship focuses on coordinating actions amongst partners. For example, NATO works with many different partners in a comprehensive approach to achieve operational requirements. The second, middle layer focuses on relationships to create opportunities for the Alliance to better execute its roles and missions. Relationships at this level focus on stakeholders preparing together for issues that they will face in the areas of peace, stability, humanitarian security and economic well-being. An example of this layer is cooperation amongst international organisations like NATO and the EU to build role complementarity. The third and outermost layer consists of relationships that are typically more goal- or objectives-focussed and have a greater political emphasis. Most often, relationships built at this level are based on broad agreements with influential or powerful actors to shape and influence ideas, values and events. An example of this layer is NATO’s global outreach and engagement with rising powers to promote mutual understanding. A three-layer model serves as a point of departure to offer new approaches and possible solutions that can “enhance existing partnerships and develop new ones.” It takes into account the lessons learned in ACT’s examination of the future security environment and the corresponding security and military implications. A single issue could span all of the layers. For example, building a political relationship with an influential actor could lead to cooperation to better understand and address potential security challenges and threats, and eventually to conducting military operations together. Successful partnerships are built, they do not just happen. NATO’s partnership ambitions to enhance international security, promote democratic values and reforms, build support for NATO’s missions and operations, and prepare countries for membership require first that NATO is a good partner. Accordingly, the Alliance must be transparent. This can be achieved through the expression of a clear narrative to help potential partners better understand NATO and its ambitions. The Eight-Factor Framework can help develop NATO’s partnership narrative. Also, NATO needs to identify with whom it should partner. Any relationship should be productive and help NATO to achieve its objectives with regards to its core roles as defined in the New Strategic Concept. The three-layer model can be used as a tool to position existing and potential partners. All partnerships, existing and new, could then be evaluated in the context of the Eight-Factor Framework, to identify and prioritise benefits for the Alliance, and to support the articulation of a new policy. It must never be forgotten that partnerships are NATO’s greatest success story. It is a truism as valuable today and tomorrow as it has been throughout the Alliance’s history. ■ Strategic Analysis Branch The Transformer 5 ‘Partnerships’After The Lisbon Summit: Opportunity, Challenge Or Threat E ach of the summits since 1989 has to a greater or lesser degree affected the way that we interact with our Partners. There have been 22 Summits since 1957 and the Lisbon Summit is the 12th since the Brussels Summit in 1994. The latter is generally acknowledged as the start of NATO’s structured partnerships programmes and in particular the Partnership for Peace (PfP) and Mediterranean Dialogue (MD) programmes. Since 1994 12 PfP Nations have joined NATO and one nation (Malta) has left PfP and since rejoined. An enduring characteristic of the summits is the growing sophistication of the nature of ‘cooperation’ as well as the tools and mechanisms available to it. In this regard it was perhaps the 15th Summit in Washington in 1999 that gave cooperation (and particularly PfP) an operational focus with the Operational Capabilities Concept, a new Strategic Concept and a new focus on Training and Education. It could be argued that much of Allied Command Transformation’s current ‘military cooperation’ work can be traced to the Washington Summit. The increasing sophistication of cooperation and expanded toolbox has led to over 30 programmes, plans, mechanisms, 4 main partnership programmes (PfP, MD, ICI and CC) and has been invaluable in engaging with our partners, giving them opportunities to work alongside NATO Nations and to contribute to global security. In cooperation terms the Washington Summit will be more than just a footnote in history. It may record that it was a milestone for refocusing cooperation, the start of a trend towards more sophisticated ‘tools and mechanisms’ and a recognition of the importance of partners in NATO. Since 1994 the growing importance of Partners to NATO has been reflected in the proportion of the declarations taken up with ‘cooperation.’ The Lisbon Summit is no exception. It is likely that the Lisbon Summit will go down in history as equal in importance to the Washington Summit. The Lisbon Summit recognised the continuing importance of ‘cooperation’ with our existing ‘partners’ but took ‘partnerships’ to a new level. There was no surprise in the declaration seeking to promote International Security through Cooperation and acknowledging the ‘Open Door’. However, it also mentioned ‘A wide network of Partner relationships with countries and organisations around the globe.’ It went on ‘NATO must work with other actors to contribute to a comprehensive approach.’ Its effective implementation requires all actors to contribute in a concerted effort.’ (Lisbon Summit). The Strategic Commands will work within this changed landscape but the Lisbon Summit Decision is only one, albeit major factor in the future development of ‘partnerships’ at the SC level. Other factors alluded to within the declaration include: limited resources, required efficiencies and the new NATO Command Structure. Still others are the current cooperation architecture, the plethora of ‘tools and mechanisms’ used by partners on a day to day basis and in some instances a lack of clear definitions to support cooperation. So what will be the Strategic Commands’ role within the context of the Lisbon Summit? Currently, the Military Cooperation Division, formed in What does this mean from a Strategic Command perspective? Regardless of the accession of 12 Nations to NATO membership, Military Cooperation at the Strategic Command (SC) level already supports a far greater number of non-NATO Nations than it did 10 years ago. However, the SC Military Cooperation work does not just ‘support partners’, it contributes to partnerships policy, provides essential specialist advice and support to the SCs on ‘partnership matters’, programme and coordinates non-NATO activities. Partners have become an essential part of the SCs’ work. Transformation and Operations are no longer conceivable without Military Cooperation. Whilst noting that the number of NATO’s ‘partners‘ has continued to grow, with Nations such as Tonga, Mongolia and El Salvador showing an interest in, and being encouraged by NATO, ‘Partners’ now means far more than just non-NATO Nations. It is extended to non-NATO actors such as the UN, EU and the African Union. However additionally, it is clear the role of ‘partners’ in NATO will be far more comprehensive. ‘NATO must work with other actors to contribute to a comprehensive approach that effectively combines political, civilian and military crisis management instruments. 6 The Transformer The President of Afghanistan, Hamid Karzai; NATO Secretary General Anders Fogh Rasmussen and UN Secretary-General Ban Ki-moon during the joint press point at the Lisbon Summit November 19-20. NATO Photo. September 2008, is the primary organisation for management and coordination of military cooperation at the SC level. It has a footprint in HQ SACT whilst being mainly located in Mons, Belgium. It is a Bi-SC division and works equally for both Strategic Commands. The MCD supports over 40 non-NATO Nations, many of which have representation in Mons, some are also represented in HQ SACT. Currently, it does not have the mission, nor does it support non-NATO actors. It is possible therefore that the term ‘military cooperation’ may no longer be appropriate. ‘Partnerships’ in the context of the Lisbon Summit is a far broader and perhaps a more appropriate term covering military cooperation, relationships with other non-state and international and industrial organisations. Whilst the post Lisbon landscape is clear, the SCs’ role within it needs further development. It is questionable whether the structures and mechanisms that have served the SCs well for the past few years are now fit for purpose. One thing is clear, it is certainly not ‘more of the same’. Even so, any changes to better support the SCs’ redefined partnerships role must be made within the context of reduced resources, increasing sophistication of partnerships and the tools and mechanism and the ongoing new NATO Command Structure. So what basic principles might govern the SC’s new partnerships structure? The Military Cooperation Division is the main organisation for dealing with Military Cooperation at the SC level. However, it is not the only body responsible for the delivery of all ‘partnership’ services. Other SCs divisions and entities also have some responsibilities for military cooperation. This can lead to unclear lines of communication, fragmented expertise and advice, and possibly duplication of effort. Therefore, the SCs may wish to consider ‘partnerships’ being brought under a single coordinated ‘partnerships’ umbrella with a clearly defined but flexible mandate and lines of communication with others providing ‘partnership’ services. While limited centralisation of military cooperation in 2008 resulted in significant improvements, this needs further investigation in light of the Lisbon Summit. Proposals should be made to establish which functions should be brought under a centralised ‘partnerships’ umbrella. Additionally, the nature of the relationships and methods of working for all functions that impact partners need to be redefined and formalised to support the SCs’ goals for partnerships. M ilitary Cooperation is bound both by unclear terms (for example Contact Countries is a vague term with no clear definition) and restrictive definitions and missions, which in military cooperation terms quickly become outdated. The Lisbon Summit provides a broad and comprehensive description of ‘partnerships’, which in turn gives the SCs an opportunity to review and redefine its own functions, relationships and methods of working. Built in flexibility is required in order to better and more quickly address changing environment and requirements. Current military cooperation representation is limited to non-NATO nations. The Lisbon Summit provides an opportunity to expand this beyond non-NATO nations to other actors such as EU/UN, AU etc. Consideration may need to be given to expanding ‘partnerships’ representation at the SCs’ level and encompassing these within a ‘partnerships’ umbrella. However, there are two practical issues that have already been touched upon. Firstly, resources to support partnerships are finite and subject to the same practical limitations as other areas and disciplines. Therefore, resource limitations will affect partnerships at the SC level. Secondly, while the partnerships toolbox has become increasingly sophisticated and seemingly comprehensive, that is not synonymous with usable. Therefore, there is a case for a simplified partnerships toolbox that brings the current plethora of tools together. The MCD has already made great progress in developing a overarching mechanism leading to streamlined and more focused operation. Conclusion. The North Atlantic Council has redefined ‘partnerships’. It has acknowledged that our relationships with non-NATO Nations, organisations and entities is important to our work in supporting transformation and its part in regional and global security. The current climate provides an opportunity to break out of the mold of military cooperation and to consider ‘partnerships’ comprehensively. This should include a redefinition of partnership responsibilities and functions, while providing built in flexibility to expand to support new ‘partners’. Partnerships command control and relationships will need to be redefined to support these new requirements and the definition and development of the necessary tools and mechanisms should …be part of this overall approach. ■ By M. Laurie Daykin, NATO Civilian, MCD The Transformer 7 The Transformation of NATO C-IED “The more effective a measure is initially, the faster its effectiveness tends to decay, because the more effective the measure is, the greater is the pressure on the enemy to adapt.” – Lt Col David Kilcullen, Australian Army The emergence of Improvised Explosive Devices (IED) as a wide scale tactical weapon employed for operational and strategic purposes has presented NATO with a new dynamic to its assumptions about operations, training, and sourcing. Countering IEDs requires anticipating and adapting innovative solutions for the deployed operational force as well as the need for creative thinking and agile capability development across the Alliance. Allied Command Transformation (ACT) has embarked on an effort to reframe long held assumptions as it responds to both current and future manifestations of the IED threat. The proliferation of IEDs as a tactical weapon of choice by NATO adversaries reflects a fundamental change in NATO operational assumptions. Once confined primarily to the realm of political terrorism, the IED threat now encompasses much broader Alliance concerns. It changes the way NATO approaches application of its collective and National military capabilities to perform strategic missions in operating environments dominated by non-state and transnational threats. O riginally considered a weapon for politically motivated but essentially criminal activists, IEDs have become the tactical weapon of choice by many NATO adversaries lacking either the means or nation-state construct for fielding more conventional military capabilities. The strategic success of IEDs also makes them increasingly attractive to more capable adversaries who seek to exploit NATO limitations or restrictions. The distraction created by the relatively slow Western military adaptation to a threat that did not readily conform to long-standing conventional military assumptions, has given IEDs a strategic impact far beyond their tactical effectiveness. On a military level, NATO is transforming its fundamental assumptions about what doctrinal, 8 The Transformer Corporal McGuffog of the Royal Engineers demonstrates the use of a British metal detector to students from the Afghan National Police on the Counter-Improvised Explosive Device Course at the Helmand Police Training Centre. MOD Crown copyright. organisational, technological, procedural, and training capabilities are required by the Alliance to address the range of hybrid threats. IEDs are but the most visible, and arguably the most pressing threat manifestation. NATO efforts at Countering IEDs began with efforts to first understand, and then to protect against the threat. Now, more than eight years after IEDs expanded from a primarily terrorist tool to a viable and widespread tactical tool, NATO is focused on developing the capabilities required to attack adversary networks that enable employment of IEDs. Figure 1 illustrates how this transformation dynamic has affected NATO efforts to address capability gaps through training since 2005 when SACT created the NATO C-IED Integrated Product Team (IPT). Initially focused on informing or sharing information regarding techniques, tactics, and training ACT produced an operational concept and initiated educational offerings on the concept to commanders, staffs, and Nations. A s NATO Nations have gained greater understanding and practical experience with C-IED, the ACT C-IED effort shifts to more specific leader education and training required to develop a C-IED capability rather than theater specific soldier awareness or acquisition of defensive technologies. The red box in the illustration highlights the importance of the ACT role in preventing member Nations remaining stuck for too long in the reactive and isolated defensive aspects of C-IED evolution. This construct is key as the Alliance must continuously seek comprehensive adaptation rather than “just attempting to keep pace” as cautioned in the NATO Bi-SC Input to a New NATO Capstone Concept for the Military Contribution to Countering Hybrid Threats. C-IED is an area in which ACT is truly leading operational transformation and providing Nations the strategies required to overcome institutional inertia. AJP 3.15 and STANAG 2294 were fast-track ratified and formed the basis for national and specialist capability development. These documents reflected NATOs collective understanding and emphasis at the time, but now less than two years later, they are already under revision. The revised AJP 3.15 will be promulgated to Nations in March, and the revised training standard will be completed by summer. These revisions will not replace fundamental concepts; instead it builds upon them as NATO collective understanding of the threat and requirements for multi-national development of operationally integrated C-IED capabilities continues. ACT is helping the Alliance collectively and organisationally move forward enabled by mission experience, while not retarded by it. To date, NATO’s International Security Force Afghanistan (ISAF) mission has provided both the strong urgency and basic operational construct to drive fundamental transformation. Afghanistan is the place where soldiers from individual Nations are gaining understanding and experience dealing with the IED threat, and it is the mission in which NATO’s new operational doctrines are being incrementally tested and adapted. ISAF experience is hard won, but not definitive. While the success of C-IED efforts in ISAF is critical to the Alliance, Afghanistan is not the only NATO mission where countering the threat of IEDs is critical to mission success. IEDs are a threat tactic, the method by which the enemy makes contact to achieve a specific result, regardless of the way we choose to categorise a particular NATO operational mission or environment. Thus NATO C-IED capability concepts transcend the type of operation and must transcend the details of national resources in a specific theatre. C-IED principles are valid whether the working construct is Conventional Warfare, Counter-insurgency (COIN), or Counter-terrorism (CT) - only the assignment of operational responsibility and allocation of military resources varies. NATO must avoid the temptation to isolate C-IED as a separate technical activity or overemphasise tactical issues in Afghanistan when addressing NATO operational requirements for developing broader capabilities for countering the use of IEDs to attack the political will of member Nations. There are many with tactical level experience in Afghanistan, but that experience alone rarely provides the experience required to address NATO C-IED challenges at the operational and strategic levels. ACT leadership is critical to NATO’s full evolution of its C-IED efforts beyond simply reacting to techniques observed in a singular theater. Figure 1 and is offering a new course to give primarily the intelligence and operational staff officer an understanding of their responsibility in this area. The Attack the Networks Tactical Awareness Course (ATAC) is offered to Nations by ACT at Joint Force Training Centre (JFTC) in Poland. Focused on how to use intelligence, information, and combat enablers to understand the networks operating in a given area of operation, it also provides the skills to plan operations to influence, disrupt or destroy the critical nodes in those networks, using kinetic and non-kinetic means. NATO adversaries continue to evolve their IED tactics and techniques in order to better achieve their strategic objectives. Regardless of the specific countermeasures or techniques employed by friendly forces, the enemy W hile some Nations have developed stand alone organisations to coordinate C-IED operations, such as Task Force Troy and Task Force Paladin in the United States, NATO, through ACT, is working to institutionalise C-IED in basic soldier and staff skills, from tactical through strategic levels. Similar to how Nations institutionalised NBC Defense during the Cold War, C-IED principals need to be institutionalised as well. Military personnel need to be trained at all levels in C-IED Figure 2 awareness and force protection principals no different than we train basic trainees how to do personal decontamination and staff officers that are taught to plan operations in a contaminated environment. ACT fully recognizes that the IED threat is not limited to ISAF, but will be a condition during future operations and the Alliance needs to be able to conduct operations where IEDs are a condition of the operating environment. As ACT has shifted NATO C-IED focus “left of the boom” toward attacking the networks, it has designed continues to observe and adapt. The pressures of casualties, media coverage, and national politics require the operational command to rapidly address current theatre conditions and threats. However, as David Kilcullen cautions, the more effective we are at any (continued page 10) The Transformer 9 NATO C-IED (continued from page 9) C-IED from the perspective of a comprehensive approach one aspect, the faster the enemy evolves to something to continuous evolution since the challenge cannot else. C-IED at the NATO ACT level demands a depth of be met without considering the various considerations understanding that enables anticipation and innovation. and experiences of NATO Nations and its Partners. Innovation within ACT and agility within Allied The concept of countering IEDs is action oriented. Command Operations (ACO) requires constant In descriptive language C-IED is a verb, not a noun. observation and analysis of a very diverse and constantly The NATO concepts for C-IED, whether focused upon changing global threat environment resulting in relevant knowledge development, command and control, recognition of capability gaps and bold, coherent shifts attacking threat networks, or force protection, are in operational methods. ACT must also integrate founded upon principles that are fundamental to a wide variety of disparate national priorities and any Nation or command’s ability to evolve and tactical capabilities to create a unified vision that aligns adapt based on the mission itself. supporting and supported NATO operational activities, Capability intentions must translate into actual all in order to solve complex organisational concepts and strategic challenges. programs that are equally In an ever evolving adaptive and evolutionary. threat environment, the Any NATO-wide program capability to innovate attempting to universally and adapt is more critical codify specific theatre than the desire for “best practices” as the predetermined NATO-wide requirement is uniformity and stanobsolete by the time it is dardisation. Individual fully developed by a staff Nations have political, and integrated within economic, and defence member Nations. Thus, considerations that as exemplified in Annex C influence their capability of STANAG 2294, capability priorities to meet specific requirements must be NATO operational mission developed with an eye Members of the Afghan National Army search for improvised expectations that must toward action and explosive devices during Operation Omid Panj. (British Army be understood. In an flexibility not reactive photo by Sgt. Rupert Frere) ill-defined future threat qualifications. environment, the diversity The challenge of of national tactical capabilities may provide NATO with training individuals and small units for specific mission greater flexibility than the tradition of defining common tasks is different from the challenge of developing a standards. Operational unity of effort is important, but multinational force capable of performing the wide agility requires a different measure of effectiveness range of NATO military missions. While it is a National than traditional NATO standardisation directives responsibility to provide trained and equipped forces and once required. individuals to NATO operations, unique or new NATO The solution of a single Nation cannot be mission requirements often conflict with Troop universalised as the de facto solution for NATO or indeed Contributing Nation defence priorities and capabilities. for all Nations within NATO. Over-reliance upon specific Thus it is an accepted development that NATO has a moral individual experiences tends to perpetuate outdated obligation to provide some common funding for training assumptions for pre-deployment training as well as which is required to achieve an acceptable readiness cacapability development solutions. It is only by pability in short time, or where the Nations agree it most multi-national cooperation that the Alliance is able to cost effective to let NATO conduct collective training. meet collective obligations. It is necessary to approach Addressing these ever changing requirements and conditions not only demands a flexible concept, it also requires a mechanism for NATO senior leaders to make informed decisions about the prioritisation and allocation of common funding to achieve the desired C-IED outcomes. For ACT, such decisions are focused on anticipating capability requirements rather than responding to current events. The ACT staff requires an agile information collection and analysis capability, manned by individuals with deep expertise and broad operational experience. Deep expertise is required to avoid the myopia of overspecialisation based upon a specific technique or singular assignment. Broad experience is required to see developing paths of threat and counter-threat evolution outside the limits of conventional boundaries and assumptions. Defeating a non-state or transnational adversary ability to “network” and employ IEDs effectively against NATO forces starts with uncovering how they are operating in order to reveal who, why, when, and where to focus next. The ever evolving nature of nonconventional threats means there will rarely be a clear, or universal, answer to this requirement. ACT has produced a C-IED Action Plan that is a living document reflecting the true nature of the threat, as well as NATO’s political, economic and military challenges to meeting ever evolving mission threats. It is aimed at reducing the immediate impact of IEDs in Afghanistan, while also guiding the strategic development of national capabilities within coherent doctrine. Key initiatives in the Action Plan include: an Intel/Info Fusion study to identify NATO organisational and operational requirements, development of a NATO C-IED Portal, NATO C-IED lessons learned process and numerous other initiatives to enhance NATO’s capability to conduct operations where threat networks use IEDs. Implementation of these concepts cannot be done by an ACT staff working group alone, nor can it be done by a single Nation alone. New requirements will emerge and obsolete practices must be critically reviewed. Contributing Nations expect from ACT a command that is focused and flexible, able to analyse and identify issues, formulate relevant and feasible solutions and develop principle based solutions to near,- medium,- and long-term C-IED capability requirements. ■ U.S. Army Lt. Col. (P) John Greaves Kevin McEnery. LTC, US Army, Retired. Consultant with The Wexford Group International. “We must be careful not to allow the gap to grow into a credibility gap. That means we must ensure cohesion across the Alliance in our defence decisions.” NATO Secretary General Anders Fogh Rasmussen – 21 June 2010 10 The Transformer In the analyse of the new threats, we can observe that the Alliance is no longer confronted with opponents who use a single form of action as they did in the past, but with people able to engage in high-intensity combat as well as criminal enterprise or terrorist actions, sometimes simultaneously. Nowadays, this is a significant issue, which we know under the broad name of ‘hybrid threats’ (HT). To give a common perception to all NATO Nations about how to counter hybrid threats, ACT is developing a concept. In order to go deeper into the analyse and development of solutions, one of the major supporting activities will be the HT experiment based upon a seminar/game structure that will be held in Tallinn, Estonia in May 2011. The goal of this experiment is to investigate the utility and the feasibility of the Countering Hybrid Threats (CHT) Concept and to develop with both military and civilian actors a mutual understanding of potential NATO approaches and responses. One of the objectives is to identify appropriate military contributions within a wider comprehensive approach to CHT. This experiment concurred with the principles of broad and diverse engagement of actors (Civilian, military, NATO and non-NATO) to ensure a comprehensive exploration of the issues identified. F or the first time, Industry and Academia will be invited to participate. As the recently developed CHT concept itself recognises the importance of making greater use of partnerships and building better cooperation beyond the NATO borders, it makes perfect sense to involve industrial and academic partners in the testing of this very ambitious concept. For ACT, it will be the occasion to operate within a Comprehensive Approach setting, leveraging expertise lying outside of the Alliance and the national entities. For Industry and Academia, it will be a unique opportunity to participate in a NATO game and make their voice heard as to how they can and should cooperate with NATO to deal with hybrid threats. The National Defence University especially, will provide substantial support to this experiment both during the preparation of the game and during its conduct. This collaboration will mark a new step forward in the development of the ACT initiative called FFCI. Although strong signs of interest from Industry and Academia had been perceived before, it was still uncertain in September 2009 when ACT initiative called “Framework For Collaborative Interaction” (FFCI) was launched how much mutual interest there would be for ACT, Industry and Academia to effectively work together. Since this initiative, which give ACT the right and ability to jointly engage Industry and Academia in Relationship With Industry And Academia: Increasing Opportunities For Collaboration One of the objectives is to identify appropriate military contributions within a wider comprehensive approach to CHT. collaborative work at the non-procurement phase was launched, more than fifteen companies have engaged beyond initial discussions in sustained exchanges with ACT on a large variety of topics in areas such as Knowledge Management, Cloud Computing, Situation Awareness and Network-Enabled Capability (NNEC). For each of these topics, needs and objectives are different and the FFCI approach allows tailoring of the General Vlastimil Picek (left), Chief of the General Staff of the Armed Forces of the Czech Republic; General Stephane Abrial (centre), (SACT) and Dr. Alexander Vondra (far right), Minister of Defence for the Czech Republic, at ACT Industry Day 2010. Photo by Martin Koller, Press, Ministry of Defence, Czech Republic. interaction with industry and academia to specifically meet those needs. At the very first level of interaction, the ACT Health subject matter experts used ACT Industry Day 2010 to identify appropriate industry partners in their area and to create a community of interest for future projects. The conference was therefore a good opportunity for them to communicate on NATO’s priorities and ACT’s program of work, generating awareness and interest. Another example of the exploratory work that can be conducted under the FFCI umbrella is the effort done in the domain of Cloud Computing where ACT is working with several companies, using their expertise and experience to identify prospects and risks associated with investing in cloud computing solutions, in order to develop sound advice to NATO and National authorities. A t the opposite end of the spectrum, the ACT NATO Network-Enabled Capability (NNEC) subject matter experts focus their effort toward educating industry on NNEC and encouraging them to use the NNEC roadmap as a tool for guiding products development for NNEC. ACT will also benefit from feedback received from industry partners on the latest NNEC documents as well as on the feasibility and availability of required services and products. Throughout the past year and a half, a series of lessons were learned and identified. Among them, ACT has tremendously benefited from exposure to cuttingedge vision from Industry and Academia to steer its on-going internal projects and consider the initiation of a few new ones. But more importantly, ACT did not suspect how much its subject matter expertise; operational insight and its ability to formulate the future NATO needs would be of so much value and well received by Industry in particular. This is for ACT a true mark of success of the FFCI initiative. In the year 2011, ACT will continue to increase the number of opportunities for collaboration on additional new subjects and will welcome offers from Academia and Industry to jointly work on challenging topics of common interest. In that respect, one of the key milestones will of course be the ACT Industry Day 2011 conference which will be held in London on September 12 and 13, with the support of the UK Ministry of Defence. Record-level attendance is expected as this year’s edition will run back to back with DSEi (Defence & Security Equipment International), the world’s largest fully integrated defence and security exhibition. ■ Future Solution Modelling and Simulation Branch The Transformer 11 2011 SACT Strategic Engagement Overview 26/27 Jan Military Committee in Chiefs of Staff Session Brussels January 26/27 Jan Defence Planning Symposium Oberammergau NATO 10/11 Mar Informal Meeting Of NATO’s Defence Ministers Brussels March February 18 Feb SACT Seminar Brussels 7/11 Mar NATO-wide Executive Development Programme ACT 5/8 Mar NATO Network Enabled Capability Conference Finland 12 The Transformer 14/15 Apr Informal Meeting Of Foreign Ministers Berlin April 4/5 May Military Committee in Chiefs of Staff Session Brussels May 9/11 May Allied Reach Poland (ACO Lead) 9/10 June Formal Meeting Of Defence Ministers Brussels June 13/15 Jun Strategic Military Partner Conference Planning Symposium Belgrade, Serbia Ju AC MC/CS Event Sep Military Committee In Chiefs Of Staff Session Conference Sevilla uly August September SACT Key Engagements 1/2 Dec Formal Meeting Of Foreign Ministers Brussels 4/5 Oct Informal Meeting Of NATO’s Defence Ministers Brussels October 27 Oct MC Visit To ACT JALLC 11/12 Sep Industry Day London Key Political Event November December January Nov CD&E Development And Experimentation Conference TBC The Transformer 13 Modelling And Simulation, Enabling NATO Strategy Most importantly, the Snow Leopard Programme has aroused the awareness of the 06:00 “Severe Weather Alert,” the Weather Channel collective training and announces on the radio, “Issued by The National Weather exercise community Service, Tallahassee, FL, 2:27 am, Mon., Jan. 10, 2011 ... HIGH SURF ADVISORY IN EFFECT UNTIL NOON on the possibilities of TODAY... HIGH RIP CURRENT RISK IN EFFECT UNTIL distributed modelling NOON TODAY...” Crazy weather, how can the weathermen and simulation and has predict the future?” opened the debate on the transformation of the 09:00 The Doctor takes a last glance at my X-Ray, “Uh-uh, you need surgery on this knee.” I look at him with way NATO forces should some dismay, he is probably in his early 30s. “Have you done be trained, setting the this before Doc?,” “A thousand times,” “you’re kidding me, you not?,” “Well, actually 100 times for real and the other foundations for a future are 900 times in an immersive surgical simulator.” It doesn’t capability to fulfil the alleviate the pain but it feels reassuring. ACT vision. A screenshot of Allied Command Transformation’s game, ‘Boarders Ahoy!’, a 3D multiplayer game for security and search teams that looks at the boarding of suspect merchant vessels. The game recently won the ‘Serious Games Showcase and Challenge People’s Choice of Best Serious Game’ at I/ITSEC 2010 in Orlando. Future Solution Modelling and Simulation Branch 14 The Transformer Modelling and Simulation seems to be everywhere nowadays: from entertainment to weather forecast; from health care to disaster and emergency response; from improvement of transportation to the protection of the environment; from space exploration to readiness of military forces. Some Nations have already formally recognized the importance of modelling and simulation. Among other provisions, they declared that they “recognise modelling and simulation as a National Critical Technology.” They also stated that modelling and simulation have and will continue to “provide vital strategic support functions to our [U.S] Military.” NATO established the extreme relevance of modelling and simulation when the Secretary General stated the NATO vision on the Modelling and Simulation Master Plan (1998); “Modelling and simulation will provide a readily available, flexible and cost-effective means to enhance NATO operations dramatically in the application areas of defence planning, training, exercises, support to operations, research, technology development and armaments acquisition.” He also established the strategy to achieve this vision “by a NATO-wide co-operative effort that promotes interoperability, reuse and affordability.” The NATO modelling and simulation community coordinates within the NATO Modelling and Simulation Group where Nations and NATO bodies work together to synergise efforts and share best practices and experiences on using modelling and simulation to support military missions. The main focus is on standards and interoperability. ACT plays a main role in this community. Some visionary leaders have shown the way. Former Deputy Supreme Allied Commander Transformation, Italian Navy Admiral Luciano Zappata affirmed in Vol. 5 Issue 3 of The Transformer, “Modelling and simulation is high on the agenda of decision-makers because of the benefits it provides to improve interoperability, reduce cost, mitigate risk, improve the quality of products, making them closer to the needs of the users, and help reduce the time to field capabilities.” 10:00 “... to summarise the results...” It seems we are getting to the end of this JFCOM brief. It was not bad. “Exercise Noble Resolve 2007 was conducted virtually required five months, 140 personnel and $2 million for development. Compare that to a 2002 Millennium Challenge exercise that was conducted live and required five years, 14,000 personnel and $250 million or development.” Wow, that’s savings! 12:00 I meet a pilot for lunch, a good friend of mine who will shortly be deployed to Afghanistan.“Flying there will be completely new for you,” I said to her. She stares at me and says, “I’ve already been there.” I know she hasn’t. “How did you do it,” I ask. “I’ve flown over this terrain and practised my mission almost daily for the last two months in a U.S. Army simulator.” Oh. “That gives you an advantage before you get there. I’m relieved to know you will be better prepared and safer, my friend.” Deputy Chief of Staff, Joint Force Trainer, Lieutenant General Karlheinz Viereck is leading the transformation in the NATO training arena. He stated in the Showdaily magazine of I/ITSEC 2010 “when we look into the world of distributed learning, distributed exercises, virtual worlds, and immersive environments, [we see] key items to get better training,” he continued asserting that “next year [2011] is the year of modelling and simulation immersive environments for distributed exercises and training”. During the last decade, under the umbrella of the NATO Modelling and Simulation Group, NATO has demonstrated the technical feasibility of the concept of distributed synthetic training with a whole battery of incremental technical demonstrations and development of agreed solutions to improve interoperability. In 2007, ACT leadership decided to create a program called Snow Leopard with the aim to operationalise the technical concept and streamline the efforts of the modelling and simulation community to better serve the needs of the training and exercise clients in NATO and nations. Under this programme, with the support of U.S. Joint Forces Command (JFCOM) and the NATO Command, Control and Consultation Agency (NC3A), ACT has supplied its two training centres, Joint Warfare Centre (JWC) in Stavanger, Norway, and Joint Force Training Centre (JFTC) in Bydgoszcz, Poland, with the necessary tools to achieve their missions. Most importantly, the Snow Leopard programme has aroused the awareness of the collective training and exercise community on the possibilities of distributed modelling and simulation and has opened the debate on the transformation of the way NATO forces should be trained, setting the foundations for a future capability to fulfil the ACT vision. ACT is also working on the important area of scenario development. In the short term, it aims to provide a NATO Exercise Scenario Portal that will be a one stop shopping for the training and exercise communities to access and reuse resources for scenario development. On the other hand, ACT is working with nations, industry and NC3A to construct a framework that allows the test and evaluation community to share and be aware of available assets, such as battle laboratories or particular test and evaluation services. One of the most important objectives that ACT aims to reach is to support the deployment of systems, typically national, on the area of operations by providing visibility of NATO reference test facilities, ensuring that systems are ready and interoperable for operation in theatre in advance. 17:00 “Hi girls.” No response. “Anybody here willing to give a big hug to a tired dad?” Silence. Lucia is furiously driving a BMW FWD on the dusty roads of the Dakar rally. Better not to bother her, it can be dangerous ... for me. “And where is my little princess?” She is jumping and moving her arms in front of her Wii, trying to catch some virtual ‘something.’ Sigh. No welcome kisses for Dad today... These computer games really transport my kids to a virtual 4th dimension. ACT examines new technologies that can be utilized in the benefit of the warfighter. In particular, for the past two years, ACT has been investigating virtual worlds as a possible technology to be used for improving NATO capabilities. Three worlds were built. The first two were a generic deployed operational HQ similar to ISAF and the SACT headquarters in Norfolk. Both had conference rooms built to very similar conditions to the real ones and were meant to encourage distributed meeting and pre-deployment familiarization. The final is a ship-boarding world with the potential of facilitating the training of maritime interdiction operations. The NATO Maritime Interdiction Operational Training Centre (NMIOTC) evaluated a prototype based in this last world in October 2010. CAPT Önder Celebi, TUR(N), the Deputy Commander of the NMIOTC stated that “It is obvious training facilities can exploit such technologies in providing better quality products. We believe that this type of capability will certainly add value.” …Celebi also spoke about mobile training teams and how “we can use this to train and simulate where we cannot take our mock-up ship.” 18:30 Deep in my sofa, lazily watching TV. “Now, from Lisbon ...,” CNN shooting the news, “... the 28 Chiefs of State of NATO signed a common declaration after the summit ... they have decided, among other things, to enhance the NATO contribution to the Comprehensive Approach, to further boost NATO partnerships with countries and organisations, to develop a missile defence capability, to improve NATO cyber defence capabilities and to agree on the Lisbon package of the Alliance’s most pressing needs.” I’d better rest now; it seems to me I will have a lot of work to do during the next few years. Because of its versatility and capacity to recreate the reality allowing harmless manipulation of the environment to assess alternatives or present challenges to the user, modelling and simulation is a key enabler of strategy and capability development. Modelling and Simulation is also a vehicle to build partnership because of its ability to provide neutral scenarios in which future partners learn to gain confidence to work together, to find common objectives and to practise procedures to fulfil them. NATO is also undertaking a severe structural reform. In spite of future cuts, the role of ACT will be reinforced, as ACT Chief of Staff, Royal Navy Vice Admiral Robert Cooling, soundly declared in his December message. “ACT has a clear role in ensuring that the overall coherence of Alliance capabilities is preserved or even enhanced despite the cuts in national defence expenditure.” Modelling and simulation will, for sure, play an important role in making sure that his vision is achieved. To do so, ACT will continue leveraging national capabilities, initiatives and best practices. We have the opportunity, as well, to take advantage of the imminent establishment of the Modelling and Simulation Centre of Excellence in Italy that will serve as a factor multiplier for the transformational power of modelling and simulation in NATO. We are also consolidating our links with industry and academia with the purpose of exploiting their solutions and influencing their lines of research. Finally, a word of caution, even if considered a key enabler for NATO strategy, modelling and simulation is not the panacea. It should be used when needed to support the NATO endeavours in defence of the freedom and security of the allied nations. Thinking needs to be done to ensure we better use this terrific technology for our benefit. I leave you with a quote from Italian Army Brigadier General Giovanni Fungo, Assistant Chief of Staff Capability Engineering, when he meditated about the quintessence of modelling and simulation nowadays on a recent article on the Defence Management Journal. “…M&S is more than just a flight simulator or a first person game, it is about capturing the essence of future situations, to include operating with non-military actors (governmental, civilian, local population etc.), requiring quick and sound decisions.” 20:00 Uh, too deep of a thought for a relaxing time after dinner. Maybe I should check out this nice Avatar movie again. And that is how a day of modelling and simulation goes. ■ The Transformer 15 A VIEW FROM A general overview of the new NATO Defence Planning arrangements, with a particular emphasis on the field of planning for non-military capabilities. During their meeting in June 2009, the Alliance’s Defence Ministers welcomed the development of a more coherent, traceable, transparent NATO Defence Planning Process (NDPP) able Allied Command Transformation to identify, develop and deliver the necessary range of forces and associated and existing planning mechanisms. be met by either the use of military capabilities, to undertake the Alliance’s Step 2 (Determine Requirements) and However, stabilisation operations will capabilities, or if available and coordinated, full spectrum of missions. The lessons the initial part of the Step 3 (apportion prove an added challenge to NATO by civilian entities. In this way a range of learned from requirements/set lanning Domains and deriving requirements will be developed, many current NATO targets), together requirements and setting targets will of which will more naturally be fulfilled operations make known as Step 2+. require a coordinated approach. The by non-military capabilities, rather than it clear that a The engine driving NDPP provides the structures, and the those of the military, when security is comprehensive this work is experts will engage together in the CRR assured. The current NDPP cycle will political, civilian an analytical to identify the military and non-military examine tasks, such as the following, and military process called capabilities required in support of that are vital to operational success in approach is the Capability operations. humanitarian or stabilisation operations: necessary for Requirements effective crisis Review (CRR), • delivery of essential needs to local management. which will identify populations/support to restoration How will you integrate The new NDPP the MCR to meet of the basic services - access to water, military and non-military will address the the quantitative food, utilities, shelter, and solutions in the same whole range of and qualitative Brigadier General Peter Bartram basic medical care Assistant Chief of Staff Capability Requirements capability planning capabilities which ambitions set out • restoration of good governance mechanism”? will in turn capture, in NATO’s new in an integrated and balanced manner, Strategic Concept and forthcoming • restoration of public security Rather than apply the terminologies, the single set of the Minimum Capability political guidance. basic justice system and rule of law military or non-military, the CRR will Requirements (MCR) in a continuum During this transitional cycle, CRR • support to restoration of political consider only NATO requirements that are from the near to long term to meet 2012, the MCR will be expanded to institutions and civil and economic fulfilled through a set of solutions which the Alliance’s Level of Ambition. encompass requirements beyond infrastructures could be military or non-military. Within Thereafter, Nations, groups of those of a purely military nature, as in the CRR, the methodology for deriving Nations, or NATO collectively will be previous Requirements Review cycles. • military capacity building capability requirements consists of four encouraged to achieve these apportioned The MCR, due in November 2011 will, mentoring, advice, operational main components: targets and to provide solutions from inter alia, identify a range of non-military support and training either military or non-military capabilities, capabilities. These will be derived from • Mission Analysis. A Mission-to-Task • support to security sector reform the latter identified by the NATO Strategic the analysis of NATO mission types Decomposition (MTD) is conducted including disarmament, Concept endorsed at Lisbon. and representative scenarios in light of in order to identify the full panoply demobilisation and reintegration ‘operationalising’ the Comprehensive of tasks and sub-tasks that must be Approach and an increased emphasis • military, police, judiciary, accomplished to ensure success How is the new NDPP on stabilisation and reconstruction prison reform during the conduct of each specific addressing this operations and phases within operations. mission type (Collective Defence, • reconstruction of the basic additional challenge? This new work will be in addition to the Peace Enforcement, Peacekeeping, infrastructure (e.g. roads, airfields, planned analysis and lessons learned Humanitarian Assistance, etc.). Our electrical power) Of the Strategic Commands, ACT has from recent Disaster Relief (DR) and analysis accounts for, and is informed the lead of the Defence Planning Staff Humanitarian Assistance (HA) ACT has had considerable and by, NATO current operations. We Team (DPST) for the conduct of the NDPP operations. The MCR’s focus is on fruitful engagement with the Civil will explore the implications of identifying required capabilities. It is Emergency Planning (CEP) domain over NATO conducting inter alia, counter accepted that many requirements could the past year to exploit CEP’s experience Planning For Non-Military Capabilities 16 The Transformer insurgency, stabilisation and reconstruction operations and stabilisation and reconstruction phases within operations. The tasks identified in this analysis might be performed through the employment of existing or new capabilities – similarly, these might be provided by military or civilian capabilities. • Situation Analysis. The Situation Analysis comprises the development of suitable scenarios within which tasks and requirements are analysed and derived. A set of Generic Planning Situations (GPS) are examined. They represent the context where the Alliance might conduct an operation under a broad range of political, military, social, economical, informational, infrastructure and physical environmental parameters. Subsequently, dedicated cases studies will be developed to better describe and characterise tasks within a specific GPS. For example, in order to examine the complete set of requirements needed to successfully conduct a Disaster Relief/Response (DR) operation a case study, based on the 2005 Pakistan earthquake experience, will be developed. A second case study will represent a Support to Humanitarian Assistance (SHA) operation based on the 2010 Haiti mission. The latter will also include aspects which clearly lead to the development of Stabilisation and Reconstruction (S&R) requirements. • Capability Analysis. The third component is a Capability Analysis which aims to define the type, quality and quantity of forces and capabilities NATO requires to execute a given task in a given situation. Each capability, or group of capabilities, is uniquely coded and described in qualitative terms emphasising the expected effects and the enabling factors. To assess the required quantity of capabilities, suitable algorithms will be formulated and employed using Capability Assignment Logic (CAL). These CAL formulations can be simple mathematical expressions or advanced analytical models used to run complex modelling and simulation test cases. This process is developed by combining military and operational Subject Matter Expert judgement and NC3A technical and analytical expertise. • The last step, the synthesis, ties together all three phases: mission, situation and capability analyses. This synthesis allows the identification of a package of forces and capabilities required to achieve the mission objectives. How do you translate requirements into Targets apportioned to nations, groups of nations or NATO collectively? Having determined the MCR for the mandated mission types, the NDPP will identify the relevant shortfalls. First, an assessment of what is already available in NATO will be conducted on the information provided by Nations through the Defence Planning Capability Survey. Secondly, this is compared with the newly identified full list of requirements, in the understanding that some capabilities must be maintained. The outcome of the process is an indication of a ‘shortfall’ or a ‘surplus’. To meet the identified shortfalls, targets will be drafted and apportioned to nations, groups of nations or to NATO collectively. In accordance with the existing policies, these targets could be issued to provide specialized capabilities to deliver a desired effect during an operation in the field of Stabilisation and Reconstruction (S&R), Humanitarian Assistance or Disaster Relief. Nations will be encouraged to develop, in addition to their military forces, additional capabilities to respond to these types of targets. Some Nations will have well developed internal cross departmental cooperation mechanisms and the wherewithal to integrate military and civilian planning functions. However, for some allies, this may necessitate a significant revision of internal defence planning processes and mechanisms. It may mean developing an inter-ministerial structure, able to provide an integrated mixture of military and non-military capabilities to respond to the needs of the Alliance. It is hoped that all Allies will be able to support this approach. To facilitate this evolution, our draft targets need to be Specific, Measurable, Achievable, Realistic and Timely (SMART). Within the initial part of the NDPP Step 3 the draft targets will be discussed with the Nations prior to being formally issued - the aim being to find existing national resources to the maximum extent possible. Conclusion Today, it is hard to envisage a crisis or conflict being resolved solely by military means. Security depends upon stability and both security and stability are influenced by factors beyond the purely physical. Human perceptions are the key to crisis resolution and management. Consequently, the Alliance must be better prepared to positively influence peoples’ perceptions across a wider spectrum and not just in the traditional military (physical security) sphere. In many cases NATO will not be the provider of non-military capabilities, but will need to act in coordinated partnership and cooperation. This in itself highlights the need to implement the Comprehensive Approach at the Strategic Level (as well as Operational and Tactical), where the Alliance must work closer with the UN, EU, World Bank, International Monetary Fund (IMF) amongst other global partners, agencies and NGOs. To do that successfully, the Alliance needs to determine the military and non-military capabilities it requires to achieve its strategic and operational objectives in humanitarian, disaster relief and stabilisation and reconstruction operations ‘on the ground’. The NDPP is the tool chosen by the Alliance to address this issue. The process is new, but the NDPP has already demonstrated that it has the potential to provide credible, transparent and traceable outputs to meet the Alliance’s security challenges of the 21st Century. ■ Mid-term Requirements Branch The Transformer 17 NATO Undersea Research Centre Fostering Collaboration Through Open-Source Software The primary mission of the NATO Undersea Research Centre (NURC) is to support ACT in capability development within the maritime domain. Historically, NURC has accomplished this through the development of purposebuilt hardware and software in anticipation of future requirements of NATO navies. Although purpose-built systems can offer great technological advancements, they can be expensive, difficult to integrate into existing systems, and difficult to share among NATO Nations. To make collaboration easier, to streamline costs, and to allow for easier integration into existing systems, scientists and developers at NURC have recently started using opensource software for several of the Centre’s programmes. The MOOS-IvP platform is a suite of open-source programmes that lets teams of developers and scientists programme robots, in this case autonomous underwater vehicles (AUVs). Started at MIT’s Department of Ocean Engineering MOOS software runs on a variety of hardware platforms at NURC, including (from top): a fixed sonar diver-detection system, a longrange acoustic device, the Ocean Explorer AUV and the Mandarina ASV. 18 The Transformer and since maintained by the Oxford Mobile Robotics Group, the Naval Warfare MIT, MOOS stands UUndersea d W f CCenter andd MIT d ffor “Mission Oriented Operating Suite.” MOOS was originally developed as software for AUVs, but it can be used in any environment where multiple applications and operating systems need to work together. The interoperability that this allows is of great advantage to NATO militaries trying to integrate and coordinate various hardware platforms. Simply described, developers use MOOS-IvP to programme a set of behaviours that can be used to control autonomous underwater vehicles (AUV). Behaviours can be simple, such as maintain a course, or they can be highly complex, such as keep a certain distance and bearing away from a moving object. IvP stands for Interval Programming, a mathematical programming model for multi-objective optimisation. It determines the vehicle’s next best action combining all behaviours and using the data the vehicle has acquired about the environment, outputs the desired settings for speed, heading, and/or depth. MOOS-IvP is being used at the Centre in a number of different project areas: • For port and harbour protection, using AUVs, autonomous surface vehicles (ASVs), and a variety of sensors and warning devices to identify and deter small boats and swimmers from entering a restricted area. • For mine countermeasures, using AUVs and ASVs to find, identify, and dispose of mines. • For antisubmarine warfare, using AUVs to gather underwater data and behave in ways that are specific to the current environment and more importantly the anticipated environment. A specific example of how MOOS-IvP can be used for antisubmarine warfare was shown last summer during the Generic Littoral Interoperable Network Technology 2010 (GLINT10) experiment. The goal of the 20-day experiment (GL was to test a small fleet of AUVs for their ability to operate wa autonomously and cooperatively in shallow waters near aut sho shore where using sonar poses the greatest technical challenges. The tests, which included three 21-inch cha AUVs running MOOS software, showed that AUVs can be AU programmed with behaviours that allow them to track a pro target autonomously and that AUVs can work together to tar minimize the errors associated with localizing, or finding, min a target. t More complex behaviours will be tested as part of GLINT11, which is currently scheduled to take place September S 6-25 in the Gulf of Taranto. Scientists and developers at NURC like using MOOS because it offers a modular approach to complex projects and it allows multiple people to work simultaneously yet independently. ind Because the Centre works with so many organisations, software such as MOOS-IvP that facilitates org collaboration ll is extremely valuable. Programming is done in C++, suitable for small computers, and MOOS-IvP has a relatively quick learning curve. This latter feature is particularly important at NURC because rapid prototyping is common and there is a high rotation of staff, so scientists and developers need to ramp up quickly and integrate their work into existing projects. The NATO military is a collaborative and rapidly changing institution. It is also an institution where legacy systems and new systems must be integrated. Using opensource software, such as MOOS-IvP, is a cost-effective means for rapid, collaborative development that allows for interoperability of existing and new systems. ■ NURC Public Affairs Office ACT Begins Cloud Computing Initiatives Current commercial developments in ‘cloud computing’, including service oriented architectures and virtualisation, are being widely promoted as a means of making more efficient use of computing resources. Cloud computing allows users to pull information from a series of networks operating together and sharing credentials. The main gains are cost savings and increased interoperability: ‘cloud computing’ offers opportunities to reduce operating costs for information systems, together with increased efficiency and flexibility in the way information is stored, managed and used. This is achieved through shared network-delivered services, both public and private, in which each user sees only the service, as the implementation or infrastructure is managed elsewhere. HQ Supreme Allied Commander Transformation (SACT) staff involved in planning and developing future information systems can benefit from greater awareness of the prospects and risks associated with investing in ‘cloud computing’ solutions, in order to develop sound advice to NATO and national authorities. To this end, HQ SACT personnel from Command, Control, Communications, Computers, Intelligence, Surveillance and Reconnaissance (C4ISR) Division, with the ACT Office of Security and Capability Engineering Division, have recently initiated several related projects that will greatly improve the staff’s depth of current knowledge about the prospects for benefitting from ‘cloud computing’ techniques in the NATO environment. The projects involve information exchange with industry and experimentation that will identify pros and cons of ‘cloud computing’ in the NATO environment. The results should also be beneficial to NATO as a whole. The NATO Industrial Advisory Group (NIAG) has begun a high level advisory study for HQ SACT on “Implications of ‘cloud computing’ developments for NATO operational structures. More than 20 companies involved in the development and implementation of ‘cloud’ technologies are participating in this multinational study. The results will represent the combined views of industry across many of the NATO nations. Through ACT’s Framework For Collaborative Interaction (FFCI), several non-procurement collaborative projects have been launched with companies to obtain a range of industry perspectives on ‘cloud computing’ and learn from industry knowledge and experience in applying ‘cloud’ solutions. IBM held a series of information exchange workshops with HQ SACT staff during 2010 and has additional projects planned in 2011 that will focus on “on-premise” ‘cloud computing’ challenges. Microsoft Corporation has agreed to conduct technical workshops on ‘cloud computing’ in early 2011 and has also been exploring some specific applications for ‘cloud’ solutions to solve capability shortfalls. The current focus for Microsoft collaboration on ‘cloud computing’ is “off-premise” scenarios. Several other companies, including Hewlett Packard, Dell, Orange Business Service and others, are initiating similar collaborative projects to help HQ SACT address ‘cloud computing’ issues through the FFCI initiative. In addition to the collaborative projects, there are also some related projects within the C4ISR Division, funded as a part of the ACT Programme of Work, that are contributing to the overall ‘cloud computing’ investigations. Experimentation and development projects are addressing a number of identified challenges related to ‘cloud computing.’ ACT is experimenting with practical ‘cloud’ solutions for the consolidation of the former ACT C4I San Diego data centre and the Norfolk-based reference facility located in the C4ISR Technology & Human Factors Branch. The combined data centre will be used to support several activities, including: the Coalition Warrior Interoperability eXercise, eXamination, eXperimentation and eXploration event (CWIX); Maritime Situational Awareness (MSA); Joint Intelligence, Surveillance and Reconnaissance (JISR) and architecture experimentation. Industry was also invited to participate in the most recent “Tidesprint” meeting in November 2010. Among several workshops run during the event, the one on ‘cloud computing’ was particularly well supported, and results of the discussions have been published on a collaborative website that is accessible to the participants. ■ Command, Control, Communications, Computers, Intelligence, Surveillance and Reconnaissance Division (C4ISR) The Transformer 19 JOINT FORCE TRAINING CENTRE At The Heart Of NATO’s Preoccupations T he Joint Force Training Centre (JFTC), NATO’s focal point for tactical level combined and joint training and transformation, focuses on training aimed at achieving tactical interoperability. Therefore, the Centre hosts activities or deploys providing support and expertise in the training of all Alliance and Partner Forces. The JFTC conducts International Security Assistance Force (ISAF) Regional Command training and Operational Mentor and Liaison Team (OMLT) training. Besides, it hosts Counter Improvised Explosive Device Courses, Coalition Warrior Interoperability Exercises and offers a platform for testing and experimentation. Since NATO’s Prague Summit in 2002, transformation has been one of the Alliance’s priorities. The transformation enabled NATO’s enlargement and a setup of a new command structure. Officially established in 2004 in Bydgoszcz, Poland, the JFTC soon started to play its role under the Allied Command Transformation (ACT) training network and evolved constantly. NATO’s transformational ambitions include the creation of further integrated, network-enabled, combined joint forces. Forming them requires investment in both training and transformation, down to the tactical level. This is the “raison d’être” for the 20 The Transformer JFTC. Initially, the JFTC was mainly designed to support the NATO Response Force (NRF) Training at the Component Command level, but since 2008, following a decision of the Supreme Allied Commander Transformation, the JFTC has focused on pre-deployment training of Allied Forces for current operations. NRF training support became a matter of secondary importance. The authorised strength of the JFTC has risen from 84 to 105. This increase in personnel highlights the importance of training conducted by the JFTC in order to meet the demand for high quality tactical level training for the Alliance forces. The NATO Lisbon Summit in 2010 pointed out the importance of counter insurgency operations and stabilisation and reconstruction missions as well as providing the necessary training and exercises for assuring our defence against a full range of security challenges. The JFTC plays a distinct and unique role within NATO by focusing on joint and combined training at the tactical level. Additionally, it co-operates with other Alliance member Nation training centres, including Partnership for Peace training centres, and “Centres of Excellence” in order to ensure application of NATO standards and doctrine in the combined and joint areas at tactical level. In this role, the Joint Force Training Centre is a critical element in assisting the transformation of Alliance and Partner forces. Currently the Joint Force Training Centre has focused on ISAF pre-deployment training. It supports ISAF commanders at the tactical level ensuring that ISAF Regional Command (RC) Headquarters achieve a high level of interoperability and flexibility and that soldiers are fully prepared to execute assigned missions upon their deployment in Afghanistan. Training events for deploying Regional Command staffs include media, counter improvised explosive device, counter insurgency, cultural, functional area systems, electronic working procedures and staff function specific training. The capstone event for regional events is a computer assisted exercise in which theory is turned into practice. Plans for 2011 include two RC North training events and the support of one for RC South. The first RC North training will be connected to the US Unified Endeavour training event for US-led Regional Commands. Training events for OMLTs focus on preparing team members to teach, coach and mentor their Afghan National Security Forces counterparts. Training includes counterimprovised explosive device, counter insurgency, cultural, and mentoring tactics, techniques and procedure training. Like Regional Command staff training events, Operational Mentor and Liaison Team training events also utilise simulations to better prepare the team members to execute their missions once in theatre. While the Kandak (battalion) level OMLT training is a combination of theory and practice and therefore conducted at the US Joint Multinational Readiness Centre in Hohenfels, Germany, the Above Kandak level OMLT training combines academics and Computer Assisted Exercises based on extended case studies. JFTC staff deploys into operations very frequently in order to make training relevant and to offer the best available training support. Both Regional Command staff and Operational Mentor and Liaison Team training events utilize subject matter experts from Allied Nations, Non-Governmental Organisations, International Organisations and marry up actual Afghan In case studies, supported by Subject Matter Experts (SMEs), the officers discuss possible solutions. National Security Forces Officers with the training audience. The result being that the deploying personnel receive the most current training available and are able to engage in conversations with those who have the first hand knowledge of the actual situation in theatre. Additionally, since 2010 the JFTC has hosted Counter-Improvised Explosive Device Courses (C-IED). The Staff Officer Awareness Course (SOAC) and the Battle Staff Course (BSC) are designed to prepare Staff Officers for the Improvised Explosive Device threat. The SOAC’s aim is to give Staff Officers, assigned to Brigade Headquarters level and above, an overview of the threat from IEDs with the emphasis on staff interaction, responsibilities and approaches to defeating the IED system in accordance with NATO C-IED Doctrine. The Battle Staff Course is designed for Staff Officers and Senior NonCommissioned Officers assigned to Brigade Headquarters level and below. Its purpose is to provide officers with knowledge on principles and processes to attack and degrade the insurgent network and IED system. In 2011, the JFTC will host six Attack the Network C-IED courses and, for the first time, the NATO C-IED conference. Also for the first time, the JFTC will host the Coalition Warrior Interoperability Exercise (CWIX). Later this year 500 software developers and system experts from 15 Nations will arrive for the largest JFTC event yet, testing and improving the interoperability of more than 100 functional area systems used for battlefield management and overwatch. This ACT-led exercise is intended to improve the interoperability of NATO as well as National Command, Control, Communications, Computers, Intelligence, Surveillance and Reconnaissance (C4ISR) systems and it will rely on Combined Federated Battle Lab Network (CFBLNet) for distributed system trials. The JFTC established its connection to the CFBLNet last fall. It allows the JFTC to take part in distributed training events and in the future it will significantly strengthen its role in the establishment of the Afghan Mission Network Training Federation. For the first time the JFTC used its CFBLNet connection during last year’s NATO Education and Training Network (NETN) Modeling and Simulation Group 068 (MSG 068) Experiment that took place simultaneously in six headquarters. The main goal of the experiment was to prepare recommendations for persistent infrastructure architecture, shared scenarios and resources sharing within NATO, NATO Nations, PfP and Contact Countries. As JFTC takes ownership of the NATO Live Virtual Constructive (NLVC) suite of training tools and becomes the hub for NLVC-based training, JFTC is also becoming an important partner with ACT’s Distributed Training and Exercises (DTE) project. The JFTC’s motto,“Transformation Through Training”, reflects its mission. The JFTC plays a key role in the NATO transformation process by delivering NATO centralized pre-deployment training at the tactical level and thus supports current operations, by organising conferences and courses and by offering a platform for experimentation. The training facility is designed to be flexible and can be easily configured to meet different demands. Conducting experimentation or supporting current operations, the JFTC is at the very heart of the Alliance’s preoccupations. The importance of training and of experimentation will grow and the JFTC intends to fulfill its missions in the best possible way to help NATO to master tomorrow’s challenges. ■ (Left) The plenary sessions are held in the Auditorium seating 300 people. (Bottom left) As often as possible, the training audience interacts with Subject Matter Experts (SMEs) from Afghanistan, NATO, NGOs and IOs. (Above) An air view showing the JFTC as combination of renovated and newly constructed buildings. The Transformer 21 Joint Warfare Centre Certifies NRF 16 Leadership At Ulsnes Exercise STEADFAST JUNO 10 took place from December 3-16 and trained expeditionary forces of the NATO Response Force (NRF) on Crisis Response Planning procedures and served as a final step in the training and evaluation process of the NRF 16 Rotation. The exercise was conducted simultaneously at six locations in Italy, Belgium, Norway and Turkey. Sponsored by NATO’s Allied Command Operations, SFJO 10 was conducted by U.S. Navy Admiral Samuel J. Locklear, III, Commander Joint Force Command Naples (JFC Naples), and directed by German Army Lieutenant General Wolfgang Korte, Commander Joint Warfare Centre (JWC). The exercise trained, evaluated and certified JFC Naples together with its respective Component Commands of the NRF rotation this year. The main aim was to train and exercise JFC Naples as Joint HQ Main (JFC Naples currently leads NRF 16) as well as NATO’s Allied Land Component Command Madrid (LCC Madrid) for the Deployable Joint Staff Element (DJSE). Based on a sophisticated contingency scenario related to an asymmetric environment, NATO’s three level (strategic, operational and tactical) STEADFAST Series of Exercises are designed to continuously develop the expeditionary capabilities and functionality of the NRF. Also, the exercises help maintain a level of readiness for NATO forces all over Europe. Creating the exercise scenario for that training falls under the responsibility of the Joint Warfare Centre’s Joint Exercise Division. It takes more than a year to fully plan a STEADFAST SERIES. U.S. Air Force Colonel Jeffrey “Pep” DeVore, Chief of the JWC’s Joint Exercise Division explained, “It is a daunting task to take a STEADFAST series exercise from cradle to grave, especially when you consider we are working three STEADFAST series exercises in parallel with two ISAF exercises at one time. On the surface, the task seems quite simple, but when you realize all the detail our scenario and planning teams put into an exercise, even the 13 to 14 month cycle isn’t long enough to cover all the areas we would like to.” DeVore went on to explain, “The dynamic security environment NATO faces today is extremely complex. Although JWC strives to cover as much as we can for NRF training, there are always some parts and aspects we will not be able to cover due to time constraints or resourcing. But, our job is to prepare the NRF for possible rotation and we take that responsibility very seriously.” The scenario for SFJO 10, CERASIA II, was fictitious, German Army Lieutenant General Wolfgang Korte, Commander Joint Warfare Centre (right) speaks to an attendee at Exercise STEADFAST JUNO 10. 22 The Transformer with various fictional countries involved, and based on a United Nations mandated NATO-led Crisis Response Operation to restore peace and security in a war torn region as well as to support reconstruction and humanitarian assistance, while simulating extensive challenges for the Training Audience, such as piracy, genocide, internally displaced persons, natural disasters, lack of water and food supplies and security and environmental threats. During the exercise, 961 injects were generated over the 68 incidents in the three main events entitled: Stakeholders, Threats and Sustainment. “While the scenario creates the operational environment within which the Training Audience will deploy, the Main Events List/Main Incidents List (MEL/MIL) determines which aspects of that environment will be leveraged to provide opportunities for the participants to achieve the exercise and training objectives,” said Canadian Army Lieutenant Colonel John Cullen, an analyst working at JWC’s Joint Training Division and the Chief MEL/MIL for SFJO 10. “In the case of SFJO 10, working from the exercise and training objectives, from the desired and expected outcomes of specific NRF processes and activities and by maximising role players relevant to the scenario, the MEL/MIL introduced challenges to the participants with a view to causing the Joint HQ to execute the Joint Coordination Process and to synchronise the components activities using campaign assessment to set their priorities. The MEL/MIL created situations where tension was introduced between the stability and security lines of operation; where solutions required joint planning and coordination on all time horizons and cooperation across all of the stakeholders in the comprehensive environment. The HQs participating in SFJO 10 exploited the training opportunities presented by the scenario and the MEL/ MIL, effectively applying a Comprehensive Approach in a complex operating environment.” Exercise STEADFAST JUNO 10 involved approximately 2,000 military and civilian personnel from various commands including the Rapid Deployment Corps in Italy, the Air Component Command in Izmir, Turkey, the Special Operations Component in Ankara, Turkey, the Maritime Component Command in United Kingdom, the Nuclear- Radiological- Biological- Chemical Defence Battalion in Hungary, the Command Post in Slovenia, the Combined Air Operations Centre in Turkey and the Multinational Civil-Military Cooperation Group in Italy. On 14 December 2010, the Joint Warfare Centre hosted a Distinguished Visitor’s Day and welcomed 42 visitors to observe the exercise, including General Walter Natynczyk, Canadian Chief of the Defence Staff; Lieutenant General Alfredo Cardona Torres, Commander Allied Force Command Madrid; Lieutenant General Philippe Stoltz, Commander Allied Joint Force Command Lisbon; Lieutenant General Vincent Tesniere, Deputy Commander Allied Air Command Izmir and Major General Thomas Beckett, Deputy Commander NATO Rapid Deployable Corps Italy. ■ Article and photos by Inci Kucukaksoy Public Affairs Office, Joint Warfare Centre CORE TASKS: More Effective, More Efficient NATO Response Force Each STEADFAST Series of Exercises is tailored to meet the specific Exercise Objectives. The Exercise Objectives for SFJO 10 focussed on practicing the Comprehensive Approach, Communication and Information Systems planning, effective channels of communication and interaction between the Main HQ, Forward Element and the Component Commands, operational campaign assessment, operational logistic planning, joint targeting, CBRN Defence Capability and Strategic Communication (StratCom) and Intelligence. One peculiarity of the exercise was the first-time participation of SHAPE StratCom into the exercise construction. Thus, the effective involvement of StratCom and their meticulous assessment of all 68 incidents ensured that the StratCom desired effects were considered and acted upon throughout the exercise. “A StratCom presence was required during the Main Planning Conference, Incident Development, and Scripting Workshops to ensure StratCom considerations were woven into the exercise narrative in a manner requiring decision makers at the military strategic, operational and mission headquarters to ensure StratCom effects were part of their decisionmaking deliberations,” said Lt Col Rita M. LePage, Canadian Forces Public Affairs Officer currently working in the SHAPE Strategic Communications office. ■ About The JOINT WARFARE CENTRE The Training Establishment of the NATO Alliance: The Joint Warfare Centre provides the best training support possible for the collective training and certification of NATO’s joint operational and component level Headquarters. Joint Warfare Centre Mission: As directed by Supreme Allied Commander Transformation (SACT), Joint Warfare Centre promotes and conducts NATO’s joint and combined experimentation, analysis and doctrine development to maximize transformational synergy and to improve NATO’s capabilities and interoperability. Provides operational level training in support for ongoing operations; Conducts training of joint and combined staffs (NATO Command Structure/NATO Force Structure); Supports concept and doctrine development; Assists the developmental and experimental work of ACT on new concepts, technologies, modelling and simulation; Performs joint analysis, collects Lessons Learned, and feeds them back into the transformational network through the JALLC; Provides a biannual Iraqi Key Leader Training course to senior representatives of the Iraqi Prime Minister’s Office, Ministry of Defence and Ministry of the Interior. ■ The Transformer 23 Virtual Development of NATO’s Lessons Learned Capability: Outcome of the 2010 Lessons Learned Conference How to take the LL capability forward Introduction a (somewhat modified) definition for a LL Capability, develop some insight into the supporting pillars that the capability should consist of, and apply findings from recent JALLC analyses to determining the critical success factors for the capability. The remainder of this article will discuss these three aspects, which have since been presented in greater depth to HQ SACT leadership in a point paper called Lessons Learned Capability – An Examination & Proposal.2 Nations which determined that there are three critical factors for the success of a LL Capability. These are Leadership, Stakeholder Engagement, and Information Assurance. Panel discussions led to the idea that, of these factors, Leadership is so important that it too merits being considered a base for the supporting pillars. Consensus at the conference was strongest on the need for Sharing to be the fundamental tie binding the pillars of the LL Capability together. Without Sharing, The Joint Analysis and Lessons Learned Centre (JALLC) hosted the 2010 NATO Lessons Learned (LL) Conference in Lisbon, Portugal from October 26-28. The aim of the conference was to provide NATO’s forum for exchange of information within the NATO LL community and, in so doing, to stimulate discussion on best practices for LL Capability – A Definition joint analysis, the LL Process, Remedial Action Processes, The definition of a LL Capability as and supporting tools. One of the two specific goals of agreed at the 2010 NATO LL Conference is: this year’s conference was to determine what “A lessons learned capability provides a constitutes a LL Capability.1 commander with the structure, process The term “LL Capability” has been adopted within and tools necessary to capture, analyse ACT over the last year and a half and several articles and take remedial action on any issue published in The Transformer and JWC’s Three Swords by and to communicate and share results to HQ SACT LL staff in that time have attempted to describe achieve improvement. A desire to improve what such a capability might be. They have focused on and the right mindset are essential to describing the value of this capability and the LL elements ensure that the capability works Figure 1 – The LL Capability Temple available within NATO to support it. Where these articles in harmony.” (and other documents such as recent drafts for a revised The most significant change made to that Bi-SC LL Directive) have missed the point however is in definition proposed at the beginning of the conference which should take place at all phases in a LL Process, not defining the term “LL Capability”, not explaining the was to substitute the word “commander” for “an lessons that are identified or learned and which are not way in which the existing organisation or headshared results in their potential value being severely elements are expected to quarters,” as “commander” limited–particularly in an organisation like NATO. contribute to developing emphasizes the critical Figure 1 is a graphical representation of a LL this Capability, and in not role of leadership and Capability’s supporting pillars and bases, a figure indentifying the critical command responsibility which JALLC refers to as the LL Capability Temple. In order to provide an opportunity to readers factors for success of this in the overall LL capability, for discussing further development of the capability. Perhaps most The Supporting Pillars one of the critical success LL Capability in NATO, JALLC has opened a forum significantly, prior to this Processes factors that will be in the NATO LL Portal. To participate, year’s LL Conference, no There are two processes, internal and external. discussed below. please visit the LL Portal at http://nllp.jallc.nato.int one had addressed the A LL Capability needs The former provides the nation, headquarters, or on either the NS WAN or the Internet. question of who exactly organisation with the requisite mechanisms to facilitate to consist of supporting should benefit from this the gathering of observations, to staff and analyse those pillars, which at the capability; that is, who is observations, to endorse and take remedial action (as conference were proposed it that needs to learn individual lessons. Thus this year’s applicable), and finally to assist subordinate commands and, after some discussion, generally agreed to be: conference presented a valuable opportunity to agree with their lessons. The latter provides the ability to Processes, Structures, and Tools, all resting on a base of a definition for such a Capability and discuss these access, view and share lessons from/to external sources. a common Mindset for collecting, implementing, and other aspects. Clearly, the processes go hand-in-glove with the sharing lessons. The right Mindset requires a desire to On the first day of the conference, COL Nick structures and tools. improve and, as we belong to an alliance of nations, a Lipscombe, GBR A and JALLC LL Analysis Branch Chief, desire to share that improvement for the greater benefit presented a draft definition of a LL Capability and some Structures of the organisation as a whole. The right mindset is, background discussion as food for thought. Over the next There are two parts to the structures: the policy and the therefore, what underpins the LL Capability–without two days this background and draft definition served as people. First, structures require a clear delineation of LL it the pillars will not stand up. the basis for much of the panel discussion and, by the procedures and responsibilities and so policy, directives Also presented at the conference were findings from time the conference closed, attendees were able to agree and operating procedures are needed to ensure full a recent JALLC Analysis of LL Sharing in NATO and the Discussion Forum on the NATO LL Portal 24 The Transformer understanding, compliance and common and reciprocated functionality of the processes and tools. Second, LL staff officers (LLSO) need to be trained on these processes and be provided in the right numbers at the right locations within the NCS and NFS (or other nation, HQ or organization) so that the LLSO has a thorough understanding of the field within which he/she is operating. LLSOs should have access to commanders and the key leaders who are empowered to prioritize, endorse and task; in short, to ensure that the remedial action process functions smoothly. It is interesting to note that there is no standard location of the LL staff within HQ structures. Some are located in the Knowledge Management Directorate (KMDs), others in operations directorates (mainly under training branches) and some in resources/logistical directorates. The one area that would seem to be the most suitable to ensuring the requisite profile and support is in the command group, yet not one HQ appears to have considered this. Tools There was broad agreement that the tools required to execute a LL capability are, firstly, technological tools to facilitate staffing and sharing of lessons and, secondly, training and education. With the former, the most obvious is some form of LL database, preferably one that is compatible and accessible across all parts of NATO and contributing nations, including Partner Nations. There is no doubt that the more user friendly the technological tools and the smoother the process, the greater the probability of LL Practitioners and Stakeholders using them and the higher the likelihood of sharing among users. On the other hand, there appears to be a danger that the availability of technological sharing and staffing tools can engender an assumption, among the staff that use them, that the tools will allow automatic learning of lessons without any active effort on the part of those who need to learn them.3 No technological tool is a substitute for thought and effort applied by trained and engaged LLSOs, Stakeholders, and Leaders. The other tool is Education and Training, which is crucial to ensuring a common understanding of the process and a commonality of execution across the capability spectrum. In NATO there are (currently) two courses; the LL SOs’ course and the LL Analysts’ course. Nations and individual HQs also offer various forms of LLSO Training. Critical Success Factors As mentioned above, the JALLC report on The Lessons Learned Process and Lesson Sharing in NATO and Nations identified three critical factors for success of any LL process. These are: Leadership Engagement, Stakeholder Responsibility, and Information Assurance. Each needs to be included in the development of NATO’s LL Capability, for, in their absence, few are the lessons being learned in NATO by those who need to learn them and too seldom are they shared. Conclusion JALLC believes that a LL Capability as described in this article can provide the framework for increased lesson learning in NATO, but the capability cannot succeed without leaders and stakeholders. JALLC’s goal for the 2011 LL conference is to include more of the stakeholders– Leadership operators, planners, logisticians–while reducing the JALLC has found that successful LL Processes are often number of pure LL practitioners, especially participants personality driven, from the top down, while less sucfrom national LL organisations that are not directly cessful ones often can be found in organisations where involved in the development of NATO’s LL Capability. We leaders, despite paying lip service to the importance of LL, also intend to include the NATO standardization working often are not engaged in driving the process or are not groups, who we consider to be the principle stakeholders accessible to their LL practitioners. For a LL Capability to in a great number of the lessons that arise from JALLC work, leaders must be engaged and they must be analyses, and a broader cross section of NATO Force provided with high quality (see the success factor Structure HQs. Including these vital elements of the LL Information Assurance), actionable written products Capability can only help in furthering its development. and they must give direction based on those products However, the mere existence of a LL Capability and to the appropriate stakeholders and action bodies. And its constituent elements does not guarantee that NATO they must hold assigned stakeholders and action bodies can become a successful learning organisation. As accountable for executing actions assigned. Danish Air Force, Brigadier General Peter Sonneby, JALLC Commander Stakeholder stated in his closing Responsibility remarks at the LL Practitioners, the LLSOs conference, LL and data collectors, are Practitioners are not the not the beneficiaries of a Stakeholders in LL. They In 2010, JALLC inaugurated a newsletter to keep lesson or, by extension, do not benefit from learning the LL Community apprised of JALLC activities and the existence of a LL specific, individual lessons. LL developments. The Explorer is published Capability – Stakeholders They are merely the in electronic format and is available are. Stakeholders are the facilitators to help leaders on both our NS WAN and our Internet sites. persons or organisations and stakeholders learn [www.jallc.nato.int] that are affected by a lessons and implement problem and/or its change. No LL Practitioner resolution. For this reason, stakeholder involvement is has the authority to make major changes within an crucial to organisational learning. Stakeholders must be organisation; that is, to require other branches or made aware of lessons that affect them, be convinced individuals to learn a given lesson or change the way of the value they present, and be tasked and held they do business. Even JALLC, a key element making accountable by leaders for taking action based on those up NATO’s LL Capability, can do no more than make lessons. Stakeholders must bring to light those problems recommendations to NATO’s leaders based on our analysis that they believe can be rectified through the LL Process. work. JALLC cannot make them act upon those recommendations. They are free to disregard them – at NATO’s peril. ■ Information Assurance Proper staffing of lessons is essential in order to be By Mr. Chuck Ridgway NATO CIV and COL Nick Lipscombe GBR A 1 able to ensure their validity and applicability for the The other was How to turn Lessons Identified into Lessons Learned, which, as it turns out, is closely related to the existence of a LL stakeholders affected. For lessons originating within Capability and, in particular, the presence of the three critical factors success of for that capability that will be discussed in this article. an organisation, decisions based on faulty information 2 The subject point paper is available on request from JALLC via the NS WAN. A complete report on the proceedings of the 2010 NATO LL or inadequate assessments may lead to more problems Conference, including those portions not related to the subject of this rather than correction of existing ones. When implementing article, can be found on JALLC’s NS and unclassified Internet sites. [www.jallc.nato.int]. external lessons, the originator’s analysis must be 3 That is to say, an attitude that merely entering a lesson into a LLDb is tantamount to all stakeholders achieving instantly the required level trustworthy. A system must be in place to verify and of awareness of the issue and the remedial action being implemented. JALLC has seen many examples of this assumption, most recently in a validate raw observations, to ensure the correct root proposal by one headquarters to establish an automatic data dump of causes and remedial actions are identified, and to all lessons in their internal LL archive into the NATO LLDb maintained by JALLC without any staffing or intellectual review by a sentient separate low-value/quality lessons from good ones. human being, as if such data transfer were equivalent to all NATO JALLC’s New Newsletter The Explorer learning these, as yet unstaffed or unendorsed, lessons from theatre. The Transformer 25
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