JOURNAL OF ANTHROPOLOGICAL ARCHAEOLOGY ARTICLE NO. 16, 121 – 161 (1997) AA970307 Prehistoric Rites of Passage: A Comparative Study of Transegalitarian Hunter–Gatherers D’Ann Owens Millennia Research, 204-10114 McDonald Park Road, North Saanich, British Columbia V8L 5X8, Canada and Brian Hayden Department of Archaeology, Simon Fraser University, Burnaby, British Columbia V5A 1S6, Canada Received November 25, 1996; revision received January 13, 1997; accepted March 26, 1997 Footprints and handprints clearly indicate that adolescents took part in the cave rituals of Upper Paleolithic Europe. We argue that the cave paintings were created by transegalitarian hunter – gatherers. To better understand the significance of adolescent involvement in cave rituals, we undertook a study of maturation events involving rituals among ethnographic transegalitarian hunter – gatherers. Our results show that the costs associated with all of these events increase as social complexity increases and as the rank of individuals within communities increases. Furthermore, on the basis of the comparative ethnographic evidence and archaeological parameters pertaining to the different types of ritual events, we argue that the presence of adolescents in Upper Paleolithic caves suggests the initiation of elite children to secret societies. q 1997 Academic Press INTRODUCTION What were cave rituals like in Upper Paleolithic Europe? In informal archaeological discussions and occasionally in the literature, it is easy to find statements of despair, statements to the effect that we will probably never really know the function and nature of these events. This is reminiscent of the despondency of earlier generations regarding other archaeological unknowns such as who built Stonehenge and the nature of their motivations (Camden cited in Clark 1953:215). Subsequent methodological and theoretical advances have often proven such pessimism unwarranted. In contrast to the despair expressed by some authors regarding our ability to know the nature of the rituals performed in caves, we feel that there is a growing corpus of factual, methodological, and theoretical knowledge which should soon enable prehistorians to reconstruct the basic structure of these rituals with relative confidence. These include recent discoveries of undisturbed cave sanctuaries, as well as advances in direct dating of rock art, in recording traces and remains on undisturbed Paleolithic cave surfaces, in understanding entopic and shamanistic phenomena, in identifying seasonal messages and thematic patterns, and in reconstructing painting techniques and acoustic effects. The goal of this article is to provide pertinent information on a little explored dimension of interpreting ritual activities in cave sanctuaries: the comparative study of rites of passage among transegalitarian hunter – gatherers. Transegalitarian societies are societies that are neither egalitarian nor politically stratified; they are thus intermediate between generalized hunter – gatherers and chief- 121 0278-4165/97 $25.00 Copyright q 1997 by Academic Press All rights of reproduction in any form reserved. AID JAA 0307 / ai04$$$$$1 07-01-97 17:37:55 jaaa AP: JAA 122 OWENS AND HAYDEN doms in terms of the social and economic inequalities that characterize them (Blake and Clarke 1989). There are a limited number of plausible suggestions in the literature as to the basic nature of cave rituals. These include hunting magic, shamanistic rituals, initiations, and band or inter-band rituals which either promote the increase of animal species or promote solidarity among participants for purposes such as information or mate exchange. For recent reviews, see Bahn and Vertut (1988) and Dickson (1990). Of course, none of the above possibilities are mutually exclusive. It seems almost certain that the caves were used for more than one type of ritual activity given the distinctly different organization of paintings in the main galleries of caves versus the deep recesses as documented by Leroi-Gourhan (1965) and others. While all of these suggestions merit in-depth exploration, this is not possible in a single article. Rather, given recent indications of the importance of rites of passage and other maturation events in the initial development of transegalitarian societies (Hayden 1995), we decided to concentrate our analysis on the maturation events that may have occurred in the caves. We are not the first to suggest that the total darkness of caves may have been used for initiations (Mithen 1988, Dickson 1990), and it is certain from the size of footprints and painted handprints in caves such as Gargas, Montespan, Tuc d’Adoubert, Fontanet, Pech Merle, and Niaux that adolescents were significant participants in cave rituals. As Clottes (1992:59) has observed, in every case where footprints have been preserved in Paleolithic caves, children were present. Assuming that Upper Paleolithic caves were used for rituals involving children and adolescents, there follows a suite of subsidiary questions which archaeology alone is poorly equipped to deal with at this time. Such questions include: why was so much effort expended on initiations at some times and places but not others? What was the AID JAA 0307 / ai04$$$$$1 role and importance of maturation events in Upper Paleolithic societies? Did only a privileged few undergo maturation rituals in the caves or were all band members included? Were such initiations limited to boys and men only or were women and girls also involved? How rigorous were the initiations? In order to obtain some notion of the social and economic patterning common to these phenomena cross-culturally, we decided to examine ethnographies of transegalitarian hunter – gatherers covering the range of complexity that we viewed as possible for the Upper Paleolithic European hunter – gatherers that painted inside caves. This has never been done before. The notion that at least some Upper Paleolithic bands were transegalitarian hunter – gatherers may be treated as a working hypothesis, however, we feel that it is firmly supported by indications of relatively high population densities, rich resources, specialized exploitation, food storage, increased seasonal sedentism, prestige objects, the intentional breakage of some prestige objects, status differences in grave goods, and possible human sacrifices (see Beaune 1995; Dickson 1990; Hayden 1990, 1993a, 1993b; Soffer 1989; White 1993). However, the identification of transegalitarian hunter – gatherer cultures requires refinement since the gamut of known transegalitarian hunter – gatherers ranges from petty despots to entrepreneurs to chiefs (Hayden 1995). Most important for the present analysis, the magnitude and role of various maturation events seems to vary as a function of the socioeconomic complexity of the group and the amount of surplus resources which are available. THEORETICAL PERSPECTIVES We realize that the analysis of ethnographic data and the use of results to make inferences about prehistoric societies are fraught with potential problems: cultural changes during early contact with traders 07-01-97 17:37:55 jaaa AP: JAA 123 PREHISTORIC RITES OF PASSAGE or colonists, observer biases and omissions, Galton’s problem, and many others certainly exist. Nevertheless, to negate any relevance of ethnographic observation to prehistory is to despair of ever being able to say much that is significant. We proceeded with caution, and with the conviction that if relatively robust, clearly defined trends are present in cross-cultural observations of transegalitarian hunter – gatherers, then these are most likely due to organizational principles that transcended the various contact histories and observer biases of individual cases (Carr 1995:149 – 150). If clear patterning is present in our data, it can provide one important source of inference concerning the relationship between maturation events and aggrandizive strategies among prehistoric hunter – gatherers organized at similar levels of complexity. Given the theoretical debate concerning the term complexity, we feel it is important to clearly outline our perspective on the use of the word. The term complex, by definition, means ‘‘consisting of various connected or interwoven parts; composite’’ and complexity is defined as ‘‘the state of being complex’’ (Funk and Wagnalls 1986). These strict definitions are associated with no judgmental values; complex does not equate with superior. The association of the term complexity with ideas of superiority — the more complex the better — tends to limit our ability to describe and discuss differences among societies. All societies are by their very nature extremely complex; an outcome of the subtle and not so subtle interactions of people and the environment, and of individuals of varying dispositions with particular needs and wants. When discussing the complexity of a culture we recognize this truism. In this paper the term complex is solely associated with the number and nature of various practices and institutions which a society and the individuals of which it is composed, use in relating to each other, outsiders, and the surroundings. Further we do not view complexity in AID JAA 0307 / ai04$$$$$1 strictly unilineal or unidirectional terms. There may be varying cultural expressions of complexity depending on such factors as mobility, corporate exploitation of resources, or other factors. And, clearly cave art, mobiliary art, and social and economic complexity waxed and waned from stadial to interstadial to postglacial conditions. However, we do assume that at some basic level, the magnitude of socioeconomic complexity is dependent on the richness and nature of the resource base and in particular that it is dependent on the ability to produce surpluses (Hayden 1992 1995). We take the view that under similar conditions, with similar technologies, cultures are likely to develop similar adaptations at a very basic social and economic level. Thus, while ethnographic Northwest North American, Asian, or Australian hunter – gatherers were not and are not relicts of Paleolithic Europe, data collected on many facets of their cultural, social and economic adaptations may be relevant to the understanding of Upper Paleolithic groups with similar resource characteristics. In the Upper Paleolithic, surpluses would have been in the form of dried meat, dried fish, buckskin, or similar commodities. As environments changed over time and from place to place in Upper Paleolithic Europe, animal migration routes and herd sizes must have fluctuated resulting in major shifts in socioeconomic complexity. These factors would, in turn, have affected the methods used by aggrandizive individuals to increase their social and economic power. In particular, we argue that variation in the availability and reliability of surpluses could have influenced the importance of maturation events as aggrandizive strategies. Given the possible permutations of resource characteristics, aggrandizive strategies, and ethnographic distortions, our analysis can only be considered a preliminary, coarse-grained, heuristic foray into the realm of transegalitarian hunter – gatherer maturation events. The patterns that we 07-01-97 17:37:55 jaaa AP: JAA 124 OWENS AND HAYDEN have been able to document are certainly gratifying, and they reassure us that we are probably on a productive avenue of exploration. We anticipate that many refinements will be possible in the future. The working model that we used to structure our collection and analysis of data was based on Hayden’s (1995) previous study of a wider range of transegalitarian societies. This study indicated the pervasive and fundamental importance of the use of maturation events as one of several basic strategies for creating and maintaining inequalities in transegalitarian societies. Following this lead, the major concepts that have guided the theoretical formulation of this analysis are that: 1. Under conditions of scarce, unreliable resources vulnerable to overexploitation, sharing becomes mandatory. This limits the development of prestige technologies as well as economically based competition; aggrandizive behavior is curtailed and proscribed; 2. As resources become more abundant, more reliable, and less vulnerable to overexploitation, private ownership and the use of surpluses for competition and prestige is tolerated as long as these activities do not adversely affect the subsistence prospects of other community members. These developments differentiate generalized from transegalitarian hunter – gatherers; 3. Every sizable community has at least a few individuals with aggrandizive and competitive tendencies; and 4. Under varying conditions of surplus production, aggrandizive individuals use combinations of strategies to persuade other community members to produce surpluses and to surrender some degree of control over these surpluses. These strategies include fomenting disputes with other communities to be settled by wealth payments; obtaining marriage and war allies through feasting; making reciprocal or interest-bearing loans of wealth; establishing wealth payments as part of marriages, increasing the AID JAA 0307 / ai04$$$$$1 value of marriageable children by expending wealth at their maturation events; and the formation of secret societies to create special relationships of political, economic, and supernatural support. If costly or exclusive initiation rituals can be documented in the transegalitarian societies of the Upper Paleolithic, then they are probably of a broader importance in the complexity and transformation of hunter – gatherer societies in Europe as part of these last strategies. Some of the cave rituals were certainly elaborate, time-consuming, costly, and probably prestige-conferring events that involved adolescents. To what extent were they strategies for transforming surplus economic production into investments and reciprocal debts including the transformation of egalitarian ethics into hierarchical relationships, and the creation of incipient elites with more elaborate training, education, and upbringing than others in the community? Examining a broad range of transegalitarian hunter – gatherer societies for which ethnographic data is available as a special subset of transegalitarian societies can provide a much firmer basis for evaluating the above possibilities. Since transegalitarian hunter – gatherers arguably constituted the initial context for the development of socioeconomic complexity, this inquiry is also of considerable relevance to research on the very origins of complexity itself. At the least, this study will provide a better understanding of how transegalitarian hunter – gatherer societies functioned in terms of brokering their surpluses and socioeconomic power. Given the above considerations, we suspected that there might be several basic trends or patterns in our ethnographic sample. Specifically, if maturation events were being used as a strategy to increase the value of children for wealth exchanges in marriage it seemed likely that as resources and sociopolitical complexity increased, so would the cost and exclusiveness of various maturation events. Alternatively, it seemed possible 07-01-97 17:37:55 jaaa AP: JAA 125 PREHISTORIC RITES OF PASSAGE that if such ceremonies were held for all members of the society regardless of gender or rank, those of the higher ranking individuals would be more intense, more costly and of a longer duration. It was suspected that membership in secret societies and other such institutions might be restricted to those people with a high social status, and possibly only to high ranking males. Finally, it seemed likely that the education which high status individuals or high status occupational specialists received would be more detailed than that of lower ranking individuals, and that the costs associated with this training would be greater. METHODOLOGY AND DEFINITIONS Definitions Transegalitarian hunter – gatherers. Transegalitarian hunter – gatherers, also known as complex hunter – gatherers, have been defined as those hunter – gatherer societies that display some degree of socioeconomic inequality, follow a sedentary or semisedentary settlement pattern with permanent dwellings grouped in relatively dense settlements, and exhibit socioeconomic inequality through the use of prestige goods or other such measures (Hayden 1993b; Winters 1974:x). Many groups also possess methods of storing surplus foods. Considering this definition, the criteria used to identify transegalitarian hunter – gatherers and to infer relative complexity were: • Population density A minimum value of 0.1 people per square kilometer (Hayden 1993b) (Table 1) • Settlement pattern Semisedentary yearly round (Hayden 1993b:209; Winters 1974:x) • Political complexity Presence or absence of formal political councils Complexity of such councils Degree of exclusiveness with regard to political/leadership positions AID JAA 0307 / ai04$$$$$1 Degree of authority/power of those in political/leadership positions • Social complexity Presence or absence of marked socioeconomic inequality (Hayden 1993b:209) A system of structured social ranking Restriction of marriage partners to one’s own social status Use of titles or honorific names by the elites of the society Presence or absence of slavery (Hayden 1993b:209) • Economic complexity Ownership of resource areas by individuals or lineages versus communal rights (Hayden 1993b:209) Presence or absence of systems of tribute Exclusion of elites from common labor Presence or absence of economically based competition (Hayden 1993:209) Presence or absence of occupational specialization (Winters 1974:x) The least complex socioeconomic systems included in our sample possessed a majority of the following characteristics. Population densities were relatively low in comparison with other complex hunter – gatherer cultures. Positions of leadership among these societies were generally achieved by wealthy, strong, intelligent individuals. These leaders did not command but may have exerted a strong influence over other community members. The cultures did not have formal political councils although informal meetings of influential individuals may have been held in certain instances. There was little socioeconomic inequality within local groups, with no or few prerogatives for leaders. Slavery was absent or infrequent. Community ownership of property was recognized, with members having communal access to resources. Leaders or rich individuals did not receive tribute. Economically based competition was expressed in the attempts by leaders or wealthy individuals to attract labor and spouses through gen- 07-01-97 17:37:55 jaaa AP: JAA 126 OWENS AND HAYDEN erosity and feasting. There was no significant occupational specialization and all members of the society were included in the labor force. The maritime Koryak of the Kamchatka Peninsula provide a good example of this type of transegalitarian society as defined in this study. The following description is based on Jochelson (1975). In 1908 Jochelson recorded that the population of the Koryak numbered only 3782. Presumably battles with Russians and deaths from introduced diseases seriously impacted the population. The traditional Koryak village was led by individuals who achieved higher social ranking through their bravery at war and their success at hunting. These same individuals ‘‘lost their influential positions during famines in years when hunting and fishing had been unsuccessful’’ (Jochelson 1975:765). In times of war the ‘‘strong men’’ were accorded utmost authority, but this hegemony did not necessarily translate into power in times of peace. Leaders were not granted special privileges, although they tended to have polygamous marriages and many children, presumably as they were able to support large households. Winter festivals in which whole villages and visitors from neighboring villages participated, were hosted by the owner of the boat from which the year’s last whale was killed. Although these festivals reconfirmed the solidarity of the community, they presumably also provided opportunities for the development of intervillage relationships and the attraction of spouses. Moderately complex socioeconomic systems were recognized as having a majority of the following characteristics. Population densities were relatively high among these societies. Informal political councils composed of family heads and influential elders were common. With respect to the acquisition of leadership positions, preference was often shown to a relative of the deceased, although the acceptance of the position usually required the approval of the commu- AID JAA 0307 / ai04$$$$$1 nity. Furthermore, it remained possible for individuals to achieve positions of influence through intelligence and the acquisition of wealth. Leaders exerted a strong influence over local group members but they could not command obedience. The development of an elite group identified through prerogatives and titles becomes more common. The payment of tribute to leaders may have been practiced although it was not a common occurrence among these groups, and leaders tended to remain as members of the common labor force. Slavery became more frequent, as did corporate group or private ownership of resources. Economically based competition between individuals and lineages was important for the attraction of labor and spouses. This competition could express itself in competitive feasting practices. Occupational specialization was a common means through which individuals achieved or augmented high social status. The peoples of Northwest Alaska provide a good example of moderately complex socioeconomic systems. This region supported a population density of 0.06 – 2.38 people per square kilometer (Burch 1975). Productive salmon and seal areas were privately owned (Nelson 1899:307), and the right of individuals to hunt in certain areas was recognized (Giddings 1961:151). Slavery was relatively common. Strangers may have been enslaved, as were poor and orphaned individuals who depended on others for food, clothing, and protection in exchange for their services (Burch 1975:25, 209). Influential positions were achieved through one’s age and skill and through the acquisition and disposition of wealth (Burch 1975:210, 226, 228; Murdoch 1892:429; Nelson 1899:304). Wealth, age, and skill were not sufficient alone to gain influential positions (Murdoch 1892:430; Spencer 1969:153); ‘‘to retain the public good will (these men) are forced to be very open-handed with the community . . .’’ (Nelson 1899:305). The distribution of wealth in the form of food, clothing and skins, boats, and other equipment (Burch 1975:209; Spencer 07-01-97 17:37:55 jaaa AP: JAA 127 PREHISTORIC RITES OF PASSAGE 1969:156) bolstered the position of influential individuals. Men who acquired much influence were known by the title umealiq (Murdoch 1892:430). The umealiq exerted a strong influence over his followers, and his prestige was recognized even outside his community (Nelson 1899:304; Spencer 1969: 152). The position of umealiq may have been inherited by the son (Nelson 1899:304), presumably as a consequence of the wealth and influence of his family. ‘‘In the political sphere, as in the economic one, the traditional Northwest Alaskan Eskimos were ranked, and some individuals had much more power than others’’ (Burch 1975:223). This ranking and the wealth that supported it were recognized by a few special prerogatives, including the title umealiq. Other rights to which umealiq and wealthy individuals were entitled included tattooing and the wearing of special headdresses (Murdoch 1892:139, 142). Umealiq were seated according to their prestige at the Messenger Festival (Spencer 1969:154). Finally, cultures with highly complex socioeconomic systems were generally identified as the most densely populated societies in which leadership positions tended to be inherited by a close relative of the predecessor. Often however, occupying the position still required the approval of community or lineage members. Formal political councils developed among some of these cultures, although informal councils of headmen and influential individuals remained common. Among these groups, socioeconomic inequality was marked, with elites being addressed by special titles, receiving prerogatives and tribute, and often being exempt from common labor. Slavery was a common practice. Many resources were owned either by lineages or by private individuals. As with moderately complex socioeconomic systems, occupational specialization augmented one’s social standing; however, such roles tended to become restricted to individuals already possessing a high social status. Economically based competition reached its AID JAA 0307 / ai04$$$$$1 most intense level among these cultures, with high rates of interest charged on loans, elaborate wealth displays, and wealth destruction being common. The Tlingit of the northern Northwest Coast typify highly complex hunter – gatherers. The Tlingit were dominated by a complex system of ranking individuals, extended house-groups, and clans. The rank of an individual or house-group was primarily associated with wealth (Krause 1956:77). Emmons and de Laguna (1991:27) state that the house-groups held rights to particular salmon streams, hunting, trapping, sealing, and gathering grounds. Oberg (1973:55) states that these rights were owned by the clan to which the household belonged. Personal property included small canoes, tools, weapons, clothing, and some ceremonial objects. The house itself, as well as slaves, large canoes, important ceremonial objects, and many utensils, were the property of the house-group and were held in trust by the house leader (Oberg 1973:30, 62). This leader, called the yitsati (Oberg 1973:62), controlled house-group activities (Krause 1956:77) and represented the family at public and ceremonial events (Emmons and de Laguna 1991:27; Oberg 1973:30, 31). Succession to the position was hereditary (Emmons and de Laguna 1991:37) and was usually assumed by the nephew of the predecessor (Krause 1956:77). Clan leadership positions were hereditary within the principle lineage of the clan, but also depended on the approval of male members (Emmons and de Laguna 1991:38). As with household leaders, the clan leader’s power was limited; he represented the group to outsiders, led the clan in war, presided over the clan council, assisted the needy, settled disputes, and provided the death feast for those whose family could not (Emmons and de Laguna 1991:39). Despite their limited authority, lineage and clan leaders were shown great respect and were entitled to certain prerogatives. High-ranking individuals and their families 07-01-97 17:37:55 jaaa AP: JAA 128 OWENS AND HAYDEN were addressed with special titles, given seats of honor at potlatches, and were excluded from the labor of commoners and slaves (Emmons and de Laguna 1991:27; Krause 1956:84, 109; Oberg 1973:30, 126). These individuals, known as anyeti, maintained their social standing, not through success at hunting or fishing, but through the use of inherited resource rights and wealth to produce economic surpluses and to obtain the coppers and slaves necessary for hosting a potlatch (Oberg 1973:103). Few poor families would ever acquire the wealth necessary to become anyeti. Within Tlingit society, economically based competition expressed itself most overtly in the potlatch. Oberg (1973:121) notes that the Tlingit recognized two types of potlatch: an intravillage ceremony given for important life events; the other was a forum in which to display wealth and prerogatives to economic rivals from outside the community. Regardless of the primary motivation, both feasts increased the prestige of the host and the host’s clan. The potlatch provided them with the opportunity to display their tangible wealth, their crests, songs and dances, and their generosity. Subsequent to each potlatch, the host could add a cedar ring to the clan crest hat and he received an ancestral name (Emmons and de Laguna 1991:254; Oberg 1973:124, 128). His fame spread with stories and songs relating the events of his potlatch (Oberg 1973:128). Potlatching was and is an expensive undertaking, generally requiring years for the accumulation of necessary goods. In order to finance a potlatch, the host was usually required to draw on the resources and labor of both his immediate family and his clan. The host also could borrow goods and food from outside the local clan division. These debts were to be paid back with 20% interest (Oberg 1973:118 – 119). The host was required to invite all who had invited him to their potlatches. Failure to do so could bring shame to the family and clan, and a crest of AID JAA 0307 / ai04$$$$$1 the debtor may have been claimed until the debt was returned. During the potlatch, which could last for several days, the host fed all the guests. Slaves belonging to the host’s family may have been killed or freed. All who attended were presented with a momento in return for witnessing the event. Those who were formally recognized as witnesses were presented with more substantial gifts, including slaves, in recognition of their service (Oberg 1973:117, 123 – 124, 127; Veniaminov 1840 in Emmons and de Laguna 1991:321). This and similar examples of transegalitarian hunter – gatherer cultures with highly complex socioeconomic systems clearly show the substantial increases in wealth, social, and political differentiation from moderately complex socioeconomic systems. Life maturation events. Our research focused on four major types of ‘‘maturation events’’: (1) growth payments, (2) puberty ceremonies, (3) initiations, and (4) training. We use the terms ‘‘initiation’’ and ‘‘maturation events’’ in a different way than social anthropologists such as La Fontaine (1989) and therefore define these terms here. Child growth payments include events at which payments were made, or feasts were held, in recognition of an important social stage in a child’s or adolescent’s life. Such events include birth; naming; tattooing; ear, septum, or lip piercing; a child’s first kill, first formal food gathering, or other similar events. Puberty ceremonies are those rites that provide a social marker symbolizing the adolescent’s transition to adult status; these ceremonies may involve formal training in tribal customs and mythology, payments to educators, periods of seclusion and fasting, feasting, and disposal of goods. Initiation, as used by us, refers to a social and/or ritual ceremony that introduces an initiate to a potentially exclusive non-natal institution within the general society. Such institutions include secret societies, as well 07-01-97 17:37:55 jaaa AP: JAA 129 PREHISTORIC RITES OF PASSAGE as religious and social councils. These institutions differ in several ways from cults found among a number of generalized hunter – gatherers. For example, membership in Australian totemic cults is patrilineally inherited or associated with one’s place of birth regardless of social status or individual wealth. The cult leaders, or the custodians of mythology and ritual are simply those individuals whose conception or birth is associated with a sacred location and who have attained suitable age (Berndt and Berndt 1964:196 – 197). In contrast, secret societies and elite institutions are identified as those organizations in which membership or leadership is restricted to a particular socioeconomic status. While it could be argued that at one level, dance societies into which all free members of the community are initiated serve a similar function, our analysis suggests that influential positions in such institutions are either exclusive to high ranking individuals or that the initiations are so expensive as to preclude the involvement of all but those with wealth and position. Thus, ‘‘tribal initiations’’ or ceremonies which mark the social transition of an adolescent to adulthood, or initiate him or her to full tribal status (such as with Australian totemic clans), are not considered initiations as defined in this analysis, but are included in the discussion of puberty ceremonies. Training includes instruction received by any members of the culture as part of the general social and domestic education. But training also includes additional instruction received only by particular members of the society as a means of acquiring wealth, power, and status. Shamanic training has not been considered in this analysis because it appears to be structured according to different principles (e.g., see Lewis 1989). The Sample Although the ratio of transegalitarian to generalized hunter – gatherer cultures is relatively small, a cursory survey of the litera- AID JAA 0307 / ai04$$$$$1 ture revealed a large absolute number of transegalitarian hunter – gatherers. Because of the broad nature of the research question, it was therefore necessary to sample the ethnographically documented transegalitarian hunter – gatherers. Twenty-one transegalitarian hunter – gather cultures from varied geographical and cultural regions were selected for inclusion in the sample. Every attempt was made to cover as broad a range of geographical and environmental zones as possible, and to include at least one or more societies from each geographic or cultural region as representative of that region. While the vast majority of the ethnographically documented transegalitarian cultures are located on the Northwest coast from Alaska to Washington, we have tried to include a diversity of groups from this zone. As well we made efforts to gather information on groups from northeast Asia, Japan, Australia, and Florida. The availability, quantity, and quality of ethnographic literature was also an important criteria used in the selection of these cultures. The groups selected for inclusion are presented in Table 1. Cultural groups which met the criteria of transegalitarian hunter – gatherers but which were not included in the sample are listed below: • Aboriginal groups of Arnhem Land, Australia are not represented since not enough information was available to the authors. • Haisla, Haihais, Bella Bella, Bella Coola, Makah of the North American Northwest Coast. Northwest Coast groups were already well represented in the sample. • Chilcotin, Shuswap, Okanagan, and other Northwest Plateau cultures. Plateau cultures were already represented by the inclusion of the Lillooet and Thompson. • Chilula, Whilkut, Gabrielino, and other Californian groups. An analysis of many Californian groups is hampered by the effects of early European contact. Those cultures included in the sample were ones for 07-01-97 17:37:55 jaaa AP: JAA 130 OWENS AND HAYDEN TABLE 1 Population Densities of Sample Trans-egalitarian Hunter–Gatherer Groups Cultural group Geographical/cultural region Pop. density (per sq. km.)* Tiwi (Goodale 1982) Koryak Chukchee Southeast Australia (Lourandos 1980, 1977) Northwest Alaska (Burch 1975) Yurok (Cook 1976; Kroeber 1925) Hupa (Cook 1976; Kroeber 1925) Thompson (Teit 1900) Lillooet (Hayden 1993) Ainu (Watanabe 1983) Yokuts (Kroeber 1925) Aluet (Graburn & Strong 1973; Holmberg 1985; Kroeber 1939) Koniag (Holmberg 1985) Tlingit (Boyd 1990; Jorgensen 1980; Krause 1956; Schalk 1981) Tsimshian (Halpin & Seguin 1990) Haida (Boyd 1990; Kroeber 1939; Schalk 1981) Kwagiulth (Boyd 1990) Nuu-Chah-Nulth (Boyd 1990; Kroeber 1939) Coast Salish (Suttles 1990) Chumash (Blackburn 1975; Cook 1970) Calusa (Goggin & Sturtevant 1964; Marquardt 1988; Widmer 1988) Australia Siberia Siberia Australia Northwest Alaska California California Interior Plateau (B. C.) Interior Plateau (B. C.) Japan California Southwest Alaska Southwest Alaska Northwest Coast Northwest Coast Northwest Coast Northwest Coast Northwest Coast Northwest Coast California Southeast Florida 0.4 ? ? 0.28 – 0.7 0.06 – 2.38 1.3 – 4.7 0.55 – 5.2 0.23 1.0 0.17 0.56 – 0.76 0.28 – 2.29 ? 0.08 – 1.0** 0.18 – 2.12 0.95 – 2.46 0.32 – 0.73 0.35 – 1.7 0.94 1.08 – 2.04 1.2 – 2.4 * Estimated range suggested by population estimates given by authors cited. ** Figures seem low; this may be the result of high incidence of warfare or the inclusion of unused space in culture area. which ethnographic materials were most available. • Several Russian hunter–gatherer–fishers were excluded because little information regarding these cultures was available in English. This list is not exhaustive; however, it should serve to illustrate the reasoning involved in the selection and exclusion of particular transegalitarian hunter – gatherer cultures. Summary Distribution Because the selection of cultures to be included in the sample was not random, a statistical analysis of our findings was considered inappropriate. However, a discussion of the distribution of each life maturation AID JAA 0307 / ai04$$$$$1 event, both within and across levels of social and political complexity, is provided. Included in our analysis of growth payments, puberty ceremonies, initiations, and training is a discussion of differences between elites and commoners, and between males and females of the same culture. These differences are then examined across levels of socioeconomic complexity in a search for patterning. It was anticipated that many maturation events would become more physically demanding and of longer duration as socioeconomic complexity increased, mirroring the general trend toward increasing socioeconomic complexity evident in our classification. Organization In order to facilitate analysis, the data were organized in a manner which approxi- 07-01-97 17:37:55 jaaa AP: JAA 131 PREHISTORIC RITES OF PASSAGE mates varying levels of complexity within the sample. The categorization of the cultures is best viewed as comprising three levels of socioeconomic complexity (least complex, moderately complex, and highly complex), as determined by the criteria outlined previously. Within each level we have also attempted to order the groups in terms of the relative complexity of their socioeconomic systems. However, the ordering of the cultures within each level is less precise than the overall distinction made between the levels. In addition, little gradation is implied for groups of the Northwest Coast of British Columbia since all are very similar in their degree of socioeconomic complexity. Instead, their listing reflects the geographical location of the cultures from the north to the south. As a consequence both of the numbers of variables involved in this classification, and by considering other variables such as technology, religion, and artistic complexity, arguments might be made for a somewhat different arrangement of the cultures in terms of their relative complexity, both within the graduated levels and between them. However we feel that, even with some modifications to the arrangement of the cultures based on alternative criteria, the general trend toward higher population densities and increasing social, political, and economic complexity would closely resemble the sequence which we have developed. ANALYSES The following analyses address the relationships between gender, sociopolitical complexity, individual social status, and the costs associated with growth payments, puberty ceremonies, initiations, and training. In addition to the analysis of each type of maturation event, we also discuss the theoretical importance of the specific event and its potential archaeological implications. AID JAA 0307 / ai04$$$$$1 Growth Payments The analysis of the ethnographic material in this study suggests that the presence of costly ceremonies marking important stages in a child’s life is an established phenomenon in highly complex hunter – gatherer societies (Table 2.1 – 2.3). In 8 of the 10 highly complex cultures examined, payments, costly feasts, and/or the distribution of gifts was an established practice to mark certain physical or social stages in a child’s life. Five of the eight groups with moderately complex socioeconomic systems had similar practices. There is no record of growth payments among the sample groups with the least complex socioeconomic systems. It is certain that body deformation was not a part of the maturation process of the Tiwi (Spencer 1966:92) but there is no information regarding birth, naming, and other such possible growth events for the Tiwi, Chukchee, or Koryak. As the quality of the ethnographies is generally high, either there is no information because there were no such events or, as seems more likely, no elaborate ceremony accompanied the event and they were therefore overlooked. Differences between the exclusivity of growth payment events in moderately and highly complex socioeconomic systems are also evident. The most obvious difference is the almost total lack of expensive events for children of high status families in moderately complex socioeconomic systems. Some gradation between the growth ceremonies of the poor and wealthy probably existed even in moderately complex hunter – gatherers, but few ethnographers have recorded such details. Of the eight moderately complex socioeconomic systems investigated in this study, Teit (1900), in his discussion of the Thompson is the only ethnographer to imply differences between the practices of community members. He states (1900:322) that only some Thompson families gave feasts and distributed gifts at the birth of a child. It may be inferred that the limiting 07-01-97 17:37:55 jaaa AP: JAA AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 jaaa AP: JAA Aluet Koniag (Lantis 1971:5, 30) Ainu (Ohnuki-Tierney 1974:61) Yokuts (Spier 1978:478; Wallace 1978b:455) Lillooet (Teit 1975:220, 222, 260) Yurok Hupa Thompson (Teit 1900:222, 291, 309) Southeast Australia Northwest Alaska (Giddings 1961:153; Murdoch 1892:139, 144; Nelson 1899:286, 307; Spencer 1969:141, 241) Tiwi Koryak Chukchee Group Costs • • • • Naming Tattoos Ears pierced Septum pierced • • • • F F F F F F F F F F F F & & & & & & & & M M M M M M M M &M F&M F&M M M F • • • • • • • • • • • • • • • • • Moderate ? ? ? ? ? Moderate Moderate ? ? ? Low Moderate ? Moderate Low ? • ? • Introduction to kashim • F&M • Moderate 2.3: Highly complex socioeconomic systems • • • • • • • • • • • • • ? Walking Introduction to kashim First kill Lip pierced Tattoos ? ? Ear pierced Septum pierced Naming Birth Ear pierced Septum pierced Tattoos Tattoos ? ? (Birth) • ? • ? • ? • ? • ? • ? • • • • • • • • • ? ? • ? • ? • ? 2.2: Moderately complex socioeconomic systems • • • • • • • • • • • • • • • • • ? • ? • ? Gender of child 2.1: Least complex socioeconomic systems Event/general population TABLE 2 Child Growth Events Event/high status child • F&M • • • • • Gender of child • (Moderate) • • • • • Costs 132 OWENS AND HAYDEN AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 jaaa AP: JAA Head shaping Ears pierced Septum pierced Ears pierced • ? • • • • • • • • • • • • • • • Birth Naming Weaning First kill/berry picking Ears pierced Head shaping Septum pierced • • • • • • • F F F F F F F F F F F & & & & & & & & & & & F& F F& M F& F& M M M M M M M M M M M M M M M • • • • • • • • • • • • • • • • • ? (Moderate) (Moderate) ? (Moderate) Moderate Moderate Moderate Moderate ? Moderate Moderate Moderate Moderate Moderate Moderate Moderate • Moderate • Moderate • Moderate • Moderate • (Moderate) Naming Head shaping Potlatch name Birth Naming Lobe & helix of ear pierced Septum pierced Birth Lip pierced Hands tattooed Additional names Ears pierced Additional ear holes Birth Naming Ears pierced Additional ear holes Tattoos Ancestral name Tattoos Childhood lip piercing Additional ear holes • ? • Ancestral name • (Septum pierced) • Head shaping • Septum pierced • • • • • • • • • • • • • • • • • • • • • • F& F M F& F& F& F F& F F ? F& F& F& F& F& F& F& ? F& F M M M M M M M M M M M M M M • ? • ? • F&M • F&M • • • • • • • • • • • • • • • • • • • • • • High ? High (High) (High) High High (High) High High High High High High High High High (High) High High (High) (High) • High • ? • ? • (High) • • • • • • • • • • • • • • • • • • • • • Note. (?) No information available. Words in parentheses indicate an inference made from ethnographic data or similar cultural group. F, female; M, male. Costs: low, no public recognition; moderate, feast and/or payments; high, potlatch equivalent and/or payments. Chumash (Grant 1978:509) Calusa Coast Salish Upper Stalo (Duff 1952:80, 90, 91) Lower Fraser (Barnett 1955:74 – 76; Suttles 1990:463) Kwagiulth (Boas 1966:79, 362; Codere 1990:366; Rohner & Rohner 1970:98) Nuu-Chah-Nulth (Arima 1983:85, 86; Drucker 1951:100, 101, 124, 125, 137, 371) • • • • • • Tattoos Lip pierced Ears pierced Naming Septum pierced Naming • • • • • • • F&M • F&M • Naming • Ears pierced Tsimshian (Garfield, 1966:25, 26 – 27) Haida (Blackman 1990:252, 253; Dawson 1880:108, 109, 126, 127, 131; Swanton 1975:169) • F&M • F • F&M • Birth • Lip pierced • Septum pierced Tlingit (Emmons 1991:220, 242 – 247, 253, 262 – 264, 265; Kan 198987, 88; Krause 1956:162, 165, 166; Oberg 1973:81, 262 – 264) PREHISTORIC RITES OF PASSAGE 133 134 OWENS AND HAYDEN factor on this practice was the wealth and status of the family involved. The general absence of such displays makes sense for two reasons. First, individuals in cultures with moderately complex socioeconomic systems tend to achieve their status by recruiting a group of economic supporters. These supporters are attracted and maintained not only by the abilities of the leader but also by the personality of the leader and the benefits provided for them. Excessive hoarding or too open displays of advantages by aggrandizers among these groups would be resented or resisted by supporters (Hayden 1995:34, 66 – 67). As a consequence, for most cases of moderate complexity there was no extreme social differentiation between leaders and the rest of the community (Goddard 1903:58; Goldschmidt and Driver 1965:104; Kroeber 1925:3, 132 – 133; Nelson 1899:303, 305; Peng and Geiser 1977:170 – 171; Pilling 1978:141; Teit 1900:289; Teit 1975:255, Wallace 1978a:171; Waterman and Kroeber 1965:1). Given that a leader tended to be very dependent on his followers for his wealth, that his position was not necessarily a permanent one, and that the symbols and prerogatives associated with his position were a consequence of his wealth, it would follow that costly growth events for his children could be viewed by other community members as unwarranted and boastful display. Nevertheless, aggrandizive individuals in these communities undoubtedly viewed the investment of surpluses in their offspring as being in their own self-interest and probably made initial steps to develop child growth payments in many groups with moderately complex socioeconomic systems. Among transegalitarian hunter – gatherer societies with highly complex socioeconomic systems, especially those with subsistence based corporate groups, ascribed social status becomes much more common, as do expensive and exclusive growth events. Although high-ranking individuals continued to provide for their followers, their so- AID JAA 0307 / ai04$$$$$1 cial position appears to have been much more secure than that of leaders among communities with moderately complex socioeconomic systems. In general, public economic competition between leaders in highly complex socioeconomic systems also becomes more obvious. [Northwest Coast potlatch hosts and Chumash financiers for Annual Mourning Ceremonies exemplify such competition. In addition, Widmer (1988:268) argues that the Calusa system of wealth redistribution ‘‘would resemble the competitive feastings and ‘giveaways’ among lineages of the potlatch system in the Northwest Pacific Coast’’.] Under these conditions, large expenditures of wealth on the growth maturation events of high ranking children were more tolerated than for children of aggrandizers in moderately complex socioeconomic systems. Not only did the expenditures accompanying the growth events serve to distinguish high-ranking children from commoners but they could also be viewed as another expression of economic competition between socioeconomic groups. The number of names individuals possessed, the number of ear holes they had, and the numbers or style of tattoos they displayed were all symbols through which high status individuals expressed their rank. Thus, the development of very elaborate and expensive growth payment events for high status children can be seen to be a consequence of the larger and more differentiated social, economic, and political arena. There are, in general, few differences between the cost and nature of events associated with males versus those associated with females of moderately and highly complex socioeconomic systems. This is true both for those events associated with the general male and female population and for those associated with high-ranking individuals. The most obvious exception is among those cultures in which females wore labrets but the males did not. Usually the piercing of the lip required payment to the person providing the service and was followed by a 07-01-97 17:37:55 jaaa AP: JAA 135 PREHISTORIC RITES OF PASSAGE distribution of goods (e.g., Sergei 1989:87 – 88; Emmons and de Laguna 1991:245, 247; re: Tlingit lip piercing). This analysis of the child growth events of transegalitarian hunter – gatherers has at least two important theoretical and archaeological implications. First, as many events are restricted only to children of high social status, it is clear that they serve as indicators of ‘‘ascribed’’ social status. Typically, for most hunter – gatherers, status is achieved through the actions of the individual and is therefore, associated with older persons. Ascribed social status, that is, status which is a direct result of the social position of one’s family or ancestors, has previously been assumed to be associated only with stratified, primarily agricultural societies. However, ethnographic evidence indicates that ascribed social status was common in many transegalitarian hunter – gatherer cultures. For example, among the Tlingit the wearing of ear ornaments was almost universal among adults, however children ‘‘of both sexes of the higher class above the age of eight years, and even younger, . . . wore some ornament in the lobe of the ear’’ (Emmons and de Laguna 1991:243). Further, Krause (1956:166) states that, ‘‘according to Veniaminof, the Indians with pierced ears are called angaschi meaning ‘of the nobility,’ and similar honor is supposed to be enjoyed by their descendants. . . .’’ Second, Hayden (1995:44 – 45, 54 – 55) has argued that child growth payments were one means through which the social and economic value of a child increased. Accordingly, the costs involved in growth payments (e.g., piercing a child’s ears, septum or lips, having tattoos applied, names bestowed, or those expenditures made in recognition of a child’s birth, first kill or first gathering) can be viewed as investments. The return on these investments comes in the form of marriage arrangements for the child. Not only do the high child growth payments justify a large dowry or brideprice, the ties established between families AID JAA 0307 / ai04$$$$$1 because of the marriage often result in continuing exchanges of commensurate amounts of wealth, and in an expansion or reaffirmation of both military and economic alliances. The greater the investment in a child given in marriage, the greater the marriage wealth and the stronger the military and economic alliance. Such alliances and continued exchanges result in increased personal power for the individual or social group which finances the child’s maturation event. In this manner, child growth payments serve as one of several avenues which increase archaeological manifestations of economic inequality and general social complexity. Puberty Ceremonies Rites marking the social transition to adulthood are common features of hunter – gatherer societies. In our analysis, these observances include both spirit quests and practices which function as social markers of the transition to adult status. Among transegalitarian hunter – gatherers these ceremonies can provide a means through which the social position of high status individuals is not only reflected but also enhanced. By increasing the severity of the seclusion associated with puberty rites, and by celebrating these with an elaborate and costly feast, an adolescent’s sponsor can inflate the social value of the youth. For our purposes, the severity of seclusion was judged on the basis of its duration and the number of associated restrictions, including those connected with foodstuffs, personal contacts, and limitations on activity. As with growth payments, the benefit of the increased social and economic value is in the creation of marriage alliances and wealth exchanges between families of superior wealth and power. The Salish provide a good example of a severe seclusion and its consequences for marriage. The development of ‘conspicuous leisure’ for the well born girl was carried to its fullest by the Sa- 07-01-97 17:37:55 jaaa AP: JAA 136 OWENS AND HAYDEN TABLE 3 Puberty Ceremonies Existence of puberty ceremony Group Severity (general population) Severity (high status child) Costs Costs 3.1: Least complex socioeconomic systems • U Tiwi (Goodale 1971:48 – 49, 205; Hart 1979:94; Hart 1955:136, Spencer 1966:91) Koryak Chukchee • Moderate • Moderate • ? • ? • ? • ? • ? 3.2 — Female: Moderately complex socioeconomic systems Southeast Australia Northwest Alaska (Giddings 1961:153, 154; Nelson 1887 – 88:291; Spencer 1969:244) Yurok (Kroeber 1925:45; Erikson 1965:266, 290) Hupa (Goddard 1903:53; Wallace 1978a:173) Thompson (Teit 1900:312 – 317) Lillooet (Teit 1975:263 – 265) Ainu (Ohnuki-Tierney 1974:59 – 61) Yokuts (Gayton 1948:30; Spier 1978:479; Wallace 1978:455) • ? • U • Low to moderate • ? • ? • U • (Low) • (Low) • ? • U • Low • (Low) • Low • U • Moderate • ? • ? • U • High • ? • ? • Low • Moderate • ? • Moderate • • U 3.3 — Female: Highly complex socioeconomic systems Aleut (Graburn & Strong 1973:128; Lantis 1971:4, 5) Koniag (Holmberg 1985:53; Lantis 1971:4, 5) Tlingit (de Laguna 1990:217; Emmons 1991:245, 264; Kan 1989:88; Krause 1956:152, 153, 265; Oberg 1973:33) Tsimshian (Garfield 1966:10, 16) Haida (Blackman 1990:252, 254; Dawson 1880:130; Swanton 1975:48, 49) Kwagiulth (Boas 1966:368 – 370) Nuu-Chah-Nulth (Arima 1983:74, 83, 87; Drucker 1951:138, 140 – 142) AID JAA 0307 / • U • High • Low • High • Moderate • U • High • Low • High • Moderate • U • Moderate • Moderate • High • High • U • Moderate • (Moderate) • High • (High) • U • Low – moderate • Moderate • Moderate – high • (High) • U • (Moderate) • Moderate • (Moderate) • High • U • Low – moderate • Moderate • Moderate – high • High ai04$$0307 07-01-97 17:37:55 jaaa AP: JAA 137 PREHISTORIC RITES OF PASSAGE TABLE 3—Continued Existence of puberty ceremony Group Severity (general population) Severity (high status child) Costs Costs 3.3 — Female: Highly complex socioeconomic systems Coast Salish (Barnett 1955:143, 150, 151, 180; Duff 1952:92) Chumash (Harrington 1942:11, 44 in Hudson and Underhay 1988:45) Calusa • U • Low • Low • High • U • Moderate • ? • ? • ? • High • ? 3.4 — Male: Least complex socioeconomic systems Tiwi (Goodale 1971:48 – 49, 205; Hart 1979:94; Hart 1955:136; Spencer 1966:91) Koryak Chukchee • U • High • Moderate • ? • ? • ? • ? • ? 3.5 — Male: Moderately complex socioeconomic systems • U Southeast Australia (Dawson 1981:30; Howitt 1904:599) Northwest Alaska Yurok Hupa Thompson Lillooet Ainu Yokuts • High? • ? • ? • ? 3.6 — Male: Highly complex socioeconomic systems Aleut Koniag Tlingit Tsimshian Haida Kwagiulth Nuu-Chah-Nulth Coast Salish (Barnett 1955:143) Chumash Calusa • ? • • ? • Low • ? • Moderate • ? Note. (?) No information available. Words in parentheses indicate an inference made from ethnographic data or similar cultural group. Severity — male: low, transition to adult status is gradual; moderate, transition involves seclusion, fasting and whipping; high, significantly longer, harsher versions of the above. Severity — female: low, transition to adult status involves seclusion and restrictions lasting several days; moderate, transition involves seclusion and restrictions lasting several months; high, transition involves seclusion and restrictions lasting a year or longer. Costs: low, no display or feasting; moderate, feast and/or payments; high, potlatch equivalent and/or payments. AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 jaaa AP: JAA 138 OWENS AND HAYDEN netch, Nanaimo, and Sechelt, who secluded her long before puberty and kept her incommunicado in a small compartment on or above the bed platform. The girl was allowed to go outside only at night and then in secrecy and accompanied by her mother. She did nothing, and her continued inactivity and seclusion made her weak, pale, and incompetent to perform any physical task. As a result she often walked queerly the rest of her life. Yet her very defects were valued as marks of the ultimate aristocrat, and noble families sought these secluded girls . . . in marriage for their sons (Barnett 1955:180). The data regarding puberty ceremonies indicates that among moderately and highly complex transegalitarian hunter – gatherer socioeconomic systems, the first menstruation of all females, regardless of social standing, was almost universally recognized with a period of seclusion or restrictions (Table 3.1 – 3.3). Six of the 8 cultures with moderately complex socioeconomic systems and 9 of the 10 cultures with highly complex socioeconomic systems practiced seclusion (there is no information available regarding seclusion of Calusa females). It is only for the Ainu and groups from southeastern Australia that no mention of rites associated with the event were found. Among groups with less complex socioeconomic systems, the Tiwi recognized the first menses by an elaborate symbolic ceremony which followed a 4-month period of seclusion (see Goodale 1971, Spencer 1966). No record was made of ceremonies in recognition of female puberty among the Koryak or Chukchee. The data hint that as sociopolitical complexity increases, so does the severity of female seclusion at puberty for girls of high ranking families. For example, among four of the seven cultures with moderately complex socioeconomic systems all girls were subject to some restrictions and in two cases a short period of isolation (NW Alaska, 5–40 days; Hupa, 10 days). Although ceremonies for higher status females among moderately complex socioeconomic systems may have been more rigorous, the ethnographers did not generally note differences in severity or AID JAA 0307 / ai04$$$$$1 cost based on socioeconomic status among these groups. The seclusion of Thompson and Lillooet females (Teit 1900:264–265; 1906:312) could be quite severe, with the girl spending much of her time in a pit dug in a separate lodge. Although at the time that Teit was among the Thompson, the seclusion of girls generally lasted 4 months, in former times it was noted to have lasted up to a year. The duration of a girl’s seclusion among the Lillooet could run up to 4 years in length. It may be that the duration of the seclusion was dependent on the girl’s status, as was common among the highly complex socioeconomic systems. Among cultures with the least complex socioeconomic systems only the Tiwi appear to have isolated girls at their first menstruation, and it is interesting to note that she was isolated from the main community for a somewhat lengthy period of 4 months. It seems possible that a long period of seclusion, which results in the removal of a female from the labor force, was not an economically viable alternative for most cultures with less complex socioeconomic systems. Similarly, less wealthy families in highly complex socioeconomic systems may have been unwilling or unable to remove a female from food production activities for extended periods. Ethnographers note female seclusion at menses in 8 of the 10 highly complex socioeconomic systems and many recorded that the seclusion of commoners was clearly shorter than that of high status females. As noted above, the seclusion of high status Salish women was extremely severe. In terms of costs, ethnographers of the sampled cultures with moderately complex socioeconomic systems did not provide enough information to allow for a comparison of expenditures associated with puberty ceremonies. Nevertheless, we think it is likely that puberty ceremony costs increased in conjunction with increases in sociopolitical complexity. That is, the cost of puberty ceremonies of high-ranking youths in highly 07-01-97 17:37:55 jaaa AP: JAA 139 PREHISTORIC RITES OF PASSAGE complex socioeconomic systems was probably higher than that of high-ranking youths in moderately complex socioeconomic systems. We also think that costs probably increased with the socioeconomic position of families within communities, with ceremonial costs for high-ranking individuals being greater than those of commoners, regardless of whether the socioeconomic system is moderately or highly complex. Among highly complex hunter – gatherer groups at least, it is obvious that the expenditures associated with the puberty ceremony of a high-ranking female far outweighed that of commoners. For example, Lantis (1971:4) comments that among the Aleut the isolation is more frequently noted than the feast which follows as ‘‘only the wealthy family would make a public event out of the personal physiological change.’’ The greater expenditure by high-ranking families is true for at least 8 of the 10 highly complex cultures included in the sample (Table 3.3). Recognition of a male’s puberty is limited to only one each of the cultures with less and moderately complex socioeconomic systems (Table 3.4 – 3.6). Among the Tiwi and groups in southeastern Australia, adolescent males are ‘‘kidnapped’’ by their male inlaws and undergo a period of seclusion and restrictions. These may last up to several years among the Tiwi. Among groups with moderately and highly complex socioeconomic systems the transition to manhood was generally a gradual process without restrictions on the youth’s activities. For example, Giddings (1961:153 – 154) states that among the people of the Kobuk River in northwest Alaska, ‘‘boys were subject to no special observances at puberty although their prestige was enhanced by some form of open congratulation as they mastered one after another of the accomplishments of manhood.’’ Barnett (1955) states that all Coast Salish males went through some form of puberty ceremony, but it is unclear whether he is making a distinction between AID JAA 0307 / ai04$$$$$1 this ceremony and the spirit quest, as we have done in this analysis. Interestingly, spirit quests appear among cultures with moderately and highly complex socioeconomic systems (Table 4.1 – 4.3). However, the sample included too few cultures with spirit quests to allow for any detailed analysis, and as a result, many interesting questions remain unanswered. For example it is unclear whether the quests were generally associated more with males than with females, or whether both genders participated equally. Females were known to be participants in the jimsonweed ritual of the Yokuts (Gayton 1948:118; Wallace 1978b:456) and Lillooet and Thompson females may have sought spirits during their puberty isolation (see Teit 1900:317, Teit 1975:264 – 265); however, the degree to which females participated in vision quests is unknown. There is evidence that within communities, the acquisition of particular spirits was restricted to certain individuals. For example, literature on the Yurok suggests specialized quests on the part of high status heirs (Pilling 1978:142). Occupational specialists among the Lillooet (Teit 1975:283) and Thompson (Teit 1900:357) sought particular spirit helpers, and Hill-Tout (cited in Teit 1906:295) states that only those Lower Lillooet youths ‘‘who had a desire to excel in any particular thing underwent the regular kwaza’ntcut (spirit quest), the ordinary youth possessing no personal totem.’’ For example, the spirits sought by warriors, hunters, gamblers, and runners among the Lillooet were particularly powerful (Romanoff 1992:474). Furthermore, it seems likely that elites generally acquired more helpers or more powerful ones (see Schulting 1995). As for costs, although there is information regarding feasts following Yokuts quests (Gayton 1948:38, 118; Spier 1978:482), and although feasts are probable for Chumash spirit quests, it is not obvious whether any costs were incurred by Thompson, Lillooet, or Coast Salish participants. Given the costs involved in most other areas of training, it 07-01-97 17:37:55 jaaa AP: JAA 140 OWENS AND HAYDEN TABLE 4 Spirit Quests Group Existence of spirit quest Gender of participants Severity (general population) Costs Severity (high status child) Costs • Moderate • (Low) • ? 4.1: Least complex socioeconomic systems Tiwi Koryak Chukchee 4.2: Moderately complex socioeconomic systems Southeast Australia Northwest Alaska Yurok (Pilling 1978:141) Hupa Thompson (Teit 1900:318 – 320) Lillooet (Teit 1975:265) Ainu Yokuts (Kroeber 1925:502; Gayton 1948:38, 118; Speir 1978:482; Wallace 1978b:456 – 457) • U • M • U • • • • • U • U M F? M F? • F&M • Moderate • Low • High • Moderate • Moderate • ? 4.3: Highly complex socioeconomic systems Aleut Koniag Tlingit Tsimshian Haida Kwagiulth Nuu-Chah-Nulth Coast Salish (Barnett 1955:77, 143, 144; Suttles 1990:465) Chumash (Grant 1978:511, 518; Hudson & Underhay 1988:44) Calusa • U • F&M • Moderate • (Low) • ? • U • F&M • Moderate • (Moderate) • ? Note. (?) No information available. Parentheses indicate an inference made from ethnographic data or similar cultural group. Severity: moderate, transition involves seclusion, fasting and whipping; high, significantly longer, harsher versions of the above. Costs: low, no display or feasting; moderate, feast and/or payments; high, potlatch equivalent and/or payments. AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 jaaa AP: JAA 141 PREHISTORIC RITES OF PASSAGE seems very likely that there would have been costs for elite spirit quests to obtain special powers (Schulting 1995:50 – 52). Initiations The sponsorship of youths into secret societies or elite social institutions is another way in which the status of an individual can be reinforced. It is generally presumed that the possession of esoteric knowledge, which can be acquired through such organizations, is an important element in supporting and increasing social status in all societies. However, secret societies also played important roles in the creation of personal links involving wealth exchanges and political support (La Fontaine 1985:95). They were therefore another key strategy in attempts by ambitious individuals to restrict others’ access to power and to acquire power for themselves or their corporate group. Membership in secret societies can provide such knowledge but the initiations often involve such high expenditures, or are of such an exclusive nature, that common individuals are absent or play far less prestigious roles. For example, among the Chumash only high status individuals were permitted entry to the ’antap society (King 1990:57). This elite organization was responsible for performances at festivals and its members possessed esoteric knowledge used ‘‘for maintaining, directing, and controlling man’s interaction with his celestial, physical and social environments’’ (Hudson and Underhay 1988:29). As is frequently the case in secret societies (La Fontaine 1985:188), in Northwest Coast communities membership tended to be open to all members of a community, although obtaining the esoteric knowledge associated with certain ritual positions and particular dances was dependent upon wealth and social status. ‘‘Certainly, only persons who had wealth could advance in the ranks of the (Tsimshian) secret societies’’ (Garfield 1966:46), while other societies and dances such as the Kwagiulth cannibal society and AID JAA 0307 / ai04$$$$$1 the Coast Salish sxwaixwe dance, may have been strictly for elite families. An analysis of the sample data suggests that secret societies and exclusive institutions are not a common feature of cultures with less or moderately complex socioeconomic systems (Table 5.1 – 5.2). There is either an absence of data (suggesting an absence of initiations), or in some cases actual statements as to the lack of exclusive societies or organizations. Given the quality of the ethnographic data and the general importance of these societies, the lack of information regarding initiations seems more likely to be the result of the absence of elite institutions, rather than an oversight on the part of the ethnographers. Further, in view of the social and economic complexity of these groups the lack of exclusive institutions is not surprising. For most of these cultures, there were few significant differences between the status and prerogatives of the community leaders and those of other community members. The differences which did exist tended to be the result of the wealth of the individuals rather than their birth into a fixed rank (Goddard 1903:58; Goldschmidt and Driver 1965:104; Kroeber 1925:3, 132 – 133; Nelson 1899:303, 305; Peng and Geiser 1977:170 – 171; Pilling 1978:141; Teit 1900:289; Teit 1975:255, Wallace 1978a:171; Waterman and Kroeber 1965:1). Our data do show a strong association between the existence of elite organizations and secret societies on one hand, and the most socially and economically complex hunter – gatherer societies on the other (Table 5.3). Eight of the 10 groups with highly complex socioeconomic systems also had secret societies or elite organizations. Of the 8 cultures, the Coast Salish and the Koniag had initiations into two separate societies, which brings the total number of such institutions to 10. No information is available concerning such institutions among the Calusa, and the Tlingit apparently did not have secret societies (Oberg 1973:54). The most socioeconomically complex cul- 07-01-97 17:37:55 jaaa AP: JAA 142 OWENS AND HAYDEN TABLE 5 Initiations Existence of initiations Group Gender of participants Inclusiveness Ranking within organizations Costs 5.1: Least complex socioeconomic systems Tiwi Koryak Chukchee 5.2: Moderately complex socioeconomic systems Southeast Australia Northwest Alaska (Spencer 1969:242) Yurok (Kroeber 1925:4) Hupa Thompson Lillooet Ainu Yokuts • No initiations • No initiations • (No initiations) • • 5.3: Highly complex socioeconomic systems Aluet (Lantis 1971 (1947):27 – 30) Koniag (Lantis 1971:27 – 30) Whaler’s cult (Hrdlicka 1944:54; Lantis 1971:30) Tlingit (Oberg 1973:54) Tsimshian (Garfield 1966:44 – 47) Haida (Swanton 1975:156 – 166) Kwagiulth (Rohner & Rohner 1970:106) • U • M • All males • ? • ? • U • M • All males • ? • ? • U • M • Specialists only • ? • ? • U • F&M • All (theoretically) • High • U • F&M • (All) • U • F&M Nuu-Chah-Nulth (Arima 1983:156; Drucker 1951:366, 391, 387 – 395, 413, 439, 440) Coast Salish Spirit dances (Barnett 1955:274 – 282) Prestige dances (Barnett 1955:90 – 302) Chumash (Blackburn 1976:236; Hudson & Blackburn 1986:58; Hudson & Underhay 1988:29; King 1990:57) Calusa • U • F&M • Exclusive • Females could not hold all positions • All • Through repeat initiations • Through repeat initiations • Different grades • Through repeat initiations • High • U • F&M • All • (Through repeat initiations) • High • U • F&M • Exclusive • Different grades • High • U • F&M • Exclusive • Females could not hold all positions • Different grades • High • No initiations • High • High • ? Note. (?) No information available. Parentheses indicate an inference made from listed reference or similar cultural group. Costs: low, no public display or feasting; moderate, feast and/or payments; high, potlatch equivalent and/or payments. AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 jaaa AP: JAA 143 PREHISTORIC RITES OF PASSAGE tures are also the groups among which ascribed social status, elaborate growth payments, and definite status-based prerogatives become most evident. In terms of involvement in secret societies, this is reflected in restricted or costly access to certain positions within secret societies and elite organizations. For example among the Chumash, training in the dances, songs and esoteric knowledge of the ’antap required the ‘‘parents of children who became members . . . to pay a considerable sum of money for the privilege; presumably, only high status families could afford this . . .’’ (Blackburn 1976:236). Further, in 4 of the 10 highly complex socioeconomic systems, strictly exclusive organizations existed. Some male/female differences are directly evident in the membership of Northwest Coast secret societies and the ’antap organization of the Chumash (Table 5.3). Of the seven cultures with female participation in secret societies, the data indicate that among the Kwagiulth and Chumash they were limited in the type of positions they could hold. Kwagiulth females were not permitted to attain the position of a ‘‘Sparrow,’’ or manager, of the winter ceremonials (Rohner and Rohner 1970:106). Among the Chumash, females were not permitted as members of the siliy?q, a body of ’antap members which managed rituals and ceremonies (Hudson and Blackburn 1986:58; Hudson and Underhay 1988:29). It is possible that additional limitations were made on the involvement of females in the ceremonies but there can be no denial of their active participation in the affairs of secret societies. La Fontaine (1985:45,62,90,209,117) has suggested that it is very unusual for males and females to be members of the same societies. However, with the exception of the Koniag and Aleut, the ethnographic data suggests that females played an active, although possibly separate, role in the same organizations as the men. Barnett (1955:282) notes that among members of Coast Salish dance societies males and females sat apart AID JAA 0307 / ai04$$$$$1 but that non-member males and females mixed. It may be that Aleut and Koniag females belonged to societies separate from those of the men and that these were not recorded by male ethnographers. It is also possible that Koniag and Aleut females were members of the secret societies, as Lantis (1971) believes these institutions were similar to those on the Northwest Coast. Beyond these exceptions, females were presumably initiated into all ranks of the elite organizations. The extension of membership in these societies to women is consistent with broader trends toward the recognition of the importance of women with increased surpluses and as marriage exchanges became increasingly important strategies for establishing wealth exchanges and debts (Hayden 1995). It is important to note that the presence of elite organizations, or elite positions within organizations among the most socioeconomically complex hunter – gatherers does not appear to be characteristic only of the Northwest Coast. Furthermore, although secret societies may have diffused among almost all the Northwest Coast and Southern Alaskan cultures, there is no indication that these elite organizations are a manifestations of some larger Pacific Coastal pattern. The elite ’antap organization of the Chumash not only differs enormously from the secret societies of the Northwest Coast, but groups situated between the Chumash and the Coast Salish do not possess any organizations with restricted social access. As well, those Inuit cultures with moderately complex socioeconomic systems and found in close geographical proximity to the Koniag and Aleut, did not have any initiations to elite institutions (Spencer 1969:242). If the presence of elite social institutions was simply a diffusion phenomenon dependent on geographical proximity then it would seem likely that elite institutions would appear in at least an altered form among these Inuit groups. If however, as is argued here, the development of such institutions was associated with a 07-01-97 17:37:55 jaaa AP: JAA AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 Lillooet (Teit 1975:265 – 267) Ainu (Ohnuki-Tierney 1974:59; Watanabe 1983:217) Yokuts (Gayton 1948:38, 118; Kroeber 1925:502; Spier 1978:482; Wallace 1978b:456 – 457) Southeast Australia (Howitt 1904:314) Northwest Alaska (Spencer 1969:241) Yurok (Erikson 1965:290; Pilling 1978:141 – 142) Hupa Thompson (Teit 1900:317 – 318) Tiwi (Goodale 1971:220; Hart & Pilling 1979:94) Koryak Chukchee Group Severity/general population Costs/general population • Moderate • (Low) jaaa • Taught of nature of the world during jimson weed ritual • Sporadic periods of training for approx. 4 years • Gradual training in hunting and fishing • ? • Sporadic periods of training for 1 – 4 years • Moderate • (Low) • Low • Moderate • ? • ? • Moderate • Moderate • (Low) • Low • ‘‘Hunting people’’ trained in performance of bear rituals • Heirs received additional training in spiritual matters • Occupational specialization: great hunters, warriors, gamblers & ‘‘extraordinary men’’ • Occupational specialization • Apprenticeship for chosen heir • Special training for elites • ? • (Low) • Apprenticeship period as runner, whaler or hunter • Gradual training • (Low) • Specialized training of heir? • ? • ? • ? Additional training • ? 6.2 — Male: Moderately complex socioeconomic systems • Instruction in kulama ceremony, tutored in all aspects of life • ? • ? 6.1 — Male: Least complex socioeconomic systems Training/general population TABLE 6 Training and Education • ? • High • High • Moderate Severity • ? • ? • ? • ? Costs 144 OWENS AND HAYDEN AP: JAA AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 Chumash (Blackburn 1976:236; Grant 1978:511, 518; Hudson & Underhay 1988:44) Calusa (Goggin & Sturtevant 1964:192; Marquardt 1988:171) Haida (Swanton 1975:50, 70) Kwagiulth (Boas 1921:1349 – 1350) Nuu-Chah-Nulth (Drucker 1951:132, 266) Coast Salish (Barnett 1955:133, 142, 143, 144) (Barnett 1955:308) Tsimshian Koniag Male (Hrdlicka 1944:540) Tlingit (Kan 1989:86, 88, 91; Oberg 1973:25, 32, 33, 87) (Oberg 1973:32) Aluet (Graburn & Strong 1973:128) jaaa • ? • Received training during spirit quest • (Trained in customs & manners) • ? • (Trained in customs & manners) • (Trained in customs & manners) • ? • Trained in customs, manners & oral history • Tutored in general customs & techniques by elders • ? • Moderate • Moderate • Moderate • (Moderate) • Moderate • ? • Low • Low • Low • ? • Low • ? 6.3 — Male: Highly complex socioeconomic systems • Specialized warrior group • Chief and head priest had esoteric ceremonial knowledge • Occupational specialization: hunting, canoe making, fighting, shamanism • Elites trained in ‘antap rituals • Apprenticeship for heirs, more ritual knowledge • Apprenticeship for heirs • ? • ? • ? • (High) • ? • High • ? • ? • ? • ? • ? • (High) • ? • ? • ? • ? • ? • ? • Occupational specialization: hunters, carvers, & shaman • ? • Heirs received additional training • Apprenticeship for heirs • High • ? • Heirs received additional training in spiritual matters • Tutored in rituals associated with whaling • ? PREHISTORIC RITES OF PASSAGE 145 AP: JAA AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 jaaa Yokuts (Gayton 1948:38, 118; Kroeber 1925:502; Spier 1978:482; Wallace 1978b:456 – 457) Ainu (Watanabe 1983:217) Lillooet (Teit 1975:264 – 265) Hupa (Goddard 1903:53; Wallace 1978a:172, 173) Thompson (Teit 1900:312 – 317) Southeast Australia Northwest Alaska Yurok (Pilling 1978:141 – 142) Tiwi (Goodale 1971:220; Hart & Pilling 1979:94) Koryak Chukchee Group Severity/general population Costs/general population • Moderate • (Low) • Taught of nature of the world during jimson weed ritual • ? • ? • (Period of training accompanies puberty seclusion) • Period of training accompanies puberty seclusion • Period of training, including exercise & production of goods, accompanies puberty seclusion • Period of training including exercise & production of goods accompanies puberty seclusion • ? • Moderate • ? • ? • ? • Moderate • High • (Low) • (Low) • Low • (Low) 6.5 — Female: Moderately complex socioeconomic systems • (Instruction in kulama ceremony, tutored in all aspects of life)a • ? • ? 6.4 — Female: Least complex socioeconomic systems Training/general population TABLE 6—Continued • ‘‘Hunting people’’ trained in performance of bear rituals • (Additional training in spiritual matters)b • ? • ? • ? • ? • ? • Specialized training for ‘‘real women’’ • ? • ? • ? Additional training • (Moderate) Severity • ? Costs 146 OWENS AND HAYDEN AP: JAA AID JAA 0307 / ai04$$0307 07-01-97 17:37:55 • ? • (Moderate) • (Moderate) • (Moderate) • Moderate • (Moderate) • Moderate • ? • Moderate • ? • ? 6.6 — Female: Highly complex socioeconomic systems • Tutored in general customs & techniques by elders • ? • Trained in customs, manners, weaving, domestic duties, & ceremonial roles • (Trained in customs, manners, domestic duties) • (Trained in customs, manners, domestic duties) • ? • Trained in spinning, basketry, cooking • ? • ? • ? • Elites trained in ‘antap rituals • ? • ? • ? • ? • ? • ? • Trained for important ceremonial roles, not taught to weave • ? • ? • ? • High • High Note. (?) No information available. Parentheses indicate an inference made from ethnographic data or similar cultural group. Severity — male: low, instruction is gradual; moderate, instruction involves seclusion, fasting, whipping or use of narcotics, may last from days to years; high, significantly longer, harsher versions of the above. Severity — female: low, instruction involves seclusion and restrictions lasting several days; moderate, instruction involves seclusion and restrictions lasting several months; high, instruction involves seclusion and restrictions lasting a year or longer. Costs: low, no display or feasting; moderate, feast and/or payments; high, potlatch equivalent and/or payments. a Assumes females participated equally in the kulama ceremony which is a matter of debate among ethnographers (see Goodale 1971; Hart and Pilling 1979; Spencer 1966). b Wallace (1978b) states that daughters sometimes assumed the position of lineage head. This being the case, the women would probably be trained in the same esoteric knowledge as her male counterpart. Tsimshian (Garfield 1966:25) Haida (Blackman 1990:254) Kwagiulth Nuu-Chah-Nulth (Drucker 1951:136) Coast Salish Chumash (Blackburn 1976:236) Calusa Koniag Tlingit (de Laguna 1990:217; Kan 1989:888, 91; Oberg 1973:25, 32, 33, 86, 87) Aleut (Graburn & Strong 1973:128) PREHISTORIC RITES OF PASSAGE 147 jaaa AP: JAA 148 OWENS AND HAYDEN high level of resource productivity as well as economic and social complexity, it would follow that they would be absent from both the Southern Inuit groups and those moderately complex cultures located between the Chumash and the Northwest Coast. Training The final social mechanism through which the social position of a child or youth could be elevated in status and economic potential was through specialized training and education. As Table 6.1 – 6.6 show, often both male and female youths received some type of formal education in the customs of their people and in their domestic responsibilities, usually around the time of puberty. This type of education was of a general nature, with most youths of the same culture receiving similar basic instruction. Such training could be an aspect of initiations and spirit quests. For example, Ernest (1952:82) states that during Northwest Coast secret society initiations, individuals went through a period of training meant to instill qualities of strength, endurance, and courage. Among the Yokuts, the jimsonweed spirit quest was a time for the instruction of youths in the origin and nature of the world (Kroeber 1925:502). Beyond this, one strategy for increasing the social value of a child was to expand on this general instruction, either by extending its length and severity or through training in specialized occupations. Additional formal education in prestigious occupations and in the development of qualities associated with leadership positions enhanced the social status of youths, and could be a means through which individuals gained control over the labor, resources, or products of others. We view this frequently extensive and esoteric training as one strategy used by aggrandizers to claim privileged control over resources and activities that were held in common among generalized hunter – gatherers. Among transegalitarian groups with a more flexible social hi- AID JAA 0307 / ai04$$$$$1 erarchy, specialized training could be very important in this regard. Additional training for respected specialized occupations occurred among four of the eight cultures with moderately complex socioeconomic systems. For example, among the Lillooet, specialized hunters, warriors, and ceremonial leaders could exert a powerful influence over the actions of others because of their extensive training and claims of superior knowledge (Nastich 1954:50, 58 – 59, 83 – 84, Romanoff 1992; Schulting 1995:50 – 52; Teit 1975:255). Similar patterns occur with Ainu bear hunters (Watanabe 1983:217) and occupational specialists among the peoples of northwest Alaska (Spencer 1969:241) and the Thompson (Teit 1900:317). Among the Ainu, one was born either as a fishing person or as a hunting person, with the latter being the higher ranking of the two. However, it was possible for a good hunter among the fishing people to be elevated in status and for a poor hunter to be demoted (Watanabe 1983:217 – 219). Presumably, hunting people were adequately instructed in their duties to prevent demotions from becoming a common occurrence. The same privileged claims and access to resources by trained specialists is also true of those societies with a more rigid social structure, although there is not much information in this regard. Information on male occupational specialization is available for four of the ten groups with highly complex socioeconomic systems, including the Calusa, Coast Salish, Tlingit, and Chumash (Table 6.3). For example, it has been suggested that ’antap members were associated with various brotherhoods of occupational specialists among the Chumash (Blackburn 1976:237). Among groups with ascribed status, high-ranking male children often received additional specialized administrative and esoteric instruction and were subjected to longer training periods than the general populous (Table 6.2 and 6.3) As has already been mentioned, ascribed status tends to be associated especially with the 07-01-97 17:37:55 jaaa AP: JAA 149 PREHISTORIC RITES OF PASSAGE highly complex socioeconomic systems; tial, physical and social environments’’ however, specialized training of heirs to (Hudson and Underhay 1978:29). The leadhigh status positions is also evident among ing priest and the Calusa chief also mainthree of the six moderately complex socio- tained esoteric knowledge which was associeconomic systems studied. This training ated with the legitimacy of the chief (Goggin may be the first expression of a trend which and Sturtevant 1964:190, 192). As previously becomes more evident in highly complex noted, the possession of esoteric knowledge hunter – gatherers. For example, Howitt is frequently used to justify elite social posi(1904:314) stated that among the Yuin of tions on the ideological level. southeastern Australia, ‘‘there was a head But the additional knowledge need not Gommera, named Wadyyman, who died only be esoteric. For future community leadabout 1884 at a great age. His account of ers to be both competent and respected rephimself was that, when a little boy, he was resentatives it was essential that they knew taken by the then head Gommera, and important individuals from outside the comraised by him, so that he might take his munity and that they exhibited appropriate place when he died.’’ Although there are etiquette for respectful reception and sucno other accounts of such training among cessful negotiations. Therefore, as youths, the groups of southeastern Australia, it is high-ranking males of the Nuu-Chah-Nulth, tempting to think that this was not an iso- Kwagiulth, and Coast Salish cultures were lated case of administrative training. Simi- formally introduced to society, assumed lar training of future leaders took place portions of their future responsibilities, and among the Yurok. Pilling (1978:141 – 142) ‘‘hosted’’ potlatches that were financed and states that older high-ranking Yurok indi- organized by their fathers, grandfathers, viduals selected intelligent, responsible uncles, etc. (Barnett 1955:133, 142; Boas males as protégés. Through training and a 1921:1349 – 1350; Drucker 1951:266). In this spirit quest these young males came to be way, the economic and political influence of known as peyerk, or elites. the reigning leaders was gradually transWith respect to highly complex socioeco- ferred to the heirs, with the full recognition nomic systems, Kan (1988) has noted that of the community at large. the additional and often strenuous training With the exception of the specialized cereof high-ranking Tlingit males served to rein- monial training received by high status Tlinforce the dichotomy between the commoner git females (Oberg 1973:25), it is unclear as and the elite, and resulted in what Kan to how the formal education of elite females (1989:88) has called the ‘‘special purity’’ of among groups with highly complex sociothe high status individuals. For example, economic systems differed from that generelite Tlingit individuals were distinguished ally received by girls during their puberty by a ‘‘lengthening of the periods of ritual seclusion. In general, the seclusion period of seclusion and abstinence, as well as by in- elite females was more severe than that of creasing the amount of physical training an commoners, but most ethnographies menaristocratic youngster underwent’’ (Kan tion little about the other activities of either 1989:88). Further, only young nobles were elite or commoner females during this stage instructed in the complete origin myths of of life. It does seem likely however, that elite the clan and the ‘‘esoteric’’ knowledge of the females did not learn many of the tasks compotlatch (Kan 1989:91). Similarly, members monly associated with female domestic duof the siliyik, a council of Chumash ’antap ties. For example, female Tlingit elites were members, had esoteric knowledge which not instructed in weaving, as women who they used in ‘‘maintaining, directing, and did not engage in menial tasks were highly controlling man’s interaction with his celes- valued as wives (Oberg 1973:87). Further, AID JAA 0307 / ai04$$$$$1 07-01-97 17:37:55 jaaa AP: JAA 150 OWENS AND HAYDEN Swanton (1975:50) states, that an unmarried Haida female engaged in little labor, ‘‘so that she might marry a chief.’’ Assuming that Haida elites married only those of roughly equal status, Swanton’s comment only makes sense if it was made in regard to high status females. Finally, Marquardt (1988:171) suggests that Calusa nobles were also excluded from common subsistence based activities. Among cultures with moderately complex socioeconomic systems, high status women received additional training in three of the eight groups, although among the Yokuts this may have been limited only to women who were in a position to assume the role of lineage leader (Wallace 1978b). The analysis of the training data suggest two different types of training in addition to the general education received by community members: (1) male occupational specialization and (2) administrative and esoteric training of elites. We suggest that among cultures with moderately complex socioeconomic systems, occupational specialization was a means through which economically advantaged individuals assumed positions of influence. By contrast, the administrative and esoteric training of elites among cultures with highly complex socioeconomic systems was used to support and bolster the authority of persons already destined for prestigious and influential positions. In this scenario, occupational specialization was an additional means through which such male individuals may have increased their influence. Moderately complex socioeconomic systems • economic r • occupational r • increased advantage training influence Highly complex socioeconomic systems • high social r • esoteric, r • reinforced status & administrative & increased economic & occupational influence advantage training SUMMARY Many of the original hypotheses regarding the maturation events of transegalitarian AID JAA 0307 / ai04$$$$$1 hunter – gatherers have been supported by the data in our sample. It was initially hypothesized that maturation events would become increasingly costly and exclusive as sociopolitical complexity increased. As an alternative to this major expectation, we thought that, if maturation events were open to all children rather than only to high-ranking children, the growth events, puberty ceremonies, and training associated with highranking children might be more severe and costly, thereby making them more exclusive events. It was also thought that membership in secret societies and other such institutions might be restricted to high-ranking individuals. These expectations were derived from a model developed by Hayden (1995) in which surplus production is invested in aggrandizers’ offspring (and recuperated in marriage wealth exchanges) as a major strategy for accumulating wealth and power in transegalitarian societies. In effect, aggrandizers use their children as pretexts for generating and investing surpluses and creating ongoing exchanges in surplus wealth. From this perspective, investments in the maturation events of children also serve to justify claims of social, political, and ceremonial superiority. Thus, we expected that as resource abundance, the ability to produce economic surpluses, and social complexity all increased, so too would the importance and costs of some or all of the various kinds of maturation events increase. These expectations can be viewed as one form of a limited test of the initial model used to structure our research. If no or little relationship had been observed between complexity and maturation events, we would clearly have had to reassess our basic assumptions. Our results support the model expectations and indicate that further tests and explorations of it are warranted. The analysis of our data shows the existence of a major trend toward escalating costs and increasing severity of maturation events as overall social, economic, and political complexity increases. As the initial 07-01-97 17:37:55 jaaa AP: JAA 151 PREHISTORIC RITES OF PASSAGE model led us to expect, these trends are especially pronounced for the highest ranking families at each level of complexity. We suggest this is because high-ranking individuals in transegalitarian societies generally represent the most successful aggrandizive members of their communities. As the resource base becomes more productive and stable, elites are able, through wide economic, social, and military support networks, to manipulate surpluses in ways which further extend their personal powers. In terms of our basic model, increasingly severe and costly maturation events are not only correlates of, but also a stimuli for, an escalation of social and political complexity. For this reason, investigations into the maturation events of transegalitarian hunter – gatherers may be critical for our understanding of general cultural change and more careful attention should be paid to any archaeological evidence for maturation events. Results of our analysis indicate that the maturation events identified in this paper should be viewed as processes by which the aggrandizers of transegalitarian hunter – gatherer societies directly stimulated the evolution of more politically, socially, and economically complex cultural forms. The specific trends can be summarized as follows. Child Growth Payments The data support the assumption that the costs associated with child growth payments increase in conjunction with increasing social and political complexity, and high social status. This is true both between the levels of complexity as well as between the elite and non-elite families within the same communities of highly complex cultures. Despite few differences in the types of events held, the costs of the maturation events associated with elite children seems significantly higher than those for non-elite children. The assumption of the exclusive restriction of certain growth events to elite children does not appear to be generally supported, al- AID JAA 0307 / ai04$$$$$1 though there are some instances of this among the most highly complex cultures, including the restriction of tattoos to elites among the Tlingit (de Laguna 1990:220, Emmons 1991:253, Kan 1989:87, 88) and Tsimshian (Garfield 1966:25). The occurrence of most types of child growth payments among elites and non-elites may reflect non-elite tendencies to copy elite behavior (Cannon 1989), especially where the acquisition of practical benefits, such as in the formation of marriage alliances, is involved. Exclusive events were certainly not common among the moderately complex cultures sampled, while child growth payments appear not to have occurred at all among the least complex groups in our sample. Among both the moderate and highly complex cultures, child growth events and/or payments were commonly held for both male and female children, as might be expected where marriage alliances are used as a means to establish wealth exchanges. Puberty Ceremonies The analysis of puberty ceremonies indicates that not only did these ceremonies increase in terms of severity, duration, and cost for females in a community as sociopolitical complexity increased, but also that the duration, severity and cost also increased relatively more for high-ranking females as sociopolitical complexity increased. Similar puberty ceremonies for male children are not apparent, with the exception of male ceremonies among the Tiwi, Southeast Australian Aborigines, possibly the Coast Salish, and other groups with spirit quests. Spirit quests appear among several highly and moderately complex cultures. Unfortunately, there was not enough information regarding these quests in our sample to allow for detailed comparison. As a result, several important questions remain unanswered. For example, did females participate as frequently as males, did all members of a community have equal access to all guardian 07-01-97 17:37:55 jaaa AP: JAA 152 OWENS AND HAYDEN spirits, did expenditures or time constraints limit the acquisition of certain spirits or the number of spirits to elites or the wealthy? Given our present database, it is possible to make two tentative suggestions. First, it seems likely that occupational specialists endured quests of a longer duration and of greater severity than did members of the general population. Second, as suggested by Schulting (1995:50 – 52) it also seems likely that the spirits acquired by these individuals were either greater in number or in strength than those acquired by other individuals and as a consequence involved more elaborate and more costly acquisition procedures that only wealthy families could generally afford. Initiations Exclusively elite institutions appear to be a rare occurrence among all the transegalitarian hunter – gatherers sampled. The only truly elite organizations noted were the Chumash ’antap society and the Kwagiulth dance societies. While exclusively elite institutions were uncommon, societies requiring initiation were a frequent feature of highly complex cultures. Although the fact that these societies were open to all members of the community did not conform to our initial expectations, the finding that their internal systems of ranking depended on wealth, social status, and gender did support the general premise of our working model. This internal ranking restricted leadership positions to the most wealthy within these societies. High ranking females played a prestigious and significant role in all but the Chumash ’antap and Kwagiulth elite institutions. No evidence exists for the presence of similar institutions in either the least or moderately complex cultures. Training Finally, it is clear that high ranking males of the highly complex cultures were in gen- AID JAA 0307 / ai04$$$$$1 eral, subjected to a longer and more severe period of occupational training than were non-elite males. The specialized training of some males among the moderately complex hunter – gatherers may be a prelude to this more widespread phenomenon among the most complex groups. No specific information was available regarding the presence or value of expenditures associated with this specialized training; however, several sources suggest that significant costs were incurred. Schulting (1995:14 – 15) has argued that among transegalitarian hunter – gatherers of the Plateau, access to occupational specialization was restricted by what Werner (1981) has called an ‘‘inequality of opportunity’’ because the costs in terms of time and finances were beyond the reach of many families. In addition, Romanoff (1992:473) notes that among the Lillooet, older men supervised the training of hunters. It seems probable that this supervision was supplied in exchange for some form of compensation. The lack of information regarding the cost of training heirs on the Northwest Coast may be due to the tendency to inherit roles from family members in order to maintain family status and wealth. Since both the leader and the heir were members of the same lineage, some of the payments for training may have been internalized. There is little or no information available regarding the training of elite females among the highly complex cultures, although it is clear that the duration and severity of their puberty seclusion was longer than that of non-elite females and that this involved some training in etiquette, myth and decorum. Elite females seem to have received less training in practical affairs and were less involved in domestic duties. For example, it is known that the ‘‘higher the rank of a (Tlingit) girl . . . the less work she will be required to do . . .’’ (Oberg 1973:25). Thus, she would not have received the same intensive training in domestic duties as did girls of lower status. In fact, Oberg (1973:87) notes that elite Tlingit females did not en- 07-01-97 17:37:55 jaaa AP: JAA 153 PREHISTORIC RITES OF PASSAGE gage in ‘‘menial’’ tasks since a wife who had never worked was highly valued. Thus, it appears that high status females receive more elaborate puberty ceremonies while high status males receive more specialized training. Both probably serve the same function; to increase the socioeconomic value of the children. It is important to note that the corporate group structure of the cultures of the Northwest Coast may have had some influence on the development of costly maturation events among these groups. The lineage based residence pattern, with extended family members and ‘‘hangers-on’’ living in the same house under the guidance and sometimes influence of a lineage head, may have resulted in more internal differentiation and specialization than generally characterized communities with nuclear family household communities. Lineage leaders were not only recognized as caretakers of lineage owned resources, they often controlled resource exploitation, and in some cases received tribute from those utilizing its resources. This concentrated influence over resources and labor could have been manipulated by elite administrators for their own personal advantage, and would very likely have been expressed in elaborate maturation events for their children. Elites of non-corporate group communities might not have been able to exert as much power over followers as elites in communities where critical resources were owned by corporate groups. The moderate and highly complex ethnographic hunter – gatherer cultures sampled do not exhibit the community-wide, egalitarian maturation events that seem to characterize generalized hunter – gatherers. While generalized hunter – gatherer puberty rites can be severe (e.g., Australia) apparently to reinforce adherence to values promoting group survival in marginal environments (e.g., compulsory sharing and alliances), severe rites of passage do not occur at the community wide level among trans- AID JAA 0307 / ai04$$$$$1 egalitarian hunter – gatherers in richer environments. Instead, severe rites of passage are used as signs of elite superiority in these circumstances. CONCLUSIONS What were cave rituals like in Upper Paleolithic Europe? After the preceding excursion into the ethnography of transegalitarian hunter – gatherers, we feel we can answer this question with greater precision and insight than has heretofore been the case, and we feel that we can provide new insights into the structure and nature of the Upper Paleolithic societies that created art deep in caves. As noted at the beginning of this article, in one context or another, it appears that adolescents were involved in cave rituals. These rituals are unlikely to have been regular community rituals involving the entire band because most decorated areas of caves were too small to accommodate groups of 25 – 50 people and seem to have been used too infrequently (Beaune 1995:238). Thus, it seems far more likely that adolescents were present in cave rituals as part of maturation events. Assuming that these groups were transegalitarian hunter – gatherers, what specific type of maturation event was most probably involved? Puberty rituals come most readily to mind, especially those similar to spirit quests. Certainly, this is a possibility, however, the distribution of painted caves, the apparently low frequency of their use (based on artifact remains, footprints, hearths) and the intensity of their decoration, the range of ages of children (see Beaune 1995:234; Clottes 1992:59), does not seem commensurate with their regular use for puberty rituals of adolescents. Moreover, spirit quests were individual endeavors, whereas the cave sanctuaries were clearly used by small groups of people. Nor are the caves suited for events involving child growth payments since these are generally large public spectacles witnessed and validated by as many people as possi- 07-01-97 17:37:55 jaaa AP: JAA 154 OWENS AND HAYDEN ble. Given the burial of some Upper Paleolithic adolescents and children with surprising amounts of wealth and prestige objects (as at Sungir) we can be fairly certain that substantial child growth payments were part of wealthy Upper Paleolithic family repertoires. However, deep caves would have been inappropriate and ineffective venues for these events. Special training, especially of shamans, may also have been the purpose of using deep caves. As cogently argued by LewisWilliams and Dowson (1988) this in fact, seems very probable. However, it does not account for the great majority of the evidence for cave rituals. Training is usually an individual or person to person undertaking, whereas the central cave sanctuaries (versus the remote recesses) make most sense in terms of small groups of individuals. This leaves the use of cave sanctuaries for the initiation of adolescents into secret societies or elite institutions. While to our knowledge such a use has not previously been suggested for Upper Paleolithic caves, this nevertheless appears to us to conform most closely to the comparative ethnographic data on transegalitarian hunter – gatherers. Initiation into such societies would not have been open to everyone and the level, duration, age at initiation, and elaborateness of initiations into such societies would have been a function of the ability of sponsoring families to pay for elaborate preparations and ceremonies, the most costly of which could have involved deep and prolonged sojourns into the caves and the creation of new paintings or panels for the initiation. Initiates of less wealthy families might simply undergo initiation ceremonies in open air camps at night, or in other contexts that would have required less mustering of special labor and goods. This would account for the apparent relatively episodic use and painting of cave sanctuaries by small groups of adults and adolescents (Beaune 1995:192, 226). It also implies that the intensity of cave use and cave painting would have varied AID JAA 0307 / ai04$$$$$1 from region to region depending on the ability of groups to generate food surpluses on a regular basis, e.g., by mass harvesting and drying of large numbers of migrating or aggregated animals or fish. Viewing cave sanctuaries as being primarily used for secret society initiations is also consistent with the role of secret societies in generating and maintaining hierarchical esoteric knowledge available only to members, as well as concentrating political and economic power in the hands of members (La Fontaine 1985:95; LewisWilliams 1994; 1995:19, in press). The very location of the art and rituals deep in caves reflects their esoteric content, as does the distributional structure of the art (per Leroi-Gourhan); the appearance of obscure abstract symbols; the occurrence of mythical animals, ‘‘ghosts,’’ human bodies with animal heads; and an emphasis on dangerous prey animals rather than the animals usually killed for food (lions, rhinoceros, aurochs, bison, and mammoth versus reindeer, and bouquetin — Clottes 1996). Wason (1994: 150 – 151) also observes that restricted access to ritual areas is an important indication of socioeconomic inequality. The painted Upper Paleolithic caves certainly appear to have been places of restricted access, and there are other indicators of inequalities mentioned in our introduction. The existence of secret societies is consistent with all these indicators according to our analysis. Finally, ethnographically, secret society initiations frequently involved displays of elaborate costumes (Beaune 1995:248) or art to initiates and members or special visitors (Eliade 1958:33). There were also costly payments to ritual specialists whose role was to induce ecstatic altered states of consciousness in initiates by prolonged sensory deprivation, exhaustion, and various forms of stimulation resulting in a feeling of spiritual knowledge and power. Elites in most complex transegalitarian societies sought to dominate access to this knowledge and 07-01-97 17:37:55 jaaa AP: JAA 155 PREHISTORIC RITES OF PASSAGE power in order to reinforce their tangible power within their own communities — a strategy often found in chiefdoms and even early states such as the classic Mayan city states. Similar arguments have recently been advanced by Lewis-Williams (1994; 1995:19, in press) for the control of cave art by the socially and politically powerful members of Paleolithic societies, while Beaune (1995:238, 274) has argued that high status families painted the caves and that only the privileged members of society actually entered the caves. All these features are also consistent with the nature of cave sanctuaries and their art. Such features are exemplified ethnographically by the Coast Salish winter dances which in the 1960’s required several thousand dollars for initiations in communities with low cash reserves (Jilek 1982). However, it is not our goal to systematically evaluate each of the above possibilities in this exploratory paper. We only wish to establish conceptual foundations for analysis and indicate promising avenues to explore using more systematic development of expectations based on cave art locations, contents, evidence of storage of paraphernalia, offerings, artifact density, frequencies of painting events, frequency of visits to caves, age frequencies of foot and hand prints, occurrences of feasting fires or other activities. Such a study constitutes a much more ambitious undertaking for the future. If our present interpretation is substantiated, it will mean that the Upper Paleolithic societies responsible for cave art were quite complex in their overall socioeconomic structure probably approaching the complexity represented on the North American Northwest Coast. In this regard, it is interesting to note that François Bordes once remarked he thought Northwest Coast cultures might be better models than the Kalahari hunters for the Upper Paleolithic cultures of southwest France. Does the present study have any implications for the interpretation of other prehistoric transegalitarian hunter – gatherers be- AID JAA 0307 / ai04$$$$$1 yond those of the European Upper Paleolithic? There seems little doubt that the same basic types of rituals would have taken place among other hunter – gatherers of comparable complexity, possibly involving many of the same art forms, such as painting, sculpting, costumes, and masks. Yet the recognition and interpretation of these rituals might be much more difficult due to local environmental and historical differences. The form and nature of material remains from many of the maturation events that we have discussed tend to vary in a historical particularist fashion and may not even be preserved at all, as in the case of leather or wooden masks. This variability is due to the almost nonexistent practical constraints on ritual items and the wide scope of variability that imagination, individual preference, and chance make possible between communities or regions. The rituals with the most practical constraints are child growth payments because material manifestations must represent wealth (or control over labor) and they must be highly visible to a large public audience. Thus, it is common to find child burials with grave goods reflecting the magnitude of growth payments invested in individuals prior to their death. It is pertinent to emphasize that conventional interpretations view rich child burials as occurring only in stratified societies, whereas there is now considerable evidence that they occur in transegalitarian societies as a result of child growth payments (Hayden 1995). However, even in these cases, wealth may not occur in forms that preserve well archaeologically, and some transegalitarian cultures may not include grave goods with any burials due to alternate ways of displaying wealth. Puberty rituals, initiations into special societies, and special training are all much more particularistic and idiosyncratic in terms of material expressions, although with some direct historical documentation, it may be possible to detect some of these ritual forms in specific archaeological cases. For 07-01-97 17:37:55 jaaa AP: JAA 156 OWENS AND HAYDEN instance, Plateau female puberty ceremonies may manifest themselves in the remains of small structures, drinking tubes, scratching sticks, and other items during the restrictions accompanying isolation. Schulting (1995:13) states that among Plateau groups at least, these items frequently appear in the archaeological record but are often mistaken for fully utilitarian objects. On the North West Coast, and perhaps elsewhere, the lengthy and severe isolation of elite females may be visible in their skeletal remains. Spirit quests can be indicated by the existence of pictographs, petroglyphs, and incised and painted designs appearing on utilitarian objects (Marshall 1991; Sanger 1968; Teit 1930:283). The presence of initiations into special societies may be indirectly visible through evidence of specialized ceremonial structures such as those reported for the Chumash ’antap. The restricted distribution of non-utilitarian artifacts, such as the early elaborately carved antler spoons buried with some individuals at Pender Island on the Northwest Coast (Carlson 1991), may also indicate membership in elite institutions involving initiations. Finally, training might be assumed to occur where there is clear evidence for highly restricted occupational specialization and should be reflected in highly specialized individual grave or domestic group assemblages. In conclusion, the ethnographic analysis of the maturation events of transegalitarian hunter – gatherers has been shown to have widespread and important implications both for theories of social evolution and for the interpretation of the prehistoric archaeological record. Given the strength of the trends and patterns observed in the ethnographic cases reviewed here, there is good reason for optimism that they will be present and recoverable archaeologically. Because of the wide range of particularistic variability in physical remains from maturation events, it is clear that we are far from being able to make any generalizations about the recovery or interpretation of spe- AID JAA 0307 / ai04$$$$$1 cific objects. Yet, this is an area of inquiry which is just opening up, and awareness of the potential role and importance of such remains may lead to new insights, better theories, refined methods of analysis, and principles of material manipulation in ritual or maturation event contexts. We remain optimistic and look forward to future contributions along these lines. Certainly, when circumstances combine to make maturation events or rituals highly visible in the archaeological record, as in Paleolithic Europe, it is essential to have a robust theoretical framework in place in order to situate those remains in their proper interpretive context. That has been our goal from the outset. Whether the trends and patterns of associated variables observed in this ethnographic study will be substantiated by data from transegalitarian hunter – gatherers elsewhere in the world remains to be seen. 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