MetLife, Inc. Political Activity MetLife, Inc. (together with its affiliates, “MetLife” or the “Company”) believes that its participation in the political process is an important and essential means of achieving its goals of enhancing shareholder value and of providing people with the financial and insurance products and services they need through various life stages and economic cycles. Legislative and regulatory initiatives and priorities at the United States federal and state levels, including appropriate regulation of the financial and insurance industries, have a profound impact on MetLife and its businesses’ ability to achieve these goals. MetLife participates in the political process by helping to elect candidates whose views on important issues are good for the nation as well as MetLife and its businesses. MetLife also engages with policymakers on a wide range of public policy matters to advance the issues of importance to its shareholders and policyholders. MetLife participates in the political process through a variety of means, including several political action committees (“PACs”) and, where permissible, limited direct corporate political contributions to state candidates, committees or ballot issues. MetLife maintains appropriate policies and procedures and ensures that its political activities are conducted in accordance with all applicable laws governing political contributions and lobbying activities. MetLife solicits contributions to the MetLife PACs only from associates who are eligible to participate under the terms of the PAC and applicable law. Contributions to MetLife PACs are voluntary; MetLife does not favor or disfavor associates on the basis of their participation. Senior management reviews and approves decisions regarding all corporate political contributions, including in‐kind contributions, pursuant to the Company’s policy. The Governance and Corporate Responsibility Committee of the MetLife, Inc. Board of Directors reviews MetLife’s goals and strategies concerning legislative and regulatory initiatives that impact the interests of the Company. The Committee also receives and reviews MetLife’s annual Political Activity Report, which describes the Company’s political contributions. This report describes MetLife PACs’ political contributions, the portion of MetLife’s annual payments to trade associations and other tax exempt organizations allocated to lobbying activities (where the total annual payments exceeded $50,000), and MetLife’s contributions to political candidates or committees. Michael Zarcone Head of Corporate Affairs 1 of 14 MetLife’s Political Participation Program MetLife's political participation program supports candidates for federal, state and local offices. The program consists of five separate PACs: • • • • • MetLife, Inc. Employees’ Political Participation Fund A (“Fund A”); MetLife, Inc. Employees’ Political Participation Fund A-Federal Only * (“Fund A Federal Only”); Metropolitan Life Insurance Company Political Fund B (“Fund B”); Metropolitan Life Insurance Company Political Fund C (“Fund C”); and Metropolitan Life Insurance Company Employees’ Political Fund D (“Fund D”). Fund A contributes to candidates for federal and state offices and local offices in certain states, and to committees supporting such candidates. Fund A-Federal Only is used exclusively to support federal candidates. Funds B, C, and D contribute to candidates for state and local offices, and committees supporting such candidates as follows: • • • Fund B - New York only Fund C - Delaware, Georgia, Illinois, Maryland, and Virginia Fund D - New Jersey and Rhode Island Each MetLife PAC is governed by a steering committee comprised of representatives from various lines of business in MetLife. Each committee reviews and approves the budget, and provides oversight to ensure that each PAC operates in a manner consistent with its purpose and objectives. The officers of each PAC administer the funds and ensure that each PAC complies with applicable laws and requirements. The officers for each of the PACs are listed below. Fund A & Fund A–Federal Only Fund C Jason Cole - Chairman Nancy Davenport – Treasurer Clara Cortes – Assistant Treasurer Greg Redmond – Chairman Clara Cortes – Treasurer Fund B Fund D Nancy Davenport – Chairwoman Clara Cortes – Treasurer Eric Dupont – Chairman Clara Cortes – Treasurer 2 of 14 MetLife 2015 Political Activities Report Fund A and Fund A-Federal Only Contributions – Candidates Name Alabama Rep. Terri Sewell Sen. Richard Shelby Arkansas Rep. French Hill Arizona Rep. Kyrsten Sinema Sen. John McCain California Rep. Kevin McCarthy Rep. Devin Nunes Rep. Scott Peters Rep. Ed Royce Rep. Linda Sanchez Rep. Mike Thompson Rep. Juan Vargas Rep. Mimi Walters Rep. Maxine Waters Colorado Rep. Ed Perlmutter Rep. Scott Tipton Sen. Michael Bennet Connecticut Rep. Joseph Courtney Rep. Jim Himes Rep. John Larson Sen. Richard Blumenthal Delaware Rep. John Carney Florida Rep. Ander Crenshaw Rep. Dennis Ross Rep. Frederica Wilson Georgia Rep. Tom Price Rep. David Scott Rep. Lynn Westmoreland Party/Jurisdiction Amount D-AL-7 R-AL $2,000 $7,000 R-AR-2 $3,000 D-AZ-9 R-AZ $4,000 $1,000 R-CA-23 R-CA-22 D-CA-52 R-CA-39 D-CA-38 D-CA-5 D-CA-51 R-CA-45 D-CA-43 $5,000 $10,000 $1,000 $5,000 $6,000 $5,000 $2,500 $2,000 $1,000 D-CO-7 R-CO-3 D-CO $7,500 $2,000 $9,000 D-CT-2 D-CT-4 D-CT-1 D-CT $1,000 $7,500 $10,000 $2,500 D-DE-1 $3,500 R-FL-4 R-FL-15 D-FL-24 $3,500 $6,000 $1,000 R-GA-6 D-GA-13 R-GA-3 $1,000 $4,000 $2,000 3 of 14 Name Iowa Sen. Chuck Grassley Idaho Sen. Michael Crapo Illinois Rep. Robert Dold Rep. Bill Foster Rep. Randy Hultgren Rep. Peter Roskam Sen. Mark Kirk Indiana Rep. Luke Messer Rep. Todd Young Sen. Joseph Donnelly Kansas Rep. Lynn Jenkins Rep. Kevin Yoder Sen. Jerry Moran Kentucky Rep. Andy Barr Sen. Rand Paul Louisiana Rep. Charles Boustany Rep. Steve Scalise Massachusetts Rep. Michael Capuano Rep. James P. McGovern Rep. Richard Neal Maryland Rep. Elijah Cummings Rep. John Delaney Rep. Steny Hoyer Sen. Ben Cardin Maine Rep. Bruce Poliquin Michigan Rep. Bill Huizenga Rep. Sander Levin Rep. Frederick Upton Rep. Timothy Walberg Sen. Debbie Stabenow Minnesota Rep. John Kline Party/Jurisdiction Amount R-IA $3,000 R-ID $4,500 R-IL-10 D-IL-11 R-IL-14 R-IL-6 R-IL $4,000 $3,000 $5,000 $6,500 $7,500 R-IN-6 R-IN-9 D-IN $4,000 $4,000 $5,000 R-KS-2 R-KS-3 R-KS $5,000 $2,000 $5,500 R-KY-6 R-KY $4,000 $2,500 R-LA-3 R-LA-1 $10,000 $9,000 D-MA-7 D-MA-2 D-MA-1 $3,000 $500 $5,000 D-MD-7 D-MD-6 D-MD-5 D-MD $1,000 $3,000 $10,000 $1,000 R-ME-2 $2,000 R-MI-2 D-MI-9 R-MI-6 R-MI-7 D-MI $3,000 $2,500 $2,000 $2,000 $1,000 R-MN-2 $1,000 4 of 14 Name Rep. Erik Paulsen Missouri Rep. Emanuel Cleaver Rep. Blaine Luetkemeyer Rep. Jason Smith Rep. Ann Wagner Sen. Roy Blunt Montana Sen. Jon Tester North Carolina Rep. G.K. Butterfield Rep. Renee Ellmers Rep. George Holding Rep. Patrick McHenry Rep. Robert Pittenger Rep. Alma Adams Sen. Richard Burr North Dakota Sen. Heidi Heitkamp Nebraska Rep. Brad Ashford Rep. Adrian Smith Nevada Sen. Dean Heller Sen. Harry Reid New Hampshire Rep. Frank Guinta Rep. Ann McLane Kuster Sen. Kelly Ayotte New Jersey Rep. Rodney Frelinghuysen Rep. Bill Pascrell New Mexico Rep. Ben Lujan New York Rep. Joseph Crowley Rep. Steve Israel Rep. Carolyn Maloney Rep. Sean Patrick Maloney Rep. Gregory Meeks Rep. Tom Reed Rep. Kathleen Rice Rep. Elise Stefanik Party/Jurisdiction R-MN-3 D-MO-5 R-MO-3 R-MO-8 R-MO-2 R-MO D-MT D-NC-1 R-NC-2 R-NC-13 R-NC-10 R-NC-9 D-NC-12 R-NC Amount $4,000 $10,000 $5,000 $2,000 $7,000 $4,000 $1,500 $1,000 $3,500 $5,000 $6,000 $3,500 $1,000 $10,000 D-ND $2,000 D-NE-2 R-NE-3 $1,000 $2,500 R-NV D-NV $3,000 $2,500 R-NH-1 D-NH-2 R-NH $1,000 $1,000 $4,000 R-NJ-11 D-NJ-9 $1,500 $3,000 D-NM-3 $1,000 D-NY-14 D-NY-3 D-NY-12 D-NY-18 D-NY-5 R-NY-23 D-NY-4 R-NY-21 $6,000 $5,000 $8,000 $2,000 $3,500 $6,000 $1,000 $3,000 5 of 14 Name Sen. Charles Schumer Ohio Rep. Joyce Beatty Rep. John Boehner Rep. James Renacci Rep. Steve Stivers Rep. Pat Tiberi Sen. Sherrod Brown Oregon Rep. Earl Blumenauer Rep. Suzanne Bonamici Rep. Gregory Walden Sen. Ron Wyden Pennsylvania Rep. Charlie Dent Rep. Pat Meehan Rep. Keith Rothfus South Carolina Rep. Jim Clyburn Rep. John Mulvaney Sen. Tim Scott South Dakota Rep. Kristi Noem Sen. John Thune Tennessee Rep. Diane Black Texas Rep. Kevin Brady Rep. Bill Flores Rep. Jeb Hensarling Rep. Sam Johnson Rep. Kenny Marchant Rep. Randy Neugebauer Rep. Roger Williams Utah Rep. Jason Chaffetz Rep. Mia Love Sen. Orrin Hatch Virginia Rep. Gerry Connolly Rep. Robert Hurt Washington Rep. Dennis Heck Party/Jurisdiction D-NY Amount $9,000 D-OH-3 R-OH-8 R-OH-16 R-OH-15 R-OH-12 R-OH $2,000 $10,000 $2,000 $5,000 $10,000 $2,500 D-OR-3 D-OR-1 R-OR-2 D-OR $1,000 $2,000 $3,500 $1,000 R-PA-15 R-PA-7 R-PA-12 $1,000 $3,000 $1,000 D-SC-6 R-SC-5 R-SC $2,500 $3,500 $5,000 R-SC-AL R-SD $2,000 $3,500 R-TN-6 $2,500 R-TX-8 R-TX-17 R-TX-5 R-TX-3 R-TX-24 R-TX-19 R-TX-25 $10,000 $1,000 $10,000 $1,000 $1,000 $2,000 $2,000 R-UT-3 R-UT-4 R-UT $2,000 $2,000 $2,500 D-VA-11 R-VA-5 $3,000 $2,000 D-WA-10 $1,000 6 of 14 Name Rep. Cathy McMorris - Rodgers Rep. Dave Reichert Sen. Patty Murray Wisconsin Rep. Sean Duffy Rep. Ron Kind Rep. Gwen Moore Rep. Paul Ryan Party/Jurisdiction R-WA-5 R-WA-8 D-WA R-WI-7 D-WI-3 D-WI-4 R-WI-1 Amount $6,000 $3,000 $2,500 $10,000 $6,000 $5,000 $10,000 Federal Contributions - National Party and Industry Committees Name Property Casualty Insurers Assn. PAC (PCIPAC) Blue Dog PAC Real Estate Roundtable PAC (REALPAC) New Democrat Coalition PAC(NDCPAC) Republican Main Street Partnership PAC Moderate Democrats PAC MT Dem Party Party (Fed Acct) American Benefits Council PAC (ABC PAC) American Council of Life Ins. PAC (ACLI PAC) Assoc. for Advanced Life Underwriting (AALU PAC) Insured Retirement Institute PAC (IRI PAC) Democratic Senatorial Campaign Cmte (DSCC) National Republican Congressional Cmte (NRCC) National Republican Senatorial Cmte (NRSC) Amount $2,500 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $15,000 $15,000 $15,000 Federal Contributions - Member Committees Member Sen. Richard Shelby (R-AL) Rep. Kevin McCarthy (R-TX) Rep. Ed Royce (R-CA) Rep. Jared Polis (D-CO) Rep. Jim Himes (D-CT-4) Sen. Murphy (D-CT) Rep. John Larson (D-CT) Rep. Cathy McMorris Rodgers (R-WA) Rep. John Carney (D-DE-AL) Sen. Carper (D-DE) Sen. Johnny Isackson (R-GA) Committee Defend America PAC Majority Committee PAC Road to Freedom Fearless PAC Jobs and Innov. Matter PAC MURPHPAC Synergy PAC CMR PAC DEL PAC First State PAC 21st Century Majority Fund Fed 7 of 14 Amount $5,000 $5,000 $5,000 $1,500 $5,000 $2,500 $5,000 $5,000 $5,000 $5,000 $5,000 Member Sen. Mike Crapo (R-ID) Sen. Jerry Moran (R-KS) Sen. Pat Roberts (R-KS) Sen. Mitch McConnell (R-KY) Rep. Steve Scalise (R-LA) Sen. David Vitter (R-LA) Rep. Richie Neal (D-MA) Rep. Steny Hoyer (D-MD) Sen. Ben Cardin (D-MD) Sen. Susan Collins (R-ME) Sen. Roy Blunt (R-MO) Rep. Blaine Luetkemeyer (R-MO) Sen. Jon Tester (D-MT) Rep. Patrick McHenry (R-NC) Sen. Richard Burr (R-NC) Rep. Joe Crowley (D-NY) Rep. Carolyn Maloney (D-NY) Sen. Chuck Schumer (D-NY) Sen. Sherrod Brown (D-OH) Rep. John Boehner (R-OH) Rep. Pat Tiberi (R-OH) Sen. Rob Portman (R-OH) Sen. Pat Toomey (R-PA) Sen. Jack Reed (D-RI) Sen. John Thune (R-SD) Sen. John Cornyn (R-TX) Rep. Bill Flores (R-TX) Rep. Jeb Hensarling (R-TX) Rep. Randy Neugebauer (R-TX) Rep. Brady (R-TX) Rep. Mike Thompson (D-CA) Sen. Orrin Hatch (R-UT) Rep. Ron Kind (D-WI) Paul Ryan Committee Freedom Fund Free State PAC Preserving America's Traditions Bluegrass Cmte Eye of the Tiger PAC Louisiana Reform PAC Madison PAC AmeriPAC LEGPAC Dirigo PAC Rely on Your Beliefs Fund BLAINE PAC Treasure State PAC More Conservatives PAC (MCPAC) Next Century Fund Jobs Opp. Education PAC (JOE-PAC) Carolyn's PAC IMPACT America Works PAC Freedom Project Pioneer PAC Promoting Our Republican Team PAC Citizens for Prosperity in America Today Narragansett Bay PAC Heartland Values PAC Alamo PAC House Conservatives Fund Jobs Economy and Budget JEB Fund Liberty Project PAC Making America Prosperous PAC VINEPAC-Victory in Nov Election PAC ORRINPAC BadgerPAC Prosperity Action Inc. 8 of 14 Amount $5,000 $5,000 $2,500 $5,000 $5,000 $2,500 $5,000 $5,000 $5,000 $2,500 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $5,000 $1,000 $2,500 $5,000 $1,500 $2,500 $5,000 State Contributions – Committees Name Life Insurance PAC (LIPAC) Amount $2,500 State Contributions – Candidates Party/Jurisdiction D- IL State House R-PA State Senate R-PA State Senate R-PA State Senate D-PA State Senate R-TX State Senate Name Sen. William Haine Sen. Jake Corman Sen. Joseph Scarnati III Sen. Donald White Sen. Sean Wiley Rep. Ken Sheets 9 of 14 Amount $1,000 $1,000 $1,000 $1,000 $1,000 $500 Fund B – New York Name Will Barclay Neil Breslin Anthony Brindisi Kevin Cahill John Flanagan Carl Heastie Brian Kolb Joseph Morelle Dan Quart James Seward Party/Office R - State House D - State Senate D - State House D - State House R - State Senate D - State House R - State House D - State House D - State House R - State Senate Committee Amount $300.00 $500.00 $500.00 $1,500.00 $7,000.00 $1,000.00 $750.00 $500.00 $250.00 $3,250.00 Amount Life Insurance Council of NY PAC (LICONY PAC) Democratic Assembly Campaign Committee NY Republican Assembly Campaign Committee NYS Senate Republican Campaign Committee 10 of 14 $10,000.00 $1,000.00 $1,000.00 $22,000.00 Fund C – Delaware, Georgia, Illinois, Maryland, Virginia Name Delaware Andria Bennett Patricia Blevins Brian Bushweller Deborah Hudson Greg Lavelle Valerie Longhurst David McBride Pete Schwartzkopf Bryon Short Danny Short Gary Simpson John Carney Delaware Democratic Party Illinois Frank Mautino Party/Office D - State House D - State Senate D - State Senate R - State House R - State Senate D - State House D - State Senate D - State House D - State House R - State House R - State Senate D - Governor Democratic Party D- State House Amount $200 $300 $300 $200 $200 $300 $300 $300 $300 $200 $200 $1,200 $800 $500 Note: No contributions were made in Georgia, Maryland or Virginia in 2015. 11 of 14 Fund D – New Jersey, Rhode Island Name Rhode Island John Edwards Brian Patrick Kennedy Mike Marcello Kenneth Marshall Nick Mattiello Joshua Miller Robert Phillips Roger Picard Paiva Weed Gina Raimondo Party/Office D - State House D - State House D - State House D - State House D - State House D - State Senate D - State House D - State Senate D - State Senate D - Governor Note: No contributions were made in New Jersey 2015. 12 of 14 Amount $150.00 $250.00 $50.00 $50.00 $250.00 $100.00 $50.00 $150.00 $250.00 $500.00 Trade Associations and Other Tax-Exempt Organizations to which MetLife made Annual Payments of $50,000 or More* Amount of annual payment allocated to lobbying and other political activities ** Organization America's Health Insurance Plans American Council of Life Insurers American Tort Reform Association Association of California Life & Health Insurance Companies Association for Advanced Life Underwriting Business Roundtable Coalition of Service Industries Emergency Committee for American Trade Financial Services International Tax Reform Working Group Insurance Association of Connecticut Insurance Federation of Pennsylvania Insured Retirement Institute Investment Company Institute Life Insurance Association of Massachusetts Life Insurance Council of NY, Inc. National Association of Dental Plans Partnership for New York City Property Casualty Insurers Association of America Securities Industry and Financial Markets Association Third Way US Chamber of Commerce US Chamber Center for Capital Markets Competitiveness US Chamber Institute for Legal Reform $114,210 $330,325 $13,110 $9,512 $29,257 $115,150 $10,000 $50,000 $60,000 $10,800 $16,057 $18,225 $0 $18,846 $95,400 $23,888 $550 $209,630 $61,671 $7,500 $255,500 $87,500 $82,500 * Includes only trade associations/other tax-exempt organizations (including 501(c) (4) organizations) that may engage in lobbying activities. ** Non-deductible portion of dues computed pursuant to I.R.C. Section 162 (e). 13 of 14 Corporate Contributions Candidate Name/Office/Jurisdiction Joseph Abruzzo (D - State Senate, FL) Lizbeth Benacquisto (R - State Senate, FL) Jim Boyd (R - State House, FL) Doug Broxson (R - State House, FL) Jose Felix Diaz (R - State House, FL) Clay Ingram (R - State House, FL) Jack Latvala (R - State Senate, FL) Larry Lee (D - State House, FL) John Legg (R - State Senate, FL) Bill Montford (D - State Senate, FL) Paul Renner (R - State House, FL) Wilton Simpson (R- State Senate, FL) The Conservative Political Committee (FL) Republican Party of Florida Florida Republican Senate Campaign Committee NY Republican Senate Campaign Committee Housekeeping Account Committee/PAC/Association Assoc. of California Life & Health Insurance Companies PAC Association of California Insurance Companies PAC Protect Florida Families Florida Insurance Council PAC (FICPAC) Amount $500 $500 $500 $500 $500 $500 $500 $500 $500 $500 $500 $500 $1,500 $5,000 $5,000 $50,000 Amount $6,800 $4,000 $2,500 $2,500 MetLife did not make any independent political expenditures in 2015. 14 of 14
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