1 The Gentlemen Slavers: Status, Structure and Social Movements for the Conduct of Dirty Business Paul Ingram and Brian Silverman January 27, 2014 We consider the influences on which overseas traders entered the Liverpool slave trade. This phenomenon matters for what it says about English and American culture, and also because it represents an important class of activity we call ‘dirty business,’ where economic activity violates cultural values. We consider individual disposition to violate norms as a function of status, social contagion in a network where status determines influence, and the role of a social movement to ignite attention to the norms and their violation. We find that high status Gentlemen were more likely to become slavers, and that they were highly influential on the behavior of their network partners. The abolition movement affected a marked shift in these dynamics, dampening social network influence, but amplified the impact of individual identities. These results have implications for theories of the interdependence of social movements, culture and networks. Draft. Please do not cite or quote without permission of the authors. We are grateful to Chris Brown, Huggy Rao, Chris Washburne, Lori Yue, and seminar participants at Baruch College, Columbia University, Cornell University, Dartmouth College, George Washington University and the University of Maryland for useful comments on earlier drafts of this paper. 2 “Slavery is so vile and miserable an estate of man, and so directly opposite to the generous temper and courage of our nation, that it is hardly to be conceived that an Englishman, much less a gentleman, should plead for it (John Locke, 1680/1768: 139).” This paper examines the influences on a choice. The choice was whether to enter the slave trade, and the choosers are overseas traders in eighteenth- and early nineteenth-century Liverpool. Understanding this choice matters in three ways. First, it is one of the choices that has made a difference on the largest scale. Fischer (1970) lists among the functions of analyzing the past to understand who we are as a people and to reveal the context of contemporary problems. Historians of the United States still suggest that American racial attitudes were transplanted from British culture (e.g., Bailyn, 2012: 175). Yet the core values of British culture were antithetical to slavery even as the slave trade thrived (Brown, 2006). It is more accurate to say that slave traders dodged the judgment of the dominant culture than to say they represented it. The mistaken characterization of the British culture of the past matters because it limits the possibilities we see for our own in the future. Gerzina (1995: 301) describes an American academic appalled to observe an interracial couple in London in the era of the slave trade. Although not herself appalled, Gerzina demonstrates astutely that the assumption persists that contemporary American attitudes to race are tightly coupled to eighteenth-century British ones when she considers the marriage between an ex-slave and a white woman in London: “We would expect in such a tale overwhelming problems of race, but these rarely figure (304).” Make no mistake, we do not hold up the culture of Georgian Britain as a positive example with regard to race. Our point is only that it was quite different from our own, both now and then. That some Brits prosecuted the slave trade against values in the broader culture, and that their choice process eventually changed, suggests that our own cultural toolkit with regard to race is bigger than is sometimes assumed. The second reason this choice matters is that it is an example of a type that remains relevant today. It is an instance of ‘dirty business’ by which we mean economic activities that are not effectively prohibited by legal authority, but are nevertheless counter to social values. Alternative worlds lie in the chasm between what is allowed and what is admired. Cultures and economies may turn on whether capable and influential people take up activities such as selling life insurance, performing abortions, or marketing complex financial products to people who don’t understand them. 3 Engagements in dirty business represent a break down in the chain between cultural values and individual behavior, so it makes sense to structure our inquiry around the links in that chain. At the top are the cultural values themselves, at the bottom is the individual, and in between is the network that connects individuals and transmits culture. Most sociologists will think of the actor’s local network when confronting the question of why some engage in dirty business. The idea that some actors are embedded in networks with norms that diverge from broader cultural values was our first instinct too, and it turns out to be true in the Liverpool slave trade. Reference to divergent local networks, however, is not a fully satisfying explanation for dirty business, nor for the slave trade. A particular challenge is how dirty business practices can take root in networks embedded in an inhospitable value system. Our case highlights status for both the emergence and diffusion of dirty business. In The Human Group, Homans (1950) argued that norms have lesser grip on those with higher status, because their positions in the hierarchy are sticky, and robust even in the face of normative violations, an argument that has been subsequently refined by Phillips and Zuckerman (2001). We find evidence for the idea that individual status increases the likelihood of entering the slave trade. Beyond that individual effect, we examine and find support for a social role of status, as a driver of the diffusion of behavior through a network. High status traders influenced their partners to behave as they did. Our setting allows us to rule out the idea that status served as a proxy for competence or knowledge, and we see the network effect of status as normative influence in the context of contention over values. We therefore see a process where high- status individuals adopt dirty-business practices because they are less subject to the social sanctions attached to those practices, and infect their network partners with those practices. These are the Gentlemen slavers of our title. If the status-contagion argument explains where and how dirty business takes root, the question of where it stops remains. This brings us to the third reason to study the choice to enter the slave trade, which is an opportunity to contribute to theories of social movements, culture and networks. To summarize what we’ll show subsequently, the dynamics of entering the slave trade changed in a striking way when the abolition movement was active. It is not merely that the abolition movement made traders less likely to enter the slave trade, but that the effect of the influences on the choice to enter, from economic incentives, individual status, to network effects, 4 all change. Our models suggest that the abolition movement affected a radical reorganization of the interpretive schema (aka culture) that converts environmental stimuli into individual action. It acted almost like a culture switch. Drescher (1986:86) labeled the product of the abolition movement a “cultural revolution”, which is true in the sense that existing elements of the culture were re-ordered. A closer articulation of our view of the cultural impact of the abolition movement was that it made the “unspeakable… speakable (d’Anjou and Van Male, 1998:222).” The abolition movement took cultural values against slavery that were often tacit, and activated them such that traders considering the slave trade were forced to confront them, even before the legal abolition of slavery. The evidence of the cultural impact of the abolition movement is very useful for social movement theories, which increasingly recognize the interdependence between culture and social movements, but almost always in terms of how social movement organizations and entrepreneurs use culture (e.g., as the inputs for collective action frames; Benford and Snow, 2000), and not how they affect it (Earl, 2004). Our leverage on the question of how movements affect culture comes from the fact that we study people’s choices, rather than the typical outcomes in the social movement literature of changes in states or organizations. Our approach is in line with Poletta’s (2008) recommendation to “focus on people’s beliefs about appropriate means”, what she calls the institutional schema, or what others call an institutional logic (Thornton, Ocasio and Lounsbury, 2012). We show that the same resources and opportunities resulted in very different investment decisions by traders in different periods, evidence that the logic through which they relate those resources and opportunities to their goals changed. These changes are tightly tied to the periods of mass activity by the abolition movement. This evidence not only suggests a new dependent variable for social movement research in terms of effects on individual sense making and choice, but also a micro path through the individual that may account for social movements’ impacts on states and organizations, an idea we take up in the discussion. Like the social movements literature, the literature on networks has had an energetic but incomplete relationship with culture. The energy has gone into examining the influences of networks on culture, for example using network methods to analyze the structure of narratives and symbols, identifying the structural determinants of fields and publics, and specifying social 5 influences on tastes (Pachuki and Breiger, 2010). Less research has employed Emirbayer and Goodwin’s (1994) idea that culture has an “analytically autonomous” influence on structure, or their resultant advice that “an adequate approach to historical explanation must encompass both social structural and cultural perspectives on social action (1414).” Understanding the role of networks as influences on entering the slave trade requires attention to the cultural context. As Skocpol (1985: 91) put it, the “very definitions of groups, their interests, and their relations to each other will be determined by cultural idioms.” Two characteristics of the cultural context of the network among Liverpool traders are particularly relevant for us. First, the status that makes a trader influential on his partners’ choice to enter slaving is a function of deeply rooted legal and cultural institutions that establish the English gentry, not the boot-strapped concept of status as centrality that is most common in network analyses (we empirically examine network centrality to show its effect is distinct from that of legal status). The status of Gentleman was typically acquired at birth, and the Liverpool trading network that Gentleman held sway over emerged quickly during their lifetimes. Thus it was analytically autonomous from the network, yet critical to understanding its operation. Second is the simple fact that the operation of the trader network was very different when the abolition movement was hot. Put simply, slavery diffused through the trading network when norms against slavery were only tacit, but did not when the abolition movement made them explicit. Davis and Greve (1997) show a kindred result, that the normatively neutral poison pill takeover defense diffused through board interlock networks, while the illegitimate practice of the golden paruchete did not. Here we show the connection between the legitimacy of a practice and network diffusion with the same practice, and the same network connections. If the abolition movement acted as a switch for the culture, the cultural change switched the potential and effect of the trader network. Of course, the abolition movement and the resultant cultural change are independent variables for us. Even though we ground this with appropriate reference to the relevant history, we know that some readers will object that we are oversimplifying the causal relationships between these forces. We agree, but the oversimplification is justified by the fact that we are explaining the behavior of traders in Liverpool, not the origins of the abolition movement, nor changes in British culture. For example, while we know that abolition movement had structural 6 influences, those influences were not located in the Liverpool trading community (d’Anjou, 1996; Drescher, 1986). Our aim is not to trivialize the broader relationships between culture, structure or agency, but to use those concepts to explain an important phenomenon. Useful explanations are necessarily simplifications. In the discussion we consider both the potential and limits of our evidence for theory. An Analytic Narrative Approach We explore the determinants of participation in the slave trade among 5920 investors in overseas ventures in Liverpool between 1730 and 1807, when the on British trade was abolished. Thirty percent of these invested in a slave voyage at some point in their careers. In most of what follows the specific empirical question is: What is the likelihood that the next voyage invested in will be a slave voyage, for investors who have not yet participated in slaving? This might be thought of as the “transition to slaving1.” Our presentation will be in the form of an analytic narrative (Bates et al., 1998; Alexandrova, 2009). This approach draws simultaneously on analytical tools and on the narrative form that is commonly employed in history. We have placed the detailed description of our quantitative data, methods and results in the appendix to this paper. Here in the body, we’ll iterate between theory, history, and the statistical results, as we consider individual, network, and cultural influences on the transition to the slave trade. Compared to the more typical sociological approach that presents theory, (sometimes) a case history, and statistics serially, our iterative approach is intended to be self-disciplining. By bringing these pieces closer together, it is easier to ensure that the analysis serves theory, while at the same time doing justice to seemingly peripheral details of history that do not fit the basic theory, rather than dismissing them as outliers. Related, the use of historical narrative forces us to confront interdependencies 1 We analyze the occurrence of the first slaving investment because there is a discrete and important difference between traders who participated at all in the slave trade and those that did not, as opposed to merely considering how many slaving voyages an investor participated in. The first slaving investment makes a trader a “slaver”; the distinction between investing in five voyages or six is comparatively less significant. Eighteenth Century Brits also viewed “slaver” as a dichotomous category (e.g., Broadbent, 1908: pp. 120-121). This position is verified in our data by the fact that investing in even one slaving voyage makes it much more likely that subsequent investments will be in slaving (the “slaver” category is sticky, more so than the “direct trade investor” category). 7 between the causal forces at work in Liverpool slaving while an approach that privileged a statistical analysis might foster an illusion of independence of effects (Gaddis, 2002). Liverpool and the Transatlantic Slave Trade Figure 1 shows the number of transatlantic slaving voyages throughout history from the most common ports of departure. Of the 28,443 voyages with known ports of departure, more originated in Liverpool than in any other place (4,974, or 17.5% of the total). In the years where Liverpool was most active in the slave trade, from about 1750 to abolition in 1807, it clearly dominates all other ports. Between 1791 and 1806, its “market share” measured in terms of percentage of the world’s slaving voyages never falls below 30%, and goes as high as 63% in 1798. Liverpool was well deserving of its sobriquets ‘slave trading capital of the world’ and ‘the metropolis of slavery.’ Figure 1, Slave Voyages from Leading Ports London was initially the leading British slaving port owing to a monopoly granted to the Royal Africa Company that lasted until 1712. For a number of decades after that Bristol and London 8 vied for leadership in the global industry, until Liverpool took over first place in 1744 and held that position until abolition. Liverpool’s dominance of the trade in this period was a function of three factors. The first was that it was a first mover in building a number of wet docks, building the first in Great Britain in 1715, and following that with more throughout the eighteenth century. Power (1997) attributes this initiative to a town council dominated by the interests of overseas traders, noting that Liverpool experienced a “commercial coup d'etat (p. 311)” around the turn of the eighteenth century. Besides facilitating overseas trade, the docks also made Liverpool a shipbuilding center. Vessels used in the British slave trade were built in more than one hundred places, but they were much more likely to originate from Liverpool than anywhere else. Forty-two percent of Liverpool slaving voyages were on locally built ships, while the comparable proportion of local supply for Bristol and London was seventeen and ten percent. The second Liverpool advantage was its location. Liverpool ships could sail north around Ireland, taking them away from privateers during the frequent wars of the eighteenth century, while ships from the southern ports of Bristol and particularly London were more vulnerable. Liverpool slave traders also benefitted from proximity to the Isle of Man, which was a tax haven until 1765, allowing Liverpool traders to avoid duties on foreign goods used to barter for slaves in West Africa. Related, Liverpool benefitted from the burgeoning textile industries in nearby south Lancashire and Manchester, and from improvements in the transportation linkages between those places and the port. Textiles were the most common commodity in the barter for slaves, typically making up about half of traded value. Other goods exported to Africa such as hardware and gunpowder were also made around Liverpool. The growth of the trade-industrial complex around Liverpool also created possibilities to process and sell the imports (staples such as sugar and cotton) that slave traders brought home from the Americas. The third Liverpool advantage was human capital. We have already noted the dominance of merchants over Liverpool’s politics. There was a similar commercial dominance over its local culture, which was particularly materialist and mercantilist, and often openly hostile to the aesthetic and humanitarian aspirations of the enlightenment (Checkland, 1952). But this commercial focus, combined with the opportunities and risks of overseas trade, produced improvisers and innovators, and in many ways, Liverpool simply did the slave trade better. They implemented effective organizational governance mechanisms and trade remittance mechanisms 9 for their far-flung enterprise, more so than slave traders from London and Bristol (Silverman and Ingram, 2013; Morgan, 2007). They developed close, even social, relationships with the African traders that supplied them with slaves, allowing them to rely on trust to smooth exchange (Behrendt, Latham and Northrup, 2010)2. They exploited market power in both acquiring and selling slaves, and they were first-movers into new slave markets (Morgan, 2007). Liverpool was also ahead of Bristol and London in the supply of capable ships’ officers that allowed them unique advantage to operate in places such as the Bight of Biafra that did not have European resident agents, and therefore required that trade be conducted directly between ships’ officers and African merchants (Behrendt, 2007). McDade (2011) attributes many of these advantages to the larger more connected network of traders in Liverpool (compared to Bristol), which she sees as an advantage for knowledge transfer and access to resources of all types. Overseas traders in Liverpool could invest in the slave (triangle) trade or the more common direct trade. The direct trade involved taking immigrants and manufactured goods to the Americas and returning with agricultural staples. The ship owners typically did not own the cargo. The slave trade from Liverpool involved taking tradables (manufactured goods, bar iron, salt) to the West Coast of Africa, trading them with African traders or less typically European factors for slaves (and perhaps ivory), sailing to the Americas, selling the slaves and, if time permitted, acquiring a cargo of agricultural staples for the return trip. Liverpool traders might acquire slaves in many places in West Africa, but the Bight of Biafra, particularly the ports of Bonny and Old Calabar, was their favored place of embarkation. Similarly, they sold slaves all over the Americas, but Jamaica (31% of Liverpool slaving voyages) and Barbados (14%) were the most common destinations. As Table 1 indicates, the slave trade represented more risk, more potential reward, and greater financial outlay than the direct trade. Table 1 Comparison of Direct Trade and Slave Trade, 1730-1807 2 Voyages in Ships Sunk, Average Estimate of Estimate of our Data Seized or Number of Voyage Gross Profit At one point, the leader of an African slave trading clan in Old Calabar lived in “Liverpool Hall”, a home built in Liverpool by his British slave-trading partners and shipped to the west coast of Africa as a gift to him (Behrendt et al., 2010). “By the late 1780s as many as 50-70 Africans studied as schools around Liverpool, where they made contacts and learned about the slave trade (Morgan, 2007: 27).” 10 Condemned Owners Expenses, not of Successful including ship Voyage Direct Trade 14211 8.1% 3.19 £1,550-£2,000 £750-£1,000 Slave Trade 3034 18.8% 4.07 £3,850-£5,500 £3,000-£4,000 Estimates from our data and Silverman and Ingram, 2013 How did the Slave Trade Fit with British Values? One might reasonably ask whether slavery was in fact “dirty business” in Britain in the period we study, given the economic importance of the slave trade and slavery to the metropole and her Caribbean colonies, the fact that the trade was carried out legally by British traders for more than two centuries, and that there was no active abolition movement in Britain until late in the eighteenth century. The answer is “yes.” The first chapter of Moral Capital, Chris Brown’s remarkable history of the cultural antecedents of British abolitionism, is titled “Antislavery without Abolitionism.” In it he argues that the slave trade represented a divergence between economic practice and normative values, and that there was a social cost to be paid: “Slave traders in Britain encountered public disapproval early in the eighteenth century, decades before the emergence of those cultural movements [the abolition movement] often credited for engendering antislavery sentiment (2006: 37).” A key claim is that antislavery sentiment did not emerge simultaneously with the abolition movement, but was instead widespread throughout the period we study. As Davis explains, “climates of opinion do not give virgin birth to social movements (215).” In Capitalism and Antislavery, Seymour Drescher further documents the low normative standing of the slave trade: the “tension between economic utility and social distaste was present early in the development of the British slave colonies. Such attitudes appeared far too soon to attribute the phenomenon to the enlightenment. The condemnation of the slave trade as unChristian and inhuman was distilled even into mid-eighteenth century children’s literature (1986:18).” He notes that slave vessels never landed in Britain, that metropolitans exposed to slavery in the Caribbean expressed culture shock, and that: “By the mid-seventeenth century, when English subjects began systematically to buy and sell other human beings on a large scale, neither chattel slavery nor inherited bondage existed any longer within the boundaries of their own land. The language of antislavery 11 ran through their rhetoric, their rituals and their riots throughout the eighteenth century. A ‘libertarian heritage’ was the dominant political ideology in the eighteenth century, to which all groups subscribed….The world was made safe for North-West European colonial slavery by the tyranny of distance rather than by universal principles.” The view from history is of two solitudes, a muffled tension between a British culture that celebrated liberty operating adjacent to a colonial economic system that relied on slavery3. As Emma Rothschild concludes in her cultural history of the Johnstones, an eighteenth century Scottish family that participated in the slave economy (one of them was son-in-law to a Liverpool slave trader) while sometimes championing the values of abolition, “[t]he forty years …from the new settlements of 1763 to the abolition of the slave trade (in British ships) in 1806, were a time of humanitarian sentiment as in the abolitionist associations...and at the same time, of consolidation and expansion in the Atlantic slave economy (p. 162).” These separate moral worlds could coexist because slavery occurred far away from Britain. While its perpetrators were not lauded at home, neither was it necessary to constantly confront their offense to British values. Slavery violated those values, but distance from the slave colonies made it possible to avoid the conversation, and that was mostly what happened until the late eighteenth century4. The Liverpool traders, however, represented an exception to this normative suspension. They were literally the brokers between the metropole and the slave economy, the only residents of Britain actively involved in slavery. Slave traders were the bridge between those separate worlds, and therefore the focus of the energy produced by their normative tension: “Anti-slavery sentiment did circulate in the early eighteenth century….[but] critics tended to judge American slaveholders and Atlantic slave traders rather than British institutions and British policies (Brown, 2006: 36).” This brings us to our puzzle, why did the Liverpool slave traders engage in a dirty business despite exposure to the anti-slaving values of British culture. Status and Entry to the Slave Trade 3 This separation between the British value of liberty and colonial economic practice reminds of the “internal tension of empire and nation” between the value of national sovereignty and the colonial system itself that existed at about the same time in the Empire (Strang, 1990). Both abolitionists and champions of national sovereignty employed the analogy between slavery and colonialism (Brown, 2006). 4 In this view, what differentiates the years of the abolition movement from the decades that preceded it is not a shift in public attitudes towards slavery, but rather the enactment of attitudes that existed, but were not talked about or acted upon (d’Anjou, 1996). This is part of the reason for the very fast acceleration of the abolition movement once it began: “The overwhelming majority of articulate Britons were abolitionists as soon as they gathered together to discuss the slave trade (Drescher, 1990: 580).” 12 Given that the slave trade was legal, any sanctions traders incur for violating cultural expectations would be social. Slave trading, like other instances of dirty business, is in the realm of normative control. And even though there was no active contention over the trade until late in the eighteenth century, Liverpool traders did suffer occasional social sanctions: “The moral censure of ‘Liverpool Men’ by evangelicals and Dissenters was to shape subsequent perceptions of the town’s eighteenth century merchants as brutal and boorish (Longmore, 2007: 227).” The hostility was visited at an interpersonal level, as in the case of the London correspondent of a Liverpool slave trade supporter, who addressed him as ‘Liverpool man’, not to be confused with the Londoner who claimed the label ‘humanity man’ (Wilson, 1998). In an often repeated story, a famous visiting actor, performing a drunken Richard the III, responded to the complaints of his Liverpool audience with a speech that is a model of norm-based scolding: “What! You hiss me? Hiss George Frederick Cooke? You contemptible money-getters! I banish you! There is not a brick in your damn town but what has been cemented by the blood of a negro! (Broadbent, 1908, 120-121).” In the face of such stigma, the necessary question to explain the initiation of the slave trade is: “are some individuals are less affected by norms than others?” Various arguments in social psychology and sociology point to status as a moderator of normative control. Phillips and Zuckerman (2001) integrate those arguments and evidence to offer a theory of middle-status conformity. The idea is that norms grip most tightly for those in the middle of a status hierarchy. Those at the top and bottom of the status hierarchy have more freedom from the norm and are more likely to engage in anti-normative behavior. The key mechanism is security of status. Phillips and Zuckerman describe a status system that is quite sticky for those who are clearly insiders, or outsiders. Since those at the top are safe in their status, they feel autonomy from norms. Since those at the bottom don’t perceive much chance of climbing in the status hierarchy, they too feel autonomy. Those in the middle, however, feel the potential to climb and the risk of falling, and they therefore attend most carefully to normative expectations. Throughout the eighteenth century, Liverpool’s elite citizens were associated with the slave trade. For example, we traced the names of the 41 members of the Common Council of Liverpool in 1752 (found in The Liverpool Memorandum Book, 1752) to our data, and found that 24 were slaving investors. Only four were involved in overseas trade but not the slave trade, so participation in slavery was much more likely among the traders on the Council than in 13 Liverpool overall. However, the political (and probably economic) status represented by sitting on the town council is not what Phillips and Zuckerman rely on to predict middle-status conformity. They are careful to explain that the theory applies when status indicates “the amount of honor or esteem accorded to a person (386),” not power, ability or resources. To capture the “honor or esteem” accorded to overseas traders, we rely on legal status, particularly those who held the titles of worship: Esquires and Gentlemen. An authoritative contemporaneous account of English law defines Esquires to include the first sons of Knights and their eldest sons in perpetual succession; the younger sons of peers and their eldest sons in perpetual succession; those who receive the designated from the King, and their eldest sons; those who bear any office of trust under the crown (Liverpool mayors gained the designation of Esquire). Gentlemen were those who “studieth the laws of the realm, who studieth in the universities, who professeth liberal sciences, and (to be short) who can live idly, and without manual labour, and will bear the port, charge, and countenance of a Gentleman (Blackstone, 1765, Book 1: 394). Esquires and Gentleman were not, of course, the top social rank in Britain. The order of ranks were the nobility; titles of dignity (Knights and Baronets); titles of worship (Esquires and Gentlemen); Yeoman or Freemen (commoners with enough capital to qualify to sit on juries and to vote in elections for public office); and all others. However, there were no nobles or titles of dignity among the investors in overseas trade in Liverpool. Among 200 leading Liverpool slave traders that appear in the index of wills in Pope (2007) four died with titles of dignity, but all of these were obtained after entry to the slave trade. By statute, individuals were required to identify by rank in legal proceedings and other actions, so these categories were not superfluous. Further, among the 5920 traders we study, there were only 145 Gentlemen and 57 Esquires. This paucity of high-status titles suggests that they were not claimed idly, at least in the sources we rely on. Given their rarity, we collapse Esquires and Gentlemen into one category for analysis which we will refer to as call simply “Gentlemen,” following Edward Coke who confounded the two titles, and observed “every Esquire is a Gentlemen (Blackstone (1765: 393).” Figure 2 shows the base-rate of transition to slaving for the status types of Gentleman, Merchants, and Others. Merchants and Others were all freemen. Others performed some designated profession or occupation (e.g., brewers, glaziers, captains). Merchants lived off their 14 capital through importing and exporting, and we therefore categorized them as closer to the “idle” Gentlemen. Haggerty (2012: 26) notes that the title “merchant” was prestigious, designating the “elite of the trading community”, giving them clear precedence over Others, although nobody would argue that Merchants were above Gentlemen in status. The effect sizes represent the likelihood of an overseas trader who has not yet invested in slaving taking a stake in a slave voyage. Other is the comparison category (with a likelihood of entering the slave trade of 1.00). Merchants were twenty-percent more likely than Others to enter the slave trade, and Gentlemen sixty-five percent more likely. Traders with higher status were indeed more likely to flaunt the norms against participation in the slave trade. Multiplier of the Tranistion to Slaving Rate 2.4 2.23 2.2 2 1.8 1.6 1.4 1.18 1.2 1 1.00 Others Merchants Gentlemen Figure 2 Transition to Slaving as a Function of Legal Status (Table A1, Model 2) Figure 2 indicates that anti-normative slave trading increased monotonically with the status of the trader, which does not on the surface appear consistent with the prediction that the greatest conformity will be at middle-status levels. It is important to remember, however, that our data represents a truncation of the status hierarchy. All of the overseas traders, even those that appear in our data with the rank of Other, were relatively wealthy. For example, in 1800, when there were approximately 80,000 residents of Liverpool, our data identify 748 distinct Liverpool traders. These were not necessarily the 748 wealthiest in the town, but they were among the roughly 12% of Liverpool residents at that time that appeared in Gore’s directory of 15 “principal residents.” The vast majority of residents could not have invested in overseas trade. This was certainly true for the lowest rungs of the status hierarchy, the group that would, according to the middle-status conformity prediction, be expected to join the high-status Gentleman in the slave trade. The fact that the lowest of the low could not invest in the slave trade did not stop them from participating in other ways, particularly as crew. Consider this account of a Liverpool slave ship captain: “With respect to the mortality amongst the crews of African ships5, it must be taken into account that many of the individuals composing them were the very dregs of the community. Some of them had escaped from jails, others were undiscovered offenders, who sought to withdraw themselves from their country, lest they should fall into the hands of the officers of justice. These wretched beings used to flock to Liverpool (Williams, 1897: 688).” Phillips and Zuckerman (2001) suggested that the anti-normative behavior of those of high- and low-status could take different forms. With Gentleman being most likely among overseas traders to invest in slaving, and the “dregs of the community” carrying out the dirty business as crew, the result is indeed middle-status conformity. For us, one of the appeals of the Gentleman category as an indicator of status is that it is completely independent of trading, or indeed, any economic activity. By decoupling conduct and status, a cleaner view of the liberating potential of high status becomes possible. We do have access to another measure of status among Liverpool traders. A trader’s status in the intertrader network created by co-investments6 does not have the advantage of being completely separate from slaving, but it nevertheless represents a form of “honor or esteem” in the sense of indicating that a trader is an attractive partner. Furthermore, the familiar Matthew Effect (Podolny, 1993) creates stickiness in this hierarchy, such that highly central traders may feel safe in their network status, while low centrality traders may feel sufficiently peripheral as to be emboldened to flaunt the broader social norm against slaving. As Figure 3 shows, the likelihood of engaging in slaving is highest for those at the high and low end of the network status hierarchy. Conformity to the anti-slaving norm is highest at middle status. 5 The mortality rate of European crew on transatlantic slave voyages was approximately 20%, owing mostly to malaria and yellow fever (Curtin, 1969). 6 Network status is operationalized as the trader’s rank by eigenvector centrality in the year. 2.5 2 1.5 1 0.5 0 1 67 133 199 265 331 397 463 529 595 661 727 793 859 925 991 1057 1123 1189 1255 1321 1387 1453 Multiplier of the Transition to Slaving Rate 16 Rank in Year by Eigenvector Centrality Figure 3: Transition to Slaving as a Function of Network Status (Table A1, Model 2) We also examined for Liverpool slaving one of Phillips and Zuckerman’s (2001) key caveats, that the middle-status conformity prediction holds only when status does not equal power, ability, or resources. Network centrality in particular is a function of previous voyageinvestments, and might therefore be expected to correlate with ability (through experience) and wealth (through previous successful voyages). However, our models include a direct measure of previous non-slaving voyages, an appropriate control for both trader experience and wealth through trading investments. As would be expected this variable is highly correlated with network status (.54). Interestingly, it is negatively associated with the likelihood of participating in a slave voyage (see table A1). Furthermore, the models in the appendix includes another variable that proxies material resources, the percentage of an investor’s previous ships that have been lost (sunk, seized or condemned). That variable has a positive relationship to the likelihood of entering the slave trade. This, combined with the effect of direct-trade experience, suggests that it is not simply the case that those made wealthy in the direct trade went into the slave trade. Instead, the results suggest that engaging in the slave trade was more an act of desperation of traders who had not experienced success in the direct trade. 17 Despite the assurance provided by these control variables, we were still concerned that the Gentleman category might represent material endowments that made it easier to get into the expensive slave trade. We consulted the data on the values of personal estates of leading Liverpool slave traders presented in Pope (2007) as one source of insight into the levels of wealth represented by our status categories. The Gentlemen in that list left estates with an average value of £18515. Merchants left estates averaging £11767, while the comparable figure for the Other rank was £9303. The much larger average estates of the Gentlemen was mainly due to one massive estate. When the largest estate in each category is eliminated the averages for Gentlemen and Merchants were not significantly different (£8824 and £7561), although larger than the Other category (£4688). Of course, Pope’s list is a sample of leading slavers, not a census, and the figures represent wealth upon death, not at the time of entering the slave trade. Nevertheless, it is consistent with the fact that there is nothing in the legal definition of Gentleman that necessitates wealth, particularly relative to the active merchant class. As yet another investigation into whether Gentlemen brought non-status advantages to the conduct of the slave trade, we conducted an extensive analysis of the investments and performance of Gentlemen in the slave trade. It is detailed in the section in the appendix titled “Did Gentlemen Slavers Perform or Invest Differently?” and results are summarized in Table A2. That analysis indicates that slaving investments by Gentlemen were no more or less likely than investments by non-Gentlemen to sink, to be captured, or to experience crew deaths. There is an indication that ships Gentlemen invested in suffered smaller shortfalls between their planned and actual number of slaves. Six extra slaves per voyage represent a modest performance advantage. Gentlemen’s voyages were shorter than others, because they went to different ports in Africa. Combined with the higher yield of slaves, this is a positive performance indicator. Gentlemen invested in larger ships than others, ranked higher on the lists of owners, and were more likely to serve as ship’s husband (akin to managing partner). They were also more likely to invest in particularly risky voyages. As we explain in the appendix, whatever small performance advantages occurred were probably attributable to the particular success of a very few Gentlemen slavers, who themselves were not renown. Our conclusion is that the evidence is weak that Gentlemen slavers were in general more successful than others. 18 Network Influences on the Transition to Slaving A large and robust literature on social contagion shows that attitudes and behaviors are more likely to be shared among connected actors. After countless studies, researchers still identify questions such as “who will be influential?” as pressing (see for example Iyengar et al., 2011, and the co-published commentaries). Overwhelmingly, however, the literature on social contagion examines the diffusion of opinions, knowledge, and the adoption of innovation. These things are different fundamentally from entry to slaving. In the typical example of social contagion, what is in question is the utility of a product or idea (e.g., Tolbert and Zucker, 1983). The backdrop is uncertainty and the absence of normative expectations, not, as in the case of slaving, a normative expectation not to adopt the “innovation.” Potential slave traders did not face uncertainty as to whether slaving was an effective economic strategy, and neither could they claim uncertainty as to its illegitimacy. Moreover, the status of a trader as an “opinion leader” cannot be assumed to be independent of the normative evaluation of their behavior. Social influence in this situation cannot operate according to the same mechanisms as it does in others. There are some studies that have identified social contagion in the context of antinormative behavior (e.g., Christiakis and Fowler’s 2007 analysis of the diffusion of obesity; Bearman and Stovel, 2000 on becoming a Nazi). Norms rely on social sanctions, so if one’s social group adopts anti-normative behavior, one could find local social support for engaging in the same behavior. In Liverpool, a trader might feel enabled (or even pressured) to enter slaving if his network contacts were slavers. Very relevant empirical evidence for the question of social contagion in the entry to the slave trade comes from Younts’ (2008) experimental analysis of the social influences on anti-normative behavior. He identified that (a) endorsement of antinormative behavior (cheating) by a reference group increased the likelihood of the subject cheating; and (b) the suggestion to cheat was more influential when it came from a higher status confederate. Figure 5 shows the impact of a trader’s network contacts on the likelihood of entering the slave trade. The first six columns represent the influence of ties in the trading network (slavers/non-slavers * Gentlemen/Merchants/Others). The last two columns represent ties formed through membership in an elite club, the Mock Corporation of Sephton (which we’ll refer to as the Sephton Club). The Sephton Club operated from 1753 to after abolition, 19 essentially the whole period during which Liverpool dominated the slave trade7. More than 1000 men were members at some point during that time. In the Sephton Club civic and business leaders of Liverpoool gathered ostensibly to engage in a role play of governing the suburban town of Sephton (they would conduct mock elections for municipal offices), but mostly to drink. In contemporary terms, it was like a model U.N. populated by actual leaders from the U.N., with alcohol. Two-hundred and thirty nine of our 5920 traders were members of the Sephton Club, and compared to traders who were not part of the Sephton Club they invested in many more voyages (26.4 vs. 8.7), were more likely to be Gentlemen (11% vs. 3%), more likely to be Merchants (72% vs. 51%) and less likely to hold the lowest legal status of “Other” (16% vs. 46%). For every Sephton Club member, we count the number of slavers and non-slavers they were tied to through the club, and represent these effects in the last two columns in Figure 5. The results show that social contagion did indeed operate in the Liverpool slave trade. With the exception of one of eight coefficients (that for Other Slaver Ties), it is always the case that network ties to slavers increase the likelihood of entering the slave trade, while ties to nonslavers decrease that likelihood. Further, there is a clear influence of legal status: Gentlemen were much more influential on their social contacts than Merchants or Others. 7 Haggerty and Haggerty (2011) examine the associational structure of eighteenth-century Liverpool with reference to a number of organizations. These included another social club, the Ugly Face Club, that operated for a much shorter period than Sephton. They also included smaller and special purpose organizations such as the Library and the Committee of African Merchants. We’re coding networks created through those organizations, but the Sephton Club seems likely to be the most significant for our analysis given its temporal scope and size. 20 Multiplier of the Transition to Slaving Rate 1.2 1.1 1 0.9 Gentlemen Gentlemen Merchant Merchant Other Other Non- Sephton Septhon Slaving Ties Non-Slaving Slaving Ties Non-Slaving Slaving Ties Slaving Ties Club Club NonTies Ties Slaving Ties Slaving Ties 0.8 0.7 0.6 Figure 5: Social Influence through the Trading Network (Table A1, Model 4) Younts’ (2008) explanation for the status effect on the diffusion of deviance depended on the correlation between status and ability, such that the high status endorsement is more credible. We are doubtful of that mechanism, at least in our context, because we simply don’t believe there was uncertainty about the efficacy of a slaving investment. Moreover, with an antinormative behavior as opposed to one whose efficacy is uncertain, the costs of social sanction must be considered. As explained, we don’t think that Gentlemen would necessarily have been viewed as more competent about trading or slaving—their status comes from a different institutional source. We expect instead that the contagiousness of Gentlemen slavers comes from the “moral cover” that their status provides. Consistent with this, in supplementary analysis we found that traders with more network status, gained as a function of voyages, were not more influential on their network partners’ likelihood to enter slaving. Whether or not one entered the slave trade was not a function of technical uncertainty but moral authority. Legal status provided a dispensation that centrality in the network of traders did not. 21 The bottom line is that social structure operated to increase the likelihood of entering the slave trade in Liverpool. Gentlemen slavers were particularly infectious on the likelihood that their partners would enter the trade (and similarly, Gentlemen non-slavers were influential in keeping their partners out of slavery). The relevant structural influences included not only the domain-relevant trading network, but also the network created by an elite social club. Social Movement Influence: Switching the Locus of Social Control The abolition movement in Britain started in earnest in 1787, and succeeded in legislation twenty years later. The mystery of the movement is perhaps that it did not happen sooner. Intellectual and economic currents had been moving against the slave trade throughout the eighteenth century, and “every argument in favor of abolition and emancipation had been present for a long time” (d’Anjou, 1996; d’Anjou and Van Male, 1998: 222). These arguments were proffered by radicals and conservatives, Whigs and Tories, essentially everyone of influence without a direct financial interest in the slave economy (Duncan, 2001). The ideas were “in the air” waiting action (Davis, 1966: 489; Anstey, 1975). As for sources of the necessary action, d’Anjou and Van Male (1998) examine the successful efforts of social movement actors to frame issues in a cultural context that was unsettled, at least in the sense that the primacy of competing issues was unclear. Drescher (1986) examines action in the form of petitions, which were pervasive and drew wide-ranging support. Parliament’s increasing willingness to accept petitions as “a mode of integrating public opinion into the legislative process (83)” provided a political opportunity. Excellent histories of the abolition movement appear in the sources cited above. Our interest is in its effects, through the mechanism of cultural change, on the choices of Liverpool traders. The common conclusion is that the cultural influence of the movement was striking and sudden, affecting a re-ordering of value claims that had before permitted the slave trade to be justified as a necessary evil, or more often allowed Brits to avoid confronting it at all. According to d’Anjou and Van Male (1998: 221) it “succeeded… in fundamentally changing the way people thought about trade in slaves and about slavery itself. After 1792 both practices were collectively defined as abject and immoral.” But how if at all did this shift, documented in literature and eventually manifest in law, affect individual behavior? And was it pervasive enough to reach even the Liverpool slave traders? 22 In the twenty years after 1787, Liverpool did not shrink in the face of contention, but rather increased its dominance of the slave trade. The city provided a defense of slaving that was unique in the country. Every major British city produced petitions for the abolitionist cause save Liverpool, which instead produced frequent petitions in favor of the slave trade. The motivation for this resistance was not merely economic interest. In Manchester, which had a deep economic interest in Liverpool’s slave industry as the source of manufactured goods for trade, 10,000 people signed an abolition petition in 1787. By that time most Brits were economically dependent on the slave trade, some intensely so, but only in Liverpool were actual slave traders common. That difference mattered, at least at the level of political action. There were occasional episodes of mob violence against abolitionists in Liverpool. But without a doubt, the arguments for abolition from outside the community of traders became prominent. “The friends of the hapless Africans, and many such are to be found even here, have not been passive and unconcerned in the struggle…They have remonstrated in public and in private (The Picture of Liverpool, 1805: 148).”As Howell (2007: 282) puts it, “It seems that the matter was being widely discussed [in Liverpool] and strong positions on both sides of the argument were being adopted.” Drescher (1988) observes a shift in the content of arguments that Liverpudlians produced for the consumption of outsiders. Before the abolition movement, there appears almost no explicit defense of the trade from Liverpool, probably because there was no active threat against it. Discussions of the slave trade in guides to Liverpool before the abolition movement were matter of fact descriptions, with no justifications (or condemnations). The abolition movement ignited an active defense of the trade. The Liverpool Council commissioned an extensive defense of the trade on religious grounds (Harris, 1788). Letter writers, poets, and others presented secular arguments. The content of published documents suggests the discussions and arguments that must have been happening in Liverpool at this time. Harris (1788) cited many non-condemning references to slavery from the Old Testament. Observing that “an argument that proves too much proves nothing” he shrewdly claimed that abolitionists’ frequent use of the golden rule against slavery could similarly be used to invalidate every other hierarchical human arrangement (72). Secular arguments included that Africans were already enslaved in Africa; that the 23 transatlantic trade exposed them to Christianity; and that it presented them with some chance of emancipation. Of course the economic benefits of the trade were also cited. In petitions and Parliamentary debates, economic issues were the foundation of the antiabolitionist argument (Drescher, 1990). In the local discourse, it was sometimes observed that economic benefits were spread wide in Liverpool through its generous charitable institutions (Drescher, 1988). On the abolition side, the arguments targeted the inhumanity of the practice. They backed up that characterization with stories of brutality from the ships, and a very early effort of abolitionists was to collect such testimonials from captains and seamen in Liverpool and elsewhere. They also challenged the anti-abolitionists’ claims about the condition of Africans in Africa. The economic interest argument was met with the response that trade with Africa could continue, but with a commodity other than humans. Wilberforce (1807) provides an excellent summary of the abolitionists’ case. Drescher (1990) shows abolitionists’ emphasis on moral issues, for example that their most characteristic arguments in Parliamentary debates were: Policy Irrelevance (the idea that economic interests are irrelevant to the fundamentally moral issue); British guilt; British pride; religion; and justice. The champion of abolitionism in Liverpool was William Roscoe, who argued for decades against the trade. Roscoe was an historian, the author of an influential biography of Lorenzo de’Medici, and he frequently compared Liverpool to renaissance Florence. That flattering analogy offered redemption of identity to Liverpudlians who were willing to sacrifice the naked commercialism of the slave trade and invest in culture (Wilson, 1998). Ultimately, the cultural revolution reached Liverpool as well. Liverpool elected Roscoe, the face of abolition in the town, to Parliament in 1806. Further evidence that attitudes to slavery shifted in Liverpool is apparent in the tone of guides to the town published in the earlynineteenth century (Drescher, 1988). The Picture of Liverpool published in 1805 begins its discussion of the trade by calling the label “metropolis of slavery” an unfounded and illiberal characterization of the town. The slave trade is attributed to three or four houses, and to merchants from outside Liverpool. It is “the duty of those who feel for the honour of the town, and disapprove of the traffic to rescue it from this general opprobrium by every means in their power (147).” The slavers are recognized as being sometimes “of fair, unblemished characters, but of mild and conciliatory dispositions, exemplary not only for their public spirit, but also for 24 their private munificence and liberality (147).” These concessions remind us that that the slavers were neighbors of the writer, but they were also made under the rubric of “giving the devil his due.” The emerging picture is of a society that separated itself from the slavers. Status Effects During the Abolition Movement If the abolition movement’s cultural revolution affected Liverpool, what response would we expect from traders? With regard to status effects, the prediction is clear. The abolition movement strengthened and clarified the normative prescription against the slave trade, so we expect that status will have a larger effect to increase entre into the slave trade. Status increases liberty from normative prescriptions, so when the prescriptions are stronger and clearer, status should matter more. Multiplier of the Rate of Entering Slave Trade Non-Abolition Years Abolition Years 6 5 4 3 2 1 Others Merchants Gentlemen 0 Figure 6: Status Effects During The Abolition Movement (Table A1, Models 5 and 6) Figure 6 compares the effect of legal status for abolition and non-abolition years. It clearly shows that the role of legal status to encourage entry to the slave trade is markedly stronger during the abolition movement, when social pressure against the slave trade was intense, compared to the non-abolition years when it was latent. This difference is wholly consistent with the idea that high status traders flouted social pressure against the slave trade and is also useful for ruling out an alternative explanation, that Gentlemen invested in the slave trade due to advantages of capital or competence. The increased impact of status when social pressure was 25 stronger cannot be explained by differential investment advantages or economic risk propensity of Gentlemen, as the abolition movement did not change those things. We are left to conclude that the highest status traders were the ones most likely to enter the slave trade, and they did so because they were less subject to social pressure against the trade. Network Effects During the Abolition Movement Regarding the effect of the abolition movement on network influence, a useful starting point is Davis and Greve’s (1997) finding that a normatively ambiguous corporate governance practice diffused through a business network, while a clearly anti-normative one did not. They cite long standing evidence that pro-normative practices diffuse faster than anti-normative ones. That argument doesn’t fit our context perfectly. The slave trade was never pro-normative, rather it was anti-normative, but ambiguously so, and then clearly anti-normative during the abolition movement. Our theoretical attention is drawn to the individual relationship that is the structural foundation of network diffusion. The relational effect we have demonstrated is based on contacts between slavers and non-slavers. These increase the likelihood of non-slavers entering the slave trade, more so if the slavers are of higher status and therefore more influence. The congress that produces this effect can be imagined in the absence of the abolition movement, as slavers would at least be able to offer justifications for the trade, and attest to its rewards. But just how could that conversation work in the heat of the abolition movement, when the trade had been “collectively defined as abject and immoral (d’Anjou and Van Male, 1998:221)?” Put differently, the abolition movement transforms the relationships through which slaving could diffuse, indeed it wrenches them by undermining the morale equivalency of the actors on each side of the relationship. The abolition movement transforms relationships between slavers and non-slavers from structural holes, where the parties have access to different but potentially reconcilable bases of knowledge, to what Pachuki and Breiger (2010) call “cultural holes”, which span vast and potentially irreconcilable differences of values. Cultural holes are much harder to traverse, suggesting that network influence on the likelihood of entering the slave trade would be less strong during the abolition movement. 26 Non-Abolition Years Abolition Years 1.3 Multiplier of the Entry to Slaving Rate 1.2 1.1 1 Gentlemen Slaver Gentlemen NonSlv Merchant Slaver Merchant NonSlv Other Slaver Other NonSlv 0.9 0.8 0.7 0.6 Figure 7: Social Influence Effects During Abolition Movement. (Table A1, Models 5 and 6). Statistically significant effects are solid bars. Figure 7 compares the influence of network ties in abolition and non-abolition years. The difference is striking. Essentially, the network which was so potent in non-abolition years matters almost not at all during abolition movement. The figure shows that there were five significant network influences in the non-abolition years (nine including the effects of the Sephton network and network centrality which aren’t shown in Figure 68) and only one during the abolition movement (two counting ties to slavers through the Sephton Club). Notably, major network influences that pulled people into the slave trade in non-abolition years—the positive effects of ties to slavers who were Gentlemen and Merchants—do not operate during abolition. It is almost as if a switch was flipped, such that diffusion through much of the network was turned off. 8 These network effects are relevant to our argument but don’t appear in Figure 6 because the variables are not simple counts of ties, so the magnitude of their effects is not comparable to those in the Figure. The network centrality measures are ranks among active traders, and the Sephton tie variables were orthoganized because of multicolinearity, so are not simple counts of ties. 27 If diffusion through the network stopped during the abolition movement, what did operate? The structural change models (5 and 6 in Table A1) show that a number of individualcharacteristics operate differently during abolition to predict whether a trader enters slaving. We have already noted that legal status matters more during abolition. Before abolition, traders were more likely to enter slaving if they had suffered recent losses in the direct trade, but that effect doesn’t operate during abolition, suggesting a reduction in the legitimacy of the slave trade as part of a portfolio of investment options that a trader can choose from depending on his risk preference. Related, the effect of competition from slave traders outside Liverpool to discourage entering the slave is many times larger during abolition years. This heightened sensitivity to competition suggests that traders insist on a higher level of profitability to enter slaving during abolition, in line with the idea that the illegitimacy of the trade increased. A different dynamic comes from looking at traders who live in Liverpool, as opposed to living elsewhere. Liverpool residents were 46% more likely to enter the trade than non-residents in the non-abolition years, but 104% more likely during abolition. As we have noted, Liverpool was stigmatized by anti-slavery rhetoric during abolition, and its residents responded to the external threat to their identities with a unique stance in favor of the slave trade. They carried their case to the end, indeed, beyond it as Roscoe was met by a violent mob when he returned to Liverpool after casting his vote for abolition. The theoretically relevant point is that while network position mattered very much to determine who enters the slave trade before abolition, during abolition years, the influences did not depend on the network position of a trader. The abolition movement represented an activation of latent cultural values, such that all traders were now exposed to arguments that might have previously be shared in private between network partners. In effect, the locus of social control switched from the network to the culture, and the mechanism switched from network diffusion to broadcast diffusion (Strang and Soule, 1998). Were the Quakers Slavers? Quakers are typically recognized as the most significant cultural entrepreneurs of the British abolition movement (d’Anjou, 1996). Fascinatingly, our multivariate models do not indicate that Quakers were less likely to enter the Liverpool slave trade, regardless of whether 28 the abolition movement was active. Indeed, as Table 2 shows, Quakers among Liverpool traders were actually more likely to participate in the slave trade than non-Quakers (although that basic difference is not statistically significant in multivariate models). It is worth reminding here that our dependent variable is not participation in the abolition movement, but rather the slave trade. That some prominent Quakers were intellectual leaders of the abolition movement is undeniable, and indeed, reflected in our analysis in the fact that the entre to slaving decreased after Anthony Benezet began his campaign against it in Britain in 1761. Furthermore, it is a possible that Quakers in general may have been active participants in the abolition movement, while Quakers among the Liverpool traders were not discouraged from the slave trade, although such an effect would be intriguing at the least. Also it should be noted that accounts of the abolition movement that attend to broad indicators of participation rather than focusing on intellectual arguments give less emphasis to Quakers. Most notable in this regard is Drescher (1985) who concludes based on analyses of petition signers that “the data squares poorly with the attribution of abolitionism as a nonconformist middle-class movement (1986:130; see also Hudson, 2001).” Quakers were active and successful in commerce and the evidence is clear that some Quakers participated in the slave trade even as other Quakers railed against it. Leading Quakers prosecuted the slave trade in Rhode Island, and served as members of the Royal Africa Company, the early British slave trading monopoly (Davis, 1966: 304-305). Quakers were prominent and influential in Bristol when it was a leading slave port, and were leading slavers in Lancaster, close to Liverpool (Hudson, 2001: 562). Table 2 presents a comparison between Quaker and Non-Quaker traders in our data. The Quakers among Liverpool traders represented higher status than non-Quakers. They were more likely to be Gentlemen and Esquires, more likely to participate in the elite Sephton Club, and more central in the trading network. So, our arguments about the direct and network effects of status on the entre to slaving would have operated to push and pull Quakers into the trade. Add to this the idea that tight-knit Quaker networks promoted the transfer of capital and minimized business risk during the eighteenth and early nineteenth centuries (Prior and Kirby, 1993), which would make the Quakers less sensitive to the capital requirements and risks of the slave trade. These arguments suggest that while the Quakers may have been subject more than other traders to ideological arguments against the slave trade, they also had more of the status, social and economic resources that we have shown made traders more likely to participate in slaving. 29 Table 2 Quakers Among the Liverpool Traders Non- Quakers Quakers Number 5272 648 % Slavers 28% 38% % Sephton Club Members 4.2% 10.6% % Gentlemen/ Esquire 3.2% 5.1% % Merchants 51.0% 54.3% % Other Status 45.8% 40.6% Network at the End of Trading Career Number of Ties 7.1 13.2 % Ties to Quakers 17% 20% We further investigated the role of the Quakers by running our full model, with additional network variables to capture ties to slaving and non-slaving Quakers, on four subsets of our data: (Non-Quakers vs. Quakers) * (Abolition vs. Non-Abolition Years). This allows us to identify any differences in the forces that affected entre to slaving for Quakers and Non-Quakers. Most of the influences we identified (33 of 42) were statistically the same for Quakers and Non-Quakers. A few differences don’t invite systematic explanations, and might be attributed to chance (e.g., ties to non-slaving Gentlemen and non-slaving Others did more to dissuade Non-Quakers from slavery than Quakers in non-abolition years). More interesting to us was the fact that in nonabolition years, network ties to Quakers who were slavers did more to encourage non-Quakers to enter the slave trade. In the same years, ties to non-slaving Quakers did more to keep other Quakers out of the slave trade than non-Quakers. The second part is consistent with existing history, which has anti-slaving sentiment diffusing through the Quaker network at least since 1761. The first part suggests that those Quakers who were slavers were particularly influential on non-Quaker partners, perhaps because they represented a higher morale standing with regard to the trade that served as a shield for their network partners. Discussion 30 We justified analysis of the Liverpool slave trade as a source of insight about the trade itself, the phenomenon of dirty business, and theory. We’ll consider these in the reverse order in this discussion. One of the great opportunities for theory presented by the case is to examine the understudied effect of social movements on culture (Earl, 2004; Poletta, 2008). The abolition movement has previously been identified as an example of this effect. Our contribution comes from our analytic attention to individual choices made in cultural context. Poletta (2008 93) identifies the “methodological precision of psychological treatments of cognitive schemas” as a model for analyzing changes in “people’s beliefs about appropriate means.” We aimed to reveal the impact of the abolition movement on the models of action of Liverpool traders by comparing the effects of the same influences on their behaviors when the movement was on and when it wasn’t. Factors like individual status, social relationships, residential identity and economic interests operated differently on the traders depending on the status of the abolition movement. The differential effect of, for example, foreign competition or institutionalized status, on the investment decision of a trader, can only be attributed to a change in his model of action. Models of action, along with definitions of success, are culture as it manifests itself in individuals. Attention to individual models of action not only provides a rare opportunity to document cultural change. It also provides insight into cultural change as it occurred in higher-order structures. Changes in organizations and states, the typical explanatory targets of social movement analysis, occur on the foundation of changes in the people who populate them. This suggests another path for social movement theorists seeking to understand the macro effects of movements, through changes they create at the micro level. Of course, social movement research has examined individuals, but typically those who are mobilized, rather than those they mobilize against. Our approach suggests that the culturally informed models held by the individuals that populate the institutions social movements target matter for social movement outcomes. Understanding those models could help predict which social movement tactics will be effective and when macro change will occur. As Drescher (1986: 94) put it, “[t]he creation of a climate of opinion was therefore the most important residue of frequently renewed petitions.” That climate of opinion not only changed the behavior of Liverpool traders, but ultimately lead to a change in British law to outlaw the slave trade. 31 Our analysis also suggests that social movements might examine culture’s effects on individual choice as an end in itself, and not only as a trigger for more macro change. For example, we wonder if the abolition movement could have eventually strangled the Liverpool slave trade through normative pressure, absent a change in law. Regardless, there were certainly other behavioral changes that resulted from the cultural shift affected by the abolition movement. Soon after British abolition Liverpool became an enthusiastic center of support for subsequent abolition and emancipation campaigns, an effect that is hard to explain except as a redemptive response to earlier normative targeting of the city by abolitionists. Attention to the cultural impacts of social movements invites attention to the models of action of individuals. This opens up a range of potential outcomes of social movements, micro and macro, intended and unintended. Our findings also encourage increased attention to the cultural context of social networks, even to the point of suggesting that ties and networks cannot be understood independent of their cultural context. In our analysis, the same network tie had very different effects depending on the cultural context. The normative status of slaving transformed the identity of slavers, and their potential relationships with others. Emirbayer and Goodwin (1994: 1441) observed that ”[s]ympolic polarities crystallize within cultural structures, dividing social and metaphysical reality into such antithetical categories as “pure” and “polluted,” “just” and “unjust,” and “sacred” and “profane.” Such categories provide the groundwork for normative evaluations as well as the guidelines for action.” We would add that they provide the foundation on which relationships, and networks of relationships, are built. The transformation, at least in its influence, of the Liverpool trading network wrought by the abolition movement, reminds analysts that relationships depend on identities, status including morale standing, and the quality of interaction, which in turn is affected by shared values and symbols. This idea has been applied to understand cross-national results of brokerage (Xiao and Tsui, 1997). We think it deserves consideration whenever the effects of structure are compared across organizations, places and times. It may be critical to understanding the operation of structure even within a single network in times of cultural tumult. The concept of a cultural hole (Pachuki and Breiger, 2010) is a useful way to think of one extreme effect of culture on a dyadic relationship, when the two parties to a relationship represent incompatible value systems. We 32 have shown that influence through the relationship, at least in the domain of the conflicting values, decreases in this situation. Future research should examine other implications of cultural holes. Staying in our empirical context, we wonder about the domain specificity of the effect we identified. After abolition, might slavers and non-slavers influence each other in ways besides entre into the slave trade, for example might they influence each other’s votes for parliament, or taste in art? And what of the ongoing dynamics of the trading relationship? Tripedo (2013) showed that Whigs and Tories partnered under certain conditions in overseas trading voyages in Bristol, in the same period we study. It remains to be determined if the much wider cultural hole between slavers and nonslavers after the abolition movement could be traversed to allow co-investment. Future research should also embrace the fact that cultural holes do not represent mere incompatibility, but are in many cases associated with negative value judgments. This suggests the possibility of second order effects of stigma in networks. Pontikes, Negro and Rao (2010) showed that the network partners of stigmatized actors were penalized. Status matters also in the diffusion of stigma. In a result that may be a cousin of our finding that high status traders violate strong norms, they found that academy Academy Award winning actors who make films with communists were penalized less than lower status actors who did the same. And it may not only be actors that suffer stigma, but also ideas. Silverman and Ingram (2013) show that the Liverpool slavers were responsible for early innovations in economic governance that did not transfer smoothly to other commercial cities. Were the ideas themselves, which were applicable to many trading situations, tainted through association with slaving? The recognition that relationships depend on cultural understandings leads to many research topics, and the concept of the cultural hole serves to connect many of them. Of course, our case has limits as a basis for future theorizing. Obvious among them is that we have treated the abolition movement as a purely exogenous influence in our analysis. We see that as justified given our focus on the investing behavior of Liverpool traders, but we do not suggest that the abolition movement emerged independent of the economic interests that it affected. We encourage theories of the reciprocal relationships between social movements and their targets, even when those targets are individuals. Similarly, the abolition movement is probably an unusual case in terms of its impact on cultural change. The culture it affected was 33 unusually ripe for change. d’Anjou (1996) considers the implications of this for general theories of social movements and cultural change. Furthermore, the “cultural hole” we study, that between slavers and non-slavers in the heat of the abolition movement, may itself be unusual. It represents an extreme case of value-incompatibility, and may therefore be unrepresentative of the ways that cultural differences effect relationships and networks. Beyond theories of social movements, culture and networks, we also see in our study an opportunity to examine an important phenomenon, which we called dirty business. When will economic actors do things which are legal but against cultural values? The answer includes the ingredients of individual status and social influence, but their quantities are contingent on the clarity of the cultural values (Davis and Greve, 1997). When slaving was anti-normative in an ambiguous sense (“a necessary evil”, distasteful but not confronted openly), social influence through the trading network mattered. It was apparently possible to sustain social spaces where slaving was endorsed, or at least not penalized. These spaces were influenced by individuals of high status. When the cultural ordering was settled decisively against slaving by the abolition movement, entre to slaving continued, but with different predictors. Network influence mattered much less, but individual status mattered much more. These results can help to both predict and prevent the emergence of dirty business. For prediction, our results suggest that there is an element of chance as to whether and where dirty business first takes root. Before abolition, Gentlemen were more likely to enter the slave trade than others, but the effect was relatively small. Whether or not they did enter, they weighed heavily to influence their network partners to do as they did. If chance had played out slightly differently, and one or two Gentlemen slavers had foregone the trade, it may have been much harder for it to take root in the network. Similarly, opportunities for contact will also influence the emergence of dirty business. Yue, Luo and Ingram (2013) found that collusion was more likely to emerge among New York bankers connected through private clubs than through public directorships. Relationships in the Liverpool trading network were private, embedded as they were in small voluntary groups. And the Sephton Club in Liverpool offered a space where the elite could associate in private, and it was a fertile site for the incubation of the slave trade (related, it is interesting that ties to slavers through this private club were the only ones that 34 promoted slaving after the onset of abolition). One strategy for reducing the incidence of dirty business would be to publicize the associations of the elite. Another way to defuse the social influence that may encourage dirty business is to clarify the normative status of the practices. When that was clearly negative for slaving in Liverpool, the network lost sway, and individual status was the big gainer in influence. It is interesting here to think about the nature of status in our analysis, embedded in law, and often derived from birth. This is just the sort of sticky status that would be most likely to encourage norm violations (Philips and Zuckerman, 2001) and British society is probably safer now that the categories of Gentlemen and Esquire have lost their legal status and social meaning. More generally, we recommend that analysts consider the conditions under which status is sticky, and when it can be eroded by anti-normative behavior. Another change when norms turned against slaving concerned the influence of risk and reward on the entry choice. In the face of abolition, risk-taking traders were less likely to turn to slaving, and economic rewards for entering the slave trade had to be higher to induce entry. Others such as North (1990: 22) have suggested a trade-off between individual values and economic returns. Our evidence suggests that others’ values also enter the equation, and that variance in the strength of values should be considered in addition to variance in the economic price of maintaining them. This indicates another point of pressure for efforts to reduce the practice of dirty business, targeting the economic risks and returns directly. Effects of this strategy will depend on normative clarity regarding the targeted practices. This suggests an addition to emerging theories about corporate response to boycotts, and may help understand the theoretical route through which the media affects boycott impact (King, 2008). Our final step is to interpret our analysis for what we know about the slave trade itself. We see our results as conforming what is perhaps the core tenant of the last half-century of history on the trade: That it was counter to key elements of the British culture, but that these differences were mostly tacit until the abolition movement. We approached participation in the slave trade as an act of economic deviance, and gained substantial purchase on it by applying theories as to who breaks social rules. On the other hand, there is no anticipation in the extant literature of our finding that Gentlemen played a key role in the persecution of the trade, or that social-structural positions affected who took up the trade. In the infrequent instances when the 35 question of who the slave traders were has been considered at all, the conclusion has been (upon little or no evidence) that they were no different from their contemporaries, and the implication that the decision to take up slave trading was comparable to the decision to take up any other business (High, 1959). That idea we have shown to be false. Entering the slave trade was different even from participation in the direct trade to the slave colonies, although that business too was sometimes challenged as morally tainted. It was nothing like becoming a grocer. The particular role of Gentlemen does suggest an interpretation for British history beyond the one for social theory. Gentlemen (and Esquires) in the late eighteenth century did not merely represent an institutionalized social status. They could also be seen as the representatives of a hierarchical system that would soon fall away. Our analysis might not have been possible a generation alter, as the titles, particularly Esquire, proliferated to the point of losing their meaning (Leneman, 2000). Given this, the question occurs as to whether Gentlemen entered the slave trade not only because they were less subject to social penalties, but because they were more attracted its inherent hierarchy. Drescher (1986: 140) generalizes that “the British elite’s reaction to abolitionism….is that the higher the social level the deeper was the opposition.” This may over-simplify the battle lines. Hudson (2001) shows the Tory and Church of England ties of a number of abolitionist leaders. He also identifies planters who returned to Britain with slavemade wealth as a boorish threat to the country gentry. Compelling histories of the abolition movement have been based on the idea that exogenous forces such as the industrial revolution and rivalry with the U.S. cemented surprising alliances (Drescher, 1986; Brown, 2006). Our focus on the commercial partnerships of the time provides a new methodology for examining the impact of the myriad political, social and cultural forces on actual Brits as they pursued their fundamental interests (see also Trapido, 2013). The flip side of the fact that some high Tories were abolitionists is the fact that many Quakers were slavers. The Quaker participation in the slave trade has sometimes been cited as an illustration of the tensions for Quakers between piety and worldliness. But Quakers are usually credited with resolving decisively against slavery by the middle of the eighteenth century, and Quaker arguments, diffused initially through Quaker networks, are routinely cited as at the heart of abolitionist propaganda. Not only did Quakers push the cause, but purportedly enforced it in their community: “Quaker elders agreed to disown slave traders (Brown, 2006; 36 90).” Yet we find that even when the abolition movement was hot, Quakers in Liverpool were no less likely than non-Quakers to enter the trade. They were never influential on their nonQuaker network partners to forego the trade. The trade-off between profits and other interests is the crux of political economy, and our evidence suggests that there is even more to be gleaned about it from the Quakers’ relationship to the institutions of slavery. Our evidence also yields an observation about historical methods. Our micro study of who participated in the slave trade parallels Drescher’s (1986) examination of who participated in the abolition movement. Both of these efforts conclude that the Quakers were less exceptional than do the histories that focus on the writings about abolition by great men (Davis, 1966; Anstey, 1975; Brown, 2006). We do not make an argument for history “from above” or “from below”, but instead cite this example to justify taking multiple perspectives on important phenomena. Conclusion We opened the paper by citing to promise of history to help us understand who we are as a people, and we’ll finish there. We do not claim direct insight regarding contemporary American (or British) culture from the case of the Liverpool slave traders. Indeed, we see the case as a caution against drawing straight cultural connections between times and peoples. Yet, that style of cultural determinism is apparent when American scholars think of Britain’s cultural influence with regard to race. From the expectation that eighteenth century Londoners would view an interracial marriage the way we do today, to the idea that brutality against Africans in the in the seventeenth century Chesapeake was a cultural import from Britain. It is tempting to respond that early Americans may have imported their racial attitudes not from British culture but from British slave traders. But even that idea falls on the evidence. The slave traders were mercantilists and materialists. They valued profits more than the freedom of Africans, but they did not act on a theory of racial inferiority as Bailyn (2012: 175) suggested. Most important, the slave traders were deviants, rather than paragons of the British culture of the time. Whatever our own cultural schema with regard to race are, they are not directly descended from British slave traders. This, of course, is a statement of “who we are not” rather than “who we are.” But in the face of the frequent treatments of race in culture that assume a determinism that is almost genetic, we intend it to liberate the scholarly imagination. 37 References Alexandrova, Anna. 2009. “When analytic narratives explain.” Journal of the Philosophy of History 3: 1-24. Anstey, Roger. 1975. 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The Trans-Atlantic Slave Trade Database (TAST)) compiles data on all known slave voyages throughout the entire trans-Atlantic slave-trade period, between 1514 and 1867. For each voyage, the database includes the following information where possible: the names of all vessel owners, the dates on which the voyage began and ended, the location(s) on the African coast where the vessel embarked slaves, the location(s) in the Americas where the vessel disembarked slaves, and the outcome of the voyage – successful completion, sank, captured by privateers or pirates, lost to some other calamity, etc. We use these data to identify the number of voyages by year and departure port for Figure 1. We use the data for Liverpool-departing voyages to identify slave voyages undertaken by Liverpool ships, and the shipowners involved in these voyages. Co-ownership of vessels in this database is used as an input into the construction of the shipowner network. The Liverpool Plantation Register database (Schofield et al., undated) is a series of computer files compiled by historians of Liverpool’s maritime trade. The files cover a range of data, including information on all vessels registered at the port of Liverpool between 1734 and 1784 (as recorded in the official Register of Vessels at Liverpool) and on all voyages known to have been undertaken by these vessels (as recorded in voyage registration documents, insurance documents, and newspaper advertisements and articles). For each voyage, the database includes the following information: the names of all vessel owners, the occupations of many vessel owners, the dates on which the voyage began, the destination(s) of the voyage, and the outcome of the voyage – successful completion, sank, captured by privateers or pirates, lost to some other calamity, etc. These data cover both slave-trade and non-slave-trade voyages. We use these data to identify the non-slave voyages undertaken by Liverpool ships, and the shipowners involves in these voyages. We also use these data to double-check the TAST data on slave voyages. Beginning in 1766, John Gore began publication of Gore’s Liverpool Directory, Containing an Alphabetical List of the Merchants, Tradesmen, and Principal Inhabitants of the Town of Liverpool with their Respective Addresses. This directory was published roughly every three years through the mid-1800s. We used this directory to identify occupations of those shipowners 43 whose occupations were not provided in the Liverpool Plantation Register database, and to double-check the occupation data that were provided in that database. By integrating information in Gore’s Directory with that in the Liverpool Plantation Register database, we were able to identify occupations for more than 98% of all owners appearing in our data set. The Records of the Mock Corporation of Sephton were accessed directly by us in the National Archives housed at the Liverpool Record Office. These were complemented by reference to Horley (1893) who wrote a history of Sephton that relied extensively on the Records of the Mock Corporation. He transcribes some records that we have not found the originals of. The records present summaries of meetings. They also present a comprehensive list of members, which provides information on when they joined in most cases. We relied on this list to construct the associational network of the Sephton Club. The members list also presents the legal status of the members, which we used in some cases to fill in status data that was missing from other sources. Analysis of Transition to Slaving Our statistical analysis looks at the likelihood of a trader first entering the slave trade by investing in a slaving voyage. The unit of analysis is the investor-voyage, and the dependent variable is a zero if that investment is not slaving, one if it is. The models below are logit models. We have also estimated event history models with comparable results, but prefer the logit specification because it explicitly recognizes that the risk of engaging in the slave trade is higher for traders that invest in more voyages. Results appear in Table A1. There are a number of interesting results among the variables that are not central to our arguments in this paper. % Ships Lost, which is the percentage of a trader’s previous voyages that have not returned, increases the likelihood of entering the slave trade. Traders that suffered losses in the direct trade turned to slavery, perhaps in search of a business they could succeed at, or because their propensity to take risks increased as a function of their losses. Direct Trade Experience, which is the log of the number of direct trade voyages a trader has invested in, is negatively associated with entering the slave trade. In one sense, this is unsurprising, as knowhow in one business should predict persisting at it. However, direct trade activity is an indicator of wealth, so the result indicates that it was not simply the wealthiest traders who entered slaving (that conclusion is reinforced by the evidence that direct trade losses prompted entrance to slaving). The transition to slaving was reduced during the US Revolutionary War, a time when the British slave trade was greatly reduced. We conducted supplementary analysis to see if other variables in our model (e.g., status or networks) functioned differently during the War, as they did during the abolition years. They did not; instead it was an across-the-board decrease in the likelihood of entering the slave trade. Liverpool residents were more likely to enter slaving than investors who lived elsewhere, and more so during abolition. We interpret this as a result of the oppositional identity that Liverpool developed as a result of its deep association with slaving. 44 Global Competition is the number of slaving voyages in a year launched from outside England. It is negatively associated with the transition to slaving, more so during abolition. We also include a dichotomous variable “Post 1761” to capture the increasing momentum and salience of intellectual arguments against slavery as the eighteenth century advanced (d’Anjou, 1996). We chose 1761 as it was the year that Anthony Benezet, probably the most influential anti-slavery thinker, began communicating his arguments and exhortations to British Quakers. We operationalize the active years of the abolition movement based on Drescher’s categorization of the “hot” years of the movement as 1788-1792 and 1804-807 (1986:12-13). These years include eighteen percent of the voyages and nineteen percent of the slaving voyages in our data. In Models 1-4, Abolition Year attracts a negative coefficient, indicating that on average, traders were less likely to become slavers during the movement. Models 5 and 6 present a structural change model by estimating our full model on two exclusive subsets of our data, that representing non-abolition and abolition years. Did Gentlemen Slavers Perform or Invest Differently? We argue that Gentlemen entered slaving at a higher rate, and influenced others to enter, as a function of their social status. We have already explained that we rely on the fact that status effects were strongest when the normative pressure against the slave trade was strongest to rule out the alternative explanation the Gentlemen’s entry into slaving was due to superior resources or capabilities. The fact that the greater infectiousness of Gentlemen disappears during abolition similarly works against the argument that they were more influential simply because they were more capable. Nevertheless, the fact that Gentlemen’s status mattered does not mean other differences between Gentlemen and others didn’t, so here we investigate whether Gentlemen had differential success or patterns of influence. We explored those questions by looking at all Liverpool voyages in the Slave Voyages data base, and considering whether Gentlemen were among the ownership team for the voyage. We differentiated between whether the Gentlemen was first in the ownership list or occupied a subordinate position. We differentiated this position based on the assumption that the firstranked owner represented a larger share of ownership and/or acted as “ship’s husband”, the leader of the venture who gave instructions to the captain (Stephen Behrendt, personal communication). The variable Gentleman Husband indicates that the first owner was a Gentlemen, Other Gentlemen is a count of how many other Gentlemen were among the ownership group. Parallel specifications consider simply whether there were Any Gentlemen in the ownership team. Additionally we control for the year of the voyage, the size of the ship (tons), whether the voyage was in wartime, the size of the ownership group, the experience of the ship’s husband, and whether the captain had an ownership stake in the venture. Our dependent variables for performance include the likelihood of being captured or sunk, the number of crew who died on the voyage, the shortfall in slaves (the number planned for the 45 voyage less the actual number obtained, which is a negative indicator of performance), the time of the overall voyage and the time spent in the Americas selling slaves and acquiring cargo (shorter voyages are better because they increase the likelihood of time for a voyage the following year). Gentlemen slavers were neither more nor less likely to see their ships sink, or their crew die. Voyages with Gentlemen Husbands were less likely to be captured, and voyages with Any Gentlemen among the owners experienced smaller shortfalls of slaves. Additionally, voyages with Gentlemen Husbands were shorter in time overall. To further investigate this interesting effect we re-estimated our duration models using fixed effects. In the overall voyage length model we included an effect for the first destination in West Africa. The inclusion of fixed effects causes the Gentlemen Husband variables to become insignificant. This means that the shorter durations of voyages with Gentleman Husbands was due to the fact that they went to different places in Africa. The choice of places to acquire slaves was a strategic one and typically represented trade-offs. For example at places in West Africa with a centralized slave fort, acquiring slaves was faster but also more expensive. So, it could well be that Gentlemen slavers paid a higher price for slaves in exchange for their shorter voyages. Alternatively, it could be that Gentlemen had some particular advantage that allowed them to operate more quickly. For example, African traders like the Efik in Old Calabar had a banded status system that in some ways mirrored that of Britain (Behrendt et al., 2010). Perhaps high status African traders favored high status English traders. Both of these mechanisms are different from our focus on “freedom from normative control”, however they both depend on Gentlemen’s high status. Overall, the fact that Gentlemen Husband’s voyages were shorter and less likely to be captured, and that Gentlemen’s voyages experienced lower slave shortfalls are all indicative of better performance. However, given the trade-offs between different dimensions of performance, we cannot draw firm conclusions in the absence of systematic data on prices and profits. Turning to the nature of the voyages Gentlemen engaged in, they were less likely to employ the governance mechanism of extending an ownership stake to the captain. Silverman and Ingram (2013) show that captain ownership was an effective governance mechanism for reducing some risks of long distance trade. Although it was used more often in Liverpool than in other English ports, it was not typical even in Liverpool. We speculate that Gentlemen may have been less likely to employ this effective governance mechanism because including Captains among owners with Gentlemen is to form a cross-class equivalency that may have offended their status. In an analysis not reported, we found that Gentlemen tended to be higher on the ownership list than non-Gentlemen (average rank 2.6 for Gentlemen, 3.1 for non-Gentlemen) and were more likely to show up listed first (the role we call “Husband”) among the owners (36% vs. 26%). If that tendency indicates a higher ownership stake, it might mean that Gentlemen invested more than others, but listing first may represent not the magnitude of Gentlemen’s investments, but instead a form of deference. Moreover, Gentlemen invested in larger ships, and were more likely to invest during wartime, which represents particularly high risks and rewards. 46 Apparently, Gentlemen made different trade-offs between risk and return than other traders. We do not know whether this is attributable to economic wealth or status differences. We also examined whether Gentlemen’s slaving investments were more successful during abolition years (supplementary analyses available from the authors). There was no systematic indication that they were. Given that Gentlemen slavers were relatively few, we repeated the analysis of slave voyage outcomes using fixed effects to identify the Gentlemen slaver that was highest ranked on the ownership list. Results (available from the authors) indicated that when fixed effects are included, there are no main performance effects for Gentlemen Husbands or Others (effects regarding the size of ships and propensity to invest during war remain). Further, no individual Gentlemen Slavers jump out as having consistently better performance. The closest are probably Thomas Hughes and Richard Stevens who had unlikely runs of slaving voyages that experienced neither capture nor shipwreck. Yet neither of these seem to have left much of an imprint on history (for example, neither appear in the name index of Richardson, Schwarz and Tibbles (2007) recent history of Liverpool slaving, nor in Williams (1897) older history). Together, the various analyses of the performance of Gentlemen slavers suggest that it would have been very hard for even a careful observer of the industry to develop a belief that Gentlemen had a performance advantage in slaving based on anything except superstition. Despite our doubts that industry observers would have attributed superior performance to Gentlemen, given the evidence that suggests that Gentlemen were more risk-taking in investments, and that they may have performed better in slaving voyages, it is worth returning to our findings that they were more likely to enter the slave trade, and more influential on their network partners choices to enter. In particular, it is worth re-emphasizing that both the direct effect of legal status, and its effect on network influence depend on the normative environment regarding slavery, particularly that they differ during the abolition movement. Our results allow the possibility that investing competence, wealth, and risk profile account for some of the reason Gentlemen were more likely to enter the slave trade and more influential on the decisions of others to enter. But those factors cannot account for the fact that Gentlemen were more influential, and network influence less influential, during the abolition movement, while our arguments that focus on the effects of status can. We therefore conclude that while part of the Gentlemen effects we identify may be attributable to economic factors, social status and social influence were also operative. 47 Table A1: Logit Models of The Likelihood of Trader Investing in The Slave Trade for the First Time VARIABLES Gentlemen Merchant (1) All Years (2) All Years (3) All Years (4) All Years (5) Non Abolition Years (6) Abolition Years 0.759*** (0.103) 0.174*** (0.0576) 0.0315 0.801*** (0.103) 0.169*** (0.0578) 0.0241 0.762*** (0.104) 0.160*** (0.0578) 0.0196 0.489*** (0.111) 0.0993* (0.0590) 0.0139 0.242* (0.128) 0.0858 (0.0621) 0.0274 1.640*** (0.299) 0.508** (0.219) -0.0508 (0.0718) 0.587*** (0.185) (0.0719) -0.00136*** (0.000301) 8.27e-07*** (2.47e-07) 0.616*** (0.186) (0.0721) -0.00137*** (0.000302) 8.55e-07*** (2.47e-07) 0.599*** (0.187) 0.0711* (0.0401) 0.124*** (0.0361) -0.105*** (0.0382) -0.825*** (0.0298) 0.498*** (0.0561) -0.987*** (0.252) -0.535*** (0.0841) -0.000728* (0.000413) -0.667*** (0.0612) -1.388*** (0.108) -0.718*** (0.0347) 0.505*** (0.0562) -1.074*** (0.252) -0.555*** (0.0843) -0.000353 (0.000418) -0.605*** (0.0625) -1.332*** (0.111) -0.733*** (0.0350) 0.506*** (0.0563) -1.047*** (0.254) -0.554*** (0.0846) -0.000247 (0.000420) -0.613*** (0.0629) -1.330*** (0.113) (0.0741) -0.00162*** (0.000308) 8.21e-07*** (2.54e-07) 0.655*** (0.191) 0.0932** (0.0403) 0.117*** (0.0365) -0.100*** (0.0381) 0.155** (0.0623) -0.405*** (0.0851) 0.0400*** (0.00874) -0.0212* (0.0118) -0.104*** (0.0329) -0.0527*** (0.0133) -0.548*** (0.0405) 0.408*** (0.0577) -1.020*** (0.253) -0.560*** (0.0858) 4.40e-05 (0.000425) -0.626*** (0.0636) -1.312*** (0.114) (0.0774) -0.00178*** (0.000333) 9.36e-07*** (2.79e-07) 0.717*** (0.200) 0.0920** (0.0447) 0.109*** (0.0379) -0.149*** (0.0416) 0.201*** (0.0702) -0.454*** (0.0968) 0.0500*** (0.00959) -0.0135 (0.0122) -0.155*** (0.0359) -0.0560*** (0.0141) -0.547*** (0.0427) 0.378*** (0.0612) -0.996*** (0.255) (0.264) -0.000590 (0.000884) 6.01e-08 (6.87e-07) 0.122 (0.692) -0.107 (0.138) 0.934** (0.399) 0.0601 (0.0953) -0.164 (0.156) -0.166 (0.171) 0.0261 (0.0269) -0.129*** (0.0416) 0.0322 (0.0924) 0.0751 (0.0460) -0.550*** (0.134) 0.715*** (0.199) 0.000523 (0.000445) -0.619*** (0.0646) -1.390*** (0.120) -0.00480*** (0.00155) 26,047 26,047 26,047 26,047 21,152 4,895 Quaker Network Status (Network Status)2 % Ships Lost Septhton Member Sephton Slaving Ties Sephton NonSlv Ties Gentlemen Slaving Ties Gentlemen NonSlv Ties Merchant Slaving Ties Merchant NonSlv Ties Other Slaving Ties Other NonSlv Ties Direct Trade Exp. Liverpool Resident US War Abolition Year Global Competition Post-1761 Constant Observations Standard errors in parentheses *** p<0.01, ** p<0.05, * p<0.1 -1.803*** (0.541) 48 Table A2 Did Gentlemen Slavers Invest or Perform Differently? VA RIA B LES Year Num. Owners Captain Owner Husband Exp. Size War Year Gent Husband Other Gents A ny Gent Co nstant Observatio ns R-squared ShipShipCrew Captured Captured wrecked wrecked Died Crew Died Slave Slave Vo yage Sho rtfall Sho rtfall Length Vo yage Length Vo yage Length Time in Time in Captain A mericas A mericas Owner Captain Owner Size Size 0.01** (0.00) 0.00 (0.03) -0.34* (0.19) -0.00 (0.00) -0.00 (0.00) 0.11 (0.14) 0.14 (0.21) -0.16 (0.17) -0.14*** (0.02) -0.04 (0.06) 0.54 (0.45) 0.03*** (0.01) 0.01*** (0.00) -0.21 (0.38) -2.40*** (0.09) 1.42*** (0.54) 4.94 (3.29) 0.18*** (0.06) 0.29*** (0.01) -9.74*** (2.85) -5.25 (4.29) -2.12 (3.06) -1.83*** (0.14) 2.94*** (0.86) 13.57** (5.49) 0.20** (0.10) 0.04 (0.03) 16.36*** (4.76) -2.39*** (0.17) 0.44 (0.95) 16.21*** (5.73) 0.08 (0.10) 0.19*** (0.03) 14.70*** (5.05) -1.24 (7.27) 0.69 (5.23) -0.47*** (0.07) -1.25** (0.49) 3.42 (3.17) -0.06 (0.05) 0.10*** (0.01) 1.62 (2.77) 0.33 (3.42) 1.48 (2.64) -0.01*** (0.00) 0.30*** (0.02) -0.01*** (0.00) 0.30*** (0.02) 2.69*** (0.05) -2.13*** (0.47) 2.70*** (0.05) -2.26*** (0.46) -0.04*** (0.00) 0.00 (0.00) -0.03 (0.10) 0.06 (0.21) -0.21** (0.11) -0.04*** (0.00) 0.00 (0.00) -0.03 (0.10) 0.01** (0.00) -0.01 (0.03) -0.34* (0.19) -0.00 (0.00) -0.00 (0.00) 0.11 (0.14) 0.05*** (0.00) -0.02 (0.03) -0.17 (0.17) -0.01** (0.00) -0.00*** (0.00) 1.58*** (0.12) -0.43** (0.22) 0.22* (0.13) 0.04*** (0.00) -0.01 (0.02) -0.18 (0.17) -0.01** (0.00) -0.00*** (0.00) 1.56*** (0.12) -0.14*** (0.02) -0.04 (0.06) 0.53 (0.45) 0.03*** (0.01) 0.01*** (0.00) -0.21 (0.38) -0.26 (0.40) -0.23 (0.33) -2.40*** (0.09) 1.52*** (0.52) 4.91 (3.29) 0.18*** (0.06) 0.30*** (0.01) -9.76*** (2.85) -1.81*** (0.14) 2.53*** (0.88) 13.85** (5.49) 0.23** (0.10) 0.04 (0.03) 16.79*** (4.76) -15.35** (7.19) 3.97 (4.99) -0.01 0.02 -0.17 -5.95** -2.99 (0.15) (0.14) (0.31) (2.90) (4.85) -19.26*** -19.68*** -83.06*** -81.90*** 249.38*** 249.27*** 4,267.24***4,271.89***3,590.12***3,630.05***4,623.38***895.74*** (7.14) (7.13) (7.75) (7.73) (27.59) (27.53) (154.55) (154.22) (244.17) (243.54) (308.21) (118.29) -19.26*** -19.68*** -83.04*** -81.88*** 249.38*** 249.27*** 4,267.24***4,271.87***3,590.21***3,630.15***4,623.79*** 896.07*** -7.14 -7.13 -7.75 -7.73 -27.59 -27.53 -154.56 -154.23 -244.17 -243.54 -308.21 -118.29 4,591 Standard erro rs in parentheses *** p<0.01, ** p<0.05, * p<0.1 4,591 4,591 4,591 2,159 0.06 2,159 0.06 3,860 0.19 3,860 0.19 3,317 0.1 3,317 0.1 2,646 0.27 1,746 0.04 -0.47*** (0.07) -1.23*** (0.47) 3.42 (3.16) -0.06 (0.05) 0.10*** (0.01) 1.56 (2.76) 2.18 (2.47) 895.85*** 16.51*** (118.12) (5.07) 896.20*** 16.52*** -118.12 -5.07 1,746 0.05 4,591 11.22*** (4.27) 5.21* (3.01) Vo yage in War Vo yage in War -0.03*** (0.00) 0.04*** (0.02) -0.00 (0.10) 0.01*** (0.00) -0.00*** (0.00) -0.03*** (0.00) 0.04** (0.02) -0.00 (0.10) 0.01*** (0.00) -0.00*** (0.00) 0.37*** (0.13) 0.05 (0.09) -0.20* 9.36*** (0.11) (2.89) 16.26*** -4,624.70*** -4,637.64*** 47.76*** (5.06) (94.60) (93.82) (4.07) 16.27*** -4,624.70*** -4,637.64*** 47.77*** -5.06 -94.6 -93.82 -4.07 4,591 4,810 0.36 4,810 0.36 4,591 0.15* (0.09) 47.06*** (4.04) 47.06*** -4.04 4,591
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