Date
Time
Venue
Training Methodology
Fee
SSM CPE Points
4 September 2014
9.00 a.m. – 5.00 p.m.
Menara SSM@Sentral, Kuala Lumpur
Lectures and Discussion
RM400 (Standard), RM350 (Licensed Secretary)
8
Private Company Going Public
PERSPECTIVE
Any company that has ambitious development plans will at some time or another consider
seeking listing on a stock exchange. Stock exchanges maintain various lists of securities, with
different requirements for securities and their issuers to be complied with. The stock exchange
must see to it that the securities included in the lists comply with respective criteria. So, while
the listed status of a security does not guarantee that it will do well in the market, the fact that
its issuer was able to comply with the requirements and qualify for listing is regarded as a sign of
quality.
LEONG OI WAH
COURSE OBJECTIVE
This course is addressed to companies contemplating or preparing a public offering of shares.
The participants will gain knowledge of, among others, the public offering and prospectus
preparation process, the role of the advisors in this process and the relevant capital markets
regulations.
In addition, participants will gain an overview of the current and periodic reporting obligations as
well as of the corporate governance requirements applicable to public listed companies.
COURSE CONTENTS
LEARNING OUTCOME
• Discuss consideration for a public listing.
By attending this course, participants will be
able to:
• Preparing for the listing process.
• Legal framework and requirements.
• General continuing obligations,
disclosures and financial reporting,
transactions and corporate governance.
ABOUT THE TRAINER
• Gain an insight into the going public
process.
• Understand the requirements their
Company needs to fulfil in order to
conduct a public offering as well as after
the listing.
• Expect the challenges that a Company
might encounter and be prepared with
possible solutions.
WHO SHOULD ATTEND
Company directors, company secretaries,
financial directors, specialists responsible
for strategy and investor relations and
shareholders who aspire to seek listing on
the stock exchange.
COMPANIES COMMISSION OF MALAYSIA TRAINING ACADEMY’S CONTINUING EDUCATION PROGRAMME (CEP)
Leong Oi Wah is a Fellow Member of
the Malaysian Institute of Chartered
Secretaries and Administrators
(MAICSA) and has more than 20 years
of experience in handling corporate
secretarial matters in the profession
and the corporate sector.
Oi Wah is also involved in advisory
on corporate secretarial requirements
including corporate restructuring and
compliance with various regulatory
bodies such as the Registrar of
Companies, Bursa Malaysia Securities
Berhad, Securities Commission
and other authorities. She is an
approved trainer with Pembangunan
Sumber Manusia Berhad and does
regular training for the Companies
Commission Malaysia Training
Academy and other professional
bodies.
REGISTRATION FORM
Use one form for each participant. Print or type clearly. This form can be downloaded from SSM’s website at www.ssm.com.my. Kindly
make copies if more forms are needed.
Yes, please register me for the below programme:
Date
q
04 September 2014
Event Code
venue
Title
CEP/KL/14/059
Menara SSM@Sentral, Kuala Lumpur
Private Company Going Public
Participant Details: (All details must be completed)
Name _____________________________________________________________________________________________________________
I/C No. ______________________________________________________ Licensed Secretary No. _______________________________
Professional Body Name ___________________________________________________________________________________________
Designation _____________________________________________________________________________________________________
Company _______________________________________________________________________________________________________
Address _________________________________________________________________________________________________________
_______________________________________________________________________________________________________________
Office Tel. No. ____________________________ Fax No. ____________________________ Mobile No. ____________________________
Email Address ___________________________________________________________________________________________________
(Please provide your e-mail address as registration confirmation is send to you via e-mail.)
Name of HR personnel ____________________________________________ Office Tel. No. ______________________________________
Vegetarian Meal
Other Diet _____________________________________________________________________________
FEE
Fee is inclusive of certificate of attendance issued by the Companies Commission of Malaysia (SSM), a pre-loaded CD containing training materials,
refreshments and lunch.
HOW TO REGISTER?
Send registration form to :
COMTRAC
Level 12, Menara SSM @ Sentral, 7 Jalan Stesen Sentral 5, Kuala Lumpur Sentral, 50623 Kuala Lumpur
Tel: +(603) 2299 4440 (Farah) / 4441 (Priya) / 4448 (Noor) / 4421 (Lekshmi) Fax: +(603) 2299 4451 / 4452 Email: [email protected]
HOW TO PAY?
1. Make payment at SSM
Payment can be made at Menara SSM, Level 17, Menara SSM @ Sentral, Kuala Lumpur and at all SSM branches. Kindly use ‘Lampiran 1’ (COMTRAC
Training Fee Payment Form) when submitting the payment at counter. Lampiran 1 can be downloaded from SSM’s website at www.ssm.com.my.
Or
2. Send payment to COMTRAC
I enclose cheque / bank draft no: ____________________ for amount of RM ____________________ (non-refundable) and made payable to ‘SURUHANJAYA
SYARIKAT MALAYSIA’ and ‘Lampiran 1’ (COMTRAC Training Fee Payment Form). Please indicate the participant(s) name, Licensed Secretary no.
(if any), seminar date and event code on the reverse of the cheque. Lampiran 1 can be downloaded from SSM’s website at www.ssm.com.my.
Terms & Conditions
Registration is on a first-come-first-served-basis. No walk-ins accepted. All registrations MUST be accompanied with the full payment. Admittance will not
be permitted unless payment or a letter of guarantee is received. There is no refund policy for cancellation by participant. If a participant fails to attend a
programme, the registration fee will not be refunded nor allocated to another programme. Postponement/replacement is allowed if SSM is notified within
three (3) working days prior to the programme. All postponements/replacements must be made in writing and acknowledged by SSM. Any replacement
of certificate due to errors in name or identification card number wrongly filled by participant/representative during registration or loss of certificate will be
charged an administrative fee of RM30.00 per copy.
SSM reserves the right to postpone the date or cancel programme and/or change venue due to any unforeseen circumstances that may arise. In cases of
cancellation by COMTRAC, the participant will be duly informed and the registration fee will be refunded upon request. SSM reserves the right to change
the speaker(s) without prior notice. In such case, there shall be no refund.
Please produce national registration identity card/passport upon registration for identity verification. Please advise us if you need an invoice otherwise
the registration form serves as our invoice.
• Suruhanjaya Syarikat Malaysia is registered as a training provider with PSMB under Reg. No: 1846.
• Save Paper, Save Trees, Save the Planet! In pursuit of SSM’s Corporate Responsibility Agenda in helping the environment through sustainable go green campaign, participants
of COMTRAC’s training programmes will receive a compact disc pre-loaded with seminar materials in place of printed notes with effect from 1 January 2011.