PUBLICATIONS Journal of Geophysical Research: Atmospheres RESEARCH ARTICLE 10.1002/2013JD020798 Key Points: • Use two mechanisms to explain the activity of Es layer • The ID index is used for the comparison • The formation of Es layer is explained more completely Correspondence to: J.-Y. Liu, [email protected] Citation: Yeh, W.-H., J.-Y. Liu, C.-Y. Huang, and S.-P. Chen (2014), Explanation of the sporadic-E layer formation by comparing FORMOSAT-3/COSMIC data with meteor and wind shear information, J. Geophys. Res. Atmos., 119, 4568–4579, doi:10.1002/ 2013JD020798. Received 26 AUG 2013 Accepted 2 APR 2014 Accepted article online 4 APR 2014 Published online 24 APR 2014 Explanation of the sporadic-E layer formation by comparing FORMOSAT-3/COSMIC data with meteor and wind shear information Wen-Hao Yeh1,2, Jann-Yenq Liu2,3,4, Cheng-Yung Huang1, and Shih-Ping Chen2 1 GPS Science and Application Research Center, National Central University, Chung-Li, Taiwan, 2Institute of Space Science, National Central University, Chung-Li, Taiwan, 3Center for Space and Remote Sensing Research, National Central University, Chung-Li, Taiwan, 4National Space Organization, Hsinchu, Taiwan Abstract The formation of the sporadic E (Es) layer can be interpreted in several different ways, with wind shear theory and the meteor ionization mechanism being the most commonly used explanations. Nevertheless, neither the wind shear theory nor the meteor ionization mechanism alone can completely explain the formation of the Es layer. The meteor ionization mechanism cannot interpret the different activity in this layer between the Northern and Southern Hemispheres, while the wind shear theory cannot explain the source of the large amount of ionized particles in the Es layer. In this study, the activity in the Es layer is compared with information about meteors and the global vertical speed of ionized particles. The information about meteors is obtained from International Meteor Organization and Radio Meteor Observing Bulletin. The global vertical speed information for ionized particles is calculated using the International Geomagnetic Reference Field model, Horizontal Wind Model (HWM07), and Mass Spectrometer-Incoherent Scatter model. The activity in the Es layer is based on the value of the irregular degree index, which is derived from the signal-to-noise ratio obtained from Formosa Satellite Mission-3/Constellation Observing System for Meteorology, Ionosphere, and Climate (FORMOSAT-3/COSMIC) Global Positioning System radio occultation mission. Taking both wind shear theory and the meteor ionization mechanism together, the source of the ionized particles in the Es layer and the difference in the activity in the Es layer between Northern and Southern Hemispheres can thus be explained more completely. 1. Introduction The ionosphere of the Earth is an envelope containing partially ionized gases ranging from about 60 to a thousand kilometers in altitude. The sporadic E (Es) layer is a layer with enhanced electron density which appears sporadically in the lower E region from 90 to 120 km in altitude. The Es layer has been the subject of research for many decades [e.g., Whitehead, 1970, 1989; Mathews, 1998]. Although there are many mechanisms to explain the formation of the Es layer, including thunderstorms [Whitehead, 1970] and solar radiation [Pavelyev et al., 2007], it is most often explained by the wind shear theory [Whitehead, 1961; Mathews, 1998; Carrasco et al., 2007; Haldoupis, 2011] and the meteor ionization mechanism [Mathews, 1998]. In wind shear theory, the ionized particles are affected by wind and the Earth’s magnetic field, where the convergence and divergence mechanisms determine whether the ionized particles form a layer. Otherwise, as meteoroids enter the Earth’s atmosphere, the meteor count rate has a near-Gaussian height distribution with a centroid altitude near 90 km [Hocking et al., 2001; Stober et al., 2008], which is close to the altitude of the appearance of the Es layer. The dependency of the meteor count rate on the altitude is observed through radar echo reflected by meteor trail plasma. The radio occultation (RO) technique has been used to explore the atmosphere of other planets in the solar system [Fjeldbo and Eshleman, 1969]. With the advent of the Global Positioning System (GPS), the ionosphere and atmosphere can be observed globally using the RO technique. The RO technique is based on the use of a low Earth orbit (LEO) satellite to receive the GPS signals which propagate through the atmosphere and ionosphere. At the present time there are many satellites that can be used for this purpose, such as GPS/Meteorology (GPS/MET) experiment, German Challenging Minisatellite Payload (CHAMP), and Formosa Satellite Mission-3/Constellation Observing System for Meteorology, Ionosphere, and Climate (FORMOSAT-3/COSMIC or F3/C) [Liou et al., 2007]. Previous studies of the layer structures in the atmosphere and ionosphere using RO phase and amplitude profiles have been conducted [Pavelyev, 2002; Pavelyev et al., 2003, 2008, 2010; Wickert et al., 2004; Liou and Pavelyev, 2006; Yeh et al., 2012]. On the other hand, Hocke et al. [2001] found that the irregularity in the Es layer occurs at YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4568 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 1. Four time intervals from Lon-Lat-Alt analysis in January 2010. (a–d) The time intervals are 0 to 6, 6 to 12, 12 to 18, and 18 to 24 LT, respectively. altitudes of 90–110 km using GPS/MET data. Wu et al. [2005] established a seasonal map of the Es layer by using data from CHAMP. Arras et al. [2009] studied the occurrence frequency of the Es layer by using the wind shear information from 80 to 100 km in altitude obtained from the Collm Observatory. Dou et al. [2010] compared F3/C data with data from meteor radar and sodium fluorescent lidar to study the possible relations between incoming meteors, the Es layer, and the sporadic sodium atom layers. Yeh et al. [2012] used the Horizontal Wind Model (HWM07) to compare information about the Es layer with wind shear from 90 to 120 km at the latitude where the maximum Es layer occurs. Jacobi et al. [2013] compared F3/C data with the data from the Collm VHF meteor radar in study of the correlation between Es rates and meteor flux variation. The above studies show that wind shear and meteor ionization separately play important roles in formation of the Es layer. Nevertheless, the comparison between Es activity and wind shear shows lack of correspondence in spring and autumn, and meteor ionization cannot explain the difference in Es layer activity between the Northern and Southern Hemispheres. In this study, we combine the wind shear and the meteor ionization mechanisms together to explain the formation of the Es layer. These two mechanisms are found to be complementary and not needed in additional explanation. In this study, we not only compare the Es layer activity with meteor observations data but also with the global annual variation in meteor number. The data for meteor observations are obtained from the Radio Meteor Observing Bulletin (RMOB), and information about the global annual variation in the number of meteors is obtained from the International Meteor Organization (IMO). Additionally, the information related to vertical speed is calculated using the International Geomagnetic Reference Field (IGRF) model, HWM07, and the Mass Spectrometer-Incoherent Scatter (MSISE-90) model. The irregular degree (ID) index, which was developed by Yeh et al. [2012] using the signal-to-noise ratio (SNR) of the P code for the L1 channel, is used to investigate the activity in the Es layer. The method for analysis of the F3/C data is described in section 2. The method for analyzing meteor information and the calculation of the vertical speed of ionized particles are described in section 3. The comparison of the results and the discussions are given in section 4, followed by a summary. YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4569 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 2. (left) Two-dimensional maximum ID index distribution showing four time intervals in January 2010. (right) The location of data points in the area in the 0.4 to 0.5 ID range interval in January 2010. 2. Data Analysis of the FORMOSAT-3/COSMIC Data The SNR of the L1/P code of F3/C from 2008 to 2011 is used for the present investigation. In order to study the irregularity of the Es layer and compare this with meteor information, one needs to analyze the annual variation of the ID index, which indicates the activity in the Es layer. The first step is to transfer the SNR to the ID index by using the ID index derivation described in Yeh et al. [2012], the height of the perigee of the straight line connecting GPS and LEO satellites is adopted as the altitude. After transferring the SNR from 2008 to 2011, the data for each year are separated into 12 months, and for each month, the data are separated into four local time (LT) intervals, which are 0 to 6, 6 to 12, 12 to 18, and 18 to 24. The data for each LT interval in each month are then used for Longitude-Latitude-Altitude (Lon-Lat-Alt) analysis. An example is shown in Figure 1 where the four panels show the four time intervals for January 2010. Due to the bias caused by traditional determination of the tangent points of the signal and the influence of ionospheric inclined layers and irregularities, the essential values of the ID index are seen in the 50–80 km altitude interval [Wickert et al., 2004; Pavelyev et al., 2012]. So a more robust analytical model is needed to militate the influence if using the Abel inversion [Pavelyev et al., 2012], although the bias does not have much influence on the analytical results in this study. Time intervals 1 to 4 are 0 to 6, 6 to 12, 12 to 18, and 18 to 24 LT, respectively. The horizontal spatial resolution in Figure 1 is 1° in longitude and latitude, and the vertical resolution is 1 km. The color in Figure 1 indicates the median value of all the ID index data located in each grid. The results of Lon-Lat-Alt analysis are used to determine the two-dimensional maximum ID index (maxID) distribution. An example of maxID distribution is shown in Figure 2 (left). The four panels in Figure 2 (left) show the two-dimensional maxID distribution for the four time intervals in January 2010. The resolution in longitude and latitude is 1°. The maxID in each grid of two-dimensional maximum ID index distribution is the value of maximum ID index in all vertical grids with similar Lon and Lat in Lon-Lat-Alt analysis. For the Lon-Lat-Alt and two-dimensional maxID distribution, the individual ID index values over 7° in longitude and latitude and 1 km in altitude, while the coordinates of the center are shifted every 1° along the longitude and latitude, respectively. The maxID distribution is separated into six areas based on the different ranges of the YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4570 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 3. The annual variation of ID values in six range intervals in 2010. The black lines indicate the original profiles, and the red lines the profiles after smoothing. ID index. The ID range intervals for these six areas are 0.0 to 0.1, 0.1 to 0.2, 0.2 to 0.3, 0.3 to 0.4, 0.4 to 0.5, and larger than 0.5. Next, we gather the data which are located in each area in each time interval. The four panels in Figure 2 (right) show examples of data located in the area for 0.4 to 0.5 ID range interval in January 2010. Then the data located in each area and time interval are used for analysis of annual variation. The black lines in Figure 3 indicate the annual variation of ID values in the six range interval areas in 2010. The values in Figure 3 are the median value of the ID index in each time interval in each day of the year (DOY). We then smooth the annual variation of the ID index. The smoothing process is used to make the variation more clear for the purpose of determination. The smoothing method is formulated as fs = [I + STΓS] 1fu [Twomey, 1996], where fs, fu, I, S, and Γ are the smoothed result, raw data, unitary matrix, constraint smoothing matrix, and diagonal matrix with degrees of control element, respectively. The value of the diagonal elements in Γ is 1000. The smoothed results are the red lines in Figure 3. The plots in Figures 3a–3d show that although the ID values are different, similar values are maintained throughout the whole year. In Figures 3e and 3f, the ID values show obvious seasonal variations, especially in Figure 3f, which indicates that the activity of Es layer in the corresponding area is violent. The annual variations of the ID index in the area where the ID range is larger than 0.5 in 2010 to 2011 are shown in Figures 5 and 6 (top). 3. Data Analysis of Meteor and Vertical Speed Information 3.1. Global Annual Variation in Meteor Information The meteor information in this study comes from the meteor shower calendar provided by IMO [McBeath, 2009, 2010]. The duration, maximum date, and zenithal hourly rate (ZHR) of the meteor shower are used in the calculation. Based on this information, the variation of meteor numbers during the duration of the shower is described by using the cosine functions. A diagram of the meteor number variation in one meteor shower YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4571 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 is shown in Figure 4 as an example. In this figure, the length of the horizontal axis indicates the duration of the meteor shower and the blue arrow points to the date of the shower peak. The length of the vertical axis indicates the value of the ZHR, which represents the maximum number of meteors that an ideal observer would see in perfectly clear skies with the shower’s radiant overhead. The left side of the shower maximum at the beginning and the right side of the shower maximum at the end of a shower are fitted by cosine functions from π to 2π and 0 to π, respectively, to conform to the situation of continuity. Figure 4. A diagram of the variation in the number of meteors in one meteor shower. The length of the horizontal axis indicates the duration of the meteor shower, the blue arrow points to the date of shower peak, and the length of the vertical axis indicates the ZHR value. We considered all the meteor showers in the IMO meteor shower calendar in 2010 and 2011. The annual variations of the amount of meteors from 2010 and 2011 are shown in Figures 5 and 6 (bottom). The variations in the ID index in the area where the ID range is larger than 0.5 are shown in Figures 5 and 6 (top). 3.2. Local Annual Variation of Meteor Information The meteor observation data provided by the RMOB website are used for local comparison with RO data. Five set of meteor observations from 2008 and 2011, and three from 2009 to 2010, which have the most complete meteor observation of the whole year, are used in this study. The observer and the location of the meteor observations are shown in Table 1, and more information regarding the meteor observations can be found on the RMOB website. RMOB provides hourly meteor number observations and daily variations in numbers of meteors from 2008 to 2011, as shown in Figures 7–10 (bottom). The value of meteor number is the summation of the number over 24 h in a day. If the information for meteor number is not complete for a day, the data point for that day is not plotted in the panels. The annual variation of ID index corresponding to each set of meteor observation is shown in Figures 7–10 (top and middle). The position of each ID index profile located in an area of 10° in longitude and latitude is Figure 5. (top) Annual variation in the ID in the area where the ID range is larger than 0.5. The black line indicates the raw variation, and the red line is the smoothed result. (bottom) Annual variation of the number of meteors in 2010, as obtained from IMO. The red lines indicate the meteor number variation in each meteor shower, and the black crosses indicate the summation of the meteor number. YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4572 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 6. (top) Annual variation in the ID in the area where the ID range is larger than 0.5. The black line indicates the raw variation, and the red line is the smoothed result. (bottom) Annual variation of the number of meteors in 2011, as obtained from IMO. The red lines indicate the meteor number variation in each meteor shower, and the black crosses indicate the summation of the meteor number. considered with the observational location located at the center. Figures 7–10 (top) show the variation in the median value of the ID index in each DOY and each altitude. Figures 7–10 (middle) show the mean ID value from 75 to 125 km in altitude in Figures 7–10 (top). As described in section 2, the essential values of the ID index seen in the 50–80 km altitude interval of the ray perigee are caused by influence of ionospheric inclined layers and irregularities [Wickert et al., 2004; Pavelyev et al., 2012]. 3.3. Vertical Speed of Ionized Particles The ion’s vertical speed w at a steady state, as associated with wind shear theory, can be calculated with the following equation [Mathews, 1998] U cos I sin I þ ωvii V cos I w¼ (1) 2 1 þ ωv ii where vi and ωi are the ion-neutral collision frequency and ion gyrofrequency, respectively, U and V are neutral velocity in the magnetic south and east, respectively, and I is the magnetic dip angle. In this study, the IGRF model is used to calculate the magnetic dip angle, declination angle, and magnetic field. The neutral velocity in geodetic coordinate is calculated by HWM07, and the magnetic declination angle is then used to transform the neutral velocity from geodetic coordinate to geomagnetic coordinate. The ion-neutral collision frequency is calculated by using the equation [Kelley, 2009] 1 v i ¼ 2:6 109 ðnn þ ni ÞA2 (2) where nn and ni are the number density of neutral particles and ions, respectively; and A is the mean Table 1. The Observers and the Location of the Observations Obtained From RMOB That are Used in This Study Observer Location Ed Majden Gaspard De Wilde Mike Otte Enric Fraile Algeciras Andy Smith Willy Camps Jeff Brower Kurt Fisher Steve Roush YEH ET AL. Courtenay, Canada (49°41′N, 125°01′W) Dessel, Belgium (51°14′N, 5°06′E) Pearl City, IL, USA (42°20′N, 90°W) Centre Meteorologic de l’Alt Camp (Tarragona) (41°17′N, 01°15′E) Tavistock, Devon, UK (50°33′N, 4°08′W) Tessenderlo, Belgium (51°05′N, 5°06′E) Kelowna, British Columbia, Canada (49°51′N, 119°34′W) Salt Lake City, Utah, USA (40°46′N, 111°53′W) Apache Junction, AZ, USA (33°23′N 111°32′W) ©2014. American Geophysical Union. All Rights Reserved. 4573 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 7. (top) Yearly distributions of the ID index, (middle) yearly mean ID value variations from 75 to 125 km in altitude as shown in Figure 7 (top), and (bottom) the daily resolution for meteor number variations in 2008. Figure 8. (top) Yearly distributions of the ID index, (middle) yearly mean ID value variations from 75 to 125 km in altitude as shown in Figure 8 (top), and (bottom) the daily resolution for meteor number variations in 2009. YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4574 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 9. (top) Yearly distributions of the ID index, (middle) yearly mean ID value variations from 75 to 125 km in altitude as shown in Figure 9 (top), and (bottom) the daily resolution for meteor number variations in 2010. Figure 10. (top) Yearly distributions of the ID index, (middle) yearly mean ID value variations from 75 to 125 km in altitude as shown in Figure 10 (top), and (bottom) the daily resolution for meteor number variations in 2011. YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4575 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Figure 11. (top) The global mean ID index distribution and (bottom) global distributions of the mean gradient of vertical speed obtained using RO data and the calculation results from 90 to 115 km in altitude for four periods from 2008 to 2011. neutral molecular mass in atomic mass units. In (2), ni is neglected due to the low ratio of ni to nn. The information for nn and A is calculated using the MSISE-90 model. The number density of the helium atoms (He), oxygen atoms (O), nitrogen molecules (N2), oxygen molecules (O2), argon atoms (Ar), hydrogen atoms (H), and nitrogen atoms (N), which are provided by the MSISE-90 model, is used in this study. The summation of the number density of each particle is nn, and A is calculated following 7 X Sj NUMj, where NUMtotal, NUMj, and Sj are total number density, number density the equation NUM1 total j¼1 of particle j, and the atomic/molecular mass of particle j in atomic mass units, respectively; and j = 1 to 7 indicates He, O, N2, O2, Ar, H, and N, respectively. The gyrofrequency in (1) is calculated by qB m [Kivelson and Russell, 1995], where m and q are the particle mass and charge, respectively, and B is the magnetic field. In this study, the value of m is the mean particle mass, which is considered to be composed of the seven particles calculated by MSISE-90. The calculation results for the global mean gradient of vertical speed (dw/dz, where z is the altitude) from December to February (D-months), March to May (M-months), June to August (J-months), and September to November (S-months) from 90 to 115 km in altitude for 2008 to 2011 are shown in Figure 11 (bottom). 4. Analysis Results and Conclusions 4.1. Ionized Particle Source of Es Layer In Figures 5 and 6, the global annual variation of the number of meteors can be separated into four portions, two high meteor number portions (HMNPs) and two low meteor number portions (LMNPs). The two HMNPs are from about 110 to 235 day of year (DOY) (first HMNP) and about 340 to 10 DOY (second HMNP). The two LMNPs are from about 10 to 110 DOY (first LMNP) and about 235 to 340 DOY (second LMNP). The first HMNP contains a group of meteor showers with three large peaks, and the second HMNP contains two. Comparison of the annual variation of meteor number and the annual variation of ID value shown in Figures 5 and 6 (top) indicates that the HMNP/LMNP correspond to high/low ID value periods. Furthermore, the local maximum LMNP corresponds to the local maximum ID value variation. The obvious local maximum LMNP is in about 30, 72, 270, and 294 DOY and corresponds to the local maximums for about 35, 76, 260, and 294 DOY in ID value variations. The observational locations given in Table 1 are from the Northern Hemisphere. In Figures 7–10, the ID value is larger in the J-months than in the other periods for each observational location, which indicates that the activity in the Es layer is larger in the J-months than in other periods [Arras et al., 2008, 2009; Yeh et al., 2012]. As can be seen in Figures 7–10, the local maximums of most of the annual meteor number variations are between 150 and 200 DOY, which correspond to the maximum annual ID value variation. YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4576 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Conclusively, the comparisons of the global and local meteor information with Es layer activity show that meteors make a nonnegligible contribution to the amount ionized particles to the Es layer. Nevertheless, in the middle of December and early January, the variation in the local annual meteor number variations in the Northern Hemisphere shows two peaks with large numbers of meteors that do not reflect large Es layer activity. Furthermore, for global annual meteor number variations, the high ID value corresponding to the first HMNP only occurs in the Northern Hemisphere while the high ID value corresponding to second HMNP only occurs in the Southern Hemisphere. These phenomena should be associated with the generation environment of the Es layer, which is discussed in the subsections below. 4.2. Generation Environment of the Es Layer As mentioned in the last subsection, in addition to the source of ionized particles, which comes from meteors, a generation environment is another requirement for formation of the Es layer which can be explained by wind shear theory. When the direction of the wind is to the magnetic west/east Figure 12. Illustration of the wind shear convergence mechanism for ions. (top) The geomagnetic zonal wind shear convergence mechanism for ions. (bottom) The geomagnetic meridional wind shear convergence mechanism for ions in the Northern Hemisphere. The arrows on the right-hand side of the panels indicate the upward direction Z, and V ðu; v; w Þ is the motion vector. at above/below, the term vi ωi 1þ V cos I 2 in (1) signifies vi ωi the air drag and Lorentz force, which is qV × B, causing the ions to drift down/up. When the direction of the wind in the geomagnetic Northern/Southern Hemispheres is to the magnetic north/south I sin 2I in (1) signifies that ions are driven above and to the magnetic south/north below, the term U cos 1þ vi ωi horizontally by the air drag while at the same time they are constrained to gyrate around the inclined magnetic field lines. The ions then converge and a layer forms at the wind shear null where geomagnetic zonal or meridional wind velocity is 0. The illustrations of wind shear theory can be seen in Figure 12. The collision frequency between electron and neutral is much smaller than the gyrofrequency. Therefore, in order to maintain plasma neutrality, the electrons are Coulomb-forced to follow the ions [Haldoupis, 2011]. The global mean ID index distributions from 90 to 115 km in altitude obtained using RO data from 2008 to 2011 for the four periods are displayed in Figure 11 (top). In the D-months and J-months, the summer hemisphere has a high ID index; in the M-months and S-months, the ID index is low and the difference between the Northern and Southern Hemispheres is not obvious. The comparison of the distribution of the ID index with dw/dz in the D-months and J-months shows that the ions in the hemispheres with high/low ID index correspond to negative/positive dw/dz. Furthermore, the negative and positive dw/dz indicate the convergence and divergence of the ions, respectively. Thus, a large meteor number does not reflect increased Es layer activity in the Northern Hemisphere in the D-months. In the M-months and S-months, the global distribution of dw/dz is similar to the D-months and J-months, respectively, although the activity in the Es layer is much smaller. Consider the annual variations of the meteor number as discussed in the last subsection. Two HMNP correspond to the D-months and J-months, and two LMNP correspond to the M-months and S-months. As there are fewer ionized particles contributed by meteors in the M-months and S-months than in the D-months and J-months, there is less activity in the Es layer showing an obscure difference between the two hemispheres. YEH ET AL. ©2014. American Geophysical Union. All Rights Reserved. 4577 Journal of Geophysical Research: Atmospheres 10.1002/2013JD020798 Furthermore, the ID index along the magnetic equator is low and shows a gap dividing both hemispheres in Figure 11 (top). Compared to the values in Figure 11 (bottom), dw/dz is close to zero near the magnetic equator. This indicates that neither of the two convergence mechanisms works well near the magnetic equator, where the magnetic dip angle is extremely close to 0° and the magnetic field is fairly horizontal. For I sin 2I in (1) is 0, which signifies that the the case with the geomagnetic meridional wind direction, the term U cos 1þ vi ωi wind moves the ions to gyrate around the horizontal magnetic field lines rather than moving vertically. For the case with the geomagnetic zonal wind direction, the term vi ωi V cos I 2 in (1) becomes 1þ vi ωi V 1þ vi ωi 2, which signifies vi ωi that the ions are strongly Lorentz forced to move vertically. However, they cannot converge easily into a layer because they are kept near a fixed magnetic field line by the strongly magnetized electrons since the plasma must remain neutral [Haldoupis, 2011]. It should be noted, as shown in Figure 11 (top) that there is a hole with no Es layer activity southwest of South Africa in all periods, especially the D-months. This phenomenon is also evident in the F3/C global S4 index distributions [Chen et al., 2013]. Comparison with Figure 11 (bottom) shows that the value of dw/dz at the location of the hole is close to zero which indicates that the convergence mechanism is not operating in this region. 5. Summary In this study, we compared the annual variation of Es layer activity with global and local annual variations of meteor numbers and the global distribution of the vertical speed of ionized particles. Based on the comparison results, it can be seen that both wind shear theory and meteor ionization mechanisms are essential factors in Es layer generation. The meteor ionization mechanism contributes ionized particles to the Es layer. Examination of annual variations in meteor numbers shows that the amount of meteors in the D-months and J-months is larger than in the M-months and S-months, and this corresponds to the activity in the Es layer in the D-months and J-months which is larger than in the M-months and S-months. Nevertheless, the meteor ionization mechanism cannot explain the difference between the Es layer activity in the Northern and Southern Hemispheres, and the wind shear theory can be used to make up this defect. In D-months and J-months, the distribution of Es layer activity is correlated with the distribution of the convergence mechanism, which is associated with wind shear theory, but in M-months and S-months, the correlations are not obvious. The activity of the Es layer in the M-months and S-months cannot be explained using wind shear theory along but can be explained using the meteor ionization mechanism. The activity in the Es layer in M-months and S-months occurs because there are fewer ionized particles in these months than in the D-months and J-months. In other words, the wind shear theory and the meteor ionization mechanism are complementary mechanisms that can be used to explain the formation of the Es layer more completely. Acknowledgments The authors would like to thank the support from National Space Organization (NSPO) and Ministry of Science and Technology. The research is supported by grant NSC-102-2811M-008-048, NSC-102-2119-M-008-015, and NSPO-S-102100. YEH ET AL. References Arras, C., J. Wickert, G. Beyerle, S. Heise, T. Schmidt, and C. Jacobi (2008), A global climatology of ionospheric irregularities derived from GPS radio occultation, Geophys. Res. Lett., 35, L14809, doi:10.1029/2008GL034158. Arras, C., C. Jacobi, and J. Wickert (2009), Semidiurnal tidal signature in sporadic E occurrence rates derived from GPS radio occultation measurements at higher midlatitudes, Ann. Geophys., 27, 2555–2563, doi:10.5194/angeo-27-2555-2009. Carrasco, A. J., I. S. Batista, and M. A. Abdu (2007), Simulation of the sporadic E layer response to prereversal associated evening vertical electric field enhancement near dip equator, J. Geophys. Res., 112, A06324, doi:10.1029/2006JA012143. Chen, S. P., J. Y. 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