Electrophoresis 2002, 23, 1531–1536 1531 Jian Liu1 Markus Enzelberger2* Stephen Quake2 A nanoliter rotary device for polymerase chain reaction 1 Polymerase chain reaction (PCR) has revolutionized a variety of assays in biotechnology. The ability to implement PCR in disposable and reliable microfluidic chips will facilitate its use in applications such as rapid medical diagnostics, food control testing, and biological weapons detection. We fabricated a microfluidic chip with integrated heaters and plumbing in which various forms of PCR have been successfully demonstrated. The device uses only 12 nL of sample, one of the smallest sample volumes demonstrated to date. Minimizing the sample volume allows low power consumption, reduced reagent costs, and ultimately more rapid thermal cycling. Department of Chemistry Department of Applied Physics, California Institute of Technology, Pasadena, CA, USA 2 Keywords: Microfluidic device / Nucleic acid amplification / Polymerase chain reaction / Soft lithography EL 4883 Nucleic acid amplification reactions such as PCR have emerged as powerful tools in a variety of genetic analyses, medical diagnostics, and forensic applications. These techniques are able to dramatically increase the concentration of target nucleic acids of interest, which are initially present at low levels in most cases. For example, a single target DNA molecule can be amplified up to 106 by PCR [1]. PCR involves the repetition of heating (denaturation) and cooling (annealing) cycles in the presence of a target DNA, two primers, deoxynucleotides, a polymerase and various cofactors. With the advent of the notion of “lab-on-a-chip” technology, the idea of making integrated microfluidic PCR chips has attracted the interest of many researchers [2–8]. Since the cost of PCR is dominated by the amount of reagents used, miniaturized devices are expected to dramatically reduce the cost for high-throughput applications. They are also expected to be easily portable, making them useful for various field testing situations ranging from crime scene forensics to biological weapons detection. Finally, since PCR is exquisitely sensitive to cross-contamination, “lab-on-a-chip” devices provide a way to resolve this issue by performing all required analyses in a sealed, disposable device. There are four key figures of merit that are important in the evaluation of a microfabricated PCR device. They are (i) time to perform the reaction, (ii) power consumption of the chip, (iii) volume of sample used, and (iv) ability to be integrated with other biological manipulations. Conventional benchtop PCR machines require 1–2 h per reaction, Correspondence: Dr. Stephen Quake, Caltech MS 128-95, Pasadena, CA 91125, USA E-mail: [email protected] Fax: 1626-793-8675 ª WILEY-VCH Verlag GmbH, 69451 Weinheim, 2002 while miniaturized devices have demonstrated reaction times ranging from 7 to 40 min. Since the process time is often limited by the rate at which one can thermally cycle the reaction, much effort has been placed in reducing the sample volume in order to shorten cycling time. Power consumption is a key issue for portable devices and can also be decreased by reducing the sample volumes. Sample volume is also an important parameter in determining cost per reaction. Finally, in many cases it will not be possible to reap the desired economies of scale without a scaleable technology that will allow integration of PCR with other manipulations such as reagent dispensing and subsequent analysis. Thus, it is clear that many of the important parameters for practical microfabricated PCR devices depend either directly or indirectly on one’s ability to reduce the sample volumes involved. A number of microfabricated [2–8] and other miniaturized PCR devices [9, 10] have been demonstrated to date. Most have large (.1 mL) sample volumes, although samples as small as 240 nL have been amplified [3]. There are two main classes of methods to conduct on-chip PCR. The most common approach is a time domain one [4–8], which is a direct miniaturization of benchtop methods. The reaction mixture is kept stationary while the temperature of the reaction chamber is cycled. This method requires fairly careful optimization of thermal mass in order to optimize reaction times and power consumption. The alternative is a space domain approach in which the device itself is not thermocycled, but the reaction mixture is moved in a flow channel through three different fixed temperature zones [2, 3, 9, 10]. This method can be conducted at relatively high speed because it is not necessary to heat and cool the device repeatedly, but it has required the use of relatively large sample volumes [9, 10]. * Current address: Institute of Technical Biochemistry, Stuttgart, Germany 0173-0835/02/1005–1531 $17.50+.50/0 Miniaturization 1 Introduction 1532 J. Liu et al. Electrophoresis 2002, 23, 1531–1536 Here, we describe a microfluidic PCR device that is capable of performing both temporally and spatially cycled PCR with sample volumes as small as 12 nL. The fluidic device is fabricated out of silicone elastomer, with integrated valves and pumps [11]. These plumbing components are compatible ([12]; Fu et al., submitted) with a high degree of integration, as shown by their use in microfabricated cell sorters and other integrated devices [13, 14]. In future devices, these plumbing components will be useful for metering small amounts of reagents. A key aspect of the present system is that the fluidic channels are arranged in a rotary geometry with an inlet and outlet, which allows compact spatial cycling with no sample loss or dilution during the amplification process. We previously showed that such a rotary pump can be used to accelerate chemical kinetics and for efficient microfluidic mixing [13]. Alternatively, in the temporal cycling scheme the reaction loop can be sealed off with the valves and the temperature of the entire loop is cycled. The elastomeric chip is mounted on a glass slide with microfabricated tungsten heaters. We have demonstrated nucleic acid amplification via both the Taqman PCR (2-step) and standard PCR (3-step) in these chips with process time as low as about 30 min. The elastomeric chips are disposable because they are significantly cheaper to mass produce than glass or silicon devices. 2 Materials and methods 2.1 Fabrication and control of rotary microfluidic device The rotary microfluidic devices were fabricated by multilayer soft lithography techniques [11, 13, 14]. The channel pattern of the device is shown in Fig 1. The masks were printed on transparency films by a high-resolution printer (3556 dpi). Molds were prepared by spincoating photoresist (Shipley SJR5740) onto silicon wafers (3000 rpm for 60 s) which had been pretreated with hexamethyldisilazane (HDMS). The wafers were then heated at 907C for 1 h, after which the channel patterns were exposed onto them by ultraviolet light with a mask aligner (Karl Suss). The patterns were developed by 5:1 v/v developing solution (Shipley 2401). Then molds were put onto a hot plate (557C) for 30 min to round the remaining photoresist. The devices were made from GE RTV 615, a two-component poly(dimethylsiloxane) elastomer. A 20:1 mixture of RTV was spincoated on the fluid channel mold at 2000 rpm, resulting in a thin layer of 30–40 mm. A 5:1 mixture of RTV was then spincoated on the control channel mold, after which 10:1 RTV was poured onto the top of it to improve the mechanical properties. After baking both molds in an oven of 807C Figure 1. (a) Schematic of the PDMS rotary microchip and the heaters (top view). The control channels appear in grey; the fluid channel in black; heaters in grey with fill pattern of upward diagonal. Three heaters arranged in the following order (clockwise from upper right): denaturation, annealing, and extension. (In the 2-step Taqman PCR, only the two heaters for denaturation and extension were used.) (b) Assembly of the rotary microchip and the heaters. From the top to the bottom: RTV block with control channels at the bottom surface; thin RTV layer with fluid channel at the bottom surface; glass coverslip; heaters with leads (sputtered onto a glass slide). Arrows indicate the air and fluid through-holes. for 1.5 h, the RTV block on the control channel mold was peeled off to punch air supply through-holes. Then it was aligned and pressed against the thin RTV layer on the fluid channel mold. After a post-bake at 807C for 2 h to bond Electrophoresis 2002, 23, 1531–1536 the two layers, the multilayer RTV chip was peeled off the mold to punch fluid through-holes. Finally, the device was completed by sealing the multilayer RTV chip onto a glass coverslip at 807C for 2 h. The on-chip valves were actuated with a pneumatic controller supplied by Fluidigm. The Fluid Controller system allows selective actuation of valves to seal off the loop as well as peristaltic pumping at variable rates within the loop. Typical actuation pressures were 10 psi; the pumping frequency was 20 Hz. During operation of the rotary pump, the sample liquid is transported around the loop at an average rate of 2–3 revolutions per minute. In the chip’s control layer, we initially used three separate valves to peristaltically pump the fluid. Then we found that one S-shaped channel could accomplish the same peristaltic pumping as three separate channels (Liu et al., to be published). In addition, the S-shaped channels provide more secure closing of the inlet and outlet than a single channel. 2.2 Fabrication of heaters and temperature characterization The pattern of the heaters is shown in Fig 1. They were made of thin layers of tungsten (heating component) and aluminum (electrical leads) sputtered onto a glass microscope slide. Similar to the fluidic fabrication, a negative pattern of photoresist was developed onto a piece of a glass microscope slide (40 mm626 mm61.1 mm). Then a thin layer (,500 Å) of tungsten was deposited on the sample by a direct current (DC) sputter system. Acetone was used to remove the remaining photoresist in order to get the designed tungsten pattern. The procedure was repeated in order to sputter another thin layer of aluminum as the electrical leads for the heater. The heaters were calibrated via a two step process. After the fluidic device was attached to the heaters, thermochromic liquid crystals (BM/C17–10, Hallcrest Inc.) were loaded into the fluid channel of the device. Then TLC were imaged at various heater currents with a color camera (KR222; Panasonic) and a stereomicroscope (ASA012–3449, Japan). The temperature response of the TLC was separately calibrated with a thermistor and hot plate. Images of the TLC particles were digitized and average hues of them were calculated, with outliers discarded [15, 16]. Hue and temperature have a fairly linear relationship from 75–100 degrees, sufficient to determine the denaturing temperature. The lower annealing/extension temperature was calibrated by the thermistor. During Taqman PCR, the denaturing temperature was set at 957C, and the annealing temperature at 607C. Two independent resistive heaters were used to heat the microchip to set temperatures. The power consumed by the heaters was around 380 and 75 mW, respectively. A nL rotary device for PCR 1533 2.3 Two-step Taqman PCR The Taqman PCR reagent Kit uses the 5’-3’ nuclease activity of AmpliTaq Gold DNA polymerase to allow direct detection of PCR product by the release of a fluorescent reporter during PCR [17]. The probe is an oligonucleotide containing a reporter dye, 6-carboxyfluorescein (FAM) at the 5’-end and a quencher dye, 6-carboxytetramethylrhodamine (TAMRA), at the 3’-end. The excitation wavelength is 488 nm, while the emission wavelength of the reporter dye and quencher dye are 518 nm and 582 nm, respectively. The probe is cleaved between the reporter and the quencher by the 5’-3’ nucleolytic activity of the AmpliTaq Gold only when the probe is hybridized to the target DNA template. Therefore, the increase in fluorescence during PCR quantitatively reflects the amount of product created [17]. The DNA template, Human Male genomic DNA, was provided with the kit (Applied Biosystems, Foster City, CA, USA). The target was a portion of the b-actin gene; forward primer and reverse primer were the following: 5’-TCA CCC ACA CTG TGC CCA TCT ACG A-3’ and 5-’CAG CGG AAC CGC TCA TTG CCA ATG G-3’, respectively. A segment of DNA about 294 bp was amplified. Typical benchtop PCR reagent conditions were as follows (50 mL volumes): template, 0.2 ng/mL; primers, 300 nM; Mg21, 3.5 mM; dATP, 200 mM; dCTP, 200 mM; dGTP, 200 mM; dUTP, 400 mM; AmpliTaq Gold, 0025 U/mL; AmpErase UNG, 0.01 U/mL; Probe, 5’-(FAM)ATG CCC-X(TAMRA)-CCC CCA TGC CA CCT GCG Tp-3’, 200 nM. A benchtop PCR machine (PTC200 Peltier Thermal Cycler; MJ Research, Watertown, MA, USA) was used to verify the reaction by the protocol [17]: 2 min at 507C; 10 min at 957C; 40 cycles: 15 s at 957C; 1 min at 607C. Figures 2 and 3a show the emission spectra and gel electrophoresis results of the PCR product by this procedure. 2.4 Three-step PCR A segment (199 bp) of l-phage DNA was selected for amplification; forward primer and reverse primer were 5’GGT TAT CGA AAT CAG CCA CAG CGC C-3’ and 5’-GGA TAC GTC TGA ACT GGT CAC-3’, respectively [8]. Typical benchtop PCR reagent conditions were as follows (100 mL volumes): primers (Operon), 500 nM; template, 2 ng/mL; Mg21, 1.5 mM; dNTP, 200 mM; Taq polymerase, 0025 U/mL (Qiagen, Valencia, CA, USA). An intercalating dye, Sybr Green I (Molecular Probes, Eugene, OR, USA), was added to the reagent mixture using a 1:10 000 dilution of the stock reagent. For amplification by benchtop PCR machine, the temperature steps were set as follows: 2 min at 947C; 30 cycles: 30 s at 947C; 30 s at 557C; 1 min at 727C; and 10 min at 727C finally. Figure 3b shows the gel electrophoresis result of the PCR product of l-phage DNA by this method. 1534 J. Liu et al. Electrophoresis 2002, 23, 1531–1536 Figure 2. The emission spectra of the sample (before and after) and the negative control (no template). – r –: sample; – x –: no template control. - - -: Sample before PCR. The Taqman PCR was performed in a benchtop PCR machine (MJ Research). Note how the fluorescent peak at 518 nm appears in the sample after PCR, while there is virtually no peak from the negative control or the sample before PCR. The cycling program was described in Section 2.3: 2 min at 507C; 10 min at 957C; 40 cycles: 15 s at 957C; 1 min at 607C. Figure 3. Gel electrophoresis analysis of PCR products. (a) Taqman PCR (human b-actin). Lane 1, 123 bp DNA ladder; lane 3, sample; lane 5, negative control (invisible). (b) 3-step PCR (l-DNA). Lane 1, 123 bp DNA ladder; lane 2, l-DNA amplicon; lane 3, negative control (invisible). The sample and the control displayed in 2% agarose gel with easy-cast electrophoresis system (Model B1A,VWR). All samples were stained with Sybr Green I stain. The pictures were taken using the Kodak electrophoresis documentation and analysis system. 2.5 Real-time measurement of PCR products After injecting the reagent mixture into the microchip, we closed the inlet and outlet valves to the loop by applying pressure to the control channels above them. We then actuated the rotary pump in order to circulate the solution around the loop [13, 14]. The power supply was turned on to provide direct current for the heaters, and the objective (206, NA 0.5) of the fluorescence microscope (IX50; Olympus) was focused on a segment of the fluid channel which was not shaded by the heaters. The filters (Chroma) in the fluorescence microscope were chosen as follows: exciter, HQ 470/406dichroic, Q 495LP; emitter, HQ 525/ 50 m. A cooled CCD camera (ST-7; Santa Barbara Instruments Group) was used to acquire pictures of fluorescence in the channels every few minutes during the PCR. The images were analyzed with the CCDOPS (SBIG) software in the following way: in each picture, three squares (25 pixels on a side) inside the fluid channel were chosen to get an average value of the fluorescence intensity. Similarly, three squares outside the channel were selected to make another average value as the background of this picture. The latter value was subtracted from the former to obtain the fluorescence of the solution inside the fluid channel. 3 Results and discussion 3.1 General As shown schematically in Fig. 1, the fluid channel is a central loop with an inlet and an outlet; fluid can be circulated in the loop with the integrated pump. We have previously shown applications of this rotary pump in mixing and surface binding assays [13]. The dimensions of the central loop are a radius of 2.5 mm and height of 8.5 mm. The width of the loop channel is asymmetric: 120 mm on the left semicircle; 70 mm on the right semicircle. In such a pattern the fluid velocities in the two parts are different from each other. Therefore, the time that the fluid resides in different temperature zones can be adjusted either by the width of flow channel or the length of the heater. The fluid motion in the Electrophoresis 2002, 23, 1531–1536 channel was characterized by using a solution of 2.5 mm beads. In order to mimic the actual conditions of the experiments, we used the same concentration of Taqman PCR buffer and human genomic DNA in the bead solution. At room temperature, the speed of beads was about 3.4 mm/s in the narrow channel and 1.5 mm/s in the wide channel. However, the velocity was slowed down to about 25–30% of the above velocity when the device was run at its operating temperatures, resulting in about 20–30 s per full cycle. The reason for the decrease in velocity could be thermal distortion of the RTV or small bubbles in the solution. Presently the minimum sample volume required to be loaded is mainly limited by the amount that can be loaded on the chip using conventional macroscopic tools, i.e., by pipetting, and is of the order of 1–2 mL. However, the actual PCR reaction in the loop uses only about 12 nL of the sample solution, excluding the dead volume of 2 nL caused by the inlet and outlet. Future devices will integrate pumps and valves to dispense reagents on chip into parallel reactions, thus making optimal use of the most expensive reagents. A nL rotary device for PCR 1535 more than fourfold increase in fluorescence intensity in the present of the sample template, while the no-template control remained flat. This is consistent with the features of macroscopic real-time PCR [18]. Calibration experiments showed that the recorded increase in fluorescence was comparable to that of 30–35 cycles of PCR product by a benchtop PCR machine (PTC200 Peltier Thermal Cycler; MJ Research). We then used our microchips to perform a three-step PCR reaction in which we directly monitored the creation of product by observing the product via an intercalating dye. A fragment of l-DNA was amplified by Taq Polymerase while the PCR product was detected with Sybr Green I. Figure 5 (top) shows the fluorescence difference before and after PCR and indicates that amplification occurs relative to the no-template control. 3.2 Spatial cycling We first used the chips in the spatial cycling mode to amplify a segment of the human b-actin gene using Taqman PCR. As the reagent mixture was circulated in the loop channel for about 10 min, a rapid increase in fluorescence was observed. As shown in Fig. 4, there was a Figure 4. Fluorescence increase in spatially cycled Taqman assay performed on the rotary-chip. A segment of the human b-actin gene was amplified from purified human genomic DNA; fluorescence was monitored in the channel during the amplification process. (d) Sample; (j) no template control. The curves are a guide for the eye. Figure 5. Three-step PCR. A segment of l DNA was amplified; the creation of product was monitored directly with the use of the intercalation dye Sybr Green 1. Top: spatial cycling. The reagents were pumped through three different temperature zones: denaturing (947C), annealing (557C), and extension (727C). The graph shows fluorescence measured in the channel before and after 40 min of pumping. Dark bar: PCR process with DNA template. White bar: control without template. Bottom: temporal cycling. The entire loop chamber was heated to the designed temperature simultaneously. This temperature was manually ramped between the same extension, denaturing, and annealing temperatures as in the spatially cycled case. 1536 J. Liu et al. 3.3 Temporal cycling We also amplified the same segment of l-phage DNA in the chip using the more conventional temporally-cycled mode. After having injected the reagent mixture into the microchip, we did not pump it around the loop; instead, we sealed off the inlet and outlet with the control channels, then thermocycled the entire device. The heaters were adjusted to identical temperatures so that the contents of the device were uniformly heated; the temperature steps were as follows: 15 s at 947C; 30 s at 557C; 30 s at 727C. Each cycle took about 6 min and 23 cycles were conducted in the experiment. The change of fluorescence during PCR was monitored by the same optical setup every few cycles. The fluorescence increased dramatically during the experiment, indicating the amplification of DNA template (Fig. 5, bottom). 4 Concluding remarks A rotary microfluidic device has successfully been developed to run the PCR in both spatially and temporally cycled formats. The microchip requires only 12 nL of reagent mixture, and the microfabricated valves and pumps should allow a high degree of future integration. In addition, the polydimethylsiloxane (PDMS) microchips are disposable, reducing the chances of cross-contamination during the reaction procedure. Finally, we wish to point out a possible future application enabled by the unique geometry of the rotary device. Since it is possible to modify the surface chemistry of the channels, and indeed to specifically attach proteins, one could conceivably immobilize DNA polymerase [19] in the extension region of the chip. Then in the spatially cycling mode, the enzyme is kept at a constant temperature and in particular is not exposed to the denaturing temperature. This is significant because a tremendous amount of effort has been spent on developing DNA polymerases that are both thermostable and of high fidelity, at the expense of other desired qualities, such as turnover rate. By relaxing the thermostability requirement, one could perform efficient PCR with enzymes from nonthermophilic organisms that have been optimized for other parameters, such as fidelity and speed. Thus, this particular format of the PCR may allow a number of enzymological advances to play a role in future nucleic acid amplification technology. Electrophoresis 2002, 23, 1531–1536 We wish to thank Mark Adams and Prof. Axel Scherer for assistance with the heater fabrication; Tait Pottebaum, Dr. Dana Dabiri and Prof. Morteza Gharib for their assistance and discussion on TLC issue; Fluidigm Co. for their controller box, manifold, and sample microchips. This work was supported by the NSF, ARO, and DARPA (BioFlips program). Received October 30, 2001 5 References [1] Erlich, H. A., PCR Technology, Stockton Press, New York 1989, pp.1–5. [2] Kopp, M. U., de Mello, A. J., Manz, A., Science 1998, 280, 1046–1048. [3] Burns, M. A., Johnson, B. N., Brahmansandra, S. N., Handique, K., Webster, J. 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