1. No category

schedule ba - part 3 - Northwestern Mutual

ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
440014 CA BOEING 777-224
440015 CA BOEING 777-224
440017 CA BOEING 767-224
Code
City
6
7
8
9
E07
ABRY PARTNERS V LP
ABRY PARTNERS IV LP
ADVENT INTERNATIONAL GPE V-A
ALTA BIOPHARMA PARTNERS III LP
ALTOS VENTURES III LP
ARLINGTON CAPITAL PARTNERS II
ASIA PACIFIC GROWTH FUND III
BAIRD CAPITAL PARTNERS III LP
BAIRD VENTURE PARTNERS I B
BAKER COMMUNICATIONS FUND II
BERKSHIRE FUND V LP
BERKSHIRE FUND VI LP
BRENTWOOD ASSOCIATES III
BUNKER HILL CAPITAL LP
BOWMAN PARTNERS LP
CATTERTON PARTNERS V LP
CENTRE CAPITAL INVESTORS IV LP
CIVC PARTNERS FUND III LP
CLAYTON DUBILIER & RICE VII
CVC EUROPEAN EQUITY PTNRS IV
FFC PARTNERS II LP
FFC PARTNERS III LP
FOX PAINE CAPITAL FUND II LP
FRAZIER HEALTHCARE III LP
FRAZIER HEALTHCARE IV LP
FRAZIER HEALTHCARE V LP
FS EQUITY PARTNERS V
GREEN EQUITY INVESTORS IV LP
GRYPHON CO-INVEST FUND III
GRYPHON PARTNERS III LP
NML-HAMPSHIRE ENERGY
HICKS MUSE TATE FURST FUND III
JP MORGAN PARTNERS GLOBAL INV
JP MRGN PTR GBL INV (SELLDOWN)
J W CHILDS EQUITY PARTNERS II
KKR/DILLINGHAM ASSOCIATES 1982
TRILANTIC CAPITAL PTRS III LP
LEEDS WELD EQUITY PTNRS IV LP
MADISON DEARBORN CAP PTNRS IV
MONITOR CLIPPER EQUITY PTNRS 2
MASON WELLS BIOMEDICAL FUND I
MASON WELLS BUYOUT FUND II
OAK HILL CAPITAL PARTNERS II
OHCP DR CO-INVEST LLC
OAK HILL SPECIAL OPPORTUNITIES
PLATINUM EQUITY CAP PTNRS LP
RESOLUTE FUND PARTNERS LLC
2003 RIVERSIDE CAP APPRE FUND
STERLING GROUP PARTNERS II
TCW ENERGY FUND XB - NL LP
TENASKA POWER FUND LP
THOMA CRESSEY VI
11
12
State
HOUSTON
HOUSTON
HOUSTON
TX
TX
TX
BOSTON
BOSTON
BOSTON
SAN FRANCISCO
MENLO PARK
WASHINGTON
SAN FRANCISCO
MILWAUKEE
MILWAUKEE
NEW YORK
BOSTON
BOSTON
LOS ANGELES
BOSTON
TACOMA
GREENWICH
NEW YORK
CHICAGO
GEORGE TOWN
ST HELIER
GREENWICH
GREENWICH
FOSTER CITY
SEATTLE
SEATTLE
SEATTLE
LOS ANGELES
LOS ANGELES
SAN FRANCISCO
SAN FRANCISCO
MILWAUKEE
DALLAS
NEW YORK
NEW YORK
BOSTON
NEW YORK
NEW YORK
NEW YORK
CHICAGO
CAMBRIDGE
MILWAUKEE
MILWAUKEE
FORT WORTH
FORT WORTH
FORT WORTH
LOS ANGELES
NEW YORK
NEW YORK
SHELTON
LOS ANGELES
OMAHA
CHICAGO
MA
MA
MA
CA
CA
DC
CA
WI
WI
NY
MA
MA
CA
MA
WA
CT
NY
IL
CYM
JEY
CT
CT
CA
WA
WA
WA
CA
CA
CA
CA
WI
TX
NY
NY
MA
NY
NY
NY
IL
MA
WI
WI
TX
TX
TX
CA
NY
NY
CT
CA
NE
IL
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
Name of Vendor
or General Partner
NAIC
Designation
Date
Originally
Acquired
Type
and
Strategy
09/29/1998
08/04/1999
04/11/2001
0399999. Transportation Equipment - Unaffiliated
770039
770040
770041
770048
770049
770054
770057
770067
770068
770070
770080
770081
770084
770085
770087
770096
770100
770108
770112
770119
770132
770134
770137
770139
770140
770141
770145
770153
770155
770156
770160
770164
770183
770185
770188
770194
770204
770205
770219
770229
770232
770233
770242
770247
770248
770253
770260
770264
770273
770279
770282
770285
10
5
ABRY PARTNERS LLC
ABRY PARTNERS LLC
ADVENT INTERNATIONAL CORP.
ALTA PARTNERS
ALTOS VENTURES
ARLINGTON CAPITAL
H & Q ASIA PACIFIC GP
ROBERT W BAIRD & CO INC
ROBERT W BAIRD & CO INC
BAKER COMMUNICATION FUND
BERKSHIRE PARTNERS
BERKSHIRE PARTNERS LLC
BRENTWOOD ASSOCIATES
BUNKER HILL INVESTMENTS LLC
FRANK RUSSELL CAPITAL INC
CATTERTON PARTNERS
CPS PRINCIPALS LLC
CIVC PARTNERS LP
CD & R ASSOCIATES VII LTD.
CVC EUROPEAN EQUITY IV (AB) LTD.
FERRER FREEMAN & CO LLC
FFC GP III LLC
FOX PAINE CAPITAL LLC
FRAZIER HEALTHCARE VENTURES
FHM IV LP
FRAZIER HEALTHCARE VENTURES
FREEMAN SPOGLI & CO
LEONARD GREEN & COMPANY
GRYPHON GENPAR III LP
GRYPHON GENPAR III LP
NORTHWESTERN MUTUAL LIFE INSURANCE CO.
HICKS MUSE TATE & FURST INC
J P MORGAN PARTNERS
J P MORGAN PARTNERS
J W CHILDS ASSOCIATES LP
KOHLBERG KRAVIS ROBERTS & CO
LEHMAN BROTHERS MERCHANT BANKING ASSOC
LEEDS WELD EQUITY ASSOCIATES LLC
MADISON DEARBORN PARTNERS LLC
MONITOR CLIPPER PARTNERS LP
MASON WELLS PRIVATE EQUITY
MASON WELLS PRIVATE EQUITY
OAK HILL CAPITAL MANAGEMENT INC
OHCP DR CO-INV LLC
OAK HILL SPECIAL OPPORTUNTIES GP LP
PLATINUM EQUITY PARTNERS LLC
RESOLUTE FUND PARTNERS LLC
THE RIVERSIDE COMPANY
STERLING GROUP
TCW ENERGY FUNDS X LP
TENSASK PF G LLC
THOMA CRESSEY BRAVO INC
07/29/2005
10/04/2000
06/24/2005
03/24/2004
03/24/2005
07/13/2005
03/16/2000
01/18/1995
04/23/2003
04/12/2000
07/11/2002
10/06/1998
02/08/1999
12/17/2004
11/18/2004
02/27/2004
09/27/2004
11/13/2003
08/05/2005
08/31/2005
10/01/1999
06/15/2004
06/22/2000
10/20/1998
04/24/2001
05/20/2005
02/02/2004
10/29/2003
02/01/2005
09/18/2004
12/01/1980
01/22/1997
11/02/2001
12/23/2004
06/26/1998
12/01/1983
11/18/2004
07/21/2004
02/26/2001
06/30/2003
06/30/2000
09/22/2004
12/28/2004
07/23/2004
03/07/2003
07/29/2004
09/30/2002
04/01/2004
06/29/2005
12/19/2003
07/01/2005
05/18/1998
3
3
3
1
1
3
1
3
1
1
3
3
3
3
3
3
3
3
3
3
3
3
3
1
1
1
3
3
3
3
3
3
3
3
3
3
3
3
3
1
3
3
3
3
3
3
3
3
3
3
3
Actual
Cost
18,400,820
23,850,334
20,562,500
62,813,654
2,297,842
9,766
2,145,770
6,600,522
8,729,056
13,966,002
3,159,104
15,421,864
3,886,610
14,784,743
9,839,713
3,005,303
8,409,896
210,807
9,689,649
6,071,944
5,646,171
6,205,747
7,716,760
1,475,036
8,359,574
1,180,728
8,377,281
3,312,979
5,694,633
6,834,028
567,472
1,993,247
14,627,626
4,521,670
4,898,118
215,643
2,385,492
8,274,464
2,881,795
23,195,137
1,433,743
7,086,855
14,826,577
4,444,176
5,866,594
2,073,474
9,848,364
7,673,395
5,864,580
8,744,220
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
23,770,166
37,282,901
17,837,050
78,890,117
283,676
115,387
881,568
302,479
7,873,131
3,783,370
309,988
406,167
356,230
1,765,283
50,965
16,003,196
733,773
9,652,717
422,768
8,989,558
864,281
1,518,484
5,810,829
4,430,466
97,098
8,374,742
1,043,146
95,168
588,584
3,993,590
1,838,024
1,955,129
402,188
2,741,148
23,770,166
37,282,901
17,837,050
78,890,117
283,676
115,387
881,568
302,479
7,873,131
3,783,370
309,988
406,167
356,230
1,765,283
50,965
16,003,196
733,773
9,652,717
422,768
8,989,558
864,281
1,518,484
5,810,829
4,430,466
97,098
8,374,742
1,043,146
95,168
588,584
3,993,590
1,838,024
1,955,129
402,188
2,741,148
3,500,000
58,179
4,517,908
(241,063)
(37,616)
871,910
(5,468,357)
(696,930)
(139,368)
47,829
200,042
(774)
9,591,068
(661,575)
(2,372,214)
(132,804)
(489,057)
(237,703)
273,667
(171,501)
1,965,267
(39,586)
1,025,267
(1,385,543)
1,549
(166,415)
1,535,409
38,447
703,759
90,751
(854,970)
1,141,923
160,654
265,271
194,058
47,245
807,345
5,391,470
1,504,253
10,903,950
35,619
2,786,836
2,804,216
1,141,923
160,654
265,271
194,058
47,245
807,345
5,391,470
1,504,253
10,903,950
35,619
2,786,836
2,804,216
382,486
16,997
6,184
(21,872)
(8,513)
390,863
137,735
(165,906)
(2,494,345)
(230,303)
(319,171)
321,553
740,939
1,520,572
157,495
392,136
138,819
132,975
362,944
163,803
740,939
1,520,572
157,495
392,136
138,819
132,975
362,944
163,803
29,413
659,299
2,855,405
(205,759)
(3,042,867)
(1,845,878)
(2,060,906)
190,663
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
663,082
773,571
8,162
1,444,815
3,500,000
8,524,575
XXX
416,138
748,065
754,000
500,000
404,134
38,468
159,675
3,291,526
668,590
160,000
(107,039)
188,218
721,289
1,365,209
342,143
2,068,982
2,616,895
3,903,889
2,866,957
121,894
71
656,311
1,728,851
2,915,589
1,200,000
394,611
672,530
3,612,273
1,620,092
1,829,208
208,542
997,337
30,000
125,000
3,881,593
284,013
63,815
917,496
1,658,719
2,643,508
2,689,886
2,151,295
339,136
5,752,568
1,442,653
434,163
4,789,710
81,698
3,333,154
2,749,098
426,572
563
182,305
1,140,534
140,811
1,501,927
6,157,513
1,018,307
404,070
282,446
232,500
0.540
1.930
2.490
3.620
14.520
4.270
1.330
76.150
7.140
2.670
1.870
1.580
5.930
13.850
3.320
3.070
9.680
16.700
0.500
0.250
3.440
3.750
1.430
4.600
1.240
2.110
2.030
1.350
14.210
5.180
20.690
1.020
3.380
11.650
0.510
5.060
4.020
5.810
0.370
5.110
6.980
6.730
1.600
21.490
2.230
2.860
1.330
2.930
4.260
11.900
1.790
1.670
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.1
770286
770287
770291
770298
770303
770308
770309
770310
770325
770335
770341
770342
770347
770351
770357
770362
770366
770369
770370
770372
770375
770378
770381
770382
770383
770386
770388
770390
770391
770395
770397
770402
770403
770405
770411
770413
770426
770431
770435
770439
770441
770451
770454
770457
770459
770462
770465
770468
770469
770470
770473
770475
770479
770482
770483
770486
THOMA CRESSEY VII
TPG PARTNERS IV LP
VSS COMMUNICATIONS PTNRS IV LP
WCAS CAPITAL PARTNERS IV LP
WELSH CARSON ANDERSON STOWE X
WIND POINT PARTNERS III LP
WIND POINT PARTNERS IV LP
WIND POINT PARTNERS V LP
CARLYLE/RIVERSTONE GEP III LP
FIRSTMARK CAPITAL I LP
STAFFORD NM FUND I LP
WIND POINT PARTNERS VI LP
AVENUE SPECIAL SITUATIONS IV
MERITECH CAPITAL PARTNERS III
AVISTA CAPITAL PARTNERS LP
FOX PAINE CAPITAL FUND III
TPG PARTNERS V LP
ARCLIGHT ENERGY PTNR FD III LP
VENTURE INV EARLY STAGE FD IV
THOMA CRESSEY FUND VIII LP
IRVING PLACE CAP PTR III LP
BRENTWOOD ASC PRV EQUITY IV LP
COURT SQUARE CAPITAL PTR II LP
BURRILL LIFE SCI CAP FD III LP
ABRY SENIOR EQUITY II LP
BERKSHIRE FUND VII LP
BAIRD CAPITAL PARTNERS IV LP
LINDSAY GOLDBERG & BESSEMER II
CCMP CAPITAL INVESTORS II LP
DLJ MERCHANT BANKING PTR IV LP
JC FLOWERS II LP
HARBERT POWER FUND III LLC
OCM PRICIPAL OPPORT FD IV LP
NORTH CASTLE PARTNERS 2007 LP
MACQUARIE INFRASTRUCTURE PT LP
CATTERTON PARTNERS VI LP
FENWAY PTR CAPITAL FUND III LP
CAPITAL Z PARTNERS III LP
TCW ENERGY FUND XIV LP
HIGHSTAR CAPITAL FUND III LP
AVENUE SPECIAL SIT FUND V LP
CDR FUND VII COINVEST LP
APAX EUROPE FUND VIIA LP
KKR ASIAN FUND LP
CARLYLE PARTNERS V LP
THE RESOLUTE FUND II LP
INVESTCORP PRIV EQ 2007 FND LP
GRYPHON PTR IIIC ANNEX FUND LP
GREEN EQUITY INVESTORS V LP
CARLYLE EUROPE PARTNERS III LP
ENCAP ENERGY CAP FUND VII LP
PLATINUM EQUITY CAP PTR II LP
TRILANTIC IV (LEHMAN IV)
ARCLIGHT ENERGY PARTNERS IV LP
GENERATION GROWTH CAP FND I LP
KPS SPECIAL SITUATIONS III LP
Code
City
CHICAGO
FORT WORTH
NEW YORK
NEW YORK
NEW YORK
SOUTHFIELD
SOUTHFIELD
SOUTHFIELD
WASHINGTON
WESTPORT
LARKSPUR
CHICAGO
NEW YORK
PALO ALTO
NEW YORK
FOSTER CITY
FORT WORTH
BOSTON
MADISON
CHICAGO
NEW YORK
LOS ANGELES
NEW YORK
SAN FRANCISCO
BOSTON
BOSTON
MILWAUKEE
NEW YORK
NEW YORK
NEW YORK
GEORGE TOWN
BIRMINGHAM
LOS ANGELES
GREENWICH
NEW YORK
GREENWICH
NEW YORK
GEORGE TOWN
LOS ANGELES
NEW YORK
NEW YORK
WILMINGTON
ST PETER PORT
GEORGE TOWN
WASHINGTON
NEW YORK
GRAND CAYMAN
SAN FRANCISCO
LOS ANGELES
WASHINGTON
HOUSTON
BEVERLY HILLS
NEW YORK
BOSTON
BOSTON
NEW YORK
6
7
8
9
10
11
12
State
IL
TX
NY
NY
NY
MI
MI
MI
DC
CT
CA
IL
NY
CA
NY
CA
TX
MA
WI
IL
NY
CA
NY
CA
MA
MA
WI
NY
NY
NY
CYM
AL
CA
CT
NY
CT
NY
CYM
CA
NY
NY
DE
GGY
CYM
DC
NY
CYM
CA
CA
DC
TX
CA
NY
MA
MA
NY
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
5
Name of Vendor
or General Partner
THOMA CRESSEY BRAVO INC
TEXAS PACIFIC GROUP
VSS EQUITIES IV LLC
WELSH CARSON ANDERSON STOWE
WCAS X ASSOCIATES LLC
WIND POINT INVESTORS LLC
WIND POINT PARTNERS
WIND POINT PARTNERS
CARLYLE/RIVERSTONE GEP III LP
PEQUOT PRIVATE EQUITY PARTNERS IV LLC
STAFFORD PRIVATE EQUITY INC
WIND POINT ADVISORS LLC
AVENUE CAPITAL PARTNERS IV LLC
MERITECH CAPITAL ASSOCIATES III LLC
AVISTA CAPITAL PARTNERS GP LLC
FOX PAINE CAPITAL FUND III GP LP
TPG GENERAL PARTNER V LP
ARCLIGHT ENERGY PEF GP III LLC
VENTURE INVESTORS LLC
THOMA CRESSEY BRAVO INC
BEAR STEARNS MERCH BK PT III LP
BRENTWOOD PRIVATE EQUITY IV LP
COURT SQUARE CAPITAL GP LLC
BURRILL LIFE SCI CAP FD III PTNRS LP
ABRY SENIOR EQUITY INVESTORS II LP
SEVENTH BERKSHIRE ASSOCIATES LLC
BAIRD CAPITAL PTRS MGMT CO IV LLC
LINDSAY GOLDBERG & BESSEMER GP II LLC
CCMP CAPITAL ASSOCIATES LP
DLJ MERCHANT BANKING PTR IV LP
J.C. FLOWERS II LP
HARBERT POWER MM III LLC
OCM PRINCIPAL OPPORT FUND IV GP LP
NCP GP 2007 LP
MACQUARIE INF PTRS US GP LLC
CATTERTON MANAGING PARTNER VI LLC
FENWAY PARTNERS III LLLC
UNION SQUARE PARTNERS GP LP
TCW ASSET MANAGEMENT COMPANY
AIG HIGHSTAR CAPITAL LLC
AVENUE CAPITAL PARTNERS V LLC
CD&R ASSOCIATES VII CO-INVEST LTD
APAX EUROPE VII GP LP INC
KKR ASSOCIATES ASIA LP
TC GROUP V LP
RESOLUTE FUND PARTNERS II LLC
INVESTCORP PRIV EQ 2007 FUND GP LP
GRYPHON GENPAR III LP
GEI CAPITAL V LLC
CEP III GP LP
ENCAP ENERGY CAP FUND VII LP
PLATINUM EQUITY CAP PART II LP
LEHMAN MERCH BANKING ASSOC IV LP
ARCLIGHT PEF GP IV LLC
GENERATION GROWTH CAP FND I LP
KPS INVESTORS III LP
NAIC
Designation
Date
Originally
Acquired
Type
and
Strategy
01/31/2001
11/14/2003
09/28/2005
07/16/2004
05/27/2005
07/10/1997
07/30/1999
07/17/2001
12/19/2005
12/09/2005
01/23/2006
02/15/2006
09/19/2005
07/29/2005
04/24/2006
05/01/2006
03/28/2006
01/25/2006
06/19/2006
06/17/2005
02/14/2006
06/29/2006
07/17/2006
12/30/2005
03/31/2006
07/19/2006
06/20/2006
07/17/2006
08/01/2006
04/26/2006
10/11/2006
10/06/2006
10/19/2006
09/25/2006
04/26/2006
07/10/2006
01/26/2007
02/26/2007
10/27/2006
02/28/2007
05/08/2007
03/09/2007
05/11/2007
04/06/2007
05/25/2007
06/08/2007
06/08/2007
06/15/2007
11/30/2006
12/20/2006
07/31/2007
09/06/2007
03/07/2007
04/11/2007
09/19/2007
05/18/2007
3
3
3
3
3
3
3
3
3
1
1
3
3
1
3
3
3
3
1
3
3
3
3
1
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
Actual
Cost
178,738
8,348,283
17,185,819
3,214,917
6,906,862
428,732
3,330,154
16,353,130
7,682,632
52,115,638
25,961,706
5,604,107
14,877,427
17,965,453
15,832,350
3,319,453
4,549,752
1,719,493
12,627,449
15,847,760
11,031,670
9,363,351
1,029,670
19,163,007
11,317,181
26,708,099
19,421,037
11,059,144
15,771,543
3,504,283
11,820,874
5,697,655
3,156,099
19,775,710
10,480,858
8,301,335
16,492,387
776,646
15,682,093
7,808,833
16,530,571
5,486,061
24,005,008
2,099,352
16,998,565
17,956,344
14,099,790
7,881,658
6,769,032
5,050,584
3,040,430
5,440,673
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
183,262
3,491,454
53,353
1,553,996
3,995,319
73,423
4,069
6,810,617
5,888,702
39,355,044
30,044,592
21,070,069
160,392
3,236,292
11,515,879
10,177,971
11,765,688
773,676
2,865,578
161,882
20,078
21,324,752
8,952,307
4,374,587
290,183
13,947,939
183,262
3,491,454
53,353
1,553,996
3,995,319
73,423
4,069
6,810,617
5,888,702
39,355,044
30,044,592
21,070,069
160,392
3,236,292
11,515,879
10,177,971
11,765,688
773,676
2,865,578
161,882
20,078
21,324,752
8,952,307
4,374,587
290,183
13,947,939
6,444,427
21,535,401
4,456,835
4,994,289
13,522,203
4,641,575
6,154,527
9,044,160
3,545,485
8,872,735
9,238,480
1,536,695
14,717,604
47,417
1,868,234
10,002,620
6,615,870
14,780,083
5,102,782
20,187,244
403,374
27,745,179
11,217,555
2,457,107
9,216,987
4,399,619
4,921,434
3,464,807
7,315,807
6,444,427
21,535,401
4,456,835
4,994,289
13,522,203
4,641,575
6,154,527
9,044,160
3,545,485
8,872,735
9,238,480
1,536,695
14,717,604
47,417
1,868,234
10,002,620
6,615,870
14,780,083
5,102,782
20,187,244
403,374
27,745,179
11,217,555
2,457,107
9,216,987
4,399,619
4,921,434
3,464,807
7,315,807
(26,427)
(634,349)
(1,026,964)
78,488
(254,641)
(50,452)
(17,294)
480,841
(853,383)
(2,913,778)
(1,814,817)
(1,582,910)
(11,720)
(851,409)
(539,094)
(6,735,274)
452,788
(2,050,329)
1,701,633
(2,533,180)
(870,877)
3,475,873
1,362,049
(41,683)
(141,525)
980,712
759,487
519,853
2,437,028
(277,094)
(1,469,403)
1,348,726
1,198,298
(355,199)
2,144,132
(52,568)
389,981
2,481,833
(3,039,125)
200,735
6,555
(441,449)
1,180,120
3,392,492
2,083,625
(412,495)
3,494,995
748,554
5,415,736
3,697,598
(1,119,340)
5,876,028
(665,182)
2,334,210
355,501
1,020,595
Investment
Income
1,044,870
1,628,553
400,000
57,102
282,392
4,204,401
3,751,672
616,612
210,601
2,805,086
100,000
7,888,020
4,000,000
368,207
2,559,937
68,773
571,519
6,273,139
5,415,075
2,130,662
433,591
5,417,369
9,440
873,462
2,282,810
5,336,033
805,599
106,723
310,238
2,190,018
1,579,776
425,627
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
104,659
5,022,833
4,594,577
11,739,972
543,516
2,651,444
203,853
5,512,252
9,784,489
130,555
4,353,154
507,197
150,000
362,820
500,213
2,661,533
3,396,323
82,503
543,806
3,080,365
11,517
506,402
459,745
925,483
2,082,944
3,448,825
256,677
728,909
2,322,706
1,000,475
8,656
47,929
370,079
2,018,153
813,641
414,169
306,482
782,453
267,431
518,831
7,723,818
1,257,220
3,347,667
3,462,194
3,330,621
965,040
3,319,415
2,453,794
5,718,938
1,278,000
8,815,936
1.800
0.430
1.920
1.560
0.610
2.330
4.940
4.200
0.790
5.090
100.000
5.590
1.190
2.500
1.580
2.110
0.200
1.170
4.220
0.980
0.940
6.840
1.670
3.560
0.830
1.040
7.390
0.970
1.680
1.360
0.400
11.150
0.300
20.000
0.250
0.500
3.670
5.980
0.580
1.660
0.250
0.930
0.480
0.500
0.290
0.280
6.700
15.700
0.980
0.570
0.980
0.730
1.310
1.180
25.440
1.660
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.2
770487
770489
770490
770500
770501
770505
770510
770511
770513
770515
770516
770528
770535
770536
770538
770544
770545
770547
770562
770564
770571
770572
770575
770577
770579
770582
770588
770589
770593
770597
770598
770608
770615
770616
770620
770624
770633
770635
770641
770646
770650
770652
770656
770662
770663
770664
770668
770670
770671
770676
770681
770682
770684
770685
770688
770690
CENTRE CAPITAL INVESTORS V LP
CARLYLE STRATEGIC PART II LP
OAK HILL CAP PARTNERS III LP
CALERA CAPITAL PARTNERS IV LP
TAILWIND CAPITAL PARTNERS LP
MONITOR CLIPPER EQ PTR III LP
SUNTX CPI EXPANSION FUND LP
RIVERSTONE/CARLYLE GLB E&P IV
KKR EUROPEAN FUND III LP
ALTOS VENTURES IV LP
ABRY PARTNERS VI LP
STAFFORD NM FUND II LP
ADVENT INTERNAT GPE VI-A LP
BAIRD VENTURE PTRS III LP
THOMA BRAVO FUND IX LP
LEEDS EQUITY PARTNERS V LP
TOWERBROOK INVESTORS III LP
LINDSAY GOLDBERG III LP
BUNKER HILL CAPITAL II QP LP
AVISTA CAPITAL PARTNERS II LP
ADVANTAGE CAP ST TAX CRED LLC
CLAYTON DUB RICE VIII LP
WCAS XI LP
CRESTVIEW PARTNERS II LP
WIND POINT PARTNERS VIIA LP
CRESSEY & COMPANY IV LP
KKR E2 INVESTORS LP - CLASS A
KKR E2 INVESTORS LP - CLASS B
ADVANTAGE CAP ST TX CR II LLC
ADVANTAGE CAP FL TAX CRED LLC
ADVANTAGE CAP MISSOURI TAX CRE
YANKEE CABLE PARTNERS LLC
OHCP III VW COI LP
ADVANTAGE CAP CT PARTNERS LP
CD&R UNIVAR CO INVESTOR LP
STONEHENGE CAPITAL FD FL I LLC
ENCAP ENERGY CAP FD VIII LP
ADVANTAGE CAP 2010 IL TAX LLC
VERITAS III
AURORA EQUITY PARTNERS IV LP
ARLINGTON CAP PARTNERS III LP
BRONCO MIDSTREAM PARTNERS LP
BAIRD CAPITAL PARTNERS V LTD
ABRY PARTNERS VII LP
BHG INVESTMENTS LLC
BERKSHIRE FUND VIII LP
ARCLIGHT ENERGY PARTNERS V LP
STONGEHENGE N CAROLINA II LLC
CRESTVIEW TULIP INVESTORS LLC
ENCAP ENERGY VIII COINVEST LP
GENERATION GROWTH CAP FN II LP
THOMA BRAVO X LP
EXCELSIOR CAP PARTNERS IV LP
ADVANTAGE CAP 2012 ST TAX LLC
RIVERSTONE GLB ENRGY&PWR FND V
AIF CAPITAL ASIA IV LP
Code
City
NEW YORK
WASHINGTON
FORT WORTH
SAN FRANCISCO
NEW YORK
CAMBRIDGE
DALLAS
WASHINGTON
GRAND CAYMAN
MENLO PARK
BOSTON
LARKSPUR
BOSTON
MILWAUKEE
CHICAGO
NEW YORK
GEORGE TOWN
DOVER
BOSTON
NEW YORK
NEW ORLEANS
GEORGE TOWN
NEW YORK
NEW YORK
CHICAGO
CHICAGO
NEW YORK
NEW YORK
NEW ORLEANS
NEW ORLEANS
NEW ORLEANS
WILMINGTON
FORT WORTH
AVON
GEORGE TOWN
COLUMBUS
HOUSTON
NEW ORLEANS
NEW YORK
LOS ANGELES
CHEVY CHASE
BOSTON
MILWAUKEE
BOSTON
CHICAGO
WILMINGTON
BOSTON
COLUMBUS
NEW YORK
HOUSTON
MILWAUKEE
CHICAGO
GEORGE TOWN
NEW ORLEANS
NEW YORK
GRAND CAYMAN
6
7
8
9
10
11
12
State
NY
DC
TX
CA
NY
MA
TX
DC
CYM
CA
MA
CA
MA
WI
IL
NY
CYM
DE
MA
NY
LA
CYM
NY
NY
IL
IL
NY
NY
LA
LA
LA
DE
TX
CT
CYM
OH
TX
LA
NY
CA
MD
MA
WI
MA
IL
DE
MA
OH
NY
TX
WI
IL
CYM
LA
NY
CYM
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
5
Name of Vendor
or General Partner
CENTRE CAPITAL INVESTORS V LP
CSP II GENERAL PARTNER LP
OHCP GENPAR III LP
CALERA CAPITAL INVESTORS IV LP
TAILWIND CAPITAL PARTNERS GP LP
MONITOR CLIPPER PARTNERS III LP
SUNTX CPI EXPANSION FUND GP LP
RIVERSTONE/CARLYLE ENERGY PTNRS IV LP
KKR ASSOCIATES EUROPE III LP
ALTOS MANAGEMENT PARTNERS IV LLC
ABRY VI CAPITAL PARTNERS LP
STAFFORD PRIVATE EQUITY INC
ADVENT INTERNATIONAL GPE VI GP LP
BAIRD VENTURE PTRS MGMT CO III LLC
THOMA BRAVO FUND IX LP
LEEDS EQUITY ASSOCIATES V LP
TOWERBROOK INVESTORS GP III LP
LINDSAY GOLDBERG GP III LLC
BUNKER HILL INVESTMENTS II LLC
AVISTA CAPITAL PARTNERS II GP LLC
ADVANTAGE CAP III GP LLC
CD&R ASSOCIATES VIII LTD
WCAS XI ASSOCIATES LLC
CRESTVIEW PARTNERS II GP LP
WIND POINT PARTNERS VII LP
CRESSEY & COMPANY GP LP
KKR ASSOCIATES E2 LP
KKR ASSOCIATES E2 LP
ADVANTAGE CAP ST TX CR II LLC
ADVANTAGE CAP FL TAX CRED LLC
ADVANTAGE CAP MISSOURI TAX CRED
ABRY PARTNERS VI LP
OHCP GENPAR III LP
ADVANTAGE CAP CT GP I LLC
CD&R ASSOCIATES VIII, LTD
STONEHENGE FLORIDA INVESTOR I, LLC
ENCAP EQUITY FUND VIII GP LP
ADVANTAGE CAP 2010 IL TAX LLC
VERITAS CAPITAL PARTNERS III LLC
AURORA CAPITAL PARTNERS IV LLC
ARLINGTON MANAGEMENT III LLC
BRONCO PARTNERS GP LLC
BAIRD CAPITAL PARTNERS MGMT V LLC
ABRY VII CAPITAL PARTNERS LP
FRONTENAC IX
EIGHTH BERKSHIRE ASSOCIATES LLC
ARCLIGHT PEF GP V LLC
STONEHENGE N CAROLINA II LLC
CRESTVIEW PARTNERS II GP LP
ENCAP EQUITY FUND VIII GP LP
GENERATION GROWTH CAP PARTNERS II LLC
THOMA BRAVO X LP
EXCELSIOR CAPITAL ASIA GP IV LP
ADVANTAGE CAP 2012 ST TAX CREDIT LLC
RIVERSTONE ENERGY PARTNERS V LP
AIF CAPITAL ASIA IV GP LIMITED
NAIC
Designation
Date
Originally
Acquired
Type
and
Strategy
06/07/2007
06/29/2007
10/14/2007
11/14/2007
12/28/2007
09/19/2007
01/01/2008
01/17/2008
01/17/2008
10/01/2007
03/03/2008
04/18/2008
03/12/2008
01/17/2008
04/08/2008
12/21/2007
04/30/2008
05/21/2008
10/24/2008
07/25/2008
01/01/2009
01/12/2009
02/10/2009
04/02/2009
04/10/2009
05/20/2009
10/02/2009
10/02/2009
12/14/2009
05/07/2010
05/07/2010
08/24/2010
09/22/2010
10/15/2010
08/31/2010
12/07/2010
02/16/2011
02/24/2011
02/08/2006
06/15/2011
07/01/2011
07/07/2011
06/30/2011
04/29/2011
06/30/2011
05/11/2011
12/01/2011
12/08/2011
12/19/2011
12/20/2011
01/31/2012
02/09/2012
02/21/2012
02/24/2012
05/04/2012
05/11/2012
3
3
3
3
3
3
3
3
3
1
3
1
3
1
3
3
3
3
3
3
1
3
3
3
3
3
3
3
1
1
1
3
Actual
Cost
Book/
Adjusted
Carrying
Value
Less
Encumbrances
Fair
Value
Investment
Income
9,917,684
1,658,147
25,686,347
15,362,711
11,989,570
29,389,890
10,000,000
19,227,599
13,120,284
4,289,558
4,569,642
15,480,875
6,284,397
7,491,029
2,573,410
6,110,282
10,017,148
21,191,233
12,248,558
14,237,296
3,966,408
1,598,222
26,401,554
12,730,436
7,526,325
15,924,514
18,075,437
14,159,512
14,145,665
7,866,682
8,129,510
4,652,981
10,277,773
7,956,635
2,060,254
7,325,395
7,761,181
20,145,038
12,025,763
18,358,349
3,966,408
1,598,222
26,401,554
12,730,436
7,526,325
15,924,514
18,075,437
14,159,512
14,145,665
7,866,682
8,129,510
4,652,981
10,277,773
7,956,635
2,060,254
7,325,395
7,761,181
20,145,038
12,025,763
18,358,349
1,616,558
187,510
175,925
1,165,464
(701,392)
(4,397,465)
278,409
(3,205,571)
4,472,564
(876,302)
5,365,491
(787,483)
499,996
(331,748)
2,985,187
1,511,486
(2,098,940)
1,338,158
1,596,109
(1,402,578)
18,937,021
16,146,251
13,693,924
30,437,911
9,573,439
457,582
98,619
29,063,758
19,730,889
19,893,962
33,076,298
10,578,268
29,063,758
19,730,889
19,893,962
33,076,298
10,578,268
(24,805)
5,421
408
444
408
444
408
444
11,898,910
(20,584)
2,062,041
18,979,732
(176,714)
(135,114)
(28,504)
4,720
13,106
5,772
99,083
65,567
65,567
69,618
65,194
19,153,803
18,735,959
18,735,959
5,137,231
1,014,958
6,373,311
39
11,469,570
17,828,038
19,991,338
2,468,201
8,511,656
9,532,999
18,940,834
19,935,942
10,276,303
3,338,619
39
30,194,560
33,831,956
24,148,106
10,813,351
5,713,633
14,341,511
16,861,674
21,255,339
8,473,966
3,338,619
39
30,194,560
33,831,956
24,148,106
10,813,351
5,713,633
14,341,511
16,861,674
21,255,339
8,473,966
23,536,243
2,600,525
6,024,422
7,039,987
4,721,880
1,675,169
5,259,604
9,227,580
6,038,901
17,568,808
5,714,645
16,789,172
7,426,348
5,421
8,274,731
3,655,421
1,570,135
3,827
466,083
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
2,573,308
1,762,755
2,270,701
316,109
2,074,928
400
298,454
3,025,783
1,822,016
2,983,366
1,849,685
2,341,285
5,391,503
300,000
307,121
2,846,463
5,572,066
2,307,087
2,555,498
2,611,337
4,562,991
13,856,981
475,287
20,405,181
730,290
1,099,915
6,325,784
1,942,276
2,751,442
6,015,491
8,355,141
564,592
5,487,874
5,672,160
1,170,000
(5,724)
4,720
13,106
5,772
815,514
1
1
3
1
3
3
3
3
3
3
3
3
3
3
3
3
1
3
3
(14,337)
1,675,169
5,259,604
9,227,580
6,038,901
16,789,172
7,426,348
(862,109)
502,098
896,537
6,302,762
9,650,105
4,300,619
5,281,345
(2,255,443)
3,426,795
(2,079,160)
1,371,957
(723,663)
3,754,417
280,727
2,232,597
271,918
5,361,345
1,903,218
778,306
4,520,710
1,419,964
(50,580)
273,956
4,337,368
4,066,652
(587,657)
1,303,759
1,980,712
3,346,855
2,236,088
4,331,005
5,772,228
193,428
1,728,149
39,725
91,937
2,201,157
495,880
7,222,154
2,080,333
7.500
1.150
1.050
3.950
2.580
8.030
7.970
0.500
0.430
5.780
1.440
100.000
0.580
7.170
1.820
1.920
2.900
0.750
7.630
2.390
1.000
0.960
0.850
1.030
6.080
3.900
0.910
0.040
0.400
0.410
0.440
2.700
33.970
2.080
13.470
27.500
0.230
38.570
5.050
4.680
6.020
6.240
4.020
0.920
27.940
0.600
0.450
28.000
6.710
0.510
23.080
1.430
8.330
50.220
0.320
3.190
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.3
770698
770699
770702
770704
770712
770714
770719
770721
770723
770725
770727
770729
770730
770731
770738
770748
770750
770753
770755
770758
770762
770765
770768
770782
770787
770790
770793
770795
770797
770800
770803
770806
770809
770812
770815
770817
770820
770822
770825
770828
770836
770837
770840
770842
770845
770847
770850
770852
770861
770862
770864
770866
770868
770869
770873
770875
HIGHBRIDGE PRNCPL STRT MEZZ II
EPE DOMESTIC CO INVESTORS LP
HARVEST PARTNERS VI LP
CIPH HOLDINGS LLC
AVISTA CAPITAL PARTNERS III LP
CONNECTICUT SMALL BUSINESS FUN
MT PARENT LLC PREFERRED
MT PARENT LLC COMMON
ADVENT INTERNATIONAL GPE VII B
QUAD C PARTNERS VIII LP
TRILANTIC CAPITAL PARTNERS V
COURT SQUARE CAP PARTNERS III
CARLYLE US EQUITY OPPORTUNITY
ABRY SENIOR EQUITY IV LP
KKR NORTH AMERICA FUND XI LP
NORTH CASTLE PARTNERS V LP
ARSENAL CAPITAL PARTNERS III
FRONTENAC X PRIVATE CAPITAL LP
ENCAP ENERGY CAPITAL FUND IX
ADVANTAGE CAP MISS PRTNRS I
INTO POOLING ENTITY LP
SUNRISE CO INVESTMENT FUND GP
LTS GROUP HOLDINGS LLC
MPE PARTNERS LP
PIK HOLDINGS INC
CMW PARENT LLC
BRENTWOOD ASSOCIATES PE V LP
MEZZVEST III LP
CCMP CAPITAL INVESTORS III LP
PLATINUM EQUITY CP PTRS III LP
GREENBRIAR COINVESTMENT NC LP
UTEX INDUSTRIES
NIAGARA FIBER LLC
RIVERSTONE FIELDWOOD PTRS LP
AURORA RESURGENCE FUND II LP
HARBOUR GRP INVESTMENTS VI LP
KKR ASIAN FUND II LP
KAINOS CAPITAL PARTNERS LP
ADVANTAGE CAP 2013 ST TAX LLC
CLAYTON DUBILIER & RICE IX LP
SC INVESTOR II LLC
FLOWCHEM HOLDINGS LLC
APOLLO INVESTMENT FUND VIII LP
BEECKEN PETTY OKEEFE FN IV
ARSENAL MBDD HOLDING LP
STERLING INVESTMENT PTNRS III
GREENBRIAR EQUITY FUND III LP
OLYMPUS GROWTH FUND VI LP
HARBERT POWER FUND V LLC
THE RESOLUTE FUND III LP
RIVERSTONE FIELDWOOD PTNRS B
CARLYLE ECI COINVESTMENT LP
MACQUARIE INFRASTRUCTURE FDIII
PALLADIUM EQUITY PARTNERS IV
BP HH HOLDINGS LLC (COMMON)
BP HH HOLDINGS LLC (PREFERRED)
Code
City
NEW YORK
WILMINGTON
NEW YORK
NEW YORK
NEW YORK
AVON
LOS ANGELES
LOS ANGELES
BOSTON
CHARLOTTESVILLE
NEW YORK
NEW YORK
WASHINGTON
BOSTON
NEW YORK
GREENWICH
NEW YORK
CHICAGO
HOUSTON
CRYSTAL SPRINGS
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
NEW YORK
WILMINGTON
LOS ANGELES
ST HELIER
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
WILMINGTON
GEORGE TOWN
WILMINGTON
NEW ORLEANS
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
6
7
8
9
10
11
12
State
NY
DE
NY
NY
NY
CT
CA
CA
MA
VA
NY
NY
DC
MA
NY
CT
NY
IL
TX
MS
DE
DE
DE
DE
NY
DE
CA
JEY
DE
DE
DE
DE
DE
DE
DE
DE
CYM
DE
LA
CYM
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
5
Name of Vendor
or General Partner
HIGHBRIDGE PRINCIPAL STRAT MEZZ II GP
EPE ACQUISITION HOLDING LLC
HARVEST ASSOCIATES VI LP
VERITAS CAPITAL FUND IV LP
AVISTA CAPITAL PARTNERS III GP LP
CT III GP, LLC
AURORA CAPITAL PARTNERS IV LLC
AURORA CAPITAL PARTNERS IV LLC
GPE VII GP LP
QUAD C PARTNERS VIII LP
TRILANTIC CAPITAL PARTNERS V LP
COURT SQUARE CAPITAL GP III LLC
CARLYLE EQUITY OPPORTUNITY GP LP
ABRY SENIOR EQUITY INVESTORS IV LP
KKR NORTH AMERICA FUND XI LP
NORTH CASTLE PARTNERS GP V LP
ARSENAL CAPITAL INVESTMENT III LP
FRONTENAC COMPANY X PARTNERS GP LP
ENCAP EQUITY FUND IX GP LP
ADVANTAGE CAPITAL MS GP I LLC
LEEDS EQUITY ASSOCIATES V LP
P&P SUNRISE CO INVESTMENT FUND GP LLC
BERKSHIRE FUND VIII INVESTMENT CORP
MPE GP LLC
MIDOCEAN PARTNERS III LP
LEP CMW HOLDINGS LLC
BRENTWOOD PRIVATE EQUITY V LP
MEZZVEST PARTNERS III LIMITED
CCMP CAPITAL ASSOCIATES III LP
PLATINUM EQUITY PARTNERS III LLC
GREENBRIAR EQUITY FUND III LP
RIVERSTONE ENERGY PARTNERS V LP
ARSENAL CAPITAL MANAGEMENT LP
RIVERSTONE ENERGY PARTNERS V LP
AURORA RESURGENCE CAPITAL PTRS II LLC
HARBOUR GROUP VI MANAGEMENT CO LLC
KKR ASSOCIATES ASIA II LP
KAINOS CAPITAL PARTNERS GP LP
ADVANTAGE CAP 2013 ST TAX LLC
CD&R ASSOCIATES IX LP
SCF MANAGER INC
ARESENAL CAPITAL MANAGEMENT LP
APOLLO ADVISORS VIII LP
BEECKEN PETTY OKEEFE & COMPANY IV LP
ARSENAL MBDD HOLDING LLC
STERLING INVSTMNT PTNS MGMT III LLC
GREENBRIAR EQUITY CAPITAL III LP
OGP VI LLC
HARBERT POWER MM V LLC
THE RESOLUTE PARTNERS III GP LLC
RIVERSTONE ENERGY PARTNERS V LP
CARLYLE EQUITY OPPORTUNITY GP, LP
MACQUARIE INF PARTNERS III GP
PALLADIUM EQUITY PARTNERS IV LLC
BLUE POINT CAPITAL PARTNERS III LP
BLUE POINT CAPITAL PARTNERS III LP
NAIC
Designation
Book/
Adjusted
Carrying
Value
Less
Encumbrances
Date
Originally
Acquired
Type
and
Strategy
05/23/2012
05/22/2012
06/01/2012
06/04/2012
06/26/2012
07/17/2012
08/09/2012
08/09/2012
08/27/2012
09/07/2012
09/20/2012
10/02/2012
10/05/2012
10/30/2012
11/15/2012
12/17/2012
12/20/2012
12/28/2012
01/08/2013
01/25/2013
03/20/2013
03/18/2013
04/11/2013
06/12/2013
07/08/2013
07/01/2013
07/12/2013
07/23/2013
07/26/2013
08/05/2013
08/16/2013
08/08/2013
08/27/2013
09/27/2013
10/03/2013
10/01/2013
10/04/2013
10/15/2013
10/31/2013
11/21/2013
12/06/2013
12/06/2013
12/11/2013
12/13/2013
12/23/2013
01/03/2014
01/21/2014
01/21/2014
02/10/2014
02/27/2014
03/21/2014
04/17/2014
04/25/2014
05/06/2014
05/23/2014
05/23/2014
3
3
3
3
3
12,663,151
6,269,867
9,369,264
64,315
22,192,136
14,640,795
2,052,813
13,675,284
39,381
25,821,188
14,640,795
2,052,813
13,675,284
39,381
25,821,188
3,060,617
(356,649)
4,689,347
6,240,280
803,331
2
2
3
3
3
3
3
3
3
3
3
3
3
3,688,935
3,688,935
8,858,812
10,793,993
16,962,407
6,199,054
12,864,028
5,710,875
15,501,231
10,335,950
8,372,054
7,872,373
7,625,079
3,688,935
3,688,935
12,475,082
15,729,925
17,342,070
6,085,762
11,879,213
6,704,093
19,781,237
10,203,879
14,318,183
8,345,751
8,108,311
3,688,935
3,688,935
12,475,082
15,729,925
17,342,070
6,085,762
11,879,213
6,704,093
19,781,237
10,203,879
14,318,183
8,345,751
8,108,311
3,664,491
4,070,456
2,023,354
1,773,176
(2,399,393)
537,286
3,502,696
37,347
4,568,550
594,235
3,348,627
3
3
3
3
3
2
3
3
3
3
3
3
2
3
3
3
3
3
1
3
1
2
3
3
2
3
3
3
3
3
3
14,581,090
7,822,945
6,795,802
10,659,381
1,622,948
7,322,340
11,873,711
10,391,972
8,278,774
15,147,097
1,226,178
9,393,549
20,460,867
7,494,642
8,413,718
3,670,692
15,055,519
4
20,365,284
12,813,533
1,093,173
7,738,646
9,871,226
11,492,995
1,622,948
8,960,194
11,205,838
12,485,437
11,380,660
21,556,071
432,761
9,393,549
20,423,895
9,273,368
6,624,359
5,411,757
17,828,246
4
21,753,851
12,813,533
1,093,173
7,738,646
9,871,226
11,492,995
1,622,948
8,960,194
11,205,838
12,485,437
11,380,660
21,556,071
432,761
9,393,549
20,423,895
9,273,368
6,624,359
5,411,757
17,828,246
4
21,753,851
1,921,410
10,389,938
11,972,202
1,699,401
8,166,699
13,938,144
8,732,313
21,143,727
7,697,386
2,365,770
5,859,127
17,728,367
13,075,492
736,640
2,209,921
1,695,110
11,511,326
13,052,952
1,699,401
9,186,660
16,016,938
11,602,523
19,622,772
9,136,413
2,343,595
6,909,405
18,063,108
12,778,379
736,640
2,209,921
1,695,110
11,511,326
13,052,952
1,699,401
9,186,660
16,016,938
11,602,523
19,622,772
9,136,413
2,343,595
6,909,405
18,063,108
12,778,379
736,640
2,209,921
3
2
2
Actual
Cost
Fair
Value
Investment
Income
3,471,508
3,946,234
2,982,652
39,314,012
181,970
1,094,113
1,040,305
706,676
1,476,000
2,921,538
8,037,593
8,128,982
1,200,358
1,067,223
3,985,565
2,105,120
1,858,436
5,475,000
2,139,139
652,656
645,205
278,904
1,064,490
1,279,155
2,499,145
1,964,299
(654,089)
(3,356,191)
(84,299)
2,264,593
833,614
2,350,045
530,632
1,874,979
4,465,685
1,246,739
(788,552)
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
2,304,793
1,142,941
(261,750)
976,568
2,795,701
10,296,846
4,927,439
8,507,211
3,209,412
993,043
(21,016)
24,008
(1,385,845)
1,267,795
4,247,651
510
(2,160,986)
2,505,926
510
92,091
13,171,948
(226,300)
1,313,996
3,558,037
861,148
8,557,845
6,666,226
2,339,353
1,271,055
3,046,543
1,254,796
1,218,931
(5,954)
586,370
603,749
206,289
688,798
356,633
459,485
13,586,213
3,078,235
3,446,123
12,333,301
6,516,941
11,725,741
3,598,009
11,302,614
1,123,003
7,048,585
6,710,937
1.370
14.670
1.350
12.860
2.910
100.000
3.820
3.740
0.370
2.210
1.200
1.010
1.340
0.770
0.230
8.220
1.260
7.360
0.190
35.120
13.480
83.270
0.490
8.180
14.480
1.800
2.760
2.570
0.570
0.410
58.040
4.080
10.890
2.680
1.640
3.050
0.110
4.110
51.120
0.550
23.530
2.510
0.220
3.880
1.180
2.840
2.440
0.890
5.160
0.560
3.570
7.570
0.820
1.750
1.330
3.990
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.4
770879
770881
770883
770885
770886
770888
770890
770892
770893
770895
770897
770899
770901
770904
770906
770908
770910
770911
770913
770915
770917
770919
770921
770925
770928
770929
770931
770934
770935
770937
770948
770952
770954
770956
770960
770962
770964
770967
770968
770970
770972
770974
770976
770980
770984
770985
770987
770989
770993
770997
770999
771002
771013
771016
771018
771020
CENTRE CAPITAL INVESTORS VI LP
THOMA BRAVO FUND XI LP
ADVANTAGE CAPITAL 2014 STATE
STARWOOD ENERGY INFRASTRUCTURE
VERDESIAN CO INVESTMENT FUND
TRILANTIC ENERGY PARTNERS
FS EQUITY PARTNERS VII LP
ENCAP FLATROCK MIDSTREAM FUND
FIRST RESERVE BUYOUT FUND XIII
CIP CAPITAL FUND LP
PAINE & PARTNERS CAPITAL FD IV
WASSERSTEIN PARTNERS III LP
TPG VI WOLVERINE COINVEST LP
BLUE POINT CAPITAL PTRS III LP
GTCR FUND XI
CARLYLE ASIA PARTNERS IV
RIVERSTONE FIELDWOOD STRATEGIC
OHCP III BC COI LP
CARLYLE EUROPE PARTNERS IV
LIPARI FOODS HOLDCO LLC
KARMAN II COINVEST LP
STONEWALL HOLDCO LLC
CB FLEET TOPCO LLC
TCP WARD COINVEST LP
ADVANTAGE CAPITAL 2014 NATL TX
CRESTVIEW PARTNERS III LP
KKR GLOBAL INFRASTRUCTUR FD II
FIRST RESERVE ENERGY INFRA II
WP PARIS COINVEST LP
TAILWATER ENERGY FUND II LP
HARVEST PARTNERS STRUCTURED
REVELSTOKE CAPITAL PARTNERS
HGGC II
YELLOWSTONE HOLDINGS LLC
KKR EUROPEAN FUND IV
BC EUROPEAN CAPITAL ARGOS LP
FFL CAPITAL PARTNERS IV LP
KKR EAGLE COINVEST LP
CRESSEY & COMPANY FUND V
WCAS XII LP
SHOCK DOCTOR HOLDINGS LLC
THOMA BRAVO SPECIAL FUND II LP
ABRY PARTNERS VIII
BAIN CAPITAL EUROPE IV LP
ATLANTIC EQUITY PTNRS IV A LP
VERITAS CAPITAL FUND V LP
MIDOCEAN PARTNERS IV LP
WP LH CO INVEST LP
CISA HOLDINGS LLC
GHO CAPITAL FUND I LP
NC RENEWABLE INVESTOR V LLC
KIDKRAFT GROUP HOLDINGS LLC
ARCLIGHT ENERGY PTRS FD VI LP
KELSO HAMMER COINVEST LP
KETTLE CUISINE LLC
LAZ KARP HP SCF INVESTOR LLC
Code
City
WILMINGTON
KENT
NEW ORLEANS
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
HOUSTON
GEORGE TOWN
DOVER
GEORGE TOWN
DOVER
FORT WORTH
CLEVELAND
DOVER
GEORGE TOWN
HOUSTON
FORT WORTH
WASHINGTON
WILMINGTON
DOVER
DOVER
WILMINGTON
WILMINGTON
NEW ORLEANS
UGLAND HOUSE
GEORGE TOWN
GEORGE TOWN
WILMINGTON
WILMINGTON
NEW YORK
WILMINGTON
GEORGE TOWN
BUNNELL
GEORGE TOWN
ST PETER PORT
UGLAND HOUSE
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
BOSTON
GEORGE TOWN
WILMINGTON
NEW YORK
WILMINGTON
WILMINGTON
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
WILMINGTON
DOVER
6
7
8
9
10
11
12
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
5
State
Name of Vendor
or General Partner
DE
DE
LA
DE
CYM
DE
DE
TX
CYM
DE
CYM
DE
TX
OH
DE
CYM
TX
TX
DC
DE
DE
DE
DE
DE
LA
CYM
CYM
CYM
DE
DE
NY
DE
CYM
FL
CYM
GGY
CYM
CYM
DE
DE
DE
DE
MA
CYM
DE
NY
DE
DE
DE
CYM
DE
DE
DE
DE
DE
DE
CENTRE PARTNERS VI LP
THOMA BRAVO PARTNERS XI LP
ADVANTAGE CAPITAL 2014 STATE TAX
SEI MANAGEMENT-II LP
P&P VERDESIAN CO-INVEST FUND GP LLC
TRILANTIC ENERGY PARTNERS
FS CAPITAL PARTNERS VII LLC
ENCAP EQUITY FUND VIII GP LP
FIRST RESERVE GP XIII LP
COMPASS PARTNERS GP LP
PAINE & PARTNERS CAPITAL FUND IV GP LP
WASSERSTEIN PARTNERS III GP LP
TPG ADVISORS VI-AIV INC
BLUE POINT CAPITAL PTRS MGMT III LP
GTCR PARTNERS XI A&C LP
CARLYLE ASIA PARTNERS IV GP LP
RIVERSTONE V FW HOLDINGS LLC
OHCP GENPAR III LP
CEP IV MANAGING GP LP
STERLING INVESTMENT PARTNERS MNGMT III
PERIDOT COINVEST MANAGER LLC
CENTRE CAPITAL INVESTORS VI, LP
GRYPHON PARTNERS 3.5 LP
TRILANTIC CAPITAL ASSOCIATES V LP
ADVANTAGE CAP 2014NATL TAX CR INVEST
CRESTVIEW PARTNERS III GP LP
KKR ASSOCIATES INFRASTRUCTURE II LP
FIRST RESERVE ENERGY INFRASTRUCT GP II
WASSERSTEIN PARTNERS III (GP), L.P.
TW GP EF II LP
HARVEST ASSOCIATES SCF LP
RCP FUND I GP LLC
HGGC FUND II GP LP
YELLOWSTONE HOLDINGS LLC
KKR ASSOCIATES EUROPE IV LP
CIE MANAGEMENT IX LIMITED
FFL GP IV LP
KKR EAGLE COINVEST GP LIMITED
CRESSEY & COMPANY GP LP
WCAS XII ASSOCIATES LLC
BREGAL PARTNERS
THOMA BRAVO PARTNERS XI LP
ABRY VIII CAPITAL PARTNERS LP
BAIN CAPITAL PARTNERS EUROPE IV LP
ATLANTIC EQUITY ASSOCIATES IV A LP
VERITAS CAPITAL PARTNERS V LLC
MIDOCEAN ASSOCIATES IV LP
WASSERSTEIN PARTNERS III GP LP
VERITAS CAPITAL FUND V LP
GHO GP I LP
STONEHENGE CAPTIAL COMPANY LLC
MIDOCEAN PARTNERS IV LP
ARCLIGHT PEF GP VI LLC
JAMES J CONNORS II
KAINOS GP LLC
HARVEST PTNRS STRUCTURED CAPITAL FUND
NAIC
Designation
Date
Originally
Acquired
Type
and
Strategy
05/30/2014
06/03/2014
06/13/2014
06/25/2014
06/30/2014
07/01/2014
07/09/2014
07/09/2014
07/15/2014
07/17/2014
07/23/2014
07/28/2014
07/31/2014
08/18/2014
09/02/2014
09/24/2014
08/04/2014
09/30/2014
10/14/2014
10/07/2014
10/17/2014
10/24/2014
10/24/2014
11/04/2014
11/21/2014
03/03/2015
12/18/2014
12/23/2014
12/29/2014
12/23/2014
12/31/2014
01/15/2015
01/27/2015
02/11/2015
02/26/2015
03/04/2015
03/27/2015
03/25/2015
04/13/2015
04/20/2015
04/22/2015
04/29/2015
05/05/2015
05/12/2015
05/22/2015
06/08/2015
06/26/2015
06/26/2015
06/30/2015
07/16/2015
06/30/2015
07/08/2015
08/14/2015
08/17/2015
08/19/2015
09/02/2015
3
3
3
3
3
3
3
3
2
3
3
3
2
3
2
2
2
2
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
2
3
2
2
Actual
Cost
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
11,249,918
16,672,441
7
16,166,901
14,697,155
9,596,862
11,778,850
3,351,276
3,593,339
12,202,156
12,069,270
17,410,921
33,025,090
6,373,541
6,801,364
10,458,928
12,050,000
20,873,117
9,895,155
5,415,139
8,827,000
7,723,625
2,560,197
8,863,071
3
7,369,059
6,439,329
6,738,054
8,455,902
7,426,548
6,975,529
11,304,095
13,875,780
3,530,800
8,894,686
13,629,472
10,469,552
30,330,263
5,280,569
5,283,236
28,500,000
3,664,302
12,968,290
3,898,653
13,732,020
16,356,959
10,810,919
14,535,432
38,475,000
11,598,393
14,153,699
18,484,838
7
18,193,308
12,283,534
11,911,301
11,483,049
3,319,974
2,514,146
12,932,122
10,048,748
17,003,259
30,434,383
8,658,305
7,410,400
11,130,860
9,599,370
29,145,466
8,449,757
4,899,866
8,794,564
7,723,625
2,461,741
14,442,160
3
6,897,193
6,430,167
7,009,446
18,782,107
8,359,094
8,509,842
14,501,378
15,414,065
3,469,032
7,964,349
27,323,952
11,251,244
30,081,482
5,361,396
5,652,332
26,751,830
3,968,247
12,984,511
4,041,285
10,023,300
17,552,745
12,977,493
12,461,653
38,469,377
9,691,679
14,153,699
18,484,838
7
18,193,308
12,283,534
11,911,301
11,483,049
3,319,974
2,514,146
12,932,122
10,048,748
17,003,259
30,434,383
8,658,305
7,410,400
11,130,860
9,599,370
29,145,466
8,449,757
4,899,866
8,794,564
7,723,625
2,461,741
14,442,160
3
6,897,193
6,430,167
7,009,446
18,782,107
8,359,094
8,509,842
14,501,378
15,414,065
3,469,032
7,964,349
27,323,952
11,251,244
30,081,482
5,361,396
5,652,332
26,751,830
3,968,247
12,984,511
4,041,285
10,023,300
17,552,745
12,977,493
12,461,653
38,469,377
9,691,679
4,313,569
10,161,724
13,994,906
9,500,000
18,924,406
4,332,782
10,381,645
18,427,454
16,106,515
18,924,406
4,332,782
10,381,645
18,427,454
16,106,515
18,924,406
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
(59,571)
1,874,389
13,750,082
327,559
983,597
(2,407,323)
2,673,354
(53,838)
421,436
(665,807)
(68,928)
(856,457)
(69,325)
(2,586,479)
1,760,097
642,560
1,884,595
(7,322,195)
4,151,373
(1,034,965)
(515,273)
(4,169)
8,250,000
839,503
5,595,470
908
(237,782)
(40,998)
573,836
10,070,380
1,497,991
1,180,516
446,743
2,143,932
(61,768)
(1,138,496)
13,694,480
781,123
(248,781)
(7,097)
597,631
(1,748,170)
309,233
434,833
1,682,659
(1,335,158)
1,330,279
2,290,045
(7,200)
(5,623)
(1,332,857)
19,213
699,255
4,452,242
6,606,762
182,054
2,371,208
427,036
9,403,138
12,221,150
6,648,724
11,406,661
1,897,560
17,930,730
4,350,985
9,912,044
6,826,584
8,541,072
(184,455)
10,068,457
937,959
1,103,375
4,449,875
908
16,630,941
13,818,124
13,261,946
1,395,340
584,229
478,253
12,573,452
12,307,295
7,695,905
8,921,383
15,543,682
14,530,448
9,319,532
10,477,500
13,716,764
(139,086)
1,249,822
85,698
4,031,710
16,983,077
2,805,502
7,643,041
13,189,081
2,063,825
(377,341)
14,215,134
13,838,276
13.760
0.710
0.710
2.540
20.230
4.890
1.890
0.330
0.440
8.250
3.460
10.610
6.530
7.500
0.440
0.490
100.000
11.410
0.490
10.500
29.330
0.250
2.210
7.570
0.010
0.770
0.850
0.790
10.230
3.090
7.650
6.180
3.430
7.330
0.690
4.760
2.720
18.780
2.770
0.580
0.550
0.520
0.870
0.570
3.140
1.280
8.730
13.770
11.320
4.100
19.790
6.080
0.430
6.190
11.250
39.120
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.5
771024
771026
771028
771030
771032
771034
771037
771041
771043
771045
771047
771049
771051
771053
771059
771062
771064
771066
771068
771070
771072
771078
771080
771082
771084
771086
771088
771090
771092
771094
771096
771098
771100
771102
771104
771106
771108
771110
771111
771115
771119
771121
771123
771125
771127
771131
771135
771141
771143
771151
771153
771155
771156
771160
771162
771172
KPQ HOLDINGS LP
AEIF LINDEN CO INVESTOR LLC
TPG PARTNERS VII LP
TPG VII ENSEMBLE COINVEST LP
RIDGEMONT EQUITY PTNS II LP
IRVING PLACE CAP PTNS III SPV
ABRY PARTNERS VII LP
FFL CAPITAL PARTNERS III LP
HAMILTON LANE COINVEST FUND II
KELSO INVEST ASSOCIATES VII LP
KELSO INVEST ASSOCIATES VIII
NEW MOUNTAIN PARTNERS III LP
OCM OPPORTUNITIES FUND VII
OCM OPPORTUNITIES FUND VIIB
RCAF VI CIV XXXII LP
CARLYLE US EQUITY OPP FUND II
GENSTAR CAPITAL PARTNERS VII
CALERA CAPITAL PARTNERS V LP
RIVERSTONE GLB E&P FUND VI LP
EQT OZ COINVEST LP
OAK HILL CAP PTR IV ONSHORE LP
GRYPHON PARTNERS IV
GRYPHON COINVEST FUND IV LP
RIVERSIDE STRATEGIC CAP FUND I
LINDSAY GOLDBERG IV LP
ARSENAL CAPITAL PARTNERS IV
LINDEN CAPITAL PARTNERS III LP
WASSERSTEIN PARTNERS IV LP
CALERA XVIII LP
IM ACQUISITION HOLDINGS LLC
MASON WELLS BUYOUT FUND IV LP
STONEPEAK INFRASTRUCTURE FD II
DESSERTS LLC
RCP UPSTREAM HOLDINGS LLC
HARVEST PARTNERS VII LP
CIP CAPITAL FUND II LP
HAMILTON LANE SECONDARY FD IV
CONNECTICUT GROWTH FUND II LP
GRAHAM PARTNERS IV LP
AIM AEROSPACE HOLDINGS LLC
AURORA EQUITY PARTNERS V LP
KELSO INVESTMENT ASSOCIATES IX
ADVENT INTERNATIONAL GPE VIIIB
FRAZIER HEALTHCARE GROWTH VIII
KKR BLUE CO INVEST LP
NEXPHASE CAPITAL FUND III LP
LYTX HOLDINGS LLC
HAMILTON LANE NM FUND I LP
NORTH CASTLE PARTNERS VI LP
WIND POINT PARTNERS VIIIA LP
JLL PARTNERS FUND VII LP
MIP CLECO PARTNERS LP
BROOKFIELD INFRASTRUCTURE IIIB
KAINOS CAPITAL PARTNERS II LP
VSS IV SPV PARALLEL LP
NYCA INVESTMENT FUND LP
Code
City
WILMINGTON
WILMINGTON
FORT WORTH
WILMINGTON
WILMINGTON
GRAND CAYMAN
BOSTON
WILMINGTON
WILMINGTON
NEW YORK
NEW YORK
NEW YORK
GEORGE TOWN
GEORGE TOWN
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
LONDON
GEORGE TOWN
SAN FRANCISCO
SAN FRANCISCO
WILMINGTON
DOVER
NEW YORK
DOVER
DOVER
GEORGE TOWN
LEAWOOD
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
AVON
WILMINGTON
RENTON
DOVER
DOVER
WILMINGTON
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
CHICAGO
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
NEW YORK
6
7
8
9
10
11
12
State
DE
DE
TX
DE
DE
CYM
MA
DE
DE
NY
NY
NY
CYM
CYM
DE
CYM
DE
DE
DE
GBR
CYM
CA
CA
DE
DE
NY
DE
DE
CYM
KS
DE
DE
DE
DE
DE
DE
DE
CT
DE
WA
DE
DE
DE
DE
CYM
DE
DE
DE
DE
IL
DE
DE
DE
DE
DE
NY
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
5
Name of Vendor
or General Partner
KAINOS GP LLC
AEIF LINDEN GP LLC
TPG GENPAR VII LP
TPG ADVISORS VII INC
RIDGEMONT EQUITY MGT II LP
IPC ADVISORS III SPV LP
ABRY VII CAPITAL PARTNERS LP
FRIEDMAN FLEISCHER & LOWE LLC
HAMILTON LANE
KELSO & COMPANY
KELSO & COMPANY
NEW MOUNTAIN CAPITAL
OAKTREE CAPITAL MANAGEMENT
OAKTREE CAPITAL MANAGEMENT
RCAF VI ASSOCIATES LP
CARLYLE EQUITY OPP FUND II GP
GENSTAR CAPITAL VII LP
CALERA CAPITAL INVESTORS V
RIVERSTONE ENERGY PARTNERS VI LP
EQT VI (GP) LP
OHCP GENPAR IV LP
GRYPHON GENPAR IV LP
GRYPHON GENPAR IV LP
RSCF I ASSOCIATES LP
LINDSAY GOLDBERG GP IV LLC
ARSENAL CAPITAL INVESTMENT IV LP
LINDEN MANAGER III LP
WASSERSTEIN PARTNERS IV GP LP
CALERA CAPITAL INVESTORS V
LEEDS EQUITY PARTNERS V
MASON WELLS BUYOUT PARTNERS IV LLC
STONEPEAK ASSOCIATES II LLC
GRYPHON GENPAR IV LP
REVELSTOKE CAPITAL PARTNERS
HARVEST ASSOCIATES VII LP
CIP CAPITAL GP II LP
HAMILTON LANE SECONDARY FUND IV GP LLC
ADVANTAGE CAPITAL CT GP IV LLC
GRAHAM PARTNERS GENERAL PARTNER IV LP
LIBERTY HALL CAPITAL PARTNERS
AURORA CAPITAL PARTNERS V LP
KELSO GP IX LP
GPE VIII GP
FHM GROWTH BUYOUT VIII LP
KKR BLUE COINVEST GP LIMITED
NEXPHASE CAPITAL FUND III GP LP
GTCR FUND XIA LP
HAMILTON LANE NM FUND I GP LLC
NCP GP VI LP
WIND POINT INVESTORS VIII LP
JLL ASSOCIATES VII LP
MACQUARIE INF PARTNERS III GP
BROOKFIELD INFRASTRUCTURE FUND III GP
KCP II GP LP
VSS EQUITIES IV SPV LLC
NYCA INVESTMENTS LLC
NAIC
Designation
Date
Originally
Acquired
09/08/2015
09/08/2015
09/25/2015
09/28/2015
11/30/2015
07/31/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
10/02/2015
10/02/2015
09/30/2015
11/25/2015
10/01/2015
10/14/2015
09/20/2016
05/29/2014
09/03/2015
11/25/2015
11/25/2015
10/16/2015
10/30/2015
04/25/2016
06/23/2016
06/09/2016
10/14/2015
11/24/2015
05/25/2016
02/12/2016
12/01/2015
12/09/2015
09/28/2016
08/18/2016
02/19/2016
12/18/2015
04/21/2016
01/29/2016
06/10/2016
07/07/2016
09/26/2016
09/29/2016
03/01/2016
06/20/2016
03/15/2016
06/28/2016
03/30/2016
06/07/2016
04/19/2016
04/12/2016
05/16/2016
12/19/2016
04/28/2016
06/22/2016
Type
and
Strategy
3
3
3
3
3
3
3
2
3
3
3
3
3
3
3
3
3
2
3
3
3
3
3
3
3
3
2
3
3
3
3
3
3
3
Actual
Cost
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
9,500,000
24,000,000
5,177,840
11,417,820
7,499,260
9,173,469
12,350,767
18,626,088
17,573,871
1,147,111
37,745,140
34,242,761
2,162,408
3,469,109
33,449,004
6,446,283
11,708,390
12,582,658
3,851,605
1,166,788
9,490,257
30,560,493
5,191,282
11,769,329
8,635,872
12,068,934
10,901,946
15,635,629
18,334,026
575,400
36,155,125
30,995,262
2,087,703
2,504,867
33,449,004
6,278,146
12,377,804
11,598,712
4,118,023
913,309
14,369,789
1,263,808
6,539,909
2,129,915
5,791,055
5,286,248
2,495,413
6,067,619
14,250,000
3,771,008
10,346,994
8,351,353
23,750,000
306,414
3,459,568
1,895,832
17,731,991
1,563,510
6,762,970
2,479,120
5,074,568
4,912,375
1,700,393
6,009,519
14,146,222
3,501,735
11,825,736
8,351,353
23,197,967
71,079
3,072,482
2,348,771
9,490,257
30,560,493
5,191,282
11,769,329
8,635,872
12,068,934
10,901,946
15,635,629
18,334,026
575,400
36,155,125
30,995,262
2,087,703
2,504,867
33,449,004
6,278,146
12,377,804
11,598,712
4,118,023
913,309
(1,150,206)
17,731,991
1,563,510
6,762,970
2,479,120
5,074,568
4,912,375
1,700,393
6,009,519
14,146,222
3,501,735
11,825,736
8,351,353
23,197,967
71,079
3,072,482
2,348,771
3,452,654
23,750,000
7,729,573
8,169,558
504,000
1,824,000
22,854,638
8,496,942
7,312,500
32,452,465
5,739,202
12,593,626
2,301,740
28,897,137
5,117,385
225,522
4,789,738
833,334
2,511,777
23,750,000
7,026,635
9,942,540
390,191
1,313,026
22,316,530
7,999,299
7,312,500
35,449,410
5,467,886
12,829,337
2,194,109
29,648,193
5,529,091
225,522
5,992,781
833,334
2,511,777
23,750,000
7,026,635
9,942,540
390,191
1,313,026
22,316,530
7,999,299
7,312,500
35,449,410
5,467,886
12,829,337
2,194,109
29,648,193
5,529,091
225,522
5,992,781
833,334
(9,631)
7,595,147
180,666
351,509
1,136,612
1,329,152
(1,348,358)
(2,718,918)
1,934,991
(299,795)
3,629,869
16,045,380
99,591
(630,073)
(168,137)
3,954,096
(983,946)
607,893
(99,858)
(1,150,206)
3,362,202
299,702
293,755
366,407
(716,487)
(373,873)
(790,788)
(58,100)
(103,778)
(269,273)
1,713,607
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
959,318
18,822,160
400,093
(427,095)
3,009,236
1,265,165
43,624
4,470,500
10,613,180
96,216
294,811
(56,352)
(56,898)
198,229
10,761
(1,063,725)
(91,515)
309,142
2,542,947
16,500,740
1,117,979
1,124,136
2,989,528
1,249,059
1,180,418
7,574,476
3,470,943
17,553,717
12,291,610
27,009,276
25,148,395
19,915
39,000,000
21,330,211
1,926,192
12,460,091
16,572,595
23,208,945
8,883,752
26,504,587
3,685,398
20,228,992
13,054,002
515,314
(552,033)
(235,335)
(387,086)
452,939
23,693,586
23,040,432
47,104,168
(940,877)
20,547,346
(702,938)
1,772,982
(113,809)
(510,974)
2,124,066
(497,643)
55,745,427
15,980,532
23,496,000
22,176,000
2,996,945
(271,316)
235,711
(107,631)
751,056
488,616
1,203,043
(2,662,174)
15,503,058
97,092,951
18,260,798
30,881,374
21,698,260
751,056
26,382,615
28,774,478
288,159
9.710
60.000
0.230
1.990
2.410
0.750
0.730
2.400
2.520
1.130
0.970
0.930
0.500
0.270
55.150
1.000
1.830
19.400
0.600
4.930
4.350
4.970
6.530
20.180
0.530
2.480
3.520
4.620
30.000
15.880
4.080
0.660
4.880
12.120
1.520
8.020
4.670
38.630
7.350
21.110
7.490
1.240
0.950
6.850
32.780
4.800
1.920
94.050
8.000
11.320
2.470
2.500
0.230
3.240
30.320
33.000
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.6
771173
771177
771179
771183
771186
771188
771190
771194
771198
771202
771204
771206
771209
771211
771215
771217
771221
771223
771225
771229
771230
771232
771234
771236
771238
771240
771242
771244
ABRY HERITAGE PARTNERS LP
GC ATHENA CO INVEST LP
CD&R CORDEVIGO EQY HOLDINGS LP
ARBOR INVESTMENTS IV LP
BPB GROUP HOLDINGS LP
OB HOLDINGS I LLC
ENVISION COINVEST LP
EXW COINVEST LP
ARLINGTON CAPITAL PARTNERS IV
ARES ENERGY INVESTORS FUND V
ACP WCG COINVEST 1 LLC
PTC HOLDING COMPANY LLC
ENDO PARENT LLC
VSC WIRE SOLUTIONS LLC
OTG HP SCF INVESTOR LLC
EFS SHIPROCK HOLDCO LLC
AURORA PAS HOLDINGS LLC
FLORIDA FOOD HOLDINGS LP
PLATINUM EQUITY CAPITAL PTR IV
GENERATION GROWTH CAP FUND III
RCD HOLDINGS LLC
KELSO RSC CO INVESTMENT LP
WESTERN GENERATION PARTNER LLC
ACRISURE INVESTORS FO LLC
ACRISURE INVESTORS SO LLC
ABRY SENIOR EQUITY V LP
TRIPLE POINT HOLDINGS PSHIP LP
EMPOWER PAYMENTS HOLDINGS LLC
Code
City
DOVER
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
GEORGE TOWN
DOVER
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
DOVER
DOVER
DOVER
DOVER
WILMINGTON
WILMINGTON
MILWAUKEE
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
WILMINGTON
WILMINGTON
6
7
8
9
MILWAUKEE
MILWAUKEE
State
Name of Vendor
or General Partner
NAIC
Designation
Date
Originally
Acquired
Type
and
Strategy
3
DE
DE
CYM
DE
DE
DE
CYM
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
WI
DE
DE
DE
DE
DE
DE
DE
DE
ABRY HERITAGE CAPITAL PARTNERS LP
GENSTAR CAPITAL VII LP
CD&R ASSOCIATES IX LP
ARBOR PRIVATE INVESTMENT CO IV LLC
FS EQUITY PARTNERS VII LP
NEWSTONE PARTNERS III LP
GHO GP I LP
PERIDOT COINVEST MANAGER LLC
ARLINGTON CAPITAL GROUP IV LLC
ARES EIF MANAGEMENT V LP
ARSENAL CAPITAL INVESTMENT WCG LLC
LINDEN CAPITAL PARTNERS
KELSO GP IX LP
VANCE STREET CAPITAL
HARVEST PTNRS STRUCTURED CAPITAL FUND
GE CAPITAL US HOLDINGS
AURORA CAPITAL PARTNERS V LP
KAINOS CAPITAL PARTNERS GP LP
PLATINUM EQUITY PARTNERS IV LP
GENERATION GROWTH CAP PARTNERS III LLC
GTCR INVESTORS
JAMES J CONNORS II
HARBERT POWER FUND V LLC
ABRY SENIOR EQUITY IV LP
ABRY PARTNERS VIII
ABRY SENIOR EQUITY INVESTORS V LP
TRIPLE POINT HOLDINGS GP LLC
GTCR INVESTMENT XI LLC
07/01/2016
06/17/2016
06/29/2016
09/19/2016
07/05/2016
07/01/2016
07/01/2016
07/20/2016
12/19/2016
11/28/2016
08/12/2016
08/09/2016
08/18/2016
08/19/2016
08/26/2016
08/31/2016
09/28/2016
09/30/2016
11/28/2016
10/18/2016
10/14/2016
10/20/2016
11/14/2016
11/18/2016
11/18/2016
11/21/2016
11/10/2016
11/30/2016
WI
WI
NM CAP STRATEGIC EQTY FD I LP
NMC GP, LLC
02/01/2011
02/01/2011
MD
CA
CA
CA
CA
NV
CA
NV
CA
GA
NY
DE
DE
DE
TN
OH
NY
VA
VA
IL
OH
VA
FL
TN
CHEVY CHASE LAND CO
MACERICH LP
FAIR OAKS SUNNYVALE LP
O DONNELL/LOS ALAMITOS
BUZZ OATES ENTERPRISES
PACIFIC WILLOWS LP
THE MACERICH COMPANY
ARBORS MUS LLC
INSTITUTIONAL HOUSING PARTNERS INC
AMLI RESIDENTIAL PROPERT
ALBANESE BPC LLC
COVENTRY FUND II PARTNERS LLC
AMERICAN NEWLAND COMMUNITIES LP
HAMPSHIRE INVESTMENT MANAGEMENT CO LLC
BOYLE CC FRANKLIN LP
NATIONWIDE INSURANCE
ALBANESE BPC LLC
BCG FUND I LLC
NEWPORT NEWS TOWN CNTR LLC
LLL PARTNERSHIP/LAKE DGR
ROCKBRIDGE CAPITAL PARTNERS III LLC
CSG RYAN
WESTPORT
BOYLE INVEST COMPANY
11/28/1983
01/18/1985
04/24/1992
05/06/1992
12/28/1994
08/25/1997
12/31/1998
02/23/1999
11/10/1999
12/27/2000
03/23/2001
12/23/2003
10/17/2003
02/24/2004
12/29/2003
02/02/2004
08/19/2006
04/06/2005
02/24/2005
07/28/2005
06/12/2006
11/21/2007
03/28/2006
12/13/2006
1699999. Joint Venture Interests - Common Stock - Affiliated
326179
326192
333057
333058
333091
333162
333174
333221
333230
333260
333274
333303
333318
333320
333321
333330
333338
333354
333357
333380
333401
333403
333409
333441
CHEVY CHASE
BROADWAY PLAZA
KENSINGTON
ALAMITOS
CENTRAL VALLEY
MADERA
MACERICH
TUSCANY
INSTITUTIONAL HOUSING III
AMLI AT MILTON PARK
SOLAIRE
COVENTRY II
NEWLAND II
HAMPSHIRE VI
MERIDIAN ONE TWO
ROCKBRIDGE II
VERDESIAN
BILLY CASPER GOLF
CITY CENTER AT OYSTER POINT II
ONE OVERLOOK
ROCKBRIDGE III
BRANDYWINE
WESTPORT 2ND PORTFOLIO II
MERIDIAN 2555
CHEVY CHASE
WALNUT CREEK
SUNNYVALE
LOS ALAMITOS
SACRAMENTO
LAS VEGAS
SANTA MONICA
LAS VEGAS
LOS ANGELES
ALPHARETTA
NEW YORK
WILMINGTON
WILMINGTON
WILMINGTON
FRANKLIN
COLUMBUS
MANHATTAN
RESTON
NEWPORT NEWS
LINCOLNSHIRE
COLUMBUS
FREDERICKSBURG
HIALEAH
FRANKLIN
11
12
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
2
3
2
3
2
3
2
2
3
2
1599999. Joint Venture Interests - Common Stock - Unaffiliated
770637 NM CAP STRATEGIC EQTY FD I LP
770638 NM CAP MEZZANINE FUND I LP
10
5
2
Actual
Cost
Fair
Value
555,086
6,137,262
2,041,660
2,856,684
9,250,000
1,803,750
13,875,000
13,875,000
1,447,500
7,206,739
30,062,500
4,625,000
5,842,105
9,250,000
62,483,750
37,324,150
23,125,000
4,625,000
1,974,503
3,150,000
2,497,500
4,625,000
44,222,326
50,732,759
12,683,190
751,953
6,041,250
3,700,000
3,437,714,718
16,047,677
19,495,580
35,543,257
16,635,066
220,705,285
3,059,812
20,209,623
35,414,728
5,765,685
21,028,991
3,660,000
39,301,283
40,670,717
17,042,278
563,092
6,828,045
1,916,210
2,823,811
9,250,000
1,803,750
13,871,996
13,875,000
1,447,500
7,206,739
30,062,500
4,625,000
5,842,105
9,250,000
62,483,750
37,324,150
23,125,000
4,625,000
1,974,503
3,150,000
2,497,500
4,625,000
44,222,326
50,732,759
12,683,190
751,953
6,041,250
3,700,000
3,250,019,607
7,821,468
2,209,702
10,031,170
49,802,000
320,205,000
43,696,000
52,166,000
67,709,000
25,775,000
78,702,880
14,662,000
28,729,962
54,533,000
109,695,000
209,545
17,618,367
1,462,928
25,018,000
323,457
46,729,000
2,374,000
473,000
7,322,000
6,175,921
2,859,000
8,855,000
3,613,000
12,097,937
25,000,000
7,260,000
26,031
9,037,200
17,703,987
18,171,150
20,000,000
8,044,979
3,918,574
1,651,135
Book/
Adjusted
Carrying
Value
Less
Encumbrances
563,092
6,828,045
1,916,210
2,823,811
9,250,000
1,803,750
13,871,996
13,875,000
1,447,500
7,206,739
30,062,500
4,625,000
5,842,105
9,250,000
62,483,750
37,324,150
23,125,000
4,625,000
1,974,503
3,150,000
2,497,500
4,625,000
44,222,326
50,732,759
12,683,190
751,953
6,041,250
3,700,000
3,248,830,259
7,821,468
2,209,702
10,031,170
16,146,306
175,866,464
(1,580,427)
(12,863,854)
22,121,300
4,432,801
12,001,784
3,608,425
33,127,939
17,187,700
202,456
14,569,197
1,462,928
8,033,512
323,456
1,440,640
701,707
6,994,533
6,175,921
3,681,218
2,823,844
578,874
8,007
690,783
(33,287)
(32,873)
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
3,444,915
522,523
(92,163)
18,855,816
(3,004)
32,327,500
24,293,261
2,312,500
17,325,497
6,850,000
20,867,241
5,216,810
6,961,797
251,520,933
954,589
1,137,148
2,091,737
2,170,823
1,410,211
1,876,760
1,841,737
4,003,373
1,427,261
6,376,238
785,642
(104,534)
1,967,432
5,829,413
626,942
(2,809,171)
3,312,846
(505,647)
3,368,877
123,477
(3,412,826)
(675,482)
1,273,943
660,680
408,723
138,204
(455,547)
(2,112,508)
329,794,789 1,691,909,513
4,487,725
4,654,131
26,501,498
4,487,725
31,155,629
1,250,000
19,047,700
1,604,151
3,770,291
5,400,000
1,365,368
5,277,226
767,144
5,893,583
2,189,123
6,004,290
749,317
3,390,000
3,406,464
444,284
2,487,255
685,052
342,658
407,592
75,000
1.670
2.710
29.600
2.840
5.820
1.170
92.500
4.080
5.870
6.550
23.210
3.850
3.780
14.800
35.970
44.990
13.240
4.630
4.450
34.200
4.000
1.850
15.550
7.590
1.900
1.860
0.090
2.510
XXX
38.080
76.150
XXX
50.000
50.000
60.000
50.000
50.000
75.000
10.490
50.000
6.940
68.200
66.670
7.770
11.280
10.620
60.000
19.030
55.000
85.000
80.000
80.400
13.330
96.920
97.500
50.000
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
E07.7
333442
333443
333446
333448
333452
333458
333460
333462
333467
333474
333475
333481
333483
333490
333495
333508
333525
333547
333549
333553
333554
333561
333581
333588
333593
333594
333596
333607
333625
333638
333643
333654
333658
333660
333662
333674
333690
333700
333701
333737
333740
333753
333766
333768
333773
333795
333808
333826
333860
333869
MERIDIAN 2000
MERIDIAN 1000
METROPOLITAN WORKFORCE HOUSING
507 NORTHGATE
HINES US OF II
MADISON MARQUETTE
HARRISON I
KIMEX RT LAND
MERIDIAN 1175
WESTPORT 1ST PORTFOLIO
WESTPORT 2ND PORTFOLIO
MERIDIAN 2550
GABLES CENTURY CENTER
GABLES WEST AVE
COVENTRY III A
BAYLOR CANCER CENTER
ENCLAVE AT POTOMAC CLUB
NEXUS SAWGRASS
GABLES POST OAK
CITIZEN OF THE PIKE PINE
MERIDIAN 5000
SAWMINORTH
GREEN LAKE VILLAGE
GABLES RIVER OAKS
MODERN
DOMAIN
KENSINGTON BOSTON
LOT 31
HORIZON IN SPEC 1
C III CAPITAL PARTNERS
TWICKENHAM SQUARE
VALLEY FORGE RT I
HORIZON IN SPEC II
HORIZON IN SPEC III
E2
525 NORTHGATE
HORIZON SPEC IV
KNOX HEIGHTS
NORTHWOODS PHASE II
VALENTIA
HORIZON SPEC V
SINCLAIR
PARK 27
GREEN LAKE VILLAGE II
MODERN II
SEAZEN
SUMMIT FAIR
FANCY FARMS
NORTHPOINT CINCINNATI
FANCY FARMS 2
Code
City
FRANKLIN
FRANKLIN
NEW YORK
SEATTLE
HOUSTON
WASHINGTON
CHICAGO
NEW HYDE PARK
FRANKLIN
LOS ANGELES
MIAMI GARDENS
FRANKLIN
ATLANTA
HOUSTON
NEW YORK
DALLAS
WOODBRIDGE
SUNRISE
HOUSTON
SEATTLE
FRANKLIN
DULLES
SEATTLE
HOUSTON
FORT LEE
SAN JOSE
BOSTON
BETHESDA
RIVERSIDE
NEW YORK
HUNTSVILLE
KING OF PRUSSIA
RIVERSIDE
RIVERSIDE
EVANSTON
SEATTLE
RIVERSIDE
DALLAS
DULLES
LA HABRA
RIVERSIDE
CHICAGO
DAVENPORT
SEATTLE
FORT LEE
TAMPA
LEE'S SUMMIT
PLANT CITY
FAIRFIELD
PLANT CITY
6
7
8
REGENTS PARK
EAST POINTE COMMONS
VILLAGE AT VALLEY FORGE
COURTS OF DEVON
PERIMETER TOWN CENTER
FAIRFAX CITY
MILWAUKEE
KING OF PRUSSIA
GAITHERSBURG
SANDY SPRINGS
10
11
12
State
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
Name of Vendor
or General Partner
NAIC
Designation
Date
Originally
Acquired
TN
TN
NY
WA
TX
DC
IL
NY
TN
CA
FL
TN
GA
TX
NY
TX
VA
FL
TX
WA
TN
VA
WA
TX
NJ
CA
MA
MD
MO
NY
AL
PA
MO
MO
IL
WA
MO
TX
VA
CA
MO
IL
FL
WA
NJ
FL
MO
FL
OH
FL
BOYLE INVESTMENT COMPANY
BOYLE INVESTMENT COMPANY
PHOENIX HOUSING PARTNERS NORTHEAST
WALLACE EQUITY
HINES US OF VALUE ADDED FD II LLC
MADISON MARQUETTE FUND GP
HSRE GP I
KIMEX RT LD FUND I MANAGER LLC
BOYLE INVESTMENT COMPANY
WESTPORT PROPERTIES INC
WESTPORT PROPERTIES INC
BOYLE INVESTMENT CO
LION GABLES REALTY LP
LION GABLES REALTY LP
COVENTRY FUND II PARTNERS LLC
BREMNERDUKE GP LLC
FAIRFIELD
ERP OPERATING LP
GABLES REALTY LP
WALLACE PROPERTIES
BOYLE INVEST COMPANY
SAWMINORTH
VITAMILK GREEN LAKE LLC
LION GABLES REALTY LP
PRISA I
EQR EQUITY
KENSINGTON NATIONAL
STONEBRIDGE CARRAS
NORTHPOINT HOLDINGS LLC
C III CAPITAL PARTNERS
BRISTOL PGM
JBG
NORTHPOINT HOLDINGS LLC
NORTHPOINT HOLDINGS LLC
FIFIELD COMPANIES
WALLACE NORTHGATE II INVESTOR
NORTHPOINT HOLDINGS LLC
TRAMMELL CROW COMPANY
MINALTER EQUITY
FAIRFIELD LA HABRA LLC
NORTHPOINT HOLDINGS LLC
FRC LLC
MPC PARK 27 LLC
VITAMILK SOUTH LLC
PRISA I
SEAZEN GP LLC
NORTHPOINT HOLDINGS
COUNTY LINE LOGISTICS LLC
NORTHPOINT HOLDINGS LLC
COUNTY LINE LOGISTICS LLC
12/21/2006
12/21/2006
12/13/2006
03/22/2007
03/29/2007
06/21/2007
05/07/2007
06/14/2007
08/27/2007
12/15/2005
06/13/2006
10/29/2007
10/31/2007
03/26/2008
04/22/2008
04/24/2009
08/17/2010
12/29/2010
04/12/2011
02/09/2011
07/14/2011
09/20/2010
12/15/2011
02/03/2012
09/05/2012
08/24/2011
10/13/2011
12/05/2011
04/05/2012
12/20/2011
10/19/2012
04/30/2015
09/14/2012
11/09/2012
07/18/2013
05/03/2013
10/07/2013
11/24/2014
03/09/2015
08/28/2015
05/14/2015
10/23/2015
09/03/2015
01/06/2016
03/22/2016
04/26/2016
10/26/2016
11/22/2016
11/18/2016
11/22/2016
VA
WI
PA
MD
GA
BA VIENNA
MANDEL GROUP INC
REALEN PROPERTIES
BA LAKELANDS LP
ACKERMAN/CORO LLC
08/08/1996
02/28/1997
10/24/1996
09/09/1998
01/28/2003
1799999. Joint Venture Interests - Real Estate - Unaffiliated
333076
333145
333150
333204
333302
9
5
Type
and
Strategy
Actual
Cost
Fair
Value
1,499,587
1,044,154
28,000,000
13,134,422
26,072,155
19,617,446
21,825,000
7,623,425
1,437,032
52,801,042
8,392,410
1,778,957
11,984,180
25,433,784
18,376,541
104,161,119
26,792,254
23,204,971
15,280,000
4,815,236
6,157,520
378,223
25,007,736
13,260,309
36,765,770
47,222,882
34,602,503
89,696,653
3,342,042
236,392
13,472,500
17,192,155
2,199,025
3,336,877
33,413,125
11,260,000
4,252,676
17,200,621
8,124,012
29,436,436
6,412,554
48,821,753
9,124,750
9,350,000
24,403,858
18,511,156
1,799,422
1,903,270
2,335,101
5,392,598
1,484,290,093
12,758,095
6,132,471
52,304,673
6,286,000
16,370,772
3,200,000
1,509,000
4,400,154
20,342,000
8,248,352
479,228
2,788,763
2,718,000
2,751,000
82,712,000
21,261,000
3,575,000
21,816,000
24,218,000
18,324,019
164,248,000
32,947,000
50,606,000
19,832,000
12,715,000
13,541,000
378,223
44,336,000
19,335,000
59,308,000
89,001,000
55,190,000
47,600,000
5,047,000
705,233
21,980,000
35,077,000
5,222,000
5,608,000
69,945,000
22,669,000
8,423,000
17,200,621
11,058,000
29,436,436
6,412,554
48,821,753
9,124,750
9,350,000
24,403,858
18,511,156
1,799,422
1,903,270
2,335,101
5,392,598
2,156,514,551
74,913,000
21,752,000
46,145,000
32,336,000
17,467,000
Book/
Adjusted
Carrying
Value
Less
Encumbrances
771,823
743,264
4,400,154
6,797,191
(62,164)
479,228
881,115
866,156
706,974
42,134,187
5,329,803
336,363
2,170,512
(2,885,957)
18,324,019
90,565,681
15,838,026
14,659,712
8,636,667
2,590,833
3,651,441
378,223
22,073,807
8,657,456
23,774,327
33,869,165
26,390,531
38,806,408
2,508,908
563,968
11,501,279
17,192,155
1,670,934
2,430,070
29,809,587
7,728,361
3,883,851
17,043,884
7,842,432
29,436,436
6,145,563
48,821,753
9,244,479
9,350,000
24,403,858
18,511,156
1,799,422
1,903,270
2,335,101
5,392,598
947,440,733
2,192,265
(2,043,124)
7,334,787
1,932,000
8,162,061
147,748
98,067
9,533,943
547,182
1,893,558
114,495
3,557,112
(39,135)
137,462
4,656,394
947,451
125,713
1,027,105
(2,429,497)
91,160
6,858,271
(947,295)
88,791
(830,343)
82,926
126,019
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
75,000
125,000
768,102
382,554
675,000
117,749
4,796,186
988,318
101,708
1,623,459
6,861,077
34,419
884,532
(953,152)
(2,225,694)
(1,649,944)
(681,456)
(2,905,123)
28,539
95,810
(503,989)
2,025,000
350,463
27,166
519,413
168,616
(190,895)
(1,389,017)
(205,784)
(21,967)
(156,737)
571,160
148,582
4,130,672
141
410,638
(266,991)
300,062
119,729
46,599,685
392,394
750,617
6,186,950
793,400
(191,521)
2,487,255
54,465,774
484,396
715,685
5,947,060
270,318
222,763
19,898,408
8,038,844
10,811,578
3,725,086
5,616,757
1,094,170
81,249,022
3,726,126
50.000
50.000
13.410
50.000
3.620
5.720
10.790
9.260
50.000
91.380
95.000
50.000
80.000
60.000
21.410
83.990
96.400
80.000
80.000
50.000
50.000
49.200
50.000
60.000
45.000
80.000
50.000
83.000
80.000
0.220
85.000
50.000
80.000
80.000
90.000
50.000
80.000
89.990
56.770
80.000
80.000
93.000
85.000
50.000
45.000
92.450
80.000
85.000
80.000
85.000
XXX
85.000
90.000
90.000
85.000
82.400
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
Code
333472 WESTPARK CORPORATE CENTER I
333473 WESTPARK CORPORATE CENTER II
333538 REGENCY AT JOHNS CREEK WALK
333582 MORRIS CORPORATE CENTER IV
333591 36 PARK
333617 CADENCE AT CROWN
333806 THE PARKER
NM GP HOLDINGS LLC
NML REAL ESTATE HOLDINGS LLC
City
6
7
8
State
Name of Vendor
or General Partner
NAIC
Designation
Date
Originally
Acquired
MCLEAN
MCLEAN
JOHNS CREEK
PARSIPPANY-TROY HILL
ST LOUIS PARK
GAITHERSBURG
ATLANTA
MILWAUKEE
MILWAUKEE
VA
VA
GA
NJ
MN
MD
GA
WI
WI
NATIONAL AUTO DEALERS ASSOC
NATIONAL AUTO DEALERS ASSOC
ATLANTIC REALTY
SJP PROPERTIES
36 PARK PARTNERS LLC
BOZZUTO
ARP
08/08/1997
08/08/1997
02/09/2011
02/04/2011
10/26/2011
06/27/2012
09/14/2016
04/01/2008
06/10/1998
SAN FRANCISCO
MONTEREY PARK
MONTEREY PARK
NEW YORK
SAN DIEGO
WILMINGTON
WILMINGTON
MILWAUKEE
CA
CA
CA
NY
CA
DE
DE
WI
CAPROCK WIND LLC
SWEETWATER WIND II LLC
SWEETWATER WIND III LLC
BUFFALO GAP HOLDINGS LLC
BUFFALO GAP HOLDINGS 2 LLC
ALTA WIND III OWNER PTCPNT LLC
CRE FIVE POINTS SOLAR CALIFORNIA LLC
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
WI
WI
WI
WI
WI
WI
WI
07/15/2015
07/15/2015
05/31/2001
10/24/2013
03/05/2009
03/20/2015
06/10/1998
MILWAUKEE
MILWAUKEE
WI
WI
04/25/2011
06/10/1998
MADISON
NEW YORK
NEW YORK
WEST BEND
WI
NY
NY
WI
PRIVATE PLACEMENT
BARCLAYS
MORGAN STANLEY
PRIVATE PLACEMENT
07/08/2010
10/05/2009
12/11/2009
06/01/2014
CLEARWATER
PORTLAND
CLEARWATER
GREENWICH
BOSTON
BOSTON
NEW YORK
BOSTON
BOSTON
IRVINE
BOSTON
PORTLAND
GREENWICH
PORTLAND
BOSTON
BOSTON
IRVINE
NEW YORK
PORTLAND
BOSTON
FL
OR
FL
CT
MA
MA
NY
MA
MA
CA
MA
OR
CT
OR
MA
MA
CA
NY
OR
MA
MIDLAND EQUITY VIII LP
COLUMBIA HOUSING PNC FUND VII INC
MIDLAND EQUITY XII LP
RICHMAN USA TAX CREDIT XXVIII LP
COLUMBIA HOUSING PNC FUND XVI INC
WEST CEDAR XXIV LLC
RCC ASSET MANAGERS XXII LLC
WEST CEDAR XXV LLC
COLUMBIA HOUSING PNC FUND XIX INC
WNC ADVISORS LLC
WEST CEDAR XXVII LLC
PNC MULTIFAMILY CAPITAL FUND XXI INC
RICHMAN USA TAX CREDIT XL LLC
PNC MULTIFAMILY CAPITAL FUND XXVI INC
WEST CEDAR XXVIII LLC
BCCTC ASSOCIATES XXII LLC
WNC ADVISORS LLC
RCC ASSET MANAGERS XXIX LLC
PNC MULTIFAMILY CAPITAL FUND XXIX INC
WEST CEDAR XXIX LLC
07/31/2000
04/04/2001
06/29/2001
06/04/2002
11/05/2002
12/13/2002
01/02/2003
05/20/2003
08/06/2003
03/05/2004
05/28/2004
05/26/2004
08/27/2004
11/30/2004
11/29/2004
11/29/2004
03/17/2005
05/23/2005
05/31/2005
06/24/2005
12/31/2004
02/11/2005
12/30/2005
06/10/2005
09/13/2006
12/29/2011
08/09/2016
12/01/1979
E07.8
2199999. Joint Venture Interests - Other - Unaffiliated
GRO LLC
GRO-SUB LLC
MASON STREET ADVISORS LLC
NM INVESTMENT HOLDINGS LLC
NM PEBBLE VALLEY LLC
NM PLANNING LLC
NML SECURITIES HOLDINGS LLC
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT
COMPANY LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
2299999. Joint Venture Interests - Other - Affiliated
23108#-AA-7
64952G-AF-5
878091-BC-0
951426-A*-4
CMFG LIFE INSURANCE COMPANY
NEW YORK LIFE INSURANCE
TEACHERS INSUR & ANNUITY
WEST BEND MUTUAL INSURANCE CO
2399999. Surplus Debentures, etc - Unaffiliated
333258
333275
333281
333292
333299
333301
333304
333312
333314
333332
333340
333346
333348
333351
333352
333359
333371
333378
333383
333384
MIDLAND CORP TAX CREDIT VIII
PNC INSTITUTIONAL FUND VII LP
MIDLAND CORP TAX CREDIT XII LP
USA INST. TAX CREDIT XXVIII
COLUMBIA/PNC INSTITUTIONAL XVI
MMA FIN XXIV TAX CR
RELATED CORP PARTNERS XXII
MMA FIN XXV TAX CR
COLUMBIA HOUSING/PNC FUND XIX
WNC INSTITUTIONAL TAX CR XVII
MMA FINANCIAL INST. XXVII
PNC MULTIFAMILY CAPITAL XXI
USA INST TAX CREDIT XL
PNC MULTIFAMILY CAP FUND XXVI
MMA FINANCIAL INST XXVIII
BOSTON CAPITAL TAX CREDIT XXII
WNC INSTL TAX CREDIT FUND XIX
RELATED CORP PRTNS XXIX LP
PNC MULTIFAMILY FUND XXIX
MMA FINANCIAL INST TAX XXIX
10
11
12
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
1899999. Joint Venture Interests - Real Estate - Affiliated
770088 CAPROCK WIND LLC
770276 SWEETWATER WIND 2 LLC
770339 SWEETWATER WIND 3 LLC
770353 BUFFALO GAP HOLDINGS LLC
770458 BUFFALO GAP HOLDINGS 2 LLC
770680 ALTA WIND III OWNER PTCPNT LLC
771208 FIVE POINTS SOLAR PARK LLC
OIL AND GAS PORTFOLIO
9
5
Type
and
Strategy
Actual
Cost
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
18,587,756
20,069,108
6,252,513
60,096,047
12,422,250
37,019,000
9,426,372
48,029,048
1,105,584,671
1,411,338,775
1,919,041
4,301,795
13,408,960
5,942,259
8,677,929
1,917,476
10,922,459
5,095,161
52,185,080
43,458,000
40,706,000
19,945,000
49,148,000
12,674,000
54,992,000
9,426,372
105,457,108
1,785,914,698
2,314,334,178
368,073
1,201,162
10,917,899
6,505,363
14,907,660
6,240,012
8,172,330
1,854,741
50,167,239
19,039,144
17,547,912
4,148,186
52,886,462
7,625,247
26,903,201
9,426,372
57,880,166
1,032,471,995
1,245,506,674
368,073
1,201,162
10,917,899
6,505,363
14,907,660
6,240,012
8,172,330
1,854,741
50,167,239
3,030,531
1,917,329
170,255
653,349
(4,137,910)
(1,664,508)
1,604,306
1,244,423
407,526,688
117,000,000
373,372,463
3,928,863,231
65,497
25,627,001
1,455,298,418
207,269,356
203,919,670
4,038,955,197
65,497
25,627,001
1,455,298,418
207,269,356
203,919,670
4,038,955,197
(1,538,809)
24,341,250
11,981,848
22,409,180
(107,064,400)
170,853,752
5,370,500
69,352,053
4,904,333,664
24,000,000
49,120,900
57,028,623
30,000,000
160,149,522
8,793,572
14,536,232
13,971,044
11,547,134
13,913,138
18,389,707
17,602,197
13,380,924
14,999,996
21,719,588
29,199,000
30,000,000
14,871,156
30,000,000
29,999,999
30,000,000
24,000,000
30,000,000
30,000,000
29,999,999
41,538,591
73,050,214
6,045,723,944
31,848,240
64,456,767
72,879,955
33,346,500
202,531,462
17,352
172,037
741,086
286,330
374,158
479,395
41,538,591
73,050,214
6,045,723,944
24,000,000
49,115,688
56,978,189
30,000,000
160,093,877
36,139,398
73,928,839
231,051,058
122,981
442,357
216,290
285,046
213,148
(57,901)
(352,808)
(164,582)
(38,907)
(182,162)
(57,901)
(352,808)
(164,582)
(38,907)
(182,162)
487,503
456,813
1,266,363
2,061,027
2,554,638
948,575
2,907,434
2,514,620
3,133,204
2,211,648
2,868,892
3,811,040
3,381,784
357,110
394,762
974,408
1,660,268
2,174,771
872,923
2,564,312
2,066,994
2,655,156
1,939,527
2,512,032
3,158,529
2,959,065
(123,364)
(232,538)
(361,558)
(571,423)
(886,883)
(421,454)
(1,483,495)
(954,777)
(1,050,256)
(1,118,309)
(1,676,162)
(2,025,722)
(2,038,321)
(123,364)
(232,538)
(361,558)
(571,423)
(886,883)
(421,454)
(1,483,495)
(954,777)
(1,050,256)
(1,118,309)
(1,676,162)
(2,025,722)
(2,038,321)
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
502,276
1,515,607
153,343
378,201
6,152,526
4,939,186
(365,842)
12,474,231
30,496,487
40,686,137
266,826
5,097,618
(747,112)
52,210
215,897
1,298,116
1,446,275
(2,750,129)
(3,650,805)
(4,135,548)
393,039
9,878,652
230,031
5,621,814
XXX
5,851,845
XXX
67,620
901,482
1,455,489
3,636,997
18,610,484
1,638,441
29,643,405
121,238
2,545,829
44.500
44.500
90.000
95.000
75.000
90.000
90.000
28.890
0.180
18.900
11.200
10.690
50.160
20.030
22,300,000
200,000,000
26,510,813
467,669,143
(16,065,950)
(16,065,950)
(2,032)
(18,334)
(20,366)
21,900,000
367,860
738,747,816
2,040,000
3,305,806
3,828,626
2,400,000
11,574,431
XXX
XXX
44.900
18.000
46.500
17.680
25.000
13.330
18.000
14.500
15.000
38.500
15.000
17.000
10.000
15.000
9.500
30.000
15.600
15.000
15.000
10.000
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
Code
City
6
7
8
State
E07.9
333386
333391
333393
333410
333414
333422
333423
333424
333426
333430
333432
333611
333612
333619
333634
333635
333636
333640
333641
333645
USA INST TAX CREDIT XLIII
WNC INST TAX CREDIT CA #5
BOSTON CAPITAL CORP TAX XXIV
WNC INST TAX CRD FUND XXI LP
BOSTON CAPITAL TAX CREDIT XXVI
USA INST TAX CREDIT LII LP
USA INST TAX CREDIT LIIA
PNC MULTI CAPITAL FUND XXXI
CHARTERMAC CORP PARTNERS XXXII
MMA TAX CREDIT FUND XXXI
WNC INST. TAXCR FUND X CA SER6
IOWA FUND VI LP
STRATFORD FUND V LP
CREA CORPORATE TCF XXIII
KANSAS FUND IX LP
MHEG NEBRASKA FUND XVI LP
ALLIANT TAX CREDIT FUND 65
GREAT LAKES CAPITAL FUND 26
STERLING CORP PARTNERS FUND 52
OHIO EQUITY FUND XXII
GREENWICH
IRVINE
BOSTON
IRVINE
BOSTON
GREENWICH
GREENWICH
PORTLAND
NEW YORK
BOSTON
IRVINE
OMAHA
PEABODY
INDIANAPOLIS
OMAHA
OMAHA
PALM BEACH
LANSING
MANHASSET
COLUMBUS
CT
CA
MA
CA
MA
CT
CT
OR
NY
MA
CA
NE
MA
IN
NE
NE
FL
MI
NY
OH
333646
333647
333648
333651
333652
333653
333659
333675
333676
333677
333681
333684
333685
333686
333687
333695
333702
333708
333710
333711
333712
333713
333728
333750
333752
333761
333769
333770
333799
333805
333834
333837
333868
MERIDIAN AFFORDABLE HOUSING I
R4 HOUSING PARTNERS LP
STRATFORD FUND VII
MHEG IOWA FUND VII LP
MHEG OKLAHOMA FUND IV LP
REDSTONE 2012 NATIONAL FUND LP
CREA XXIX
CREA XXXII
RICHMAN USA 88
STRATFORD XI
OHIO EQUITY FUND XXIII
AEP CAPITAL PARTNERS GA
GREAT LAKES CAPITAL FUND 28
REDSTONE 2013 NATIONAL FUND LP
WNC INSTITUTIONAL FUND 38
MHEG FUND 40 LP
CAHEC COMMUNITY EQUITY FND XIX
MHEG FUND 42 LP
WNC INSTITUTIONAL FUND 39
GREAT LAKES CAPITAL FUND 29
BOSTON FINANCIAL ITC FUND 41
STRATFORD FUND XV
USA INSTITUTIONAL FUND 98
WNC INSTITUTIONAL FUND 40
CREA CORPORATE TAX CREDIT 43
MHEG FUND 44 LP
GREAT LAKES CAPITAL FUND 30
RED STONE 2015 NATIONAL FUND
MHEG FUND 46 LP
CREA CORPORATE TAX CREDIT 48
RED STONE 2016 NATIONAL FUND
WNC INSTITUTIONAL FUND 42 MA
BOSTON FINANCIAL ITC FUND 46
QUINCY
NEW YORK
PEABODY
OMAHA
OMAHA
CLEVELAND
INDIANAPOLIS
INDIANAPOLIS
GREENWICH
PEABODY
COLUMBUS
ATLANTA
LANSING
CLEVELAND
IRVINE
OMAHA
RALEIGH
OMAHA
IRVINE
LANSING
BOSTON
PEABODY
GREENWICH
IRVINE
INDIANAPOLIS
OMAHA
LANSING
CLEVELAND
OMAHA
INDIANAPOLIS
WASHINGTON
SPRINGFEILD
BOSTON
COLUMBIA
10
11
12
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
Name of Vendor
or General Partner
NAIC
Designation
Date
Originally
Acquired
Type
and
Strategy
Actual
Cost
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
Investment
Income
07/01/2005
08/25/2005
08/26/2005
03/15/2006
04/03/2006
05/19/2006
05/19/2006
05/30/2006
06/16/2006
06/22/2006
06/30/2006
08/11/2011
10/17/2011
10/03/2011
11/23/2011
11/23/2011
12/22/2011
05/14/2012
03/29/2012
07/26/2012
21,174,534
7,000,000
30,000,000
23,940,529
31,216,597
31,823,552
8,176,423
40,000,000
40,000,000
39,999,999
20,999,999
9,826,349
18,268,408
24,493,133
9,856,901
9,812,062
24,851,737
24,154,168
26,971,997
22,434,258
2,913,053
590,163
3,874,690
3,402,430
5,330,974
6,974,916
1,190,676
7,055,600
7,254,217
6,348,361
3,482,528
6,998,287
12,103,699
16,206,323
6,895,150
7,049,725
15,616,486
17,509,781
16,870,412
15,428,792
2,703,214
502,795
3,648,927
3,072,008
5,261,987
6,593,493
1,209,928
6,833,611
6,707,367
6,216,323
3,089,536
5,735,735
9,813,820
13,703,053
5,925,383
5,991,956
13,741,704
15,419,739
15,986,069
14,268,555
(1,406,545)
(453,411)
(1,937,281)
(1,642,426)
(2,398,657)
(2,674,833)
(587,721)
(3,199,160)
(3,298,299)
(3,249,582)
(1,687,823)
(850,748)
(1,820,090)
(2,224,542)
(849,864)
(877,472)
(2,382,908)
(2,214,422)
(2,497,798)
(2,130,067)
(1,406,545)
(453,411)
(1,937,281)
(1,642,426)
(2,398,657)
(2,674,833)
(587,721)
(3,199,160)
(3,298,299)
(3,249,582)
(1,687,823)
(850,748)
(1,820,090)
(2,224,542)
(849,864)
(877,472)
(2,382,908)
(2,214,422)
(2,497,798)
(2,130,067)
MA
NY
MA
NE
NE
OH
IN
IN
CT
MA
OH
GA
MI
OH
CA
NE
NC
NE
CA
MI
MA
MA
CT
CA
IN
NE
MI
OH
NE
IN
DC
MA
MA
RICHMAN USA TAX CREDIT XLIII LLC
WNC ADVISORS LLC
BCCTC ASSOCIATES XXIV LLC
WNC ADVISORS LLC
BCCTC ASSOCIATES XXVI LLC
RICHMAN USA TAX CREDIT LII LLC
RICHMAN USA TAX CREDIT LII LLC
PNC MULTIFAMILY CAPITAL FUND XXXI INC
CCL ASSET MANAGERS XXXII LLC
WEST CEDAR XXXI LLC
WNC ADVISORS LLC
MHEG 2011 FUND MANAGER LLC
SCG FUND V GP LLC
CREA GP CTC XXIII LLC
MHEG 2011 FUND MANAGER LLC
MHEG 2011 FUND MANAGER LLC
ALLIANT GP 65 LLC
GLCFH XXVI INC
FIRST STERLING ASSOCIATES NO 10 LLC
OHIO EQUITY FUND GP XXII LLC
MERIDIAN AFFORDABLE HOUSING ACQUISITION
LLC
RHP GP LLC
SCG FUND VII GP LLC
MHEG 2011 FUND MANAGER LLC
MHEG 2011 FUND MANAGER LLC
RSEP MM LLC
CREA GP CTC XXIX LLC
CREA GP CTC XXXII LLC
RICHMAN USA TAX CREDIT LXXXIX LLC
SCG FUND XI GP LLC
OHIO EQUITY FUND GP XXIII LLC
CAPITAL PARTNERS MANAGEMENT NML LLC
GLCFH XXVIII INC
RSEP MM LLC
WNC MANAGING PARTNERS LLC
MHEG 2013 FUND MANAGER LLC
CAHEC FUND GP LLC
MHEG 2014 FUND MANAGER LLC
WNC MANAGING PARTNERS LLC
GLCFH 29 INC
WEST CEDAR XLI
SCG FUND XV GP LLC
RICHMAN USA TAX CREDIT XCVIII LLC
WNC MANAGING PARTNERS 40 LLC
CREA GP CTC 43 LLC
MHEG 2015 FUND MANAGER LLC
GLCFH 30 INC
RSEP MM LLC
MHEG 2016 FUND MANAGER
CREA GP CTC 48 LLC
RSEP MM LLC
WNC MANAGING PARTNERS 42 LLC
WEST CEDAR XLVI LLC
07/13/2012
05/30/2012
07/02/2012
12/20/2012
11/19/2012
11/14/2012
10/01/2012
05/13/2013
06/04/2013
11/25/2013
07/15/2013
06/23/2014
10/01/2013
08/30/2013
08/23/2013
11/14/2013
06/17/2014
09/30/2014
07/29/2014
10/28/2014
07/15/2014
12/22/2014
12/12/2014
04/30/2015
07/01/2015
10/16/2015
10/13/2015
10/29/2015
10/07/2016
07/13/2016
10/03/2016
08/12/2016
12/07/2016
12,288,636
7,015,888
15,048,393
7,269,932
6,554,647
11,279,803
17,359,766
17,587,952
20,074,823
16,599,445
15,326,613
23,190,853
16,893,588
17,176,770
17,596,716
19,234,501
19,852,602
6,236,115
22,382,221
10,868,467
22,915,014
16,356,759
12,349,200
20,955,070
5,002,960
1,086,644
4,862,956
9,320,236
(3,411,210)
(997,016)
(2,009,069)
(866,286)
(843,850)
(1,410,609)
(2,097,799)
(2,318,728)
(2,204,755)
(1,842,506)
(1,952,242)
(2,277,458)
(2,583,727)
(1,841,739)
(2,515,862)
(2,378,115)
(2,113,345)
(1,885,829)
(2,327,644)
(3,152,197)
(2,882,649)
(1,279,648)
(1,921,050)
(2,671,065)
(1,597,203)
(658,031)
(734,900)
(1,391,771)
(39,195)
(547,159)
(168,235)
(409,252)
MISSOURI HOUSING MANAGEMENT LLC
11/18/2005
10,633,531
6,250,650
13,866,878
6,697,361
5,897,441
10,261,468
16,024,902
16,015,996
18,328,690
14,456,838
15,291,486
19,350,219
15,081,727
15,968,588
15,596,531
17,513,686
18,616,241
5,204,410
18,321,704
8,638,145
21,699,158
13,593,522
10,570,766
18,205,562
3,673,520
338,353
4,172,454
8,374,171
260,805
863,101
5,261,016
3,227,475
489,701
530,740,971
1,265,833
(3,411,210)
(997,016)
(2,009,069)
(866,286)
(843,850)
(1,410,609)
(2,097,799)
(2,318,728)
(2,204,755)
(1,842,506)
(1,952,242)
(2,277,458)
(2,583,727)
(1,841,739)
(2,515,862)
(2,378,115)
(2,113,345)
(1,885,829)
(2,327,644)
(3,152,197)
(2,882,649)
(1,279,648)
(1,921,050)
(2,671,065)
(1,597,203)
(658,031)
(734,900)
(1,391,771)
(39,195)
(547,159)
(168,235)
(409,252)
MO
27,330,266
10,000,000
23,217,159
9,548,732
9,805,000
16,828,212
24,596,810
24,763,370
24,621,488
19,195,827
21,752,027
24,678,483
20,125,103
22,062,666
23,168,887
22,778,705
21,909,750
7,509,317
23,400,337
12,877,971
26,554,364
15,478,622
13,175,962
22,610,508
5,412,317
1,093,656
4,922,085
9,784,444
300,000
1,410,260
5,429,251
3,636,727
489,701
1,392,392,339
13,003,654
(107,454,412)
(696,473)
(107,454,412)
(696,473)
3399999. Non-Guaranteed Federal Low Income Housing Tax Credit - Unaffiliated
333396 MO AFFORDABLE HOUSING FUND VI
9
5
547,245
4,694,492
5,553,458
401,808
597,653,734
2,433,913
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
59,471
173,651
506,867
143,099
187,938
948,263
845,832
2,565,742
209,311
451,268
195,000
571,788
403,190
236,630
378,512
804,173
3,247,973
340,000
4,874,897
2,937,334
1,831,113
2,221,295
3,090,250
17,490,683
6,599,663
22,122,029
3,775,636
9,521,378
16,824,038
7,389,492
24,587,683
28,906,344
25,077,915
20,215,556
29,700,000
28,589,740
24,570,749
26,363,273
29,510,299
348,468,074
12.700
33.000
15.000
36.900
24.970
24.000
23.000
23.000
23.000
11.400
39.800
27.400
25.000
20.000
26.700
27.500
20.000
19.870
32.460
15.630
26.260
9.500
25.000
29.430
23.520
16.000
17.420
34.270
15.060
26.000
13.160
98.990
22.940
25.000
18.600
18.500
23.400
17.200
25.000
25.400
18.070
25.200
12.000
23.700
12.600
20.000
16.300
21.000
19.500
13.000
24.000
29.200
14.600
XXX
39.000
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 1
Showing Other Long-Term Invested Assets OWNED December 31 of Current Year
1
2
3
Location
4
CUSIP
Identification
Name or Description
333397 MMA MATTAPAN HEIGHTS II LLC
Code
City
BOSTON
6
7
8
EL CAMINO MEMORIAL
LANDMARK REAL ESTATE IV
CBL & ASSOCIATES PROPERTIES
WRIGHTWOOD LLC
State
MA
SAN DIEGO
CHRISTIANA
CHATANOOGA
CHICAGO
CA
DE
TN
IL
333388 LEGACY I
333404 BOSTON CAPITAL MORTGAGE
FOSTER CITY
BOSTON
CA
MA
333425 LEGACY II
333469 FORTRESS V COINVEST
440018 KONNEX OFFICE BUILDING
440019 TORO I OFFICE BUILDING
REAL ESTATE - OTHER
SARGASSO MUTUAL INSURANCE CO LTD
FOSTER CITY
NEW YORK
BADEN
ZURICH - OERLIKON
CA
NY
CHE
CHE
E07.10
4299999. Any Other Class of Assets - Unaffiliated
4499999. Total - Unaffiliated
4599999. Total - Affiliated
4699999 - Totals
BERMUDA
10
11
12
GBR
Change in Book/Adjusted Carrying Value
14
15
16
17
Current
Year’s
Current
Total
OtherYear’s
Foreign
Than(DepreCapital- Exchange
ciation) Temporary
Change in
ized
Unrealized
Impairor
Book/
Deferred
Valuation
ment
(AmortiAdjusted
Interest
Increase
Recogzation)/
Carrying
and
(Decrease) Accretion
nized
Value
Other
18
19
20
13
Name of Vendor
or General Partner
WEST CEDAR XXVII LLC
NAIC
Designation
Date
Originally
Acquired
10/14/2005
AFFILIATES OF LANDMARKS PARTNERS INC
OTHER
WRIGHTWOOD CAPITAL LLC
LEGACY PARTNERS INVESTMENT MANAGEMENT
SERVICES LLC
BCAHM ASSOCIATES LLC
LEGACY PARTNERS INVESTMENT MANAGEMENT
SERVICES LLC
FORTRESS FUND V GP BCF LP
Type
and
Strategy
Actual
Cost
Fair
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
1,736,248
4,170,161
1,625,697
2,891,530
22,882,307
56,693
10,526,386
2,045,806
12,966,521
585,926
915,036
937,291
1,629,437
12.400
6.380
11.690
07/28/2005
06/29/2006
14,999,999
12,410,797
4,999,052
9,326,635
1,853,145
9,470,465
243,086
570,464
571,124
4.520
15.090
07/28/2006
07/24/2007
04/06/1997
10/21/1997
20,000,000
3,577,685
20,892,670
13,740,469
446,333
1,947,808
52,290,158
26,923,466
342,887
1,054,098
52,290,158
26,923,466
1,100,228
7,133,697
113,134,666
5,132,189,393
7,301,261,788
12,433,451,181
01/01/1966
12/28/2001
12/19/2002
02/15/2005
06/26/1986
2,757,004
111,260,931
6,721,409,333
6,351,215,696
13,072,625,029
7,133,697
115,696,034
6,455,642,904
8,370,089,292
14,825,732,196
(54)
(696,527)
Investment
Income
Commitment
Percenfor
Additional tage of
OwnerInvestship
ment
7,599,342
20,602,996
3799999. Non-Guaranteed State Low Income Housing Tax Credit - Unaffiliated
309305
333285
333306
333362
9
5
(54)
(696,527)
202,430
(32,359)
(143,238)
0.020
XXX
43,715
4.380
0.500
1,416,694
553,824
(2,159,734)
437,062
416,242
294,401,311 (108,626,852)
245,617,026
540,018,337 (108,626,852)
9.780
35,630,660
35,630,660
(16,065,950)
(16,065,950)
5,310,800
43,715
(2,112,508) 296,985,499 2,127,522,169
783,921,678
41,034,281
(2,112,508) 1,080,907,177 2,168,556,449
XXX
XXX
XXX
XXX
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 2
Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE December 31 of Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E08
770039
770040
770054
770057
770100
770108
770119
770132
770145
770153
770183
770185
770204
770242
770253
770260
770273
770282
770291
770325
770341
770357
770362
770378
770381
770383
770386
770388
770390
770391
770395
770397
770405
770413
770426
770431
770435
770439
770454
770457
770459
770462
770465
770469
770470
770473
770479
770486
770487
770489
770490
770500
770501
770505
770510
770511
770513
770515
770516
770528
770535
770536
770541
770544
ABRY PARTNERS V LP
ABRY PARTNERS IV LP
ARLINGTON CAPITAL PARTNERS II
ASIA PACIFIC GROWTH FUND III
CENTRE CAPITAL INVESTORS IV LP
CIVC PARTNERS FUND III LP
CVC EUROPEAN EQUITY PTNRS IV
FFC PARTNERS II LP
FS EQUITY PARTNERS V
GREEN EQUITY INVESTORS IV LP
JP MORGAN PARTNERS GLOBAL INV
JP MRGN PTR GBL INV (SELLDOWN)
TRILANTIC CAPITAL PTRS III LP
OAK HILL CAPITAL PARTNERS II
PLATINUM EQUITY CAP PTNRS LP
RESOLUTE FUND PARTNERS LLC
STERLING GROUP PARTNERS II
TENASKA POWER FUND LP
VSS COMMUNICATIONS PTNRS IV LP
CARLYLE/RIVERSTONE GEP III LP
STAFFORD NM FUND I LP
AVISTA CAPITAL PARTNERS LP
FOX PAINE CAPITAL FUND III
BRENTWOOD ASC PRV EQUITY IV LP
COURT SQUARE CAPITAL PTR II LP
ABRY SENIOR EQUITY II LP
BERKSHIRE FUND VII LP
BAIRD CAPITAL PARTNERS IV LP
LINDSAY GOLDBERG & BESSEMER II
CCMP CAPITAL INVESTORS II LP
DLJ MERCHANT BANKING PTR IV LP
JC FLOWERS II LP
NORTH CASTLE PARTNERS 2007 LP
CATTERTON PARTNERS VI LP
FENWAY PTR CAPITAL FUND III LP
CAPITAL Z PARTNERS III LP
TCW ENERGY FUND XIV LP
HIGHSTAR CAPITAL FUND III LP
APAX EUROPE FUND VIIA LP
KKR ASIAN FUND LP
CARLYLE PARTNERS V LP
THE RESOLUTE FUND II LP
INVESTCORP PRIV EQ 2007 FND LP
GREEN EQUITY INVESTORS V LP
CARLYLE EUROPE PARTNERS III LP
ENCAP ENERGY CAP FUND VII LP
TRILANTIC IV (LEHMAN IV)
KPS SPECIAL SITUATIONS III LP
CENTRE CAPITAL INVESTORS V LP
CARLYLE STRATEGIC PART II LP
OAK HILL CAP PARTNERS III LP
CALERA CAPITAL PARTNERS IV LP
TAILWIND CAPITAL PARTNERS LP
MONITOR CLIPPER EQ PTR III LP
SUNTX CPI EXPANSION FUND LP
RIVERSTONE/CARLYLE GLB E&P IV
KKR EUROPEAN FUND III LP
ALTOS VENTURES IV LP
ABRY PARTNERS VI LP
STAFFORD NM FUND II LP
ADVENT INTERNAT GPE VI-A LP
BAIRD VENTURE PTRS III LP
ACP CONVATEC COINVEST LLC
LEEDS EQUITY PARTNERS V LP
City
BOSTON
BOSTON
WASHINGTON
SAN FRANCISCO
NEW YORK
CHICAGO
ST HELIER
GREENWICH
LOS ANGELES
LOS ANGELES
NEW YORK
NEW YORK
NEW YORK
FORT WORTH
LOS ANGELES
NEW YORK
SHELTON
OMAHA
NEW YORK
WASHINGTON
LARKSPUR
NEW YORK
FOSTER CITY
LOS ANGELES
NEW YORK
BOSTON
BOSTON
MILWAUKEE
NEW YORK
NEW YORK
NEW YORK
GEORGE TOWN
GREENWICH
GREENWICH
NEW YORK
GEORGE TOWN
LOS ANGELES
NEW YORK
ST PETER PORT
GEORGE TOWN
WASHINGTON
NEW YORK
GRAND CAYMAN
LOS ANGELES
WASHINGTON
HOUSTON
NEW YORK
NEW YORK
NEW YORK
WASHINGTON
FORT WORTH
SAN FRANCISCO
NEW YORK
CAMBRIDGE
DALLAS
WASHINGTON
GRAND CAYMAN
MENLO PARK
BOSTON
LARKSPUR
BOSTON
MILWAUKEE
NEW YORK
NEW YORK
5
6
7
8
9
10
11
Name of Vendor
or General Partner
Date
Originally
Acquired
Type
and
Strategy
Actual Cost
at Time of
Acquisition
Additional
Investment Made
After Acquisition
Amount of
Encumbrances
Percentage of
Ownership
07/29/2005
10/04/2000
07/13/2005
03/16/2000
09/27/2004
11/13/2003
08/31/2005
10/01/1999
02/02/2004
10/29/2003
11/02/2001
12/23/2004
11/18/2004
12/28/2004
07/29/2004
09/30/2002
06/29/2005
07/01/2005
09/28/2005
12/19/2005
01/23/2006
04/24/2006
05/01/2006
06/29/2006
07/17/2006
03/31/2006
07/19/2006
06/20/2006
07/17/2006
08/01/2006
04/26/2006
10/11/2006
09/25/2006
07/10/2006
01/26/2007
02/26/2007
10/27/2006
02/28/2007
05/11/2007
04/06/2007
05/25/2007
06/08/2007
06/08/2007
11/30/2006
12/20/2006
07/31/2007
03/07/2007
05/18/2007
06/07/2007
06/29/2007
10/14/2007
11/14/2007
12/28/2007
09/19/2007
01/01/2008
01/17/2008
01/17/2008
10/01/2007
03/03/2008
04/18/2008
03/12/2008
01/17/2008
07/16/2008
12/21/2007
3
3
3
1
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
1
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
1
3
1
3
1
3
3
4
State
MA
MA
DC
CA
NY
IL
JEY
CT
CA
CA
NY
NY
NY
TX
CA
NY
CT
NE
NY
DC
CA
NY
CA
CA
NY
MA
MA
WI
NY
NY
NY
CYM
CT
CT
NY
CYM
CA
NY
GGY
CYM
DC
NY
CYM
CA
DC
TX
NY
NY
NY
DC
TX
CA
NY
MA
TX
DC
CYM
CA
MA
CA
MA
WI
NY
NY
ABRY PARTNERS LLC
ABRY PARTNERS LLC
ARLINGTON CAPITAL
H & Q ASIA PACIFIC GP
CPS PRINCIPALS LLC
CIVC PARTNERS LP
CVC EUROPEAN EQUITY IV (AB) LTD.
FERRER FREEMAN & CO LLC
FREEMAN SPOGLI & CO
LEONARD GREEN & COMPANY
J P MORGAN PARTNERS
J P MORGAN PARTNERS
LEHMAN BROTHERS MERCHANT BANKING ASSOC
OAK HILL CAPITAL MANAGEMENT INC
PLATINUM EQUITY PARTNERS LLC
RESOLUTE FUND PARTNERS LLC
STERLING GROUP
TENSASK PF G LLC
VSS EQUITIES IV LLC
CARLYLE/RIVERSTONE GEP III LP
STAFFORD PRIVATE EQUITY INC
AVISTA CAPITAL PARTNERS GP LLC
FOX PAINE CAPITAL FUND III GP LP
BRENTWOOD PRIVATE EQUITY IV LP
COURT SQUARE CAPITAL GP LLC
ABRY SENIOR EQUITY INVESTORS II LP
SEVENTH BERKSHIRE ASSOCIATES LLC
BAIRD CAPITAL PTRS MANAGEMENT CO IV LLC
LINDSAY GOLDBERG & BESSEMER GP II LLC
CCMP CAPITAL ASSOCIATES LP
DLJ MERCHANT BANKING PTR IV LP
J.C. FLOWERS II LP
NCP GP 2007 LP
CATTERTON MANAGING PARTNER VI LLC
FENWAY PARTNERS III LLLC
UNION SQUARE PARTNERS GP LP
TCW ASSET MANAGEMENT COMPANY
AIG HIGHSTAR CAPITAL LLC
APAX EUROPE VII GP LP INC
KKR ASSOCIATES ASIA LP
TC GROUP V LP
RESOLUTE FUND PARTNERS II LLC
INVESTCORP PRIV EQ 2007 FUND GP LP
GEI CAPITAL V LLC
CEP III GP LP
ENCAP ENERGY CAP FUND VII LP
LEHMAN MERCH BANKING ASSOC IV LP
KPS INVESTORS III LP
CENTRE CAPITAL INVESTORS V LP
CSP II GENERAL PARTNER LP
OHCP GENPAR III LP
CALERA CAPITAL INVESTORS IV LP
TAILWIND CAPITAL PARTNERS GP LP
MONITOR CLIPPER PARTNERS III LP
SUNTX CPI EXPANSION FUND GP LP
RIVERSTONE/CARLYLE ENERGY PARTNERS IV LP
KKR ASSOCIATES EUROPE III LP
ALTOS MANAGEMENT PARTNERS IV LLC
ABRY VI CAPITAL PARTNERS LP
STAFFORD PRIVATE EQUITY INC
ADVENT INTERNATIONAL GPE VI GP LP
BAIRD VENTURE PTRS MGMT CO III LLC
ACP-CONVATEC COINVEST LLC
LEEDS EQUITY ASSOCIATES V LP
8,328
22,555
1,563
2,000
42,530
13,625
20,668
6,011
12,949
26,998
25,074
15,831
3,901
51,743
399,332
30,156
18,816
20,353
38,612
169,595
686,790
138,646
272,431
2,269,469
111,456
22,127
478,755
158,697
84,958
251,807
155,787
67,639
482,036
71,569
92,246
120,389
443,487
648,844
129,852
171,242
205,901
73,912
212,954
6,152
319,582
289,100
845,430
230,706
76,137
41,033
879,892
704,276
135,252
880,306
113,321
931,979
153,123
350,000
143,707
201,240
247,500
173,250
15,769
1,563,139
0.540
1.930
4.270
1.330
9.680
16.700
0.250
3.440
2.030
1.350
3.380
11.650
4.020
1.600
2.860
1.330
4.260
1.790
1.920
0.790
100.000
1.580
2.110
6.840
1.670
0.830
1.040
7.390
0.970
1.680
1.360
0.400
20.000
0.500
3.670
5.980
0.580
1.660
0.480
0.500
0.290
0.280
6.700
0.980
0.570
0.980
1.310
1.660
7.500
1.150
1.050
3.950
2.580
8.030
7.970
0.500
0.430
5.780
1.440
100.000
0.580
7.170
8.870
1.920
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 2
Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE December 31 of Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E08.1
770545
770547
770562
770564
770572
770575
770577
770579
770620
770633
770641
770646
770650
770654
770662
770664
770668
770671
770676
770681
770684
770688
770690
770698
770699
770702
770704
770712
770723
770725
770727
770729
770730
770731
770738
770748
770750
770753
770755
770768
770784
770793
770795
770797
770800
770803
770812
770815
770817
770820
770822
770828
770840
770842
770847
770850
770852
770861
770862
770864
770868
770869
770879
770881
TOWERBROOK INVESTORS III LP
LINDSAY GOLDBERG III LP
BUNKER HILL CAPITAL II QP LP
AVISTA CAPITAL PARTNERS II LP
CLAYTON DUB RICE VIII LP
WCAS XI LP
CRESTVIEW PARTNERS II LP
WIND POINT PARTNERS VIIA LP
CD&R UNIVAR CO INVESTOR LP
ENCAP ENERGY CAP FD VIII LP
VERITAS III
AURORA EQUITY PARTNERS IV LP
ARLINGTON CAP PARTNERS III LP
ACP INC RESEARCH COINVEST LLC
ABRY PARTNERS VII LP
BERKSHIRE FUND VIII LP
ARCLIGHT ENERGY PARTNERS V LP
CRESTVIEW TULIP INVESTORS LLC
ENCAP ENERGY VIII COINVEST LP
GENERATION GROWTH CAP FN II LP
EXCELSIOR CAP PARTNERS IV LP
RIVERSTONE GLB ENRGY&PWR FND V
AIF CAPITAL ASIA IV LP
HIGHBRIDGE PRNCPL STRT MEZZ II
EPE DOMESTIC CO INVESTORS LP
HARVEST PARTNERS VI LP
CIPH HOLDINGS LLC
AVISTA CAPITAL PARTNERS III LP
ADVENT INTERNATIONAL GPE VII B
QUAD C PARTNERS VIII LP
TRILANTIC CAPITAL PARTNERS V
COURT SQUARE CAP PARTNERS III
CARLYLE US EQUITY OPPORTUNITY
ABRY SENIOR EQUITY IV LP
KKR NORTH AMERICA FUND XI LP
NORTH CASTLE PARTNERS V LP
ARSENAL CAPITAL PARTNERS III
FRONTENAC X PRIVATE CAPITAL LP
ENCAP ENERGY CAPITAL FUND IX
LTS GROUP HOLDINGS LLC
TCP TEMPLAR HOLDINGS SPV LLC
BRENTWOOD ASSOCIATES PE V LP
MEZZVEST III LP
CCMP CAPITAL INVESTORS III LP
PLATINUM EQUITY CP PTRS III LP
GREENBRIAR COINVESTMENT NC LP
RIVERSTONE FIELDWOOD PTRS LP
AURORA RESURGENCE FUND II LP
HARBOUR GRP INVESTMENTS VI LP
KKR ASIAN FUND II LP
KAINOS CAPITAL PARTNERS LP
CLAYTON DUBILIER & RICE IX LP
APOLLO INVESTMENT FUND VIII LP
BEECKEN PETTY OKEEFE FN IV
STERLING INVESTMENT PTNRS III
GREENBRIAR EQUITY FUND III LP
OLYMPUS GROWTH FUND VI LP
HARBERT POWER FUND V LLC
THE RESOLUTE FUND III LP
RIVERSTONE FIELDWOOD PTNRS B
MACQUARIE INFRASTRUCTURE FDIII
PALLADIUM EQUITY PARTNERS IV
CENTRE CAPITAL INVESTORS VI LP
THOMA BRAVO FUND XI LP
City
GEORGE TOWN
DOVER
BOSTON
NEW YORK
GEORGE TOWN
NEW YORK
NEW YORK
CHICAGO
GEORGE TOWN
HOUSTON
NEW YORK
LOS ANGELES
CHEVY CHASE
NEW YORK
BOSTON
WILMINGTON
BOSTON
NEW YORK
HOUSTON
MILWAUKEE
GEORGE TOWN
NEW YORK
GRAND CAYMAN
NEW YORK
WILMINGTON
NEW YORK
NEW YORK
NEW YORK
BOSTON
CHARLOTTESVILLE
NEW YORK
NEW YORK
WASHINGTON
BOSTON
NEW YORK
GREENWICH
NEW YORK
CHICAGO
HOUSTON
WILMINGTON
NEW YORK
LOS ANGELES
ST HELIER
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
WILMINGTON
GEORGE TOWN
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
KENT
5
6
7
8
9
10
11
Name of Vendor
or General Partner
Date
Originally
Acquired
Type
and
Strategy
Actual Cost
at Time of
Acquisition
Additional
Investment Made
After Acquisition
Amount of
Encumbrances
Percentage of
Ownership
04/30/2008
05/21/2008
10/24/2008
07/25/2008
01/12/2009
02/10/2009
04/02/2009
04/10/2009
08/31/2010
02/16/2011
02/08/2006
06/15/2011
07/01/2011
07/07/2011
04/29/2011
05/11/2011
12/01/2011
12/19/2011
12/20/2011
01/31/2012
02/21/2012
05/04/2012
05/11/2012
05/23/2012
05/22/2012
06/01/2012
06/04/2012
06/26/2012
08/27/2012
09/07/2012
09/20/2012
10/02/2012
10/05/2012
10/30/2012
11/15/2012
12/17/2012
12/20/2012
12/28/2012
01/08/2013
04/11/2013
05/23/2013
07/12/2013
07/23/2013
07/26/2013
08/05/2013
08/16/2013
09/27/2013
10/03/2013
10/01/2013
10/04/2013
10/15/2013
11/21/2013
12/11/2013
12/13/2013
01/03/2014
01/21/2014
01/21/2014
02/10/2014
02/27/2014
03/21/2014
04/25/2014
05/06/2014
05/30/2014
06/03/2014
3
3
3
3
3
3
3
3
4
State
CYM
DE
MA
NY
CYM
NY
NY
IL
CYM
TX
NY
CA
MD
NY
MA
DE
MA
NY
TX
WI
CYM
NY
CYM
NY
DE
NY
NY
NY
MA
VA
NY
NY
DC
MA
NY
CT
NY
IL
TX
DE
NY
CA
JEY
DE
DE
DE
DE
DE
DE
CYM
DE
CYM
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
TOWERBROOK INVESTORS GP III LP
LINDSAY GOLDBERG GP III LLC
BUNKER HILL INVESTMENTS II LLC
AVISTA CAPITAL PARTNERS II GP LLC
CD&R ASSOCIATES VIII LTD
WCAS XI ASSOCIATES LLC
CRESTVIEW PARTNERS II GP LP
WIND POINT PARTNERS VII LP
CD&R ASSOCIATES VIII, LTD
ENCAP EQUITY FUND VIII GP LP
VERITAS CAPITAL PARTNERS III LLC
AURORA CAPITAL PARTNERS IV LLC
ARLINGTON MANAGEMENT III LLC
AVISTA CAPITAL PARTNERS
ABRY VII CAPITAL PARTNERS LP
EIGHTH BERKSHIRE ASSOCIATES LLC
ARCLIGHT PEF GP V LLC
CRESTVIEW PARTNERS II GP LP
ENCAP EQUITY FUND VIII GP LP
GENERATION GROWTH CAP PARTNERS II LLC
EXCELSIOR CAPITAL ASIA GP IV LP
RIVERSTONE ENERGY PARTNERS V LP
AIF CAPITAL ASIA IV GP LIMITED
HIGHBRIDGE PRINCIPAL STRAT MEZZ II GP
EPE ACQUISITION HOLDING LLC
HARVEST ASSOCIATES VI LP
VERITAS CAPITAL FUND IV LP
AVISTA CAPITAL PARTNERS III GP LP
GPE VII GP LP
QUAD C PARTNERS VIII LP
TRILANTIC CAPITAL PARTNERS V LP
COURT SQUARE CAPITAL GP III LLC
CARLYLE EQUITY OPPORTUNITY GP LP
ABRY SENIOR EQUITY INVESTORS IV LP
KKR NORTH AMERICA FUND XI LP
NORTH CASTLE PARTNERS GP V LP
ARSENAL CAPITAL INVESTMENT III LP
FRONTENAC COMPANY X PARTNERS GP LP
ENCAP EQUITY FUND IX GP LP
BERKSHIRE FUND VIII INVESTMENT CORP
TRILANTIC CAPITAL PARTNERS ASSOC V LP
BRENTWOOD PRIVATE EQUITY V LP
MEZZVEST PARTNERS III LIMITED
CCMP CAPITAL ASSOCIATES III LP
PLATINUM EQUITY PARTNERS III LLC
GREENBRIAR EQUITY FUND III LP
RIVERSTONE ENERGY PARTNERS V LP
AURORA RESURGENCE CAPITAL PTRS II LLC
HARBOUR GROUP VI MANAGEMENT CO LLC
KKR ASSOCIATES ASIA II LP
KAINOS CAPITAL PARTNERS GP LP
CD&R ASSOCIATES IX LP
APOLLO ADVISORS VIII LP
BEECKEN PETTY OKEEFE & COMPANY IV LP
STERLING INVSTMNT PTNS MGMT III LLC
GREENBRIAR EQUITY CAPITAL III LP
OGP VI LLC
HARBERT POWER MM V LLC
THE RESOLUTE PARTNERS III GP LLC
RIVERSTONE ENERGY PARTNERS V LP
MACQUARIE INFRASTRUCTURE PARTNERS III GP
PALLADIUM EQUITY PARTNERS IV LLC
CENTRE PARTNERS VI LP
THOMA BRAVO PARTNERS XI LP
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
62,303
715,374
94,325
921,584
168,884
507,255
324,364
9,794,198
237,528
732,181
12,631
715,388
6,974,221
42,625
290,343
3,318,498
1,413,390
36,243
203,091
276,974
1,102,130
2,136,894
928,998
1,846,296
27,898
1,293,766
64,315
3,040,415
1,434,000
5,008,266
9,370,464
1,743,526
389,777
2,545,919
5,120,505
913,162
2,344,121
1,275,000
3,018,252
836,008
4,325
4,591,127
4,732,433
1,246,151
6,340,615
26,118
1,524,842
83,917
804,931
1,567,064
2,548,933
9,009,858
6,208,875
1,881,183
442,772
5,943,158
6,226,364
12,927,362
3,264,262
179,396
14,615,995
5,373,862
3,364,281
4,366,855
2.900
0.750
7.630
2.390
0.960
0.850
1.030
6.080
13.470
0.230
5.050
4.680
6.020
28.420
0.920
0.600
0.450
6.710
0.510
23.080
8.330
0.320
3.190
1.370
14.670
1.350
12.860
2.910
0.370
2.210
1.200
1.010
1.340
0.770
0.230
8.220
1.260
7.360
0.190
0.490
4.160
2.760
2.570
0.570
0.410
58.040
2.680
1.640
3.050
0.110
4.110
0.550
0.220
3.880
2.840
2.440
0.890
5.160
0.560
3.570
0.820
1.750
13.760
0.710
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 2
Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE December 31 of Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E08.2
770885
770888
770890
770892
770893
770895
770897
770899
770904
770906
770908
770910
770911
770913
770925
770929
770931
770934
770935
770937
770948
770952
770954
770960
770964
770967
770968
770970
770974
770976
770980
770984
770985
770987
770989
770997
771002
771013
771016
771028
771032
771034
771037
771041
771043
771045
771047
771049
771059
771062
771064
771066
771068
771070
771078
771080
771082
771084
771086
771088
771090
771092
771096
771098
STARWOOD ENERGY INFRASTRUCTURE
TRILANTIC ENERGY PARTNERS
FS EQUITY PARTNERS VII LP
ENCAP FLATROCK MIDSTREAM FUND
FIRST RESERVE BUYOUT FUND XIII
CIP CAPITAL FUND LP
PAINE & PARTNERS CAPITAL FD IV
WASSERSTEIN PARTNERS III LP
BLUE POINT CAPITAL PTRS III LP
GTCR FUND XI
CARLYLE ASIA PARTNERS IV
RIVERSTONE FIELDWOOD STRATEGIC
OHCP III BC COI LP
CARLYLE EUROPE PARTNERS IV
TCP WARD COINVEST LP
CRESTVIEW PARTNERS III LP
KKR GLOBAL INFRASTRUCTUR FD II
FIRST RESERVE ENERGY INFRA II
WP PARIS COINVEST LP
TAILWATER ENERGY FUND II LP
HARVEST PARTNERS STRUCTURED
REVELSTOKE CAPITAL PARTNERS
HGGC II
KKR EUROPEAN FUND IV
FFL CAPITAL PARTNERS IV LP
KKR EAGLE COINVEST LP
CRESSEY & COMPANY FUND V
WCAS XII LP
THOMA BRAVO SPECIAL FUND II LP
ABRY PARTNERS VIII
BAIN CAPITAL EUROPE IV LP
ATLANTIC EQUITY PTNRS IV A LP
VERITAS CAPITAL FUND V LP
MIDOCEAN PARTNERS IV LP
WP LH CO INVEST LP
GHO CAPITAL FUND I LP
KIDKRAFT GROUP HOLDINGS LLC
ARCLIGHT ENERGY PTRS FD VI LP
KELSO HAMMER COINVEST LP
TPG PARTNERS VII LP
RIDGEMONT EQUITY PTNS II LP
IRVING PLACE CAP PTNS III SPV
ABRY PARTNERS VII LP
FFL CAPITAL PARTNERS III LP
HAMILTON LANE COINVEST FUND II
KELSO INVEST ASSOCIATES VII LP
KELSO INVEST ASSOCIATES VIII
NEW MOUNTAIN PARTNERS III LP
RCAF VI CIV XXXII LP
CARLYLE US EQUITY OPP FUND II
GENSTAR CAPITAL PARTNERS VII
CALERA CAPITAL PARTNERS V LP
RIVERSTONE GLB E&P FUND VI LP
EQT OZ COINVEST LP
GRYPHON PARTNERS IV
GRYPHON COINVEST FUND IV LP
RIVERSIDE STRATEGIC CAP FUND I
LINDSAY GOLDBERG IV LP
ARSENAL CAPITAL PARTNERS IV
LINDEN CAPITAL PARTNERS III LP
WASSERSTEIN PARTNERS IV LP
CALERA XVIII LP
MASON WELLS BUYOUT FUND IV LP
STONEPEAK INFRASTRUCTURE FD II
City
WILMINGTON
WILMINGTON
WILMINGTON
HOUSTON
GEORGE TOWN
DOVER
GEORGE TOWN
DOVER
CLEVELAND
DOVER
GEORGE TOWN
HOUSTON
FORT WORTH
WASHINGTON
WILMINGTON
UGLAND HOUSE
GEORGE TOWN
GEORGE TOWN
WILMINGTON
WILMINGTON
NEW YORK
WILMINGTON
GEORGE TOWN
GEORGE TOWN
UGLAND HOUSE
GEORGE TOWN
WILMINGTON
WILMINGTON
DOVER
BOSTON
GEORGE TOWN
WILMINGTON
NEW YORK
WILMINGTON
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
DOVER
FORT WORTH
WILMINGTON
GRAND CAYMAN
BOSTON
WILMINGTON
WILMINGTON
NEW YORK
NEW YORK
NEW YORK
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
LONDON
SAN FRANCISCO
SAN FRANCISCO
WILMINGTON
DOVER
NEW YORK
DOVER
DOVER
GEORGE TOWN
WILMINGTON
WILMINGTON
5
6
7
8
9
10
11
Name of Vendor
or General Partner
Date
Originally
Acquired
Type
and
Strategy
Actual Cost
at Time of
Acquisition
Additional
Investment Made
After Acquisition
Amount of
Encumbrances
Percentage of
Ownership
4
State
DE
DE
DE
TX
CYM
DE
CYM
DE
OH
DE
CYM
TX
TX
DC
DE
CYM
CYM
CYM
DE
DE
NY
DE
CYM
CYM
CYM
CYM
DE
DE
DE
MA
CYM
DE
NY
DE
DE
CYM
DE
DE
DE
TX
DE
CYM
MA
DE
DE
NY
NY
NY
DE
CYM
DE
DE
DE
GBR
CA
CA
DE
DE
NY
DE
DE
CYM
DE
DE
SEI MANAGEMENT-II LP
TRILANTIC ENERGY PARTNERS
FS CAPITAL PARTNERS VII LLC
ENCAP EQUITY FUND VIII GP LP
FIRST RESERVE GP XIII LP
COMPASS PARTNERS GP LP
PAINE & PARTNERS CAPITAL FUND IV GP LP
WASSERSTEIN PARTNERS III GP LP
BLUE POINT CAPITAL PTRS MGMT III LP
GTCR PARTNERS XI A&C LP
CARLYLE ASIA PARTNERS IV GENERAL PRT LP
RIVERSTONE V FW HOLDINGS LLC
OHCP GENPAR III LP
CEP IV MANAGING GP LP
TRILANTIC CAPITAL ASSOCIATES V LP
CRESTVIEW PARTNERS III GP LP
KKR ASSOCIATES INFRASTRUCTURE II LP
FIRST RESERVE ENERGY INFRASTRUCT GP II
WASSERSTEIN PARTNERS III (GP), L.P.
TW GP EF II LP
HARVEST ASSOCIATES SCF LP
RCP FUND I GP LLC
HGGC FUND II GP LP
KKR ASSOCIATES EUROPE IV LP
FFL GP IV LP
KKR EAGLE COINVEST GP LIMITED
CRESSEY & COMPANY GP LP
WCAS XII ASSOCIATES LLC
THOMA BRAVO PARTNERS XI LP
ABRY VIII CAPITAL PARTNERS LP
BAIN CAPITAL PARTNERS EUROPE IV LP
ATLANTIC EQUITY ASSOCIATES IV A LP
VERITAS CAPITAL PARTNERS V LLC
MIDOCEAN ASSOCIATES IV LP
WASSERSTEIN PARTNERS III GP LP
GHO GP I LP
MIDOCEAN PARTNERS IV LP
ARCLIGHT PEF GP VI LLC
JAMES J CONNORS II
TPG GENPAR VII LP
RIDGEMONT EQUITY MGT II LP
IPC ADVISORS III SPV LP
ABRY VII CAPITAL PARTNERS LP
FRIEDMAN FLEISCHER & LOWE LLC
HAMILTON LANE
KELSO & COMPANY
KELSO & COMPANY
NEW MOUNTAIN CAPITAL
RCAF VI ASSOCIATES LP
CARLYLE EQUITY OPP FUND II GP
GENSTAR CAPITAL VII LP
CALERA CAPITAL INVESTORS V
RIVERSTONE ENERGY PARTNERS VI LP
EQT VI (GP) LP
GRYPHON GENPAR IV LP
GRYPHON GENPAR IV LP
RSCF I ASSOCIATES LP
LINDSAY GOLDBERG GP IV LLC
ARSENAL CAPITAL INVESTMENT IV LP
LINDEN MANAGER III LP
WASSERSTEIN PARTNERS IV GP LP
CALERA CAPITAL INVESTORS V
MASON WELLS BUYOUT PARTNERS IV LLC
STONEPEAK ASSOCIATES II LLC
06/25/2014
07/01/2014
07/09/2014
07/09/2014
07/15/2014
07/17/2014
07/23/2014
07/28/2014
08/18/2014
09/02/2014
09/24/2014
08/04/2014
09/30/2014
10/14/2014
11/04/2014
03/03/2015
12/18/2014
12/23/2014
12/29/2014
12/23/2014
12/31/2014
01/15/2015
01/27/2015
02/26/2015
03/27/2015
03/25/2015
04/13/2015
04/20/2015
04/29/2015
05/05/2015
05/12/2015
05/22/2015
06/08/2015
06/26/2015
06/26/2015
07/16/2015
07/08/2015
08/14/2015
08/17/2015
09/25/2015
11/30/2015
07/31/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
11/25/2015
10/01/2015
10/14/2015
09/20/2016
05/29/2014
11/25/2015
11/25/2015
10/16/2015
10/30/2015
04/25/2016
06/23/2016
06/09/2016
10/14/2015
05/25/2016
02/12/2016
5,500,000
9,272,199
9,255,814
3,018,073
1,820,450
5,683,238
6,319,589
3,739,048
2,989,851
3,500,000
1,858,660
20,000
9,977
5,714,310
2,227,770
1,915,569
4,333,268
4,856,201
14,295
4,664,526
1,578,794
4,184,650
5,086,894
7,361,130
3,628,968
10,209,210
2,310,000
1,362,718
1,457,758
6,118,897
2,929,165
206,266
4,187,106
5,428,363
10,037
9,003,535
413,569
3,237,014
42,235
4,814,637
6,722,446
172,378
1,013,995
843,962
1,226,769
4,707
912,892
10,012,641
9,612,086
1,853,093
13,645,863
7,410,629
3
3
3
3
3
3
3
3
3
2
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
2
3
3
3
3
3
3
3
3
2
3
3
3
3
3
3
3
3
3,864,152
3,990,769
1,753,753
3,141,328
3,505,875
65,325
5,024
12,060,419
830,258
3,415,264
1,429,778
8,758,625
3,532,495
63,017
265,133
10,281,669
2.540
4.890
1.890
0.330
0.440
8.250
3.460
10.610
7.500
0.440
0.490
100.000
11.410
0.490
7.570
0.770
0.850
0.790
10.230
3.090
7.650
6.180
3.430
0.690
2.720
18.780
2.770
0.580
0.520
0.870
0.570
3.140
1.280
8.730
13.770
4.100
6.080
0.430
6.190
0.230
2.410
0.750
0.730
2.400
2.520
1.130
0.970
0.930
55.150
1.000
1.830
19.400
0.600
4.930
4.970
6.530
20.180
0.530
2.480
3.520
4.620
30.000
4.080
0.660
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 2
Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE December 31 of Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E08.3
771100
771104
771106
771108
771111
771115
771119
771121
771123
771125
771127
771131
771135
771141
771143
771151
771153
771155
771156
771160
771162
771172
771173
771177
771179
771183
771186
771188
771190
771194
771198
771202
771204
771206
771209
771211
771215
771217
771221
771223
771225
771229
771230
771232
771234
771236
771238
771240
771242
771244
DESSERTS LLC
HARVEST PARTNERS VII LP
CIP CAPITAL FUND II LP
HAMILTON LANE SECONDARY FD IV
GRAHAM PARTNERS IV LP
AIM AEROSPACE HOLDINGS LLC
AURORA EQUITY PARTNERS V LP
KELSO INVESTMENT ASSOCIATES IX
ADVENT INTERNATIONAL GPE VIIIB
FRAZIER HEALTHCARE GROWTH VIII
KKR BLUE CO INVEST LP
NEXPHASE CAPITAL FUND III LP
LYTX HOLDINGS LLC
HAMILTON LANE NM FUND I LP
NORTH CASTLE PARTNERS VI LP
WIND POINT PARTNERS VIIIA LP
JLL PARTNERS FUND VII LP
MIP CLECO PARTNERS LP
BROOKFIELD INFRASTRUCTURE IIIB
KAINOS CAPITAL PARTNERS II LP
VSS IV SPV PARALLEL LP
NYCA INVESTMENT FUND LP
ABRY HERITAGE PARTNERS LP
GC ATHENA CO INVEST LP
CD&R CORDEVIGO EQY HOLDINGS LP
ARBOR INVESTMENTS IV LP
BPB GROUP HOLDINGS LP
OB HOLDINGS I LLC
ENVISION COINVEST LP
EXW COINVEST LP
ARLINGTON CAPITAL PARTNERS IV
ARES ENERGY INVESTORS FUND V
ACP WCG COINVEST 1 LLC
PTC HOLDING COMPANY LLC
ENDO PARENT LLC
VSC WIRE SOLUTIONS LLC
OTG HP SCF INVESTOR LLC
EFS SHIPROCK HOLDCO LLC
AURORA PAS HOLDINGS LLC
FLORIDA FOOD HOLDINGS LP
PLATINUM EQUITY CAPITAL PTR IV
GENERATION GROWTH CAP FUND III
RCD HOLDINGS LLC
KELSO RSC CO INVESTMENT LP
WESTERN GENERATION PARTNER LLC
ACRISURE INVESTORS FO LLC
ACRISURE INVESTORS SO LLC
ABRY SENIOR EQUITY V LP
TRIPLE POINT HOLDINGS PSHIP LP
EMPOWER PAYMENTS HOLDINGS LLC
City
5
6
7
8
9
10
11
Name of Vendor
or General Partner
Date
Originally
Acquired
Type
and
Strategy
Actual Cost
at Time of
Acquisition
Additional
Investment Made
After Acquisition
Amount of
Encumbrances
Percentage of
Ownership
2
3
3
4
State
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
RENTON
DOVER
DOVER
WILMINGTON
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
CHICAGO
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
NEW YORK
DOVER
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
GEORGE TOWN
DOVER
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
DOVER
DOVER
DOVER
DOVER
WILMINGTON
WILMINGTON
MILWAUKEE
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
WILMINGTON
WILMINGTON
DE
DE
DE
DE
DE
WA
DE
DE
DE
DE
CYM
DE
DE
DE
DE
IL
DE
DE
DE
DE
DE
NY
DE
DE
CYM
DE
DE
DE
CYM
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
WI
DE
DE
DE
DE
DE
DE
DE
DE
GRYPHON GENPAR IV LP
HARVEST ASSOCIATES VII LP
CIP CAPITAL GP II LP
HAMILTON LANE SECONDARY FUND IV GP LLC
GRAHAM PARTNERS GENERAL PARTNER IV LP
LIBERTY HALL CAPITAL PARTNERS
AURORA CAPITAL PARTNERS V LP
KELSO GP IX LP
GPE VIII GP
FHM GROWTH BUYOUT VIII LP
KKR BLUE COINVEST GP LIMITED
NEXPHASE CAPITAL FUND III GP LP
GTCR FUND XIA LP
HAMILTON LANE NM FUND I GP LLC
NCP GP VI LP
WIND POINT INVESTORS VIII LP
JLL ASSOCIATES VII LP
MACQUARIE INFRASTRUCTURE PARTNERS III GP
BROOKFIELD INFRASTRUCTURE FUND III GP
KCP II GP LP
VSS EQUITIES IV SPV LLC
NYCA INVESTMENTS LLC
ABRY HERITAGE CAPITAL PARTNERS LP
GENSTAR CAPITAL VII LP
CD&R ASSOCIATES IX LP
ARBOR PRIVATE INVESTMENT CO IV LLC
FS EQUITY PARTNERS VII LP
NEWSTONE PARTNERS III LP
GHO GP I LP
PERIDOT COINVEST MANAGER LLC
ARLINGTON CAPITAL GROUP IV LLC
ARES EIF MANAGEMENT V LP
ARSENAL CAPITAL INVESTMENT WCG LLC
LINDEN CAPITAL PARTNERS
KELSO GP IX LP
VANCE STREET CAPITAL
HARVEST PARTNERS STRUCTURED CAPITAL FUND
GE CAPITAL US HOLDINGS
AURORA CAPITAL PARTNERS V LP
KAINOS CAPITAL PARTNERS GP LP
PLATINUM EQUITY PARTNERS IV LP
GENERATION GROWTH CAP PARTNERS III LLC
GTCR INVESTORS
JAMES J CONNORS II
HARBERT POWER FUND V LLC
ABRY SENIOR EQUITY IV LP
ABRY PARTNERS VIII
ABRY SENIOR EQUITY INVESTORS V LP
TRIPLE POINT HOLDINGS GP LLC
GTCR INVESTMENT XI LLC
12/01/2015
09/28/2016
08/18/2016
02/19/2016
04/21/2016
01/29/2016
06/10/2016
07/07/2016
09/26/2016
09/29/2016
03/01/2016
06/20/2016
03/15/2016
06/28/2016
03/30/2016
06/07/2016
04/19/2016
04/12/2016
05/16/2016
12/19/2016
04/28/2016
06/22/2016
07/01/2016
06/17/2016
06/29/2016
09/19/2016
07/05/2016
07/01/2016
07/01/2016
07/20/2016
12/19/2016
11/28/2016
08/12/2016
08/09/2016
08/18/2016
08/19/2016
08/26/2016
08/31/2016
09/28/2016
09/30/2016
11/28/2016
10/18/2016
10/14/2016
10/20/2016
11/14/2016
11/18/2016
11/18/2016
11/21/2016
11/10/2016
11/30/2016
MILWAUKEE
MILWAUKEE
WI
WI
NM CAP STRATEGIC EQTY FD I LP
NMC GP, LLC
02/01/2011
02/01/2011
WALNUT CREEK
LOS ANGELES
NEWPORT NEWS
LINCOLNSHIRE
HOUSTON
DULLES
FORT LEE
FORT LEE
KING OF PRUSSIA
CA
CA
VA
IL
TX
VA
NJ
NJ
PA
MACERICH LP
INSTITUTIONAL HOUSING PARTNERS INC
NEWPORT NEWS TOWN CNTR LLC
LLL PARTNERSHIP/LAKE DGR
LION GABLES REALTY LP
SAWMINORTH
PRISA I
FORT LEE PHASE II OWNER LLC
JBG
01/18/1985
11/10/1999
02/24/2005
07/28/2005
03/26/2008
09/20/2010
09/05/2012
09/05/2012
04/30/2015
3
3
3
3
3
3
2
3
3
3
3
3
3
3
3
2
3
2
3
2
3
2
2
3
2
1599999. Joint Venture Interests - Common Stock - Unaffiliated
770637 NM CAP STRATEGIC EQTY FD I LP
770638 NM CAP MEZZANINE FUND I LP
1699999. Joint Venture Interests - Common Stock - Affiliated
326192
333230
333357
333380
333490
333561
333593
333650
333654
BROADWAY PLAZA
INSTITUTIONAL HOUSING III
CITY CENTER AT OYSTER POINT II
ONE OVERLOOK
GABLES WEST AVE
SAWMINORTH
MODERN
TOWERS AT FORT LEE PH II LAND
VALLEY FORGE RT I
2
1,701,353
630,730
3,459,568
1,292,302
926,354
23,750,000
326,435
5,672,727
504,000
1,440,000
22,854,638
4,896,819
7,312,500
20,804,641
1,900,000
3,440,574
4,874,797
25,000,000
2,424,808
225,522
5,168,921
416,667
669,847
4,875,693
2,041,660
2,856,684
9,250,000
1,803,750
13,875,000
13,875,000
1,447,500
7,206,739
30,062,500
4,625,000
5,842,105
9,250,000
62,483,750
37,537,200
23,125,000
4,625,000
1,714,744
2,100,000
2,497,500
4,625,000
45,000,000
50,732,759
12,683,190
1,059,750
6,041,250
3,700,000
519,249,825
4.880
1.520
8.020
4.670
7.350
21.110
7.490
1.240
0.950
6.850
32.780
4.800
1.920
94.050
8.000
11.320
2.470
2.500
0.230
3.240
30.320
33.000
1.670
2.710
29.600
2.840
5.820
1.170
92.500
4.080
5.870
6.550
23.210
3.850
3.780
14.800
35.970
44.990
13.240
4.630
4.450
34.200
4.000
1.850
15.550
7.590
1.900
1.860
0.090
2.510
2,061,216
2,718,047
7,403,138
2,496,831
384,000
6,158,278
27,235,808
4,318,180
9,153,052
1,008,945
5,028,552
3,686,623
394,717
416,667
555,086
1,261,569
393,375
1,050,000
506,920,680
138,876
52,365
191,241
33,791,253
1,702,865
5,608,413
450,240
1,800,000
165,581
162,158
428,948
1,111,099
XXX
38.080
76.150
XXX
50.000
6.940
80.000
80.400
60.000
49.200
45.000
33.330
50.000
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 2
Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE December 31 of Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
333700
333740
333753
333766
333768
333773
333795
333808
333826
333860
333869
KNOX HEIGHTS
HORIZON SPEC V
SINCLAIR
PARK 27
GREEN LAKE VILLAGE II
MODERN II
SEAZEN
SUMMIT FAIR
FANCY FARMS
NORTHPOINT CINCINNATI
FANCY FARMS 2
City
5
6
7
8
9
10
11
Name of Vendor
or General Partner
Date
Originally
Acquired
Type
and
Strategy
Actual Cost
at Time of
Acquisition
Additional
Investment Made
After Acquisition
Amount of
Encumbrances
Percentage of
Ownership
4
State
DALLAS
RIVERSIDE
CHICAGO
DAVENPORT
SEATTLE
FORT LEE
TAMPA
LEE'S SUMMIT
PLANT CITY
FAIRFIELD
PLANT CITY
TX
MO
IL
FL
WA
NJ
FL
MO
FL
OH
FL
TRAMMELL CROW COMPANY
NORTHPOINT HOLDINGS LLC
FRC LLC
MPC PARK 27 LLC
VITAMILK SOUTH LLC
PRISA I
SEAZEN GP LLC
NORTHPOINT HOLDINGS
COUNTY LINE LOGISTICS LLC
NORTHPOINT HOLDINGS LLC
COUNTY LINE LOGISTICS LLC
11/24/2014
05/14/2015
10/23/2015
09/03/2015
01/06/2016
03/22/2016
04/26/2016
10/26/2016
11/22/2016
11/18/2016
11/22/2016
KING OF PRUSSIA
ATLANTA
MILWAUKEE
PA
GA
WI
REALEN PROPERTIES
ARP
10/24/1996
09/14/2016
04/01/2008
WILMINGTON
MILWAUKEE
DE
WI
CRE FIVE POINTS SOLAR CALIFORNIA LLC
08/09/2016
12/01/1979
MILWAUKEE
MILWAUKEE
MILWAUKEE
WI
WI
WI
IRVINE
OMAHA
INDIANAPOLIS
OMAHA
OMAHA
LANSING
MANHASSET
COLUMBUS
QUINCY
NEW YORK
OMAHA
OMAHA
CLEVELAND
INDIANAPOLIS
INDIANAPOLIS
GREENWICH
PEABODY
COLUMBUS
ATLANTA
LANSING
CLEVELAND
IRVINE
OMAHA
RALEIGH
OMAHA
IRVINE
LANSING
BOSTON
PEABODY
GREENWICH
IRVINE
INDIANAPOLIS
OMAHA
LANSING
CLEVELAND
OMAHA
INDIANAPOLIS
WASHINGTON
SPRINGFEILD
CA
NE
IN
NE
NE
MI
NY
OH
MA
NY
NE
NE
OH
IN
IN
CT
MA
OH
GA
MI
OH
CA
NE
NC
NE
CA
MI
MA
MA
CT
CA
IN
NE
MI
OH
NE
IN
DC
MA
1799999. Joint Venture Interests - Real Estate - Unaffiliated
333150 VILLAGE AT VALLEY FORGE
333806 THE PARKER
NM GP HOLDINGS LLC
1899999. Joint Venture Interests - Real Estate - Affiliated
771208 FIVE POINTS SOLAR PARK LLC
OIL AND GAS PORTFOLIO
2199999. Joint Venture Interests - Other - Unaffiliated
GRO-SUB LLC
NML SECURITIES HOLDINGS LLC
NM PLANNING LLC
07/15/2015
06/10/1998
03/20/2015
2299999. Joint Venture Interests - Other - Affiliated
E08.4
333410
333611
333619
333634
333635
333640
333641
333645
333646
333647
333651
333652
333653
333659
333675
333676
333677
333681
333684
333685
333686
333687
333695
333702
333708
333710
333711
333712
333713
333728
333750
333752
333761
333769
333770
333799
333805
333834
333837
WNC INST TAX CRD FUND XXI LP
IOWA FUND VI LP
CREA CORPORATE TCF XXIII
KANSAS FUND IX LP
MHEG NEBRASKA FUND XVI LP
GREAT LAKES CAPITAL FUND 26
STERLING CORP PARTNERS FUND 52
OHIO EQUITY FUND XXII
MERIDIAN AFFORDABLE HOUSING I
R4 HOUSING PARTNERS LP
MHEG IOWA FUND VII LP
MHEG OKLAHOMA FUND IV LP
REDSTONE 2012 NATIONAL FUND LP
CREA XXIX
CREA XXXII
RICHMAN USA 88
STRATFORD XI
OHIO EQUITY FUND XXIII
AEP CAPITAL PARTNERS GA
GREAT LAKES CAPITAL FUND 28
REDSTONE 2013 NATIONAL FUND LP
WNC INSTITUTIONAL FUND 38
MHEG FUND 40 LP
CAHEC COMMUNITY EQUITY FND XIX
MHEG FUND 42 LP
WNC INSTITUTIONAL FUND 39
GREAT LAKES CAPITAL FUND 29
BOSTON FINANCIAL ITC FUND 41
STRATFORD FUND XV
USA INSTITUTIONAL FUND 98
WNC INSTITUTIONAL FUND 40
CREA CORPORATE TAX CREDIT 43
MHEG FUND 44 LP
GREAT LAKES CAPITAL FUND 30
RED STONE 2015 NATIONAL FUND
MHEG FUND 46 LP
CREA CORPORATE TAX CREDIT 48
RED STONE 2016 NATIONAL FUND
WNC INSTITUTIONAL FUND 42 MA
4,508,715
7,601,202
14,009,319
641,870
1,903,270
2,335,101
5,392,598
36,392,075
7,828,066
7,828,066
5,862,619
5,862,619
500,000
500,000
WNC ADVISORS LLC
MHEG 2011 FUND MANAGER LLC
CREA GP CTC XXIII LLC
MHEG 2011 FUND MANAGER LLC
MHEG 2011 FUND MANAGER LLC
GLCFH XXVI INC
FIRST STERLING ASSOCIATES NO 10 LLC
OHIO EQUITY FUND GP XXII LLC
MERIDIAN AFFORDABLE HOUSING ACQUISITION LLC
RHP GP LLC
MHEG 2011 FUND MANAGER LLC
MHEG 2011 FUND MANAGER LLC
RSEP MM LLC
CREA GP CTC XXIX LLC
CREA GP CTC XXXII LLC
RICHMAN USA TAX CREDIT LXXXIX LLC
SCG FUND XI GP LLC
OHIO EQUITY FUND GP XXIII LLC
CAPITAL PARTNERS MANAGEMENT NML LLC
GLCFH XXVIII INC
RSEP MM LLC
WNC MANAGING PARTNERS LLC
MHEG 2013 FUND MANAGER LLC
CAHEC FUND GP LLC
MHEG 2014 FUND MANAGER LLC
WNC MANAGING PARTNERS LLC
GLCFH 29 INC
WEST CEDAR XLI
SCG FUND XV GP LLC
RICHMAN USA TAX CREDIT XCVIII LLC
WNC MANAGING PARTNERS 40 LLC
CREA GP CTC 43 LLC
MHEG 2015 FUND MANAGER LLC
GLCFH 30 INC
RSEP MM LLC
MHEG 2016 FUND MANAGER
CREA GP CTC 48 LLC
RSEP MM LLC
WNC MANAGING PARTNERS 42 LLC
03/15/2006
08/11/2011
10/03/2011
11/23/2011
11/23/2011
05/14/2012
03/29/2012
07/26/2012
07/13/2012
05/30/2012
12/20/2012
11/19/2012
11/14/2012
10/01/2012
05/13/2013
06/04/2013
11/25/2013
07/15/2013
06/23/2014
10/01/2013
08/30/2013
08/23/2013
11/14/2013
06/17/2014
09/30/2014
07/29/2014
10/28/2014
07/15/2014
12/22/2014
12/12/2014
04/30/2015
07/01/2015
10/16/2015
10/13/2015
10/29/2015
10/07/2016
07/13/2016
10/03/2016
08/12/2016
300,000
912,048
5,429,251
3,636,727
2,251,195
225,553
18,862,655
2,749,548
4,841,285
16,802,655
4,501,837
1,160,593
96,615,878
1,880,010
1,598,307
5,200,000
8,678,316
23,670,324
8,476,410
32,146,734
1,104,306
149,542,321
68,535,568
219,182,195
365,237
27,468
89,544
61,750
33,064
112,481
269,717
1,269,314
106,116
260,000
109,619
32,500
105,734
553,015
911,955
1,696,297
4,197,223
3,741,664
30,000
10,078,301
3,089,158
2,305,889
9,995,229
16,765,536
6,733,022
7,176,309
10,865,332
21,039,926
8,127,969
10,259,091
14,638,524
4,170,520
821,329
2,853,246
6,840,785
498,212
89.990
80.000
93.000
85.000
50.000
45.000
92.450
80.000
85.000
80.000
85.000
XXX
90.000
90.000
XXX
20.030
XXX
XXX
36.900
27.400
20.000
26.700
27.500
19.870
32.460
15.630
26.260
9.500
29.430
23.520
16.000
17.420
34.270
15.060
26.000
13.160
98.990
22.940
25.000
18.600
18.500
23.400
17.200
25.000
25.400
18.070
25.200
12.000
23.700
12.600
20.000
16.300
21.000
19.500
13.000
24.000
29.200
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 2
Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE December 31 of Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
333868 BOSTON FINANCIAL ITC FUND 46
City
BOSTON
5
6
7
8
9
10
11
Name of Vendor
or General Partner
Date
Originally
Acquired
Type
and
Strategy
Actual Cost
at Time of
Acquisition
Additional
Investment Made
After Acquisition
Amount of
Encumbrances
Percentage of
Ownership
4
State
MA
WEST CEDAR XLVI LLC
12/07/2016
3399999. Non-Guaranteed Federal Low Income Housing Tax Credit - Unaffiliated
333325 MS GUARANTEED GEORGIA TAX CRED
3799999. Non-Guaranteed State Low Income Housing Tax Credit - Unaffiliated
4499999. Total - Unaffiliated
4599999. Total - Affiliated
4699999 - Totals
DENVER
CO
AFFIL OF PARAMOUNT FINANCIAL GROUP INC
489,701
10,767,727
11/25/2003
572,272,246
8,328,066
580,600,312
14.600
150,231,075
25,079
25,079
785,939,447
228,051,752
1,013,991,199
XXX
39.000
XXX
XXX
XXX
XXX
E08.5
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
440017 CONTINENTAL AIRLINES BOEING 767-224
City
5
6
7
4
State
8
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
Name of Purchaser or
Nature of Disposal
Date
Originally
Acquired
HOUSTON
TX
DISTRIBUTION
04/11/2001
BOSTON
BOSTON
BOSTON
BOSTON
MENLO PARK
BOSTON
WASHINGTON
SAN FRANCISCO
MILWAUKEE
BOSTON
BOSTON
LOS ANGELES
BOSTON
TACOMA
GREENWICH
NEW YORK
CHICAGO
GEORGE TOWN
ST HELIER
GREENWICH
GREENWICH
SEATTLE
LOS ANGELES
LOS ANGELES
GRAND CAYMAN
SAN FRANCISCO
SAN FRANCISCO
DALLAS
SAN FRANCISCO
NEW YORK
NEW YORK
NEW YORK
BOSTON
NEW YORK
NEW YORK
NEW YORK
WALTHAM
SAN JUAN
CHICAGO
MILWAUKEE
FORT WORTH
FORT WORTH
ENCINO
WESTPORT
LOS ANGELES
LOS ANGELES
NEW YORK
NEW YORK
SHELTON
OMAHA
CHICAGO
CHICAGO
FORT WORTH
NEW YORK
MA
MA
MA
MA
CA
MA
DC
CA
WI
MA
MA
CA
MA
WA
CT
NY
IL
CYM
JEY
CT
CT
WA
CA
CA
CYM
CA
CA
TX
CA
NY
NY
NY
MA
NY
NY
NY
MA
PRI
IL
WI
TX
TX
CA
CT
CA
CA
NY
NY
CT
NE
IL
IL
TX
NY
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISSOLUTION
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISSOLUTION
DISTRIBUTION
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
TRANSFER OF ASSETS AND DISTRIBUTION
02/07/1997
07/29/2005
10/04/2000
06/24/2005
03/24/2005
06/30/2004
07/13/2005
03/16/2000
04/23/2003
05/15/1996
10/06/1998
02/08/1999
12/17/2004
11/18/2004
02/27/2004
09/27/2004
11/13/2003
08/05/2005
08/31/2005
10/01/1999
06/15/2004
05/20/2005
02/02/2004
10/29/2003
10/31/2005
02/01/2005
09/18/2004
01/22/1997
02/24/2003
01/20/2005
11/02/2001
12/23/2004
04/12/2002
11/18/2004
07/21/2004
02/15/2002
05/17/2001
10/28/2005
02/26/2001
09/22/2004
12/28/2004
03/07/2003
07/17/1998
02/01/2001
07/29/2004
07/29/2004
09/30/2002
04/01/2004
06/29/2005
07/01/2005
05/18/1998
01/31/2001
11/14/2003
09/28/2005
Disposal
Date
15
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
0399999. Transportation Equipment - Unaffiliated
E09
770038
770039
770040
770041
770049
770051
770054
770057
770068
770079
770081
770084
770085
770087
770096
770100
770108
770112
770119
770132
770134
770141
770145
770153
770154
770155
770156
770164
770173
770180
770183
770185
770189
770204
770205
770212
770213
770217
770219
770233
770242
770248
770251
770252
770253
770254
770260
770264
770273
770282
770285
770286
770287
770291
ABRY BROADCAST PTRS III LP
ABRY PARTNERS V LP
ABRY PARTNERS IV LP
ADVENT INTERNATIONAL GPE V-A
ALTOS VENTURES III LP
ARCLIGHT ENERGY PARTNERS II LP
ARLINGTON CAPITAL PARTNERS II
ASIA PACIFIC GROWTH FUND III
BAIRD VENTURE PARTNERS I B
BERKSHIRE FUND IV LP
BERKSHIRE FUND VI LP
BRENTWOOD ASSOCIATES III
BUNKER HILL CAPITAL LP
BOWMAN PARTNERS LP
CATTERTON PARTNERS V LP
CENTRE CAPITAL INVESTORS IV LP
CIVC PARTNERS FUND III LP
CLAYTON DUBILIER & RICE VII
CVC EUROPEAN EQUITY PTNRS IV
FFC PARTNERS II LP
FFC PARTNERS III LP
FRAZIER HEALTHCARE V LP
FS EQUITY PARTNERS V
GREEN EQUITY INVESTORS IV LP
JPMP GCO EQUITY INVEST (ONO)
GRYPHON CO-INVEST FUND III
GRYPHON PARTNERS III LP
HICKS MUSE TATE FURST FUND III
INDUSTRIAL GROWTH PARTNERS II
INVESTCORP COINVESTMENT I
JP MORGAN PARTNERS GLOBAL INV
JP MRGN PTR GBL INV (SELLDOWN)
JW CHILDS EQUITY PARTNERS III
TRILANTIC CAPITAL PTRS III LP
LEEDS WELD EQUITY PTNRS IV LP
LINDSAY GOLDBERG & BESSEMER LP
LONGWORTH VENTURE PRTNS II QP
SANJUAN CABLE (MCNA CABLE HLDG
MADISON DEARBORN CAP PTNRS IV
MASON WELLS BUYOUT FUND II
OAK HILL CAPITAL PARTNERS II
OAK HILL SPECIAL OPPORTUNITIES
PACIFIC VENTURE GROUP II LP
MIDTOWN FUND III LP
PLATINUM EQUITY CAP PTNRS LP
PLATINUM EQUITY CAP PTNRS INTL
RESOLUTE FUND PARTNERS LLC
2003 RIVERSIDE CAP APPRE FUND
STERLING GROUP PARTNERS II
TENASKA POWER FUND LP
THOMA CRESSEY VI
THOMA CRESSEY VII
TPG PARTNERS IV LP
VSS COMMUNICATIONS PTNRS IV LP
09/30/2016
631,683
03/31/2016
5,740
16
(416,475)
(416,475)
215,208
205,596
205,596
211,336
Consideration
139,988
(14,541)
(14,541)
18
19
21,538
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
78,107
78,107
15,082
87,624
9,293,894
1,337,615
1,355,856
52,281
335,048
38,468
779,692
3,781,217
326,656
4,279,127
160,000
1,679,646
104,215
758,527
2,315,107
1,687,012
708,928
996,104
2,604,840
2,700,301
5,217,342
05/04/2016
17
20
14
146,986
15,082
15,082
(162,927)
(162,927)
(211,336)
(211,336)
(43,068)
(13,947)
Investment
Income
(43,068)
(133,038)
(146,986)
(161,897)
(161,897)
558,151
1,447,025
694,853
05/04/2016
12/30/2016
19,467
42,792,222
10/05/2016
345
142,430
36,844,403
(686,291)
36,870,386
142,430
(25,984)
(686,291)
161,897
42,766,238
42,766,238
113,311
112,631
(685,946)
12/29/2016
04/28/2016
623,765
50,018
390,602
4,168,764
390,602
4,168,764
1,014,367
4,218,782
09/26/2016
12/29/2016
182,890
350,887
666,613
3,859,195
666,613
3,859,195
849,503
4,210,081
09/12/2016
399,332
399,332
20,469,725
685,946
2,689,886
2,151,295
280,162
50,173
660,602
339,136
7,701,737
1,442,653
215,551
99,126
239,205
789,319
399,332
7,400,586
408,813
205,732
558,933
91,641
1,065,876
3,763,802
5,377,890
685,946
(734,205)
(4,168,609)
660,602
(734,205)
(4,168,609)
660,602
(750,377)
(3,970,876)
(750,377)
(3,970,876)
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E09.1
770298
770300
770301
770303
770308
770310
770314
770316
770325
770335
770341
770342
770351
770357
770362
770366
770370
770372
770378
770381
770382
770383
770386
770388
770390
770391
770395
770397
770402
770403
770405
770411
770413
770426
770431
770435
770439
770451
770454
770457
770459
770462
770465
770468
770469
770470
770473
770475
770479
770482
770486
770487
770489
770490
770500
770501
770505
WCAS CAPITAL PARTNERS IV LP
WELSH CARSON ANDRSN STOWE VIII
WELSH CARSON ANDERSON STOWE IX
WELSH CARSON ANDERSON STOWE X
WIND POINT PARTNERS III LP
WIND POINT PARTNERS V LP
WILLIS STEIN & PARTNERS IIISUB
ZELL/CHILMARK RESTRCTURNG FUND
CARLYLE/RIVERSTONE GEP III LP
FIRSTMARK CAPITAL I LP
STAFFORD NM FUND I LP
WIND POINT PARTNERS VI LP
MERITECH CAPITAL PARTNERS III
AVISTA CAPITAL PARTNERS LP
FOX PAINE CAPITAL FUND III
TPG PARTNERS V LP
VENTURE INV EARLY STAGE FD IV
THOMA CRESSEY FUND VIII LP
BRENTWOOD ASC PRV EQUITY IV LP
COURT SQUARE CAPITAL PTR II LP
BURRILL LIFE SCI CAP FD III LP
ABRY SENIOR EQUITY II LP
BERKSHIRE FUND VII LP
BAIRD CAPITAL PARTNERS IV LP
LINDSAY GOLDBERG & BESSEMER II
CCMP CAPITAL INVESTORS II LP
DLJ MERCHANT BANKING PTR IV LP
JC FLOWERS II LP
HARBERT POWER FUND III LLC
OCM PRICIPAL OPPORT FD IV LP
NORTH CASTLE PARTNERS 2007 LP
MACQUARIE INFRASTRUCTURE PT LP
CATTERTON PARTNERS VI LP
FENWAY PTR CAPITAL FUND III LP
CAPITAL Z PARTNERS III LP
TCW ENERGY FUND XIV LP
HIGHSTAR CAPITAL FUND III LP
CDR FUND VII COINVEST LP
APAX EUROPE FUND VIIA LP
KKR ASIAN FUND LP
CARLYLE PARTNERS V LP
THE RESOLUTE FUND II LP
INVESTCORP PRIV EQ 2007 FND LP
GRYPHON PTR IIIC ANNEX FUND LP
GREEN EQUITY INVESTORS V LP
CARLYLE EUROPE PARTNERS III LP
ENCAP ENERGY CAP FUND VII LP
PLATINUM EQUITY CAP PTR II LP
TRILANTIC IV (LEHMAN IV)
ARCLIGHT ENERGY PARTNERS IV LP
KPS SPECIAL SITUATIONS III LP
CENTRE CAPITAL INVESTORS V LP
CARLYLE STRATEGIC PART II LP
OAK HILL CAP PARTNERS III LP
CALERA CAPITAL PARTNERS IV LP
TAILWIND CAPITAL PARTNERS LP
MONITOR CLIPPER EQ PTR III LP
City
NEW YORK
NEW YORK
NEW YORK
NEW YORK
SOUTHFIELD
SOUTHFIELD
CHICAGO
CHICAGO
WASHINGTON
WESTPORT
LARKSPUR
CHICAGO
PALO ALTO
NEW YORK
FOSTER CITY
FORT WORTH
MADISON
CHICAGO
LOS ANGELES
NEW YORK
SAN FRANCISCO
BOSTON
BOSTON
MILWAUKEE
NEW YORK
NEW YORK
NEW YORK
GEORGE TOWN
BIRMINGHAM
LOS ANGELES
GREENWICH
NEW YORK
GREENWICH
NEW YORK
GEORGE TOWN
LOS ANGELES
NEW YORK
WILMINGTON
ST PETER PORT
GEORGE TOWN
WASHINGTON
NEW YORK
GRAND CAYMAN
SAN FRANCISCO
LOS ANGELES
WASHINGTON
HOUSTON
BEVERLY HILLS
NEW YORK
BOSTON
NEW YORK
NEW YORK
WASHINGTON
FORT WORTH
SAN FRANCISCO
NEW YORK
CAMBRIDGE
5
6
7
4
State
NY
NY
NY
NY
MI
MI
IL
IL
DC
CT
CA
IL
CA
NY
CA
TX
WI
IL
CA
NY
CA
MA
MA
WI
NY
NY
NY
CYM
AL
CA
CT
NY
CT
NY
CYM
CA
NY
DE
GGY
CYM
DC
NY
CYM
CA
CA
DC
TX
CA
NY
MA
NY
NY
DC
TX
CA
NY
MA
8
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
Name of Purchaser or
Nature of Disposal
DISTRIBUTION
DISSOLUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
Date
Originally
Acquired
07/16/2004
06/30/1998
07/20/2000
05/27/2005
07/10/1997
07/17/2001
07/19/2000
07/12/1990
12/19/2005
12/09/2005
01/23/2006
02/15/2006
07/29/2005
04/24/2006
05/01/2006
03/28/2006
06/19/2006
06/17/2005
06/29/2006
07/17/2006
12/30/2005
03/31/2006
07/19/2006
06/20/2006
07/17/2006
08/01/2006
04/26/2006
10/11/2006
10/06/2006
10/19/2006
09/25/2006
04/26/2006
07/10/2006
01/26/2007
02/26/2007
10/27/2006
02/28/2007
03/09/2007
05/11/2007
04/06/2007
05/25/2007
06/08/2007
06/08/2007
06/15/2007
11/30/2006
12/20/2006
07/31/2007
09/06/2007
03/07/2007
04/11/2007
05/18/2007
06/07/2007
06/29/2007
10/14/2007
11/14/2007
12/28/2007
09/19/2007
Disposal
Date
12/30/2016
12/30/2016
13,323
5,746
04/26/2016
301,837
(74,854)
57,474
1,921,288
(74,854)
57,474
1,921,288
15
16
17
18
19
20
14
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
(61,531)
63,220
Consideration
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
770,707
14,830
5,325
4,146,461
227,761
57,102
2,223,124
78,779
1,666,586
11,046,368
7,398,164
255,208
2,049,396
2,994,082
745,511
5,932,638
1,736,853
820,718
10,859,341
6,209,910
302,393
51,388
3,530,378
4,590,357
637,264
11,141,762
295,570
241,318
221,355
1,892,792
916,550
1,912,321
139,787
1,161,231
4,664,430
635,554
8,556,200
1,214,203
6,268,044
9,028,171
13,123,693
894,969
14,443,524
3,035,803
5,534,990
12,318,896
204,202
2,777,712
4,506,679
2,534,678
1,949,360
13,567,885
1,867,573
5,614,325
4,850,074
332,665
79,089
76,361
(57,895)
76,361
(57,895)
(2,223,124)
78,779
(2,223,124)
78,779
(528,486)
(528,486)
(899,453)
(899,453)
Investment
Income
14,830
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E09.2
770510
770513
770515
770516
770528
770535
770538
770541
770544
770545
770547
770564
770572
770575
770577
770579
770582
770584
770593
770597
770598
770603
770615
770620
770630
770631
770633
770641
770643
770646
770650
770652
770654
770662
770664
770674
770676
770681
770682
770684
770686
770688
770690
770695
770698
770702
770704
770708
770710
770712
770723
770725
770727
770729
770730
770731
770732
SUNTX CPI EXPANSION FUND LP
KKR EUROPEAN FUND III LP
ALTOS VENTURES IV LP
ABRY PARTNERS VI LP
STAFFORD NM FUND II LP
ADVENT INTERNAT GPE VI-A LP
THOMA BRAVO FUND IX LP
ACP CONVATEC COINVEST LLC
LEEDS EQUITY PARTNERS V LP
TOWERBROOK INVESTORS III LP
LINDSAY GOLDBERG III LP
AVISTA CAPITAL PARTNERS II LP
CLAYTON DUB RICE VIII LP
WCAS XI LP
CRESTVIEW PARTNERS II LP
WIND POINT PARTNERS VIIA LP
CRESSEY & COMPANY IV LP
TOTES ISOTONER HLDGS GROUP LLC
ADVANTAGE CAP ST TX CR II LLC
ADVANTAGE CAP FL TAX CRED LLC
ADVANTAGE CAP MISSOURI TAX CRE
HEADLAND PE 3 (HSBC 3)
OHCP III VW COI LP
CD&R UNIVAR CO INVESTOR LP
CALERA CAPITAL INVESTOR XIV LP
SBG MEZZ INVESTMENT LLC
ENCAP ENERGY CAP FD VIII LP
VERITAS III
AP SELENE CO-INVEST LP
AURORA EQUITY PARTNERS IV LP
ARLINGTON CAP PARTNERS III LP
BRONCO MIDSTREAM PARTNERS LP
ACP INC RESEARCH COINVEST LLC
ABRY PARTNERS VII LP
BERKSHIRE FUND VIII LP
BELLISIO CONSOLIDATED EQTY LLC
ENCAP ENERGY VIII COINVEST LP
GENERATION GROWTH CAP FN II LP
THOMA BRAVO X LP
EXCELSIOR CAP PARTNERS IV LP
DIALYSIS PARENT LLC
RIVERSTONE GLB ENRGY&PWR FND V
AIF CAPITAL ASIA IV LP
DCA INVESTMENT LLC
HIGHBRIDGE PRNCPL STRT MEZZ II
HARVEST PARTNERS VI LP
CIPH HOLDINGS LLC
TAYLOR PARENT LLC
TAYLOR HOLDCO LLC
AVISTA CAPITAL PARTNERS III LP
ADVENT INTERNATIONAL GPE VII B
QUAD C PARTNERS VIII LP
TRILANTIC CAPITAL PARTNERS V
COURT SQUARE CAP PARTNERS III
CARLYLE US EQUITY OPPORTUNITY
ABRY SENIOR EQUITY IV LP
NVLX HOLDINGS LLC
City
DALLAS
GRAND CAYMAN
MENLO PARK
BOSTON
LARKSPUR
BOSTON
CHICAGO
NEW YORK
NEW YORK
GEORGE TOWN
DOVER
NEW YORK
GEORGE TOWN
NEW YORK
NEW YORK
CHICAGO
CHICAGO
NEW YORK
NEW ORLEANS
NEW ORLEANS
NEW ORLEANS
GEORGE TOWN
FORT WORTH
GEORGE TOWN
SAN FRANCISCO
NEW YORK
HOUSTON
NEW YORK
GEORGE TOWN
LOS ANGELES
CHEVY CHASE
BOSTON
NEW YORK
BOSTON
WILMINGTON
NEW YORK
HOUSTON
MILWAUKEE
CHICAGO
GEORGE TOWN
SEATTLE
NEW YORK
GRAND CAYMAN
CHARLOTTESVILLE
NEW YORK
NEW YORK
NEW YORK
DOVER
DOVER
NEW YORK
BOSTON
CHARLOTTESVILLE
NEW YORK
NEW YORK
WASHINGTON
BOSTON
CHICAGO
5
6
7
4
State
TX
CYM
CA
MA
CA
MA
IL
NY
NY
CYM
DE
NY
CYM
NY
NY
IL
IL
NY
LA
LA
LA
CYM
TX
CYM
CA
NY
TX
NY
CYM
CA
MD
MA
NY
MA
DE
NY
TX
WI
IL
CYM
WA
NY
CYM
VA
NY
NY
NY
DE
DE
NY
MA
VA
NY
NY
DC
MA
IL
8
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
Name of Purchaser or
Nature of Disposal
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
TRANSFER OF ASSETS AND DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
PARTIAL SALE AND DISTRIBUTION
TRANSFER OF ASSETS
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
Date
Originally
Acquired
01/01/2008
01/17/2008
10/01/2007
03/03/2008
04/18/2008
03/12/2008
04/08/2008
07/16/2008
12/21/2007
04/30/2008
05/21/2008
07/25/2008
01/12/2009
02/10/2009
04/02/2009
04/10/2009
05/20/2009
04/30/2009
12/14/2009
05/07/2010
05/07/2010
08/27/2004
09/22/2010
08/31/2010
12/22/2010
12/20/2010
02/16/2011
02/08/2006
03/08/2011
06/15/2011
07/01/2011
07/07/2011
07/07/2011
04/29/2011
05/11/2011
12/16/2011
12/20/2011
01/31/2012
02/09/2012
02/21/2012
03/29/2012
05/04/2012
05/11/2012
05/25/2012
05/23/2012
06/01/2012
06/04/2012
06/08/2012
06/08/2012
06/26/2012
08/27/2012
09/07/2012
09/20/2012
10/02/2012
10/05/2012
10/30/2012
11/01/2012
Disposal
Date
12/31/2016
13,766,192
15
16
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
734,566
734,566
14,500,758
2,495
2,495
2,495
1,297,419
2,880,410
04/28/2016
1,582,991
1,297,419
04/15/2016
12/30/2016
10,740
23,867,290
38,081
(4,167,273)
19,700,017
38,081
(23,867,290)
48,821
12/14/2016
2,875,805
10,608,957
10,608,957
13,484,762
12/30/2016
12,944,012
67,558,283
67,558,283
80,502,295
03/31/2016
(33,583)
852
12/31/2016
12/31/2016
1,750,000
9,500,000
12/30/2016
5,950,164
(33,583)
852
22,445,729
Consideration
113,321
5,428,679
300,885
4,026,181
1,115,302
6,274,491
8,691,943
14,516,527
3,646,155
4,954,939
4,426,703
10,754,267
19,144,850
2,051,423
2,773,164
32,614,958
730,290
2,495
4,720
13,106
5,772
16,429
65,194
5,870,852
264,114
1,140,097
6,219,804
12,933
3,567,320
1,377,691
2,232,597
13,516,192
7,472,927
2,380,742
80,502,295
194,504
6,785,868
8,480,519
1,281,468
(33,583)
852
1,750,000
9,500,000
22,445,729
17
18
19
20
14
28,395,893
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
(971,018)
(971,018)
721,652
2,495
(2,863,981)
(2,863,981)
215,293
215,293
12,933
12,933
(11,196)
(11,196)
10,608,957
67,558,283
33,583
3,992,346
3,298,810
852
6,474,344
5,808,383
61,766,039
1,750,000
9,500,000
2,504,037
1,740,000
5,510,706
4,616,941
1,416,611
1,395,388
794,703
28,395,893
Investment
Income
33,583
852
(1,475,917)
(1,475,917)
22,445,729
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E09.3
770738
770748
770750
770753
770755
770759
770765
770770
770773
770782
770784
770793
770795
770797
770800
770817
770820
770822
770825
770828
770834
770840
770842
770847
770850
770852
770855
770859
770861
770862
770868
770869
770879
770881
770885
770888
770890
770892
770893
770895
770897
770899
770904
770906
770908
770913
770915
770928
770929
770931
770934
770935
770938
770948
770954
770960
770962
KKR NORTH AMERICA FUND XI LP
NORTH CASTLE PARTNERS V LP
ARSENAL CAPITAL PARTNERS III
FRONTENAC X PRIVATE CAPITAL LP
ENCAP ENERGY CAPITAL FUND IX
TGG MEDICAL HOLDINGS LLC
SUNRISE CO INVESTMENT FUND GP
CV PARTNERS KANSAS II LP
AXELACARE COMMON INVEST HLD LP
MPE PARTNERS LP
TCP TEMPLAR HOLDINGS SPV LLC
BRENTWOOD ASSOCIATES PE V LP
MEZZVEST III LP
CCMP CAPITAL INVESTORS III LP
PLATINUM EQUITY CP PTRS III LP
HARBOUR GRP INVESTMENTS VI LP
KKR ASIAN FUND II LP
KAINOS CAPITAL PARTNERS LP
ADVANTAGE CAP 2013 ST TAX LLC
CLAYTON DUBILIER & RICE IX LP
PARAGON EQUITY LLC
APOLLO INVESTMENT FUND VIII LP
BEECKEN PETTY OKEEFE FN IV
STERLING INVESTMENT PTNRS III
GREENBRIAR EQUITY FUND III LP
OLYMPUS GROWTH FUND VI LP
WASSERSTEIN RB COINVEST LP
MAXOR EQUITY LLC
HARBERT POWER FUND V LLC
THE RESOLUTE FUND III LP
MACQUARIE INFRASTRUCTURE FDIII
PALLADIUM EQUITY PARTNERS IV
CENTRE CAPITAL INVESTORS VI LP
THOMA BRAVO FUND XI LP
STARWOOD ENERGY INFRASTRUCTURE
TRILANTIC ENERGY PARTNERS
FS EQUITY PARTNERS VII LP
ENCAP FLATROCK MIDSTREAM FUND
FIRST RESERVE BUYOUT FUND XIII
CIP CAPITAL FUND LP
PAINE & PARTNERS CAPITAL FD IV
WASSERSTEIN PARTNERS III LP
BLUE POINT CAPITAL PTRS III LP
GTCR FUND XI
CARLYLE ASIA PARTNERS IV
CARLYLE EUROPE PARTNERS IV
LIPARI FOODS HOLDCO LLC
ADVANTAGE CAPITAL 2014 NATL TX
CRESTVIEW PARTNERS III LP
KKR GLOBAL INFRASTRUCTUR FD II
FIRST RESERVE ENERGY INFRA II
WP PARIS COINVEST LP
EXCELLIGENCE PARENT HOLDINGS
HARVEST PARTNERS STRUCTURED
HGGC II
KKR EUROPEAN FUND IV
BC EUROPEAN CAPITAL ARGOS LP
City
NEW YORK
GREENWICH
NEW YORK
CHICAGO
HOUSTON
WILMINGTON
WILMINGTON
HAMILTON
WILMINGTON
WILMINGTON
NEW YORK
LOS ANGELES
ST HELIER
WILMINGTON
WILMINGTON
WILMINGTON
GEORGE TOWN
WILMINGTON
NEW ORLEANS
GEORGE TOWN
DOVER
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
KENT
WILMINGTON
WILMINGTON
WILMINGTON
HOUSTON
GEORGE TOWN
DOVER
GEORGE TOWN
DOVER
CLEVELAND
DOVER
GEORGE TOWN
WASHINGTON
WILMINGTON
NEW ORLEANS
UGLAND HOUSE
GEORGE TOWN
GEORGE TOWN
WILMINGTON
WILMINGTON
NEW YORK
GEORGE TOWN
GEORGE TOWN
ST PETER PORT
5
6
7
4
State
NY
CT
NY
IL
TX
DE
DE
BMU
DE
DE
NY
CA
JEY
DE
DE
DE
CYM
DE
LA
CYM
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
TX
CYM
DE
CYM
DE
OH
DE
CYM
DC
DE
LA
CYM
CYM
CYM
DE
DE
NY
CYM
CYM
GGY
8
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
Name of Purchaser or
Nature of Disposal
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
PARTIAL SALE
DISSOLUTION
DISSOLUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
PARTIAL SALE AND DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
Date
Originally
Acquired
11/15/2012
12/17/2012
12/20/2012
12/28/2012
01/08/2013
01/31/2013
03/18/2013
05/23/2013
04/12/2013
06/12/2013
05/23/2013
07/12/2013
07/23/2013
07/26/2013
08/05/2013
10/01/2013
10/04/2013
10/15/2013
10/31/2013
11/21/2013
12/05/2013
12/11/2013
12/13/2013
01/03/2014
01/21/2014
01/21/2014
01/29/2014
01/30/2014
02/10/2014
02/27/2014
04/25/2014
05/06/2014
05/30/2014
06/03/2014
06/25/2014
07/01/2014
07/09/2014
07/09/2014
07/15/2014
07/17/2014
07/23/2014
07/28/2014
08/18/2014
09/02/2014
09/24/2014
10/14/2014
10/07/2014
11/21/2014
03/03/2015
12/18/2014
12/23/2014
12/29/2014
12/29/2014
12/31/2014
01/27/2015
02/26/2015
03/04/2015
Disposal
Date
10/06/2016
2,601,757
05/04/2016
11/30/2016
566,639
12/30/2016
5,955,344
12/31/2016
4,413,500
04/28/2016
12/31/2016
1,861,496
18,736,000
12/31/2016
17,654,000
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
2,601,757
(1,526,990)
499,243
(1,170,385)
15
(1,526,990)
499,243
4,789,284
(5,959,669)
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
2,601,757
1,267,385
307,035
499,243
(1,866,618)
17
18
19
Consideration
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
3,548,561
2,108,305
1,869,605
2,998,742
3,763,766
2,601,757
20
(693,531)
(3,260,605)
(307,035)
499,243
1,061,256
(5,122)
18,736,000
17,654,000
2,544,624
887,859
170,042
5,982,276
56,474
239,730
4,153,578
510
388,754
3,467,978
1,518,511
2,814,960
997,758
1,445,686
1,262,083
2,079,388
18,736,000
1,581,335
618,844
301,723
1,689,357
7,705,111
101,334
673,120
2,864,867
1,720,038
656,323
207,098
6,003,259
736,194
3,235,855
2,759,235
463,558
897,796
770,531
7,825,361
908
30,562
345,493
753,387
6,206,082
17,654,000
7,553,571
2,660,780
115,066
8,480,013
Investment
Income
2,601,757
(3,260,605)
386,497
499,243
(4,325)
4,413,500
(1,866,618)
16
14
(88,709)
(88,709)
(21,933)
(21,933)
(945,522)
(945,522)
2,084,510
28,366
2,084,510
28,366
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E09.4
770964
770968
770974
770976
770980
770982
770984
770987
770989
770997
771011
771013
771016
771020
771026
771028
771034
771041
771043
771045
771047
771049
771051
771053
771062
771064
771066
771068
771078
771080
771082
771084
771086
771090
771098
771104
771108
771111
771131
771141
771143
771153
771155
771156
771162
771173
771185
771217
771225
771234
771240
FFL CAPITAL PARTNERS IV LP
CRESSEY & COMPANY FUND V
THOMA BRAVO SPECIAL FUND II LP
ABRY PARTNERS VIII
BAIN CAPITAL EUROPE IV LP
GF PARENT LLC
ATLANTIC EQUITY PTNRS IV A LP
MIDOCEAN PARTNERS IV LP
WP LH CO INVEST LP
GHO CAPITAL FUND I LP
DATAPIPE HOLDINGS LLC
ARCLIGHT ENERGY PTRS FD VI LP
KELSO HAMMER COINVEST LP
LAZ KARP HP SCF INVESTOR LLC
AEIF LINDEN CO INVESTOR LLC
TPG PARTNERS VII LP
IRVING PLACE CAP PTNS III SPV
FFL CAPITAL PARTNERS III LP
HAMILTON LANE COINVEST FUND II
KELSO INVEST ASSOCIATES VII LP
KELSO INVEST ASSOCIATES VIII
NEW MOUNTAIN PARTNERS III LP
OCM OPPORTUNITIES FUND VII
OCM OPPORTUNITIES FUND VIIB
CARLYLE US EQUITY OPP FUND II
GENSTAR CAPITAL PARTNERS VII
CALERA CAPITAL PARTNERS V LP
RIVERSTONE GLB E&P FUND VI LP
GRYPHON PARTNERS IV
GRYPHON COINVEST FUND IV LP
RIVERSIDE STRATEGIC CAP FUND I
LINDSAY GOLDBERG IV LP
ARSENAL CAPITAL PARTNERS IV
WASSERSTEIN PARTNERS IV LP
STONEPEAK INFRASTRUCTURE FD II
HARVEST PARTNERS VII LP
HAMILTON LANE SECONDARY FD IV
GRAHAM PARTNERS IV LP
NEXPHASE CAPITAL FUND III LP
HAMILTON LANE NM FUND I LP
NORTH CASTLE PARTNERS VI LP
JLL PARTNERS FUND VII LP
MIP CLECO PARTNERS LP
BROOKFIELD INFRASTRUCTURE IIIB
VSS IV SPV PARALLEL LP
ABRY HERITAGE PARTNERS LP
WCAS V LP
EFS SHIPROCK HOLDCO LLC
PLATINUM EQUITY CAPITAL PTR IV
WESTERN GENERATION PARTNER LLC
ABRY SENIOR EQUITY V LP
City
UGLAND HOUSE
WILMINGTON
DOVER
BOSTON
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
GEORGE TOWN
WILMINGTON
WILMINGTON
DOVER
DOVER
WILMINGTON
FORT WORTH
GRAND CAYMAN
WILMINGTON
WILMINGTON
NEW YORK
NEW YORK
NEW YORK
GEORGE TOWN
GEORGE TOWN
GEORGE TOWN
WILMINGTON
WILMINGTON
WILMINGTON
SAN FRANCISCO
SAN FRANCISCO
WILMINGTON
DOVER
NEW YORK
DOVER
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
WILMINGTON
DOVER
NEW YORK
DOVER
WILMINGTON
WILMINGTON
DOVER
5
6
State
MILWAUKEE
MILWAUKEE
Name of Purchaser or
Nature of Disposal
Date
Originally
Acquired
CYM
DE
DE
MA
CYM
DE
DE
DE
DE
CYM
DE
DE
DE
DE
DE
TX
CYM
DE
DE
NY
NY
NY
CYM
CYM
CYM
DE
DE
DE
CA
CA
DE
DE
NY
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
NY
DE
DE
DE
DE
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
ADDITIONAL PROCEEDS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
03/27/2015
04/13/2015
04/29/2015
05/05/2015
05/12/2015
05/12/2015
05/22/2015
06/26/2015
06/26/2015
07/16/2015
07/02/2015
08/14/2015
08/17/2015
09/02/2015
09/08/2015
09/25/2015
07/31/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
09/30/2015
10/02/2015
10/02/2015
11/25/2015
10/01/2015
10/14/2015
09/20/2016
11/25/2015
11/25/2015
10/16/2015
10/30/2015
04/25/2016
06/09/2016
02/12/2016
09/28/2016
02/19/2016
04/21/2016
06/20/2016
06/28/2016
03/30/2016
04/19/2016
04/12/2016
05/16/2016
04/28/2016
07/01/2016
07/15/2016
08/31/2016
11/28/2016
11/14/2016
11/21/2016
WI
WI
DISTRIBUTION
DISTRIBUTION
02/01/2011
02/01/2011
CHEVY CHASE
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
MD
DISTRIBUTION
11/28/1983
Disposal
Date
15
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
14,250,000
14,250,000
12/31/2016
58,500,000
58,500,000
144,086,734
61,359,687
82,727,047
16
17
18
19
20
14
12/31/2016
239,701,417
1699999. Joint Venture Interests - Common Stock - Affiliated
326179 CHEVY CHASE
8
9
1599999. Joint Venture Interests - Common Stock - Unaffiliated
770637 NM CAP STRATEGIC EQTY FD I LP
770638 NM CAP MEZZANINE FUND I LP
7
4
1,288,924
323,717,388
Consideration
92,787
741,931
40,784
385,481
2,709,361
13,281,508
153,671
1,509,782
6,539,807
11,734,960
58,500,000
343,932
297,329
914,254
21,930,000
162,977
1,701,270
3,141,005
3,213,513
84,776
10,409,251
14,918,612
247,508
86,855
273,705
5,375,630
4,390,492
12,547
12,350,057
1,149,119
2,841,516
392,834
6,958,339
650,147
234,865
324,316
1,457,686
191,747
2,558,155
15,587,984
478,978
3,582,002
1,131,414
1,070,955
773,900
669,847
54,523
213,050
133,616
777,674
307,797
1,093,120,433
6,688,970
932,962
7,621,932
1,250,000
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
70,072
(968,492)
(176,372)
Investment
Income
70,072
(968,492)
(176,372)
54,523
54,523
(3,316,148) (17,817,821) (21,133,969) 124,923,522
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
E09.5
333057
333058
333091
333157
333162
333174
333218
333221
333260
333274
333303
333318
333321
333322
333330
333338
333354
333356
333357
333370
333375
333401
333403
333409
333433
333441
333442
333443
333446
333448
333452
333455
333458
333460
333462
333467
333474
333475
333481
333483
333499
333508
333525
333547
333549
333553
333554
333575
333581
333588
333593
333594
333596
333607
333625
333638
333643
KENSINGTON
ALAMITOS
CENTRAL VALLEY
SECURITY CAPITAL PREFERRED
MADERA
MACERICH
LIBRARY HILL MUS
TUSCANY
AMLI AT MILTON PARK
SOLAIRE
COVENTRY II
NEWLAND II
MERIDIAN ONE TWO
HINES US OF I
ROCKBRIDGE II
VERDESIAN
BILLY CASPER GOLF
CITY CENTER AT OYSTER POINT I
CITY CENTER AT OYSTER POINT II
MID ATLANTIC
THE PATRICIAN
ROCKBRIDGE III
BRANDYWINE
WESTPORT 2ND PORTFOLIO II
TWO CITY CENTER
MERIDIAN 2555
MERIDIAN 2000
MERIDIAN 1000
METROPOLITAN WORKFORCE HOUSING
507 NORTHGATE
HINES US OF II
GENESIS WORKFORCE HOUSING II
MADISON MARQUETTE
HARRISON I
KIMEX RT LAND
MERIDIAN 1175
WESTPORT 1ST PORTFOLIO
WESTPORT 2ND PORTFOLIO
MERIDIAN 2550
GABLES CENTURY CENTER
TOWN CENTER ONE
BAYLOR CANCER CENTER
ENCLAVE AT POTOMAC CLUB
NEXUS SAWGRASS
GABLES POST OAK
CITIZEN OF THE PIKE PINE
MERIDIAN 5000
BOULEVARD
GREEN LAKE VILLAGE
GABLES RIVER OAKS
MODERN
DOMAIN
KENSINGTON BOSTON
LOT 31
HORIZON IN SPEC 1
C III CAPITAL PARTNERS
TWICKENHAM SQUARE
City
SUNNYVALE
LOS ALAMITOS
SACRAMENTO
CHICAGO
LAS VEGAS
SANTA MONICA
MILWAUKEE
LAS VEGAS
ALPHARETTA
NEW YORK
WILMINGTON
WILMINGTON
FRANKLIN
WILMINGTON
COLUMBUS
MANHATTAN
RESTON
NEWPORT NEWS
NEWPORT NEWS
PERRYMAN
SAN DIEGO
COLUMBUS
FREDERICKSBURG
HIALEAH
NEWPORT NEWS
FRANKLIN
FRANKLIN
FRANKLIN
NEW YORK
SEATTLE
HOUSTON
LOS ANGELES
WASHINGTON
CHICAGO
NEW HYDE PARK
FRANKLIN
LOS ANGELES
MIAMI GARDENS
FRANKLIN
ATLANTA
NEWPORT NEWS
DALLAS
WOODBRIDGE
SUNRISE
HOUSTON
SEATTLE
FRANKLIN
DALLAS
SEATTLE
HOUSTON
FORT LEE
SAN JOSE
BOSTON
BETHESDA
RIVERSIDE
NEW YORK
HUNTSVILLE
5
6
7
4
State
CA
CA
CA
IL
NV
CA
WI
NV
GA
NY
DE
DE
TN
DE
OH
NY
VA
VA
VA
MD
CA
OH
VA
FL
VA
TN
TN
TN
NY
WA
TX
CA
DC
IL
NY
TN
CA
FL
TN
GA
VA
TX
VA
FL
TX
WA
TN
TX
WA
TX
NJ
CA
MA
MD
MO
NY
AL
8
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
Name of Purchaser or
Nature of Disposal
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
ADJ TO PRIOR YEAR DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
FULL SALE OF ASSETS
DISTRIBUTION
TRANSFER OF ASSETS
ADJ TO PRIOR YEAR SALE
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
FULL SALE OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
ADJ TO PRIOR YEAR DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
FULL SALE OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
ADJ TO PRIOR YEAR SALE
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
Date
Originally
Acquired
04/24/1992
05/06/1992
12/28/1994
01/01/2008
08/25/1997
12/31/1998
10/20/1998
02/23/1999
12/27/2000
03/23/2001
12/23/2003
10/17/2003
12/29/2003
01/11/2005
02/02/2004
08/19/2006
04/06/2005
04/11/2005
02/24/2005
10/06/2006
06/23/2005
06/12/2006
11/21/2007
03/28/2006
12/13/2006
12/13/2006
12/21/2006
12/21/2006
12/13/2006
03/22/2007
03/29/2007
05/01/2007
06/21/2007
05/07/2007
06/14/2007
08/27/2007
12/15/2005
06/13/2006
10/29/2007
10/31/2007
05/20/2009
04/24/2009
08/17/2010
12/29/2010
04/12/2011
02/09/2011
07/14/2011
12/23/2010
12/15/2011
02/03/2012
09/05/2012
08/24/2011
10/13/2011
12/05/2011
04/05/2012
12/20/2011
10/19/2012
Disposal
Date
12/30/2016
3,482,379
03/29/2016
43,998
(274,255)
(274,255)
15
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
3,208,124
43,998
07/14/2016
6,854,680
(105,667)
(105,667)
6,749,013
04/28/2016
30,328,912
756,868
756,868
31,085,780
07/14/2016
07/14/2016
2,037,074
854,599
872,286
1,094,160
970,109
(97,823)
1,094,160
16
17
18
19
20
14
1,939,251
1,948,760
Consideration
1,604,151
4,600,000
5,400,000
17,670,152
1,365,368
5,277,226
43,998
767,144
2,389,294
6,004,290
4,522,426
3,683,632
3,390,000
743
167,668
4,999,191
170,000
7,263,541
48,293
31,085,780
34,166
685,052
349,557
495,788
1,259,473
75,000
75,000
125,000
11,746,477
865,000
10,291,164
2,224,586
11,008,374
3,482,039
2,111,128
200,000
5,601,500
1,172,775
300,000
1,280,000
2,105,176
8,986,930
405,217
3,279,403
512,000
400,500
825,000
288,692
1,128,299
780,000
5,295,559
2,588,298
1,241,136
16,254,155
293,600
27,166
784,414
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
14,462,028
14,462,028
4,522,426
4,522,426
743
743
1,630,315
1,630,315
514,527
514,527
34,166
34,166
(679,778)
(679,778)
2,224,586
2,224,586
156,417
156,417
288,692
288,692
Investment
Income
845,089
225,000
675,311
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
5
3
CUSIP
Identification
Name or Description
333650
333658
333660
333662
333674
333690
333700
333701
333808
TOWERS AT FORT LEE PH II LAND
HORIZON IN SPEC II
HORIZON IN SPEC III
E2
525 NORTHGATE
HORIZON SPEC IV
KNOX HEIGHTS
NORTHWOODS PHASE II
SUMMIT FAIR
City
6
7
4
State
FORT LEE
RIVERSIDE
RIVERSIDE
EVANSTON
SEATTLE
RIVERSIDE
DALLAS
DULLES
LEE'S SUMMIT
Name of Purchaser or
Nature of Disposal
Date
Originally
Acquired
Disposal
Date
03/22/2016
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
VA
WI
PA
MD
GA
MD
VA
VA
GA
NJ
NJ
MD
WI
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
ADJ TO PRIOR YEAR SALE
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
FULL SALE OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
08/08/1996
02/28/1997
10/24/1996
09/09/1998
01/28/2003
05/24/2007
08/08/1997
08/08/1997
02/09/2011
11/01/2010
02/04/2011
06/27/2012
06/10/1998
CA
CA
CA
NY
CA
DE
WI
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
PARTIAL SALE OF ASSETS
12/31/2004
02/11/2005
12/30/2005
06/10/2005
09/13/2006
12/29/2011
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
WI
WI
WI
WI
WI
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
05/31/2001
10/24/2013
03/05/2009
03/20/2015
06/10/1998
4,949,349
286,400
41,600
4,192,590
759,500
168,000
141
852,740
3,040
211,533,882
484,396
1,134,786
20,444,211
270,318
4,922,071
113,491
502,276
1,669,751
570,585
135,764,152
923,153
3,019,815
80,496,487
250,315,491
1,157,230
789,429
1,372,597
1,059,306
1,937,200
1,455,489
3,512,271
11,283,521
22,300,000
200,000,000
26,510,813
17,525,129
467,669,143
MILWAUKEE
WI
DISTRIBUTION
04/25/2011
21,900,000
MILWAUKEE
WI
DISTRIBUTION
06/10/1998
GREENWICH
BOSTON
NEW YORK
NEW YORK
NEW YORK
PORTLAND
CLEVELAND
CLEVELAND
RALEIGH
CT
MA
NY
NY
NY
OR
OH
OH
NC
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
FULL SALE OF INTEREST
FULL SALE OF INTEREST
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
06/04/2002
12/13/2002
01/02/2003
09/29/2003
05/21/2004
05/31/2005
11/14/2012
08/30/2013
06/17/2014
70,000,000
825,905,085
24,892
143,452
37,817
22,499
157,554
17,459
1,141
1,762
9
406,586
CO
ADJ TO PRIOR YEAR SALE
11/25/2003
DE
DISTRIBUTION
12/28/2001
48,122,043
E09.6
03/25/2016
SAN FRANCISCO
MONTEREY PARK
MONTEREY PARK
NEW YORK
SAN DIEGO
WILMINGTON
MILWAUKEE
4,949,349
2,343,392
970,109
1,373,283
49,924,274
140,085,000
140,085,000
140,085,000
140,085,000
22,421,106
22,421,106
22,421,106
22,421,106
2299999. Joint Venture Interests - Other - Affiliated
333292
333301
333304
333317
333334
333383
333653
333686
333702
USA INST TAX CREDIT XXVIII
MMA FIN XXIV TAX CR
RELATED CORP PARTNERS XXII
RELATED CORP PARTNERS XXIV
RELATED CORP PARTNERS XXVI
PNC MULTIFAMILY FUND XXIX
REDSTONE 2012 NATIONAL FUND LP
REDSTONE 2013 NATIONAL FUND LP
CAHEC COMMUNITY EQUITY FND XIX
3399999. Non-Guaranteed Federal Low Income Housing Tax Credit - Unaffiliated
333325 MS GUARANTEED GEORGIA TAX CRED
Consideration
09/05/2012
09/14/2012
11/09/2012
07/18/2013
05/03/2013
10/07/2013
11/24/2014
03/09/2015
10/26/2016
2199999. Joint Venture Interests - Other - Unaffiliated
MASON STREET ADVISORS LLC
NM INVESTMENT HOLDINGS LLC
NM PEBBLE VALLEY LLC
NM PLANNING LLC
NML SECURITIES HOLDINGS LLC
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT
COMPANY LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
16
TRANSFER OF ASSETS
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
FAIRFAX CITY
MILWAUKEE
KING OF PRUSSIA
GAITHERSBURG
SANDY SPRINGS
GAITHERSBURG
MCLEAN
MCLEAN
JOHNS CREEK
WARREN TOWNSHIP
PARSIPPANY-TROY HILL
GAITHERSBURG
MILWAUKEE
4,520,401
15
DENVER
12/30/2016
12/30/2016
1,493,164
2,483,881
(146,209)
(539,171)
(146,209)
(539,171)
1,346,955
1,944,710
3,977,045
(685,380)
(685,380)
3,291,664
3799999. Non-Guaranteed State Low Income Housing Tax Credit - Unaffiliated
333285 LANDMARK REAL ESTATE IV
CHRISTIANA
17
18
19
20
14
NJ
MO
MO
IL
WA
MO
TX
VA
MO
1899999. Joint Venture Interests - Real Estate - Affiliated
770088 CAPROCK WIND LLC
770276 SWEETWATER WIND 2 LLC
770339 SWEETWATER WIND 3 LLC
770353 BUFFALO GAP HOLDINGS LLC
770458 BUFFALO GAP HOLDINGS 2 LLC
770680 ALTA WIND III OWNER PTCPNT LLC
OIL AND GAS PORTFOLIO
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
1799999. Joint Venture Interests - Real Estate - Unaffiliated
333076 REGENTS PARK
333145 EAST POINTE COMMONS
333150 VILLAGE AT VALLEY FORGE
333204 COURTS OF DEVON
333302 PERIMETER TOWN CENTER
333465 ASPS-GAITHERSBURG
333472 WESTPARK CORPORATE CENTER I
333473 WESTPARK CORPORATE CENTER II
333538 REGENCY AT JOHNS CREEK WALK
333574 WARREN CORPORATE CENTER
333582 MORRIS CORPORATE CENTER IV
333617 CADENCE AT CROWN
NML REAL ESTATE HOLDINGS LLC
8
100,421
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
23,154,122
23,154,122
113,491
113,491
Investment
Income
1,745,400
(4,320,848)
(4,320,848)
115,268
(4,207,358)
(4,207,358)
115,268
(23,350,851) (23,350,851)
(23,350,851) (23,350,851)
37,817
(1,324,456)
(1,787,156)
37,817
(1,324,456)
(1,787,156)
(3,073,794)
(25,079)
(25,079)
100,421
(3,073,794)
(25,079)
(25,079)
100,421
(146,209)
(539,171)
(685,380)
ANNUAL STATEMENT FOR THE YEAR 2016 OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY
SCHEDULE BA - PART 3
Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Year
1
2
Location
3
CUSIP
Identification
Name or Description
333306
333335
333362
333388
333404
333425
333469
333470
CBL & ASSOCIATES PROPERTIES
CENTERLINE II
WRIGHTWOOD LLC
LEGACY I
BOSTON CAPITAL MORTGAGE
LEGACY II
FORTRESS V COINVEST
WRIGHTWOOD HIGH YIELD II
4299999. Any Other Class of Assets - Unaffiliated
4499999. Total - Unaffiliated
4599999. Total - Affiliated
4699999 - Totals
City
CHATANOOGA
CHRISTIANA
CHICAGO
FOSTER CITY
BOSTON
FOSTER CITY
NEW YORK
CHICAGO
5
6
7
4
State
TN
DE
IL
CA
MA
CA
NY
IL
8
Change in Book/Adjusted Carrying Value
10
11
12
13
Book/
Current
Adjusted
Year’s
Total
Carrying
Current
OtherChange in
Value
Year’s
ThanBook/
CapitalLess
Unrealized (Depre- Temporary
Adjusted
ized
Encum- Valuation ciation) or ImpairDeferred Carrying
brances, Increase (Amortiment
Value
Interest
Prior
zation)/
Recog(De(9+10and
Year
nized
crease) Accretion
11+12)
Other
9
Name of Purchaser or
Nature of Disposal
PARTIAL SALE OF ASSETS
ADJ TO PRIOR YEAR DISSOLUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISTRIBUTION
DISSOLUTION
Date
Originally
Acquired
12/19/2002
06/28/2004
02/15/2005
07/28/2005
06/29/2006
07/28/2006
07/24/2007
08/30/2007
Disposal
Date
07/01/2016
1,795,700
1,795,700
293,596,205
140,085,000
433,681,205
1,670,137
1,670,137
170,521,369
(685,380)
170,521,369
(685,380)
15
16
17
18
19
20
14
Total
Foreign
Exchange
Change in
Book/
Adjusted
Carrying
Value
62,329,796
1,670,137
1,670,137
107,506,193
1,288,924
62,329,796
107,506,193
1,288,924
Book/
Adjusted
Carrying
Value
Less
Encumbrances
on
Disposal
3,465,837
3,465,837
380,399,164
140,085,000
520,484,164
Consideration
13,327,053
125
1,655,586
1,130,950
721,393
538,739
549,575
1,948,567
19,972,410
1,336,394,938
1,083,842,508
2,420,237,446
Foreign
Exchange
Realized
Total
Gain
Gain
Gain
(Loss)
(Loss) on (Loss) on
on
Disposal Disposal Disposal
(2,009,738)
125
740,550
Investment
Income
(2,009,738)
125
740,550
(1,517,270) (1,517,270)
135,732
(2,685,911) (2,685,911)
135,732
(3,316,148) (23,799,334) (27,115,482) 126,119,274
(4,207,358) (4,207,358)
115,268
(3,316,148) (28,006,692) (31,322,840) 126,234,542
E09.7

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