Behavioral Ecology doi:10.1093/beheco/arr168 Advance Access publication 4 November 2011 Original Article Mechanisms underlying small-scale partial migration of a subtropical owl Mei-Ling Bai, Lucia Liu Severinghaus, and Mark Todd Philippart Biodiversity Research Center, Academia Sinica, 128 Academia Road, Section 2, Nankang, Taipei 115, Taiwan Partially migratory populations provide excellent opportunities to study why animals migrate. Three hypotheses have been proposed to explain the variations in individual migratory decisions: the body-size hypothesis, the arrival-time hypothesis, and the dominance hypothesis. These hypotheses were developed for long-distance migrants breeding in the temperate region; whether the same mechanisms affect small-scale partial migration in the subtropical zone remain to be examined. In this study, we analyzed the condition dependence of the small-scale migratory behavior of Lanyu scops owl (Otus elegans botelensis) and examined the costs and benefits of alternative strategies. We found that migrants gained more weight than residents during the nonbreeding season. Resident males were more likely to breed the following year than migrant males, and resident females were more likely to breed successfully than migrant females. Our results showed that male owls tended to be resident, supporting the arrival-time hypothesis. The sexual difference in migratory tendency does not support the body-size hypothesis, which predicts the lighter weighted male to be more migratory than the heavier females. Also, within the same sex, migratory tendency was not related to body mass. The patterns that younger owls and nonbreeders were more migratory than older ones, and breeders are consistent with the dominance hypothesis. However, Lanyu scops owl does not demonstrate winter food competition as assumed by the dominance hypothesis. We propose that the difference in the probability of breeding between dominant and subordinate owls lead to dominance-dependent partial migration. Key words: alternative strategy, arrival-time hypothesis, bodysize hypothesis, condition-dependent decision, dominance hypothesis, partial migration. [Behav Ecol 23:153–159 (2012)] INTRODUCTION igration, the seasonal movement between breeding and nonbreeding areas (Berthold 2001), occurs over a wide range of taxa and spatial scales (Dingle 1996). Migratory strategies may affect the fitness of individuals and influence the dynamics of a population (Adriaensen and Dhondt 1990; Morrissey et al. 2004), as well as alter the structure of communities and cause ecosystem-wide effects (Fryxell and Sinclair 1988; Winemiller and Jepsen 1998; Brodersen, Ådahl, et al. 2008). Partial migration, in which only a portion of a population is migratory, is considered a crucial step in the evolution of migration by some authors (Bell 2000; Berthold 2001; Salewski and Bruderer 2007). The coexistence of migratory and nonmigratory individuals within a population provides an opportunity to examine the traits related to migratory behavior as well as to analyze the costs and benefits of alternative strategies. The migratory behavior in a partially migratory population can be either obligatory or facultative at the individual level. For some species, the alternative migratory behavior is a genetically controlled dimorphism unchangeable through an individual’s lifetime (obligatory partial migration; Berthold and Querner 1982; Biebach 1983). Although for most of the partially migratory species, the migratory behavior is an individual decision, which is often related to the attributes of the individual, such as sex, age or dominance, or environmental M Address correspondence to L.L. Severinghaus. E-mail: zobbowl@ gate.sinica.edu.tw. Received 2 November 2010; revised 13 May 2011; accepted 11 August 2011. The Author 2011. Published by Oxford University Press on behalf of the International Society for Behavioral Ecology. All rights reserved. For permissions, please e-mail: [email protected] conditions (facultative partial migration; Smith and Nilsson 1987; Chan 2005; Olsson et al. 2006; Brodersen, Nilsson, et al. 2008; Ogonowski and Conway 2009). To explain how such differential decisions arise, 3 hypotheses have been proposed (reviewed by Myers 1981; Ketterson and Nolan 1983; Boyle 2008). The body-size hypothesis, or foraging-limitation hypothesis (Boyle 2008), claims that larger and heavier individuals are more likely to remain in the breeding area due to their ability to endure long periods of food deprivation. The arrival-time hypothesis suggests that the sex experiencing more intense intraspecific competition for territories, which was usually priority dependent, should benefit by returning earlier to the breeding ground and tend to be nonmigratory. The dominance hypothesis predicts that subordinate individuals, usually younger ones, are more likely to migrate as they are out-competed by dominants and forced to leave when food is scarce. These 3 hypotheses are not mutually exclusive. They emphasize different mechanisms to explain partial migration, namely, the ability to endure food deprivation, the need to obtain breeding sites through early occupancy, and the ability to compete for winter food. To explain why different migratory strategies are maintained in a population, one common approach was to analyze the condition dependence of the migratory behavior according to the 3 hypotheses above (e.g., Ketterson and Nolan 1983; Brodersen et al. 2008; Boyle 2008). Another approach is to evaluate the costs and benefits of alternative strategies, but existing literature on partial migration contained few empirical studies that could evaluate the trade-off of different strategies (e.g., Gillis et al. 2008). Although most studies deal with the longdistance, regional movement of organisms, migration, under the broad definition of ‘‘the seasonal movement between Behavioral Ecology 154 breeding and non-breeding areas’’ (Berthold 2001), do occur locally at altitudinal dimension or at even smaller spatial scales. Within tropical or subtropical zone, such small-scale movements could be common but are often overlooked (Levey and Stiles 1992; Poulin et al. 1993), and the mechanisms remain poorly understood (Jahn et al. 2010). We investigated the postbreeding season movement pattern of the Lanyu scops owl (Otus elegans botelensis) on a subtropical island. The owl is an insectivorous cavity-nesting species. It forages in diverse habitats, and its potential prey (insects . 2 cm) is more abundant in edge habitat than in mature forests throughout the year (Yang MM, unpublished data). However, tree cavities used for breeding are largely confined to mature forests, thus the owls aggregate to mature forests during the breeding season (May to August). Adult owls exhibit high breeding site fidelity and make breeding attempts in same forest patches every year. At the end of breeding season, some owls leave the breeding area, whereas others remain (Severinghaus 2002). Their seasonal need for cavities, the uneven distribution of cavity, as well as food resource on the island provide the context for the seasonal movement of the owls in parallel to partial migration. The relatively small scale of these movements presents a system suitable for close monitoring. According to the body-size hypothesis, male owls should be more likely to migrate than females, as male Lanyu scops owls are lighter than females. This hypothesis also predicts that, within the same sex, lighter weighted individuals are more likely to migrate than heavier ones at the end of the breeding season. Male owls establish territories thorough intensive vocal contests and some fighting. Female contests were also seen, but much less frequently than between-male contests. According to the arrival-time hypothesis, female owls should be more likely to migrate than males. The breeding opportunity of the population is limited by the availability of suitable cavities (Severinghaus 2007). In a population with limited breeding opportunities, breeding status usually reflects the dominance rank of the individuals involved (Sutherland 1996). The owls are capable of breeding in the second year of their life, but the probability of these birds breeding is lower than that of older ones. Based on the dominance hypothesis, younger owls should be more likely to migrate than older ones. The probability of breeding does not change further with age for birds 3 years and older, and about 30% of this age group are nonbreeders each year (Severinghaus LL, unpublished data). The dominance hypothesis also suggests that nonbreeders should be more likely to migrate than breeders among the older owls. In this study, we examine the condition dependence of the owls’ migratory behavior, by analyzing the relationships of an owl’s migratory strategy with its age, sex, end-breeding-season body mass, and its reproductive parameters of the year. We also assess the costs and benefits of the strategies, including the relationships of an owl’s migratory strategy with its January body mass, its probability of survival, and its reproductive parameters of the following year. With the outcome of the analyses, we evaluate whether the 3 hypotheses are applicable to the small-scale partial migration of this subtropical bird. excavating species; therefore, tree cavities are formed only through natural decay and are concentrated in mature forests. Our study site is a patch of 10-ha mature forest on the southeastern coast of Lanyu. We mapped all the large trees (diameter at 130 cm above ground . 18 cm) and measured the characteristics of all the cavities known (totaling 296 trees and 258 cavities, Severinghaus 2007). Vegetation structure of the study site comprises a canopy layer (height 8–16 m), a herb layer, and a very open middle layer. The crowns of the canopy trees are umbrella shaped with leaves clustered on the treetop. Such structure allows high detection rate of the owls, which frequent the large branches. Lanyu scops owl (O. e. botelensis) is a subspecies of elegant scops owl (O. elegans) endemic to Lanyu. It is an insectivorous owl nesting in cavities. The availability of suitable cavities limits its reproduction (Severinghaus 2007). Since early spring, male owls compete for cavities through vocal contests and territorial fights. Females also compete for cavities, but female contests were much less frequent than between-male contests. Breeding females lay a clutch of 2 or 3 eggs mainly in the second half of May. Females incubate for about 1 month, then both parents feed the nestlings for another month. About 60% of the breeding attempts have at least one fledged young (Severinghaus 2007), which are further fed by the parents for 2–3 weeks. Population monitoring Since 1985, we mist-netted, weighed, and color-ringed owls regularly in our study site to maintain 80% of the population individually identifiable. Nestlings were weighed and colorringed at about 3 weeks old. Sexes look alike in this species except that adult females are slightly larger than adult males (female 127 6 11 g, male 119 6 9 g). Sex identification in the field relied on their sex-specific vocalization. Since 1999, about 20 ll of blood was collected from the alar vein of each captured individual for sex typing using molecular markers. Two persons spent 7 nights per month searching for owls in the study site and recorded the color-ring combination of each owl observed. We found that the number of owls observed showed an annual cyclic pattern, being highest in May and lowest in September (Figure 1; Severinghaus 2002). To examine whether this pattern reflected owl movement or was an observational bias due to other behavioral changes (e.g., less vocal) in owls, we conducted monthly standardized mist netting and radio tracking. We verified that, whereas METHODS Study area and species Lanyu (22.0N, 121.3E), also known as Orchid Island, lies 60 km off the southeastern coast of Taiwan. It is a rugged volcanic island 46 km2 in area. As a result of frequent strong wind, scrubby woodlands dominate the landscape. Fragmented mature forests are scattered only in sheltered sites and comprise about 10% of the island. There is no woodpecker or other Figure 1 Monthly variation (mean 6 standard deviation) of the number of banded Lanyu scops owls in the study site between 1999 and 2007. Modified from Severinghaus (2002). Bai et al. • Partial migration of a subtropical owl some owls remained in the study site through winter, some moved to edge habitats on the island at the end of breeding season and returned to the study site the following spring (Severinghaus 2002). Owls’ departure from the study site was not synchronized, with the majority leaving in late July and August. The timing of their return could be as early as January, but mostly between February and April. Data treatment and analyses We used only data collected between 1999 and 2007 for this study because almost all nest cavities in the study site were known since 1999. We termed each owl as either a resident or a migrant in a given year based on whether it was observed in the study site between September and December that year. We treated each owl each year as a separate record because the status of an owl could change among years. We excluded the last-year record of each bird from our analyses, as we could not determine whether it died or emigrated. We categorized the age of owls as first, second, and third year or older based on calendar year. Preliminary analysis using known-aged owls showed no further differentiation in migratory strategy among birds third year or older. Owls ringed as adult were considered age unknown the first year after ringing, then categorized as third year or older in subsequent years. To investigate the condition dependence of migratory behavior, we used generalized linear mixed models (GLMMs) with binomial error distribution and logit link function to examine whether migratory strategy was related to age class, sex, breeding status (if the individual breed or not), breeding success (defined as successful if at least one young fledged), number of fledglings of the previous breeding season, and the body mass measured in July/August, prior to the start of migration. To examine the costs and benefits of alternative migratory strategies, we used GLMMs with binomial error distribution and logit link function to test if breeding status and breeding success the following year were related to migratory strategy, used GLMM with Poisson error distribution and logarithmic link function to test if the number of fledglings the following year was related to migratory strategy, and used GLMM with normal error distribution and identity link function to evaluate whether the January body mass (post the defined migration period) was associated with migratory strategy. Because of the small sample sizes for first and second year age classes, we used only the data of third year or older birds in all analyses except those regarding age and sex. In all cases, bird identity was included as a random factor, as some owls occurred in the data set for several years. While analyzing the reproductive parameters (breeding status, breeding success, and number of fledglings) of the following year, previous breeding status was included as a fixed effect. For the analysis of body mass, sex and previous breeding status were included as fixed effects. Significance of each fixed effect was assessed with Wald statistics. For survival, we considered only knownaged birds and calculated the number of years each was seen and the percentage of years it adopted nonmigratory strategy since the third year of its life. We then examined the relationship of 2 variables, using partial correlation analysis with the bird’s ringing year as the control variable. RESULTS The data set included 651 records of 122 males and 107 females. Each year, from 35% to 47% of the owls were categorized as resident, and the ratio showed no significant interyear variation (chi-square test, v27 ¼ 3.2, P ¼ 0.86). The migratory strategy of a specific individual could alter between years. Among the 61 owls present for at least 5 years, only 3 behaved 155 as resident every year and 9 always as migrant. For the following analyses, we considered only the cases with known age classes, totaling 572 records from 109 males and 95 females. Age and sex In male owls, the tendency to be resident increased with increasing age class (Table 1, Figure 2a). For females, the sample sizes of first- and second-year birds were too small to analyze. Among owls third year or older, more males behaved as resident than females. There was no detectable sexual difference in migratory strategy in the 2 younger age classes due to limited sample size. Reproduction Among male owls 3 or more years old, more breeders behaved as resident than nonbreeders (Table 1, Figure 2b). The relationship between breeding status and migratory strategy after the breeding season was only marginally significant in females. Among breeders, neither breeding success nor fledgling number was associated with migratory strategy in either sex (Table 1, Figure 2c,d). The breeding status of male owls was related to both their migratory strategy and their breeding status of the previous year. More previous-year residents bred than previous migrants (Figure 3a; GLMM, F1,185 ¼ 8.2, P , 0.01), and more previous-year breeders bred than previous nonbreeders (GLMM, F1,185 ¼ 5.7, P , 0.05). Examining only the breeding males, their breeding success and fledgling number were not related to their migratory strategy or their breeding status of the previous year (Figure 3b,c; GLMM, breeding success, and migratory strategy: F1,132 ¼ 0.1, P ¼ 0.79; breeding success and previous breeding status: F1,132 ¼ 3.3, P ¼ 0.07; number of fledglings and migratory strategy: F1,130 ¼ 0.3, P ¼ 0.62; number of fledglings; and previous breeding status: F1,130 ¼ 1.5, P ¼ 0.23). These results indicate that resident males had higher chances of obtaining breeding opportunities than migrant, but once a male owl obtained a cavity, its success was not influenced by whether it was a resident or a migrant. If including nonbreeders to compare the overall reproductive output of the 2 strategies, resident males had significantly higher number of fledglings than Table 1 Results of GLMMs for the condition dependence of the migratory strategy of Lanyu scops owl Variable Age class Male Female Sex First-year birds Second-year birds Third-year or older birds Breeding status Male Female Breeding success Male Female Number of fledglings Male Female Body weight in July/August Degrees of freedom F P 2, 217 2, 169 8.4 0.0 ,0.001 1.00 1,19 1,19 1, 353 1.8 0.0 34.3 0.20 0.98 ,0.0001 1, 186 1, 165 4.2 3.5 ,0.05 0.06 1, 132 1, 112 1.4 0.4 0.24 0.52 1, 130 1, 110 1, 70 0.8 0.1 2.2 0.37 0.71 0.14 156 Behavioral Ecology Figure 2 Condition dependence of the migratory strategy of Lanyu scops owl: percentage of residents in relation to (a) age classes, (b) breeding status, (c) breeding success, and (d) number of fledglings. migroty ones (Figure 3d; GLMM, migratory strategy: F1,183 ¼ 4.3, P , 0.05; previous breeding status: F1,183 ¼ 3.8, P ¼ 0.05). The breeding status of females was not related to their migratory strategy (Figure 3a; GLMM, F1,164 ¼ 1.9, P ¼ 0.17) but to their breeding status of the previous year (GLMM, F1,164 ¼ 4.3, P , 0.05). More previous-year breeders bred than pre- Figure 3 Costs and benefits associated with alternative migratory strategies of Lanyu scops owl: the relationship between (a) breeding status, (b) breeding success, (c) mean fledgling number of breeders, and (d) mean fledgling number of all birds with the migratory strategy of the previous winter. vious nonbreeders. Examining only the breeding females, females that were resident the previous year had higher breeding success (Figure 3b; GLMM, F1,96 ¼ 6.1, P , 0.05), but their previous breeding status did not have any effect (GLMM, F1,96 ¼ 0.8, P ¼ 0.37). Their number of fledglings was related neither to their migratory strategy (Figure 3c; Bai et al. • Partial migration of a subtropical owl GLMM, F1,95 ¼ 2.1, P ¼ 0.15) nor to their breeding status (GLMM, F1,95 ¼ 0.4, P ¼ 0.51) of the previous year. Examining both breeders and nonbreeders, resident females had more fledglings than migratory females (Figure 3d; GLMM, migratory strategy: F1,163 ¼ 3.9, P , 0.05; previous breeding status: F1,163 ¼ 3.1, P ¼ 0.08). 157 to the breeding status of the previous year (GLMM, F1,34 ¼ 1.3, P ¼ 0.27) or the interaction between previous breeding status and migratory strategy (GLMM, F1,34 ¼ 1.4, P ¼ 0.25). DISCUSSION Trade-off between reproduction and survival Survival The number of years an owl was observed was not related to the frequency it bred for either sex (partial correlation, males: r ¼ 0.04, N ¼ 32, P ¼ 0.84; females: r ¼ 0.10, N ¼ 26, P ¼ 0.64). No relationship existed between the number of years a male was observed and the percentage of years it was a resident (partial correlation, r ¼ -0.22, N ¼ 32, P ¼ 0.23), but the more frequently a female was a resident, the fewer years it was observed (partial correlation, r ¼ -0.39, N ¼ 26, P , 0.05). Body mass Migratory strategy of owls was not related to their body mass at the end of the breeding season (Table 1, Figure 4a). Both sexes gained weight over winter, and migrants were heavier the following January than residents (Figure 4b; GLMM, F1,34 ¼ 4.4, P , 0.05). Migratory males were about 5% heavier than resident males, and migratory females were about 6% heavier than resident females. January body mass was not related Through long-term monitoring of the movement pattern, breeding performance, survival, and body mass, we explored the costs and benefits associated with alternative migratory strategies of Lanyu scops owl. Resident owls gain privileges in reproduction the following spring, and such benefits unfold differently for males and females. Male residents had a greater chance breeding than male migrants. As cavity availability is limiting (Severinghaus 2007), resident males may increase their probability of obtaining cavities through prior occupancy. Residents could familiarize themselves with potential territories and competitors during winter and therefore increase their dominance in cavity competition (Stamps 1987; Sandell and Smith 1991; Snell-Rood and Cristol 2005). In contrast, female residents did not have higher probability of breeding than female migrants. Yet previous-year breeding females were more likely to breed compared with previous nonbreeding females, regardless of their migratory strategy. This indicates that whether a female breeds or not may be related to some other unidentified factor, not determined by priority-dependent cavity occupation. Nevertheless, among breeding females, residents were more likely to breed successfully than migrants. Cavity flooding after heavy rain is a main cause for breeding failure in these owls (Severinghaus 2007). A cavity may get flooded in one rain event but not in another, and the flooding is usually short term. Therefore, repeated assessment is necessary to judge the safety of a cavity. We have observed owls inspecting cavities in winter, presumably to evaluate their qualities. By staying at the breeding site in winter, resident females may make better assessment of cavities than migrants. In long-distance migration and altitudinal migration systems, residents were also found to occupy better territories and have higher breeding success than migrants (Schwabl 1983; Adriaensen and Dhondt 1990; Gillis et al. 2008). Migratory owls gained more weight over winter than residents. These owls winter in edge habitats (Severinghaus 2002) where large insects are more abundant than in the breeding site (Yang MM, unpublished data). As adult owls on Lanyu have no natural predators, the disadvantage of weight gain associated with mass-dependent predation (Houston and McNamara 1993; Metcalfe and Ure 1995) is not an issue, and their mortality is likely related to the physical condition of the individuals. Consequently, gaining more weight by wintering in food-rich habitats should be advantageous. Our results also suggested that being migratory is beneficial for survival in females. Factors underlying different migratory decisions Figure 4 The relationship between the migratory strategy of owls with (a) the body mass in July and August and (b) the body mass in the following January. We found that the migratory strategy of Lanyu scops owls was conditional to sex, age, and breeding status: 1) among birds third year or older, the tendency to be resident was higher in males than in females; 2) in males, the tendency to be resident was higher in older birds than in younger ones; and 3) the tendency to be resident was higher in breeders than in nonbreeders. The observation that female owls were more migratory than males is consistent with the arrival-time hypothesis. The underlying mechanism of the arrival time hypothesis is a prioritydependent intraspecific competition for territories (Ketterson and Nolan 1983). This was verified in our analysis that the Behavioral Ecology 158 probability of breeding is priority-dependent in males but not in females. The patterns that older owls and breeders tended to be resident compared with younger ones and nonbreeders are consistent with the prediction of the dominance hypothesis. Food competition is the commonly adopted explanation for this hypothesis, which suggests that dominant individuals may out-compete subordinates for scarce food resources in winter (Lundberg 1985; Smith and Nilsson 1987). This explanation was derived from the studies of temperate birds that are granivores, frugivores, or omnivores in winter and forage in flocks. In such flocks, foraging success often mirrors dominance rank (Dingemanse and de Goede 2004). However, Lanyu scops owl is an insectivore and never forages in flocks. Food competition is less likely to be the mechanism driving the dominance-dependent partial migration for this species. We propose that the difference in the probability of breeding between dominants and subordinates could lead to the same observed pattern. Lanyu scops owls rarely breed in the second year of their lives (Severinghaus LL, unpublished data). The low expectancy for young owls to breed very likely favors their decision to migrate, opting for increased survival and hence improved opportunity for future reproduction. Our analyses also showed that current breeders had higher chance to breed next year than nonbreeders. It could thus be worthwhile for current breeders to remain in the breeding area and pay the cost of inferior winter foraging condition. Our results do not support the body-size hypothesis, as lighter weighted males were less migratory than heavier females, and within-sex migratory tendency was not related to the body mass at the end of the breeding season. The body-size hypothesis developed in the temperate region emphasizes the ability to endure food deprivation under cold weather. This mechanism probably plays a minor role in our study site, where the climate is relatively mild. At a small spatial scale as in this study, the difference between the microclimate of alternative wintering sites is also relatively small. However, within tropical areas where rainfall variation is great, partial migration could be induced by limited foraging opportunities (Boyle 2008) or limited food availability (Jahn et al. 2010). In summary, we suggest that the competition for limited breeding resources is the main underlying factor shaping the partial migration of Lanyu scops owl. Males, which experience intense intrasexual competition for cavities and may gain significant privileges through prior residency, tend to be resident. Older birds and breeders, which represent the dominant individuals and would have ‘‘more to lose’’ if leaving the breeding site, also tend to stay. The pattern that males tend to be resident was also found in many temperate populations exhibiting long-distance migrations (Smith and Nilsson 1987; Adriaensen and Dhondt 1990; Mazerolle and Hobson 2007). The arrival-time hypothesis may be applicable in different regions and at different spatial scales, when breeding territories are limited or vary greatly in quality. The body-size hypothesis emphasizing the ability to endure food deprivation is probably less applicable in regions with mild climate and at small spatial scales. The dominance hypothesis based on food competition is unsuitable for solitude insectivores (Jahn et al. 2010), and we propose a modified dominance hypothesis driven by differential probability of breeding. As pointed out by other works (Boyle 2008; Jahn et al. 2010), the leading hypotheses concerning partial migration may need modification to cover different migratory systems in the tropics. We deeply appreciate R. Macedo, C. P. Bell, J. Brodersen, and other anonymous reviewers for their insightful comments on an earlier draft. We are grateful to Shih-fan Chan for suggestions concerning data analyses. 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